Bibliographia. Annotated Bibliographies on Religion and Philosophy PDF Free Download

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Bibliographia. Annotated Bibliographies on Religion and Philosophy PDF Free Download

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Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliographia. Annotated
Bibliographies on Religion and
Philosophy
What's New: Last Update: September 13th, 2025.
This website is devoted to bibliographical resources on philosophy
and religion.
I will begin with Bibliographies on the history of early Christianity;
the planned sections are:
Bibliographies of philosophy: on arguments not treated in my other
websites.
Hebrew Bible: Bibliographies on the formation of the Pentateuch,
the Canon, the psuedepigrapha, textual criticism and the history of
the research.
New Testament: Bibliographies on the synoptic question, the
gospels, the letters, Acts of Apostles and Revelation, the formation of
the Canon, the psuedepigrapha, textual criticism and the history of
the research.
Literature of the Early Christianity: Bibliographies on the Apostolic
Fathers, orthodoxy and heresy.
Literature of the Early Judaism: Bibliographies on the birth of
Judaism and the Parting of the Ways between Christianity and
Judaism.
Philosophy and Phenomenology of Religion: Definition of 'Religion',
Analytic and Continental perspectives; the dichotomy between
Sacred and Profane; the debate over the existence of God.
Sociology of Religion: The Sociology of Early Christianity; Charisma
and Its Routinization in Early Christianity; Messianism and
Millenarism from a sociological perspective.
Study Guides: this section contains Bibliographies on dictionaries
and encyclopedias of philosophy, manuals of style for philosophy
students and a selection of introductory readings on history of
philosophy, metaphysics, ontology and the philosophy of logic.
Other religions: This section will contain bibliographies on the most
important religions other than Christianity and Judaism.
Currently this site is in an early stage of development: only few
sections are available; if you are interested, please be patient: in the
next future I will add more pages. This is my third website after
“Theory and History of Ontology and “History of Logic” that I will
continue to develope.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
What's New on This Site: Recently
Modified Pages
Recent Updates
September 13th, 2025: Added Annotated bibliography of Peter
Abelard: I. Literary Works
September 13th, 2025: Added Annotated bibliography of Peter
Abelard: II. Logical, theological and ethical works
August 30th, 2025: Added Abelard and Heloise. Bibliography of the
English Studies
August 30th, 2025: Updated Abelard's Philosophy. Bibliography of
the English Studies
August 20th, 2025: Updated Peter Abelard. Bibliography on His
theology and the doctrine of the Trinity
August 12th, 2025: Updated Peter Abelard. Bibliography on His
Ethics and Moral Philosophy
September 10th, 2024: Added Bibliography on mental language in
the Middle Ages
July 1st, 2024: Added From Greek to Latin. The development of the
Latin philosophical vocabulary
December 8th, 2023: Updated Boethius' Contribution to the
Quadrivium. Selected Bibliography
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Contents of the projected pages
Bibliographies on Philosophy
Boethius
Boethius' Contribution to Quadrivium. Annotated Bibliographyy
Peter Abelard
Bibliography on Abelard theology and His doctrine of the Trinity
Bibliography on Abelard Ethics and Moral Philosophy
Bibliography of the Medieval Theories of
Mental Language
Annotated bibliography of studies in English:
A - Kel
Kin - O'Ca
Pan - Z
Annotated bibliography of studies in other languages:
French, Italian, German, Portuguese, Spanish, Latin
Bernard Bolzano
Bibliography on Bolzano's Practical Philosophy: Religion, Politics,
Aesthetics
Bernard Bolzano
Bibliography on Bolzano's Practical Philosophy: Religion, Politics,
Aesthetics
Philosophy from Greek to Latin. The
development of Latin philosophical
vocabulary
Studies in English A - J
Studies in English K - Z
Studies in French, Italian, German
Questions of Biblical Criticism
Hebrew Bible Textual Criticism
History of the Hebrew Bible Critical Research
New Testament Textual Criticism
History of New Testament Critical Research
Hebrew Bible
(Under construction)
New Testament
The Synoptic Gospels
The Synoptic Problem
The Gospel of Matthew
The Gospel of Mark
The Gospel of Luke
The Pauline Epistles
1 Thessalonians, 1 Corinthians, 2 Corinthians, Philippians, Philemon,
Galatians, Romans
Early Developments of Christianity
The Acts of the Apostles
Deutero-Pauline Epistles
2 Thessalonians, Colossians, Ephesians
Pastoral Epistles
1 Timothy, 2 Timothy, Titus
The Epistle to the Hebrews
The Catholic Epistles: James, 1 Peter, 2 Peter, Judas
The Johannine Literature
The Gospel of John
The Epistles: 1, 2, 3 John
The Christian Apocalyptic
The Book of Revelation
The Canon of the New Testament
The Formation of the Canon
The New Testament Apocrypha
on the Apocryphal Literature
General Studies on the Apocryphal Literature
New Testament Apocrypha
Apocryphal Gospels
Apocryphal Acts
Apocryphal Letters
Apocryphal Apocalypses
Early Christian Orthodox Literature (I-II
Centuries)
Apostolic Fathers
Clement of Rome (fl. c. 95)
Ignatius of Antioch (fl. c. 100-115)
Polycarp of Smyrna (69- 155)
Didaché (100-150)
The Epistle of Barnabas (130-131)
Papias of Hierapolis (c. 60-130)
Quadratus of Athens (d. 129)
Papias of Hierapolis (c. 60-130)
Epistle to Diognetus (130 ? - late 2nd century ?)
The Shepherd of Hermas (90-150)
Christian Writers of the Second Century
Justin Martyr (c. 100-165)
Aristide of Athens, Apology (c. 120-138)
Clement of Alexandria (c. 150-215)
Tertullian (155-c. 220)
Melito of Sardis (d. 180)
Irenaeus (early 2nd century – died c. 202)
Athenagoras of Athens (c. 133-c.190)
Theophilus of Antioch (d. 183-185)
Hippolitus of Rome (170-235)
Bibliography on the Early Christian Heterodox Literature (I-II
Centuries))
The Problem of the Birth of Heresy
Dissent in the First Century
The Bauer Thesis: The Origins of Orthodoxy and Heresy
Simon Magus
Ebionism
Nicolaism
Heresies of the Second Century
Christian Gnosticism
Sethianism
Marcionism
Montanism
Ebionites
Nazarenes
Elchasaites
Philosophy and Phenomenology of Religion
History of the Ontological Argument for the
Existence of God
General Introduction
General Works on the History of the Ontological Argument
Anselm of Canterbury's argument in the Proslogion
The Medieval Period from Anselm of Canterbury to Duns Scotus
The Modern Period from Suárez to Frege
The Contemporary Period from Barth to the Present Time
A Selection of Primary Texts
Fundamental Questions
The Sacred
Monotheism and Polytheism
Sociology of Religion
The Sociology of Early Christianity
Charisma and Its Routinization in Early Christianity
Messianism
Millenarism
Bibliographical study guides
Study Guides on Western Philosophy
Introductory Works, Dictionaries, Encyclopedias
Bibliography of Philosophy and Manuals of Style
General Works on the History of Philosophy
Formal and Descriptive Metaphysics
Formal and Descriptive Ontology
Philosophical Logic and Philosophy of Logic
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliographies on Philosophy
Boethius
Boethius' Contribution to Quadrivium. Annotated Bibliographyy
Peter Abelard
Bibliography on Abelard theology and His doctrine of the Trinity
Bibliography on Abelard Ethics and Moral Philosophy
Bibliography of the Medieval Theories of
Mental Language
Annotated bibliography of studies in English:
A - Kel
Kin - O'Ca
Pan - Z
Annotated bibliography of studies in other languages:
French, Italian, German, Portuguese, Spanish, Latin
Bernard Bolzano
Bibliography on Bolzano's Practical Philosophy: Religion, Politics,
Aesthetics
Philosophy from Greek to Latin. The
development of Latin philosophical
vocabulary
Studies in English A - J
Studies in English K - Z
Studies in French, Italian, German
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Boethius' Contribution to the
Quadrivium. Selected Bibliography
Bibliography
1. Barrett, Sam. 2013. The Melodic Tradition of Boethius’ De
consolatione philosophiae in the Middle Ages. Kassel:
Bärenreiter.
Volume I: Text; Volume II: Transcriptions and Commentary.
2. Bell, Nicolas. 2009. "Readings and Interpretations of
Boethius’s De institutione musica in the Later Middle Ages." In
Sapientia et Eloquentia: Meaning and Function in Liturgical
Poetry, Music, Drama, and Biblical Commentary in the Middle
Ages, edited by Iversen, Gunila and Bell, Nicolas, 365-380.
Turnhout: Brepols.
"Throughout the Middle Ages the primary text for the
understanding of music was Boethius’s De institutione musica.
Boethius was essentially a philosopher. The purpose of his
discourses in the liberal arts was to enable the mind to move
closer to an abstract truth: it was only after one understood the
truth that was inherent in music, in arithmetic, or in the other
liberal arts, that one could begin to have an understanding of
philosophy.(1) He was also a theologian — or at least, as far as
Boethius was concerned, the purpose of the study of music was
essentially a theological one. In the De institutione musica, the
extensive discussions of instrumental music were intended not
simply as an exemplification of the geometrical principles of
harmonic theory; they were also the first stage in an intellectual
progression, first from musica instrumentalis to musica
humana — from the practical understanding of the monochord
to the understanding of the human soul — and ultimately from
musica humana to musica mundana — to the divine plan of
the world and the heavens, the music of the spheres." (p. 365)
(1) See Calvin M. Bower, ‘The Role of Boethius’ De institutione
musica in the Speculative Tradition of Western Musical
Thought’, in Boethius and the Liberal Arts: A Collection of
Essays, ed. by Michael Masi, Utah Studies in Literature and
Linguistics, 18 (Bern: Lang, 1981), pp. 157–74.
3. Bernhard, Michael. 1990. "Glosses on Boethius' "De
institutione musica"." In Music Theory and its Sources:
Antiquity and the Middle Ages, edited by Barbera, André, 136-
149. Notre Dame: University of Notre Dame Press.
4. Bohlin, Erik. 2017. "An Unnoticed Gloss in Boethius, Institutio
arithmetica II, 54." Latomus no. 76:403-408.
"The last chapter of the second book of Boethius’ Institutio
arithmetica deals with the proportion which in the chapter’s
heading is called maxima et perfecta symphonia “the greatest
perfect concord”. With modern notation the proportion can be
described thus: In a sequence of four numbers a, b, c, d – which
are positive integers and for which a > b > c > d – the
proportion is a : c = b : d, or, inversely, c : a = d : b, and such
that b = (a + d) / 2 and c = (2ad) / (a + d).
The numbers d, b, a will thereby constitute an arithmetic
progression, in which b is the arithmetic mean, and the
numbers d, c, a a harmonic progression, in which c is the
harmonic mean. The sequence is exemplified and expounded
further in the chapter by the numbers 12 (= a), 9 (= b), 8 (= c),
and 6 (= d)."
(...)
"According to the editions of G. Friedlein (1867), J.-Y.
Guillaumin (1995), and H. Oosthout and J. Schilling (1999), the
passage reads thus:
In quattuor enim terminis si fuerit quemadmodum primus ad
tertium, sic secundus ad quartum, proportionum ratione
scilicet custodita, geometrica medietas explicatur et quod
continetur sub extremitatibus aequum erit ei quod sub utraque
medietate ad se inuicem multiplicata conficitur. (Boeth.,
arithm. II, 54, 3) 4
Guillaumin translates it into French as follows:
“En effet, dans quatre termes [a, b, c, d], si le second [b] est au
quatrième [d] comme le premier [a] est au troisième [c], la
raison des rapports se conservant, cela développe une médiété
géométrique et le produit des extrêmes [ad] sera égal au
produit des deux moyens multipliés entre eux [bc].” (5)
I shall now demonstrate that the words ad se inuicem
multiplicata are redundant and most likely spurious. (pp. 403-
404, notes omitted)
(...)
"To conclude: As it has been demonstrated (i) that the words ad
se inuicem multiplicata are superfluous at arithm. II, 54, 3 and
(ii) that there are no attestations in Boethius’ work to indicate
that he uses such phrases with the participle multiplicatus in a
redundant fashion, I propose that the words in question are not
of Boethius’ hand, but have been added and inserted into the
text as a gloss." (p. 408)
(5) J.-Y. Guillaumin, Boèce. Institution arithmétique, Paris,
1995, p. 175
5. Bower, Calvin. 1984. "The Modes of Boethius." The Journal of
Musicology no. 3:252-263.
6. Bower, Calvin M. 1978. "Boethius and Nichomachus: An Essay
Concerning the Sources of De institutione musica." Vivarium
no. 16:1-45.
"I begin this inquiry with two underlying assumptions. First,
Boethius was principally a translator when putting together the
De institutione musica. The treatise seems to follow the De
institutione arithmetica in the chronology of Boethius’ works,
and the arithmetical treatise is recognized to be a translation of
Nicomachus of Gerasa εισαγωγή άριθμητική.
(...)
Boethius’ method of composing in his early works is that of
compiling through translation with some commentary; the
arithmetical treatise and the logical works clearly demonstrate
this point. Thus ininquiring into Boethius’ sources I am trying
to determine which Greek treatise Boethius was translating
when he compiled his musical treatise.
My second assumption is that Boethius was a conscientious and
competent translator." (pp. 1-2)
(...)
"Since this essay is somewhat expository in nature, its
organization must largely follow that of Boethius’ treatise.
Seven principal sections will be designated as follows:
I. Pattern of citation in the mathematical works
II. Books I and II
III. Book III
IV. Book IV
V. Unity of Books I-IV
VI. Nicomachus and Ptolemy
VII. Book V and the original scope of De institutione musica
In that my conclusions concerning the first three books are
similar to those of Pizzani (*) and other writers, these sections
may be brief and concise. Since my treatment of Book IV stands
in sharp contrast to previous scholarship, that section must be
the most detailed and extended." (pp. 3-4 notes omitted)
(*) Ubaldo Pizzani 'Studi sulle fonti del “ De Institutione
Musica” di Boezio', Sacris erudiri, 16 (1965), 5-164.
7. ———. 1981. "The Role of Boethius' De Institutione Musica in
the Speculative Tradition of Western Muiscal Thought." In
Boethius and the Liberal Arts: A Collection of Essays, edited by
Masi, Michael, 157-174. Bern: Peter Lang.
"An attempt to define the role of Boethius’ De institutione
musica in the speculative tradition of Western musical thought
may appear to be an awesome and even pretentious task,
especially in context of a study as brief as the present one. My
limitations may seem even more severe in that I will confine my
discussion to musical writings before the year 1100. The
centuries immediately prior to 1100 saw the birth of that sphere
of study which has come to be called musical theory; the nature
of the thought which has grown and developed within this
sphere was largely shaped during the years between about 500,
when Boethius compiled his De institutione musica, and the
year 1000, when the first full flowering of medieval musical
theory was completed in the works of such theorists as Guido of
Arezzo and Herman of Reichenau.
If my temporal and spatial boundaries for this study seem
small, I would like my consideration of the word "speculative"
to seem large. By "speculative tradition" I do not mean what
Boethius would term musica mundana or even musica
humana; I mean rather man’s verbal reflections and
meditations concerning an art so universal yet so difficult to
grasp intellectually and articulate verbally. If my study has any
basic thesis, it is that Boethius’ De institutione musica played a
highly significant and clearly definable role in shaping the
language and concepts with which Western man sought to
understand and articulate music. One might begin to prove this
thesis by compiling an index of the places in musical theory
where Boethius has been quoted or cited, or those relatively few
places where he has been both quoted and cited. But such an
approach seems too discursive; moreover, it has been basically
accomplished in several other studies. (1) The mere quoting of
an author does not prove that his thought is crucial in shaping
the ideas of the writer quoting, especially during the Middle
Ages. My approach will be to examine Boethius’ basic position
and attitude toward music, both in itself and in comparison
with other theorists. Thereafter I will trace the history of
Boethius’ text and of reflections concerning music in
subsequent centuries. Finally, I will show how Boethius’
attitude essentially shaped the understanding of and
articulation concerning music in the ninth through the eleventh
centuries.
In discussing the nature of Boethius’ treatise I do so with the
understanding that it is basically a translation of Greek sources
and not an original work. (2) But for the sake of ease in
discourse, as well as the fact that medieval man viewed the
work as the creation of Boethius, I shall speak of the basic
contents of the work as words and thoughts of Boethius." (p.
157)
(1) W. Brambach, Die Musiklitteratur des Mittelalters bis zur
Blüthe der Reichenauer Sängerschule (Karlsruhe, 1883).
Gerhard Pietzsch, Die Klassifikation der Musik von Boetius bis
Ugolino von Orvieto (Halle, 1929).
(2) Ubaldo Pizzani, "Studi sulle fonti del De Institutione Musica
di Boezio,“ Sacris Erudiri XVI (1965), 5-160; C.M. Bower,
"Boethius and Nicomachus: An Essay Concerning The Sources
of De institutione musica," Vivarium XVI (1978), 1-45.
8. ———. 2002. "The Transmission of Ancient Music Theory into
the Middle Ages." In The Cambridge History of Western Music
Theory, edited by Christyensen, Thomas, 136-167. Cambridge:
Cambridge University Press.
"Boethius, following Pythagorean and neo-Platonic authors
before him, held that quantity was divided into two basic
genera: discrete quantity – or multitude; and continuous
quantity – or magnitude. The monad, or unity, was the source
of discrete quantity, and this genus could increase into infinite
multitude; yet its basic element, unity, remained indivisible.
Magnitude, or continuous quantity, might be represented by
the line or a shape, which was delimited with respect to
increasing and growth, but could be infinitely divided. The two
basic genera of quantity were, in turn, subdivided into two
species: multitude is best represented by number, and every
number can be considered in and of itself (even, odd, perfect,
square, cube, etc), or it can be considered in relation to another
(in ratios and proportions – e.g., 2:1, 3:2, or 6:4:2); magnitude
is best represented by shapes, and some shapes are fixed and
immobile (e.g., a line, a triangle, a cube), while others are in
motion (e.g., the sun, the moon, the heavenly spheres). Four
areas of study were thus defined by the very nature of quantity:
arithmetic pursued number in and of itself; music examined
number in ratios and proportions; geometry considered
immobile magnitudes; astronomy investigated magnitudes in
motion. Boethius described these four disciplines as the
quadrivium, the fourfold path by which the soul was led from
the slavery of sensual knowledge to the mastery of knowing
immutable essences. Musica thus became a necessary
prerequisite to the study of philosophy. (19)" (pp. 141-142)
(19) See De institutione arithmetica I.1; De institutione musica
II.3
9. Caiazzo, Irene. 2020. "Medieval Commentaries on Boethius’s
De arithmetica: A Provisional Handlist." Bulletin de
philosophie médiévale no. 62:3-13.
10. Caldwell, John. 1981. "The De Institutione Arithmetica and the
De Institutione Musica." In Boethius: His Life, Thought and
Influence, edited by Gibson, Margaret, 135-154. Oxford:
Blackwell.
"Boethius stands at the very end of a long tradition of
mathematical philosophy that had extended for nearly a
thousand years. (1) His work on music is much the more
original of the two treatises to be considered in this chapter,
and it is to that that the greater part of our attention will be
devoted; but Boethius also wrote on arithmetic at least of the
other mathematical arts, and his contribution must be
considered in the light of a tendency in antiquity to isolate the
four speculative mathematical subjects — arithmetic, music,
geometry and astronomy — and to group them together as a
unit which Boethius was apparently the first to call the
‘quadrivium’ or ‘quadruvium’. (2) Opposed to this of course was
the trivium of grammar, rhetoric and dialectic, the whole
forming the group of sevenu liberal arts’ which combined with
the ‘three philosophies’ made up the staple diet of the medieval
university curriculum. With these larger units we are not here
concerned. But the development of the quadrivium, and the
contribution of Boethius to it, demands a closer look." (p. 135)
(1) In the East, however, writers such as Michael Psellus,
Bryennios and Pachymeres reproduced ancient musical theory
in their treatises of the Byzantine middle ages, just as Boethian
philosophy is reproduced in the works of Hucbald, Regino of
Prüm, Johannes de Mûris and innumerable others of the West.
But even if Boethius himself were proved to be a wholly
unoriginal thinker in music, his work would still belong to the
very end of the long cultural tradition to which it relates, and
from which the works of Cassiodorus and Isidore already mark
a significant break.
(2) Arith. I. i: pp. 7. 25, 9. 28.
11. Chamberlain, David S. 1970. "Philosophy of Music in the
Consolatio of Boethius." Speculum no. 45:80-97.
Reprinted in Manfred Fuhrmann und Joachim Gruber (Hrsg.),
Boethius, Darmstadt: Wissenschaftliche Buchgesellschaft,
1984, pp. 377–404.
12. Courcelle, Pierre. 1981. "Boethius, Lady Philosophy, and the
Representations of the Muses." In Boethius and the Liberal
Arts: A Collection of Essays, edited by Masi, Michael, 211-218.
Bern: Peter Lang.
13. Dehnert, Edmund John. 1969. "Music as Liberal in Augustine
and Boethius." In Arts Libéraux et Philosophie Au Moyen Âge.
Actes du Quatrième Congrès International de Philosophie
Médiévale, 987-991. Paris: Vrin.
14. Edmiston, Jean. 1974. "Boethius on Pythagorean Music." Music
Review no. 35:179-184.
15. Erickson, Raymond. 1992. "Eriugena, Boethius, and the
Neoplatonism of Musica and Scolica Enchiriadis." In Musical
Humanism and Its Legacy: Essays in Honor of Claude V.
Palisca, edited by Kovaleff Baker, Nancy and Russano
Hanning, Barbara, 53-78. Stuyvesant, NY: Pendragon Press.
"Because Eriugena’s writings include discussions of the liberal
arts and music, they have attracted the interest of music
historians. And because Eriugena uses certain terms that are
found in the Enchiriadis treatises, scholars for the past 150
years have argued for, or at least accepted the likelihood of,
links between Eriugena and the treatises. Indeed, no less
eminent a scholar than Jacques Handschin was certain that
Eriugena knew Musica enchiriadis. (8) Furthermore, none of
today’s leading authorities on Carolingian theory — even when
a proposed point of contact has been disputed — has argued
against such links altogether. (9) It is the intention here,
however, to do just that: to assert that there is no likely
connection between Eriugena and the Enchiriadis treatises and
to demonstrate that the concepts and vocabulary of the
Enchiriadis treatises that have been attributed to Eriugena
(and indirectly to Greek Neoplatonism) are all explainable in
terms of the earlier Latin tradition, and Boethius in particular,
to that end, we will undertake a brief review of previous
scholarship on this question and a more detailed critique of
new, as yet unevaluated claims for Eriugenian influence." (pp.
56-57)
(8) “Die Musikanschauung des Johannes Scotus (Erigena),”
Deutsche Vierteljahrsschrift für Literaturwissenschaft und
Geistesgeschichte V (1927) 339.
(9) For example, Michel Huglo, “Bibliographie des éditions et
études relatives â la théorie musicale du Moyen Age," Acta
musicologica LX (1988) 261, refers to the author of Musica
enchiriadis as “disciple de Jean Scot”."
16. Evans, Gillian R. 1975. "The influence of quadrivium studies in
the eleventh. and twelfth-century schools." Journal of Medieval
History no. 1:151-164.
Abstract: "This p·aper considers the nature of some of the
evidence for the study ef the subjects of the quadrivium in the
eleventh and twelfth centuries, and the sources of
contemporary interest in the mathematical arts. The survival in
the eleventh and
twelfth centuries qf manuscripts ef the quadrivium texts of such
late-classical writers as Boethius and Martianus Capella is
considered, and their mathematical ideas are analysed in
relation particularly to the thought of William of Conches, Peter
Abelard and others. An examination ef mathematical notions
employed in the specific context ef textbook commentary on
Aristotle's Categories is followed by discussion of the method
of proving the unity of the Trinifv by means of analogy with the
properties of points, lines and surfaces."
17. ———. 1978. "Introductions to Boethius's “Arithmetica” of the
Tenth to the Fourteenth Century." History of Science no. 16:22-
41.
"The much-neglected introductions to arithmetical texts —
especially Boethius’s Arithmetica — which are to be found in a
number of manuscripts of the tenth to the fourteenth century,
are essentially teaching-aids. Even if they were not necessarily
used on every occasion in the actual presence of a master, they
preserved his spoken comments for the use of the student
reading alone. In whatever way they were employed, their
purpose is primarily instructional; they complement the text to
be studied, and they seem to have no pretensions to stand as
works of literature in their own right. It is striking that the
authors of many of these introductions, commentaries and
glosses have often found it convenient to explain arithmetic by
means of notions drawn from grammar, logic or rhetoric.
Grammar and logic in particular were subjects undergoing
active development during these centuries." (p. 22)
18. ———. 1978. "A commentary on Boethius's Arithmetica of the
twelfth or thirteenth century." Annals of Science no. 35:131-141.
19. ———. 1981. "Boethius’ Geometry and the four Ways."
Centaurus no. 25:161-165.
"It is evident on the most cursory reading that neither of the
Geometries which have survived under Boethius’ name are, as
they stand, authentic works. They contain material which
places them, at the earliest, in the tenth century; they are
disorderly and repetitious. Nevertheless, there is every reason
to believe that Boethius wrote a Geometria, and it is not, on the
face of it, impossible that some fragments of the original may
survive, embedded in these fraudulent treatises. Some work has
been done upon the Euclidean translations which are found in
both versions, but little attempt has been made to answer the
question: what should we expect the Geometria to have
contained? Boethius himself provides some evidence on this
point which has been largely overlooked." (p. 161)
20. ———. 1994. "John of Salisbury and Boethius on arithmetic." In
The World of John of Salisbury, edited by Wilks, Michaerl, 161-
167. Oxford: Blackwell.
21. Folkerts, Menso. 1981. "The Importance of the Pseudo-
Boethian Geometria during the Middle Age." In Boethius and
the Liberal Arts: A Collection of Essays, edited by Masi,
Michael, 187-209. Bern: Peter Lang.
Reprinted as Essay VII in M. Folkerts, Essays on Early
Medieval Mathematics: The Latin Tradition, New York:
Routledge 2003.
"Compared to the other writings of Boethius on the Trivium
and Quadrivium, his Geometria takes a special place. We do
not have this work in its original form, but only in two later
adaptations: both contain only part of the original but on the
other hand they are enlarged through a variety of insertions.
Therefore any study of the importance of Boethius’ Geometria
in the Middle Ages should not only try to show the influence of
geometrical writings which were transmitted under the name of
Boethius, but also should try to understand the origin of such
compilations. From these two demands, then, arises the
organization of my essay: the first section will be concerned
with the scanty evidence known about the authentic Geometria
as well as with the contents and origins of both extant
compilations. In the second part of my essay I will attempt to
show the dissemination and impact of both writings during the
Middle Ages. For this purpose I will make use of entries of the
Geometria in medieval library catalogues and of allusions to it
in other medieval writings. A broader understanding of the
importance of these two writings and of their comprehension in
this period can be gained from an analysis of the scholia to one
of these compilations which have been neglected up to now.
Such a study should make it possible to indicate the value of
these treatises in comparison with the other two, authentic,
works of the Boethian quadrivium - the Arithmetica and
Musica." (p. 187)
22. ———. 2003. "The Geometry II Ascribed to Boethius." In
Essays on Early Medieval Mathematics: The Latin Tradition,
edited by Folkerts, Menso. New York: Routledge.
Essay IX, This is the English translation, with some changes, of
the article "Das Problem der pseudo-boethischen Geometrie",
Sudhoffs Archiv 52 (1968), 152-161. A more detailed analysis is
given in Folkerts, "Boethius" Geometrie II, ein mathematisches
Lehrbuch des Mittelalters, Wiesbaden 1970.
23. Fournier, Michael. 2008. "Boethius and the consolation of the
quadrivium." Mediaevalia et Humanistica no. 34:1-21.
"Conclusion. The books of the Consolation form a step-by-step
ascent from the lower part of the soul to the higher. For
Boethius, the ascent passes from sense (book 1) and
imagination (book 2) to reason (books 3–4), but it ends with a
glimpse of what is beyond reason (book 5). Intellect and not
reason characterizes the divine life and is its mode of knowing
all the lower modes in a simple way. Boethius moves the reader
from the lower modes of knowing to the higher by showing the
limits of each mode. At the end of each book there is an
opposition or a contradiction that cannot be resolved by the
mode and points to the need to adopt a higher mode of
knowing.
The Consolation not only advances from lower modes of
knowing to higher, but also presents an ascent through the
levels of being. When Philosophy appears to the Prisoner her
height is ambiguous (Consolation 1,1,1), and she appears at one
moment to “confine herself to the ordinary measure of man”
(Consolation 1,1,2), while at another moment it appears that
“the crown of her head touched the heavens” (Consolation
1,1,2) and at yet another she appears to have “penetrated the
heavens themselves” (Consolation 1,1,2) and passed beyond the
reach of human vision. The three heights of Lady Philosophy
represent the terrestrial world of process, the spheres of the
heavens that circumscribe the natural world, and the
transcendent divinity. For Boethius, consolation requires an
ascent from the lower, human perspective to the highest, divine
perspective, even if this divine perspective is only intimated or
adumbrated." (p. 19)
24. Guillaumin, Jean-Yves. 2012. "Boethius's De institutione
arithmetica and its Influence on Posterity." In A Companion to
Boethius in the Middle Ages, edited by Kaylor Jr., Noel Harold
and Phillips, Philip Edward, 135-161. Leiden: Brill.
Abstract: "The first systematic and well-developed treatise on
the mathematical subject in the Roman world, the De
institutione arithmetica should be considered as the first fruits
of the intellectual activity of the young Boethius. It is from the
pen of Boethius in the De institutione arithmetica that we find
the first use of the word quadriuium to designate the meeting
of the four mathematical sciences: arithmetic, music, geometry,
and astronomy. Boethius was intrigued at least as much by the
philosophical aspect of the study of arithmetic as by its strictly
technical and scientific aspects in the modern sense of the term.
Without a doubt, what Boethius and Nicomachus understood
by arithmetic would be much better expressed today by the
term arithmology. The arithmetic treatise of Boethius
profoundly marked the intellectual evolution of the West
during the High Middle Ages and up to the beginning of the
Renaissance."
25. Heilmann, Anja. 2013. "'amica est... similitudo' (Boeth. mus.
1,1): Musiktheorie und musikalische Ästhetik bei Boethius." In
Das Schöne in Theologie, Philosophie und Musik, edited by
Mayer, Cornelius, Müller, Christof and Förster, Guntram, 83-
94. Würzburg: Echter Verlag.
26. Hicks, Andrew. 2016. "Re-interpreting an Arithmetical Error in
Boethius’s De institutione musica." Music Theory & Analysis.
International Journal of the Dutch-Flemish Society for Music
Theory no. 3:1-26.
Abstract: "In an influential 1981 article, “Interpreting an
Arithmetical Error in Boethius’s De institutione musica (iii.14–
16),” André Barbera drew attention to a problematic set of
arithmetical proofs. At Ins. mus. 3.14ff. Boethius purports to
prove that (1) the minor semitone is larger than three commas
but small than four, (2) the major semitone is larger than four
commas but smaller than five, and (3) the tone is larger than
seven commas but smaller than eight. All of these conclusions
are correct, but the mathematical procedure seems inherently
flawed, for Boethius manipulates the numerical difference
between the terms of a ratio as if it were an accurate
quantification of the resultant interval.
Barbera maintained that the rationale motivating the erroneous
mathematics “lies at the heart of Pythagorean cosmogony.”
Boethius (Barbera argued) set out to find the numerical truth
underlying acoustic phenomena and “seems to have been
satisfied by the apparent numerical verification of what he
could hear.” The origin of this “arithmetical error” can be
specified with greater precision than the vague invocation of
“Pythagorean cosmogony” allows. First, I demonstrate that
Boethius’s arithmetical error is not nearly as erroneous as
Barbera and others would have us believe; rather, it represents
an approximate method of calculation used to prove
relationships otherwise incalculable. Secondly, I argue that this
approximate method was not developed by Boethius but was
faithfully translated from his immediate Greek source,
Nicomachus of Gerasa’s (now lost) Eisagoge musike. Thirdly, I
suggest that this method, or at least its basic principle, was not
independently developed by Nicomachus either, for similar
arithmetical methods arose within the early stages of the Greek
commentary tradition on Plato’s Timaeus."
27. Jeserich, Philipp. 2013. Musica Naturalis: Speculative Music
Theory and Poetics, from Saint Augustine to the Late Middle
Ages in France. Baltimore: John Hopkins University Press.
Translated from the German Musica naturalis, Stuttgart: Franz
Steiner, 2008 by Michael J. Curley and Steven Rendall.
Chapter 6: Boethius, De institutione arithmetica and De
institutione musica, pp. 117-154.
28. Kárpáti, András. 1987. "Translation or Compilation?
Contributions to the Analysis of Sources of Boethius' De
institutione musica." Studia Musicologica Academiae
Scientiarum Hungaricae no. 29:5-33.
I. To understand the De institutione musica, first we have to
see clearly the intentions of the writer. Boethius has few Latin
antecedants. Both Cassiodorus and he himself mention the
work of the 4th century Albinus. (9) Albinus wrote a geometry
and probably a dialectics, too. (10) Cassiodorus esteemed high
of Gaudentius’ work Introductio harmonica (11) and wrote that
it was translated to Latin by his friend, Mutianus.12 It is not
clear whether Boethius could know this or not. Besides these,
all the musicological works written in Latin are a few Vitruvius-
excursions, (13) the 9th book of Martianus Capella’s illustrious
De nuptiis and some chapters of De die natali by Censorinus.
(14) Augustinus’ De musica deals only with rhythmics and
metrics, and we also know about Apuleius’ work on music, (15)
though it is lost. So Boethius was right in thinking that there
was no comprehensive work in Latin which could contain high-
level theoretical matter and from which Greek music — theory
could be thoroughly learnt. Especially the interpretation of the
Pythagorean theory was missing, which used mathematical
means, for Censorinus and Martianus Capella borrowed a lot
from Aristeides Quintilianus’ work, who belonged to
Aristoxenus’ school. So Boethius’ intentions were clearly to
supply this basic lack." (pp. 6-7)
(9) Cf. Cassiodorus, Institutiones 5, 10, p. 19. (Gerbert).
(10) “ Albinus quoque de eisdem rebus scripsisse perhibetur,
cuius ego geometricos quidem libros editos scio, de dialectica
vero diu multumque quaesitos reperire non valui.” ( De
interpretatione ed. secunda I. PL 64, 394 A).
(11) “ Habetis hie (sc. in Bibliotheca Romae) Gaudentium
Mutiani Latinum, quem si sollicita intentione relegitis, huius
scientiae (sc. musicae) vobis atria patefacit.” (Cass.: Inst. 5, 10.)
(12) Cf. Cassiodorus Ib.
(13) Vitruvius, De architectura 5, 5, 3.
(14) Censorinus, De die natali 10; 12; 13.
(15) Cf. Cassiodorus I. c. 1b
29. Kibre, Pearl. 1981. "The Boethian De Institutione Arithmetica
and the Quadrivium in the Thirteenth Century University
Milieu at Paris." In Boethius and the Liberal Arts: A Collection
of Essays, edited by Masi, Michael, 67-80. Bern: Peter Lang.
30. Kijewska, Agnieszka. 2003. "Mathematics as a Preparation for
Theology: Boethius, Eriugena, Thierry of Chartres." In Boèce ou
la chaîne des savoirs, edited by Galonnier, Alain, 625-648.
Louvain-Paris: Éditions Peeters.
31. Kirby, Helen. 1981. "The Scholar and his Public." In Boethius:
His Life, Thought and Influence, edited by Gibson, Margaret,
44-69. Oxford: Blackwell.
"Boethius’ motives in embarking upon his intellectual projects
were not as grandiose as has sometimes been argued: from the
evidence which remains he cannot be regarded as having
conceived a ‘Hellenist Renaissance’ on a significant scale. He
saw his role as one of enriching the Latin intellectual tradition
with the transfusion of Greek material, in the mould of many
Latin intellectuals before him. He believed that he had an
audience, interested in Greek culture if not skilled in the Greek
language, and the opposition to such an enterprise (if indeed
contemporaries recognised his intellectual activities as having
the coherence this word implies) should not be
overemphasised. Boethius’ intention in his philosophical
programme was, and this cannot be overstressed, a highly
technical one, that of reconciling the philosophical schemes of
Plato and Aristotle, and he himself makes no claim for it to
have any greater significance than this." (p. 59)
32. Lemoine, Fannie J. 1981. "The Precious Style as Heuristic
Device: The Function of Introductions to the Arts in Martianus
Capella and Boethius." In Boethius and the Liberal Arts: A
Collection of Essays, edited by Masi, Michael, 51-65. Bern:
Peter Lang.
33. Mair, John. 1981. "The Text of the Opuscula Sacra." In
Boethius and the Liberal Arts: A Collection of Essays, edited by
Masi, Michael, 206-213. Bern: Peter Lang.
34. Masi, Michael. 1971. "Manuscripts Containing the De Musica of
Boethius." Manuscripta. A Journal for Manuscript Research
no. 15:89-95.
35. ———. 1974. "Boethius and the Iconography of the Liberal
Arts." Latomus no. 73:57-75.
"To anyone who reads the texts of the quadrivium, it is obvious
that for Boethius proper order was very important.
(...)
Each discipline is logically prior to the following and each is
dependent on the previous for its principles of procedure. The
four arts of the quadrivium must be studied in the given order
and they ultimately serve as preparation for a study of
philosophy; the conclusion of their study is an approach to the
wisdom of the Consolation of Philosophy. Indeed, without the
study of the quadrivium, true wisdom is not available to the
student.
(...)
"The second point in my exposition, while extending the scope
of the discussion, at the same time involves it in a simple but
important philosophical consideration. Basic to the nature of
the quadrivium is an understanding of the purpose of the
arrangement of the disciplines. It is the matter of the nature,
arrangement, and purpose of the disciplines where we see the
increasing schematization of the allegories of the liberal arts
during the late Middle Ages." (pp. 58-59 note momitted)
(...)
"At this point it is important to review the conceptual binding
force within the quadrivium which enables its disciplines to be
extended universally to all the arts and to the diverse modes of
thought beyond them. The logical principles of the disciplines
in the quadrivium are drawn from number theory, which is
explained in considerable detail and with some application by
Boethius in the De Arithmetica.
(...)
The proportional definitions of the De Arithmetica are
extended to the relationships between sounds in the De
Musica, second discipline of the quadrivium.
(...)
From the De Musica, the student of the liberal arts proceeded
to the De Geometria. The science of geometry applies the
concepts of proportion and order to the dimensions of planes
and to the shapes of figures extended into solids. To these
geometrical figures are applied the rules of harmonic
proportion as outlined in the De Arithmetica and realized in
sounds by the De Musica.
(...)
In the study of astronomy, the principles of order and
proportion, the metaphor of harmony, and the ideals of the
proper arrangement of parts receive their broadest extensions.
Man was thought to embark on the highest order of learning
when he undertook a survey of the heavens. In the context of
the liberal arts, we find this larger meaning in the arrangement
of celestial spheres in Dante’s Paradiso." (pp. 65-66)
36. ———. 1981. "Boethius' De Institutione Arithmetica in the
Context of Medieval Mathematics." In Congresso
Internazionale di Studi Boeziani (Pavia, 5-8 ottobre 1980):
atti, edited by Obertello, Luca, 263-272. Roma: Editrice
Herder.
"During the last three or four centuries, the name of Boethius
has been linked almost exclusively with the De Consolatione
Philosophiae. However, as it has been recently recognized
among Boethian scholars more generally, Boethius was
recognized during the Middle Ages as the author of a variety of
important works on logic, music, theology and mathematics (1).
Some of these works became standard texts for the curriculum
of the seven liberal arts. In recent years there has been
considerable research into the writings and texts of Boethius as
seen in the context of medieval culture (2). These more recent
studies and re-evaluations of Boethius’ work have been
important because they demonstrate the complexity of
Boethius’ influence - notably that of his mathematics. His De
Arithmetica had an influence not only on writers of
mathematics but also on those who were concerned with the
principles of music, literature, ethics, and architecture. In this
essay I would like to examine the Boethian relationship with
other medieval mathematical writing, and in so doing hopefully
I might demonstrate his authoritative standing among writers
of such texts. But, as well, in order to show the full scope of his
work I would like to touch briefly on works outside the field of
mathematics, although it will be possible to do so in only the
most sketchy manner." (p. 263)
(1) See, for example, the entry under "Boezio", Dizionario
Biografico degli Italiani, Voi. 11 (1969), 142-165.
(2) See Pearl Kibre, « The Quadrivium In Thirteenth Century
Universities (with special reference to Paris) », in Arts
Libéraux au moyen-âge (Montreal, Canada: 1969), pp. 175-191.
37. ———, ed. 1981. Boethius and the Liberal Arts: A Collection of
Essays. Bern: Peter Lang.
Contents: Introduction 1; Myra L. Uhlfelder: The Role of the
Liberal Arts in Boethius' Consolatio 17; Eleonore Stump:
Boethius and Peter of Spain on the Topics 35; Fannie J.
Lemoine: The Precious Style as Heuristic Device: The Function
of Introductions to the Arts in Martianus Capella and Boethius
51; Pearl Kibre: The Boethian De Institutione Arithmetica and
the Quadrivium in the Thirteenth Century University Milieu at
Paris 67; Michael Masi: The Influence of Boethius De
Arithmetica on Late Medieval Mathematics 81; Ubaldo Pizzani:
The Influence of the De institutione musica of Boethius up to
Gerbert D'Aurillac 97; Calvin M. Bower: The Role of Boethius's
De institutione musica in the Speculative Tradition of Western
Musical Thought 157; Julia Bolton Holloway: "The "Asse to the
Harpe": Boethian Music in Chaucer 175; Menso Folkerts: The
Importance of the Pseudo-Boethian Geometria during the
Middle Age 187; Pierre Courcelle: Boethius, Lady Philosophy,
and the Representations of the Muses 211-218.
38. ———. 1981. "The Influence of Boethius De Arithmetica on Late
Medieval Mathematics." In Boethius and the Liberal Arts: A
Collection of Essays, edited by Masi, Michael, 81-95. Bern:
Peter Lang.
"In another essay of this collection, Professor Ubaldo Pizzani
has made a study of the Boethian De Musica and how it was
disseminated throughout Europe until the High Middle Ages.
He has made clear that the history of the De Musica was closely
tied with the spread of the De Arithmetica which seems to have
been intended - or at least to have served in the medieval
schools - as an introduction to the music theory. It is my
intention in this chapter of the collection to extend Professor
Pizzani’s survey to the late history of the De Arithmetica. Wc
should be able to see that the history of the Boethian
mathematics underwent several interesting developments,
most of these quite apart from its connection with the music
theory. First and most significantly it must be noted that the
Boethian arithmetic did not lose its importance after the influx
of Arabic mathematics and the re-introduction of Greek
number theory. If we are to judge from the number of extant
manuscripts which contain the De Arithmetica, by the
frequency of citations in other treatises (with or without the
mention of Boethius' name) and by the number of early printed
editions through the 16th century (at least 25), (1) we must
conclude that the Boethian mathematics enjoyed an
extraordinary increase in popularity and influence between
1200 and 1600.
That Boethius’ mathematics should have become so widely
used may seem surprising since the superior texts of Euclid,
Nicomachus (Boethius’ source) and Archimedes were available,
could be read by many scholars, and were being translated.
Moreover, as all students of the period are aware, the nature of
mathematics was undergoing thorough and wide reaching
changes at this time. The needs of a growing merchant trade
which demanded efficient bookkeeping were responded to by
an increasingly more sophisticated computational mathematics
couched in the recently adapted Arabic number system. Though
the new mathematical technique were initially slow to grow in
European soil, by the 15th century hundreds of computational
works (2) were available for those who wanted to learn. The
ascendency of the Boethian mathematics in this context
indicates a far more interesting aspect about the development
of mathematics in the Middle Ages than that it was simply
evolving into modem algebra and trigonometry. An
examination of the various texts dealing with mathematics
shows that this discipline was becoming highly diversified in
nature by the late Middle Ages.
Until the late Middle Ages, a large portion of the mathematics
studied in the schools and universités was a carry-over of
earlier number theory, unoriginal and impractical. It was a
mathematics which oriented the student to philosophical study
and was imbued with the terminology of logic. As a preparation
for higher philosophical study, it had once served its purpose
well, but it had long since ceased to grow by the 15th century.
But practical and computational mathematics slowly broke
with the old number theory and began a new strain of
mathematics. This break occurred outside the universities and
probably began very early in the Middle Ages. It was a new
strain of mathematics that lived in the counting rooms of
merchants and its greatest exponent was Fibonacci, the son of a
trader. Certainly much of the computational mathematics was
as servile to the merchant as the older number theory was to
the philosopher. Some few thinkers, subtle and perceptive in
their study of both Greek and Arabic numbers, such as
Bradwardine, Nicholas of Oresme and Fibonacci, achieved a
scope of mathematical vision not fully appreciated until recent
times.
By the late Middle Ages the De Arithmetica had become
moribund, and the widespread popularity of Boethius served,
perhaps, to slow down the progress of mathematical
innovation. The text of the De Arithmetica was inherited by the
universities as a scrap from that vast learning of Greek thinkers
and had become fossilized as part of the Liberal Arts
curriculum, a once vital program of studies. But, for a small
number of original thinkers (whose proportion among
mathematicians has perhaps remained a constant even to our
own times) Boethian definitions of numbers, the classification
of number and ratio, and the definitions of the types of
proportionalities were the starting points for new
understandings.
I have accordingly divided my study into two parts. Initially I
will survey the evidence which makes the Boethian treatise the
best known mathematical work of the Middle Ages. Without
attempting to evaluate the works cited, I will review a few
treatises which show the way in which Boethius was adapted.
When the De Arithmetica was not used directly as a text, it
appeared in shortened form (an epitome) or merely excerpted
to reduce its length. In the second part of the essay I will
attempt to demonstrate how Boethian ideas provided seeds for
more original thought in the works of a small number of
innovative mathematicians. The most important of these are
Thomas Bradwardine, Albert of Saxony (whom he influenced),
Roger Bacon and Nicholas of Oresme." (pp. 81-82)
(1) In the introduction to my translation of the De Arithmetica
(to be published soon by Rodopi, Amsterdam [1983]), I have
listed almost 200 manuscripts of the De Arithmetica extant. A
list of printed editions may be found in David Eugene Smith,
Rara Arithmetica (Boston: Ginn & Co., 1908), p. 27.
(2) Descriptions of many such works may be found in Smith’s
Rara Arithmetica.
39. McCluskey, Stephen C. 2012. "Boethius’s Astronomy and
Cosmology." In A Companion to Boethius in the Middle Ages,
edited by Kaylor Jr., Noel Harold and Phillips, Philip Edward,
47-73. Leiden: Brill.
40. McNamee, Megan C. 2022. "Grid Space in Boethius's De
institutione arithmetica." In The Diagram as Paradigm.
Cross-Cultural Approaches, edited by Hamburger, Jeffrey F.,
Roxburgh, David J. and Safran, Linda, 389-418. Washington,
DC: Dumbarton Oaks Research Library and Collection.
41. Moyer, Ann E. 2002. "The demise of the quadrivium and the
beginning of the Scientific Revolution: Boethius in the
sixteenth century." Intellectual News no. 10:69-77.
42. ———. 2012. "The Quadrivium and the Decline of Boethian
Influence." In A Companion to Boethius in the Middle Ages,
edited by Kaylor Jr., Noel Harold and Phillips, Philip Edward,
479-517. Leiden: Brill.
43. Müller, Kathrin. 2012. "Theorie und Materialisierung der Zahl
in Boethius' De institutione arithmetica." In Was Zählt.
Ordnungsangebote, Gebrauchsformen und
Erfahrungsmodalitäten des "numerus" im Mittelalter, edited
by Wedell, Moritz, 81-102. Köln: Böhlau Verlag.
44. Otisk, Marek. 2022. "The Definitions of Number in Boethius’s
Introduction to Arithmetic." Philosophical Readings no. 14:16-
26.
Abstract: "The paper enquires into the reasons why Boethius
altered the passage addressing the definition of number in his
loose translation of Introduction to Arithmetic by the
Neopythagorean philosopher and mathematician Nicomachus
of Gerasa. While Nicomachus’s text contains three definitions
of number, Boethius lists only two. However, he also pays
attention to the definition he omits, even though he does not
regard it as a proper definition.
In his view it fails to embody the essence of number, and is to
be understood as a description of the components constitutive
of the substance of number. Although this is a possible
explanation of Boethius’s dismissal of the definition provided
by Nicomachus, the description also occupies an important
place in relation to the general characteristic of number,
because Nicomachus’s definitions fully correspond to the three
basic topics which were central to contemporary arithmetic, viz.
the science of number: number as discrete quantity, referring to
the properties of numbers and their classifications; number as
collection of units, leading to the topic of figural numbers; and
number as quantity emanating from unit and subsequently
returning to it, corresponding with numerical ratios, sequences
and their transfers."
Note 11: "Nicomachus in his Introduction to Arithmetic lists
three definitions of number:
(1) number as discrete quantity (πλήϑος ρισμένον);
(2) number as collection of units (μονάδων σύστημα);
(3) number as quantity emanating from unit (ποσότητος χύμα
κ μονάδων συγκείμενον).
Nicomachus, Intr. arith. I, 7, 3, p. 13,7–8. English translation
by M. L. D’Ooge (Nicomachus of Gerasa, Introduction to
Arithmetic. Transl. M. L. D’Ooge. New York – London:
Macmillan, 1926, p. 190)
45. Palisca, Claude V. 1990. "Boethius in the Renaissance." In
Music Theory and its Sources: Antiquity and the Middle Ages,
edited by Barbera, André, 259-280. Notre Dame: University of
Notre Dame Press.
Reprinted in: C. V. Palisca, Studies in the History of Italian
Music and Music Theory, Oxford: Clarendon Press, 1994, pp.
168-188.
46. Panti, Cecilia. 2017. "Boethius and Ptolemy on Harmony,
Harmonics and Human Music." Micrologus:3-36.
Abstract: "The contribution analyzes how Boethius elaborates
the concepts of vis or facultas armonicae (power of the
harmonics) and vis armonica (harmonic power), both derived
from Ptolemy’s dynamis harmonike, namely the power to
grasp the distinctions between high and low sounds and
produce an immediate judgment of pleasure or distrust. The
essay aims to demonstrate that this concept provides the
theoretical equipment for the study of the Boethian second
genus of music, the musica humana, and consequently that
Boethius’ famous threefold division of music (instrumentalis,
humana and mundana) implies a special methodological
approach for each area. In particular, with the unfinished book
5 of the De institutione musica, Boethius turns to the practical
usefulness of music, and shifts from a pure mathematical
science, the instrumentalis, to an intermediate one, the
humana, which involves also ethics and physics. For Boethius,
this second kind of music concerns human wellness and good
government, and its knowledge is particularly recommended to
rulers and those who have political responsibilities."
47. ———. 2018. "Beauty, Ethics and Numbers in Boethius’
Quadrivial Treatises." Aisthesis no. 11:67-79.
Abstract: "The convergence of the
Neoplatonic/Neopythagorean approach with the Aristotelian
organization of the sciences is one of the most interesting
features that characterizes the two influential mathematical
treatises on On Arithmetics (De institutione arithmetica) and
On Music (De institutione musica) by Severinus Boethius.
Basing his reasoning on Nicomachus and Ptolemy, Boethius
follows the philosophical tradition that had tried to reconcile
Plato’s and Aristotle’s views. This attitude is examined in the
present paper as regards Boethius’ response concerning the
relation between numbers, ethics and aesthetics. His view
emerges as coming out of a rather complex construction, which
assigns the ethical scope of mathematics in indicating to the
human mind how to correct the ratios that realize the best
relationship in movements of the soul and the body. More
precisely, its ethical aim is to correct the specific form of
movement of human beings, that is their actions, exemplified in
the way in which mathematical ratios represent the forms of
government and musical ratios evoke and heal psychophysical
affections. More complex, on the other hand, is the relationship
between mathematics and beauty. In clear antithesis to the
position taken by Augustine on the beauty of the rhythmic
patterns that better represent the beauty of unity,
Boethius does not relate the mathematical ratios of the
consonances to an esthetical judgment by making use of the
category of beauty. For him, the physical world is totally
immersed in changes and movements, and this cannot but
impede things from expressing the stable unity, which is
required for contemplating the beautiful."
48. Pingree, David. 1981. "Boethius’ Geometry and Astronomy." In
Boethius: His Life, Thought and Influence, edited by Gibson,
Margaret, 155-161. Oxford: Blackwell.
"Cassiodorus in a letter he wrote to Boethius on behalf of
Theoderic in about 507, (1) attributes to his young
correspondent translations of Pythagoras on music, of Ptolemy
on astronomy (for which see below), of Nicomachus on
arithmetic, and of Euclid on geometry; later on, in the
Institutiones (2), he refers again to Boethius’ translation of
Euclid." (p. 155)
(...)
"It has been argued that only Boethius could and did translate
Euclid from the Greek before the twelfth century. However, this
cannot be stated with certainty, for it is clear from the
Praeceptum Canonis Ptolemei discussed below that reasonably
competent Latin translations of Greek works on the exact
sciences were still being made in the sixth century, after
Boethius’ death. There survive, in fact, two fragments of quite
different translations of Euclid that cannot be demonstrated to
have anything to do with either Boethius or with M, though one
is connected with Luxeuil, the other with Corbie." (p. 156)
(...)
"Cassiodorus in his letter to Boethius, as we have seen,
attributes to the latter a translation of Ptolemy on astronomy.
In the Institutiones (29) he gives a description of the contents
of Ptolemy’s Canones which corresponds quite well with the
Praeceptum Canonis Ptolemei which survives in some eight
manuscripts copied between the late tenth and early thirteenth
centuries. (30) Naturally, these references by Cassiodorus raise
the possibility that the Praeceptum is the translation made by
Boethius. This, however, cannot be the case. For the
Praeceptum, which comprises two reasonably competent
translations of instructions for the use of the Ptolemaic Handy
Tables, mentions the year 535 as current. (31) It was, perhaps,
intended for use in the Christian school that Cassiodorus and
Pope Agapetus hoped to establish in Rome in just that year or
the next. (32) Its existence proves that Boethius was not the
only translator of Greek texts belonging to the quadrivium in
the late fifth and early sixth centuries — a conclusion toward
which the Verona fragments of Euclid seem also to point.
Thereby the argument that M most probably represents
Boethius’ translation because we know of no other translator
(33) loses some of its force, though Boethius certainly remains
the chief suspect." (p. 159)
(1) Variae I. xlv. 4, ed. T. Mommsen (Berlin, 1894: MGH
[Monumenta Germaniae Historica] Auct. Ant. xii), p. 40. On
the translations of Euclid’s Elements see J. Murdoch in
Dictionary of Scientific Biography (New York, 1971), iv. 437-
59.
(2) Institutiones II. vi. 3, ed. R. A. B. Mynors (Oxford, 1937), p.
152.
(30) An edition is being prepared by N. Swerdlow and the
present writer.
(31) Praeceptum II. 1: a Diocletiano usque nunc anni sunt
CCLI; cf. II. 11. In Praeceptum I. 23 is mentioned Augustus
383=ad 354.
(32) Inst. I praef. 1, ed. cit. (note 2 above), p. 3. Agapetus was
pope from 13 May 535 till 22 April 536.
(33) Folkerts, [Boethius' Geometrie II. Ein mathematisches
Lehrbuch des Mittelalters, Wiesbaden, 1970] p. 72.
49. Pizzani, Ubaldo. 1981. "The Influence of the De Institutione
Musica of Boethius up to Gerbert D'Aurillac: A Tentative
Contribution." In Boethius and the Liberal Arts: A Collection of
Essays, edited by Masi, Michael, 97-156. Bern: Peter Lang.
"Among those writings of Boethius which transmitted to the
Middle Ages so much of the ancient culture, the De Institutione
Musica must certainly occupy a place of special prominence.
The second treatise of the quadrivium, according to the outline
apparently sketched by Boethius himself in the first chapter of
the De Institutione Arithmetica (1) its fame is attested not only
by the great number of manuscripts in which it has reached us,
(2) but also (and above all) by the imposing mass of scholia -
largely unpublished (3) -preserved in those manuscripts, as
well as by the flourishing medieval musicological production
that found inspiration in Boethius as the most learned and
reliable authority on the ancient musical culture. (4)
It is mainly to this last aspect that scholars as a rule have
directed their attention, (5) owing partly to the fact that
Boethius, with his approximations and misunderstandings, did
not always have a positive and stimulating effect on the musical
theories of the Middle Ages. (6) But there is another factor, no
less important, in the continuous good fortune of this treatise:
its influence, together with that of the De Institutione
Arithmetica, and the lost treatises De Institutione Geometrica
and De Institutione Astronomica, (7) on the didactic
applications of the quadrivium. Here the medieval schools did
not have in Boethius their exclusive and unchallenged master,
but turned, as well, to the great syntheses of such teachers as
Martianus Capella, Cassiodorus, and Isidor of Seville, not to
mention the De Musica of St. Augustine. Nevertheless, there is
no doubt that the Boethian corpus, with its greater amplitude,
and with the prestige conferred upon its author by his logical
and theological works, played a decisive and preeminent role.
This is true especially in the Carolingian (8) and post-
Carolingian periods, whence derive most of the codices bearing
the treatises in question. (9) It is more difficult to determine
the role they played in the nearly three centuries intervening
between their composition and the Renaissance prompted by
Charlemagne.
The fact is that the influence of Boethius on the authors of that
period - particularly Cassiodorus and Isidor of Seville, who both
dealt with the artes of the quadrivium - is not conclusively
demonstrable, particularly as far as music is concerned. An
exceptional case is that of the Venerable Bede, under whose
name we have a Musica Theorica that is definitely linked to
Boethius, but which, as I have demonstrated elsewhere (10)
and will illustrate later in this essay, came into being under very
particular circumstances that do not allow us to attribute it to
the Monk of Jarrow sic et simpliciter. An investigation into this
matter, culminating, as we shall see, in a proposal for a new
form of edition for that unique work, will give us an
opportunity to survey the mass of scholia relating to the De
Institutione Musica (for, indeed, the disiecta membra of the so-
called Musica Theorica are nothing more than scholia); to
examine some of the complex problems attending the
preparation of such an edition and the identification of sources;
and lastly, to ascertain the potential role of these scholia in
clarifying in what forms and ways the Boethian text was used in
medieval scholastic activity. At that point, with a brief survey of
the coeval musicological production, we shall bring our
investigation to a close. Our purpose is not so much to obtain
definitive solutions to individual problems as to define their
terms and to establish the areas of research and the
methodological criteria while trying to trace an outline -
however tentative and problematical - of the fortune of the De
Institutione Musica from Boethius to the scholiastic activity of
Gerbert d’Aurillac. In the absence of a thorough
documentation, it is the history up to the 9th century, at least,
that will prove hard to grasp in even its most essential stages.
But the problems that it poses, whether in philology, strictly
speaking, or in the history of culture, cannot be evaded by
anyone who wishes to understand through what adventures the
De Institutione Musica passed so decisively into the scholastic
and musicological traditions of the Middle Ages - after a period,
as it would appear, of total eclipse." (pp. 97-98)
Note: the editor is grateful to Mr. Peter Gimpel who translated
this essay from the Italian, working in close collaboration with
the author.
(1) De Institutione Arithmetica I, 1. All citations from the
Boethian treatises on arithmetic and music are taken from the
edition of G. Friedlein (Leipzig, 1867; reprinted, 1966) and
cited hereafter as DIA and DIM.
(2) A nearly complete list has been furnished recently by M.
Masi, "Manuscripts Containing the De Musica of Boethius,"
Manuscripta, 15 (1971), 89-95 and "A Newberry Diagram of the
Liberal Arts," Gesta, XI/2 (1973), 56.
(3) As far as I know, the only scholia to have yet been published
are two by Gerbert d’Aurillac (N. Bubnov, Gerberti Opera
Mathematica [Berolini, 1899] pp. 28-31), one on the harmony
of the spheres (R. Bragard, "L’harmonie des sphères selon
Boèce," Speculum, 4 [1929], pp. 206-13, and some others in my
article, "Uno pseudo-trattato dello pseudo-Beda," (Maia, I
[1957], 36-48). It should be noted, however, that a substantial
mass of scholia has been packed into this so-called treatise
attributed to the Venerable Bede, as we shall see in the course
of this study.
(4) The texts are assembled in good part in the fundamental
though somewhat obsolete collections of M. Gerbert, Scriptores
Ecclesiastici de Musica Sacra Potissimum (Typis San Blasianis,
1784; reprinted, 1931) and E. Coussemaker, Scriptores de
Musica Medii Aevi, 4 vols. (Paris, 1864-76). More up-to-date
on the critical and textual level is the Corpus Scriptorum de
Musica, but the latter is still far from completion.
(5) See the ample bibliography after the article on Boethius by
R. Wagner in the great German encyclopedia, Die Musik in
Geschichte und Gegenwart, Band II (Kassel und Basel, 1952),
col. 49-57.
(6) See for the bibliographical references the above-cited article
by R. Wagner, coll. 54-55; see also my observations in "Studi
sulle fonti del De Institutione Musica di Boezio," Sacris
Erudiri, 16 (1965), 87, 128 ff.
(7) That Boethius completed the entire cycle of the quadrivium
is deducted from incontestable evidence. (See the article,
"Severino Boezio" in the Dizionario Biografico degli Italiani, 11
[Roma, 1969], 142-65.)
(8) Our most ancient voice, in that sense, is perhaps that of
Aurélien de Moutier-St. Jean (Aurelianus Reomensis), who
lived in the first half of the 9th century and was the author of a
Musica Disciplina, largely inspired by Boethius, whom he cites
and exalts as vir doctissimus (p. 41, Gerbert) and eruditissimus
(Gerbert, p. 32).
(9) None of the extant manuscripts of the De Institutione
Musica dates from before the 9th century.
(19) U. Pizzani, "Uno pseudo-trattato."
50. Potiron, Henri. 1961. Boèce: théoricien de la musique grecque.
Paris: Bloud et Gay.
51. Rimpler, Mark T. 2012. "The Enduring Legacy of Boethian
Harmony." In A Companion to Boethius in the Middle Ages,
edited by Kaylor Jr., Noel Harold and Phillips, Philip Edward,
447-478. Leiden: Brill.
52. Schrade, Leo. 1947. "Music in the Philosophy of Boethius." The
Musical Quarterly no. 33:188-200.
"In the doctrine of music that Boethius formulated in his youth
two elements, both of ethical nature, converge, and in this
conjunction the ethical value of music surpasses that of any
other discipline in the Quadrivium. For music as the art of
sound exerts in all
events and by its very nature an influence upon the moral state
of man, or, in the words of Boethius himself , music is capable
of “ improving or degrading the morals of men” . In addition to
this, however, music as part of mathematics shares in those
educational
ethics that are inherent in the disciplines of the Quadrivium. It
contributes to the training of the intellect, which in the end
must be totally free from all bodily impediments. This is the
meaning of the education in which music assists in liberating
the human mind. The music Boethius described at the
beginning of his literary activity is of Platonic-Pythagorean
origin. It has no direct contact with the Aristotelian system of
philosophy. Music stands before philosophy; and the student of
music is driven by the ethical impulse to learn how to benefit
intellectually from the instrument that holds the key to the “
purer reason of the mind” in philosophy. With the assumption
of a pre-philosophic position of music, with the thesis of its
ethical function in the process of education, and finally with the
denial that music as a “ science” could be part of philosophy
proper, Boethius gives evidence that he wrote his works on the
Quadrivium essentially as a Platonist. In it he had no intention
— and no need— of reconciling the Aristotelian and Platonic
schools of thought with each other.
(...)
It may be puzzling to find that an incomplete book on music,
written by a man of only twenty, exercised the most
extraordinary influence upon centuries to come. It is less
puzzling when we take into account both the ethical function
and the position music was given in relation to philosophy. And
it seems to be very characteristic of this school of thought that
many a later philosopher actually did what Boethius had done,
that is to say, started any work in philosophy with a treatise on
music as a primary necessity, without ever returning to music
again. This procedure is by no means accidental; it bears all the
marks of the situation in which Boethius’ work on music
originated. The significance of this fact has been completely
overlooked. Let us think of Augustine, to name only one author
of the Latin world of humanities. The first work Augustine
wrote is his treatise on music which, however, he did not
complete in his youth. Though in later years he returned to the
subject of music— in his commentaries on the Psalms— he did
so merely for reasons of a religious nature which had nothing to
do with the Musica as a discipline of the Quadrivium. When
investigating the work of philosophers through the centuries we
are surprised how often we find music opening the course of
philosophical studies. Even Descartes, in 1618, still begins with
an Essay on Algebra and the Compendium of Music. The
theorists of music proper, also, in antiquity, the Middle Ages,
through the 16th century (e.g., Glareanus) often first presented
an “ introduction” to music. But the reason for this would
require a special discussion." (pp. 193-194)
53. Stone-Davis, Férdia J. 2011. Musical Beauty: Negotiating the
Boundary between Subject and Object. Eugene (OR): Cascad
Books.
Contents: Acknowledgments IX; Introduction XI-XVII; 1. The
Bocthian Understanding of the World, the Role of Beauty, and
the Value of Music 1; 2. Inhabiting Harmony — The World as a
Series of Relations: An Examination of the Fundamentals of
Music 12; 3. Know Thyself — The Place of Humankind within
Created Beauty: An Examination of the Consolation of
Philosophy 34; 4 The Kantian Understanding of the World, the
Role of Beauty, and the Value of Music 79; 5. The Play of
Harmony — The Subjective Powers in Relation: An
Examination of the Critique of Judgment 90; 6. Creating
Beauty: Genius and the Work of Art 119; 7. Musical Beauty: An
Enchanted Mode of Attention 158; Conclusion 191;
Bibliography 195; Index 207.
"The nature of musical meaning, considered through its
physicality, is also often clouded by frameworks built upon
aesthetic categories and principles. These provide a lens
through which the arts in general arc viewed. Such broad-
sweep approaches tend towards a certain homogenization
across their range and thereby result in distortion within
accounts of individual arts. The uniqueness of the arts is not
fully attended to. The specific category that will provide the
focus for the task at hand is beauty. Beauty features within
current aesthetic and theological discussion (standing more
peripherally within the domain of philosophical aesthetics).
Historically, however, it has been a dominant concept, acting as
a cipher for underlying presuppositions that themselves
comprise broader frameworks, both philosophical and
theological.
It is on this basis that the two central figures of our narrative
present themselves: Anicius Manlius Severinus Boethius
(c.480-c.525) and Immanuel Kant (1724-1804)." (p. XIV)
(...)
"Initially, then, we will start with Boethius for whom the world
is knowable and for whom, as a result, the physical world is of
value. Here, within an integrally theological framework, beauty
is understood as harmony and as such is constitutive of the
world: it is the principle by which the world coheres as a whole
and a property of the material world. I will show how granting
beauty this objectivity allows it a cosmic meaning or
“resonance” which extends both between and beyond subjects.
I will then demonstrate how the Bocthian account of music
illustrates his understanding of the material world and beauty.
Considering beauty as the principle of harmony grants music
significance in relation to both the intellectual and the material
for, as physical sensation, music offers knowledge of the world.
However, I shall show that ultimately Boethius stresses the
intellectual to the detriment of the material, using the physical
experience of music as merely a stepping-stone to intellectual
perception through form (with form finding its ideal location in
God). By virtue of the satisfaction and pleasure imparted by
musics physicality, Boethius’ attention is re-invigorated and he
is encouraged to re-focus on the world and, specifically, himself
as part of the world. Ultimately, however, musical
indeterminacy gives way to and is surpassed by the conceptual
truths of reason." (p. XVI)
54. Stump, Eleonore. 1981. "Boethius and Peter of Spain on the
Topics." In Boethius and the Liberal Arts: A Collection of
Essays, edited by Masi, Michael, 35-50. Bern: Peter Lang.
55. Thompson, Jeremy. 2020. "An Early Lemmatic Commentary
on Boethius’s De institutione arithmetica." Archives d'histoire
doctrinale et littéraire du Moyen Âge no. 87:115-200.
Abstract: "This edition and study present the text of an early
lemmatic commentary on Boethius's De institutione
arithmetica 1, 1-5. The text bears the title De initio A. M. S.
Boetii pauca in arithmetica and is newly reconstituted from the
membra disiecta of a codex dating to the last quarter of the
ninth century : Vatican, BAV, Reg. lat. 1424, f. 95r-98v and
Leiden, University Library, VLO 88, f. 2r-10v. This commentary
represents a fresh and significant witness to Boethius's ninth-
century reception. It contains notes on his life, a treatment of
grammatical and logical categories, and an apt handling of
arithmetical topics broached in the main work. Ninth-century
marginal annotations reveal an engaged reader perhaps
influenced by Eriugenian thought."
56. Uhlfelder, Myra L. 1981. "The Role of the Liberal Arts in
Boethius' Consolatio." In Boethius and the Liberal Arts: A
Collection of Essays, edited by Masi, Michael, 17-34. Bern:
Peter Lang.
"At the close of the Consolatio, God is looking down upon the
cosmos while the newly liberated and restored Boethius, with
the recovery of mens at the end of his philosophical return, is
looking up as far as possible toward the Divine Light, who
judges His well-ordered world and perceives everything though
He Himself is beyond understanding. The whole situation is
now the diametrical opposite of what it had been when
Boethius, at the beginning, was indulging his grief with his
elegiac Muses.
The preceding example is interwoven with the important
judicial metaphor in the Consolatio. In passing judgment on
God, Boethius had been influenced at the beginning by his
personal experience of suffering shameful injustice at the hands
if men, experience of which the autobiographical material in
Book 1 provides ample evidence. By the end, however, Boethius
has ascended beyond the limits of reason to accept on faith the
goodness of the Divine Judge whom, even in his affliction, he
had continued to recognize as Creator and Ruler (I. P.6. 4).
lu bringing about the changes so dramatically portrayed in
these opening and closing scenes, the Liberal Arts make a
contribution which it is the main purpose of this paper to
examine." (p. 19)
57. Walden, Daniel K. S. 2015. "Charting Boethius: music andf the
diagrammatic tree in the Cambridge University Library's De
institutione arithmetica, MS II. 3. 12." Early Music History no.
34:207-228.
Abstract: "This article discusses a full-page schematic diagram
contained in a twelfth-century manuscript of Boethius’ De
institutione arithmetica and De institutione musica from
Christ Church Cathedral, Canterbury (Cambridge University
Library MS Ii.3.12), which
has not yet been the subject of any significant musicological
study despite its remarkable scope and comprehensiveness.
This diagrammatic tree, or arbor, maps the precepts of the first
book of De institutione arithmetica into a unified whole,
depicting the ways music and arithmetic are interrelated as
sub-branches of the quadrivium. I suggest that this schematic
diagram served not only as a conceptual and interpretative
device for the scribe working through Boethius’ complex
theoretical material, but also as a mnemonic guide to assist the
medieval pedagogue wishing to instruct students in the
mathematics of musica speculativa. The diagram constitutes a
fully developed theoretical exercise in its own right, while also
demonstrating the roles Boethian philosophy and mathematics
played in twelfth century musical scholarship."
58. White, Alison. 1981. "Boethius in the Medieval Quadrivium." In
Boethius: His Life, Thought and Influence, edited by Gibson,
Margaret, 162-204. Oxford: Blackwell.
"The quadrivium’ designated the mathematical arts of
arithmetic, music, geometry and astronomy. (2) Boethius
appears to have been the first writer to use the term to
delineate these areas of knowledge existing in the timeless
world of being. For these arts were seen not merely as isolated
sources of skills and information, but as an indispensable path
to abstract knowledge. The created world, Boethius says,
appears to have been formed according to number, ‘for this was
the principal design in the mind of the Creator’. (3) So the arts
which consider number in its pure or solid form, static or
mobile, provide paths through the creation to its source in the
incorporeal world wherein lies true wisdom. This was the
direction of Christian contemplation as much as Neoplatonic. It
found a classic source in the verse ‘Thou hast ordered all things
in number, measure and weight’ (Wisd. 11:21). Knowledge of
the rational, numerical structure of the universe would lead to
knowledge of the divine nature and to apprehension of God
himself. (4)
Although Boethius set his mathematical works in the
framework of Neoplatonic and Christian concepts of true
wisdom, his immediate aim was severely practical: to make
available to the Latin world the treasures of Greek learning. His
De Arithmetica is chiefly a translation of a treatise by
Nicomachus of Gerasa (2nd cent a.d.); his music draws on
several Greek sources. (5) It seems likely too that Boethius
made a translation of part of Euclid's Elements which was
incorporated into medieval works bearing Boethius’ name. (6)
But the complex history of its transmission is largely
independent of that of the De Arithmetica and De Musica, and
it cannot be considered a definable, independent Boethian
quadrivial text. It therefore lies outside the scope of this study.
There is no surviving work by Boethius on astronomy; some
scholars have pointed to possible traces of such a treatise, but
the evidence is at best inconclusive. (7)
Boethius’ approach to arithmetic and music was speculative
and mathematical. ‘Arithmetica’ was the science of number, not
calculation; ‘musica’ was harmonic theory based on
Pythagorean mathematics of proportion, not music-making.
This fact was firmly pointed out in the eleventh century by
Guido of Arezzo, who declared that Boethius’ De Musica was
useful not to musicians, but only to philosophers. (8) But this is
one of the cardinal reasons for the durability of his treatises:
the science of number and proportion could serve as the
foundation of diverse practical applications as long as the
fundamental assumptions on which they were based were not
challenged. Throughout the Middle Ages, Boethius’ De
Arithmetica and De Musica remained standard texts for these
two arts of the quadrivium, sometimes supplemented by other
medieval works, but never ousted from the canon." (pp. 162-
163)
(2) On the liberal arts, see: ed. J. Koch, ‘Artes Liberales' von
der Antiken Bildung zur Wissenschaft des Mittelalters (Leiden,
1959), but see review by C. Leonardi in Studi Medievali, 3 ser.,
II (1961), 268-75; H. Marrou, Histoire de l'éducation dans
l'antiquité 6 edn (Paris, 1965) ; idem, ‘Les arts libéraux dans
l’antiquité classique’, Arts libéraux et philosophie au Moyen
Age, Actes du IVe Congrès International de Philosophie
Médiévale (Montreal/ Paris, 1969), pp. 5-27. On the
quadrivium, see: M. F. Bukofskcr, ‘Speculative thinking in
mediaeval music’, Speculum XVII (1942), 165 180; 'Artes
Liberales', ed. Koch (1959), pp. 1-31 ; 107-23; E. A. Lippmann,
‘The place of'music in the liberal arts’, Aspects of Mediaeval
and Renaissance Music, A Birthday Offering to G. Reese, ed. J.
La Rue (London, 1967), pp. 545-59; W. H. Stahl, Martianus
Capella and the Seven Liberal Arts (New York, 1971), I. 3-70;
125-227; L. Obertello, ‘Boezio, le scienze del quadrivio e la
cultura medievale’, Atti dell'Acad. Ligure di sc. e lett. xxviii
(1971), 152-70; G. Beaujouan, ‘L’enseignement du
“Quadrivium” ’, Settimane di Studio XIX. ii (Spoleto, 1972),
639-67; I have not yet seen B. Münxelhaus, Pythagoras
Musicus: Zur Reception der Pythagoreischen Musiktheorie als
quadrivialer Wissenschaft im lateinischen Mittelalter
(Bonn/Bad Godesberg, 1976).
(3) Boethius, De Arithmetica I. 2: ed. cit., [Friedlein] p. 12,
lines 14-17.
(4) Cf. Augustine, De Libero Arbitrio II. xvi-xvii. 41-6; L.
Schrade, ‘Die Stellung der Musik in der Philosophie des
Boethius als Grundlage der ontologischer Musikerziehung’,
AGP [Archiv für Geschichte der Philosophie] XLI. iii (1932),
368-400.
(5) H. Potiron, Boèce, théoricien de la musique grecque (Paris,
1961) ; J. Caldwell, pp. 135-54 above [The De Institutione
Arithmetica and the De Institutione Musica].
(6) Ps-Boethius, Geometria (ed. Friedlein [1867]) pp. 372-428;
ed. M. Folkerts, ‘Boethius' Geometrie II (Wiesbaden, 1970); H.
Weissenborn ‘Die Boethius-Frage’, Abhandlungen zur
Geschichte der Mathematik ii (1879), 187-240; C. Thulin, ‘Zur
Überlieferungsgeschichte des Corpus Agrimensorum',
Göteborgs Kungl. Vetenskaps-och Vitterhets-saml. xiv (1911),
3-68; B. L. Ullman, ‘Geometry in the mediaeval quadrivium’,
Studi di Bibliografia e di storia . . . Tammaro di Marinis
(Verona, 1964), iv. 263-85; D. Pingree, pp. 155-61 above
[Boethius’ Geometry and Astronomy].
(7) W. H. Stahl (op. cit., note 2 above, p. 173 and n. 6) and B. L.
Ullman (art. cit. note 6 above, 278) suggested that it might be
found in Naples, Bibi. Naz., V. A. 13 (s. x), but the Naples
catalogue (Naples, 1827), p. 258, and N. Bubnov, Gerberti
Opera Mathematica (Berlin, 1899), pp. 478-9, ascribe the
material to Isidore, Cassiodorus and Bede. The Bobbio
catalogue of the tenth century includes ‘Libros Boetii III de
aritmetica’ (nos 384-6) ‘et alterum de astronomia’ (no. 387) ;
the twelfth-century catalogue of St Bertin mentions ‘Boetius de
geometria et astronomia’. See G. Becker, Catalogi
Bibliothecarum Antiqui (Bonn, 1885), pp. 69 and 182. But the
‘astronomiae’ are not explicitly identified as Boethius’ works.
59. Woodcock, Edith. 1943. "The Influence of Boethius on Musical
Thought." Bulletin of the American Musicological Society:30-
32.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Annotated bibliography of Peter
Abelard: I. Literary Works
Bibliography
1. Burnett, Charles S. F., Luscombe, David E., and Barrow, Julia.
1984. "A Checklist of the Manuscripts Containing the Writings
of Peter Abelard and Heloise and Other Works Closely
Associated with Abelard and his School." Revue d'Histoire des
Textes no. 14-15:183–302.
Abstract: "This checklist has been compiled to take stock of
what is presently known about the manuscripts of the works of
Peter Abelard and to aid and stimulate further work in
Abelardian studies. It also includes information about the
writings of Heloise and about the manuscript sources for the
study of her life. The manuscripts of the writings of some
contemporaries who were closely concerned with Abelard, e. g.
as correspondents, are added, together with manuscripts of
writings by Abelard's closest disciples and followers.
The material is arranged as follows:
Part 1. The manuscripts p. 188
Appendix : Lost, unidentified or destroyed manuscripts p. 229
Part 2. The writings of Peter Abelard p. 240
Appendix : Lost or unidentified writings of Peter Abelard p. 256
Part 3. Unauthenticated or anonymous writings giving the
teaching of Peter Abelard p. 259
Part 4. Writings which have from time to time been attributed
to Peter Abelard, either in the manuscripts in which they occur
or by later scholars p. 262
Part 5. Writings bearing directly on the doctrines of Peter
Abelard, the lives of Abelard and Heloise and the Council of
Sens p. 273
Part 6 a. Writings attributed to Heloise, or bearing on the early
history of the Paraclete p. 283
Part 6 b. List of charters issued for the Abbey of the Paraclete
be fore the death of Abbess Heloise p. 287
Part 7. Epitaphs of Abelard and Heloise p. 293
Index of works included in the checklist p. 298
The list is designed to provide guidance on the manuscripts for
those engaged in editing writings by Abelard and by his
associates and followers, as well as for those who wish to know
how, when, where and by whom these manuscripts were copied
and read. Several manuscripts are listed here which have not
hitherto been used in editions or which have only recently come
to light."
2. Peter, Abelard. 1616. Petri Abaelardi sancti Gildasi in
Britannia abbatis, et Heloisae conjugis ejus, quae postmodum
prima coenobii Paracletensis abbatissa fuit Opera. Paris:
Niclas Buon.
Edted by André Duchesne very same print with a different title
page: François d’Amboise, Peíri Abaelardi Filosofi et Theologi,
abbatis Ruyensis, et Heloissae conjugis ejus, Primae
paracletensis abbatissae Opera, Parisiis, 1616. (same text, but
different introductions).
Cited as "A. Duchesne uel F. D’Amboise".
Reprinted by Jacques Paul Migne in Patrologia Latina, vol. 178
(1856).
3. Cousin, Victor, ed. 1836. Ouvrages inédits d'Abélard pour
servir à l'histoire de la philosophie scolastique en France.
Paris: Imprimerie Royale.
Table générale des matières: Introduction I; Sommaire de
l'Introduction CCV;
Sic et Non 1; Index questionum quae continet Sic et Non 165;
Dialectica: Pars prima de partibus orationis 173; Pars secunda,
de propositionibus et syllogismis categoricis, seu Analytica
priora 227; Pars Tertia, Topica 324; Pars quarta, de
propositionis et syllogismis hypotheticis, seu Analytica
posteriora 424; Pars quinta, liber divisionum et definitionum
450; Index eorum quae in Dialectica continentur 499;
Fragmentum Germanense de Generibus et Specibus [*] 505;
Glossae in Porphyrium 551; Glossae in Categorias 577; Glossae
in Librum de Interpretatione 595; Glossae in Topica Boethii
603;
Appendice, T. Raban-Maur 611; II. Gloses du Xe siècle sur les
Catégories, etc. 616; III. Guillaume de Champeaux 623; IV,
Bernard de Chartres 625; V. Plusieurs écrits de Gerbert.
Commentaire d'Hoooré d'Autun sur le Timée. Introduction de
Porphyre et Catégories d'Aristote mises en vers 642; VI.
Guillaume dee Conches 669-677.
[*] this text is now attributed to an anomymous author:
Pseudo-Joscelin, Treatise on Genera and Species, edited and
translated by Peter King, Oxford Studies in Medieval
Philosophy, 2, 2015, pp. 104-210
4. Cousin, Victor, and Jourdain, Charles, eds. 1849–1859. Petri
Abælardi opera hactenus seorsim edita nunc primum in unum
collegit, textum ad fidem librorum editorum scriptorumque
recensuit, notas, argumenta, indices adjecit Victor Cousin,
adjuvantibus C. Jourdain et E. Despois. Paris A. Durand.
Two volumes.
5. Peter, Abelard. 1919. Philosophische Schriften. I. Die Logica
"Ingredientibus". 1. Die Glossen zu Porphyrius. Münster:
Verlag der Aschendorffschen Verlagsbuchhandlung.
Beiträge zur Geschichte der Philosophie und Theologie des
Mittelalters. n° 21 (Part 1).
Contents: Einleitung V-XII; Logica Ingredientibus. [The Logic
that begins with the words: For beginners] First Part: Glossae
super Porphyrium [The commentary from Logica
Ingredientibus on Porphyry's Isagoge] pp. 1-109.
6. ———. 1921. Philosophische Schriften. I. Die Logica
"Ingredientibus". 2. Die Glossen zu den Kategorien. Münster:
Verlag der Aschendorffschen Verlagsbuchhandlung.
Beiträge zur Geschichte der Philosophie und Theologie des
Mittelalters. n° 21 (Part 2).
Contents: Logica Ingredientibus. [The Logic that begins with
the words: For beginners] Second Part: Glossae super
Predicamenta [The commentary from Logica Ingredientibus
on Aristotle's Categories] pp. 111-305.
7. ———. 1927. Philosophische Schriften. I. Die Logica
"Ingredientibus". 3. Die Glossen zu PERI ERMHNEIAS.
Münster: Verlag der Aschendorffschen Verlagsbuchhandlung.
Beiträge zur Geschichte der Philosophie und Theologie des
Mittelalters. n° 21 (n° 3).
Contents: Glossae super Periermeneias [Glosses on Aristotle's
De Interpretatione] pp. 307-503.
8. ———. 1933. Philosophische Schriften. II. Die Logica
"Nostrorum Petitioni Sociorum". Die Glossen zu Porphyrius.
Münster: Verlag der Aschendorffschen Verlagsbuchhandlung.
Beiträge zur Geschichte der Philosophie und Theologie des
Mittelalters. n° 21 (n° 4).
Contents: Logica nostrorum petitioni sociorum: Glossulae
super Porphyrium pp. 505-580. Glossae super Porphyrium
secundum vocales pp. 583-588. Untersuchungen pp. 591-633;
Sachindex zu den Texten pp. 634-648.
9. Dal Pra, Mario, ed. 1969. Abelardo. Scritti di logica. Firenze:
La Nuova Italia.
Second edition; first edition Milano, Bocca 1954.
Indice: Introduzione XI; Avvertenze XL; Introductiones
dialecticae: Editio super Porphyrium 3; Glossae in Categorias
43; [Logica Ingredientus 7] Editio super Aristotelem De
Interpretatione 69; De divisionibus 155; Logica «
Ingredientibus » : Super Topica Glossae 205-330.
"Quanto viene raccolto nel presente volume costituisce un
contributo che integra, in parte, le lacune ancora esistenti nella
nostra conoscenza delle opere logiche di Abelardo, ben lungi
però dall'eliminarle interamente. D'altra parte la posizione di
Abelardo nella storia della filosofia medievale ed in particolare
nella storia della logica è tanto rilevante, oltre che per il merito
intrinseco di parecchie dottrine, specialmente per il fatto che
egli si trova a far da tramite fra tutta la tradizione che risale a
Boezio e gli sviluppi posteriori della logica nei secoli XIII e XIV,
che una conoscenza la più completa possibile di tutti i suoi
scritti logici nel loro reciproco intrecciarsi storico è un obiettivo
da perseguire insistentemente." (pp. XI-XII, una nota omessa)
10. Buytaert, Eligius, ed. 1969. Petri Abaelardi Opera Theologica I.
Commentaria in Epistolam Pauli ad Romanos; Apologia
contra Bemardum. Turnhout: Brepols.
Corpus Christianorum. Continuatio Mediaevalis, 11.
11. ———, ed. 1969. Petri Abaelardi Opera Theologica II.
Theologia christiana. Theologia scholarium (recensiones
breviores). Capitula haeresum Petri Abaelardi. Turnhout:
Brepols.
Corpus Christianorum. Continuatio Mediaevalis, 12.
12. Buytaert, Eligius, and Mews, Constant J., eds. 1987. Petri
Abaelardi Opera Theologica III. Theologia 'summi boni'.
Theologia 'scholarium'. Turnhout: Brepols.
Corpus Christianorum. Continuatio Mediaevalis, 13.
13. Ilgner, Rainer M., ed. 2001. Petri Abaelardi Opera Theologica
IV. Scito te ipsum. Turnhout: Brepols.
Corpus Christianorum. Continuatio Mediaevalis, 190.
14. Romig, Mary Foster, Luscombe, David, and Burnett, Charles S.
F., eds. 2004. Petri Abaelardi Opera theologica V. Expositio in
Hexameron; Abbreviatio Petri Abaelardi Expositionis in
Hexameron. Turnhout: Brepols.
Corpus Christianorum. Continuatio Mediaevalis, 15.
Mary Foster Romig, A Critical Edition of Peter Abelard’s
“Expositio in hexameron, unpiblished Ph. D. dissertation, 1981.
15. Luscombe, David E., and Mews, Constant J., eds. 2007. Petri
Abaelardi Opera theologica VI. Sententie - Liber
Sententiarum. Turnhout: Brepols.
Corpus Christianorum. Continuatio Mediaevalis, 14.
16. Buytaert, Eligius, Luscombe, David E., Barrow, Julia, Burnett,
Charles S. F., and Keats-Rohan, Katharine, eds. 2014. Petrus
Abaelardus. Opera theologica. Turnhout Brepols.
Summary: "This set of three volumes includes the complete text
of Peter Abelard's theological works as published in Corpus
Christianorum, Continuatio Mediaevalis volumes 11, 12, 13, 14,
15 and 190.
17. Engels, Lodewijk Jozef, and Vande Veire, Christine eds. 2021.
Petrus Abaelardus. Sermones. Turnhout: Brepols.
Corpus Christianorum. Continuatio Mediaevalis, 286.
First edition D'Amboise vel Duchesne (1616) p. 727-971.
First critical edition: Paola De Santis, I sermoni di Abelardo
per Ie monache del Paracleto, Mediaevalia Lovaniensia 31,
Leuven: Leuven University Press 2002.
"La tradizione manoscritta dei sermoni di Abelardo è molto
povera, ancor più di quella già scarna degli altri scritti per il
Paracleto. Infatti, dei trentasei sermoni che vengono attribuiti
al Magister palatinus, solo nove risultano trasmessi dai codici;
per i rimanenti bisogna ricorrere all'Editio princeps del 1616,
da cui derivano, con qualche aggiunta, le edizioni di V. Cousin
del 1849 e di J.P. Migne del 1855. Una moderna edizione
critica, pur avvalendosi di conoscenze più ampie e di metodi di
indagine storica e filologica più progrediti, dovrà pur sempre
basarsi sulla prima edizione stampata. Quest’ultima, da parte
sua, ci informa . scarsamente sui codici utilizzati, di cui si sono
perdute le tracce. É importante, perciò, ricostruire anzitutto un
quadro completo della tradizione manoscritta dei sermoni, che
aiuti ad illuminare meglio i problemi della trasmissione di
questi testi. A tale scopo si descriveranno i dati essenziali
esterni ed interni dei codici e, poiché si tratta sempre di
manoscritti compositi ed eterogenei, si cercherà di vedere quale
posto vi occupano i sermoni di Abelardo, ricavandone, se del
caso, qualche ipotesi sulla loro area di diffusione. Inoltre si
terrà conto dei codici andati perduti e si esamineranno le
caratteristiche delle due pricipali edizioni, l'Editio princeps e
quella del Cousin. Sulla base dei dati ottenuti, verranno, infine,
prese in considerazione le possibili relazioni tra i testimoni
manoscritti per ricavarne i criteri da adottare nella presente
edizione dei Sermones lI, IV e XIV del ciclo de tempore e dei
Sermones XXV, XXXII e XXXIV del ciclo de sanctis. (pp.1-2)"
18. Peter, Abelard. 1995. Ethical Writings: His Ethics or “Know
Yourself” and His Dialogue between a Philosopher, a Jew and
a Christian. Indianapolis: Hackett.
Translated by Paul Vincent Spade.
With an Introduction by Marilyn McCord Adams.
19. ———. Epistolae.
First editions: Duchesne, A., Petri Abaelardi sancti Gildasi in
Britannia abbatis, et Eloisae coniugis eius, quae postmodum
prima coenobii Paracletensis, abbatissa fuit, Opera, Paris 1616.
Same edition, but with a different title: F. d' Amboise, Petri
Abaelardi Filosofi et Theologi, abbatis Ruyensis, et Heloissae
coniugis eius, prima paracletensis abbatissae, Opera, Paris
1616.
Rawlinson, R, Petri Abaelardi abbatis Ruyensis et Heloissae
abbatissae Paracletensis Epistolae, Oxford 1718.
"Although Abelard was not a prolific letter-writer, a number of
uncollected letters survive which he wrote to different people
for various reasons: letters of dedication prefacing works,
letters relating to his quarrels with Roscelin, the monks of St
Denis and with Bernard, some short letter-treatises.(62)" (John
Marenbon, The Philosophy of Peter Abelard, Cambridge:
Cambridge University Press 1997, p. 72)
(62) The 'uncollected' letters are edited in Smits, Letters (Ep. 9-
Ep. 14; Checklist §§ 278-83) except for his letter to his followers
against Bernard (Checklist § 284), ed. in Klibansky, 'Peter
Abailard', pp. 6-7 (see above p. 30 [*]) and the dedicatory
letters, all to Heloise, to the Hymnarius Paraclitensis, the
commentary on the Hexaemeron and the sermons (edited
along with these works). For the occasional letters, see above, p.
27, n. 84 (Ep. 10, to St Bernard), 18-19 (Ep. 11, to the abbot and
monks of St Denis), 57-8 (Ep. 14 to the bishop of Paris).
The letter-treatises are Ep. 9, to the nuns of the Paraclete (a set
of recommendations for their studies, perhaps related to the
Rule); Ep. 12 (on the superiority of monks to canons) and Ep.
13 (a defence of logic, which may in fact be a short note or
fragment, not a letter at all). Smits comments in detail on the
textual history, dating and contents of these letters.
[*] ed. in R. Klibansky, 'Peter Abailard and Bernard of
Clairvaux', Mediaeval and Renaissance Studies 5 (1961) 1-27
(edition on pp. 6-7).
Critical edition: The Letter Collection of Peter Abelard and
Heloise, edited with a revised translation by David Luscombe
after the translation by Betty Radice, Oxford Meedival Texts,
Oxford: Clarendon Press 2013.
"David Luscombe has provided a long-awaited edition with
meticulous attention to the transcription of manuscripts and
recording of variants. He also supplies informed commentary
on numerous points of historical detail relevant to the
correspondence, above all to Abelard's Historia calamitatum
(identified here as Letter 1, rather than by its familiar, but
inauthentic title). The critical edition thus replaces those by
Jacques Monfrin of the Historia calamitatum and by Eric
Hicks [*[of the subsequent letters, as well as those by J .T.
Muckle and T. McLaughlin, published in Mediaeval Studies
between 1950 and 1956." Constant J. Mews, "Between
authenticity and interpretation: On the letter collection of Peter
Abelard and Heloise and the Epistolae duorum amantium",
Tijdschrift voor Filosofie, 76, 2014, p. 824.
[*] E. Hicks (éd.), La vie et les epistres Pierres Abaelart et
Heloys sa fame, traduction du XIIIe siècle attribuée à Jean de
Meun avec une nouvelle édition des textes latins d'après le ms.
Troyes Bibl. mun. 802 par Éric Hicks, Genève, Slatkine; Paris,
Champion 1991.
Main English Translations:
The Letters of Abelard and Heloise. Translated with an
Introduction and Notes by Betty Radice. Revised by M- T.
Clanchy, London: Penguin Books 2003 (first edition 1973)
Abelard and Heloise, The Letters and Other Writings,
Translated with Introduction and Notes, by William Levitan
Selected Songs and Poems, Translated by Stanley Lombardo
and by Barbara Thorburn, Indainapoli: Hackett 2007.
The Letters of Heloise and Abelard. A translation of their
collected correspondence and related writings, Translated and
edited by Mary Martin McLaughlin with Bonnie Wheeler, New
York: Palgrave Macmillan 2009.
Main Italian translation:
Abelardo ed Eloisa, Epistolario, A cura di Ileana Pagani. Con
considerazioni sulla trasmissione del testo di Giovanni Orlandi,
Torino: Utet 1974.
Main French translation:
Abélard et Héloïse, Correspondance, Traduction d’Octave
Gréard présentée, revue et annotée par Édouard Bouyé, Préface
d’Étienne Gilson, Paris: Gallimard 2000.
Héloïse et Abélard, Lettes et vies, Introduction, traduction,
notes, annexes, bibliographie (mise a jour en 2015) et
chronologie par ves Ferroul, Paris: GF Flammarion 1996.
20. ———. "Historia calamitatum [Epistola 1]."
Date of composition: ca. 1132.
Critical editions:
Jacques Monfrin, Abélard: Historia Calamitatum. Texte
critique avec une introduction, Paris: Vrin 1959.
Alexander Andrée (éd.), Historia calamitatum: Consolation to
a Friend: Edited from Troyes, Médiathèque du Grand Troyes,
MS 802, Turnhout: Brepols 2015.
Summary: "Peter Abelard’s Letter to a Friend, frequently
known as The Story of My Calamities, recounts the meteoric
and disastrous career of one of the driving forces of the twelfth-
century renaissance.The son of a minor Breton noble family, a
public intellectual who turned the academic establishment on
its head, lover of Heloise, and sometimes his own worstenemy,
Abelard produced in elegant prose one of the signal works of
medieval autobiography. This new edition presents the Latin
text as it appears in the earliest manuscript—until recently
misdated by a hundred years—studded with a commentary that
explicates the circumstances of its composition, context, and
language."
21. Muckle, Joseph T. 1953. "The Personal Letters between Abelard
and Heloise [Epistolae 2-5]." Mediaeval Studies no. 15:47–94.
Date of composition: 1132-1135.
"In this edition I am limiting myself to the two intimate and
personal letters written by Heloise to Abelard and Abelard's
reply in a spiritual vein to each; I am adding the very beginning
of Heloise's third letter which, except for this paragraph, is not
personal but an exposition of the incongruities of the
Benedictine Rule when applied to Orders of women, and
contains a request that Abelard write an account of the rise of
sisterhoods and compose a rule suitable for women." (p. 47)
22. ———. 1955. "The Letter of Heloise on Religious Life and
Abelard's First Reply [Epistolae 6-7]." Mediaeval Studies no.
17:240–281.
Date of composition: 1132-1135.
"The text of the first four letters [*] published in Mediaeval
Studies, (XV) 1953. I also included there the text of the
introduction of the first of the letters which follow since it is of
a personal character. In her letter Heloise sets forth with some
digressions the incongruities of the Rule of St. Benedict when
applied to women, and asks Abelard to compose an adaptation
of that rule for nuns. She also asks Abelard to write for her and
for her community a history of religious life of women. In letter
VI Abelard sets forth to answer the second request. In it he
would trace religious life of women back to Apostolic times. He
displays no knowledge of the rise of organized religious
communities of women in the East in the fourth century.
Abelard was a better dialectician than historian." (p. 240)
[*] Epistolae 2-5.
23. McLaughlin, T. P. 1956. "Abelard’s Rule for Religious Women
[Epistola 8]." Mediaeval Studies no. 18:241–292.
"This letter, (...), completes the new edition of the Historia
Calamitatum and of the correspondence between Heloise and
Abelard by J. T. Muckle C.S.B., published in Mediaeval Studies,
XII (1950), 163-213; XV (1953), 47-94 and XVII (1955), 240-
281.* It contains Abelard's reply to the request of Heloise that
he compose for her religious an adaptation of the Rule of St.
Benedict. In it he discusses the virtues of monastic life,
recrutement, the duties of the abbess and other officers,
buildings, food and clothing, prayer and study." (p. 241)
°While receiving invaluable aid from Father Muckle in the
preparation of following text, it is only fair to him to
acknowledge that I accept sole responsibility for the readings
adopted."
24. Smits, E. R. 1983. Peter Abelard: Letters IX–XIV. An Edition
with an Introduction [Epistolae 9-14]. Groningen:
Rijksuniversiteit.
Date of composition: between 1135 and 1140.
25. Klibansky, Raymond. 1961. "Peter Abailard and Bernard of
Clairvaux [Epistola 15]." Mediaeval and Renaissance Studies
no. 5:1–27.
Date of composition: 1140-41.
The letter is at pp. 6–7.
26. Rubingh-Bosscher, Josepha Marie Annaïs, ed. 1987. Peter
Abelard, "Carmen Ad Astrolabium". A Critical Edition.
Groningen: Rijksuniversiteit
"2. The state of scholarship and the aims of the present study
Research on the Carmen ad Astralabium is characterized by a
rather late but turbulent start in the 19th century. The Carmen
was not incorporated in the first edition of Abelard's opera,
(D'AMBOISE-DUCHESNE 1616), and was first mentioned, as
far as I know, by Dorn GERVAISE in La Vie d'Abeillard (1720,
I, 169-170). The first 12 verses of the Carmen, based on MS
Cotton Vitellius C.VIII (latter part of the 11th c., which we shall
call C from now on) in the British Museum (as its library
signature at the time), became known under the title: Petri
Abaelardi Versus elegiaci ad Astralabium filium suum de
moribus er vita pia ac proba. The editor was Dorn J.F.
CLEMENT, who published the verses in the Histoire littéraire
de la France (XII, 1763, 133-134) and derived the title from a
table of contents of a later date in the codex itself. The same
title is also used in the Cottonian Library catalogue (PLANTA
1802, 424). CLÉMENT's publication was a definitive authority
for over 70 years, until within space of eight years (1838-1846)
three editions came out, each based on different witnesses, with
different rubrics and a different number of verses, but all
purporting to offer the text with moral didactic verses, written
by Abelard to his son Astralabe.
The first complete edition of C was given by Victor COUSIN in
his Fragments philosophiques (1838, II, 168-171): 226 verses,
with the affirmation that this was the entire work." (p. 7)
Date of composition: "It may not be possible to date the
composition of the Carmen more specifically than to observe
that it is of a piece with numerous other texts written by and to
Abelard around the early to mid-1130s. The Heloise section of
the Carmen (379–384, discussed in greater detail later in the
chapter), must postdate Heloise’s Ep. IV. Similarly, numerous
ideas expressed in Heloise’s Ep. VI, which were then
represented by Abelard in his Ep. VIII, Rule for the Nuns of the
Paraclete, appear again in the Carmen. Themes that arise in
both the questions and solutions of the Problemata Heloissae
occur in the Carmen. The Carmen also resonates with ideas
relayed in Abelard’s ethical works, such as the Collationes and
Scito te ipsum, with his biblical exegesis in the Expositio in
Hexameron, the scriptural conundrums he explored in the Sic
et non, and his poetic works, such as his Hymns and Planctus.
(8)" Juanita Feros Ruys, The Repentant Abelard, p. 14)
New edition and English translation in: Juanita Feros Ruys,
The Repentant Abelard: Family, Gender, and Ethics in Peter
Abelard’s Carmen Ad Astralabium and Planctus, New York:
Palgrave Macmillan 2014.
Part III: Latin text, pp. 93-142; Part IV: English translation,
pp. 143-168.
Italian translation: Graziella Ballanti, Pietro Abelardo,
Insegnamenti al figlio: Commento, traduzione e testo latino.
Roma: Armando Editore, 1991.
27. Burnett, Charles S. F. 1984. "Peter Abelard: Soliloquium: A
Critical Edition." Studi medievali no. 25:857–894.
Date of composition: middle 1120's.
English translation: Robert Wadholm, "Anointed to
Philosophize: A Translation and Pentecostal Reception of Peter
Abelard's Soliloquy", Proceedings of the Society for Pentecostal
Studies, 2019, pp. 6-12.
28. Peter, Abelard. Hymnarius Paraclitensis.
First editions:
Victor Cousin, Petri Abælardi opera, t. I, Paris, 1849, p. 295-
328.
Jean-Baptiste Pitra, Patrologia latina, t. 178, Paris, 1855, col.
1765-1816.
Critical editions:
Franz Dolveck, Pascale Bourgain (eds.), L’Hymnaire du
Paraclet. Introduction, texte latin et notes par Franz Dolveck,
préface et traduction par Pascale Bourgain, Turnhout Brepols
2022.
Joseph Szövérfly, Peter Abelard's Hymnarius Paraclitensis: An
annotated edition with introduction: Vol. 1: Introduction to
Peter Abelard’s Hymns; Vol. 2 The Hymnarius Paraclitensis —
Text and Notes, Albany: Classical Folia Editions 1975.
"Peter Abelard’s Hymnarius Paraclitensis is not only a major
monument of twelfth-century hymnody and poetry in general,
but also a work of personal significance. Written at Heloise’s
request, it was a labor of love and in poetic form, it often
expresses Abelard’s personal approach and his views on some
subjects, more directly than some of his other writings. This is a
very rare feature in medieval Latin hymnody. Supposedly,
hymns were a “liturgical” genre, a form of “objective” poetry
without “personal” and “subjective” feelings and views. The
great medievalist, Wolfram von den Steinen, however, rightly
pointed out the ‘subjective’ character of Abelard’s liturgical
hymnody, thus placing him into a new framework and new
context altogether." (Vol. 1, p. 7)
(...)
"I have approached this Hymnarius as a literary work not as a
liturgical document. It is a work of great importance for the
development of poetry, religious as well as secular, in the
twelfth century and afterwards.
I hold with Spanke that Abelard not only created new and
hitherto unknown forms of versification by using “new” lines,
line combinations and stanzas but, also served as a model for
his contemporaries, thus contributing also to the development
of secular vernacular lyrics and to that of courtly poetry. He
liberated medieval versification from the traditional formal
constraints of a few established classical and early medieval
models by giving example to hymnodists, troubadours, and
trouvéres alike. This is, however, only a fraction of his total
contribution as subsequent researches may show us later." (Vol,
1, p. 8)
Chrysogonus Waddell, Hymn Collection from the Paraclete,
Trappist, Kentucky: Gethsemany Abbey, 1989: Vol. 1:
Introduction and Commentary; Vol, 2: Edition.
"In his review of a still relatively recent edition of the hymns of
Peter Abelard, Michel Huglo ended his remarks on a positive
note: "even though we wait for the publication of a still better
edition, this one will urge the reader on to read and study the
poetry of one of the greatest writers of the Middle Ages" (1).
Ever since the nineteenth century there has been no dearth of
editions of Abelard's hymnody; and, given the intrinsic interest
of this remarkable material, there is every likelihood that
edition will follow upon edition for centuries to come, with each
successive edition marking time till yet a better one appears,
and with Huglo's observation remaining applicable to each and
every new edition." (Vol. 1, p. III)
(1) In Scriptorium 33 (1979), p. 339, reviewing the edition by J.
Szövérfly, Peter Abelard's Hymnarius Paraclitensis 2 vols.
(Albany-Brookline: Classical Folia Editions, 1975).
"The present introductory volume attempts chiefly to study the
actual use of Abelard's hymns at the Paraclete. It does indeed
study, through superficially, matters touching on the formal
aspect of Abelard's hymnody; but these and related questions
call for treatment by specialists such as Peter Dronke, and in
book-length monographs." (Vol. 1, p. IV)
Pierre Abélard, L’Hymnaire du Paraclet. Introduction, texte
latin et notes par Franz Dolveck. Préface et traduction par
Pascale Bourgain, Turnhout: Brepols 2022.
"Le texte latin ici imprimé est entièrement fondé sur les
manuscrits, collationnés de première main sur les originaux
puis, pour des vérifications, sur des photographies.
L’auteur de ces lignes regrette de ne pouvoir fournir ici une
édition critique, qui permettrait au lecteur de contrôler chacun
des choix opérés et à l’éditeur de les justifier ; mais il ne peut
s’empêcher de se réjouir de l’absence d’apparat critique,
espérant qu’ainsi l’Hymnaire sera d’abord goûté comme un
monument littéraire plutôt que comme un document
historique.
L’ordre des hymnes adopté, qui est en partie nouveau, a déjà
été justifié ; on trouvera en annexe une concordance avec les
éditions précédentes, même s’il serait souhaitable
d’abandonner les références par numérotation continue au
profit d’indications plus précises, par jour ou par fête puis par
heure ou par numéro au sein d’un cycle. Une seconde annexe
donne la liste des leçons où cette édition diffère des
précédentes."p. 34)
English translations: The Hymns of Abelard in English Verse,
translated by Sister Jane Patricia, Lanham: Unversity Press of
Americ a 1986.
"The hymns in Migne's Patrologia Latina, volume 178, 1772-
1818, number only ninety-three. Dr. Joseph Szövérffy in 1975
published his annotated text, including forty more hymns from
a collation of the
manuscripts from Brussels and Chaumont as well as from the
edition of Dreves[*]. His work has been critized by Peter
Dronke and by M. Silvestre, and where it made adifference in
translation I have followed Silvestre's corrections.
Dr. Szövérffy's introduction to the Hymnarius Paraclitensis
(HP), volume 1, contains much material on Abelard's
background and his skill both as poet and as liturgist. The
collection of one hundred and thirty-three hymns is not
complete, for parts of the manuscript are missing. There are no
Advent hymns, and though no hymn exists for St. Stephen,
there are hymns for St. John the Evangelist and the Innocents
at the same time of the year. Some of the apostles' days have no
hymns, nor does the feast of the Trinity. Father Chrysogonus
Waddell concludes in his analysis of the liturgy that the abbey
of the Paraclete, for whom the hymns were written, adopted the
Cistercian breviary, adding its own feasts.(1)" (p. 25)
[*] Hymnarius Paraclitensis sive hymnorum libelli tres. Ad
fidem codicum Bruxellensis et Calmontani edidit Guido Maria
Dreves, Paris; Lethielleux 1891.
(1) Chrysogonus Waddell, "Peter Abelard as Creator of
Liturgical Texts," paper read at Kalamazoo International
Congress of Medieval Studies, 1975.
Patricia Hilary Woods, The Festival Hymns of Peter Abelard: A
Translation and Commentary of the Hymnarius Paraclitensis
Libellus II, Unpublished Ph. D. thesis, 1992available at
ProQuest Disseretation ref. number 11007748.
Summary: "This thesis examines the hymns contained in Peter
Abelard's Hymnarius Paraclitensis Libellus II and those for the
Sacred Triduum. Together these hymns describe and celebrate
the major events of the hlstoxy of redemption from Nativity to
Pentecost, finishing with Church Dedication.
The forty-seven hymns fall into groups, each of which is
assigned to one of the Feasts. In this examination, each group is
preceded by a Foreword which discusses the techniques
Abelard employs to make a coherent whole out of the individual
hymns. There follows the text, translation and commentaries.
The text is based on that of Chiysogonus Waddell (Hymn
Collections from the Paraclete Cistercian Liturgy Series 9,
Gethsemani Abbey 1987). Although a translation of the hymns
exists (Sister Jane Patricia The Hymns of Peter Abelard in
English Verse University Press of America 1986), it suffers
from the poetic licence Involved in translating the poetry of one
language into that of another. I give a more literal and more
accurate translation.
The hymns have been discussed in varying degrees of depth by
different commentators, the most notable being Guido Dreves
(Petri Abaelardi Peripatetici Palatini Hymnarius Paraclitensis
Paris 1891), Joseph Szövérfly (Peter Abelard's Hymnarius
Paraclitensis Albany-Brookline 1975) and Chrysogonus
Waddell.
Dreves and Szövérfly concentrate on literary and theological
aspects, Waddell on versification, music and the history of the
hymns within the Paraclete liturgy.
Building on these commentaries, I have attempted to set
Abelard's hymns within a theological and historical framework
and to elucidate further the theology of the hymns by reference
to his own prose works, especially the sermons, and to a wide
range of patristic and contemporary writing. I offer a number of
new interpretations based on different Scriptural and
theological texts.
Whereas Szövérfly generally discusses the literary aspect of the
hymns as a body, I have systematically examined them as
Individual pieces of literature, assessing the literary techniques
employed and their merit as poems. Because they are hymns, I
have tried to set them in their liturgical context, showing how
he Incorporates in them references to the services for which
they were composed."
29. ———. "Planctus."
First editions:
Petri Abaelardi Opera (1616).
Edélestand du Méril, Poésies populaires latines antérieures au
XIIe siècle (Paris: Brockhaus et Avenarius, 1843).
——— “Poésies d’Abailard,” Journal des savants de Normandie,
44 (1844), 119–153.
——— Poésies populaires latines du moyen âge (Geneva:
Slatkine Reprints, 1977; first publication Paris: Firmin Didot
Frères, 1847).
Critical editions:
Wilhelm Meyer, Wilhelm Brambach, "Petri Abaelardi Planctus
(III.) virginum Israel super filia Jeptae Galaditae", Gesammelte
Abhandlungen zur mittellateinischen Rythmik, t. I, Berlin,
1905, p. 340-356.
Wilhelm Meyer, "Petri Abaelardi planctus I II IV V VI",
Romanische Forschungen, 5. Bd., Festschrift Konrad Hofmann
zum 70sten Geburtstag (1890), pp. 419-435 (reprinted in
Gesammelte Abhandlungen, pp. 357-374).
Guido Maria Dreves, Analecta Hymnica Medii Aevi, 48,
Leipzig, 1905, pp. 223-232.
Pietro Abelardo, I «Planctus», Introduzione, testo critico,
trascrizioni musicali a cura di Giuseppe Vecchi, Modena;
Società Tipografica Modenese 1951.
Juanita Feros Ruys, The Repentant Abelard: Family, Gender,
and Ethics in Peter Abelard's Carmen ad Astralabium and
Planctus, New York: Palgrave Macmillan 2014, Part IV -
Planctus Text, pp. 245-256.
English translation: Juanita Feros Ruys, The Repentant
Abelard: Family, Gender, and Ethics in Peter Abelard's
Carmen ad Astralabium and Planctus, New York: Palgrave
Macmillan 2014, Part IV - Plancrtus Text, pp. 257-266.
Italian translation: Pietro Abelardo, Planctus. Consolatoria.
Confessio fidei lamenti. Consolazione. Professione di fede.
Testo latino a fronte a cura di Massimo Sannelli, Lavis (TN): La
Finestra Editrice 2002 (seconda edizione 2013).
French translation: Pierre Abélard, Lamentations. Histoire de
mes malheurs. Correspondance avec Héloise, texte latin
traduit et présenté par Paul Zumthor; note musicologique de
Gérard Le Vot, Arles; Actes Sud 1992.6
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Annotated bibliography of Peter
Abelard: II. Logical, theological
and ethical works
Abelard's dialectical works
1. ———. 1969. "Introductiones Parvulorum." In Scritti di logica.
Firenze: La Nuova Italia.
First edition: V. Cousin, Ouvrages inédits d'Abélard, Paris,
1836, pp. 551-593, contains a partial edition of the glosses on
Porphyry and on the Categories.
Full edition in M. Dal Pra, Pietro Abelardo. Scritti di Logica:
Introductiones Dialecticae: Editio super Porphyrium, Glossae
in Categorías, Editio super Aristotelem de Interpretatione, De
Divisionibus..., second edition, 1969, pp. 1-203.
Italian translation: Introductiones Dialecticae: Editio super
Porphyrium, pp. 3-42: Pietro Abelardo. I commenti all'Isagoge
di Porfirio. Saggio introduttivo, traduzioni, note e apparati a
cura di Simona Pollini, Milano-Udine: Mimesis 2022, testo
latino pp. 177-215; traduzione italiana pp. 217-273.
Doubts on the authorship:
"Peter Abelard’s first known glosses on Isagoge, Categories, On
interpretation and On division – variously referred to as the «
Editiones », the « Introductiones parvulorum », or literal
commentaries – were supposedly written very early in his
career, probably around 1102-1104 when he was in his early
twenties. Originally discovered by V. Cousin (1836, p. X-XVIII),
they are found in the manuscript Paris, BnF, lat. 13368, f. 128r-
168r, and are edited by M. Dal Pra (1969, 19541). The title «
Introductiones parvulorum » was given on the basis of an
alleged cross-reference in Abelard’s Dialectica to such a work;
as we will see, this reference is no longer accepted by scholars.
Since, as will be argued here, there are important reasons to
question whether these glosses form a set, and whether the
attribution to Abelard is correct, I will use the neutral «
editiones » to refer to them." Margaret Cameron, "Abelard’s
Early Glosses: Some Questions", in Irène Rosier-Catach (éd.),
Arts du langage et théologie aux confins des XIe et XIIe siècles,
Torunhout: Brepols 2011, p. 647)
(...)
"Possibly none of the questions raised in this article on its own
is sufficient to overturn the attribution, but taken together they
raise serious difficulties for anyone who wishes to continue to
defend that the editiones were written by Abelard. There do,
however, seem to be extremely good reasons to break up the set
of the editiones by excluding the gloss on Categories from the
rest: unlike the others, it is an anonymous fragment, different
in style and has required a special defence for its inclusion in
the set. In what follows, I will examine each of the five pieces of
evidence. I will argue that there are insufficient reasons to
continue to attribute these works to Abelard or to consider that
they form a set.(1)" (Margaret Cameron, op. cit., p. 648)
(1) In « A note on the Attribution of the Literal Glosses in Paris,
BnF, lat. 13368 », Christopher Martin will examine the
doctrinal content of the Isagoge, On interpretation and On
division glosses and compare it with views Abelard is known to
espouse elsewhere in his writings.
"Despite Bernhard Geyer’s well considered and very cautious
admission of the glosses found in BnF, lat. 13668, into the
canon of Peter Abaelard’s work there has until now been no
systematic investigation of the merits of their claim for
inclusion there." Christopher J. Martin, "A Note on the
Attribution of the Literal Glosses(1) in Paris, BnF, lat. 13368 to
Peter Abaelard", in Irène Rosier-Catach (éd.), Arts du langage
et théologie aux confins des XIe et XIIe siècles, Torunhout:
Brepols 2011, p. 605.
(...)
"I could go on to give more examples of the way in which the
Literal Glosses fail to agree and fail to offer any trace of the
philosophical positions set out by Abaelard in his Dialectic and
his Logics but at this point I think that I have shown enough to
at least raise very considerable doubt about the authorship of
these texts. For myself, I was convinced as soon as I began to
read the Literal Glosses that they are not the work of the great
Peripatetic of Pallet. He was the greatest star of his day and, as
Geyer surely saw, they are the product of a very much lesser
light." Christopher J. Martin, op. cit., p. 646)
2. ———. 1969. "Glossae in Categorias." In Scritti di logica, edited
by Dal Pra, Mario, 43–67. Firenze: La Nuova Italia.
Introductiones dialecticae (Introductiones parvulorum) II.
"The Gloss on the Categories
Abelard continues his theme that logica is concerned with
words rather than things in his gloss on the Categories, which
he describes as dealing with “the names of all things and
subjects, in whatever ways.”(26) He considers the distinction
between categories “more according to the meaning of words
than according to the natures of things.”(27) Aristotle had
opened the Categories by discussing three types of name:
equivocal or ambiguous, univocal or common, and
denominative (as in grammaticus, so named from grammatica).
As part of his comment on ambiguity, Boethius had observed
rather briefly that ambiguity had to be distinguished from
metaphor (translatio), unless it named distinct subject things
(subiectae res).
Abelard seizes on Boethius’s comment that “metaphor is not a
property” to emphasize that metaphor is a type of linguistic
usage. Boethius had argued that some metaphorical usages are
ambiguous, as when a word such as “charioteer” (auriga),
which normally refers to one thing, is transferred to another
thing, such as the captain of a ship. Abelard develops this
comment to explain that words have a distinct meaning
through metaphor (per translationem)." (Constant C. Mews,
Abelard and Heloise, New York: Oxford University Press 2005,
pp. 85-86)
3. ———. 1969. "Editio super Aristotelem De interpretatione." In
Scritti di logica, edited by Dal Pra, Mario, 69–154. Firenze: La
Nuova Italia.
Introductiones dialecticae (Introductiones parvulorum) III.
4. ———. 1969. "Super Topica glossae." In Scritti di logica, edited
by Dal Pra, Mario, 205–330. Firenze: La Nuova Italia.
Logica 'ingredientibus' VII.
The commentary from Logica Ingredientibus on Boethius De
topicis differentiis.
New edition: Karin Margareta Fredborg, "Abelard on Rhetoric",
in Constant J. Mews, Cary J. Nederman, Rodney M. Thomson
(eds.), Rhetoric and Renewal in the Latin West 1100-1540:
Essays in Honour of John O. Ward, Turnhout: Brepols 2003,
pp. 55-80 (text on pp. 65-80).
"Even if the Arsenal manuscript can only supply us with
roughly half of this digression on rhetoric, it is most welcome to
have a second copy of a text otherwise only preserved in a
single manuscript that, despite its orderly appearance, presents
difficulties to the modem reader and editor. Still worse,
Abelard’s commentary survives only as a torso. His
commentary on most of Books II and in is missing in MS Paris,
BnF lat. 7493, fols 168ra-183vb (s. XII).(9) The commentary on
De differentiis topicis is probably from around 1120(10) and
Abelard is clearly still engaged in an ongoing discussion with
his former teacher, William of Champeaux {preceptor noster
Willelmus eiusque sequaces), explicitly so in the section
immediately following this digression on rhetoric." (p. 58)
(9) Super topica, pp. 205-330; Green-Pedersen, The Tradition
of the Topics in the Middle Ages. The Commentaries on
Aristotle’s and Boethius’ ‘Topics’ (Munich: Philosophia, 1984),
p. 41., p. 424. The text breaks off in the gloss on Book Il, PL
64,1184A.
(10) Green-Pedersen, Tradition of the Topics, p. 424; Mews,
‘‘On Dating the Works of Peter Abelard’, Archives d ’histoire
doctrinale et littéraire du moyen âge, 52 (1985), 73-134 p. 91
and ‘Aspects of the Evolution of Abelard’s Thought on
Signification and Predication’, Gilbert de Poitiers et ses
contemporains, ed. by Jean Jolivet and Alain de Libera
(Naples: Bibliopolis, 1987), pp. 15-41 (pp. 15, 25); John O.
Ward, Ciceronian Rhetoric in Treatise, Scholion and
Commentaries, Turnhout: Brepols 1995, p. 109; John
Marenbon, The Philosophy of Peter Abelard (Cambridge:
Cambridge University Press, 1998), pp. 46-48.
"Edition
I have used the manuscript P = MS Paris, BnF lat. 7493 as my
main manuscript, partly because it preserves the full text of the
digression, and partly because A = MS Paris, Arsenal 910, is
obviously abbreviating certain sections, particularly towards
the end. A, however, occasionally supplies a better reading, as
can be seen from the apparatus; all variants are indicated,
except trivial details of word order and A often preferring
‘scilicet’ for P ’s ‘videlicet’, ‘id est’ for ‘hoc est’. Dal Pra followed
P with a few conjectures. Where Dal Pra’s readings of P differ
from my own, this is also indicated in the apparatus except for
trivial misprints and misreadings ( ‘vero’ for P’s ‘ut’ in §1.2).
However, Dal Pra’s insistance on lectio difficilior in the
technical terminology of ‘constitutio’ and ‘iudicatio’, preferring
‘constructio’ and ‘indicio’ I have not followed. The word order
and orthography follows P with its occasional use of c for t and
e caudata (=ae); A never makes use of e caudata and, very
occasionally, has a different word order. (p. 61(
5. ———. 1969. "Editio super Porphyrium." In Scritti di logica,
edited by Dal Pra, Mario, 3–42. Firenze: La Nuova Italia.
Introductiones dialecticae (Introductiones parvulorum) I.
6. ———. 1969. "De divisionibus." In Scritti di logica, edited by
Dal Pra, Mario, 155–204. Firenze: La Nuova Italia.
Introductiones dialecticae (Introductiones parvulorum): IV.
Gloss on Boethius De divisione.
Date of composition: "One of the earliest known writings of
Peter Abelard (possibly a text taken down from spoken
commentary) is a set of short “literal” glosses on the Isagoge of
Porphyry, the Categories and Periermeneias of Aristotle and
the De divisione of Boethius. In the one manuscript in which
they occur, Paris, Bibl. nat. lat. 13368, ff. 128-167v (s. xii), the
glosses on Porphyry and Aristotle are each described as an
Editio, perhaps in imitation of the commentaries of
Boethius(6). Because Abelard is more concerned to expose the
literal meaning of the text than his own opinion on individual
questions of logic, these glosses are believed to date to an early
period of his career, between 1102 (when he first started
teaching at Corbeil) and 1113-14 (date of his return to Notre-
Dame)(7). The brevity of his comment on the passage of the
Isagoge about genus and species, which he used as a point of
departure for his debate with William of Champeaux on the
nature of universals, would suggest that this gloss was
composed before the disputation, that is before 1108-9(8)."
(Constant J. Mews, "On Dating the Works of Peter Abelard",
Archives d'Histoire Doctrinale et Littéraire du Moyen Age, 60,
1986, pp. 74-75)
(6) There is no title to the gloss on the Categories (of which the
beginning and end is missing), but one can assume it would
have been titled Editio by analogy with the accompanying
glosses on the Isagoge and Periermeneias. That the gloss on
Boethius is titled De divisionibus in the MS, not Editio, may be
a deliberate choice, reflecting a desire not to place Boethius on
the same level as the other authors. The gloss on the De
differentiis topicis (not part of the literal glosses), is simply
titled super Thopica glose (see below n. 14).
(7) Dal Pra, Scriiti di logica, pp. xv-xvi.
(8) Ed. sup. Por. 5-6; cf. Hist. Cal. 70-100. On the chronology
of Abelard’s early career, see R.-H. Bautier, Abélard en son
temps, [Paris : Les Belles lettres , 1981] p. 54 (21-77).
7. ———. 1956. Dialectica. Assen: Van Gorcum.
First edition: The Dialectica was edited incompletely for the
first time by Victor Cousin in Ouvrages inédits d'Abélard, Paris
1836, pp. 173-497.
First complete edition of the Parisian manuscript with an
introduction by L.M. De Rijk (Introduction CVI pages; Text
pages 51-637); second revised edition 1970 (Introduction CXII;
Text pages 51-669).
The beginning (and the end?) of the text is missing:
"Nevertheless I commence the text on p. 51, in the case
someone should be fortunate enough to find it [the beginning]"
(De Rijk, note 3, p XIII).
Contents of the Introduction: 1. Peter Abailard. Life. Works on
logic IX; 2. Abailard's Dialectica. The manuscript. Sources. 3.
Masters mentioned in the Dialectica. Date of the Dialectica
XII; 4. The content of the Dialectica XXV; 5. Inference.
Consequence. Syllogism XXXI; 6. Categorical proposition.
Terms. Copula. Identity theory. Inherence theory XXXVI; 7.
Hypothetical proposition. Implication. Conjunction.
Disjunction XLIII; 8. Supposition XLIX; 9. Truth and falsity LI;
10. Affirmation. Negation. Signum quantitatis LV; 11. Modal
propositions LIX; 12. Categorical syllogism LXIII; 13.
Hypothetical syllogism LXVIII; 14. Argumentation. Kinds.
Locus differentia. Maxima propositio LXXV; 15. Division.
Kinds. Definition. Kinds LXXXV; 16 Abailard's position in
twelfth century logic. Dialecticians and Anti-dialecticians.
Nominalism and Realism. The question of the universals
LXXXIX; Books and Articles referred to XCV-XCVII.
"Aristotle deals with the use of speech, Abailard says (Log.
Nostr. petit., 508, 32--509, 8), in his Categories, De
Interpretatione and Topics, and with argumentations in his
Prior and Posterior Analytics (1): Porphyry wrote an
introduction to the first-mentioned treatise. Thus, the scheme
of his own Dialectica is obvious: he first treats of the parts of
speech (partes orationis): tractatus I; next the categorical
propositions and syllogisms are dealt with: tractatus II; the
treatment of the hypothetical propositions and syllogisms
(tractatus IV) is preceded by that of the topics (tractatus III);
the author ends his work with a treatise on division and
definition: tractatus V." p. XXV.
(1) Abailard's description of the Aristotelian treatises is not
wholly correct.
Date of composition: "The Dialectica is, from all the
indications, a work from the first part of Abelard’s career, quite
probably written before Abelard became a monk in 1117, and
very probably before LI [Logica Ingredientibus] was put
together, although it draws on an earlier form of the same
teaching material.(113)" (p. 41)
(113) Constant Mews (1985b, 74–104) attacked earlier views,
which placed Dial., or at least its final revision, in the 1130s or
later. He placed the work before LI but after Abelard became a
monk. Most scholars accepted his arguments, at least in so far
as they established that Dial. should not be dated after LI. I
argued (Marenbon 1997a, 40–43) that Mews’s dating should be
pushed back even a little further, to before 1117, and Mews now
(2005a, 259 n. 2 to ch. 3) accepts my view, at least for most of
the work, proposing a dating between 1112 and 1117/18 (2005,
43); Chris Martin suggests an even earlier dating, in which he is
‘beginning work on the final sections of Dial. around 1112’
(2011, 622). For the historiography of dating Dial., see
Marenbon 1997a, 40 n. 16.
References
Marenbon, J. 1997a. The Philosophy of Peter Abelard.
Cambridge: Cambridge University Press.
Martin, C. J. 2011. ‘A Note on the Attribution of the Literal
Glosses in Paris, BNF, lat. 13368 to Peter Abelard’. In Rosier-
Catach 2011, 605–46.
Mews, C. J. 1985b. ‘On Dating the Works of Peter Abelard’.
Archives d’histoire doctrinale et littéraire du Moyen Âge
52:73–134. Reprinted in Mews 2001.
———. 2001. Abelard and His Legacy. Aldershot: Variorum.
———2005a. Abelard and Heloise. New York: Oxford
University Press.
Rosier-Catach, I. ed. 2011. Arts du langage et théologie aux
confins des XIe-XIIe siècles: Textes, maîtres, débats. Studia
artistarum 26. Turnhout: Brepols.
8. ———. 1919. Die Logica "Ingredientibus". 1. Glossae super
Porphyrium. Edited by Geyer, Bernhard, Peter Abaelards
Philosophische Schriften. Münster: Verlag der
Aschendorffschen Verlagsbuchhandlung.
Logica 'ingredientibus' I. The commentary from Logica
Ingredientibus on Porphyry's Isagoge.
Date of composition of the Logica Ingredientibus: (c. 1119,
though some scholars believe that the sections on On
Interpretation and De topicis differentiis might be later).
"Not long after he had finished the Dialectica, Abelard was
busy preparing another comprehensive logical work - this time
in the form of commentaries - based on similar material. When
Abelard took up teaching logic again a little while after he
entered St Denis, he probably used much the same material as
he had done in Paris, but with some revision and development.
This was probably what he wrote up, between about 1118 and
1120, for his new work. The Logica survives in rather less
complete form than the Dialectica, and what remains must be
reconstructed from three different manuscripts.(36)" John
Marenbon, The Philosophy of Peter Abelard, Cambridge:
Cambridge University Press 1997, p. 46)
(...)
"Despite this messy transmission, there is every reason to
consider the Logica an integral work, conceived as a whole
(though showing some small developments in thought during
its course). Abelard has reworked his lectures carefully. His
language is well chosen and usually elegant; and he is more
selective here than in the Dialectica, excluding discussions of
secondary importance in order to set out the main issues
clearly. The surviving parts of it may give a slightly misleading
impression of the Logica. From the length of the opening
portion, the commentary on De topicis dtfferentiis seems as
though it would have been very long. If the rest of it and the
commentary on De syllogismis hypotheticis had not been lost,
the emphasis of the Logica might seem much the same as that
of the Dialectica. All the same, there is no denying that
Abelard's interest in the wider philosophical questions raised
by logic is deeper here than in the earlier work." (John
Marenbon, The Philosophy of Peter Abelard, p. 47)
(36) The commentaries on the Isagoge (= sup.Por.), Categories
(= sup.Pred.) and De interpretatione {— sup.Per.) - from the
Milan manuscript only, with the inauthentic ending, are edited
in Phil. Schr., 1-3 (Munster, 1919-27) (BGPMA 21). The
authentic ending of the De interpretatione commentary
{sup.Per (M)) is edited in Minio-Paluello, Twelfth-century
logic, pp. 3-108 (all these are Checklist §294). The De
differentiis topicis commentary (= sup.Top.; Checklist §307) is
edited in dal Pra, Scritti, pp. 205-330. Most scholars describe
this set of commentaries as his Logica Ingredientibus (from the
opening: 'Ingredientibus nobis logicam ...') in order to
distinguish it from his later commentary on Porphyry, which
they call the Logica Nostrorum Petitioni Sociorum. But since,
as I shall argue, it is more accurate to call this later work the
Glossulae, the simple title Logica will be used here without
danger of confusion.
"The reason why the Logica can be dated firmly to 1121 or
before lies in its relation to Abelard's first version of the
Theologia, the Theologia Summi Boni, which was condemned
at the Council of Soissons in March 1121." (John Marenbon,
The Philosophy of Peter Abelard, p. 48)
English translations:
"The Glosses of Peter Abailard on Porphyry", in Richard
McKeon (ed.), Selections from Medieval Philosophers, London:
Charles Scribners & Sons 1929, pp, 208-258 (translation of pp.
1-32).
"On Universals", in John F. Wippel, Allan B. Wolter (eds.),
Medieval Philosophy: From St. Augustine to Nicholas of Cusa,
New York: The Free Press 1969, pp. 190-203 (translation of pp.
7-30)
"From the “Glosses on Porphyry" in His Logica ‘ingredientibus’
", in P. V. Spade (ed.), Five Texts on the Mediaeval Problem of
Universals, Hackett: Indianapolis 1994, pp. 26–56 (translation
of pp. 7.25-32.12)
Italian translation: Pietro Abelardo. I commenti all'Isagoge di
Porfirio. Saggio introduttivo, traduzioni, note e apparati a cura
di Simona Pollini, Milano-Udine: Mimesis 2022, testo latino
pp. 275-393; traduzione italiana pp. 395-558.
9. ———. 1921. "Die Logica "Ingredientibus". 2. Die Glossen zu
den Kategorien." In Peter Abaelards Philosophische Schriften,
edited by Geyer, Bernhard, 111–305. Münster: Verlag der
Aschendorffschen Verlagsbuchhandlung.
Logica 'ingredientibus' II. The commentary from Logica
Ingredientibus on Aristotle's Categories.
10. ———. 1933. "Die Logica "Ingredientibus". 3. Die Glossen zu
Περί ρμηνείας." In Peter Abaelards Philosophische Schriften,
edited by Geyer, Bernhard, 307–503. Münster: Verlag der
Aschendorffschen Verlagsbuchhandlung.
Logica 'ingredientibus' II. The commentary on Aristotle's De
iterpretatione (Peri hermeneias).
English translation: An abbreviated part is translated in H.
Arens, Aristotle’s Theory of Language and Its Tradition: Texts
from 500 to 1750, Amsterdam: John Benjamins, 1984, pp. 231–
302.
11. ———. 1933. "Aus den anonymen Glossen des Cod. Ambr. M.
64 sup. Untersuchungen." In Peter Abaelards Philosophische
Schriften, edited by Geyer, Bernhard, 581–588. Münster:
Verlag der Aschendorffschen Verlagsbuchhandlung.
12. ———. 1933. "Die Logica "Nostrorum Petitioni Sociorum". Die
Glossen zu Porphyrius." In Peter Abaelards Philosophische
Schriften, edited by Geyer, Bernhard, 505–580. Münster:
Verlag der Aschendorffschen Verlagsbuchhandlung.
The Logic that begins with the words: At the request of our
friends or Little Glosses on Porphyry Isagoge.
Date of composition circa 1125.
Italian translation: Pietro Abelardo. I commenti all'Isagoge di
Porfirio. Saggio introduttivo, traduzioni, note e apparati a cura
di Simona Pollini, Milano-Udine: Mimesis 2022, testo latino
pp. 559-629; traduzione italiana pp. 631-728.
13. Jacobi, Klaus, and Strub, Christian, eds. 2010. Petrus
Abaelardus. Glossae super Peri hermeneias. Turnhout:
Brepols.
Vol. I: Corpus Christianorum Continuatio Mediaevalis, 206
(2010).
Critical edition with introduction and notes.
Table of Contents: Introduction IX; 1. Literature on the Text of
the Glossae super Peri hermeneias IX; 2. The Two Manuscripts
XIII; 3. Aristotle’s Text, Abelard’s Commentary, and Abelard’s
Systematic Extended Analyses XXXVII; 4. The Text of
Abelard’s Lecture and the Copies LIII; 5. The Dating of the
Commentary and its Relationship to Abelard’s Other Logical
Writings LXIII; 6. On the Vol. 1Edition LXV; 7.
Acknowledgments LXXIII; Appendix I: A Complete List for
albus / animal - Occurrences LXXV; Appendix II: A Complete
List of the Accidental Transpositions XXXI; Appendix III:
Concordance to Older Editions XCI.
Summary: "In 1927, this substantial commentary was edited by
Bernhard Geyer. The edition was based on the only manuscript
of the text then known to scholarship (Milan, Biblioteca
Ambrosiana M 63 sup., fols. 45r-72r). In 1938, Martin
Grabmann discovered a second manuscript of the work (Berlin,
Staatsbibliothek Preussischer Kulturbesitz, lat. fol 624, fols.
97r-146r). As Lorenzo Minio-Paluello has shown, the final part
of Abaelard’s text, which includes the long excursus on modal
logic and the commentary on chapters 12-14, is accurately
preserved only in this second manuscript. He edited this final
part in 1958.[*]"
[*] Lorenzo Minio-Paluello, Abaelardiana inedita. Vol. 1. super
Periermenias XII-XIV; 2. Sententie secundum M. Petrum,
Roma, Edizioni di Storia e Letteratura, 1958.
"The following assumptions appear plausible for the Glossae
super Perihermeneias on the basis of the present state of
scholarship:(140) The work was written circa 1118 - 1120, after
Abelard had become a monk in St. Denis.(141) In the years 1121
- 1127, in which Abelard lived in the “Paraclete” Oratorium,
which soon became a school, he again gave lectures on logic for
his students and adherents. One can conjecture that the text
was revised at this time and expanded through new extended
analyses. In the 1130’s Abelard was in Paris, and there at Mont
Ste Geneviève he not only gave lectures on theology, but also, as
he had done before, lectures on logic as well.(142) But by this
time his main interests lay with theology and there are
indications - particularly given by the commentary on On
Interpretation - that in his lectures on logic he relied upon
knowledge gained earlier and no longer worked out anything
new.(143)" (Introduction, p. LXIV)
(140) See J. Marenbon, [The philosophy of Peter Abelard,
Cambridge: Cambridge University Press 1997] 36-53.
(141) See ibid., 46; 48.
(142) Compare ibid. 51-52.
(143) A central argument for this claim is the cursory manner in
which Abelard refers in his commentary, cap. 6, 1.481-485, to
the Aristotelian text of the Sophistical Refutations. In the
1130’s this text was the center of the logicians’ burning interest.
Abelard obviously no longer takes the trouble to attain the level
of the new scholarship. See L. M. de Rijk, Logica Modemorum I
(cfr. note 14 supra), Appendix F 3, A fragment of the
Perihermeneias-commentary from MS Berlin, Lat. Fol. 624;
620,27-29: Dicit Magister Petrus: “Legi et relegi Elencos;
sophisma univocationis non inveni." Respondet Magister
Albericus: “Bene dixisti quod non invenisti, quia non
intellexisti." On this topic compare L. M. de Rijk, ibid., 60; 123;
J. Marenbon, The philosophy of Peter Abelard (cfr. note 3
supra), 52-53.
14. Peter, Abelard. 1958. "Glosse Super Periermenias XII-XIV." In
Twelfth Century Logic: Texts and Studies. Vol II: Abelardiana
inedita, edited by Minio-Paluello, Lorenzo, 1–108. Roma:
Edizioni di Storia e Letteratura.
"The present volume contains an edition of two logical texts -
one certainly and the other probably by Abailard - which have
not been published in print before now.(1)
The first - a section of Abailard's longer commentary on
Aristotle's De interpretatione, now usually known as the third
part of the Logica "Ingredientibus" - was discovered about
twenty years ago by the late Martin Grabmann.(2)
The second, consisting of two sections apparently extracted
from one or two otherwise lost works by Abailard (?), was seen
and mentioned, though not ascribed to this author, by
Bernhard Geyer(3)." (Introduction, p. XI)
(1) No other unpublished logical work ascribed to Abailard are
known to exist. There are, however. a number of references to
and quotations from logical writings of Abailard in unpublished
texts; see e.g., below, p. XLI, and Grabmann's paper mentioned
in the next note. It is possible that one or more works in cod.
Orleans 266 (see below, pp. XLII-XLVI) belong to him.
(2) M. Grabmann, Kornmentare zu aristotelischen Logik aus
dem 12. und 13. Jahrundert in MS lat. fol. 624 der Preusslichen
Staatsbibliothek in Berlin (" Sitzungsb. d. Preuss.. Akad. d.
Wissenscli." 1938, pp. 185-210).
(3) B. Geyer, Peter Abaelards Philosophische Schriften, IV,
Münster 1933 (".Beitr. z. Gcsch. d. Philos. u. Theol d. Mittealt."
XXL .4), p. 595 n. 3.
(...)
"Summary of the commentary on Chapters XII-XIV
The first text printed in the present volume contains the whole
of Abailard's commentary on De interpretatione XII-XIV. Since
A breaks off about half way through Abailard's introduction to
chapters XII-XIV, our edition has a portion in common with
Geyer's edition (pp. 483.30-497.20 = 3.1-29.1;). The numbers
in square brackets to be found in the following summary refer
to the paragraphs into which we have divided the text.
The commentary on the three chapters includes: I. a treatise on
modal propositions, introductory to chapters XII and XIII; II.
the commentary on these two chapters, in whim Aristotle deals
with some problems arising out of modal propositions; III. the
commentary on chapter XIV concerning contrary
propositions." (Introduction, p. XXII)
15. ———. 1933. "Glosae super librum Porphyrii secundo vocalem."
In Testi medioevali inediti. Fontes Ambrosiani, III, edited by
Ottaviano, Carmelo, 107–207. Firenze: Olschki.
"In the same year as Geyer produced his edition of LNP [Logica
‘Nostrorum Petitioni’] and two fragments of the Glossae,
Carmelo Ottaviano published a complete edition of the latter
work and argued that they were written by Abelard himself(9).
Ottaviano based his argument on the close similarity both of
the ideas and the text itself of the Glossae to those of LI [Logica
“ingredientibus]; he did not, however, take into account the
fact that there were other parallels between the Glossae and
LNP. The intention of this study is to investigate the conflicting
claims of Ottaviano and Geyer about the authorship of these
Glossae secundum vocales and to establish their textual
relationship to the known writings of Peter Abelard." (Constant
J. Mews, "A neglected gloss on the «Isagoge» by Peter
Abelard", Freiburger Zeitschrift fur Philosophie und Theologie,
31, 1984, p. 36)
(...)
""Conclusion
This study has been concerned with the close relationships,
both textual and thematic, between the anonymous Glossae
secundum vocales, found in the Milan, Biblioteca Ambrosiana
MS. M. 63 sup., ff. 73ra-81vb, and various known writings of
Abelard on logic and theology.
These anonymous glosses seem to represent a revision made by
Abelard of his Logica ’Ingredientibus’, while they appear to
have been themselves revised in the Logica ’Nostrorum
petitioni sociorum’.
16. ———. 1992. "Notae Super Porphyrium." Traditio no. 47:100–
102.
Notae super Porphyrium. Second Appendix to Yukio Iwakuma,
"Vocales, or Early Nominalists", Traditio, 47, 1992, pp. 37-111.
17. ———. 1993. Des intellections [Tractatus de intellectibus].
Paris: Vrin.
Critical edition, French translation and commentary by Patrick
Morin.
"This piece—apparently from a larger treatise—is attributed to
Abelard in its only manuscript, and it has many very close
parallels with LI [Logica Ingredientibus] (both the
commentary on the Isagoge and especially that on On
Interpretation) and some with LNPS [Logica nosatrorum
petitioni sociorum](102). It does not seem, though, to be a
compilation, since it gives a more thorough and nuanced
treatment of the
workings of the mind and its relation to language and reality
than is found in any other known work of Abelard’s.(103) The
passages shared with it might, indeed, strengthen the case that
LNPS is by Abelard,
but they are all from the discussion of universals, which is the
part of the commentary which seems in any case to be most
clearly Abelardian, though perhaps as recorded by a student."
John Marenbon, Abelard in Four Dimensions, Notre Dame:
Indiana University Press 2013, p. 38.
Date of composition: (probably c. 1122–25)
First editions:
Victor Cousin, Ouvrages inédits d'Abélard (1836).
Lucia Urbani Ulivi, La psicologia di Abelardo e il "Tractatus de
intellectibus", Roma: Edizioni di Storia e Letteratura 1976, pp.
103-127.
Abelard's theological works
1. Buytaert, Eligius, Luscombe, David E., Barrow, Julia, Burnett,
Charles S. F., Keats-Rohan, Katharine, Mews , Constant J., and
Romig, Mary Foster, eds. 2014. Petrus Abaelardus. Opera
theologica. Turnhout: Brepols.
Three volumes.
This set of three volumes includes the complete text of Peter
Abelard'stheological works as published in Corpus
Christianorum, Continuatio Mediaevalis volumes 11, 12, 13, 14,
15 and 190.
2. Peter, Abelard. 1987. "Theologia 'summi boni'." In Petri
Abaelardi Opera Theologica III. Theologia 'summi boni'.
Theologia 'scholarium', edited by Buytaert, Eligius and Mews,
Constant J., 83–201. Turnhout: Brepols.
TSum = Theologia ‘Summi boni’ in both redactions.
Date of composition: c. 1120.
"Of all the theological writings produced in France in the first
half of the twelfth century, none became quite so controversial
as the Theologia of Peter Abaelard. An early version, the
Theologia ‘Summi boni’, was burnt at the council of Soissons in
March/April 1121. A much revised version, the Theologia
'Scholarium", was harshly criticized by Bernard of Clairvaux at
the council of Sens, 2 June 1140, and earned its author
temporary excommunication by Pope Innocent II. The
reputation which the Theologia gained among Abaelard's
contemporaries has tended to cloud understanding of the work
itself.
Abaelard's principal intention in the Theologia is to present
rational analogies and arguments which illuminate the
Christian doctrine of God as a trinity of divine persons co-
existing in a unity of essence. His central theme, supported by
the authority of the Old Testament and of classical philosophy,
is that ‘Father’, 'Son' and 'Holy Spirit' are names which signify
different properties or attributes in God: his power, his wisdom
and his benignity or goodness towards creation. The
relationship between the three persons of the Trinity can be
compared, he argues, to that between these three attributes.
Implicit to his approach is an assumption that God reveals
himself through human reason and that through rational
reflection man can gain some understanding of his Creator.
While his argument from authority remained substantially
unchanged through every version of the Theologia, his
philosophical argument underwent continuous modification,
not least in the face of the controversy which it aroused. His
critics assumed that he was implying that the Son and Holy
Spirit did not share fully in the omnipotence of the Father.
Abaelard's response was to insist that he was formulating
analogies rather than definitions of the Trinity, whose true
identity could never be adequately captured in human speech."
(p. 15, a note omiited)
ìtalian translation: Pietro Abelardo, Teologia del sommo bene,
testo latino a fronte, a cura di Marco Rossini, Milano: Rusconi
1996.
French translation: Abélard, Du bien suprême, Paris: Vrin
1978.
3. ———. 1969. "Theologia christiana." In Petri Abaelardi Opera
Theologica II. Theologia christiana. Theologia scholarium
(recensiones breviores). Capitula haeresum Petri Abaelardi,
edited by Buytaert, Eligius, 69–372. Turnhout: Brepols.
TChr = Theologia Christiana in all its forms.
Date of composition: (c.1122-26).
"The Theologia Christiana has been published, more or less
completely, three times. The editio princeps is of E. Marténe
and U. Durand, Thesaurus nouus anecdotorum, t. V, Paris,
1717, col. 1139-1156 (Introduction of Marténe), and 1155-1360
(text of Abelard). Marténe used the only codex known to him,
viz. the one of Marmoutiers-Tours, and consequently the end of
the work is missing. The editor erroneously completed TChr in
a few instances. We saw that to the annotations of TChr belong
parallel texts copied from TSch and indicated with some sort of
an incipit and explicit only. When Marténe discovered the
abbreviated parallel texts, he did not hesitate to fill the gap
between the incipit and explicit by copying from the Theologia
'Scholarium' as edited by Duchesne.
The deficiencies of the edition are mainly a consequence of the
fact that it is based upon only one manuscript, and then a codex
in which Abelard's annotations were joined to the work
according to three or four different systems. Marténe did not,—
or simply could not, under the circumstances,—understand the
riddle of the annotations of TChr. He even complicated the
problem by omitting practically all the annotations which had
been written in the margin of T, and by assigning the wrong
place to a section which was already in a poor state in T, namely
V, 28-35 with their annotations.
J. P. Migne, PL 178, Paris, 1855, col. 1113-1124 (Introduction of
Marténe), and 1123-1330 (text of Abelard), gave a rather
faithful reproduction of the editio princeps. Even the material
disposition of the annotations is an imitation of Marténe. Thus
Migne did not add to the confusion.
The third edition was due to V. Cousin and C. Jourdain, Petri
Abaelardi opera hactenus seorsim edita, t. IL, Paris, 1859, p.
357-566 (main text as in Marténe), and p. 804-809
(fragments)." (pp. 23-24)
"TChr, then, is an original work on God triune. In its
fundamental inspiration it is more ‘Christian’ than some more
recent theological text-books, which in their “Tractatus de Deo
uno’ seem to forget entirely that Blessed Trinity does exist.
TChr is a ‘theology’ in the patristic sense of the word.
But so are TSum and TSch. Hence, the relationship between the
three works must be considered. Before this is done, let it be
mentioned that later in this Introduction it will beproved that
TChr chronologically follows upon the second redaction of
TSum, but precedes the first redaction of tsch, and that at least
some annotations of the last redaction of TChr depend upon
the third redaction of TSch." (p. 28)
English translation: abbreviated translation by J. R. McCallum,
Abelard’s Christian Theology, Merrick, NY: Richwood 1948
(reprinted 1976).
4. ———. 1987. "Theologia 'Scholarium'." In Petri Abaelardi
Opera Theologica III. Theologia 'summi boni'. Theologia
'scholarium', edited by Buytaert, Eligius and Mews, Constant
J., 309–549. Turnhout: Brepols.
tsch = Theologia ‘Scholarium’, the two short redactions.
TSch = Theologia ‘Scholarium’, third, third annotated, and
fourth redactions.
Date of composition: first redaction before 1130.
"The version of the Theologia most familiar to Peter Abaelard's
contemporaries was the Theologia ‘Scholarium’ — also known
as the Introductio ad theologiam or simply as the Theologia,
the title used by Abaelard himself. (!) Attitudes to the work
varied greatly. Peter Lombard quoted from it extensively
(without acknowledgement) in his IV Libri sententiarum.
Bernard of Clairvaux judged it to be a viper's nest of heretical
doctrine.
In order to arrive at a balanced judgement of the Theologia
‘Scholarium’, it is clearly necessary to understand what
Abaelard was trying to achieve in this version of his treatise.
The Theologia ‘Scholarium’ contains Abaelard's most mature
reflections on the nature of the Trinity and of God's action in
the world. It deserves to be studied as such.
I. The work
Abaelard's principal intention in the Teología ‘Scholarium’ is to
place discussion of God as a trinity of persons within the
context of the faith through which human salvation can be
attained. He opens the work with summary definitions of faith,
charity and sacrament, the three elements which he identifies
as essential to salvation. While all three need to be discussed (L
9: *de singulis diligentius agendum est"), he concentrates in the
Theologia ‘Scholarium’ on faith, “the foundation of all good
things", in the divine nature.
(...)
The second book of TSch opens with a long defence of Christian
study of pagan writers. Abaelard appeals to the 'authority of
Augustine, Jerome and Gregory, against those who use these
very same authors to deprecate interest in secular wisdom (II,
1-60). He justifies the writing of a treatise about Christian faith
by pointing to the many doubts and questions which the
Fathers had failed to answer (II, 61).
(...)
Abaelard's major new argument in book two of the Theologia
‘Scholarium" is a suggestion that the Trinity is like the bronze
seal.
The three divine persons are related to each other in the same
way as are the attributes of being bronze (es), of being a thing
able to seal (sigillabile) and of sealing (sigillans) in a bronze
seal. This analogy has the advantage of illustrating as well the
operation of divine grace. God stamps his image on man in the
way that a king stamps his image onto wax. As in earlier
versions of the Theologia, Abaelard holds that men and women
can gain some rational understanding of the trinitarian nature
of God, even if they can never comprehend it fully, through
reflection on the divine power, wisdom and goodness manifest
in the world.
In the third book Abaelard reflects further on the nature of God
as the supreme good and as the rational basis to all creation
(III, 1-17). He then analyses what is meant by God's
omnipotence (18-82), his wisdom (83-116) and his goodness
(117-120) in relationship to what happens in the world, above
all in relation to the mystery of evil. Abaelard is convinced that
there is a reason for all things, even if this reason seems to be
impenetrable to human understanding." (pp. .203-204)
(1) The title Theologia ‘Scholarium’ was coined by H.
Ostendler, Die Teología ‘Scholarium’ des Peter Abaelards, in
Aus der Geisteswelt des Mittelalters, BGPTMA,
Supplementband 3.1, 1935, p. 263-81. Hitherto it had been
known as the Introductio ad theologiam, the title applied by
Duchesne in 1616; see above, p. 18-19.
5. ———. 1969. "Theologia scholarium (recensiones breviores)." In
Petri Abaelardi Opera Theologica II. Theologia christiana.
Theologia scholarium (recensiones breviores). Capitula
haeresum Petri Abaelardi, edited by Buytaert, Eligius, 401–
451. Turnhout: Brepols.
"The relations between TChr and tsch-TSch are quite different.
First, tsch which corresponds to the Prologue and Book I, 1-126
of TSch, copied irregularly TChr I, 6-37, much more regularly I,
38-70 ; it took some stray elements from TChr II-IV, altogether
not more than parts of six paragraphs.
As to TSch I, it was copied irregularly from TChr I, 6-37, more
regularly from I, 38-136; substantial sections of TChr II-IV are
to be found in TSch II, namely TChr II, 1-13 and 117-125, TChr
III, 119-142, and TChr IV, 116-160. Of the same Books II-IV
loose elements are to be found in TSch Prologue, and Book I.
TChr V, 1-30 corresponds to TSch III, 1-29, but from there on
both works go their own way. TSch, consequently, treated TChr
rather freely, and by liberating itself largely from TChr III-IV, it
is also quite independent of TSum II-III." (p. 28)
6. ———. 1969. "Commentaria in Epistolam Pauli ad Romanos."
In Opera Theologica. I. Commentaria in Epistolam Pauli ad
Romanos; Apologia contra Bemardum, edited by Buytaert,
Eligius, 41–340. Turnhout: Brepols.
"Nature of the Work
'The Commentary is divided into a Prologue and four Books.
The division into Books is rather artificial. Compared to the
modern division of the Epistle to the Romans, the Commentary
proper is divided as follows:
Lib. I = Rom. I, 1 - III, 18
Lib. II = Rom. III, 19 - VI, 18;
Lib. III = Rom. VI, 19 - IX, 5;
Lib. IV = Rom. IX 6 - XVI 27:
The Commentary of Abelard is a literal interpretation of the
Epistle as it was understood in those days, but with a good
many theological or theologico-exegetical questions
interspersed. The originality of the Commentary resides more
in the questions inserted than in its exegesis proper." (p. 16)
Date of composition: (1134-1138) "In summary, then, the
Commentary was composed after Sermon III, after Epist. VII,
and after the third redaction of the Theologia ‘Scholarium’.
Some of the additions to Comm. Rom., at least, presuppose
Sermon XXIV. On the other hand, the Commentary has been
written before TSch III, 106-120 (the oldest section composed
for the fourth redaction of the Theologia 'Scholarium'), and
consequently, before the first draft of the Ethica, which
presupposes the existence of TSch III, 106-120; moreover, the
Comm. Rom. explicitly refers to the Ethica as to a work still in
the planning stage. The Commentary was also composed
before the Liber sententiarum attributed to Abelard, since this
last work copied from the Comm. Rom. Possibly between the
Liber and the Commentary the composition of the Tropologia
took place." (p. 36)
(...)
"...we must conclude that the Commentary was redacted not
later than 1137, and after the full third redaction of the
Theologia ‘Scholarium’ I-III." (p. 37)
First editions: "Of the Commentary there are three complete
editions, but the last two depend solely on the first, and not
directly on one or more manuscripts, not even on the
manuscript of the editio princeps. They are:
1. A. Duchesne uel F. D’Amboise, Petri Abaelardi... opera,
Paris, 1616, pp. 491-725. The editio princeps is really the work
of Duchesne alone, as stated by both Duchesne and d’Amboise
(21), and it was based on one manuscript only: the lost codex of
Mont-Saint-Michel." (p. 14)
(...)
"2. J. P. Migne, Patrologia latina, vol. CLXXVIII, Paris, 1855,
col. 783A-978D. Migne reproduced the editio princeps, with
the following changes. He adapted the spellings to the system of
the Patrologia; the marginal notes of Duchesne were either
introduced into the text (references to the chapters of the
Epistle to the Romans; a few corrections proposed — and
printed — by Duchesne), or became footnotes; others (the
marginal notes of the manuscript) were omitted." (pp. 15-16)
(...)
"3. V. Cousin, adiuuante C. Jourdain, Petri Abaelardi opera
hactenus seorsim edita, vol. II, Paris, 1859, p. 152-356.
This is a second reproduction of the edition of Duchesne
without the benefit of manuscripts, although done with greater
care than the reprint of Migne. Again the marginal notes of
Duchesne are rather footnotes here, and some citations have
been identified." (p. 16)
English translation: Peter Abelard, Commentary on the Epistle
to the Romans, translated by Steven R. Cartwright,
Washington, D.C.; The Catholic University Press of America
2011.
"The major subjects of each book are as follows:
Prologue: Functions of the Old and New Testament, the
purpose of the epistle, modus tractandi, question on the
conversion of the Romans, the epistle’s place in the Pauline
corpus.
Book I: Human and divine natures of Christ, the Trinity,
circumcision, intention, reason, natural law, philosophy, Jews
and Gentiles.
Book II: Righteousness, redemption, necessity of baptism,
grace, circumcision, original sin, the death of Christ and his
immunity from sin.
Book III: Love and charity, the nature of the law, grace,
redemption, consent, concupiscence, the Holy Spirit,
predestination, Christ’s incarnation and death.
Book IV: Predestination, election, grace, mercy, righteousness,
faith, conscience, Jews and Gentiles, prayer, love, scripture,
women in the Church." (p. 13, a note omitted)
7. ———. 1936. "Abbreviatio commentariorum Petri Abaelardi in
Epistolam ad Romanos." Bohoslavia no. 31:7–45.
First edition: Arthur M. Landgraf, ‘Petri Abaelardi Expositionis
in Epistolam S. Pauli ad Romanos Abbreviatio’, Bohoslavia, 31,
1936, pp. 7–45.
Date of composition: 1130s or later.
8. ———. 2004. "Expositio in Hexameron." In Petri Abaelardi
Opera theologica V. Expositio in Hexameron; Abbreviatio
Petri Abaelardi Expositionis in Hexameron, edited by Romig,
Mary Foster, Luscombe, David and Burnett, Charles S. F.
Turnhout: Brepols.
Date of compositon: probably 1130s.
First critical edition: Mary Foster Romig, A Critical Edition of
Peter Abelard’s “Expositio in Hexameron", unpublished Ph. D.
dissertation, 1981 available at ProQuest Dissertation ref. n.
DP28768.
"A rich and venerable tradition underlies Peter Abelard's
Expositio in Hexameron. The hexameron as a literary genre is a
commentary on the six days of creation as told in Genesis,
based on either or both of the creation stories.(1) The Greek
word used for these commentaries indicates their origin in the
Hellenistic East where Christian hexameral writing began,
following the works of Philo Judaeus and Josephus.(2) Some
Syriac influence can be seen in the work of Basil, who wrote the
first true hexameron.(3) Here, the commentary follows the
creation story verse by verse instead of being focused on only
one particular aspect such as the creation of man.
Ambrose, who wrote the first Latin hexameron, leaned heavily
on Basil's work, which was later translated into Latin by
Eustathius in the fifth century.(4)" (p. XII)
(1) Strictly speaking, this word should be spelled 'hexaemeron',
but for reasons of economy I have Anglicized the spelling. Note
also that I use the Anglicized 'Abelard' even though the
inscription on MS A reads Abaelardi, to conform with recent
usage. Although there are some twelfth-century poems which
indicate that his name had five syllables, Luscombe has found
thirty-seven different medieval forms of his name. For that
reason I chose a simple and well-known spelling. See D. E.
Luscombe, The School of Peter Abelard (Cambridge, 1969), p.
315. For an example of the poetry, see Peter Dronke, Abelard
and Heloise in Medieval Testimonies (Glasgow, 1976), pp. 50-
51.
(2) 2A good survey, unfortunately weighted toward the Greek
background and the earlier middle ages, is given by F. E.
Robbins, The Hexameral Literature (Chicago, 1912).
A forthcoming Ph.D. dissertation by Gunar Freibergs on the
medieval hexameron should remedy this deficiency. [The
medieval latin hexameron from Bede to Grosseteste,
University of Southern California, 1981]
(3) Basil, Hexaemeron, PG 29:3-208. (All PL and PG listings
are given as volume-column.) Abelard did not appear to have
been acquainted directly with the Latin paraphrase of this work
made by Eustathius, PL 53:867-966.
Abelard seemed to be echoing Basil when he likened the action
of the Holy Spirit 'brooding' over the waters in Gen. 1:2 to that
of a hen brooding over her eggs. This similarity caused Dronke
to attribute Abelard's imagery to Basil's direct influence. (See
Peter Dronke, Fabula [Leiden, 1974], p. 94 and note 3.) But this
same idea is imparted by Augustine in De Genesi ad litteram
1.2, ed. J. Zycha, CSEL, vol. 27, part 1, p. 27. It is paraphrased
by Abelard on pages 14-15 of the present edition.
(4) Ambrose, Exaemeron, ed. C. Schenkl, CSEL, vol. 32, part 1.
Ambrose did not copy Basil's Hexaemeron, but edited it and
added some ideas of his own.
English translation: Peter Abelard, An Exposition on the Six-
day Work, Introduction, translation and notes by Wanda
Zemler-Cizewski, Turnhout: Brepols 2011.
"Summary,
In his prologue, Abelard addresses Heloise and her spiritual
daughters as his intended readers, explaining that at her
request,he has undertaken the difficult task of commenting on
the literal sense of Genesis.
(...)
"Abelard announces at the beginning of his commentary that he
will offer historical, moral, and mystical interpretations, but
intends to ground his reading primarily in history, or the “truth
of things done.” He then offers an accessus ad auctorem(8) in
the manner current among cathedral school interpreters of
ancient texts: the prophetic author is identified as Moses; the
author’s intention is to entice the newly liberated Israelites into
knowledge and service of God, their Creator; the subject matter
or materia of the text is, in a suitable pun, the material world
itself, as it is created and set in order over the course of six
days." (è. 12)
(8) E. A. Quain, “The Medieval Accessus ad auctorem,” in
Traditio 3, 1945, pp. 215-264.
9. ———. 2004. "Abbreviatio Petri Abaelardi Expositionis in
Hexameron." In Petri Abaelardi Opera theologica V. Expositio
in Hexameron; Abbreviatio Petri Abaelardi Expositionis in
Hexameron, edited by Romig, Mary Foster, Luscombe, David
and Burnett, Charles S. F., 135–150. Turnhout: Brepols.
Date of composition: 1130 (?)
Summary: "These two editions present Peter Abelard's
Exposition of the Biblical Hexameron and a work which is a
shorter version of this and which is usually called an
Abbreviation. In his Exposition, which is much influenced by
the commentaries of St Augustine, Abelard gives priority to the
historical and literal sense and attempts a naturalistic
explanation of the process of creation while retaining symbolic
and moral interpretations. Like his contemporaries, William of
Conches and Thierry of Chartres, Abelard shows an especial
interest in Plato's Timaeus, in chaos theory, in the four
elements, and in the anima mundi. But his Exposition is also a
profoundly religious work. The manuscripts and the
contributions of their various scribes are closely examined in an
Introduction in which the possibility is considered that one of
these scribes may be Abelard himself. Additions and changes
made by the scribes are printed in different types in the edition
which follows. A separate Introduction assesses the nature of
the Abbreviation and compares it with the Exposition. The two
editions were begun by Mary Romig+ and Charles Burnett
respectively. They have been prepared for publication by David
Luscombe."
10. Burnett, Charles S. F. 1985. "Expositio Orationis Dominicae
'ultorum legimus orationes'." Revue Bénédictine no. 95:60–72.
Edited in Charles F, Burnett, The 'Expositio Orationis
Dominicae 'Multorum legimus orationes', Abelard's Exposition
of the Lord's Prayer?
"Abelard's authentic commentary on the Lord's Prayer, based
on the text using supersubstantialem rather than cotidianum,
distinct from that erroneously printed among his works."
(Constant J. Mews, Peter Abelard, Aldershot: Ashgate 1985, p.
60)
First edition: A. Duchesne uel F. D’Amboise, Petri Abaelardi...
opera, Paris, 1616, pp. 611-616.
11. ———. 1986. "‘Confessio fidei ad Heloisam’ - Abelard’s Last
Letter to Heloise?: a Discussion and Critical Edition of the
Latin and Medieval French Versions." Mittellateinisches
Jahrbuch no. 21:147–155.
First edition: A. Duchesne uel F. D’Amboise, Petri Abaelardi...
opera, Paris, 1616, pp. 308-309; Quae est Petri Abailardi fidei
confessio, ad Heloissam, coll. 376-378 of Migne edition.
Date of composition: 1140 (Constant J. Mews, Peter Abelard,
Aldershot: Ashgate 1996, p. 62.
English translations: pp. 154-155.
Abelard Confession of Faith, in Abelard and Heloise, The
Letters and Other Writings, Translated with Introduction and
Notes, by William Levitan, Indianapolis: Hackett 2007, pp.
260-261.
12. ———. 1986. "Peter Abelard, Confessio fidei Universis. A
Critical Edition of Abelard's Reply to Accusations of Heresy."
Mediaeval Studies no. 48:111–138.
Latin text pp. 132-138.
"In the Confessio fidei Universis Abelard replies to each of
seventeen of the capitula under which his heresies had been
listed in the Capitula haeresum XIX attached to St. Bernard of
Clairvaux, Epistola 190 ad Innocentium papam, with a brief
statement of the orthodoxy of his belief. A much more detailed
and scholarly reply to the same capitula (in addition to the two
which have been omitted in the Confessio fidei 'Universis')
appears to have been the subject of Abelard's Apologia, of
which we have only the opening section and fragments
preserved in Thomas of Morigny's answer to that work.(3) The
verbal similarities between the two works suggest that they
were composed in the same circumstances.(4) In both works
Abelard refutes the allegation in the Capitula haeresum xix that
the propositions listed are to be found in his Theologia, his
Scito te ipsum (Ethica) and his Sententiae (a work whose
composition he denies). In both works also he brings together
the same authorities to show that he has a right and a duty to
defend himself. However, there are important differences." (pp.
111-112, a note omitted)
(1) This title has become conventional, but is not given in the
earliest and best manuscripts (see below, p. 131). Lest there
should be any confusion between this work and the Confessio
fidei ad Heloissam (PL 178.37 5-78), the latter work will always
be referred to by its full title; the word Confessio on its own,
therefore, will refer only to the Confessio fidei 'Universis'.
(3) Ed. Buytaert, [Opera Theologica] I 341-68.
(4) For the parallels see the first section of the apparatus
beneath the text, edited below.
Date of composition: 1140 ca.
First edition: A. Duchesne uel F. D’Amboise, Petri Abaelardi...
opera, Paris, 1616, Apologia seu fidei confessio, coll. 106-108.
13. Peter, Abelard. "Expositio Symboli Apostolorum." In.
Edited by Victor Cousin and Charles Jourdain, Petri Abaelardi
opera Vol. 1, Paris 1849, pp. 603–615.
A Commentary on the Apostles' Creed.
14. ———. "Expositio fidei in symbolum Athanasii."
Edited by Victor Cousin and Charles Jourdain, Petri Abaelardi
opera Vol. 1, Paris 1849, pp. 615–617.
15. ———. 1969. "Apologia contra Bernardum." In Opera
Theologica. I. Commentaria in Epistolam Pauli ad Romanos;
Apologia contra Bemardum, edited by Buytaert, Eligius, 359–
368. Turnhout: Brepols.
"Manuscripts of the complete Apologia are not known. We
have only a codex of Munich, containing the beginning of the
work, and the Disputatio contra Petrum Abaelardum of
Thomas of Morigny preserved in a Budapest codex, which
contains a few fragments of the Apologia, partly identical with
the large fragment of Munich. Consequently, in this
Introduction we must speak only of two manuscripts." (p. 343)
Date of composition: "Written before the synod of Sens, but
after Thomas of Morigny settled in Paris, the Disputatio
[contra Petrum Abaelardum] must have been composed
around Easter, 1140, and the Apologia contra Bernardum
somewhat earlier, say during the second half of 1139, of during
the winter 1139-1140. It must have been sometime before
Easter 1140, because it is unlikely that the Apologia went
straight from the desk of Abelard to that of Thomas.
On the other hand, it must have been not earlier than the
second half of 1139, since Bernard entered the fight actively
only after Easter 1139 (46)" (p. 355)
(46) Cf. General Introduction, supra, XI.
First edition: "Apologia contra Bernardum, of which the
incipit was known through Otto of Freising, and of which P. Ruf
discovered and edited a substantial fragment, namely the first
part of the Apologia. Smaller extracts, not all found in the
fragment of Munich, were preserved by the Disputatio contra
Petrum Abaelardum of Thomas of Morigny.(21)"
(21) New edition of both, at the end of the present volume, p.
559-368.
References
Paul Ruf, Martin Grabmann, Ein neu aufgefundenes
Bruchstück der Apologia Abaelards, Sitzungsberichte der
Bayerischen Akademie der Wissenschaften, 1930, Heft 5.
The Work: "Upon receiving a copy of the accusations which
Bernard of Clairvaux levelled against him, Abelard wanted to
defend himself. Dispensing himself from writing a useless
prologue, Abelard first intended to reproduce the list of
accusations and subsequently to answer them (n. 1). He copied
verbatim the ‘capitula’ of Bernard (n. 2), adding even the
concluding phrase in which it is stated from which works of
Abelard the accusations have been lifted, — to which Abelard
rejoined that the phrases are not to be found in his work and
that an inauthentic work had been used (n. 3). Realizing that
this general refutation would not suffice to defend his
reputation, Abelard mentioned that he would answer all the
accusations individually, following the order of Bernard’s list
(n. 4)." (pp. 350-351)
Bibliography
Rodney M Thomson, Michael Winterbottom (eds.), For and
Against Abelard: The invective of Bernard of Clairvaux and
Berengar of Poitiers, Woodbridge: The Boydell Press,
Woodbridge 2020.
16. Boyer, Blanche B., and McKeon, Richard, eds. 1976. Peter
Abailard. Sic et Non: A Critical Edition. Chicago: The
University of Chicago Press.
Date of composition: first draft 1121; revisions 1121-1126; final
version 1127-1132.
"In 1836 Victor Cousin rescued from the obscurity which had
prevailed against it for almost seven hundred years, the Sic et
Non of Peter Abailard. Having discovered, in the libraries of
Avranches and Tours, two manuscripts containing the work, he
published brief descriptions of each and edited from them
extensive portions of text.(1)
These consisted of the Prologus, questions 1 through 39 and
twenty-nine others, interspersed with the titles of the rest. To
the whole, Cousin appended an Index Quaestionum numbering
157(2). In a few footnotes he verified, or questioned, the
attribution of citations passim and reported textual
peculiarities of the manuscripts.
The latter are concrete evidence of a singular disparity in form
and content which he analyzed cursorily in describing the two.”
(p. 1)
(...)
"A third manuscript of the Sic et Non came to light in 1851
through the publication by Dom Luigi Tosti of Storia di
Abelardo e dei suoi tempi. Emulating the procedure of Cousin,
and in terms of comparison with Cousin's MSS, Tosti described
a MS of Monte Cassino and printed under the caption "Alcuni
capi finora inediti . . 2” nine questions, nos. 25-30 and 34-36 in
the sequence of that codex. Also he drew up comparative
indices of questions (Argumenta capitum . . .) as read in it and
as listed by Cousin, interpolating notice of contradictions in
order and matter among the 87 items of the one. and the 157 of
the other.)
(...)
The first--and only--complete edition of 158 questions
appeared, by regrettable coircidence, in the same year as Tosti's
publication. This was based on still another MS, one which had
come from the monastery of Tegernsee in 1804 to Munich,
where its presence was subsequently publicized by the editor of
Abailard's Epitome theologiae Christianae.(7) There was no
real collation of this manuscript with any of the others, but to
correct its deficiencies, the editors, Henke and Lindenkohl,
referred to Cousin's printed account of the two French
manuscripts." (pp. 2-3)
(1) Victor Cousin, Ouvrages inédits d'Abélard pour servir à
l'histoire de la scolastique en France (Paris 1836), pp. clxxxvi-
clxxxix 3-169.
(2) Cousin overlooked completely the presence of q. 127 in both
MSS; in the Turonensis (ff. 114v-115r) without a heading but
with a space left for the insertion of omne, whereas in the
Abrincensis the title stands not in its proper place at the head of
the question (ff. 190r-191r) but below the last line of text on f£.
189v. Consequently Cousin's list of 157 questions is short by
one, and to all numbers after q. 126 one digit should be added.
The correct numbering is here substituted for Cousin's in all
references to questions following q. 126.
(7) Epitome theologiae Christianae, ed. Frid. Henr. Rheinwald,
Anecdota ad historiam ecclesiasticam pertinentia, particula ii,
(Berolini 1835), reprinted in Migne, Patrologia Latina 178,
Praefatio, col. 1694, n. 1.
English translation: YES AND NO: Peter Abelard's SIC ET
NON, translated by Priscilla Throop, Charlotte, VT:
MedievalMS, 2007.
Italian translation of the Prologue: Pietro Abelardo. Pro e
Contro. Il Prologo del Sic et Non, raduzione e cura di Riccardo
Mazzarol, Rho (MI): Ati Editore 2011.
17. Peter, Abelard. 1958. "Secundum Magistrum Petrum
Sententie." In Twelfth Century Logic: Texts and Studies. Vol
II: Abelardiana inedita, edited by Minio-Paluello, Lorenzo,
109–122. Roma: Edizioni di Storia e Letteratura.
Date of composition: probably mid-1120s.
"The short text which appears under the title of " Secundum M.
Petrum sententie " in a collection of logical writings originally
belonging to the library of the monastery at Fleury (cod.
Orleans 266, pp. 278-281) is fragmentary.
(...)
"The text clearly consists of two sections, in no way
distinguished from each other in the manuscript. The first
contains the analysis of a paralogism; the second, four
problems arising from the use of 'totum', and their solutions. It
is conceivable that the second section originated in the study of
- or might even be extracted from a commentary on - Boethiu's
De divisione, which is partly concerned with 'totum' and
includes more than once examples referring to the part of a
house. But their is nothing in the first section of the Sententie
to suggest that it may belong to such a work, or indeed that it is
part of the same work as the second section. There is, however,
much in common between the two sections: the concepts used
and the methods applied for the solution of logical difficulties
arc the same: much turns, in both sections, on the distinction
between the " personal " and the "ad sensum" reference of
words, or, roughly speaking, between the reference to
individual things and the reference to concepts. Again, much
use is made of logical " regule " in both sections. These common
characteristics do not necessarily point to unity of work, but
rather to the interest which caused the compiler to connect
these two sections in one text.
This text can be tentatively ascribed to Abailard. It is found in
the midst of writings by Jocelyn (Goslenus) and other,
anonymous, masters of the first half and middle of the twelfth
century. Mention is made, in some of these texts, of Magister
Petrus, Magister P ., Magister Guido, Magister Ulgerius,
Magister Goslenus, Magister W., Magister Walterus, Magister
Galterius. It is well known that Abailard is often referred to as "
Magister Petrus ", particularly in texts of logic; and there is no
evidence that any other logician of that time was being referred
to in that way. Abailard is often concerned with the distinction
between personal and " ad sensum " reference; some at least of
the examples used for this purpose in the Sententie are used by
Abailard in his commentary on the De interpretatione.(23)
'Petrus' is used as an example both in the Sententie and in
Abailard's works.(24) An inexact reference to Boethius ("
naturam dicit similitudinem rerum nascentium ") is found in
our text and, twice, in the Logica 'Ingredientibus' .(25) There is
nothing in the style of the Sententie which could easily be
shown to be alien to Abailard's style." (Introduction, pp.
XXXIX-XLI)
(23) E. g., "mulier quc dampnavit salvavit" is an example of
double reference for relative pronouns, here (p. 118.4-5) and in
the commentary on the De interpretatione (397.a Geyer);
water, referred to by the
" demonstrative " pronoun " tu ", is another example in both
places (119.9. 14 here, and 397.16 ff. in that commentary)
;."Socrates est quod ipse est" occurs, in similar circumstances,
here (118.20-21) and there (397.23 ff).
(24) E.g. 327.21,31 Geyer; 54.s, 130.1-20 etc. De Rijlk.
(25) Pp. 57.29 and 315.21 Geyer.
18. ———. 1929. Sententiae Florianenses, nunc primum edidit,
prolegomenis, apparatu critico, notis instruxit Henricus
Ostlender. Bonn: Peter Hanstein.
Date of composition: probably mid-1130s.
"It is in the teaching recorded in the collections of Sententie
that he explores [the programme outlined at the beginning of
the Theologia Scholarium,] systematically. Three main
collections of Abelardian Sententie are known: the Sententie
Abaelardi (or, as they will usually be called here for brevity,
simply the Sententie; some scholars refer to them as the
Sententie Hermanni)' the Sententie Florianenses and the
Sententie Parisienses. The Sententie Abaelardi were printed
nearly two centuries ago, but doubts about their authenticity
have prevented many scholars from realizing their true value as
a witness to Abelard's comprehensive theological system.
It has been thought that they were based at second-hand on a
lost, much extended version of the Theologia Scholarium;(29)
or, more recently, that they and also the Sententie Florianenses
and Sententie Parisienses, were all derived from the (now lost)
Liber sententiarum mentioned by St Bernard, which itself was
taken from Abelard's oral teaching.(30) Constant Mews,
however, has now demonstrated that, except for a revised
version of the Sententie Abaelardi, all three collections date
back to the period (c. 1132-5) when Abelard was still working to
produce the first full version of his Theologia Scholarium, and
that they give a direct and accurate account of his teaching.
The Liber sententiarum mentioned by St Bernard is a different,
later report of Abelard's teaching. According to Mews, the
Sententie Abaelardi are an official reportatio of Abelard's
lectures, corrected and revised by Abelard himself, whilst the
other two collections are unofficial accounts of his oral
teaching. Perhaps this is, to some extent, an oversimplification;
but there is little doubt that the Sententie Abaelardi give an
accurate digest Abelard's teaching, whilst parts of the Sententie
Parisienses preserve the give and take of discussion in
Abelard's classes." (John Marenbon, The Philosophy of Peter
Abelard, Cambridge: Cambridge University Press 1997, pp. 62-
63, some notes omitted)
(29) Heinrrich Denifle, Die Sentenzen [Abaelards und die
Bearbeitungen seiner Theologia vor Mitte des 12. Jhs.', Archiv
f. Litteratur- und Kirchengeschichte 1 (1885) 402-69, 584-624.
[
(30) H. Ostlender, 'Die Sentenzbiicher der Schule Abaelards',
Theologische Quartalschrift 117 (1936), 208-52. For Bernard's
references to the Liber sententiarum, see Ep. 188 and 190, pp.
11: 15, 40: 9-10). William of St Thierry mentions what seems to
be this work, without naming it, in his letter to Bernard (p. 377:
28-9). Abelard, however, writes in Conf. fid. 'Universis', 138: 5:
'nusquam liber aliquis qui sententiarum dicatur a me scriptus
repperiatur'; cf. Apologia 360: 34 - 361: 43.
19. ———. 1934. "Sententie Parisienses." Spicilegium Sacrum
Lovaniense. Etudes et documents no. 34:3–60.
Date of composition: probably mid-1130s.
"A course of theology is preserved in three versions, known as
the Sententiae Florianenses, the Sententiae Parisienses and the
Sententiae Abaelardi (which used to be known as the
Sententiae Hermanni). These all used to be considered works
by Abelard’s pupils, but they are now generally accepted as
reports of Abelard’s own lectures: the Sententiae Parisienses
give the impression of largely uncorrected notes, which convey
the vivacity of classroom discussion, whereas the Sententiae
Abaelardi seem to be a careful presentation of the teaching,
perhaps corrected and authorized by Abelard himself.(31)"
John Marenbon, Abelard if Four Dimensions, Notre Dame;
University of Notre Dame Press 2013, p. 22)
20. Buzzetti, Sandro, ed. 1983. Sententie magistri Petri Abelardi
(Sententie Hermanni). Firenze: La Nuova Italia.
Date of composition: probably mid-1130s.
Crtical edition: Opera theologica, 6. Sententie - Liber
Sententiarum, pp. 5–152, edite by D. M. Luscombe.
21. Peter, Abelard. 2007. "Liber sententiarum Magistri Petri
[Abaelardi] (fragmenta in aliis scriptis servata)." In Petri
Abaelardi Opera theologica VI. Sententie - Liber
Sententiarum, edited by Luscombe, David E. and Mews ,
Constant J., 162–171. Turnhout Brepols.
Date of composition: (late 1130s).
A reportatio of Abelard’s theological teaching, quoted by his
critics but repudiated by him. Reconstructed from works
attacking Abelard. Edited by C. J. Mews.
22. ———. 1992. "Positio vocum sententiae." Traditio no. 47:66–
73.
Appendix to Yukio Iwakuma, Vocales, or Early Nominalists
(pp. 37-111).
An anonymous discussion of the predication of terms, and of
the nature of identity and difference.
23. ———. 1983. "Ordinale Paraclitense." In The Old French
Paraclete Ordinary and the Paraclete. Vol II, edited by
Waddell, Chrysogonus. Gethsemany Abbey, Kentucky:
Trappist.
The Ordinal reflects the liturgical provisions of Abelard and
contains his arrangement of the Calendar and choice of
scriptural readings.
24. ———. 1987. The Paraclete Statutes. Institutiones Nostrae.
Introduction, Edition, Commentary,. Getshemani Abbey,
Kentucky: Trappist.
"Only one extant manuscript is known to contain the minuscule
text of Institutiones nostrae. This is the almost certainly best
known of all the manuscripts familiar to scholars of
Abelardiana, that is, Troyes, Bibliothèque Municipale, ms 802.
Of those manuscripts containing the letters allegedly exchanged
between Abelard and Heloise, this is the earliest (late thirteenth
or. perhaps even early fourteenth century), the most complete
(it alone contains the integral text of the Rule for Nuns
introduced by letter VIII), and textually the best. The letters
and the Rule (ff. 1r-88v) are followed by Institutiones nostrae
(ff. 89r-90v) and a
series of canons and statutes dealing with women religious, and
drawn from disparate sources (ff. 90v-102v). The verso of the
final folio is filled out by a fifteenth- or sixteenth century
transcription of epitaphs of Abelard and Heloise and of Peter
the Venerable's absolution of Abelard." (p. 19)
English translation: The Letters of Heloise and Abelard: A
Translation of Their Collected Correspondence and Related
Wrtings, Translated and edited by Mary Martin McLaughlin
with Bonnie Wheeler, New York: Palgrave Macmillan 2009, pp.
313-315.
25. Heloise, and Peter, Abelard. "Problemata Heloisae cum Petri
Abaelardi Solutionibus." In.
"Abelard’s contacts with Heloise can be used to date a further
set of material. As mentioned above, when Abelard’s Historia
calamitatum came into Heloise’s hands, it began a famous
exchange of letters between the couple. Since the Historia must
have been written in about 1132, these letters, which include a
history of female monasticism (Ep. 7) and Abelard’s Rule for
the Paraclete (Ep. 8), will date from the period immediately
following. The correspondence makes it clear that Abelard had
not been in intellectual contact with Heloise and her nuns in
the period before it began, and so two other works which
Abelard wrote at Heloise’s request—a commentary on the
Hexaemeron and a set of answers to theological questions
posed by her (Problemata Heloissae)—can be confidently dated
to the period after 1132.(37) Although there is no definite latest
date for them, it is probable that they were written before the
Council of Sens.(38) At the time of the Council, Abelard’s
immediate concern was with the accusations against him—his
Apologia contra Bernardum and the two confessions of faith
(one addressed to Heloise) can be dated to this period;
afterwards, his health declined. Abelard also wrote sermons for
the nuns of the Paraclete, and they must be dated to the period
after 1132 and very probably before 1141."
(37) See Comm. Hex., ed. Romig, p. 4, lines 30–35.
(38) Mews (1985b [‘On Dating the Works of Peter Abelard’.
Archives d’histoire doctrinale et littéraire du Moyen Âge
52:73–134], 119–20) puts forward some reasons, which he
himself acknowledges to be less than conclusive, for thinking
that Abelard wrote Comm. Hex. before Comm. Rom.
"The Problemata Heloissae comprises a set of forty-two
“problems” set forth by Heloise and their solutions provided by
Abelard. The questions deal largely with matters of scriptural
interpretation, and several echo the concerns in Heloise’s
better-known letters. I focus here on the prefatory letter that
introduces the Problemata, which shares stylistic similarities
with Heloise’s earlier letters to Abelard. Heloise opens the letter
with an invocation of Jerome’s teachings to Marcella. While her
earlier epistolary overtures proffered a Senecan ethos, her
citation here quite literally declares a Jeromian model, a
performance of her continuing obedience to Abelard’s
injunctions.. She asks, once again, that Abelard write back, but
this time the request is more focused: she wants him to answer
exegetical questions that have arisen for her and her sisters in
the studies he commanded them to pursue. These questions
“disturb” their study and cause them to be “sluggish” in their
reading." (Katherine Kong, Lettering the Self in Medieval and
Early Modern France, Rochester: D. S. Brower 2010, pp. 95-
96, notes omitted)
First edition: Victor Cousin, Opera Petri Abelardi..., Vol, 1, pp.
237-294; also in Migne, Patrologia latina, vol. 178.
Date of composition: probably later 1130s.
English translations:
E. M. McNamer, The Education of Heloise: Methods, Content
and Purpose of Education in the Twelfth Century, Lewiston:
Mellen, 1991, pp. 111–183.
The Letters of Heloise and Abelard: A Translation of Their
Collected Correspondence and Related Writings, Translated
and edited by Mary Martin McLaughlin with Bonnie Wheeler,
New York: Palgrave Macmillan 2009, pp. 213-267.
Abelard's ethical works
1. Peter, Abelard. 2001. Scito te ipsum [Ethica]. Turnhout:
Brepols.
Critical edition with Introduction in German (pp. IX-LIX) by
Rainer M. Ilgner.
Date of composition: (probably late 1130s).
Other critical edition: Peter Abelard's Ethics, an edition with
introduction, English translation and notes by David E.
Luscombe, Oxford: Clarendon Press 1971.
"Abelard entitled his book of ethics Scito te ipsum, Know
Thyself, and elsewhere he referred to this work as his Ethics.(5)
The term ethica often signified in the twelfth century the
rational ethics of the ethici, the pagan moralists.
(...)
Yet Abelard's Scito te ipsum is not a treatise on rational
morality considered in the light of pagan doctrine. In two
books, the second of which survives only in a fragment, Abelard
proposed to study evil and goodness, contempt of God and
obedience to God. In the first book, which is complete, Abelard
considers actual, as distinct from original, sin and also the
remedies for sin-penance, confession, absolution, and
satisfaction. The sources cited are almost exclusively Scriptural
and Patristic; pagan authorities and ideas are much less
evident. Yet the title of this book is justified. Isidore of Seville
had used the word ethica to indicate the four principal virtues
of which prudence consisted in the profession of the true faith
and in the knowledge of the Scriptures according to their
historical, figurative, and spiritual senses.3 Abelard's Ethica is
a theological monograph upon the moral aspects of the
Christian religion. ][tis the counterpart of his Theologia, which
is a theological monograph upon God and the Trinity. As for the
title Scito te ipsum, it serves aptly and allusively to hint at
Abelard's concern for the inner point of view in moral
discussion, the attitudes of a man rather than the nature of his
deeds.
The centre of interest in Abelard's Ethics is the theory of
intention and the definition of sin. Abelard argued, with an
abiding appeal and force, that God thinks not of what is done
but in what mind it is done; merit and praise accrue to a human
agent not for his actions but for his intentions." (Peter
Abelard's Ethics, pp. XXX-XXXII)
(5) See below, p. 130 n. 2.
"Some idea of the remaining or at least of the projected
contents of this second book of the Ethics may well be provided
in two passages in Abelard's Expositio of the Epistle to the
Romans. In the first (Expos. ii. 4; PL 1;8. 84rn-842A) Abelard
reserves three questions for lengthier consideration in the
Ethics. First, since God's gifts are of grace, in what do merits
consist? Secondly, do merits consist in will alone or also in
deed? Thirdly, does virtue, which is not manifested in action,
suffice for beatitude? In the second passage (v. 13; PL 178.
95oc-951A) Abelard reserves to the Ethics a discussion of the
duty to love one's neighbour if he is in hell or destined for hell
and of the question whether one should will what is not good to
be done, e.g. pray for the salvation of all although only a few
will achieve salvation." (p. 130, note 2)
Other English translations:
Abailard's Ethics, Translated with an Introduction by J, Ransay
McCallum. Foreword by Kenneth Kirk, Oxford: Basil Blackwell
1935.
Ethical Writings: His Ethics or “Know Yourself” and His
Dialogue between a Philosopher, a Jew and a Christian,
Translated by Paul Vincent Spade. With an Introduction by
Marilyn McCord Adams, Indianapolis. Hackett 1995, pp. 1-58.
2. ———. 2001. Collationes or Dialogus inter Philosophum,
Iudaeum, et Christianum. New York: Oxford University Press.
Edited and translated by John Marenbon and Giovanni
Orlandi.
"Giovanni Orlandi has been responsible for editing the Latin
text, drawing up the textual apparatus and writing Section X of
the Introduction (on the manuscripts and the transmission of
the text).
John Marenbon has been responsible for the other parts of the
Introduction, the Abstract, the English Translation, the Notes,
and the Indices." (p. VI)
Date of composition: "There have, then, been four main
suggested dates for the Collationes: 1025-7 (Mews's earlier
view); c.1130-c.1137 (Mews' new alternative possibility); c. 1136
(Buytaert); c. 1142 (the traditional view). Which, if any, is
correct?
The terminus post quem of the Collationes is easily established.
In § 78, the Christian refers by name to the Theologia
Christiana. Abelard used this name only for the second main
version of the Theologia that which he made after the
condemnation of the Theologia Summi Boni at Soissons. The
Collationes could not have been written before the Theologia
Christiana was ready, in 1123 at the earliest.
The terminus ante quern is far more difficult to fix. Buytaert
and Mews both try to determine it by reference to the
Commentary on the Hexaemeron, 32 and Mews also tries to
show it by reference to the Commentary on Romans and to
Scito teipsum (the 'Ethics'). (33) None of these attempts
produces a conclusive result." (p. XXVIII)
(,,,)
"To summarize. The Collationes were written after 1123 and
probably before c. 1135, very probably before 1140. The
comparisons with Abelard's other writings which will be made
in the next section suggest (but do not firmly establish) a time
of composition in the middle or the second half of the 1123-35
period. Perhaps the most likely time of all for the Collationes to
have been written would be Abelard's period at St Gildas, that
is, between 1127 and about 1132.
This dating would fit well with the fact that, in form, the
Collationes lack the links with teaching which characterize the
main writings which can be dated to the period at the Paraclete
and those (except the pieces composed for Heloise) of the
second Paris period (c.1132-9)." (p. XXXII)
First edition: Georg Friedrich Heinrich Rheinwald (ed.), Petri
Abaelardi Dialogus inter Philosophum, Judaeum et
Christianum, (Anecdota ad historiam ecclesiasticam
pertinentia, I, Berlin, 1831), reprinted in Patrologia Latina,
clxxviii, col. 1609-82.
Main Translations:
English:
A dialogue of a philosopher with a Jew, and a Christian.
translated by Pierre J. Payer, Toronto: Pontifical Institute of
Mediaeval Studies 1979.
Ethical Writings: His Ethics or "Know yourself" and His
Dialogue between a philosopher, a Jew, and a Christian,
translated by Paul Vincent Spade; with an introduction by
Marilyn McCord Adams, Indianapolis: Hackett 1995, pp. 59-
148.
French:
Œuvres choisies d'Abélard (Logique, Éthique, Dialogue entre
un philosophe, un juif et un chrétien, trad. Maurice de
Gandillac, Paris: Aubier-Montaigne, 1945; repritnt:
Conférences (Dialogue d'un philosophe avec un juif et un
chrétien). Connais-toi toi-même (Éthique), Paris: Éditions du
Cerf, 1993.
Italian:
Dialogo tra un filosofo, un giudeo e un cristiano, trad. Cristina
Trovò, Introduzione di Mria Teresa Beonio Brocchieri
Fumagalli, Milano, Rizzoli 1992.
Other works related to Abelard
1. "Capitula haeresum Petri Abaelardi." In. 1969. Petri Abaelardi
Opera Theologica II. Theologia christiana. Theologia
scholarium (recensiones breviores). Capitula haeresum Petri
Abaelardi, edited by Buytaert, Eligius, 473–480. Turnhout:
Brepols.
"Turning now to the Capitula haeresum, there is no historical
reason to believe that they were compiled by St Bernard. The
little work must date from early in the dispute of 1139-1140,
although there is no evidence that it must be put before
William's [of Saint-Thierry] intervention. Its exclusive use of
TSch and the spurious book of Sentences places it
chronologically close to William. It must have been compiled
before the list of Bernard, because in the Capitula thesis III is
on its regular place (in Bernard’s list it is the 7th). Being older
than Bernard’s, it would explain why in this better known list
proposition 14 is out of order, although Letter 190 shows that
Bernard realizes that it is to be connected with the first theses
of his list. The formulation, then, of the propositions in the
Capitula haeresum would have prepared the way for Bernard
rather than the opposite. In other words, I believe that the have
been compiled around Easter 1139.
There remains, ultimately, the question of the author of the
Capitula haeresum. I think that the compilation is the work of
scholars of the school of Laon, and that the last *capitulum' has
been added by Walter of Mortagne. The latter, indeed, a
longtime resident of Laon, had criticized a few years earlier
Abelard’s first redaction of the Theologia ‘Scholarium’ for the
very same doctrine which we find in thesis XIV, quoting a
text of the said redaction which corresponds to the text of
proposition XIV. Abelard had taken to heart the criticism of
Walter as is attested by the changes he made in the text on
occasion of the second redaction of the Theologia *Scholarium’
(31), The readings of this second redaction remained the same
in the third,—the one attacked by William of Saint-Thierry,—
and Walter on seeing this third redaction must have
been dissatisfied with the changes made. On the other hand,
among the scholars of the school of Laon Abelard had a poor
reputation dating back from the time when he had belittled the
eldery Anselm of Laon (32), the master of the school. As soon
as they knew that Abelard was in trouble again, these scholars
must have been more than willing to contribute to the downfall
of the man they disliked so heartily. (33)." (pp. 466-467)
(31) Epist. ad P. Abaelardum 3; tsch 57.
(32) Hist. calam., ed. J. Monfrin, 68-70.—It might be noted
that Laon belonged to the ecclesiastical province of Reims, and
that William of Saint-Thierry resided at Signy in the diocese of
Reims itself; moreover, that William and Walter were fellow-
countrymen, William being from Liége and Walter from the
vicinity of 'Tournai.
2. Landgraf, Artur Michael, ed. 1937. Commentarius
Cantabrigiensis in epistolas Pauli e schola Petri Abaelardi.
Notre Dame University of Notre Dame.
Written by a disciple of Abelard.
Table of Contents:
1. In epistolam ad Romanos. (pp. 42-223)
2. In epistolam ad Corinthios Iam et IIam, ad Galatas et ad
Ephesios. (pp. 225-446)
3. In epistolam ad Philippenses [etc.] (pp. 447-651)
4. In epistolam ad Hebraeos. (pp. 653-864)
3. Burnett, Charles S. F., and Luscombe, David E. 2005. "A New
Student for Peter Abelard: The Marginalia in British Library
MS Cotton Faustina A. X." In Itinéraires de la raison: Études
de philosophie médiévale offertes à Maria Candida Pacheco,
edited by Meirinhos, José Francisco, 163–186. Turnhout:
Brepols.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliography on the Letters of
Abelard and Heloise: English
Studies (First part)
Bibliography
1. Amsler, Mark. 1987. "Genre and Code in Abelard's Historia
Calamitatum." Assays. Critical Approaches to Medieval and
Renaissance Texts no. 1:35–50.
"In what follows I want to elucidate some of the most important
features of the Historia Calamitatum as a narrative text and, in
so doing, indicate how narrative codes can differ from genres.
Reflecting on the Historia, we can perceive three different
though interrelated codes working in the narrative: (1) the
confessional autobiography, archetypally represented in the
Christian tradition by Augustine's Confessiones; (2) the moral
allegorical interpretation of the adultery of Venus and Mars;
and (3) the stereotyped Christian argument against women,
that is, antifeminist discourse. These three discourses
determine the text's narrative structure, but because they are
not always compatible, junctures and paradoxes appear in the
narrative. These impediments are multiplied by the narrator's
use of prolepsis to collapse the narrative line. The narrator
attempts to resolve and transform all these junctures, but the
result is that the resolutions lead to new junctures and
paradoxes.
Students of medieval iconography and allegory will recognize
that the Venus and Mars code is closely connected with the
antifeminist code.
The adultery of Venus and Mars (male virtus corrupted by
female luxuria) was often used as an example to bolster the
argument against women. But the correlation of these two
codes is short-circuited by the Historia's particular realization·
of the genre of confessional autobiography with its portrayal of
the sinner redeemed by grace. Unlike autobiography, which
denotes a specific narrative form, the codes of Venus and Mars
and antifeminism may be figured in a variety of genres, but
they are not themselves genres. The result is that the genre of
the confessional autobiography links the two codes so that the
instrument of sin in one code becomes the occasion for
salvation in the other." (pp. 36-37)
2. Arenberg, Nancy. 2015. Textual Transvestism: (Re)Visions of
Heloise (17th-18th-Centuries). Amsterdam: Rodopi.
"The epistolary genre is an intriguing area in French literature
where the focus is on complex systems of communications
constructed between writer and receiver. The love letter is not a
recent genre; the roots of the epistolary novel can be traced to
the rich cultures of ancient Greek and Roman civilizations.(1)
Clearly, however, the most influential historical precursor to
the modern love letter was Ovid’s Heroides, a work that
contained twenty-one missives, written in verse, by famous
mythological or real characters such as Sappho, Phaedra, Dido,
Hermione or Penelope. Ovid also included exchanges between
lovers in the final six epistles that concluded his text." (p. 11)
(...)
"After Ovid, the next stage of literary activity in the epistolary
genre occurred in the twelfth and thirteenth centuries." (p. 12)
(...)
"In discussing Heloise’s and Abelard’s love letters, a
chronological method is useful, but recent publications of new
translations in the seventeenth and eighteenth-centuries will
deviate slightly from a pure sequential approach. However, a
chronological study will be carried out as much as possible in
order to explore why it is important to study what happens to a
woman’s love discourse as it fell into the hands of male
imitators throughout the centuries." (p. 18)
(...)
"My study will show that the revisions of Heloise’s persona over
two hundred years may be indicative of, and have helped
construct, ideological changes in expectation concerning the
role of women." (p. 18)
(1) See Charles Kany’s introduction in The Beginnings of the
Epistolary Novel in France, Italy and Spain (Berkeley,
Berkeley, UP, 1937): 1-10.
3. Bagge, Sverre. 1993. "The Autobiography of Abelard and
Medieval Individualism." Journal of Medieval History no.
19:327–350.
Abstract: "This article discusses Abelard's Historia
Calamitatum in connection with the debate on 'the individual
or 'individualism' in the Middle Ages, which has been going on
between adherents of 'the Renaissance of the Twelfth Century'
and scholars placing the emergence of the modem individual in
more recent periods. The conclusion largely supports the latter
point of view. Abelard does not tell a continuous story of his
life, he does not describe a conversion or a new understanding
of his own self as the result of his tragic experience and, as an
intellectual, he does not emphasize his own independent
thinking in opposition to his surroundings. By contrast, he
understands his own life through models derived from sacred
history, according to the contemporary idea of typology.
However, his vivid description of the tragic events of his life
and of his own reactions to them contains a strong element of
subjectivity and his emphasis on merit rather than status when
competing with other intellectuals is in a certain sense
individualistic.
In this respect Abelard may also be regarded as representative
of more widespread attitudes in contemporary scholarly
milieux. Finally, it must be noted that similar objections can be
raised against renaissance or early modem individualism as the
ones adduced here against regarding Historia Calamitatum as
an expression of medieval individualism."
4. Baswell, Christopher. 2003. "Heloise." In The Cambridge
Companion to Medieval Women’s Writing, edited by Dinshaw,
Carolyn and Wallace, David, 161–171. Cambridge: Cambridge
University Press.
"Heloise’s own writings, however, record a pr ofound and
persistent will to choose her role, often in conflict with the men
and institutional expectations around her, including Abelard,
and their efforts to inscribe and circumscribe her. What she
sometimes willed, and how she expressed that will in her
letters, remain shocking.
That shock at the core of Heloise’s choices — the scandal of her
will — is the cultural irritant which has provoked the many
versions of her identity from her own day until now. These
pages explore the profound and unresolved spiritual crises,
crises of secular and religious conversion, that characterized
Heloise’s choice and will in the relatively small body of her
surviving letters." (p. 161)
5. Benton, John F. 1975. "Fraud, fiction, and borrowing in the
correspondence of Abelard and Heloise." In Pierre Abélard et
Pierre le Vénérable. Les courants philosophiques, littéraires et
artistiques en occident au milieu du XIIe siècle, edited by René,
Louis, 469–511. Paris: Editions du Centre national de la
recherche scientifique.
"As a step toward such an investigation, which will have to call
upon the learning of scholars skilled in various disciplines and
areas of knowledge, this paper presents an hypothesis intended
to stimulate further research following Abelard’s own dictum:
“Through doubting we arrive at inquiry, and through inquiry
we perceive the truth.”(3) Simply put, the hypothesis offered
here is that sometime in the thirteenth century a forger, or a
pull of forgers, motivated by a desire to modify the institutions
of the Paraclet, compiled and reworked the eight letters we can
read today in ms. T, making use of both authentic writings of
Abelard (including the lost Exhortatio ad fratres et
commonachos) and a twelfth-century “autobiographical” letter
which was itself a work of imaginative fiction, produced
perhaps by some skilled student of the ars dictaminis. The
hypothesis that the text we have now is composed of at least
three different elements, authentic but otherwise unrecovered
writing of Abelard, inauthentic twelfth-century material, and
inauthentic thirteenth-century addition, may seem unduly
complicated, but it is the best explanation I can find for the
heterogeneous character of the letters, in which some passages
must have been written in the twelfth-century and others seem
to date from the thirteenth, and in which some portions have
the ring of the genuine Abelard and others contain errors which
presumably would not have been written by Abelard, Heloise,
or anyone familiar with the early history of the Paraclet." (pp.
469-470)
6. ———. 1980. "A reconsideration of the authenticity of the
correspondence of Abelard and Heloise." In Petrus Abaelardus
(1079-1142). Person, Werk und Wirkung, edited by Thomas,
Rudolf, 41–52. Trier: Paulinus-Verlag.
"The complex hypothesis I presented at Cluny in 1972 was the
best explanation I could then find to account for differences
between the prescriptions of Abelard’s Rule and documented
practices at the Paraclete, as well as certain difficult passages in
the text. I wish I could say now either that significant new
evidence supported that hypothesis and raised it to a higher
level of certainty, or that on the other hand it had been refuted
so thoroughly that it could now be safely ignored.
Unfortunately, it does not yet seem to me possible to declare
with confidence either that the correspondence is a blatant
fraud or that it is unquestionably authentic. In certain
significant respects, largely because of the work of Fr.
Chrysogonus Waddell which, with his permission, I will present
to the public for the first time in this paper, my hypothesis of
1972 now seems to me weaker than it did seven years ago. On
the other hand, we still do not have a determinative stylistic
analysis of the text and a few of my earlier points remain
unrefuted, so that at present it now seems prudent to maintain
some doubts about authenticity. In this paper I shall try to
present an assessment of the current situation, hoping that
further research will resolve our problems before another seven
years have passed." (p. 42)
7. ———. 1987. "The correspondence of Abelard and Heloise." In
Fälschungen im Mittelalter. Internationaler Kongress der
Monumenta Germaniae Historica, München, 16–19 September
1986. Band V, 95–120. Hanover: Hahnsche Buchhandlung.
Abstract: "This paper approaches the question of the
authenticity and the authorship of the Historia calamitatum
and the letters supposedly exchanged between Heloise and
Abelard, through an investigation of word frequencies, phrases,
and other stylistic issues, making use of computer-assisted
counting and a concordance of the Historia and Letters Two to
Seven. Recently Tore Janson [*] studied the cursus patterns
used in the correspondence, and concluded that on the basis of
that evidence, the correspondence had either one author or one
editor who imprinted his or her style on all the letters. A study
by the present author of the means and standard deviations of
24 words shows that on the basis of these words the letters
attributed to Heloise cannot be differentiated from those
attributed to Abelard; the style of the Historia calamitatum is
close to that of the letters, but Letters Three, Five and Seven
("Abelard") are more similar to Letters Two, Four and Six
("Heloise") than they are to the Historia. The use of quotations
is also consistent with the hypothesis that Abelard was the
single author of the entire correspondence, and some of the
concepts which appear in the letters attributed to Heloise are
strikingly Abelardian. Moreover, Letters Two, Four and Six
contain a number of phrases, more or less unusual, which
appear in the letters attributed to Abelard and in other works
surely written by him. The author challenges the explanation
that as Abelard's student and wife, Heloise wrote in the same
style, and points out that according to the correspondence,
contact between the two was minimal after their conversion to
monastic life. The more contact one hypothesizes in order to
explain the style of the letters attributed to Heloise, the more
difficult it is to explain their content. The paper was presented
orally at the International Congress of the Monumenta
Germaniae Historica on Falschungen im Mittelalter on
September 18, 1986 and is to be published substantially in the
form which follows in the Proceedings of that Congress."
[*] School of Cursus in the twelfth century and the letters of
Heloise and Abelard (1988).
8. Benton, John F., and Prosperetti Ercoli, Fiorella. 1975. "The
Style of the Historia Calamitatum: A Preliminary Test of the
Authenticity of the Correspondence Attributed to Abelard and
Heloise." Viator. Medieval and Renaissance Studies no. 6:59–
86.
"In 1972 at the International Colloquium on Peter Abelard and
Peter the Venerable held at the abbey of Cluny, Professor
Jacques Monfrin called for a study of the correspondence of
Abelard and Heloise which would make use of machine-
readable texts and recently developed techniques for computer-
assisted tests of authenticity and the attribution of authorship.
(1) This paper is not a response to that request for a full-scale
investigation of the correspondence, for it is based on
conventional hand counting of only a few words and
constructions. Instead, this is a modest preliminary study to
test the validity of earlier statements about the style of the
correspondence and its authorship, to attempt to determine
whether a computer-assisted investigation would be worth the
cost and effort, and to consider how such a study might best be
undertaken." (p. 58)
(...)
"The limited survey of vocabulary and constructions which
forms the basis of this paper suggests that the author of the
Historia calamitatum was both careless in his repetition of
conventional constructions and given to the creation of
artificial emphasis through the repeated use of certain adverbs.
If this author was Abelard, he wrote his autobiographical letter,
the letter in which he bared his soul not only to his anonymous
friend but to the world, in a style quite unlike and inferior to
that of his other works. If the author was not Abelard, then one
of the most important documents in medieval history needs to
be reexamined and reinterpreted.(49) We hope that this survey
will lead to a more intensive investigation of style that will
determine which of these possibilities is correct.
(1) Jacques Monfrin, "Le probleme de l'autenticite de la
correspondance d'Abelard et d'Heloise," in Actes du Colloque
International Pielle Abelard - Pierre le Venerable (Paris 1975)
409-424, esp. 423.(...)
(49) Durant W. Robertson, Jr., Abelard and Heloise (New York
1972), 99-118, argues that the Historia is a work of self-
criticism in which Abelard mocks himself, as in the use of a
quotation from Ovid about Ajax which seems to have ironic
implications. Whether Abelard, who steadfastly held his ground
against his critics in a number of his other works, was likely to
present himself as a subject of ridicule is open to· debate. If
Abelard did not write the Historia, then it is worth asking
whether the real author intended to present Abelard in a
favorable fashion or not. The problem is complicated by the
possibility of interpolation. On the one hand, perhaps the letter
was written about the time of the Council of Sens by one of
Abelard's critics, and was later changed by someone who
wished to improve the image of the founder of the Paraclete. On
the other hand, the letter may have been written originally by
someone favorable to Abelard and changed by someone who
wished to emphasize the contrast between his early pride and
lust and his later Christian behavior after his conversion.
9. Blamires, Alcuin. 1998. "Caput a femina, membra a viris.
Gender Polemic in Abelard’s Letter “On the Authority and
Dignity of the Nun’s Profession." In The Tongue of the Fathers:
Gender and Ideology in Twelfth-Century Latin, edited by
Townsend, David R. and Taylor, Andrew, 55–79. Philadelphia:
University of Pennsylvania Press.
"However, even supposing a conventual context able to sustain
the intellectual qualities shown here, there was no foundational
genealogy comparable to that which Abelard had constructed to
link a highly educated nun with august female philosophical-
monastic forbears.(23)
And that was why, if her husband would not respond to her
emotionally, the next best thing was to challenge him (albeit
strategically on behalf of “all” the Paraclete nuns) to console her
by formulating an originary auctoritas for the identity as nun
into which he had rushed her at their crisis.(24)
That he understood her absolutely is proved both by some
features of letter 7 now to be considered and by the way he
concludes it: trusting that he has not only dealt with the
auctoritas of her calling, but also commended its propria
dignitas (particular dignity) and its excellentia so that she may
embrace it the more zealously.(25) He, as philosophus, could
never ultimately be short of propria dignitas; culture was
littered with famous male antecedents. Letter 7 is all about
recovering and inventing the dignity of a professional
genealogy for her, and thence arise its power and its radicalism
in terms of gender issues. Having retrieved the challenge to
which the letter responds, we now need to survey what
precedents and arguments it offers, attending particularly to
strategies of gender polemic that those arguments adopt. This
will provide a context for discussion of some particularly
striking examples of polemic and for attendant questions about
Abelard’s standpoint. In concluding, I will suggest how the
strategies deployed in the letter express the “empathy” that I
am attributing to it." (pp. 57-58)
(23) Newman interestingly speculates that for Heloise, as much
as for Abelard, “the classical otium philosophicum exerted a
strong attraction” (“Authority,” 150).
(24) My diagnosis of a deeply personal motivation for Heloise’s
request differs from that of McLaughlin, who believes that it
arises from Heloise’s perception of the “ambiguous status” of
the female monastic life, in that theoretically “nuns were
laywomen living a religious life’—an ambiguity underlined by
the period’s enthusiastic female response to the call to the vita
apostolica (“Peter Abelard and the Dignity of Women,’ 294).
Georgianna connects Heloise’s request with controversy over
varying interpretations of the Benedictine Rule (“Any Corner of
Heaven,” 231-32). Unfortunately, Catherine Brown overlooks
the request in her absorbing exploration of a “deployment of
cultural masks of ‘the feminine’” by Heloise (“Muliebriter:
Doing Gender in the Letters of Heloise,” 42).
(25) Muckle 1955: 281; Scott Moncrieff: 175. This concluding
passage validates the manuscript title De auctoritate vel
dignitate ordinis sanctimonialium, which was adopted by
Muckle in his edition of the letter (1955: 253), though he had
earlier (1950: 164-65) referred to it as the De origine
sanctimonialium. For convenience (while retaining the
important focus on female auctoritas) this essay will abbreviate
the manuscript title to De auctoritate sanctimonialium.
References
Abelard, Peter. “Abelard’s Letter of Consolation to a Friend
(Historia calamitatum).” Ed. J.T. Muckle. Mediaeval Studies
12 (1950): 163-213.
Abelard, Peter and Heloise. “The Letter of Heloise on the
Religious Life and Abelard’s First Reply.” Ed. J. T. Muckle.
Mediaeval Studies 17 (1955): 240-81.
Abelard, Peter and Heloise. The Letters of Abelard and Heloise.
Trans. C. K. Scott Moncrieff. New York: Cooper Square, 1974.
Brown, Catherine. “Muliebriter: Doing Gender in the Letters of
Heloise.” In Gender and Text in the Later Middle Ages, ed.
Jane Chance. Gainesville: University Press of Florida, 1996. 25-
51.
Georgianna, Linda. “Any Corner of Heaven: Heloise’s Critique
of Monasticism.” Mediaeval Studies 49 (1987): 221-53.
McLaughlin, Mary Martin. “Abelard as Autobiographer: The
Motives and Meaning of His ‘Story of Calamities?” Speculum
42 (1967): 463-88.
_________. “Peter Abelard and the Dignity of Women:
Twelfth Century ‘Feminism’ in Theory and Practice.” In Pierre
Abélard, Pierre le Vénérable: Les courants philosophiques,
littéraires et artistiques en Occident au milieu du XTIe siecle,
ed. René Louis, Jean Jolivet, and Jean Chatillon. Paris:
Editions du Centre National de la Recherche Scientifique, 1975.
287-333.
Newman, Barbara. “Authority, Authenticity, and the
Repression of Heloise.” Journal of Medieval and Renaissance
Studies 22 (1992): 121-57. Reprint in Newman, From Virile
Woman to Woman Christ.
_________. From Virile Woman to Woman Christ: Studies
in Medieval Religion and Literature. Philadelphia: University
of Pennsylvania Press, 1995.
10. Boos Dykeman, Therese. 1999. "Heloise (1100-1163)." In The
Neglected Canon: Nine Women Philosophers First to the
Twentieth Century, edited by Boos Dykeman, Therese, 39–72.
Dordrecht: Kluwer.
"Heloise's contribution to the philosophical canon of the
twelfth century has barely been investigated, for Heloise was
not studied as a philosopher until as recently as the last two
decades of the twentieth century. Yet, the twelfth century canon
is not complete without including her early humanism. Other
issues about which she made original contributions to the
canon are as follows: the philosophy of love, the ethics of
intention, the concept of justice, and feminism as a rationale for
her own autonomy and for women's visibility and historical
significance.
Heloise broadened Abelard's philosophical positions with her
counter arguments, humanized his thinking, and being a wise
instructor led him to new inquiry.
The rhetoric or the eloquence and logic of the letters provides
evidence with which to judge Helo1se a philosopher. Scholars
agree that as rhetorician Heloise surpassed Abelard, who was
himself skilled in rhetoric and taught it. (14)
Peter Dronke claims that, "Abelard assimilated to quite an
extent Helo1se's habits in the epistolary style, rather than other
way round."(15) Abelard, in fact, acknowledged her "gift for
letters." Her rhetoric informs her reasoning or logos with
humanizing ethos and pathos. For Heloise demands with
passion to be taken seriously as an individual and as a woman.
She demands to have her thinking addressed by Abelard, not
only as her friend and lover, but as philosopher. In this and
other ways Heloise's style is integral to her philosophy,
especially to her feministicism." (p. 43)
(14) One critic claims that "Heloise's letters stand beside any
prose written by either sex ... . she is as articulate as Sappho or
George Eliot and makes Jane Austen or Emily Bronte tongue -
tied in comparison" (Duncan, 13). Joseph T. Muckle asserts
that the style of Heloise in contrast to Abelard in the letters is
"more compact and involved" and her style "more vivid and
forceful" (51).
(15) Dronke, Women .... II I. The rhetorical figures Heloise
uses: the paradox (if you are lost to me, I am lost because I am
in you), sentence balance, climactic paragraphs, comparisons
such as of Abelard to Christ, parallel constructions, repetitions,
allusions, hyperbole, metaphors and subtle changes in
pronouns ("I" to "we," "you" to "us"), and antithesis. These and
all the other rhetorical figures Heloise employs are more than
stylistically pleasing, more than vehicles for sensory passion.
They are, as in the Ciceronian definition of rhetoric being
eloquence and wisdom, integrated with her thinking.
References
Dronke, P. 1984. Women writers of the middle ages: A critical
study of texts from Perpetual (+203) to Marguerite Porete (+
1310). London: Cambridge UP.
Duncan, R. 1960. Abelard and Heloise. London: Faber.
Muckle, J.T., C.S.B. 1953. The personal letters between Abelard
and Heloise: introduction, authenticity and text. Medieval
Studies: 47-94.
11. Brown, Catherine. 1996. "Muliebriter: Doing Gender in the
Letters of Heloise." In Gender and Text in the Later Middle
Ages, edited by Chance, Jane, 25–51. Gainesville: University
Press of Florida.
Reprinted Eugene (OR): Wipf and Stock 2019.
"I present these readings not with the intent of ironizing a
feminist approach to Heloise into impossibility, but to
demonstrate the high interpretive stakes associated with her in
the canons of medieval and gender studies as well as the traps
that here await the necessary reading of the coimplications of
gender and text. Rather than attempting to identify
characteristics of Heloise's letters that I-as a late twentieth-
century woman, feminist, medievalist-might recognize as
"feminine" or "female," this essay will study the ways in which
Heloise, in her writing, assumes positions that she herself
identifies as gendered-the ways in which, to borrow Judith
Butler's term, this woman "does" gender in all of its-and her-
twelfth-century cultural specificity.(14) I will suggest that
Heloise chooses, for strategic reasons, to write muliebriter, and
that she does so by actively and aggressively assuming
gendered positions already partly constructed in the cultural
discourses available to her as a learned medieval writer." (p. 27)
12. Burge, James. 2003. Heloise & Abelard: A Twelfth-century
Love Story. London: Profile Books.
"The first letter of the collection is from Abelard. It is addressed
not to Heloise, however, but to an unnamed monk. It is what
was called in the Middle Ages a ‘letter of consolation’, the idea
being that the recipient should be so moved by the misfortunes
of the writer that he himself would feel better about his own
troubles. At 20,000 words it is really more of an autobiography,
an account of Abelard’s life to date. It has been known for
centuries by the phrase which he himself uses, ‘The Story of My
Misfortunes’.(*)
(...)
It is not known precisely how Heloise came to read a copy of
the autobiographical letter; perhaps Abelard even sent it to her
as well as to the monk. Her letter to Abelard in response to this
is the next in the series. She is reacting to a letter from the
husband with whom she has not spoken for fifteen years,
written to a third party, which tells the story of her own life. She
writes to him, perhaps understandably, with a considerable
amount of passion and so begins a dialogue which would
continue for the rest of their lives, as they tried to make sense of
what had happened. Abelard comes to see his fate almost as a
gift: a chance to pursue the truth without distraction. Heloise,
however, is unable to deny the essential rightness of the love
they shared.
This dialogue takes place in the context of Abelard’s continuing
and ultimately disastrous — conflict with those in authority.
These letters captivate anyone who comes in contact with them.
Not only do they contain the story of Abelard and Heloise but
they are a unique resource for anyone interested in the
thoughts and feelings of people from an age which is both so
different from and yet so similar to our own. It would have been
churlish to have asked Providence for anything more, yet there
was more." (pp. 2-3)
(*) Historia Calamitatum Mearum’. In this book I refer to this
autobiographical letter for simplicity as ‘the autobiography’. Its
other title among historians is ‘Letter I’.
13. Burnett, Charles F. 1986. "'Confessio fidei ad Heloisam’.
Abelard’s Last Letter to Heloise? A Discussion and Critical
Edition of the Latin and Medieval French Versions."
Mittellateinisches Jahrbuch no. 21:147–155.
14. Cizewski, Wanda. 1987. "From Historia calamitatum to
Amours et infortunes: the Legend of Abelard and Heloise in
Seventeenth-Century France." Studies in Medievalism no.
3:71–76.
15. Classen, Albrecht. 2013. "Dialectics and Courtly Love: Abelard
and Heloise, Andreas Capellanus, and the Carmina Burana."
The Journal of Medieval Latin no. 23:161–183.
Abstract: "When Peter Abelard developed the principal ideas of
dialectics, he did not only redirect the theological and
philosophical discourse in a most critical fashion, but also
provided a fundamental basis for much of the subsequent
culture of courtly love. This finds powerful confirmation both in
Andreas Capellanus's De amore and in the collection of Latin
and Middle High German poems contained in the Carmina
Burana. But Abelard appears to have had the most important
impact of his own thinking on the relationship with his beloved
mistress, later wife, Heloise. In light of the Abelardian
dialectics, the old question regarding the authenticity of the
correspondence between these two people can be laid to rest as
moot. What matters most proves to be that the letters reflect on
two critically opposed positions vis-a-vis courtly love and
illustrate how love can or must be viewed through the lens of
dialectics."
16. Constable, Giles. 2005. "The Authorship of the Epistolae
duorum amantium. A Reconsideration." In Voices in Dialogue:
Reading Women in the Middle Ages, edited by Olson, Linda
and Kerby-Fulton, Kathryn, 167–178. Notre Dame: University
of Notre Dame Press.
"Scholars should not allow themselves to be intimidated by
accusations of this sort if they doubt the attribution to Heloise
or even that the letters labeled “M” were necessarily written by
a woman. Nor should they lose sight of the interest of the
letters apart from their authorship, like a work of art of which
the only value lies in the name or names attached to it. Even if
they were not written by Abelard and Heloise, it would not
subtract significantly from their interest, since they add
comparatively little to what is already known about Abelard
and Heloise. Indeed, the attribution is based almost entirely on
knowledge derived from works more firmly attributed to them.
In any case, the Epistolae are of value in themselves. Scholars
may differ regarding their authorship, date, style, and quality,
but they are without question a remarkable addition to the
corpus of medieval love letters." (p. 174, a note omitted)
17. Cook, Brenda M. 2023. Astralabe: The Life and Times of the
Son of Heloise and Abelard. Cham (Switzerland): Palgrave
Macmillan.
Introduction, by Michael Clanchy, pp. XXIII-XXVI.
"Brenda Cook succeeds in transforming a footnote in medieval
history into the story of one man’s search for recognition in
twelfth-century France and beyond. This man is Astralabe, the
only son of Abelard and Heloise, who was born around 1116/7.
Abelard says it was Heloise who gave him this unusual name,
which may have been her own invention. Brenda Cook argues
that Astralabe’s extraordinary name is a key to reconstructing
his career." (Michael Clanchy, Introduction, p. XXIII)
"From sparse and awkward materials, Brenda Cook has made
Astralabe into a real person, instead of an unfamiliar name in a
medieval book. She has therefore contributed to our permanent
stock of knowledge about the Middle Ages, particularly in her
demonstration that Astralabe became abbot of the Cistercian
abbey of Hauterive. Abelard too is seen in a more sympathetic
light. Here he is at last a family man, who is concerned for his
son, even though he himself is castrated and a priest. If Abelard
moved to the abbey of St Gildas in order to be nearer to his son,
as Brenda Cook suggests, he made a move that almost
destroyed him, as he alleges that the monks tried to kill him. In
academic books on Abelard there is little room for Astralabe.
My Abelard: A Medieval Life (Blackwell-Wiley, Oxford, 1997)
fails typically in this respect, as I have Astralabe consigned to
an appendix where I list the bare facts about him without
comment. In addition to Brenda Cook’s book, the subject of
Abelard as a family man is now very well explored by Juanita
Feros Ruys, The Repentant Abelard (Palgrave Macmillan, New
York, 2014). She publishes an edition and translation of
Abelard’s Song for Astralabe. Her ‘repentant Abelard’ repents
for his former life and so he now begins to take notice of
Astralabe and likewise of Heloise. Abelard’s family were not
with him at the end, however, because he died as a monk of
Cluny virtually as a prisoner." (Michael Clanchy, Introduction,
p. XXV)
18. De Gussem, Jeroen. 2019. Collaborative Authorship in
Twelfth-Century Latin Literature: A Stylometric Approach to
Gender, Synergy and Authority. Gent: Universiteit Antwerpen.
"English Summary
(...)
Chapter 8. Love to the Letter: Heloise and Abelard (pp. 235–
279)
Current scholarship hypothesizes —and disagreement is still
ongoing— that the renowned twelth-century lovers Heloise of
Argenteuil († 1164) and Peter Abelard (1079–1142) may be held
responsible for having collaboratively composed two letter
collections. The first is their conventionally ‘accepted’ letter
collection (the Heloise-Abelard collection) consisting of eight
letters, which constitutes a dialogue from which the pair
recounts their early life and love story and gradually develops
into a foundational document for the Paraclete, the monastery
founded by Abelard in 1122 and seven years later presided over
by Heloise as prioress. The second collection is a set of 113
short letters exchanged between two anonymous lovers (<V >ir
and <M>ulier), known as the Epistolae duorum amantium
(EDA). Due to a dire lack of historical information and material
sources, both of these collections have been subjected to fierce
scholarly debates when it comes to their provenance, dating,
intention and authorship.
In the past few decades, especially the restitution of Heloise’s
female authorship has been a major factor in the collections’
authenticity disputes.
The stylometric results in this chapter, however, suggest a
strong stylistic homogeneity of the Heloise-Abelard collection
in favour of Abelard, which contradicts the commonly held
scholarly consensus that both Heloise and Abelard equally
contributed to its composition. The collection’s constituent
letters appear inextricable in terms of writing patterns, and
finding a trace that might lead to a distinction in favour of
Heloise proved impossible in the current set-up. Secondly, the
EDA cannot be matched with the stylistic profiles of the
Heloise-Abelard collection. As opposed to the latter
epistolarium, it does, however, betray behaviour that is
attributable to dual authorship, meaning that a <V >ir and a
<M>ulier were responsible for composing the constituent
letters of the exchange traditionally ascribed to them. Instead
of resembling writings by Heloise and Abelard, the EDA exhibit
stylistic afiliations with the Tegernsee letters, a collection of ten
short twelfth-century erotic love letters originally composed in
current-day Germany. The chapter concludes with general
remarks on the constructed nature of medieval epistolaria,
which often served a public rather than a private function in the
Middle Ages, and were composed, revised and reconstructed
with an underlying agenda." (pp. 290-291)
19. Desmond, Marylinn. 1998. "Dominus/Ancilla: Rhetorical
Subjectivity and Sexual Violence in the Letters of Heloise." In
The Tongue of the Fathers, edited by Townsend, David and
Taylor, Andrew, 35–54. Philadelphia: University of
Pennsylvania Press.
"As he initiates his affair with his young pupil, Abelard
expresses his desire through the violent eros of pedagogy, and
ultimately he claims the erotic possibilities of violence. He
reports that his role as magister authorizes his beating of
Heloise, which increases his pleasure as her lover. Such a
construction of desire marks a convergence of the erotic and
the violent traditions of pedagogy in Western culture." (p. 36)
(...)
"The exchange of letters between Abelard and Heloise
acknowledges the significance of violence in their sexual
relations, and it likewise enacts a textual and rhetorical play of
dominance and submission. As such, the letters exemplify the
constitutive features of sadomasochism, generally identified by
the “eroticization of relations of domination and
submission.”(5)
Abelard’s depiction of his violent sexual performance in these
passages is complemented by the submissive, even masochistic
subjectivity that animates Heloise’s epistulae, in which she
willingly submits to Abelard’s rhetorical violence as it textually
reenacts this initial erotic encounter between magister and
discipula. Throughout the correspondence Heloise performs a
submissive role in an erotic dynamic scripted by Qvidian
amatory discourse and structured by epistolary rhetoric." (p.
37)
20. Dronke, Peter. 1976. Abelard and Heloise in Medieval
Testimonies. Glasgow: University of Glasgow Press.
"To return to the earlier testimonies by way of conclusion.
What they show us, I suggest, is that there is no a priori reason
against taking the Abelard-Heloise letters at their face value. To
say this does not of course eliminate the more detailed
questions: to what extent has the collection —which is clearly
not just a group of randomly assembled letters—been edited as
well as collected, and who was responsible for that editing?(72)
But whatever historical aspects of the letters may still be
debated, we have no reason to doubt their authenticity on the
ground that they express thoughts and emotions incompatible
with what we know of twelfth-century thought and emotion. All
the attitudes revealed in the letters can be paralleled in early
testimonies outside the letters. The two contemporaries—Fulco
and Roscelin—who mocked and caricatured the tragedy, under
the pretext of moral indignation, did so not because this was
the only medieval way of regarding it, or even the most obvious
way. Rather, it seems they were motivated by a personal dislike
of Abelard. By contrast, the majority of contemporaries of
whom we have evidence, and the generations immediately
following, up to the time of Jean de Meun, were convinced of
the uniqueness and stature of Abelard’s and Heloise’s love, and
regarded their tragedy with wonderment and compassion. And
no one in the twelfth or thirteenth century, to my knowledge,
ever suggests that Heloise came to see the error of her ways in
loving Abelard. Of what many of our modern judges so
confidently affirm, the medieval evidence shows no trace."(pp.
30-31)
(72) On this point, see the judicious comments of Monfrin,
Colloque [Pierre Abélard - Pierre le Vénérable. Les courants
philosophiques, littéraires et artistiques en Occident au milieu
du XII siècle], pp. 409-24, esp. p. 424:
Personne ne considère que le recueil représente la mise bout à
bout de lettres originales. Il s’agit d’un dossier organisé. Il
paraît établi d’autre part que ce dossier, aussi haut que l’on
peut remonter, vient du Paraclet.
Since these pages went to press, the problems of the critical
evaluation of medieval letters, and especially of the formation
of collections, have been finely discussed in a wider context by
Giles Constable, Letters and Letter-Collections (Typologie des
sources du moyen âge occidental, Fasc. 17, Turnhout, 1976), ch.
III.
21. ———. 1980. "Heloise’s Problemata and Letters: Some
Questions of Form and Content." In Petrus Abaelardus (1079-
1142). Person, Werk und Wirkung, edited by Thomas, Rudolf,
53–73. Trier: Paulinus-Verlag.
"While the letters of Heloise have been a focus of much
discussion in recent years, the Problemata have been
neglected. The genuineness of Heloise’s letters continues to be
challenged; that of the Problemata has been neither challenged
nor investigated. At first view, the evidence for the authenticity
of the Problemata might seem slender compared with that for
the more famous Epistolae. Only one manuscript is known:
Paris B. N. lat. 14511, from Saint-Victor. The second part of this
composite manuscript, copied probably in Paris in a hand
datable towards 1400, contains both the Problemata (fols. 18r-
44v) and Abelard’s letter de studio literarum, addressed to the
community at the Paraclete (fols. 44v-50v)." (p. 53)
(...)
"Although a vast amount has been written on Heloise’s letters,
a number of important questions have been ignored. First,
there has been no detailed discussion of the style of the letters,
no attempt to characterize the principal features of that style or
ascertain its possible sources. Second, notwithstanding some
fine work by Peter von Moos(4), the structure of Heloise’s
letters still requires more careful consideration. The same holds
true, even more, for both the style and structure of the
neglected Problemata. A third range of questions concerns the
description and evaluation of the links between the Epistolae
and Problemata. A fourth — perhaps from the vantage of
literary and intellectual history the most important — concerns
individuality of expression and content in both these works. For
Heloise should be considered not only in relation to Abelard, as
has always been customary, but also in relation to other
medieval women writers, to see precisely in what ways a
womanly awareness comes to be expressed —and to be called in
question - in her writings, and how her self-understanding
compares with that of other medieval women who have left us
written testimonies. This last problem is one that I shall return
to in detail, in the course of a forthcoming book on women
writers from the third century to the thirteenth. For the
present, I can only adumbrate swiftly some of the work that
needs to be done regarding Heloise, in each of the four topics
mentioned. The suggestions advanced are necessarily
provisional; they are to indicate, above all, how much remains
open and how rewarding fuller investigations could be." (p. 54)
22. ———. 1984. "Heloise." In Women Writers of the Middle Ages:
A Critical Study of Texts from Perpetua († 203) to Marguerite
Porete († 1310), 107–143. Csmbridge: Cambridge University
Press.
"On the distinctive technical features of Heloise's style, and
their probable source, I shall summarize, and briefly add to,
what I argued and documented in the Trier symposium on
Abelard.!(10) There an enquiry into Heloise's practice of prose
rhythms showed, first, that at the ends of sentences she used
certain kinds of cadence (in particular, cursus tardus and
cursus velox) purposively: a statistical test that enables one to
distinguish between the observed and the expected frequency
of any possible cadence showed that Heloise's choice of these
two types could not be fortuitous. Second, and more
surprisingly, Heloise's proportion of ‘slow’ to ‘swift’ cadences
was the opposite of that found in all the major northern French
writers of her day: while they, if they used cursus in their prose,
favoured swift cadences far more than slow, Heloise, though
using both swift and slow rhythms deliberately in her sentence-
endings, chose to conclude more than 25 per cent of her
sentences with a tardus, as against 16 per cent with a velox.
Third, this particular distribution corresponds precisely to that
chosen and diffused by a leading Italian teacher of letter-
writing in the first years of the twelfth century, Adalbertus,
whereas the French teachers of this art — at least all those
traced till now — overwhelmingly preferred velox cadences to
tardus ones. Fourth, the model epistles in Adalbertus’ ‘art of
letter-writing’ share with Heloise’s letters not only their choice
of sentence-endings but also, within sentences, their use of
elaborate rhythmic parallelism in phrases and clauses, a
parallelism that, especially when intense emotion is to be
expressed, is heightened by frequent, often almost regular,
rhymes. That is, it seems that Heloise was taught to compose in
an Italianate style, one that may have been quite new in France
at the time of her adolescence." (pp. 109-110)
(10) Trier 1980, pp. 53-73.
References
Petrus Abaelardus (1079-1142). Person, Werk und Wirkung,
ed. R. Thomas, J.Jolivet, D. E. Luscombe, L. M. de Rijk (Trierer
Theologische Studien 38, Trier 1980)
23. ———. 1984. Women Writers of the Middle Ages: a Critical
Study of Texts from Perpetua († 203) to Marguerite Porete(†
1310). Cambridge: Cambridge University Press.
Chapter 5: Heloise 107; Excursus: Did Abelard Write Heloise’s
Third Letter? 140-143.
"From Heloise we have three letters to Abelard, preserved
complete in seven of the nine manuscripts of their collected
correspondence, and preserved also in the French translation of
the Abelard-Heloise letters by Jean de Meun. We likewise have
her Problemata, surviving in a unique manuscript, copied only
towards 1400: this is a series of her questions, chiefly on
problematic passages in Scripture, which she directed to
Abelard with a letter introducing them, together with Abelard's
replies. Finally, from the time after Abelard's death, we have a
brief letter of hers to Peter the Venerable, the influential abbot
of Cluny who gave protection and shelter to Abelard in his last
years. Neither this letter nor that introducing the Problemata
has ever been thought to be by anyone but Heloise. It is well
known, by contrast, that many scholars have questioned the
authenticity of her three letters in the collected
correspondence.
As the Problemata are closely linked with these letters, being,
in Van den Eynde’s words, their ‘continuation and
complement", it is hard to see how one can consistently deny
Heloise the letters to Abelard without also rejecting her share of
the Problemata. The reason that this has never been challenged
— one cannot but suspect — is because it contains nothing that
could be thought unedifying. In other words, the doubts
expressed about the three earlier letters may be motivated,
even if largely unconsciously, by the doubters’ disquiet at
certain ‘profane’ passages encountered there." (p. 108, two
notes omitted)
"My purpose here is to examine the most recent arguments by
which John Benton (Trier 1980) claims to ‘demonstrate’ or
‘support the theory of Abelardian authorship’ of the third letter
ascribed to Heloise (Ep. VI in the collection)." (p. 140)
(...)
"Before a full study of the textual problems is undertaken, one
can only say that in the portions shared by Epp. VI and VII
there is a strong likelihood of contamination, and that some
passages, which do not seem to fit into either argument, may
well have been interpolated. Ep. VIII poses special problems of
transmission, since it survives complete in only one of the nine
manuscripts that contain the collection of letters. As for Ep. VI,
even if we must reckon with the later insertion of an ill-fitting
diatribe against wine, with its own auctoritates, it is safe to say
that no reason of weight has yet been advanced for attributing
the remainder of this letter to anyone other than the person to
whom all the manuscripts assign it: Heloise." (p. 143)
24. ———. 1989. "Heloise, Abelard and Some Recent Discussions."
Proceedings of the British Academy no. 74:247–283.
Reprinted in P. Dronke, Intellectuals and Poets in Medieval
Europe, Roma: Edizioni di Storia e Letteratura 1992, pp. 323-
342.
25. Dronke, Peter, and Orlandi, Giovanni. 2005. "New works by
Abelard and Heloise? (first part: Versus et Ludi)." Filologia
mediolatina no. 12:123–146.
While this essay has been conceived as a collaborative effort,
Peter Dronke is principally responsible for the first section (in
Rnglish), Giovanni Orlandi for the second (in Italian).
"These notes on the question of attributing new poetic
compositions to Abelard or Heloise were set down in the
summer of 2003. A few months later a further contribution, by
David Wulstan and severa! of his colleagues, became accessible
to me: «The Poetic and Musical Legacy of Heloise and
Abelard», ed. M. Stewart- D.Wulstan, Ottawa-Westhumble
2003. I shall only discuss those points in the new volume which
have a direct bearing on the problem of further ascriptions to
Heloise and Abelard, and which do not simply duplicate the
arguments advanced by Wulstan in his essay in Plainsong and
Medieval Music II (2002). Some passages from this are
reproduced directly in the later publication, whilst others have
been expanded.
The volume includes two new attempts at attribution. Wulstan
(pp. 123 f.) sees Abelard as the author of Carmina Burana 136,
Omnia sol temperat, but also reports that John Ward wishes to
ascribe it to Heloise. The fact that this song uses two-syllabled
rich rhymes throughout (subtilis l Aprilis l herilis lpuerilis ... )
will, in the light of my discussion of Abelard's rhyming
technique above, indicate why any such attribution seems to me
implausible."
26. East, W. G. 1997. "This Body of Death: Abelard, Heloise and the
Religious Life." In Medieval Theology and the Natural Body,
edited by Biller, Peter and Minnis, A. J., 43–59. Rochester:
York Medieval Press.
"Conversion to the religious life was clearly seen both as a way
out of an impossible amorous entanglement, and as a possible
option for a married couple. In fact, Abelard had a close
personal precedent for considering the religious life as an
honourable option for married people: both his parents had
entered the monastic life.(4)
Rather than taking the romantic way out, Abelard and Heloise
therefore turned to religion. He took the monastic habit at
Saint Denis in Paris; she took the veil at Argenteuil.
(...)
"She [Heloise] ends the letter by asking Abelard for two things:
a history of female monasticism, and a detailed rule of life for
her community.
As Southern remarks, Abelard did what she asked, and much
more. He sent her the desired Rule and History of the Order,
long treatises that must have cost him much time and labour.
'To get the full record of what Abelard did for Heloise, we must
add about a hundred hymns, thirty-five sermons, and a
substantial series of solutions of Heloise's theological
problems.'(30) One should not forget either the half-dozen
Planctus which Abelard wrote, and which touch very closely on
the state of mind of Heloise and himself.(31)
The hymns which Abelard wrote for Heloise's community are
among the glories of Latin literature. F. J. E. Raby comments,
'Abélard, the prince of dialecticians, the master intellect of his
age, wrote a volume of hymns of which the least that can be
said is that it is worthy of his genius.'(32) Their editor describes
them as 'a major monument of twelfth-century hymnody and
poetry in general'. He goes on to say that, more than this, they
are also 'a work of personal significance . . . a labor of love.'(33)
They are a collection of hymns for the daily monastic office.
They could be used, as some of them are used, in other
churches and monastic houses, without reference to or any
necessary knowledge of the story of Abelard and Heloise. But if
one does know their story, the poems gain a considerable
resonance. Abelard had found an acceptable medium in which
to express his love for Heloise. He had written in his Historia
calamitatum of composing love songs for Heloise, some of
which were still being sung as he wrote.(3)4 This channel for
the expression of his love had now been cut off, but another had
opened up. He could now express a love for her, as ardent as
before, but now refined, sublimated, subsumed in their
common love for Christ." (pp. 50-51)
(4) 'Letter of Consolation', pp. 163-213.
Abelard briefly mentions his parents' conversion, without
specifying where or why they entered the religious life (p. 179).
For a translation of the Historia calamitatum see Radice,
Letters, pp. 57-106.
(31) They have been edited by G. Vecchi in Pietro Abelardo, I
'Planctus', Introduzione, testo critico, trascrizioni musicali,
Istituto di filologia romanza della Università di Roma, Collana
Testi e Manuali 35 (Modena, 1951).
(32) F. J. E. Raby, A Histoty of Christian Latin Poetry from the
beginnings to the close of the Middle Age (Oxford, 1953), p.
290.
(33) Peter Abelard's Hymnarius Paraclitensis, ed. J. Szövérffy,
2 vols. (Albany, NY, and Brookline, Mass., 1975), I, 7.
(34) 'Letter of Consolation', p. 184; Radice, Letters, p. 68.
References
The Letters of Abelard and Heloise, trans. B. Radice
(Harmondsworth, 1974)
27. Feilla, Cecilia A. 2003. "Translating Communities: The
Institutional Epilogue to the Letters of Abelard and Heloise."
The Yale Journal of Criticism no. 16:363–379.
"In the pages that follow, I examine the relationship between
literary and juridical translation from the twelfth to the
eighteenth centuries.
I do not attempt a comprehensive study of translation over six
centuries, but rather focus on one paradigmatic corpus of texts
through which to map the shifting relationship between texts
and tombs, letters and bodies in the constitution of
communities: the institutional epilogue to the letters of Abelard
and Heloise, the twelfth-century lovers and clerics. By
institutional epilogue I mean the story that continues after their
deaths and survives in the many literary translations of their
letters, as well as in the institutional brefs de translation
written at each transfer of their bodily remains to a new site or
tomb. This two-part epilogue spans the years 1143 to 1817 and
comprises two textual archives. The first reflects the literary
fate of the correspondence of Abelard and Heloise, and is
manifest in the numerous editions and translations of the
correspondence that appeared, most notably in the seventeenth
and eighteenth centuries.(10) The second archive refers to the
institutional fate of their correspondence within the juridical
communities in which they circulated. This archive consists of
the official letters and procès-verbaux that accompanied and
recorded each translation (exhumations, cataloguing,
movement, and re-interments) of the bodily remains of the
pair." (pp. 363-364)
(10) By literary translations I mean not only from one language
into another, but imitation, adaptation, quotation, pastiche,
and parody as well.
28. ———. 2004. "From ‘Sainted Maid’ to ‘Wife in all her
Grandeur’: Translations of Heloise, 1687–1817." Eighteenth-
Century Life no. 28:1–16.
"Due in large part to the enormous success of Alexander Pope's
poem "Eloisa to Abelard" (1717), the letters of Abelard and
Heloise experienced a remarkable rebirth and vogue in
eighteenth-century England. The fashion for their lives and
letters swept every genre in its path, and crescendoed in
popularity well into the nineteenth century. "If you search for
passion," wrote Lord Byron, "where is it . . . stronger than in the
epistle to Eloisa from Abelard." (p. 1)
(...)
"The literary and the institutional fates of Abelard and Heloise
were thus intimately connected during the eighteenth century,
and I explore this connection by focusing primarily on the
changing representation of Heloise from 1687 to 1817. My
central questions are: "What role did translation play in
creating the modern legend of Abelard and Heloise?" and "How
did the literary legend impact the lovers' role within non-
literary communities and institutions of the eighteenth
century?" (p. 1)
29. Ferrante, Joan M. 1997. To the Glory of Her Sex: Women’s
Roles in the Composition of Medieval Texts. Bloomington:
Indian University Press.
Part Two: Women in Collaboration. 2. Religious Texts, pp. 19-
67.
"There were probably many other collaborations that have not
left records, but the only collaboration between a man and a
woman on religious texts that comes close to Jerome’s with his
friends is the work Heloise persuaded Abelard to write for the
Paraclete. She asked him for a history of nuns, a rule suitable to
women, sermons, hymns, an exposition of Genesis, and
answers to theological and scriptural questions that came up
during their studies. She is thus directly responsible for much
of Abelard’s extant writing. Two of her letters of request are
extant: the one that asked for a history of women’s monasticism
(how it began and what authority there was for it) and for a rule
suitable to women (ep.5, discussed earlier), and the one that
accompanied the questions (the Problemata). But in Heloise’s
case, we have some of the “personal” letters, and they reveal
how she brought Abelard out of a psychological crisis and
focused his attention on his work by persuading him of her own
psychological as well as intellectual needs. Since this is such an
unusual opportunity to trace the stages of the collaboration, I
will go briefly through the earlier correspondence.
After she read the Historia and was worried about the danger
Abelard seemed to be in, she began to manipulate him by
emphasizing her own moral anguish and danger, in order to
draw him away from the life that threatened his body and soul.
Physical danger is what she mentions, but his psychological
state must have distressed her even more: the despair (the
word occurs in different forms through the Historia), the self-
pity, the paranoia, the possibility of suicide.(44) Abelard
mentions the story of Malchus,
a captive monk who lived chastely in the same house as his
wife; what he does not say, but Heloise no doubt remembered,
is that when the marriage was forced on them, it was the
woman who suggested they live together chastely in order to
save the man from suicide. So Heloise reminded Abelard of his
responsibility for herself and the nuns of the Paraclete, his
“creation,” of their vulnerability as women in a new house, and
offered their obedience and need in the place of his rebellious
monks, “stubborn pigs.”
More subtle and probably more effective was her presentation
of her own desperate need. By describing her grief and shame,
by admitting to the anguish of her illicit desires and the guilt of
her hypocrisy, she invited him to worry more about her
spiritual state than his own situation." (pp. 56-57)
(44) Abelard’s language in the Historia suggests that he is
virtually in despair, a very dangerous moral state in medieval
theology: “quanta desperatione perturbarer . .. proferre non
possum” (MS [Jacques Monfrin, Historia Calamitatum,
Medieval Studies, 12 (1950), 163-213.] 12.196), “penitus
desperatus” (198), “profugus ac iam desperatus” (201), “in
tantam lapsus sum desperationem” (203), “desperabam
penitus” (205).
30. Findley, Heidenreich, Brooke. 2006. "Does the Habit Make the
Nun? A Case Study of Heloise's Influence on Abelard's Ethical
Philosophy." Vivarium no. 44:248–275.
Abstract: "A careful reading of Heloise's letters reveals both her
contribution to Abelarďs ethical thought and the differences
between her ethical concerns and his. In her letters, Heloise
focuses on the innate moral qualities of the inner person or
animus. Hypocrisy - the misrepresentation of the inner person
through false outer appearance, exemplified by the potentially
deceitful religious habit or habitus - is a matter of great moral
concern to her. When Abelard responds to Heloise's ideas, first
in his letters to her and later in his Collationes and Scito te
ipsum, he turns the discussion away from her original interests.
He transforms her metaphor of the habitus as false appearance
into a discussion of another type of habitus, the habitual
process of acquiring virtue, and integrates her focus on the
animus into his developing ideas about sin as intention.
Examining the differences between Heloise's ethical thought
and Abelard's allows us to appreciate the distinct contributions
of both."
31. Flynn, William T. 2009. "Letters, Liturgy, and Identity: The
Use of Epithalamica at the Paraclete." In Sapientia et
Eloquentia: Meaning and Function in Liturgical Poetry,
Music, Drama, and Biblical Commentary in the Middle Ages,
edited by Iversen, Gunersen and Bell, Nicolas, 301–348.
Turnhout: Brepols.
"Until recently, the almost archetypal nature of the story of
Abelard and Heloise’s famous love affair has tended to obscure
the principal focus not only of their mutual correspondence,
but indeed of fully one-sixth of Abelard’s surviving writings —
the sermons, hymns, and reflections on the nature of
monasticism that he produced from the mid-1130s until his
death probably in 1142. All of these writings, and all of the now
largely lost liturgical music, were dedicated to the proper
ordering and running of his former oratory, the Paraclete,
which Abelard had given to Heloise and the other nuns expelled
from Argenteuil in 1129; his gift was confirmed by Pope
Innocent II in 1131, making the Paraclete a Benedictine
nunnery under Heloise’s direction.(2) In this chapter, I will
first examine the letters exchanged between Abelard and
Heloise, focusing principally on their salutations and closings,
in order to confirm Morgan Powell’s argument that Letters 1–8
form a coherent ‘text compiled and used at the Paraclete […]
that […] serves to justify and generate a model of the monastic
life for women’.(3) Next, I will argue that the Easter season
liturgy instituted at the Paraclete (much of which was newly
written by Abelard at Heloise’s request) closely parallels the
rhetorical argumentation adopted by Heloise and Abelard in
the letters, and that the liturgy functions as a means of bringing
Abelard’s specific interpretations of an ideal women’s
monasticism into ritual practice.
Finally, I will analyse how the sequence Epithalamica functions
within the Easter liturgy as the ritual focus of the foremass on
Easter Day, and how it contributes to the construction of the
Paraclete’s institutional identity." (pp. 301-302, a note omitted)
(2) See Mary Martin McLaughlin, ‘Heloise the Abbess: The
Expansion of the Paraclete’, in Listening to Heloise [: The Voice
of a Twelfth-Century Woman, ed. by Bonnie Wheeler (New
York: St Martin’s, 2000], pp. 1–17.
(3) [Morgan Powell, ‘Listening to Heloise at the Paraclete: Of
Scholarly Diversion and a Woman’s “Conversion”, in Listening
to Heloise, p. 255.
32. Forrai, Réka, and Piron, Sylvain. 2007. "The debate on the
Epistolae duorum amantium. Current status quaestionis and
further research." Digimed: filologia digitale dei testi
mediolatini:1–12.
Abstract: "The Epistolae duorum amantium are the object of
one of the most intense and interesting current debates in
medieval studies. Could it be the case that this set of 116
anonymous sophisticated letters and poems exchanged by a
couple of learned medieval lovers represents the actual
correspondence of Heloise and Abaelard at the time of their
love affair, as Constant Mews has claimed in a book published
in 1999 ? This ascription has been accepted by some scholars
(B. Newman, M. Clanchy, D. Boquet, etc.) ; some supporters
have even produced more arguments and evidence in favour of
such a result (S. Jaeger, J. Ward, S. Piron). On the other hand,
a number of medievalists have expressed their scepticism on
various grounds, arguing that is impossible to decide (G.
Lobrichon), that the outcome doesn’t matter much (J. Verger,
M.T. Fumagalli), or just stating their disbelief (J. Marenbon, G.
Orlandi). The number of actual argumented critics against
Mews’ view is so far rather limited (G. Constable, P. Dronke, P.
von Moos, J. Ziolkowski). Most of them originated among Latin
philologists, but it would be misleading to reduce the debate to
an opposition between disciplines (idest, the cautious
philologists against the temerary historians) or, as J.
Ziolkowski puts it, between continents (the European sceptics
vs. the enthusiastic Australians and Americans), or to perceive
it, as Ziolkowski also strongly suggests, as expressing an
ideological divide on the issue of gender studies (the defender
of the ascription beeing blinded by a feminist agenda)."
33. Fraioli, Deborah. 2000. "Pierre Bayle's Reflections on a Much
Discussed Woman: The HELOISE Article in the Dictionnaire
historique et critique." In Listening to Heloise: The Voice of a
Twelfth-Century Woman, edited by Wheeler, Bonnie, 341–360.
New York: Palgrave Macmillan.
"Pierre Bayle's commentary on the Abelard-Heloise
correspondence has never been translated into English. The
article HELOISE merits our consideration both for its inherent
interest and its relevance to the authenticity question
surrounding this correspondence." (p. 341)
(,,,)
"Several kinds of difficulties arise in finding one's way to the
invaluable and entertaining article on Heloise by Pierre Bayle,
contained in the vast encyclopedia compiled by this
seventeenth-century erudit. Although Bayle's Dictionnaire
historique et critique is cited in the bibliography of Charlotte
Charrier, Héloise dans l'histoire et dans la legende, 1933, at no.
429, it is translated neither by Richard H. Popkin in the
Historical and Critical Dictionary: Selections from the
Dictionnaire nor in the earlier four-volume selections titled An
Historical and Critical Dictionary, Selected and Abridged
from the Great Work of Pierre Bayle. For readers of French,
the original four folio volumes of the Dictionnaire are
cumbersome and relatively rare, meaning that in most cases
they are available only in rare book libraries. The best modern
access to Bayle's article on Heloise remains the nineteenth-
century, sixteen-volume edition, titled Dictionnaire historique
et critique de Pierre Bayle, edited by Beuchot." (p. 341)
(...)
"The complete translation of Bayle's article HELOISE follows."
(pp. 343-356)
34. ———. 2012. "Assessing Medieval Moral Outrage: the
Correspondence of Abelard and Heloise." Mediaevistik.
Internationale Zeitschrift für interdisziplinäre
Mittelalterforschung no. 25:55–68.
"Were I to analyze in what ways I find the couple's medieval
attackers, satirists, and censurers to be on far more solid
intellectual ground than their defenders, it would be to place
the cart before
the horse. This is because I believe steadfastly that the
strongest condemnation of the couple's behavior and attitudes
comes straight from the correspondence itself, and that those
medieval censurers and satirists merely play on the ironies and
laughable inconsistencies, the hyperbole, and self-
contradiction, that they have already found in the letters. In the
letters each protagonist mocks the other. And the texts
themselves, by providing scrambled and paradoxical testimony,
mock them both.
By selecting several examples in this article to argue this point,
I hope to remove myself from the moral debate, as I argue that
the letters themselves, by their skillfully paradoxical nature,
build a strong emotional case for siding with the protagonists,
but then subtly undermine that position to the point of
whimsically witty and cleverly erudite, but clear,
condemnation."(p. 59)
35. ———. 2016. "Heloise’s First Letter as a Response to the
Historia Calamitatum." Mediaevistik. Internationale
Zeitschrift für interdisziplinäre Mittelalterforschung no.
29:119–141.
"While few scholars are likely to place themselves in the camp
of Moore or Dalarun, one wonders whether the two scholars
were led to their theories by perceiving small signs that
something is amiss in the relationship between the Historia
and Heloise’s first letter, something beyond the double
implausibility that Abelard wrote his autobiography to console
a friend or that Abelard’s Historia came into Heloise’s hands
“by chance.”
The usefulness of Moore’s and Dalarun’s flexible thinking lies, I
think, not in their conclusions but in focusing our attention on
the odd affiliations, and sometimes the very lack of affiliation,
between the two documents. Addressing the contours of the
textual relationship between Abelard’s autobiography and
Heloise’s first letter, as I propose to do in these pages, uncovers
surprisingly rich terrain in which to explore the deepest nature
of the correspondence and its interpretation. I will assume here
—despite the usefulness of Moore and Dalarun’s theories as a
way to open up our thinking about the relationship between the
two texts—that the conventional chronology (Historia followed
by Heloise’s reply) is the correct one." (p. 121)
References
Jacques Dalarun, “The Last Word of the Correspondence,”
Journal of Hermeneutic Study and Education of Textual
Configuration (Nagoya, Japan), 2, 1 (2008), pp. 1–14.
Jacques Dalarun, “Nouveaux aperçus sur Abélard, Héloïse et le
Paraclet,” Francia: Forschungen zur westeuropaïschen
Geschichte 32:1 (2005), pp. 19–66.
George Moore, Héloïse and Abélard, The Works of George
Moore, vol. 14 (London: Heineman, 1933).
36. Freeman, Elizabeth. 1997. "The public and private functions of
Heloise's letters." Journal of Medieval History no. 23:15–28.
Abstract: "This article investigates Heloise's three letters to
Abelard in relation to modem debates concerning the
characteristics and usefulness of the categories 'public' and
'private'. It is common to assign women's letters and
autobiographies to the private realm. While it is not denied that
women's letters frequently fulfilled functions of a more or less
'private' nature, this article suggests that certain peculiarities of
medieval textual practices complicate this assignation.
Medieval 'participation in literacy' was always a more public
practice than modern reading and writing. Moreover, the
conventions of epistolography ensured that medieval letters
were in fact highly public documents. It is suggested then that
medieval female epistolography is a site for the interaction of
private (autobiographical) and public (literary and rhetorical)
interests. Heloise's letters show us a woman claiming her place
in both public and private realms. She used the rhetorical skill
which she had acquired via her position in the public world of
learning in order to validate her many different experiences.
Modifications to the original formulations of public and private
suggest that the spheres are not separate and exclusive but,
rather, permeable. Certainly,
Heloise reminds us of the shifting boundaries of social
categorisation, as she consciously rejects traditional binary
opposites, such as that between wife and whore, in her
individual quest for self-definition."
37. Gilson, Etienne. 1960. Heloise and Abelard. Ann Arbor:
University of Michigan Press.
"Before attempting to define the Middle Ages, we should have
first to define Héloïse. Next, we should have to look for a
definition of Petrarch. This done, we should still have to find a
definition of Erasmus. These problems resolved, we might with
some confidence seek out our larger definition of the Middle
Ages and the Renaissance. But Tree plus two make five
impossibilities. Those who have no taste for undertakings of
this kind will be content with the reading and analyzing of
texts. Like explorers in an unknown country, they will do
nothing more than keep the daily record of their trip. All about
the narrow furrow which they plough, behind and beyond what
they see to the right and to the left extends the vast territory
which they cannot see. But others, too, pass or will pass that
way. And when their paths cross and recross one another, not
only will each explorer be able to see more, but he will see in a
far juster light the few things which he already knows. Before
reality, perceived in all its ordered complexity, who will stop to
worry about formulas? It is not to be rid of history that we
study it, but to save from nothingness the whole past which
would be swallowed up without it. We study history so that
even those things which otherwise would be lost even from the
past may once again come to life in this all-important present,
apart from which nothing really exists. In order that this
particular human story may live anew in all its individual and
concrete complexity, it is enough that we know it. In order that
it may enrich us with its very substance, it is enough that we
love it." (pp. 143-144).
38. Godman, Peter. 2009. Paradoxes of Conscience in the High
Middle Ages: Abelard, Heloise, and the Archpoet. Cambridge:
Cambridge University Press.
"Why then, in the longue durée of the European conscience,
does a single century make a difference? Because that century
was the twelfth, during which new issues were perceived and
forgotten
problems recalled to memory. An example, novel in the
intensity with which it was discussed during that period, is
fictio.
Fictio does not mean ‘fiction’. Rather theological than literary,
this term signifies feigning and falsification of conscience,
particularly in penance.
Penance was given the status of a sacrament during the twelfth
century, and confession was regarded as a test of spiritual
authenticity and religious sincerity.
A travesty of both, at the moment when sinners were expected
to be truest to God and to themselves, fictio challenged the
ethical imagination of Latin Europe. That challenge found a
response in the works of Abelard, Heloise, and the Archpoet.
Usually considered separately from one another, in terms of
such harmless but unhelpful anachronisms as ‘individuality’ or
‘renaissance’, all three of them reflected on issues of moral
identity posed by feigning and falsification of conscience.
Because the morality to which Abelard and Heloise subscribed
was, or became, monastic, their reflection also led them to
allied problems of lying, dissimulation, and hypocrisy in a
religious context. In the very different context of a German
schismatic’s court, opposed to Rome and hostile to monks, the
Archpoet took fictio to its limit. There the dividing-line between
irony and blasphemy blurred.
With a refined wit directed against ethical concerns of the
previous generation, this feigned penitent, in his ‘confession’,
created a new figure of spiritual sophistry." (Preface and
acknowledgements, pp. IX-X)
39. Hellemans, Babette. 2015. "Abelard and Heloise between voice
and silence." In Voice and Voicelessness in Medieval Europe,
edited by Kleiman, Irit Rut, 83–97. New York: Palgrave
Macmillan.
"This chapter studies both the letters of Heloise and Abelard
and elements of their still-controversial reception. Its aim is to
consider voice and silence as types or expressions of rhetorical
individuality. I begin with a stance against what I see as a
persistent idea about the famous letters exchanged between
Abelard and Heloise: namely, that they are actually true letters,
written between a couple in a consecutive order and revealing
to the reader a sense of growing insight into their existence,
both as a couple and as two individuals. My approach in this
chapter draws on certain aspects of the debate that surrounds
these letters in European scholarly tradition, and especially in
Germany, where the tendency is arguably to emphasize the
historical context of a source, as opposed to what might be
described as the more politically engaged, gender-focused
scholarship predominant in North America.(1) My aim on these
pages is a modest one, namely, to consider a particular
historiographical approach to a body of commonly discussed
sources." (p. 83)
(1) For example, Linda Olson and Kathryn Kerby-Fulton,
Voices in Dialogue: Reading Women in the Middle Ages (Notre
Dame, IN: University of Notre Dame Press, 2005).
40. ———. 2019. "Heloise’s Echo: The Anthropology of a Twelfth-
Century Horizontal Knowledge Landscape." In Horizontal
Learning in the High Middle Ages: Peer-to-Peer Knowledge
Transfer in Religious Communities, edited by Long, Micol,
Snijders, Tjamke and Vanderputten, Steven, 185–205.
Amsterdam: Amsterdam University Press.
Abstract: "This chapter presents Heloise of Argenteuil’s quest
for an intellectual voice through her correspondences with
Abelard, Bernard of Clairvaux, and Peter the Venerable. The
relationships between these four characters are deeply
intellectual yet at the same time they are negotiated not only
through intimate conversations, but also through collaborative
monastic projects, through which the characters seek to
transform the world around them. These performances open up
a space that is at once estheticized and intellectualized, in
which interpersonal connections can develop. This is
particularly true of vocal performances such as in the letters, in
which the act of listening offers a moment of connection with
the unmistakable individuality of Heloise as a performer."
41. Irvine, Martin. 1996. "Heloise and the gendering of the literate
subject." In Criticism and Dissent in the Middle Ages, edited by
Copeland, Rita. Cambridge: Cambridge University Press.
"The Abelard—Heloise correspondence thus discloses that
masculinity and femininity as positions in literate subjectivity
were not pure, absolute states but rather formed from ongoing
negotiations among various kinds of (already) mixed subject
positions. For twelfth-century litterati, gender classes seemed
to be natural categories mirrored in language, and maleness
and femaleness would have been understood as both natural
and social identities. But a close reading of these letters reveals
that gendered subjectivity seldom appears as a fixed, one-
dimensional identity. Abelard’s letters alone disclose that there
was no easy equation between social sex identity and gendered
subjectivity; indeed, the Abelard—Heloise correspondence
reveals a play or drift away from a sense of fixed or essential
gender identity and creates an image of an alternating or ever-
vacillating current through which literate subjectivity was
constructed. Heloise’s strategy of negotiation and new self-
definition utilized the gender categories of the twelfth century
and resisted the totalizing or essentializing functions that these
categories often served." (p. 107, a note omitted)
42. Jaeger, C. Stephen. 1980. "The Prologue to the Historia
calamitatum and the "Authenticity Question"." Euphorion.
Zeitschrift für Literaturgeschichte no. 74:1–15.
"If we are to avoid making the weaker argument the stronger,
then we must put aside the idea that the prologue to the
Historia is based on skillful imitation of Peter Abelard.(48) The
correspondences in question are much more satisfactorily
accounted for by supposing that Peter Abelard wrote that
prologue. Mary McLaughlin has shown that there is a unity of
thought, tive and style underlying Abelard's writings for the
Paraclete.(49) The echoes of Abelard's style in the opening to
the Historia are undoubtedly part of that unity. My conclusion
is that this preface constitutes a statement, the authenticity of
which is beyond all reasonable doubt, that Abelard wrote a
letter of consolation narrating his own calamities in .order to
comfort an absent friend and to convince him of the
comparative triviality of his sufferings, That letter is of course
the Historia calamitatum." (pp. 14-15)
(48) It might be objected that the possibility of imitation, like!
or not, gains strength because of the evidence of historical
inaccuracy in the text of the Historia; we must account for
anachronisms and contradictions somehow. I for one am not
convinced that the historical evidence against its authenticity is
best accounted for by a hypothesis of forgery and fiction. The
means of corrupting a genuine text are many and well known:
scribal error, wilful tampering, large scale additions. But the
means of producing a fictional autobiography which bears
many traces -- both obvious and subtle -- of the style,
temperament and thought of the man to whom it is ascribed,
are extremely limited; very few litterati in the Middle Ages
would have commanded or would even have dreamed of
mustering such means.
(49) In: Peter Abelard and the Dignity of Women: Twelfth
Century "Feminism" in Theory and Practice. In: Pierre
Abelard - Pierre le vénérable (1975), pp., 287-333.
43. ———. 1999. Ennobling Love: In Search of a Lost Sensibility.
Philadelphia: University of Pennsylvania Press.
Chapter 12: The Epistolae duorum amantium, Heloise, and
Her Orbit, pp. 157-173.
"The defense of passionate love is a creation of Heloise. Her
sensibilities are guided by sublime ideals, her passionate nature
appreciates and defines the exalting character of passionate
love. She constructed a virtuous sexual passion of the elements
of ennobling love: selflessness, purity of intention, love of
merit, purity of love, mutuality, complete self-abandonment.
She is the architect of a higher law of pure love sanctioning
sexuality, a kind of carnal agape, set above the shallow morality
of marriage and external, bodily purity. Gilson pointed to the
couple's self-conception as "heroes of the spiritual life" (Heloise
and Abelard, p. 51). But Heloise genuinely became a heroine of
the amatory life. For Abelard the story is a crass drama of
seduction shading off into an idyll of lustfulness; his
explanation for the tragedy is simply sin punished.
But what is the exalting character of passionate love
constructed and lived by Hcloise? It certainly has to do with
willing self-abandonment, sacrifice of everything for the
beloved, salvation included. It has to do with the refusal to
repent pleasures too sweet to forget, with her maintaining of a
shallow social role (abbess, nun) while inwardly cultivating the
memory of love. Her unrepentance is not the buffoonish
defiance of Don Giovanni. Heloise fades into silence with the
insistent conviction that her love is worth her destruction, not
with a defiant "My will be done"." (pp.169-170)
44. ———. 2005. "Epistolae duorum amantium and the Ascription
to Heloise and Abelard." In Voices in Dialogue: Reading
Women in the Middle Ages, edited by Olson, Linda and Kerby-
Fulton, Kathryn, 125–166. Notre Dame: University of Notre
Dame Press.
"A set of 113 love letters, abridged, copied, and entitled Ex
epistolis duorum amantium by a Cistercian monk of Clairvaux,
Johannes de Vepria, in the late fifteenth century, enjoyed total
obscurity in the libraries of Clairvaux and Troyes until the
German medieval Latinist Dieter Schaller noticed them in 1967
and passed to his student, Ewald Könsgen, the task of editing
them. Könsgen’s edition appeared with an extensive apparatus
in 1974 with the title Epistolae duorum amantium: Briefe
Abaelards und Heloises? (1) The small flame of Könsgen’s
subtitle flickered pale against the bonfire set under the corpus
of personal and monastic writings of Abelard and Heloise two
years before by John Benton, stoked again by Benton and
Fiorella Prosperetti Ercoli in 1975, and at last all but
extinguished in 1980 by the same man who had set it.
(...)
In 1999 Constant Mews published a study of the letters
confidently arguing that the collection indeed excerpts the
authentic letters exchanged by Abelard and Heloise from the
early years of their love affair, c. 1115–1117.(5) Mews himself
and his publisher considered his studies conclusive and
announced them as such.(6) Mews’s arguments have been
accepted by John O. Ward and Neville Chiavaroli (Mews’s co-
translator) and shored up in a dense study of rhetorical aspects
of the Epistolae.
A great deal remains to be learned about these letters and their
authors from a close reading and comparison with other
comparable Latin love letters. This study explores the character
of the two authors, their literary styles, and their educational
backgrounds. The results strengthen the ascription to Heloise
and Abelard and point out what is gained for understanding the
education of the young Heloise when the letters of the woman
are recognized as products of her pen. I begin by summarizing
some of the information that is to be gleaned about the writers
and the context of their letters." (pp. 125-126, some notes
omitted)
(1) Ewald Könsgen, Epistolae duorum amantium: Briefe
Abaelards und Heloises? (Leiden and Cologne: Brill, 1974);
hereafter Könsgen. The manuscript is Troyes BM 1452. For
description and history of the text, see Könsgen, xx–xxxiii.
Könsgen can find no trace of Johannes de Vepria’s source for
the love letters. It remains unknown.
(5) Constant J. Mews with translations by Neville Chiavaroli
and Mews, The Lost Love Letters of Heloise and Abelard:
Perceptions of Dialogue in Twelfth-Century France (New York:
St. Martins, 1999).
The book includes Könsgen’s edition of the Latin texts with
translations by Neville Chiavaroli and Mews on facing pages.
See also Mews, “Philosophical Themes in the Epistolae duorum
amantium: The First Letters of Heloise and Abelard,” in
Listening to Heloise, ed. Bonnie Wheeler (New York: St.
Martins Press, 2000), 35–52.
(6) The publisher distributed a press release declaring, “Scholar
proves letters lost for eight centuries to be those of famous
lovers Heloise and Abelard.”
45. ———. 2005. "A Reply to Giles Constable." In Voices in
Dialogue: Reading Women in the Middle Ages, edited by
Olson, Linda and Kerby-Fulton, Kathryn, 179–186. Notre
Dame: University of Notre Dame Press.
Reply to G. Constable, The Authorship of the Epistolae duorum
amantium. A Reconsideration, same volume.
"Giles Constable’s gentlemanly skepticism is a brake on a
vehicle which is moving slightly above the speed limit. His
“Reconsideration” is not a refutation or a reply to the
arguments in favor of ascribing the Epistolae duorum
amantium to Heloise and Abelard. His purpose is to slow down
Constant Mews and others, like me, who have accepted Mews’s
finding, prematurely he believes. He does not present evidence
or substantial arguments against the ascription of the Epistolae
to Abelard and Heloise; he just issues a gentle cautioning.(1)
As Constable says, no “positive evidence” identifies and locates
the Epistolae duorum amantium with certainty. That means,
no signatures, no clearly locatable details of the identity of the
authors." (p, 179)
(1) Peter von Moos takes up a skeptical position far more
vehemently in a forthcoming study of the collaboration of
Heloise and Abelard at the Paraclete (“Abaelard, Heloise und
ihr Paraklet: ein Kloster nach Mass, Zugleich eine Streitschrift
gegen die ewige Wiederkehr hermeneutischer Naivitaet,” in
[Peter von Moos, Gesammelte Schriften zum Mittelalter. Bd. 1:
Abaelard und Heloise], ed. Gert Melville) [Berlin 2005 pp. 233-
302] .(...)
46. ———. 2014. "The Epistolae Duorum Amantium, Abelard, and
Heloise: An Annotated Concordance." The Journal of Medieval
Latin no. 24:185–224.
Abstract: "This concordance juxtaposes passages from the
Epistolae duorum amantium with passages from the authentic
writings of Abelard and Heloise which have clear resonance
with the anonymously transmitted love letters. The
accumulated evidence of authorship by Abelard and Heloise is
considerable. At the same time the flaws in argumentation of
the most prominent and vocal deniers of the ascription leave
the current state of the question clear: authorship by Abelard
and Heloise is probable; few arguments of substance opposing
that claim remain. The texts juxtaposed here do not prove
authorship by Abelard and Heloise conclusively, but they more
than justify placing them in the foreground as the legitimate
focus of study of the question, who wrote the Epistolae duorum
amantium."
47. Janson, Tore. 1988. "School of Cursus in the twelfth century
and the letters of Heloise and Abelard." In Retorica e poetica
tra i secoli XII e XIV. Atti del secondo Convegno
internazionale di studi dell'Associazione per il Medioevo e
l'Umanesimo latini (AMUL) in onore e memoria di Ezio
Franceschini (Trento e Rovereto 2-5 ottobre 1985), edited by
Leonardi, Claudio and Menestò, Enrico, 171–200. Spoleto:
Fondazione Centro italiano di studi sull'alto medioevo.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliography on the Letters of
Abelard and Heloise: English
Studies (Second part)
Contents of this Section
The Correspondence of Abelard and Heloise
(K - Z)
Bibliography
1. Kamuf, Peggy. 1982. Fictions of Feminine Desire: Disclosures
of Heloise. Lincoln: University of Nebraska Press.
Contents: Acknowledgments IX; Introduction: Prologue to
What Remains XI, 1 Marriage Contracts: The Letters of Heloise
and Abelard 1; 2 Writing on the Balcony: The Portuguese
Letters 44; 3 A Mother’s Will: The Princess de Cleves 67; 4
Underground Rousseau: Julie, or the New Heloise 97; 5 Detour
Signs: Les Liaisons Dangereuses 123; Notes 149; Bibliography
163; Index 167-170.
"My principal focus in each of these chapters is on the
particular structure which is working to appropriate and
disguise the force of a womans passion. In a first moment—that
of The Portuguese Letters—the structure can be located in the
subject / object syntax of the remembered discourse of
seduction. The course which Mariana follows in the five letters
is one which writes this syntax differently—and in a manner
which exposes her desire to itself.
With The Princess de Cleves, the sentence that operates to
obscure the heroine’s desire is not spoken in the lovers’
exchange but in the exchange between mother and daughter,
from where it can continue to echo and drown other voices. For
the princess, then, extricating her own desire from this
sentence cannot be a matter of reversing its syntax but would
require a break in the closed dialogue with the parent. In Julie,
or the New Heloise, it is a parent’s name—the father’s—which
functions to suppress the woman’s dissident passion and to
bury the evidence of a difference within a singular identity.
Finally, with Les Liaisons Dangereuses, we return to the syntax
of seduction but as already doubled from the outset and
therefore already reversed and uncovered. In this narrative of
multiple seductions and multiple desires, the only space left for
the appropriation of a disruptive difference is at the juncture of
the fictional text with the text of the reader's reading. It is here
as well that I conclude this book, and it will remain to my
reader to assume—or not—the difference which no text can
annihilate without leaving traces of such a violence."
(Introduction pp. XVI-XVII)
(...)
"Epilogue [to the first chapter]
We have isolated what appear to be the most important terms
of the exchange between Heloise and Abelard. These letters
stage a confrontation between, on the one hand, a system of
mirrored oppositions which cloisters the sexual object and, on
the other, a generalized economy of desire in which the
suspension of such oppositions is the scene of erotic pleasure.
Written from within her cloister, Heloise’s text dissolves the
distinction of inside and outside, the law and its transgression,
her vows and her desire.
Likewise, the act of negation repeatedly calls up its contrary
and maintains Heloise at a constant distance from any effective
break with her sexual past. No sign can represent that negation
except as a fiction, and in the space of that fiction, the space of
one sign and its negated other, the movement of desire is again
uncovered, displacing opposition with an unruly difference." (p.
41)
2. Kong, Katherine. 2010. Lettering the Self in Meideval and
Early Modern France. Roodbridge, Suffolk: D. S. Brewer.
Chaoter 2: Writing the Subjunctive into the Indicative:
Commanding Performances in the Letters of Abelard and
Heloise, pp. 55-108.
"These letters attest to the profound possibilities and limits of
epistolary discourse through which the terms of Abelard and
Heloise’s complicated relationship are contested, established,
and performed, but Heloise asks the question best in her
gesture of an outside-in willed transformation: letter writing
might well function as conduct, offering a kind of action and as
such a specifically epistolary way of being, but are there limits
to its performative, transformative powers? The multiplicity of
positions and gestures performed by Heloise and Abelard
reveals that social categories and structures can be inadequate
to convey the complicated situations in which people find
themselves. However, they are all we have, and in these letters
Heloise provides a moving example of how discursive tools can
be employed to shape ourselves to the world from the outside
in.
Her epistolary performance hangs suspended between the
representational and the real, and yet it shows how letters offer
ways of articulating an unconventional idea of the self through
writing, and it holds out the tantalizing possibility — whether
realized or not — of writing ourselves out of the desired
possibility of the subjunctive into the actual indicative." (p.
108)
3. Luscombe, David Edward. 1980. "The Letters of Heloise and
Abelard since ‘Cluny 1972’." In Petrus Abaelardus (1079-1142).
Person, Werk und Wirkung, edited by Thomas, Rudolf, 19–39.
Trier: Paulinus-Verlag.
"It will have become clear by now how far it has been beyond
my capability to offer here a precis or a omment on all that has
been contributed or refuted on the subject of the Letters since
1972, That the last few years have been fertile in argument
needs no further underlining. Three suggestions may, however,
be briefly made by way of conclusion. First, the editions we
possess of the works of Abelard are far from perfect.
The death of Father Buytaert was a great loss. But I am
confident that what one scholar seems to have initiated will be
completed soon by several. We need, too, a concordance to the
works of Abelard in order to be able to study more closely the
language and the vocabulary of this master of the arts of
language. This, too, I hope to see done soon.
Secondly, it is up to the historians now to regain some of the
ground they have recently lost to the students of literature. The
Letters are literature but they are also history. M. Jolivet
expressed himself wisely on this point: ‘L’Abélard et l’Heloise
de la correspondence, fussent-ils de pures fictions litteraires,
auraient le même droit que Julie et Saint-Preux à être appeles
de leurs noms; mais ces noms sont aussi ceux de personnages
reels..... Les linguistes tentent d’y échapper en s’en tenant, par
methode, au texte: mais cela n’abolit pas la dimension
historique et le probleme qui s’y pose(102).’
Jürgen Miethke’s study in Francia of Abelard’s contribution to
church reform is a good example of how the Historia
calamitatum, in spite of its exaggerations, can be treated as a
valuable historical source containing much precise
information(103). The Historia calamitatum fits together very
well with other diplomatic and narrative sources. Much of the
most interesting work done by Professor Benton, too, relates to
the sources for the early history of the Paraclete, its cartulary,
its ‘necrology’ and so on. But, as Monsieur Verdon has recently
remarked(104), we know so much less about the history of nuns
than of the history of monks. In the last few years the poverty of
our knowledge of the institution of the Paraclete has become
clearer. If Professor Benton would reedit the cartulary, if
someone would analyse the ‘necrology,’ then, along with Father
Waddell’s edition of the Ordinal and his study of the liturgy of
the Paraclete, great progress would be made towards a clearer
appreciation of the life of the nuns with whom both Abelard
and Heloise became concerned in their letters. I say ‘became’
concerned because a conversion of some sort did occur." (p. 31)
(102) Abelard entre chien et loup,’ Cahiers de civilisation
médiévale, XX (1977), p. 310.
(103) J. Miethke, ‘Abaelards Stellung zur Kirchenreform. Eine
biographische Studie,’ Francia, 1 (1972), pp. 158-92.
(104) J. Verdon, ‘Les moniales dans la France de l’Ouest aux
XIe et XIIe siècles,” Cahiers de civilisation médiévale, XIX
(1976), p. 247.
4. ———. 1988. "From Paris to the Paraclete: The Correspondence
of Abelard and Heloise." In Proceedings of the British
Academy, edited by Luscombe, David, 247–283.
"In another letter to Heloise, Abelard writes that he is sending
sermons, written at her request, for her and for her spiritual
daughters gathered together, as he writes, in our oratory.(106)
They follow the ordering of the feasts from the beginning of
man's redemption. He mentions as a related fact that he has
recently composed a book of hymns and sequences on her
request.(107) The hymns survive as do three accompanying
letters to Heloise, addressed again as his sister, and to the other
sisters at the Paraclete. In the first of these he cites some lines
from an otherwise unknown letter from Heloise giving her view
that in the Latin and the Gallican church the use of hymns has
become unsatisfactory. Abelard replies by reinforcing her
arguments in a manner which reminds us of his prologue to the
Sic et non: he insists on the need to stick to authentic and
accurate texts, not to use incorrect translations of the Psalms or
hymns by uncertain authors or hymns with corrupt
versification. So persuaded is he by Heloise that he has written
his new hymns to fill the gaps caused by the defective traditions
to which she has drawn attention.
His collection contains 133 newly written hymns. They are a
striking collection and embrace much of salvation history.(111)"
(pp. 268-269, some notes omitted)
(106) PL. 178, 379-80 (...)
(107) Libello quodam hymnorum uel sequentiarum a me
nuper precibus tuis consummato ... ' P.L. 178, 379-80.(...)
(111) The best exposition of the plan of the hymn books is that
of Szövérffy, Hymnarius.
References
Szövérffy, Joseph (ed.), Peter Abelard's Hymnarius
Paraclitensis. Vol. I: Introduction to Peter Abelard's Hymns.
Vol. II: The Hymnarius Paraclitensis - Text and Notes, Albany:
Classical Folia Editions 1975.
5. Marenbon, John. 2000. "Authenticity Revisited." In Listening
to Heloise: The Voice of a Twelfth-Century Woman, edited by
Wheeler, Bonnie, 19–33. New York: Palgrave Macmillan.
"In 1974, the distinguished literary historian Peter von Moos
published a book called Mittelalteiforschung und Ideologie
(Medieval Research and Ideology). It might seem, at first, an
odd title for a book discussing the authenticity of the love
letters of Abelard and Heloise, especially for one taken up
entirely by a survey of previous scholarly controversy.
But von Moos's work is no ordinary history of scholarship.
(...)
This chapter continues the task von Moos began, and I, too,
hope a general moral emerges from my particular observations,
although not the same moral as his. I shall begin
chronologically where von Moos stopped. He covered a span of
170 years; I shall have just 25. But they have been crowded
years for specialists in this field, and an important new element
has entered the discussion that makes my task particularly
relevant for a volume that focuses not on Abelard but on
Heloise. Much of the most recent writing about the love letters
has been by scholars working from a variety of feminist
perspectives (as this present volume indeed illustrates). Their
contributions have given a new twist to the underlying
ideological debate, which I shall look at later. Before that I will
very briefly sketch out the main lines of the historical and
philological debate, as they were in 1974 when von Moos wrote
and as they have developed since then, and examine the
ideological conflict before the major impact of feminist
scholarship.(3)" (pp. 19-20)
(3) I present a very brief sketch of the controversy. For a fuller
account, see John Marenbon, The Philosophy of Peter Abelard,
pp. 82-90.
References
Peter von Moos, Mittelalteiforschung und Ideologiekritik. Der
Gelehrtenstreit um Héloise, Munchen: Wilhelm Fink 1974.
6. ———. 2008. "Lost Love Letters? A Controversy in Retrospect."
International Journal of the Classical Tradition no. 15:267–
280.
Review of Constant J. Mews, The Lost Love Letters of Heloise
and Abelard: Perceptions of Dialogue in twelfth-century
France, ser. The New Middle Ages (New York: St Martin’s
Press, 1999), XVII + 378 pp.
"Constant Mews has been one of the leading scholars, on the
textual side, in this recent recovery of Abelard as a philosopher.
It is due to him that the evolution of the different of versions of
his Theologia is now understood, that the Dialectica is seen as
a work from early in his career, and that the Sententiae are
recognized as an excellent guide to Abelard’s whole theological
and ethical system. On first opening the present book and
glancing at some of the pages, the reader might well – and, in
many ways, with good reason – take it as another contribution
to this process of historical elucidation: it is rich with Mews’s
knowledge of the details of ecclesiastical politics in the early
1100s and of women’s role in the intellectual life of the times, of
the varied sources for Abelard’s biography and the disputes
over their interpretation, and it seems to move easily and
purposefully into the more technical areas of his thought, such
as his treatment of universals. But the title, The Lost Love
Letters of Heloise and Abelard (LLL), gives an immediate
warning that Mews’s central purpose is to claim a sensational
discovery: a new set of letters between the famous couple,
completely distinct from the small collection known for
centuries.
Mews’s claim has been strongly contested: the controversy has
generated articles from many well-known specialists in
Medieval Latin, a lengthy answer by Mews to his critics, and a
fresh defence of the attribution by Sylvain Piron in his French
translation of the letters.5 This is why, although eight years
have passed since LLL was published, it makes sense to review
it now: it is time for a retrospect, drawing together the various
arguments, criticisms and replies, adding some new
considerations, and seeing what conclusions emerge." (pp. 268-
269)
(5) ‘Enquête sur un texte’ in Lettres des deux amants,
attribuées à Héloïse et Abélard, tr. et pr. S. Piron, Paris:
Gallimard, 2005, pp. 175–218 (= ‘Enquête’).
7. McLaughlin, Mary M. 1975. "Peter Abelard and the dignity of
women: Twelfth century "feminism" in theory and practice." In
Pierre Abélard - Pierre le Vénérable. Les courants
philosophiques, littéraires et artistiques en Occident au milieu
du XII siècle, edited by Jolivet, Jean and Louis, René, 287–333.
Paris: Éditions du Centre national de la recherche scientifique.
Abstract: An examination of the ideas relating to women and
their "dignity," frequently developed by Abelard in his writings
concerning the monastery of the Paraclete and also taken up in
a very significant manner in his other works, reveals him as the
most eloquent spokesperson, in the 12th century, of what one
might call "evangelical feminism." Indeed, making the
evangelical life and the imitation of Christ the fundamental
principle of all his reflections on the religious life of women, he
sets out a conception of their dignity and exemplary role that is
central to the reforming ideal he would like to see realized at
the Paraclete by the nuns of this monastery. In those of his
writings that deal with this subject, his personal and spiritual
views on the imitatio Christi, considered from the perspective
of women, are so revealing of the structure of his thought that
his "feminism" becomes not only the touchstone of his teaching
moral and religious, but also that of the authenticity of the
letters in which this “feminism” is most widely exposed.
8. McNamer, Elizabeth Mary. 1991. The Education of Heloise:
Methods, Content, and Purpose of Learning in the Twelfth
Century. Lewiston: Edwin Mellen Press.
"Heloise is remembered in literature only because of her
association with Abelard. This study seeks to rectify this
situation, and to give the real accomplishments of this
remarkable woman." (Preface, p. IX)
(...)
"Design of the Study
The case study qualitative research method was chosen as the
most appropriate design for this study. This design lends itself
to non-experimental studies when there is no manipulation of
the data. Qualitative case study is 'particularistic," designed to
arrive at a comprehensive understanding of the person studied.
(20) The education of Heloise is a particular study of a
particular person at a particular time in history. This study is
inductive, focusing on the process, understanding and
interpretation of the data. Since this educational case study is
historical, it necessarily borrows from historical methodology.
It relies on primary documents and secondary sources as
evidence. When dealing with primary documents, the writings
of Heloise herself and the official documents of the Paraclete
are referred to as ’'internal" evidence; other original documents
and writings are called "external" evidence. The study is
descriptive and analytical in nature.
The first step in the study was to collect data from both primary
and secondary sources which formed the case study data base.
One such source was found serendipitously. Baron Charles
Walckenaer, the present owner of the Paraclete, pointed out the
Rue de Juifs and the twelfth century synagogue at Quincy, less
than a mile from the Paraclete. Another source, the
Problemata, had not been translated into English. The official
documents of the Paraclete had been translated into French [*],
but were not available in English.
The data was then organized into categories. The first category
included references to cultural and social attitudes that
determined the education received by men and women in the
twelfth century, and events that were effecting changes in
society at this time. This category also included references to
medieval education, what was studied, and how.
The second category included references to the education of
Heloise and to her scholarship as well as references to other
scholars who were her contemporaries. The last category
covered references to the work of abbesses in the twelfth
century, references to Heloise's achievements as abbess,
references to her achievements as scholar-educator, and
references to Heloise in literature.
Having collected the data, the second step was to do a critical
examination of the sources. The primary sources used were:
three personal letters from Heloise to Abelard; her letter to
Peter the Venerable written after the death of Abelard; the
Problemata, a series of questions on problematic passages in
the Scripture, which is a letter she directed to Abelard and to
which he replied; the Institutiones Nostrae, a redaction of
Heloise's rule for her community; the Historia Calamitatum
and the Confession of Faith, both in the form of letters written
by Abelard; and four personal letters of Abelard to Heloise.
Internal examination of the primary sources required the
creation of historical context. The study called for detailed
knowledge of twelfth century culture so that there was an
understanding of the milieu in which Heloise lived and wrote.
To create this historical context, reliance was heavily placed on
secondary sources, "someone else's description and analysis of
data."(21)
Material was then selected from the sources that was relevant
to education, to scholarship, to Heloise as abbess and educator-
scholar, and analyzed in as fair a manner as possible. A modest
amount of inference in interpreting the data was used to fill in
gaps in the records, founded on the knowledge of the culture
and social climate of the first two thirds of the twelfth century,
and the concept of an intelligent woman operating in that
environment.
Narrative was used to the extent that it was necessary to
organize the material, to draw the facts together, and to give
unity and coherence to the study." (pp. 7-8)
[*] A. Lalore, Le Chartulaire de L'Abbey de Paraclet. Collection
des principaux chartulaires du diocese de Troyes. Troyes:
Bibliothèque, 1878.
(20) Merriam, Sharan B., Case Study Research in Education
(San Francisco: Jossey-Bass, W). 11.
(21) Ibid., 110.
An appendix contains the translation of the Problemata by
Heloise, pp. 111-183.
9. Mews, Constant J. 1998. "Peter Abelard and the Enigma of
Dialogue." In Beyond the Persecuting Society: Religious
Toleration Before the Enlightenment, edited by Laursen, John
Christian and Nederman, Gary J., 25–62. Philadelphia:
University of Pennsylvania Press.
"Peter Abelard (1079-1142) is often remembered as a victim of
persecution.
Punished by castration in 1117 following his affair with Heloise,
then accused of heresy at the Council of Soissons in 1121 and
again by Bernard of Clairvaux at the Council of Sens in 1140,
Abelard has long been considered a forerunner of the cause of
toleration in the West. At one stage in his career, he
contemplated going to live in Muslim territory, where he
thought he would be made more welcome than in Christendom.
Abelard lived at a time of unusual interest by some Latin
scholars in the non-Latin
world, even though strong forces were afoot to re-assert Latin
orthodoxy in Europe and the Middle East.(1) His Dialogue of a
Philosopher with a Jew and a Christian or Collationes has
been seen by some as a plea for intellectual toleration.(2) Is this
too idealistic a perspective? Was he rejecting a contemporary
trend toward exclusion of the outsider, or did he in fact
participate in that movement Anna Sapir Abulafia has
identified as the Christianization of reason in the twelfth
century, by which Christian thinkers found
reasons for proving that Jews and pagans were blind to the
truth?(3) In order to assess Abelard's contribution to the idea
and practice of religious toleration, we need to relate his
Dialogus both to his other writings and to those of his
contemporaries, for whom dialogue was often a technique for
asserting the truth rather than for engaging in a listening
exercise." (p. 25)
10. ———. 2000. "Abelard and Heloise: Logic, Love, and Desire."
Analysis (Australian Centre for Psychoanalysis) no. 9:37–57.
Abstract: "The article explores the notions of love and desire as
expressed by the 12th century's most passionate, but tragic,
lovers, Peter Abelard and Heloise. The focus is on the lovers'
relationship as described in Abelard's 'Historia calamitatum'
and in Heloise's love letters. Jacques Lacan's views on love,
desire and logic and his comparison of his own situation with
Abelard's imagined status as a persecuted logician are also
discussed."
11. ———. 2000. "Philosophical Themes in the Epistolae duorum
amantium: The First Letters of Heloise and Abelard." In
Listening to Heloise: The Voice of a Twelfth-Century Woman,
edited by Wheeler, Bonnie, 35–52. New York: Palgrave
Macmillan.
"The contrast in attitudes of the teacher and student toward
love is very similar to that which divides Abelard from Heloise.
Coupled with other parallels between the vocabulary of the love
letters and that of early logical writings of Abelard, this
similarity must constitute strong circumstantial evidence in
favor of identifYing the Epistolae duorum amantium as an
incomplete copy of the lost letters of Heloise and Abelard,
exchanged at the time of their affair in 1116/17. If this exchange
is an epistolary novel, it is a dialogue of astonishing brilliance.
These letters document a student's desire to acquire mastery of
philosophy, above all in relation to ethics. In the Historia
calamitatum Abelard was eager to show that he had
transcended what he considered to be the one major blemish
on his career, his seduction of Heloise. She took the
opportunity of reading his account (perhaps deliberately
written with the idea that it should also be read by Heloise) to
urge Abelard to enter again into a more intimate epistolary
dialogue such as she had once enjoyed at Notre-Dame.
Although initially reluctant to make that step, Abelard did
evolve in his willingness to participate in the life of the
Paraclete, as the unfolding of his correspondence makes clear.
Yet Abelard always remained committed to academic and
monastic values, profoundly patriarchal in character. There
were limits to the extent to which an educated man was
prepared to go in his dialogue with a woman. In those early
years of their relationship, Abelard had difficulty in providing
Heloise with the kind of philosophical dialogue that she sought.
Those early difficulties never fully disappeared." (pp. 48-49)
12. ———. 2001. "Hugh Metel, Heloise, and Peter Abelard: The
Letters of an Augustinian Canon and the Challenge of
Innovation in Twelfth-Century Lorraine." Viator. Medieval and
Renaissance Studies no. 32:59–91.
Abstract: " The fifty-five letters of Hugh Metel (ca. 1080-1150),
an Augustinian canon of Toul, were edited by C. L. Hugo in
1731, but have attracted little scholarly attention, even though
some of them are addressed to such famous personalities as
Bernard of Clairvaux, Peter Abelard, and Heloise. This paper
questions simplistic attempts to describe Hugh as a
traditionalist by showing that although he admired Bernard of
Clairvaux, he was much more interested than Bernard in
combining classical poetic allusions with scriptural imagery.
Hugh was interested in innovative educational trends in the
twelfth century, but became critical of negative tendencies,
such as those embodied in Peter Abelard. At the same time his
two letters to Heloise provide valuable evidence into the extent
of her reputation as an innovative writer. Hugh's prose is
compared to other contemporary letter collections, in particular
the Epistolae duorum amantium, which, this article argues,
records the early letters of Abelard and Heloise."
13. ———. 2002. "Interpreting Abelard and Heloise in the
Fourteenth and Early Fifteenth Centuries: The Criticisms of
Christine de Pizan and Jean Gerson." In Chemins de la pensée
médiévale: Études ofertes à Zénon Kaluza, edited by Bakker,
Paul J.J.M., Faye, Emmanuel and Grellard, Christophe, 709–
724. Turnhout: Brepols.
"While Christine de Pizan (1365-ca. 1429) and Jean Gerson
(1363-1429) are well known for their public criticisms of Jean
de Meun’s Romance of the Rose, the occasional allusions they
made to the letters of Abelard and Heloise during the years
1401/1402 have attracted less attention.(1)
The fact that Christine de Pizan does not mention Heloise at all
in the Book of the City of Ladies is particularly intriguing, given
her interest in providing historical precedents vindicating the
dignity and wisdom of women. Christine’s alliance with Jean
Gerson during the debate about the Romance of the Rose also
raises important questions about her relationship to Latin
clerical culture.Was she, as some have argued, a conservative
prude, with little sympathy for the creative originality and
naturalism of Jean de Meun? Have her admirers exaggerated
the feminist aspect of her contribution to the debate? It
deserves to be pointed out, however, that Christine and Gerson
differed significantly in their response to the Romance of the
Rose. Just as Zénon Kaluza has warned against using Gerson’s
identification of philosophical schools to understand Parisian
intellectual life in the fourteenth and early fifteenth centuries,
so we cannot rely on the chancellor’s rhetoric to classify
contemporaries as either partisans or critics of Jean de
Meun5(5 ristine de Pizan had her own reasons for distancing
herself both from the Romance of the Rose and from the letters
of Heloise." (pp. 709-710, some notes omitted)
(1) The key documents in this debate are edited by E. Hicks, Le
débat sur le Roman de la Rose, Paris 1977 (Bibliothèque du xve
siècle, 43). They have been translated into English by J. L.
Baird and J. R. Kane, La Querelle de la Rose: Letters and
Documents, Chapel Hill (NC) 1978 (North Carolina Studies in
the Romance Languages and Literatures, 199).
14. ———. 2004. "Bernard of Clairvaux, Peter Abelard and Heloise
on the Definition of Love." Revista Portuguesa de Filosofia no.
60:633–660.
Abstract: "This paper examines the thinking of Bernard of
Clairvaux about love in relationship to the ideas of his two
famous contemporaries, Peter Abelard and Héloise.
It looks at Bernard's intellectual debt to William of Champeaux
on issues of sin and grace, and to William of Saint-Thierry for
ideas about how amor evolves into caritas.
Bernard makes a stronger link between amor and dilectio, and
introduces use of the Song of Songs, to explain how worldly
love can develop into spiritual love. The author also considers
the evolution of the ideas about love of Peter Abelard, observing
that he draws on the same definition of Cicero in the Sic et Non
and Theologia as underpins a rather crude attempt to define
love in the Epistolae duorum amantium, which the author of
the article thinks to be a record of the early letters of Abelard
and Héloise. Whereas Abelard always contrasts worldly and
spiritual love, the effort of Héloise to connect amor and dilectio
parallels that of Bernard."
15. ———. 2005. Abelard and Heloise. Oxford: Oxford University
Press.
Chapter 2. The early years: Roscelin of Compiègne and William
of Champeaux, pp-21-42.
"This chapter examines Abelard's intellectual debt to both the
vocalist theories of Roscelin of Compiègne and William of
Champeaux's teaching about dialectic in shaping his
philosophical nominalism. By looking at the earliest records of
Abelard's teaching of dialectic and glosses on Aristotle,
Porphyry and Boethius, it observes how students identified him
as an iconoclast teacher, who quickly provoked laughter by the
examples that he chose. It traces how Abelard's early conflict
with his teachers laid the foundation for the subsequent
difficulties he would experience in his career."
Chapter 3. Challenging tje Tradition: the Dialectica, pp. 43-57.
"This chapter examines Abelard's Dialectica, his first major
treatise on dialectic. The treatise is structured around an
analysis both of the major parts of speech, categories and of
different kinds of argument, categorical and hypothetical. It
argues that a driving theme is Abelard's desire to counter the
philosophically realist arguments presented by William of
Champeaux."
Chapter 5. Returning to Logica, pp. 81-100.
"This chapter examines the Logica 'Ingredientibus', a series of
commentaries on Porphyry, Aristotle, and Boethius more
profound than any of his earlier glosses. I argue that in these
commentaries Abelard adopts a much more profound theory of
universals and of other parts of speech than in the Dialectica.
Rather than emphasizing differences of opinion with William of
Champeaux, they demonstrate how far Abelard had come to
distance himself from the arguments of Boethius. Instead of
speaking uniquely about dialectic, he is now interested in
logica, the arts of language in general."
16. ———. 2008. The Lost Love Letters of Heloise and Abelard:
Perceptions of Dialogue in Twelfth-Century France. New York:
Palgrave Macmillan.
Second edition with a bibliography since 1999 (First edition
1999). With a translation by Neville Chiavaroli and Constant J.
Mews.
"This book is the product of a journey that began in 1976 when
I first came across Ewald Könsgen’s edition, Epistolae duorum
amantium: Briefe Abaelards und Heloises? (Leiden: E. J. Brill,
1974) in Auckland University Library, New Zealand. I was
attracted by the subtitle and was curious to find out how those
letters related to the more well-known correspondence between
Heloise and Abelard." (Introduction, p. XIII)
(...)
"It was when reading afresh the Epistolae duorum amantium
in 1993, this time with greater awareness of Abelard’s
vocabulary as a logician, that I encountered words and ideas
that sent a shiver down my spine. Terms like “without
difference” (indifferenter) and “knowability” (scibilitas) were
words to which Abelard paid great attention in his logic. Could
an incomplete copy have been made in the fifteenth century of
the lost love letters of Heloise and Abelard?" (Introduction, p.
XIV)
(...)
"This book focuses not just on the authorship of these letters,
but on the broader issue of relationships between educated
women and men in twelfth-century France. Heloise and
Abelard have long occupied a key role in the collective
mythology of European civilization as epitomizing values of
love and reason respectively. The protracted debate over the
authenticity of the famous letters of Abelard and Heloise is part
of an ongoing process of re-interpretation of their legacy. By
looking at the wider phenomenon in the twelfth century of men
and women communicating with each other through the
written word, always through the filter of the manuscript
record, I hope to show how the relationship of Abelard and
Heloise brings to a head many central tensions within French
society in the twelfth century." (Introduction, p. XV)
17. ———. 2009. "Discussing Love: The "Epistolae duorum
amantium" and Abelard's "Sic et Non"." The Journal of
Medieval Latin no. 19:130–147.
"There is no question that the definition of love that the teacher
came up with in letter 24 is much less sophisticated than that
presented by Abelard in his Theologia "Scholarium." The
castration seems to have precipitated in Abelard a re-evaluation
of many of his past ideas. The Sic et Non provides us with clear
evidence that he applied himself to a thorough analysis of what
the Fathers had to say about the subject, and expected his
students to do the same. Yet even before Abelard became a
monk, the Epistolae duorum amantium - if we accept them as
an imperfect record of his exchanges with Heloise - suggest that
he spent much time discussing the nature of love with his most
brilliant student, Heloise. The hypothesis that the Epistolae
duorum amantium is the work of an authentic couple, different
from Abelard and Heloise, is highly speculative, and
unsupported by historical evidence. The rival hypothesis, that
the entire exchange was invented by an imaginative literary
genius, writing sometime between the late twelfth and fifteenth
centuries, creates an even more complex hypothesis, again
unsubstantiated by any external evidence. The simplest
solution to understanding these letters is to see them as
imperfect copies of the letters that were exchanged by Abelard
and Heloise. Their early discussions of love would indirectly
influence Abelard's further presentation of the subject in his Sic
et Non as well as in his later theological teaching." (pp. 146-147)
18. ———. 2010. "Heloise." In Medieval Holy Women in the
Christian Tradition, c. 1100–c. 1500, edited by Minnis, Alastair
and Voaden, Rosalynn, 267–289. Turnhout: Brepols.
"Heloise’s interest in the text of Scripture is vividly illustrated
by the forty-two Problemata that she sent to Abelard, with an
introductory letter asking for his response to them.41 Many of
these deal with ethical dilemmas presented by the Bible, and
implicitly question traditional notions of morality. For example,
if Christ commanded that he who was without sin should cast
the first stone (John 8. 7), how could any judgement be made
upon a sinner? The final question, about whether anyone could
sin when doing something commanded by God, was interpreted
by Abelard as a key question occupying Heloise: how could
God’s command to go forth and multiply (Genesis 1. 28) be
sinful?(42) The choice of problemata to describe what
traditionally were called quaestiones itself reflects a shared
interest of Heloise and Abelard in Greek vocabulary, as ‘more
authentic’ than Latin. Through these questions, Heloise
engaged in serious commentary on the Bible. They give us a
clue to the sort of moral teaching which the abbess was
expected to give during general chapter at the Paraclete." (p.
279)
(41) Patrologia Latina, CLXXVIII, cols 677B–78D.
(42) Ibid., cols 723A–30B
19. ———. 2011. "Heloise." In Encyclopedia of Medieval
Philosophy: Philosophy between 500 and 1500, Second
Edition, edited by Lagerlund, Henrk, 699–701. Dordrecht:
Springer.
Abstract: "Heloise (c. 1095–1164) was the lover and intellectual
partner of the controversial philosopher and theologian, Peter
Abelard (1079–1142), and abbess of a religious community that
he entrusted to her, the abbey of the Paraclete from 1129 until
her death. She is most well-known for the letters that she
exchanged with Peter Abelard c. 1132/1133, after reacting to his
Historia Calamitatum, in which he argued that providence had
enabled him to survive a turbulent career in which she herself
was profoundly implicated. Whereas Abelard had presented
their affair simply in terms of lust, Heloise emphasizes that she
had always been driven by ideals of selfless love. In a third
letter, she extends her interest in the ethics of intention, asks
him for an account of religious women in history, and a rule
better adapted to the needs of women. Widely revered for her
learning, she prompted Abelard to provide many writings for
the Paraclete, including responses to a series of 42 Problemata
about questions presented by inconsistencies within the Bible.
Mews (The lost love letters of Heloise and Abelard, 2nd edn,
2008. St Martin’s Press, New York, 1999), Mews (J Mediev
Latin 19:130–147, 2009) argues that she is the young woman
whose voice is preserved in an exchange of over 100 Latin love
letters (the Epistolae duorum amantium) between a
controversial teacher and his brilliant pupil, preserved in a
fifteenth-century manuscript of Clairvaux."
20. ———. 2014. "Between authenticity and interpretation: On the
letter collection of Peter Abelard and Heloise and the Epistolae
duorum amantium." Tijdschrift voor Filosofie no. 76:823–842.
Summary: "This article reviews the recent edition by David
Luscombe, accompanied by an English translation (based on
that of Betty Radice) of The Letter Collection of Abelard and
Heloise (Oxford, Clarendon Press, 2013). In particular it
considers Luscombe's claim that the exchange begins with
quarrelling about love, but concludes with shared reflection on
religious life. It examines the unity of the letter collection as
preserved in manuscripts, with particular attention to the way
it is often reproduced, as in this volume, without the final text,
the Institutiones nostre, which sets out the actual observances
of the Paraclete in the time of Heloise, adapted from early
Cistercian observances. This is despite the fact that it follows
Abelard's Rule (correctly identified by Luscombe as his
Institutio for the Paraclete) in the fullest surviving manuscript
of the exchange, Troyes, Mediathèque MS 802.
The article also re-examines issues of philosophical vocabulary
raised by the Epistolae duorum amantium, preserved in the
library of Clairvaux, responding to Luscombe's summary of
debate about whether these might be the letters that both
Abelard and Heloise say they exchanged at the time of their
affair."
21. ———. 2014. "Abelard, Heloise, and Discussion of Love in the
Twelfth-Century Schools." In Rethinking Abelard: A Collection
of Criticai Essays, edited by Hellemans, Babette, 11–36.
Leiden: Brill.
"One consequence of Peter Abelard’s account in the Historia
calamitatum of his early relationship with Heloise is that he is
more often associated with love as sexual passion (amor) than
with love as either caritas, the spiritual ideal to which all
Christians are called, or dilectio, selfless love for a friend. Yet
Abelard was fully aware of the complexities of discusssion
about the relationship between caritas, dilectio and amor
taking place within both the schools and monastic cloisters
during the twelfth century.(1)" (p 11)
(...)
"The ideas about caritas reported in records of Abelard’s
Sententie were relatively crude compared to those in his own
writings, but they provoked alarm among some of his
contemporaries, in particular Hugh of Saint Victor—who was
devoting his own great synthesis of theology throughout the
1130s, in his treatise On the Sacraments of the Christian Faith.
Much more thoroughly than either William of Saint-Thierry or
Bernard of Clairvaux, Hugh rejected what seemed to be
Abelard’s purely human understanding of love. He did not
understand the subtleties of Abelard’s discussions with Heloise
about the nature of love and true intention. In their way, his
criticisms of Abelard were not unlike those of Heloise, that he
assumed love already existed between intimate friends, rather
than as an ideal to be reached. Hugh, however, like William and
Bernard, believed that love could only be attained through
grace. Yet there were others in the twelfth-century schools who
recognised that there were elements of value in what Abelard
had to say about caritas in the Theologia ‘Scholarium’. The
author of the highly influential Summa Sententiarum, a
masterly synthesis of doctrine from the late 1130s, included
Abelard’s definition of caritas as honorable love, directed to its
due end, along with Cicero’s definition of friendship as good
will to another, for that person’s sake, as a way of giving a more
human dimension to the meaning of caritas.
Did this definition of love in the Summa Sententiarum
transmit to the schools of the mid twelfth century a distant
memory of Abelard’s early discussions on the subject with
Heloise?" (pp. 35-36)
(1) A significant exception is the study of C. Stephen Jaeger,
Ennobling Love: In Search of a Lost Sensibility (Philadelphia:
University of Pennsylvania Press, 1999).
22. ———. 2015. "Bertrada de Montfort, Peter Abelard and Adelard
of Bath. The Critique of Authoriry in the Early Twelfth
Century." Parergon no. 32:1–29.
Abstract: "Bertrada de Montfort is well known Jor provoking
the wrath of senior churchmen in the late eleventh and twelfth
centuries, for leaving her husband, Count Fulk IV of Anjou, and
engaging in what they considered to be an illegitimate marriage
to Philip I of France. This article explores hitherto unexamined
connections between Bertrada’s role as Queen of France and
two intellectuals, both celebrated for promoting the cause of
reason against blind respect for authority, namely Peter
Abelard and Adelard of Bath. Bertrada deserves to be
considered not as a self-seeking virago, as claimed by her
critics, but as someone who challenged ecclesiastical authority
in a similar way to these two celebrated thinkers of the early
twelfth century. Both thinkers sought to place authority on a
firmer, more rational foundation, echoing Bertrada’s own
critique of ecclesiastical authority in marrying Philip against
the view of many reforming ecclesiastics."
23. ———. 2020. "Imagining Heloise as Abbess of the Paraclete."
Journal of Religious History no. 44:422–442.
Abstract: "This article argues that traditional presentations of
Heloise focus on her image as a heroine of love rather than
giving sufficient attention to her status as abbess of the
Paraclete. In particular, there has been unjustified neglect of
the final dossier in her exchange, known as the Institutiones
nostre, written in response to Peter Abelard's Institutio, or Rule
for the Paraclete. These observances were formulated to
establish uniform practices at both the Paraclete and its first
daughterhouse at Trainel, dedicated to Mary Magdalen. This
neglect of Heloise's role as an abbess encouraged a tendency in
the late seventeenth and eighteenth centuries to focus on
themes of erotic rather than religious longing, as well as a
subsequent tendency to question the authenticity of the letters
of Heloise, without full appreciation of her role as abbess of the
Paraclete. A translation of the Institutiones nostre is included
as an appendix."
24. Muckle, Joseph T. 1950. "Abelard's Letter of Consolation to a
Friend (Historia Calamitatum)." Mediaeval Studies no.
12:163–213.
"This work is commonly known today as Historia
Calamitatum, a title which is not found in any of the
manuscripts in the first hand and in only one in a second hand,
Ms Rheims 872 (see note 2, page 175), and then only as an
alternative title.
In the first editions of the works of Abelard by Amboesius
(Franc;ois d'Amboise) and Quercetanus (André Duchesne) in
1616, and in those of Orelli (1841), Cousin (1849) and of Migne
(1855), the title is: Epistola prima quae est Historia
Calamitatum Abaelardi ad Amicum scripta. The name
Historia Calamitatum was probably taken from a sentence in
the last paragraph of the work (p. 210) where Abelard says:
Haec ... de calamitatum mearum historia ... me ... scripsisse
sufficiat. We know it was so called as early as the time of
Petrarch,(1) for he speaks of the work as historia suarum
calamitatum. It does not adequately designate the contents of
the letter, much of which is devoted to an account of Abelard's
triumphs and also to consideration of the value of a quiet life
for a student.
I have retained the title found in the first hand in the two best
manuscripts: Troyes 802 and Paris, B.N. lat. 2923: Abaelardi
ad Amicum suum consolatoria (Epistola). It was not likely
given as a title by Abelard himself.
Nothing is known of the identity of the friend to whom the
letter was addressed. Various guesses have been made, while
some scholars think the epistolary form itself of the work is
simply a literary device of Abelard to afford a setting and
occasion. He had precedents enough for this in Cicero's
dialogues, not to mention those of Plato wherein treatises are
represented as records of discussions between friends on
special occasions. Whatever theory one may adopt, it is plain
that apart from the first and last paragraphs there is scarcely a
word referring to a friend. On the other hand, Heloise in her
first letter to Abelard considers that this work was a letter
written to soine particular person.
In several of the previous editions the work is divided into
fifteen chapters.
This division into chapters is found in the edition of d'
Amboise, but I have not retained it as it is not found in any of
the manuscripts." (p. 163)
25. Newman, Barbara. 1992. "Authority, authenticity, and the
repression of Heloise." Journal of Medieval and Renaissance
Studies no. 22:121–157.
Reprinted as Chapter 2 in B. Newman, From Virile Woman to
Woman Christ: Studies in Medieval Religion and Literature,
Philadelphia: University of Pennsylvania Press 1995, pp. 46-75.
"In the unlikely event that my title has left any suspense, let me
state my own parti pris at the outset. My intention in this
chapter is twofold. First, I will try to dispatch once for all the
old hypothesis that Abelard forged the letters of Heloise as part
of a literary fiction. Then, after concluding this fervent but no
doubt futile attempt, I will show how the same questions that
have vexed the scholarly debate over Heloise—questions of
authority, authenticity, and repression of the female voice—are
precisely the questions that most vexed Heloise herself in her
pious and amorous wars with Abelard. There is, in short, an
uncanny resemblance between the debate about the text and
the debate within the text.
What, Heloise asks herself as well as her beloved, is the
authority for her monastic conversatio, for the austere and
undesired life that she chose "freely at his command"?(3) What
kind of authenticity, given her undisguised lack of vocation,
could she possibly aspire to or attain in that life? And what yoke
of repression could she bear to impose, more than a decade into
the course, on all that still displeased Abelard and God—her
desire and her anger, her memories, her words? To the chagrin
of many readers, the answer to all of these questions seems to
be "obedience to Abelard's will."
Yet if Abelard's mastery appears complete when the
correspondence ends—perhaps more complete than it ever was
in reality—it has been yet more fully realized by certain latter-
day interpreters. There are those for whom Heloise's letters are
"authentic" only as part of Abelard's oeuvre; their authoritative
word is Abelard's message of conversion; and the cost of this
would-be redemption from the limbo of thirteenth-century
forgery and eighteenth-century legend is not only the
repression of Heloise's desire, but the complete obliteration of
her voice.
I will try to show here that this "grotesque hypothesis"(4) is
grounded in a priori notions of what a medieval abbess could
write, frank disapproval of what Heloise did write, and at times
outright misogyny. Further, I want to demonstrate that the
thesis of Heloise as Abelard's literary creature not only fails to
resolve the textual problems it is invoked to explain, but creates
new and ludicrous problems that have so far been neglected
only because the proponents of this thesis have ruled whole
realms of investigation out of court." (pp. 46-47 of the reprint)
(3) "Ad imperium nostrum sponte velata," Abelard, Historia
calamitatum, ed. Jacques Monfrin (Paris, 1959): 81
(4) Evelyne Sullerot, Women on Love: Eight Centuries of
Feminine Writing, trans. Helen Lane (Garden City, 1979): 42.
The "grotesque hypothesis" is part of a widespread pattern, as
Sullerot notes: "Evaluations of women's writings on love are
subject to two very common biases: an indulgence that borders
on infatuation, on the one hand, and on the other a
thoroughgoing skepticism, causing all texts attributed to
women to be viewed as apocryphal, and in fact the handiwork
of men" (41).
26. ———, ed. 2016. Making Love in the Twelfth Century: Letters
of Two Lovers in Context. Philadelphia: University of
Pennsylvania Press.
A new translation with commentary by Barbara Newman.
"My purpose in this book is not just to take sides (though i will
do so) but still more to advance interpretation of the letters
from three standpoints. First, while the pioneering english
translation by Mews and his student Neville Chiavaroli has
served scholarship well thus far, it is time now to correct its
several inaccuracies and infelicities in the light of subsequent
research. There is room for a translation with greater literary
ambitions, especially with respect to the thirteen poems that
nestle among the prose letters." (Preface, p. XIV)
(...)
"in the second place, I have done my best to situate the
Epistolae more precisely in their intellectual and rhetorical
milieu. Thus my comment on each letter ends with a list of
citations, allusions, and parallels. Like any such apparatus, this
is a collaborative project; i have added my own discoveries to
the extensive work already done by Könsgen, Mews, Piron, von
Moos,(35) and others." (Preface, p. XIV)
(...)
"Finally and most crucially, i want to ask what the Epistolae
can tell us about the history of emotions, for which they are a
uniquely valuable source. here alone do we have a substantial
dossier of letters exchanged in real time between two lovers, a
man and a woman. None of the twelfth century’s many fictional
letters, verse epistles, troubadour and trouvère lyrics, goliardic
songs, lais, or romances offer us a comparable opportunity to
observe a real love relationship between two historical persons
as it waxes and wanes, passing through every emotional phase
from enchantment to disillusionment. The canonical letters of
Abelard and Heloise come closest, but even though they are
often called “love letters,” that label is misleading.
Exchanged between priest and nun, abbot and abbess, they
dissect an affair that had long since ended, analyzing it within a
context of spiritual formation and monastic direction. Whether
or not the famous couple also wrote the Epistolae duorum
amantium, the two exchanges are very different." (Preface, p.
XV)
(...)
"If the lovers were Abelard and Heloise, these early letters show
how they reached the point where we meet them in the Historia
calamitatum. if we should decide the lovers were only a couple
“like” Heloise and Abelard, as Könsgen proposed, their
relationship can still yield much insight into the dilemma faced
by their more famous contemporaries." (Preface, p. XVII)
(...)
"in the absence of a smoking gun, the case for Abelard and
Heloise remains unprovable. But in light of all that we know
thus far, it is highly probable." (p. 78)
27. Nye, Andrea. 1992. "A Woman's Thought or a Man's Discipline?
The Letters of Abelard and Heloise." Hypatia no. 7:1–22.
Reprinted in Linda Lopez McAlister (ed.), Hypathia's
Daughters: Fifteen Hundred Years of Women Philosophers,
Bloomington: Indiana University Press 1996, pp. 25-47.
"In what follows I consider this macroquestion of the nature
and possible future of philosophy by way of microstudy of a
disagreement between a woman student and her male
philosophy teacher, a disagreement that occurred at the very
beginnings of philosophy as an academic discipline. The
woman is the twelfth-century abbess Heloise. Her teacher is the
famous Peter Abelard, originator of many of the attitudes and
practices of academic philosophy as we know it today. At issue
between them were conflicting ideals of goodness and love but
also differences regarding thought and language. It is my hope
that a careful reading of their dispute will show that the
personal nature of their disagreement is not irrelevant to the
question of the nature of philosophy." (p. 25 of the reprint)
(...)
"Heloise’s thought not only has the negative quality of being
unlike Abelard’s, it also offers a positive example. What would a
philosophical community be like in which Heloise’s thought
would be at home. It would have to accommodate passionate
speech that comes from the problematic experience of women
and of men. It would be motivated by a concern for mutual
understanding that can stabilize and repair relations between
persons.
Its discussions would be critical and, at the same time,
constructive of new forms of understanding. Positions would be
articulated not in battles of rival wills maneuvering within an
accepted framework of concepts that may have lost any
reference to experienced reality, but in the kind of free and
open discussion that Abelard refused. If philosophy as we know
it has often perpetuated and articulated that refusal, might a
new philosophical community be informed by Heloise’s and
Aspasia’s wisdom, their subtle, sensitive, mobile, flexible
women’s tongues? Might philosophers finally admit what Saint
Paul and Abelard denied, that a woman can be the teacher of a
man?" (p. 41 of the reprint)
28. Ostrowski, Donald. 2020. Who Wrote That? Authorship
Controversies from Moses to Sholokov. Ithaca: Northern
Illinois University Press.
Chapter 4. Did Abelard and Heloise Write the Letters
Attributed to Them?, pp. 75-103.
"Two sets of letters are in question here.
The first set has fifteen letters. Nine are attributed to Abelard,
four of which are addressed to Heloise, and six attributed to
Heloise (three addressed to Abelard and one to Peter the
Venerable), which Jean de Meun claimed he found and used in
the 1280s to translate the letters into French. The second set of
113 anonymous letters was transcribed in the late fifteenth
century by the monk Johannes de Vepria (ca. 1445–ca. 1515),
prior of Clairvaux from 1480 to 1499. This set has been referred
to in the scholarship as Epistles of Two Lovers (Epistolae
duorum amantium). To keep the two sets distinct, I will refer
to the first set of letters as AH-1 and the second set as AH-2."
(p. 81)
(...)
"In 2000, John Marenbon surveyed the controversy for the
twenty-five years since von Moos’s book appeared in 1974 and
came down squarely on the side of the traditional attribution—
that is, that Abelard wrote the letters attributed to him and
Heloise wrote those attributed to her.(66) It was clear that the
defenders of the traditional view had been more resourceful in
finding evidence and formulating arguments than the skeptics.
Thus, by 2001, Dronke felt secure enough that the question of
attribution had been resolved in favor of the traditional view to
state: “I hope the oft-repeated older claim that these are
forgeries no longer needs serious discussion.”(67) But just at
the point when the Abelardo-Heloisians thought they had
vanquished the challenges of the skeptics to AH-1, they found
themselves faced with the challenge of the attribution of
another set of letters to Abelard and Heloise." (p. 96)
(...)
"When the monk Johannes de Vepria transcribed AH-2 in the
late fifteenth century, interest in them remained dormant. The
letters are unattributed but most of them, have either a V or an
M at the beginning. V is understood to stand for Vir (Man) and
M for Mulier (Woman)." (p. 96)
(...)
"In 2009, Sylvain Piron analyzed the content of M’s letters in
AH-2 and found connections with those of Heloise in AH-1:
“The crucial difference between the two women voices we have
been discussing is that one was preparing herself for the
eventuality of dramatic events, while the other had already
been through tragedy.”(81) Here then is the fundamental
conundrum of AH-2. They are letters written apparently by two
individuals who find themselves in the same or similar position
that Abelard and Heloise found themselves. There are no
noticeable anachronisms in the letters, and there is nothing in
the contents of them that would preclude their having been
written by Abelard and Heloise. Yet stylistic analysis beyond
citing particular words tends not to support the identification of
V with Abelard and M with Heloise. That leaves open the
possibility, as I mentioned above, that a third party wrote these
form letters with the exchange between Abelard and Heloise in
mind but was unconcerned about stylistic verisimilitude. The
items of AH-2 may simply have been a literary exercise and not
intended to be understood as having been written by Abelard
and Heloise." (p. 101)
(67) Peter Dronke, review of Listening to Heloise. The Voice of
a Twelfth-Century Woman, ed. Bonnie Wheeler, in
International Journal of Classical Tradition 8, no. 1 (2001):
135.
(81) Sylvain Piron, “Heloise’s Literary Self-fashioning and the
Epistolae duorum amantium,” in Strategies of Remembrance:
From Pindar to Hölderlin, ed. Lucie Doležalová (Newcastle
upon Tyne, UK: Cambridge Scholars, 2009), 50.
29. Pernoud, Régine. 1973. Heloise and Abelard. New York: Stein
and Day.
Translated from French by Peter Wiles.
"The Abelard who emerges from the Letter to a Friend must
have been exceptionally hard to get on with. He seems to have
been entirely lacking in empathy and to have shown no concern
for others - except perhaps his pupils, but here he was swayed
by vanity and the desire to strengthen his hold over them. It is
extraordinary that he should have been thrown into contact
with such an extreme ‘temperamental opposite’ as Peter the
Venerable, and even more extraordinary that it was Peter who -
quite literally, by publicly absolving him after death - had the
last word.
By the time the two met, however, Abelard had undergone an
inner change which opened his heart to Peter’s loving-kindness
and enabled him to feel its benefits to a degree which would
have been wholly impossible at the time of Peter’s earlier
approach, soon after the Council of Soissons. But for the
ordeals which he had suffered in the intervening years he would
never have assented to the reconciliation with himself and
others which Peter urged upon him." (p. 224)
30. Piron, Sylvain. 2009. "Heloise’s literary self-fashioning and the
Epistolae duorum amantium." In Strategies of Remembrance:
From Pindar to Hölderlin, edited by Doležalová, Luice, 102–
162. Cambridge: Cambridge Scholars Publishing.
"By addressing issues connected with memory in two
collections of twelfth century Latin letters – the famous
correspondence exchanged between Heloise and Abelard(2)
and the anonymous set of love letters known as Epistolae
duorum amantium(3) – this article pursues two different goals
at the same time. On the one hand, it will be easily recognised
that such personal documentation, not often preserved from
the medieval period, offers appropriate material for observing
how memories of educated people were constructed, sustained
and expressed. But the choice of studying these two collections
side by side is also connected to another explicit purpose. Such
a confrontation provides an occasion to put to the test the claim
made by Constant Mews that the two anonymous lovers are
indeed Heloise and Abelard in the early phase of their affair;(4)
this test will eventually result in formulating a new argument in
favour of this ascription. As will gradually become clear, these
two perspectives are in fact closely related, since they are both
investigating the ways in which literary memory is shaping
personal identity at its most intimate." (p. 103)
(2) Abelard, Historia Calamitatum, ed. Jacques Monfrin
(Paris: Vrin, 1974); Lettres d’Abélard et Héloïse, ed. Éric Hicks,
transl. É. Hicks, Th. Moreau (Paris: Le Livre de Poche, 2007). I
will quote from Monfrin for HC and Ep. II and IV, from Hicks
for the remaining letters.
(3) Ewald Könsgen, Epistolae duorum amantium: Briefe
Abaelards und Heloises? (Leiden: Brill, 1974).
(4) Constant J. Mews, The Lost Love Letters of Heloise and
Abelard. Perceptions of Dialogue in Twelfth-Century France,
with translations by N. Chiavaroli and C. J. Mews (New York:
Palgrave, 1999). An additional chapter to the second edition,
forthcoming in 2008, “New discoveries and insights 1999-
2006,“ presents a number of new arguments in favour of the
ascription. My references will be to that new edition.
31. ———. 2018. "Heloise’s sentimental education." Clio. Women,
Gender, History no. 47:155–166.
Translated from the French by Anne Stevens.
"In producing a new English translation, with commentary, of
the Epistolae duorum amantium (EDA), Barbara Newman has
reshuffled the cards of an already much-discussed topic.(1)
These extracts from 116 anonymous letters, poems or short
messages exchanged between a man and a woman were edited
in 1974 by Ewald Könsgen. They gave rise to a lively discussion
when, in 1999, the Australian historian Constant Mews
suggested that they could be identified as parts of the
correspondence between Heloise and Peter Abelard during
their love affair.(2) These documents constitute by far the most
extensive exchange of letters known from the entire Middle
Ages." (p. 153)
(...)
"Our understanding of the documents is substantially enriched
by the commentary and the identification of new sources which
she attaches to them. On the other hand, the way in which she
has altered the order in which the extracts are presented in the
manuscript is highly questionable. Barbara Newman has, in
fact, decided to place the two final pieces at the start of the
exchange of letters, since she regards them as constituting the
opening of the correspondence. This is not the place to embark
upon an in-depth philological analysis to demonstrate that
there is no serious textual or material justification for this
decision. I will, however, come back to it briefly below, to
demonstrate that this decision obstructs our understanding of
the relationship developed between the two correspondents."
(p. 154)
(1) Newman, Barbara. 2016. Making Love in the Twelfth
Century. Letters of two lovers in context. Philadelphia:
University of Pennsylvania Press.
32. Posa, Carmel. 2007. "Divine love in the writings of Heloise of
the Paraclete." Tjurunga no. 73:77–90.
"I want to approach this present investigation, from simply one
perspective and a theological one at that. I would like to suggest
that "Absence" is not only a metaphorical theme, but also a
theological theme, which underscores both the context of, and
expression within Heloise's writings to Abelard. In these
writings we discover an absent Abelard; an absent monastic
rule suitable for women an absent motherhood due to the
absence of the curiously named Astrolabe their son;(6) and, as I
will demonstrate in this paper, the implicit sense of an absent,
though not insignificant God. All of these moments of
"absence" culminate in the "absence" of the particular identity
of Heloise as she takes on the universal identity of the Christian
subject in her role as Abbess of the Paraclete.
The platonic temptation, pervasive through the history of
Christian theology, is to abstract the body in the discussion of
the soul's journey towards God and this has been particularly
detrimental to women's bodies and their "otherness" in relation
to men, symbolically considered more capable of imaging God
in their bodies than are the bodies of women. God, the
"irreducible Other", is not found in abstraction, but in and
through loving relationships with other bodies who are also
"other"." (pp. 78-79)
33. ———. 2011. "Problemata Heloissae: Heloise’s Zeal for the
Scriptures " Journal of Religious History no. 35:337–351.
Abstract: "Both the early love letters of Heloise and Abelard,
and their later correspondence, are suffused with the biblical
text. In these collections, Heloise either refers directly or
indirectly to the scriptures in order to sustain her arguments
with Abelard, or as in the early love letters particularly, she
moves freely in and out of either direct quotation of the
scriptural texts or allusion to it, with the ease of any monastic
writer of her era.
However, it is in the Problemata Heloissae that we find direct
evidence of Heloise’s approach to the study of Scripture for her
community of the Paraclete. The series of forty-two questions
raised in the Problemata reflects concerns with which Heloise
had been preoccupied all her life and appear consistently within
all her correspondence with Abelard. These concerns stressed
the ethical interpretation of the Bible and focused on the
struggle to maintain a life of inner integrity in the face of sin,
and the meaning of love particularly as expressed by the
“freedom of the Gospel”."
34. Robertson Jr., Durant Waite. 1972. Abelard and Heloise. New
York: The Dial Press.
"There is something very attractive about the idea of a man who
is at once a great philosopher and a great lover, and it is
perhaps unfortunate that the philosopher and the lover must
here be separated by over five hundred years. There are, in
effect, two ‘“‘Abelards,” each of whom has profoundly
influenced subsequent generations. The second Abelard,
moreover, has influenced the first Abelard, at least in
reputation, producing a tangle of fact and fiction of a kind that
makes history one of the most fascinating (and diverting) of all
studies. Both Abelards are described in the pages that follow.
There is first an account of Abelard’s life. It is impossible to
write a very full account without resorting to conjecture, but I
have tried carefully to distinguish conjecture from verifiable
fact, so that the reader can identify my own attempts at
elaboration. There follows a brief survey of the high points of
the legend of Heloise, in which the second Abelard appears in a
number of different guises. In this legend both Abelard and
Heloise shamelessly adapt themselves to current fashions,
shifting to flatter succeeding stylistic tastes. Economic, social,
and cultural changes have given them a remarkable plasticity.
Even here there is room for differing interpretations, especially
where the major documents are concerned, but I have thought
it best to set forth my own views, without calling attention to
the views of others, a procedure that would lead the reader into
a maze of footnotes inappropriate in a book of this kind."
(Preface, p. XIV)
35. Ruys, Juanita Feros. 1993. "Role-playing in the Letters of
Heloise and Abelard." Parergon no. 11:53–78.
"Widely differing readings of the Letters of Heloise to Abelard
have been offered over the years, principally because the
attitudes Heloise expresses appear to be inconsistent. even
contradictory, from one letter to another. This paper attempts
to show that the clisjunctures perceived are evidence of role-
playing by Heloise. It is my contention that she adopts different
roles in order to bend Abelard to her will, pragmatically taking
up, modifying, or abandoning roles as the situation and
Abelard's response demand." (p. 53)
36. ———. 2011. "From Virile Eloquence to Hysteria Reading the
Latinity of Heloise in the Early Modern Period." In Latinity
and Alterity in the Early Modern Period, edited by Haskell,
Yasmin and Feros Ruys, Juanita, 137–167. Turnhout: Brepols.
"As Yasmin Haskell has asked in introducing this volume: “Did
the Latin writing of early modern women mitigate, or merely
accentuate, their otherness?”. (5) This paper will attempt to
answer this question through a reading of the early modern
reception of the Latinity of the accomplished and eloquent
medieval abbess Heloise.(6) It will show that there is a clearly
chartable swing in the reception of Heloise’s Latinate writing in
the course of the seventeenth and eighteenth centuries, where
an initial medieval reading of this Latinity as a virile rhetoricity
that allowed Heloise to surpass her own sex and become the
equal of the male sex in eloquence was overtaken by a
perception of Heloise’s writings as quintessentially female —
abandoned, natural, unmediated, irrepressible. This shift,
driven in large part by the vernacularization, popularization,
and poeticization of Heloise’s writings, meant that the
reception of these writings became coded for gender, and it was
these gender considerations that eventually allowed the
authenticity of these writings to be questioned. In this process
not only was Heloise’s Latinity first marginalized and then
forgotten, but the concept of female Latinity in general was
constructed as at once a curiosity, and later, an impossibility."
(pp.138-139)
(5) This is a pertinent question, for we must remember that in
parallel with the evidence listed in the note above detailing the
acceptance of medieval women’s Latinity by their male peers,
there remained a strong undercurrent sense of the (potential)
alterity of women’s Latin: see Barbara Newman, “More
Thoughts on Medieval Women’s Intelligence: Denied,
Projected, Embodied,” in Voices in Dialogue: Reading Women
in the Middle Ages, ed. Linda Olson and Kathryn Kerby-Fulton
(Notre Dame, 2005), 231–243, here 234–235: “a woman’s
unexpected Latinity could be taken as a symptom of demonic
possession . . . . In short, since it was as ‘unnatural’ for a woman
to know Latin as it was for her to write, one who confounded
male expectations had to be inspired by either God or the
devil.”
(6) There have been a signiicant number of studies dealing with
the trajectory of the figure of Heloise through the early modern
period, focusing on visual images of her or her appearance in
French and/or English literature. No study to date, however,
has speciically considered issues relating to her Latinity and its
reception.(...)
37. ———. 2019. "Before the Affective Turn: Affectus in Heloise,
Abelard, and the Woman Writer of the Epistolae duorum
amantium." In Before Emotion: The Language of Feeling,
400–1800, edited by Ruys, Juanita Feros, Champion, Michael
W. and Essary, kirk, 61–75. New York: Routledge.
"As other essays in this volume reveal, there was a revolution in
thinking about the nature of emotions, their functioning in the
human person, and their role in the relationship between the
individual soul and God taking place in twelfth-century
monastic and early scholastic culture. These ideas, often
focused on the terms affectus and affectio, are evident amongst
the Victorines (Michael Barbezat), the Cistercians (Constant J.
Mews), and female-centric monastic culture (Barbara
Newman). Yet in this same period, the highly influential
philosopher and theologian Peter Abelard (1079–1142), and
Heloise, his former student, long-term intellectual colleague,
and abbess of the Convent of the Paraclete (d. 1164), show
themselves less moved by this new thinking on emotions, and
more indebted to Augustinian ideas of affectus based in the will
as disposition, intention, or inclination." (p. 61, a note omitted)
38. Smith, Anne Collins. 2002. "The Problemata of Heloise." In
Women Writing Latin: From Roman Antiquity to Early
Modern Europe. Volume 2: Medieval Women Writing Latin,
edited by Churchill, Laurie J., Brown, Phyllis R. and Jeffrey,
Jane E., 173–190. New York: Routledge.
"While Heloise did curtail her expression of her grief and
perplexity about their personal relationship in response to
Abelard’s command,(9) by no means did she cease to write.
Among the valuable writings by Heloise during this period are
the Problemata, a list of questions that Heloise and her
students collected as they studied scripture and submitted to
Abelard.(10) At first glance, the Heloise who emerges in the
Problemata appears far less personally engaged with her topic
and thus far less personally accessible to the reader than the
Heloise of the Letters. Unlike the Letters, which directly
concern issues of relevance to Abelard and Heloise’s personal
history, the Problemata draw nearly all their questions from
scripture. They are written in the first person plural, and there
is no indication which questions, if any, are asked by Heloise
herself and which come from her students.
Nevertheless, the Problemata offer us considerable insight into
Heloise’s teaching persona and pedagogy. The text opens with a
cover letter that functions as an apologia for the project. Its first
paragraph cites St. Jerome’s praise of Marcella for her scholarly
enthusiasm. Heloise records Jerome’s approval that Marcella
did not “think that anything I might answer was right, in the
manner of the Pythagoreans, nor did a prejudged authority
without reason have value according to her; but she examined
all things, and thought broadly with a wise mind, so that I felt
that I had not so much a student as a judge.” Marcella is clearly
held up as a type that Heloise intends to emulate. Abelard,
meanwhile, is cast in the role of Jerome, whose answers are to
be judged by examination and not simply accepted on
authority." (pp. 174-175)
(9) Clanchy remarks on the implications of this command:
“More significant in its consequences for European culture than
the castration and persecution of Abelard (the ‘calamities’ that
followed his marriage) was the silencing of Heloise, as that was
a prelude to the silencing of academic women as a class for the
next eight centuries” ([Abelard: A Medieval Life (Oxford:
Blackwell’s, 1998)],p. 46).
(10) A complete English version of Heloise’s Problemata and
Abelard’s responses may be found in McNamer’s The
Education of Heloise [(Lewiston, N.Y.: Edwin Mellen Press,
1991)
39. Southern, Richard William. 1970. Medieval Humanism and
Other Studies. Oxford: Blackwell.
"We may reasonably suppose that it was Heloise who preserved
the correspondence and placed the earlier letters in front of the
monastic instructions. They contained the only record of the
life of the founder, and they provided an explanation for the
foundation of the monastery and its customs. Heloise and
Abelard alone can have had copies of both sides of the
correspondence, and she survived him in the monastic life for
twenty years. The letters dominated her life as they did not
dominate Abelard’s; indeed they were her life, and the basis for
the life of the monastic foundation that she did her best to
make great. Why should she alter them?
She would scarcely alter Abelard’s; as for her own, she has not
removed her blemishes, and it is hard to see why she should
add to them. Nor does she give the impression that she was a
woman who easily changed her mind. At the end of the
collection of letters, someone—possibly Heloise herself—added
additional rules and texts for the discipline of the nuns, and
these additions have been preserved in one of the best
manuscripts of the letters that we have. In this form the letters
remained (as I picture it) at the Paraclete unknown to the
outside world till nearly the end of the thirteenth century, when
perhaps a chance visitor from Paris or a renewed interest in
Abelard brought the correspondence to a wider public and
made it part of the world’s literature." (p. 103)
40. Sweeney, Eileen C. 2007. "Abelard's Historia Calamitatum and
Letters: Self as Search and Struggle." Poetics Today no.
28:303–336.
Abstract: "In this essay, I offer an interpretation of Abelard’s
Historia Calamitatum and letters exchanged with Heloise,
arguing that both are informed by the attempt to look below the
surfaces of language, self, and action to a reality beneath and to
achieve authenticity, by which I mean coherence between
surface and depth. This reading shows an emerging sense of
self and self-knowledge based on the relationship between
external act and internal intention. While using traditional
medieval narrative forms, I argue, Abelard gives his story a
modern-sounding autobiographical twist: that its moral is
about matching outer to inner self. While the project is never
complete, the search itself becomes an identity; Abelard
achieves authenticity in his rejection of all the models of it that
were available to him. This is not done to unmask a self without
place or parallel but to make the case for a new way of life in a
new community for the inner self who is truly seeking God.
Thus, like Augustine before and Rousseau after him, Abelard
writes about his own life with a philosophical aim: to display
the nature of what it is to be human and to make claims about
how human life ought to be lived."
41. Synan, Edward A., and Jeauneau, Édouard. 1995. "Some
Remarks on the Muckle Translation of Abelard's Adversities."
Mediaeval Studies no. 57:337–343.
"The late J. T. Muckle, C.S.B., has made a substantial
contribution to our understanding of the celebrated letters of
Peter Abelard. This contribution has been especially valuable in
the case of Abelard's Historia calamitatum, for this scholar has
given us both an edition of the Latin text and a splendid
translation of that text into English, the latter enhanced by
Etienne Gilson's preface.(1) Our intention here is to provide, in
the interest of precision and clarity, four "remarks" on that text
and on its translation.
Although we have consulted on all four "remarks," the first two
were raised originally by E. A Synan and the last two by E.
Jeauneau." (p 337)
(1) J. T. Muckle, "Abelard's Letter of Consolation to a Friend
(Historia Calamitatum)," Mediaeval Studies 12 (1950): 163-
213 [hereafter, ALC]; idem, The Story of Abelard's Adversities:
A Translation with Notes of the "Historia calamitatum," with a
preface by Etienne Gilson, Mediaeval Sources in Translation 4
(Toronto, 1954, revised 1964) [hereafter, SAA, pagination of the
1964 edition]. The other letters edited by Muckle are in "The
Personal Letters Between Abelard and Heloise: Introduction,
Authenticity and Text," Mediaeval Studies 15 (1953): 47-94.
42. Waithe, Mary Ellen. 1989. "A History of Women Philosophers:
Volume II: Medieval, Renaissance and Enlightenment Women
Philosophers A.D. 500-1600." In, edited by Waithe, Mary Ellen,
67–83. Dordrecht: Kluwer.
"IV. Summary
Dronke, referring to the Problemata, says that(32)
... Heloise should be considered not only in relation to Abelard,
as has always been customary, but also in relation to other
medieval women writers, to see precisely in what ways a
womanly awareness comes to be expressed - and to be called in
question - in her writings, and how her self-understanding
compares with that of other medieval women who have left us
written testimonies.
Prudence Allen(33) studies Heloise's views on women. In
Allen's view, Heloise represents a curious contrast. One of the
best educated and intellectually accomplished women of her
time, her words clearly express views of women's inferiority to
men, even though that view becomes modified over time. Yet,
we can assess what Heloise says and contrast what she says to
what her words reveal about her and about Abelard. Her letters
reveal her teacher, her husband and her religious superior to be
a man of enormous gifts and enormous shortcomings. The
most brilliant philosopher of his day, Abelard could not live by
the very principles he taught to Heloise. As his student, Heloise
not only lived by those principles, but would have been
disillusioned to realize that Abelard did not live by them. The
man who fathered her child and became her husband against
her better judgement cloistered his wife when marriage no
longer served his career needs, and ignored her when he could
no longer advantage himself of her sexually. The priest who was
Heloise's religious superior had to be scolded into finally
attending to the needs of the nuns of the Paraclete.
Heloise's comments about the inferiority of women to men are
explicit. But we must remember that those comments came
from a philosopher who held Ciceronian views on love, and who
shared Abelard's "ethic of intent." In light of her philosophical
views, and in light of the life which she had led consistent with
those views, Heloise's comments ought to be understood as
placing a high moral value on humility expressed as so-called
"feminine inferiority". (pp. 81-82)
(32) Dronke, Peter. Women Writers of the Middle Ages,
Cambridge: Cambridge University Press, (1984), p. 54.
(33) Prudence Allen, The Concept of Woman: The Aristotelian
Revolution 750 BC-AD 1250. Montreal: Eden Press, 1985, p.
291-292.
43. Ward, John O., and Chiavaroli, Neville. 2000. "The Young
Heloise and Latin Rhetoric: Some Preliminary Comments on
the "Lost" Love Letters and Their Significance." In Listening to
Heloise: The Voice of a Twelfth-Century Woman, edited by
Wheeler, Bonnie, 53–119. New York: Palgrave Macmillan.
"Assuming that the "epistolae duorum amantium" are indeed
the letters of Abelard and Heloise, this essay argues that studies
in the trivium meant for Heloise a passport to an intellectually
fulfilling life involving sex and children but not marriage, a
package that Abelard could not comprehend." (p. 53)
(...)
"Conclusion:
Heloise the Arts Student, or Heloise the Anomaly?
We are compelled, we believe, to see Heloise not as the
surviving member of a larger class of females attending the
proto-university cathedral schools of Paris more or less on the
same terms as males but as a rara avis, a young woman
attracted to the environment of the city's schools by exceptional
circumstances, circumstances not unrelated to her obvious
literary talents but not a direct consequence of them. Once
there she seems to have become renowned for her literary
talents, but without formally enrolling as a student in any one
of the masters' schools that were available at the time.
(...)
She must have been, as it were, "partially" in circulation, but
not so fully as to make opportunities for acquaintance easy for
Abelard. Nevertheless, some chance opportunities to see her
would not have been unexpected, and, as he tells us, "bane
igitur, omnibus circunspectis que amantes allicere solent,
commodiorem censui in amorem mihi copulare." (240) He goes
on, in famous lines, to say he felt her love for and knowledge of
letters [litterarum scientiam] would facilitate his conquest.
(...)
Heloise's attempt to sort out her own emotions, the
relationship between letters and love, between Abelard and the
rest of her life, are vividly recalled in the de Vepria collection,
but we are forced to conclude that what Abelard and Heloise
taught each other or learned from each other belonged in the
main to a world that was passing, the world of the Loire
monastic verse friendship ambience. Transferred though this
clearly was to the much more dynamic environment of the early
twelfth-century Paris schools, fused with a genuine and
relatively unrestricted physical relationship, and translated (for
the most part) into prose of a unique and varying pattern, it is
nevertheless observable that Heloise does not seem to have
shared in the intellectual activities of the schools in her district.
While not excluded from discussions with Abelard on various
terms and positions that must have fallen within the fields of
rational and moral philosophy, their mutual reading and
"exercises" clearly fell more within the field of"grammar,"
sensitive reading and imitation of the prescribed auctores,
exploration of the literary dimensions of amicitia as an
alternative to nuptiae as a foundation for a sexual relationship,
of amor as "a creative and complex natural force expressed in
the sweetness of lovers' intimacy." (242) In all these respects
the de Vepria collection does not so much change our picture of
Heloise and Abelard in the second decade of the twelfth
century, as sharpen it immensely and reveal its tragic
poignancies, the shortcomings of the male and the infinite
flexibility and optimism of the female, laying all the while a
much firmer basis of understanding of the later, more
celebrated letter collection and its vain but moving demand for
a resumption of the dialogue that has been preserved for us in
the "lost" letter collection." (pp, 81-82)
44. Wheeler, Bonnie, ed. 2000. Listening to Heloise: The Voice of a
Twelfth-Century Woman. New York: Palgrave Macmillan.
Contents: Series Editor's Foreword IX; Acknowledgments X;
Chronology XI; Abbreviations XIII; Bonnie Wheeler:
Introduction: Listening to Heloise XVII-XXII;
Chapter 1 Mary Martin McLaughlin: Heloise the Abbess: The
Expansion of the Paraclete 1; Chapter 2 John Marenbon:
Authenticity Revisited 19; Chapter 3 Constant J Mews:
Philosophical Themes in the Epistolae duorum amantium: The
First Letters of Heloise and Abelard 25; Chapter 4 John 0.
Ward and Neville Chiavaroli: The Young Heloise and Latin
Rhetoric: Some Preliminary Comments on the "Lost" Love
Letters and Their Significance 53; Chapter 5 Katharina Wilson
and Glenda McLeod: Textual Strategies in the Abelard/Heloise
Correspondence 121; Chapter 6 Phyllis R. Brown and John C.
Peiffer II: Heloise, Dialectic, and the Heroides 143; Chapter 7
Jane Chance: Classical Myth and Gender in the Letters
of"Abelard" and "Heloise": Gloss, Glossed, Glossator 161;
Chapter 8 Linda Georgianna: "In Any Corner of Heaven":
Heloise's Critique of Monastic Life 187; Chapter 9 Peggy
McCracken: The Curse of Eve: Female Bodies and Christian
Bodies in Heloise's Third Letter 217; Chapter 10 Donna Alfano
Bussell: Heloise Redressed: Rhetorical Engagement and the
Benedictine Rite of Initiation in Heloise's Third Letter 233;
Chapter 11 Morgan Powell: Listening to Heloise at the
Paraclete: Of Scholarly Diversion and a Woman's "Conversion"
255; Chapter 12 Alcuin Blamires: No Outlet for Incontinence:
Heloise and the Question of Consolation 287; Chapter 13 Brian
Patrick McGuire: Heloise and the Consolation of Friendship
303; Chapter 14 juanita Feros Ruys: Quae maternae immemor
naturae: The Rhetorical Struggle over the Meaning of
Motherhood in the Writings of Heloise and Abelard 323;
Chapter 15 Deborah Fraioli: Pierre Bayle's Reflections on a
Much Discussed Woman: The HELOISE Article in the
Dictionnaire historique et critique 341; Contributors 361;
Bibliography 365; Index 391-394.
45. Ziolkowski, Jan M. 2004. "Lost and Not Yet Found: Heloise,
Abelard, and the Epistolae duorum amantium." The Journal of
Medieval Latin no. 14:169–200.
"The outstanding editio princeps of the Epistolae had been
published thirty years ago by Ewald Könsgen. The Epistolae,
amounting to 113 items in Könsgen’s edition, are extant in a
unique manuscript, Troyes, Bibliothèque municipale, MS 1452,
with the incipit “Ex epistolis duorum amantium.” MS 1452 is a
paper manuscript, written in the second half of the fifteenth
century by a monk named Johannes de Vepria (also known as
Jean de la Véprie and as Jean de Woëvre, ca. 1445–ca. 1518)
when he was roughly twenty-five years old, long before he
became prior of Clairvaux (1480–1499). The last element in his
name is the Latin for La Voire or La Woëvre, near Verdun." (p.
171)
(...)
"My sense is that professional Latinists remain unconvinced
that sufficient proofs on behalf of the ascription to Heloise and
Abelard have been presented. I place myself squarely among
those who believe that Könsgen went as far as due caution
would allow in printing the Epistolae with the subtitle (and the
punctuation thereof) he used, and that Mews and his
supporters have gone too far.(76) Once again, the study of
Abelard and Heloise is embroiled in controversy." (p. 199)
(76) On the punctuation, I can do no better than repeat the
words of Jean Jolivet more than twenty-five years ago in
appraisal of Könsgen’s edition: “Le point d’interrogation du
sous-titre a toute sa valeur. Quoi qu’il en soit ce texte mérite
d’être lu pour lui-même.” See Jean Jolivet, “Abélard entre chien
et loup,” Cahiers de civilisation médiévale, Xe–XIIe siècles 20
(1977), 307–22, at p. 312, n. 20.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliography on the Philosophy of
Peter Abelard: English Studies
(First part)
Bibliography A - L
1. "Peter Abelard." 2007. American Catholic Philosophical
Quarterly no. 81:162–338.
Special Issue edited by Jeffrey E. Brower.
Contents: Jeffrey E. Brower: Editor's Introduction 162; Peter
King: Abelard on Mental Language 169; Ian Wilks: Abelard on
Context and Signification 189; Andrew Arlig: Abelard's Assault
on Everyday Objects 209; John Marenbon: Abelard's Changing
Thoughts on Sameness and Difference in Logic and Theology
229; Jeffrey Hause: Abelard on Degrees of Sinfulness 251; Sean
Eisen Murphy: "The Law was Given for the Sake of Life": Peter
Abelard on the Law of Moses 271; A. L. Griffioen: "In
Accordance with the Law": Reconciling Divine and Civil Law in
Abelard 307; Margaret Cameron: Abelard (and Heloise?) on
Intention 323-338.
2. Allen, Julie A. 1998. "On the Dating of Abailarďs Dialogus: A
Reply to Mews." Vivarium no. 36:135–151.
"More recently, Constant Mews has argued that both the
Dialectica and the Dialogus should be dated much earlier in
Abailard's life than has hitherto been thought.(21) Mews
maintains that Abailard composed the Dialogus around 1125
while he was teaching at the Paraclete. In this paper I chal lenge
the validity of this claim." (p. 138)
(...)
"Only one conclusion clearly emerges from our survey of
conflicting evidence. A definitive case has not been made for
either side of the traditional debate. There are considerations
which corroborate Robert and Thomas' arguments in favour of
a date following the council of Sens, just prior to Abailard's
death in 1142. On the other hand, the many and varied parallels
between the later portions of the Dialogus and Abailard's moral
positions in the Ethica support Buytaert and Luscombe's
suggestions that the two works were produced in close
proximity." (p. 151)
3. Arlig, Andrew W. 2022. "Abelard and Other Twelfth-Century
Thinkers on Social Constructions." Philosophies no. 7:1–12.
Abstract: "This article aims to supplement our understanding
of later developments within European universities, that is,
Scholastic thought, by attending to how certain pre-Scholastics,
namely, Peter Abelard and other twelfth-century philosophers,
thought about artifacts and social constructions more generally.
It focuses on the treatment of artifacts that can be cobbled
together out of Abelard’s Dialectica. The article argues that
Abelard attempts to sharply distinguish the world of things
from the world of human-made objects. This is most apparent
in his treatment of creation and human acts of making. Yet
there are places in his thought where we see some hesitancy.
Many of Abelard’s peers seem to have drawn on the reasons
why Abelard hesitates, and they blur the line between human-
made objects such as houses and substances such as rocks and
humans. Others seem to go further than Abelard—perhaps
inspired by some of the thoughts that Abelard also entertains
about social constructions such as days and speeches—and
assert that even houses are merely convenient fictions."
4. Benton, John F. 1975. "Philology's Search for Abelard in the
Metamorphosis Goliae." Speculum no. 50:199–217.
"The investigation which lies behind this article began as a
search for twelfth-century material which would show whether
the image of Heloise presented in the correspondence and the
Carmen ad Astralabium accords with other contemporary
evidence. Pope Adrian IV, Peter the Venerable, and that curious
correspondent, Hugh Mete!, were prepared to write in glowing
terms about her character. If the famous love-letters of Heloise
to Abelard and the Carmen are genuine, we know something
about her innermost thoughts which was hidden from the
world of her day. The Metamorphosis Goliae tells us something
of Abelard's reputation in the schools of Paris, but it provides
us with no information at all about Heloise. Whatever we con -
clude about Heloise and her longing for Abelard will have to be
based on other evidence." (p. 217, two notes omitted)
5. ———. 1975. "Fraud, Fiction and Borrowing in the
correspondence of Abelard and Heloise." In Pierre Abélard -
Pierre le Vénérable. Les courants philosophiques, littéraires et
artistiques en Occident au milieu du XII siècle, edited by
Jolivet, Jean and Louis, René, 471–506. Paris: Éditions du
Centre national de la recherche scientifique.
Résumé . "Cette communication tente de contester
l’authenticité de la correspondance d’Abélard et d’Héloïse et de
proposer une hypothèse en vue de déterminer l'objet et les
moyens de cette fabrication.
Des documents émanant du Paraclet indiquent que c’était un
monastère double où l’abbesse exerçait son autorité sur un petit
groupe de moines, avec des institutions assez semblables à
celles de Fontevrault. La Règle attribuée à Abélard (Ep. VIII) ne
semble pas avoir été suivie au Paraclet aux XIIe et XIIIe siècles;
elle diffère des institutions établies, notamment quand elle
prescrit que les moniales soient sous l’administration du
prepositus monachorum d’une abbaye avoisinante et que la
communauté puisse manger de la viande trois fois par semaine.
^L'Historia Calamitatum elle-même contient de nombreux
passages qui semblent inexacts ou anachroniques.
Comme explication des passages authentiques dans la
correspondance, cette hypothèse suggère qu’un faussaire ait
emprunté à l'Exhortatio ad fratres et commonachos perdue et
peut-être aussi à une Exhortatio ad sorores, autrement
inconnue. Elle suggère aussi qu’on ait écrit l'Historia
Calamitatum au XXe siècle ; comme une fiction littéraire ; il se
peut qu’on y ait ajouté quelques passages .au XIIIe siècle. Le
principal bénéficiaire de la correspondance fabriquée aurait èté
le supérieur des moines du Paraclet. L’énumération des
qualités requises - pour une abbesse laissent supposer qu’une
Règle frauduleuse aurait été façonnée à. l’occasion d’une
élection contestée, peut-être celle qui eut lieu vers 1288. Selon
cette hypothèse, la correspondance renferme des parties
véritablement écrites par Abélard (principalement Ep. VI-VIII),
une section inauthentique du XIIe siècle (la majeure partie de
l'Historia Calamitatum), et certaines parties probablement
remaniées au XIIIe siècle."
6. Bloch, R. Howard. 1983. "Etymologies and Genealogies: A
Literary Anthropology of the French Middle Ages." In. Chicago:
The University of Chicago Pree.
Chapter Four: Poetry, Philosophy, and Desire.
Philosophy and the Family: Abelard, pp. 141-149.
"If I have insisted upon Abelard’s denial of the reality of
universals and his redirection of metaphysics toward problems
of signification, it is because this aspect of his thought is of a
piece with the legend of his castration; and it points, once
again, to the monumental role of the philosopher whose
genealogy is supposedly disrupted in the disruption of an
intellectual genealogy itself predicated on such linguistic and
ontological continuities. He to whom paternity is denied, and
who becomes the central symbol of such a denial, is, ironically,
the one whose ruptured heritage—heritage of rupture—will
prevail. For Abelard’s theory of signs points in the direction of,
and in fact sets the tone for, the radical reorientation of
linguistics of the High Middle Ages." (p. 149)
7. Brower, Jeffrey E., and Guilfoy, Kevin, eds. 2004. The
Cambridge Companion to Abelard. Cambridge: Cambridge
University Press.
Contents: List of contributors XI; Method of citation and
abbreviations XIV; Acknowledgments XVII; Chronology XVIII;
Jeffrey E. Brower and Kevin Guilfoy: Introduction 1; 1. John
Marenbon: Life. milieu, and intellectual contexts 13; 2.
Winthrop Wetherbee: Literary works 45; 3. Peter King:
Metaphysics 65; 4. Klaus Jacobi: Philosophy of language 126; 5.
Christopher J. Martin: Logic 158; 6. Kevin Guilfoy: Mind and
cognition 200; 7. Jeffrey E. Brower: Trinity 223; 8. Thomas
Williams: Sin, grace and redemption 258; 9. William E. Mann:
Ethics 279; 10. Yukio Iwakuma: Influence 305; List of Abelard's
writings 336; Bibliography 341; Index 357-362.
8. Buckley, Ann. 2005. "Abelard's Planctus virginum Israel super
filia Iepte Galadite and Li Lais des puceles." In Études de
langue et de littérature médiévales: offertes à Peter T. Ricketts
à l'occasion de son 70ème anniversaire, edited by Buckley, Ann
and Billy, Dominique, 544–569. Turnhout: Brepols.
"It has been noted by several scholars, among whom the first
appears to havebeen Hans Spanke (1938, 25ff), that the
metrical and melodic schemes of Li Lais des Puceles and
Planctus virginum Israel super fihe Iepte Galadzte, are similar
in form and structure. Furthermore, Planctus virginum Israel,
along with the five other surviving planctus presumed to be the
work of Peter Abelard, provides a vital link between Latin and
vernacular song repertories, connecting also with older Latin
songs such as the lays which are found in the Cambridge
Songbook (CUL MS Gg.v.35, mid 11th century).' The issue of
common ground keys therefore into a much larger area,
namely, that of the relation between Latin and vernacular lais
and other sequence-type
songs - a topic which has been alluded to, in addition to
Spanke, by Wolf (1841/1965), Gennrich (1932), Handschin
(1929-31; 1949-51), Maillard (1963), and Stevens (1986). The
purpose of this article is to compare the lai and the planctus by
analysing the form and structure of their texts, and the musical
material at our disposal. As we shall see, the similarity
identified by Spanke exists in part only, the planctus being
more elaborate than the lai, thus containing additional
elements not found in the latter." (p. 544)
References
Gennrich, F. 1932. Grundriss einer Formenlehre des
mittelalterlichen Liedes als Grundlage einer musikalischen
Formenlehre des Liedes. Halle (Saale).
Handschin J. 1929-31. « Uber Estampie und Sequenz »,
Zeitschrift für Musikwissenschaft 12 (1929), pp. 1-20; 13 (1930-
-1931), pp. 113-32.
Maillard, J. 1963. Evolution et esthetique du lai lyrique des
origines à la.fin du XIV siecle. Diss. Universite de Paris: Faculté
des Lettres, Seminaire de Musicologie.
Spanke, H. 1938. « Uber das Fortleben der Sequenzenform in
den romanischen Sprachen », ZfrPh 51, pp. 309-34 ; repr.
Aarburg 1977, pp. 36-61.
Stevens, J. 1986. Word and Music in the Middle Ages: Song,
Narrative, Dance and Drama, 1050-1350. Cambridge.
Wolf, F. J. 1965. Über die Lais, Sequenzen und Leiche.
Heidelberg 1841 ; repr. Zeller.
9. Burnett, C. S. F. 1984. "Notes on the tradition of the text of the
Hymnarius Paraclitensis of Peter Abelard." Scriptorium no.
38:295–302.
"This brief article unites two items. In the first part a detailed
analysis is given of the readings of one of the two manuscripts
which are our principal witnesses to the text of Abelard's
Hymnarius Paraclitensis. In the second part the evidence of a
hitherto unused manuscript for the text of three of the hymns is
assessed." (p. 295, a note omitted)
10. Burnett, Charles S. F. 1988. "A new text for the "School of Peter
Abelard" Dossier?" Archives d'Histoire Doctrinale et Littéraire
du Moyen Âge no. 55:7–21.
"This article seeks lo introduce an unstudied Summa of
theology which will be shown lo be heavily indebted lo the
leaching of Abelard and may be based on lectures by the
Parisian
Master himself.
Written in a hand of the late thirteenth century on fols. 59r-64v
of ms. Florence, Biblioleca Medicea Laurenziana, cod. XXXVII
bibl. Aedilium, in an ink which is flaking off the page, is a work
entitled Summa senlenliarum ab Alberico magislro
Vangadiliensi collectarum. (2) The lack of another manuscript
of this work or a comparable work prevents one from telling
whether this Summa is a resume of a larger collection of
sentences made by a certain 'Albericus', or is Alberic's own
compendium of sentences. Provisionally, the author will be
assumed to be Alberic. But the question of which of the many
recorded Alberics, if any, this author is, awaits investigation.
The epithet 'Vangaditiensis' suggests that he was a monk at the
Benedictine abbey of Polesine in the Veneto, (3) and a topical
reference within the work contrasting 'here' with 'in Rome'
would seem to confirm the North Italian origin of the work, as
does the provenance of the manuscript." (pp. 7-8)
(2) The description by A. M. Bandinus in Biblioltheca
eopoldina Laurenliana ... (Florence, 1791), I, pp. 51-5 has been
corrected and amplified by P. Ilarino da Milano in "Fr. Gregorio
O.P., Vescovo di Fano, e la 'Disputatio inter catholicum et
paterinum hereticum' ", Aevum, 14 (1940), pp. 85-140, see pp.
103-4. The manuscript is composite, but the portion with which
we are concerned also includes two works relating to the
Paterine heresy which were not written before the late
thirteenth century.
(3) L. H. Cottinau, Répertoire lopo-bibliographique des
Abbayes et Prieurès, Macon, 1937, II, col. 3294, s.v.
Vangadizza.
11. Buytaert, Eligius M., ed. 1974. Peter Abelard: Proceedings of
the International Conference: Louvain, May 10-12, 1971.
Leuven: University Press.
Contents: Preface VII Programme VIII; List of members XI-
XIV; G. Verbeke: Introductory Conference: Peter Abelard and
the Concept of Subjectivity 1; L. Engels: Abélard ecrivain 12; T.
Gregory: Abélard et Platon 38; D. E. Luscombe: The Ethics of
Abelard: Some Further Considerations 65; M. Kurdzialek:
Beurteilung der Philosophie im "Dialogus inter Philosophum,
Iudaeum et Christianum" 85; R. Thomas: Die meditative
Dialektik im "Dialogus inter Philosophum, Iudaeum et
Christianum" 99; R. Peppermüller: Exegetische Traditionen
and theologische Neuansätze in Abaelards Kommentar zum
Römerbrief 116; E. M. Buytaert: Abelard's Trinitarian Doctrine
127; M. T. Beonio-Brocchieri Fumagalli: La relation entre
logique, physique et théologie 153; J. Jolivet: Comparaison des
théories du langage chez Abélard et chez les Nominalistes du
XIVe siècle 163; Index Auctorum 179-181.
12. Clanchy, Michael T. 1990. "Abelard's mockery of St Anselm."
The Journal of Ecclesiatical History no. 41:1–23.
Abstract: "Every reader of Abelard's Historia Calamitatum, the
‘story of his misfortunes’, knows how he mocked his master,
Anselm of Laon. What has not been made clear is that he
mocked in a comparable way a master of even greater standing,
St Anselm, archbishop of Canterbury. The reason why this
latter attack has not been emphasised is that it appears in one
version only of Abelar's Theologia, and its interpretation as
mockery depends on detailed scrutiny. Abelard delighted in
jokes, particularly when they were dangerous. ‘He cannot
restrain his laughter,’ St Bernard warned, ‘listen to his guffaws.’
Jokes depend so much for their effect upon tone and context
that it is difficult for an historian to keep an ear out for them
when he only has formal texts as evidence; furthermore, a joke
loses its cutting edge once it has been laboriously explained.
Nevertheless, Abelar's mockery of St Anselm does have to be
explained step by step if it is to be appreciated at all. The
circumstances are as follows."
13. ———. 2003. "Documenting the self: Abelard and the individual
in history." Historical Research no. 76:293–309.
Abstract: "Were medieval people aware of themselves as
individuals? The history of self-consciousness begins with the
Italian Renaissance, Burckhardt argued. Against this,
medievalists have often cited Abelard’s Historia calamitatum
(his ‘story of calamities’). This article argues that Historia
calamitatum is a history of Abelard’s feelings, especially of his
need for fame, and in this way it documents the self.
But Historia calamitatum presents two Abelards: he is the
‘Palatine’ – courtly, jesting and formidable – and he is equally a
humble monk and Christian apologist.
How did a medieval individual propagate such persistent and
contradictory public images of himself?"
14. ———. 2008. Abelard: A Medieval Life. Malden: Blackwell.
Contents: Preface XI; Map of France in Abelard's time XIV;
Map of Paris in Abelard's time XVI; 1. The Story of Abelard 1;
Part I. Scientia - 'Knowledge'. Chronological table 1079-1117 24;
2. Scientia - 'Knowledge' 25; 3. Literate 41; 4 Master 65; 5.
Logician 95; Part II. Experimentum - 'Experience'.
Chronological table 1117-1118 120; 6. Experimentum -
'Experience' 121; 7. Knight 130; 8. Lover 149; 9. Man 173; Part
III. Religio - 'Religion'. Chronological table 1118-1142 204; 10.
Religio - 'Religion' 207; 11. Monk 220; 12. Theologian 264; 13.
Heretic 288; 14. Himself 326; Who's Who 336; Abbreviations
Used in the Notes 336; Notes 345; Suggestions for Further
Reading 396; Index 399-416.
On the logic see in particular Part I: Scientia - 'Knowledge' pp.
24-118.
"The Structure of This Book.
This book discusses Abelard's roles one by one in successive
chapters (Literate', 'Master', 'Logician', and so on) in order to
build up a composite portrait of him. The sequence of chapters
accords very roughly with the chronology of Abelard's life: from
his precocious success in the schools (chapters 3-5), through
his affair with Heloise (chapters 8-9), to his controversial
career as a monk and theologian (chapters 11-13). Two chapters
are devoted to his affair with Heloise because this was the
turning point of his life, even though the events it comprised
were concentrated in not much more than a single year (1117 or
1118). The concluding chapter (14), entitled 'Himself', centres
on the Delphic subtitle he chose for his book on ethics: 'Know
Thyself'. Overarching the fourteen chapters are the three parts,
with their Latin titles, into which the book is divided: Scientia
(`knowledge' or `science'), Experimentum (`experience' or
'experiment') and Religio (`religion' or `monasticism'). These
three parts characterize Abelard's successive approaches to life
and they function at the same time as an introduction to
medieval culture in the period of the twelfth-century
Renaissance. In Part I, Abelard expounds the 'science' which
the Middle Ages had inherited from classical antiquity. In his
native Loire valley he had begun his road to knowledge as a
'Literate' (chapter 3), that is, as a literatus and Latinist; then in
Paris he had been acknowledged as a `Master' (chapter 4) of
students. He 'who alone knew whatever was known' was a
'master' also in the sense of magus. His wisdom and magic
comprehended all the knowledge of the ancient Greeks in
philosophy and logic (chapter 5), the queen of the sciences.
Contrasting with this theoretical and scholastic knowledge is
Experimentum (Part II): learning not from books, but from
experiencing life in the raw. Theory and fact, reflection and
action, contrast - and often conflict - in Abelard's life, as they do
in medieval culture as a whole. In his book on ethics, he had
argued that actions in themselves are indifferent; only the
intention of the actor makes them right or wrong. Abelard
'experimented' with sex and violence. He compared himself to a
knight (chapter 7), conducting feuds and mock battles in the
schools, and then suddenly he found himself up against Fulbert
and Heloise's other kinsmen in a real feud. In castrating
Abelard, they took no account of his good intentions, but only
of his action in putting Heloise into a convent. Because the
Church put such value on celibacy, Abelard's castration had the
peculiar effect of converting him to 'religion' (Part III), in the
sense that it made him become a monk. Such was the attraction
of monasticism in the twelfth century that the adjective
religiosus (chapter 10) was synonymous with 'monastic', as if
there was no religion outside the cloister. Abelard made
repeated efforts to be a good monk (chapter 1), but he never
could reconcile the exclusiveness of monasticism with his broad
vision of theology (chapter 12), in which good pagans
worshipped the true God and acknowledged the Trinity. He was
not only a failed 'religious', St Bernard taunted, he was .1
blasphemer and a heretic (chapter 13).
(...)
Abelard's writings fill a whole volume (no. 178) of Migne's
Patrologiae:Series Latina comprising about 800,000 words.
His Theologia in its various versions (Abelard kept revising it
over the decades 1120-40) contains more than 200,000 words;
Sic et Non has 130,000, his sermons 115,000, the commentary
on St Paul's Epistle to the Romans 90,000; for Heloise he
wrote another 70,000 words. Migne's volume does not include
Abelard's writings on logic: one big book, Dialectica, survives
(though it is not complete) in addition to other commentaries
and lectures. It is certain that some works have been lost, like
the commentary on the Prophet Ezechiel which Abelard says he
wrote in Paris and the love songs which he reminded Heloise
were still being sung in the 1130s. As his surviving writings
amount to about 1 million words, his total output must have
considerably exceeding that." (pp. 19-22).
15. ———. 2012. "Abelard: Celebrity and Charisma—A Response to
Dickson." Religions no. 3:1140–1143.
Reply to G. Dickson, Charisma, Medieval and Modern, same
journal.
Abstract: "One might think that Peter Abelard (1079?–1144?)
would be the best example of a medieval charismatic teacher.
But his rival and prosecutor St Bernard of Clairvaux (1090?–
1153) fits the criteria rather better. Unlike Bernard, Abelard
denied that he had sought out disciples. Nevertheless, he can be
shown to have had student followers, even though some of
them repudiated him. Abelard is most important as a public
intellectual who depended on public institutions (the incipient
university of Paris) rather than on private or monastic
patronage."
16. ———. 2014. "Was Abelard Right to Deny that He Had Written
a Book of ‘Sentences’?" In Rethinking Abelard: A Collection of
Criticai Essays, edited by Hellemans, Babette, 105–118.
Leiden: Brill.
"Is it likely that Abelard would have put on hold his
fundamental thinking about logic, ethics and Christian doctrine
in order to make a summary of his theological teaching for
students in the form of the Epitome? Perhaps he might have
done so.
(...)
Perhaps therefore Abelard might have written something as
simplistic in appearance as the Epitome with its lucid
propositions which succinctly bring together Abelard’s teaching
on the Trinity, the nature of God and Redemption in Christ,
and the Sacraments. Alternatively, it is possible that the
Epitome was assembled by students who combined some texts
of Abelard’s with what they had heard of his oral teaching.
(63()These students might well have described the little book
which they put together as The sentences of Master Peter
Abelard, where ‘sentences’ meant the master’s essential
teachings.
The production and copying of this book of Abelard’s
‘sentences’ did not mean that he had personally written it or
dictated it. He may never even have seen it or known of its
existence. This would explain why he was astonished by
Bernard’s attribution of it to him and why—in good faith—he
could deny that any such book had ever been ‘written by me’.
The book could indeed contain ‘sentences’ of Abelard’s without
him ever having written it or approved it." (p. 118)
17. Clanchy, Michael T., and Smith, Lesley. 2010. "Abelard’s
Description of the School of Laon: What Might it Tell us About
Early Scholastic Teaching?" Nottingham Medieval Studies no.
54:1–34.
Abstract: "Peter Abelard, in criticizing his master, Anselm of
Laon, c. 1114, describes how theology was taught at Anselm’s
school, which was the most influential teaching institution in
Latin Europe. Abelard provides information in particular about
the commentaries or glosses — both oral and written — on the
books of the Bible, which were Anselm’s speciality. These
established themselves as the Ordinary Gloss, comprising a
commentary on the whole Bible, which remained a standard
work until the seventeenth century. Through biblical
commentaries like Anselm’s, theological questioning was
developed and students began to depend on the textbooks of
their masters rather than on hearing them lecture and
remembering their traditional wisdom. The conflict of Anselm
and Abelard marks the beginnings of universities in France."
18. Colish, Marcia L. 1992. "Peter Lombard and Abelard: The
opinio nominalium and divine transcendence." Vivarium no.
30 (1):139–156.
"This paper has a double inspiration. One is my own
investigation of Peter Lombard's doctrine of God, as part of a
larger study of his theology. The second is the discovery, on the
part of William J. Courtenay, following Artur Michael Landgraf,
Marie-Dominique Chenu, and Johannes Schneider, of the fact
that the Lombard appeals to an argument derived from the
Nominales of the early twelfth cen- tury. Citing this argument,
whose earliest expression he traces to Peter Abelard, Courtenay
describes it as "the principal opinio Nominalium , namely, that
whatever God at one time knew, willed, or was able to do, He
always knows, wills, or is able to do. By the third quarter of the
twelfth century, this theory had been reduced to the axiom:
once it is true, it is always true {semel est verum , semper est
verum)."1 As Courtenay points out, this principle, stated in
Abelardo Theologia "scholarium", rests on the idea that nouns
have a unitary signification, although they also have other
consignifications when they are used in propositions that
include verbs in different tenses, voices, or moods. In the
Theologia "scholarium", Abelard uses this notion to support
one of his most notorious ideas, the claim that God cannot do
better, or other, than He does." (p. 139)
(1) Courtenay 1990, 46. I have capitalized "He" in referring to
the deity in this quotation for the sake of consistency.
(2) Ibid., 46-50.
References
Courtenay, W.J., 1990, Capacity and Volition. A History of the
Distinction of Absolute and Ordained Power. Bergamo.
19. Compayré, Gabriel. 1893. Abelard and the Origin and Early
History of Universities. New York: Charles Scribner.
"Abelard was born in 1079; he died in 1142. The University of
Paris was not formally constituted until sixty years later, in the
first years of the thirteenth century. And yet Abelard has been,
and should be, considered as the real founder of this university,
which served as model and prototype of most of the other
universities of the Middle Ages. There is here an apparent
paradox which must first be resolved and explained, if the title
given to this treatise is to be justified.
Let me begin by establishing the fact that I am in accord with
all serious authorities in attributing to Abelard a pre-eminent
part in the foundation of the great Parisian University. "The
man," Victor Cousin has said, "who, by his qualities and his
defects, by the audacity of his opinions, the éclat of his life, his
inbom passion for controversy, and his rare talent for
instruction, contributed most to increase and expand the taste
for study and that intellectual movement from which the
University of Paris issued in the thirteenth century, was Peter
Abelard.(1) In England the same opinion is held. "The name of
Abelard is closely associated with the commencement of the
University of Paris," says Cardinal Newman in his interesting
essay on the Strength and 'Weakness of Universities.(2)" (pp-3-
4)
(1) Ouvrages inédits d'Abélard, publiés par V. Cousin, 1836.
Introduction.
(2) Cardinal Newman, Historical Sketches, vol. III, p. 189,
London 1889.
20. Dickson, Gary. 2012. "Charisma, Medieval and Modern."
Religions no. 3:763–789.
Abstract: "Popularized by the mass media, Max Weber‘s
sociological concept of charisma now has a demotic meaning
far from what Weber had in mind. Weberian charismatic
leaders have followers, not fans, although, exceptionally, fans
mutate into followers. This essay aims to trace some of the
dimensions of Weberian charismatic religious leadership in
comparative perspective, medieval and modern. Examples
include: preachers, ―"double charisma," professors,
―"collective charisma," religious radicals, the economy of
charisma, transgressive sexuality, demagogues, living saints."
21. Dronke, Peter. 1968. The Medieval Lyric. New York: Harper &
Row.
Chapter 2: The Rise of Religious Lyric; § 4: Twelfth-century
France, pp. 51-57.
"Paris in the early twelfth century was dominated by the
personality of Abelard, its most spectacular poet as well as
philosopher and theologian—and its most romantic legend. The
love-songs that he composed for Héloise have not survived,
songs that, in her own words, ‘were so lovely in words and tune,
and so often sung, that the name of Abelard was on everybody’s
lips, and even the unlearned could not forget him, being
charmed by his melodies’. However, we still have two sacred
song-cycles that he wrote in the 1130s, after the tragic
separation from his beloved. The larger is a complete Liber
Hymnorum, adapted to the hours of the divine office and the
major feasts of the church year, composed at Héloise’s wish for
the use of her convent of the Paraclete.
Abelard’s covering letter shows his fine critical understanding
of the older hymnic tradition, and many of his songs are
deliberately cast in a traditional mould." (pp. 51-52)
22. ———. 1970. Poetic Individuality in the Middle Ages: New
Departures in Poetry 1100-1150. Oxford: Clarendon Press.
Peter Abelard - Planctus and Satire, pp. 114-149.
"For Abelard the poet there was a fertile challenge in choosing
themes to which he had a unique relation, and where the
possibilities of a truly personal thematic development were
latent.
At the same time, as the opening of the last planctus suggests,
his songs are dolorum solatium: even if they cannot ‘give his
laments and tears rest’, they can subsume them in a creation
that gives them objective dignity—no longer the private,
helpless laceration of one or two human beings, but the
meaningful sorrow of the artist’s persona, the dramatic creation
that can enfold the private thoughts and yet as artefact can take
its place in the outer world in its own right." (pp. 118-119)
23. ———. 1980. "Heloise's Problemata and Letters: Some
Questions of Form and Content." In Petrus Abaelardus (1079-
1142). Person, Werk und Wirkung, edited by Thomas, Rudolf,
53–73. Trier: Paulinus-Verlag.
Summary; "The author emphasizes the individuality of the
literary style of Heloise's letters, in contrast to Abelard's
epistolary style. An analysis of the rhythmic cadences shows
that Heloise primarily prefers the "cursus tardus" to the "cursus
velox" and even surpasses Abelard in this respect. Adalbertus
Samaritanus, in particular, taught this style, and his Praecepta
dictaminum came to France after 1115. Both Abelard and
Heloise were influenced by this style. The questions that
Heloise poses, especially in the second letter and in the
Problemata about sin, repentance, and marriage, are not
abstract discussions, but arise from her personal distress. The
author paints a picture of Heloise that, in contrast to other
assessments, presents her as a personality of high intelligence
and moral maturity."
24. Erismann, Christophe. 2012. "Latin philosophy to 1200." In
The Oxford Handbook of Medieval Philosophy, edited by
Marenbon, John, 166–191. New York Oxford University Press.
"Peter Abelard combines particularist theses with a semantic
account of universality. Abelard’s solution is interesting in that
it avoids attributing the being of a thing ( res ) to universals (he
only ascribes universality to words). He does this by
introducing two notions into his ontology: that of ‘condition’,
‘state’ ( status ), and that of ‘what a statement says’ ( dictum
propositionis ). None of these notions refer to a thing, but they
are not nothing ( nihil ) either; they have being in thought
(which is not the being of things—Abelard denies the existence
of propositions—nor that of names); they are non-thing items.
These two notions allow Abelard to provide an answer to the
two main questions of his ontological particularism: (1) What
underlies the resemblance between two individuals of the same
species or possessing the same property? And (2) what grounds
the predication of the common name ‘man’ as to its subjects?
The answer holds in the following position. Socrates and Plato
are alike in being men. Abelard holds that Socrates and Plato
come together in this, that they are men ( in esse hominem );
they agree in the status of man. This ‘ esse hominem ’ expresses
the status, the fact that Socrates and Plato are both men (its
closest contemporary philosophical equivalent is the notion of a
state of affairs). This status grounds both resemblance and
predication. The common causes of the imposition of universal
words are status." (pp. 175-176, a note omitted)
25. Evans, Gillian Rosemary. 1980. Anselm and a New Generation.
Oxford: Clarendon Press.
"Anselm’s writing is pervaded by an overwhelming sense that
the glory of God is inaccessible to human understanding, and a
concomitant belief that it is that very inaccessibility which
ought to cause us to stretch our minds upwards in search of
him. In Anselm himself, this view of things imposes a
philosophical direction upon his thinking as well as a direction
of spiritual aspiration. Anselm felt equally strongly the double
imperatives of obligation and inability which he expresses so
fervently in the first chapter of the Proslogion; ‘[Your exile]
longs to reach you, and your dwelling-place is beyond reach.'(3)
comparison, Abelard perhaps resembles the fallen angel of St.
Bernard’s sermon in having his wings as a thinker unbalanced.
(4)
In him the sense of obligation to learn about God sometimes
has an air of sheer intellectual curiosity. His feelings of
inadequacy are less often in evidence than a solid confidence in
his own powers of mind. He flies, by choice, a less uniformly
upward course than Anselm attempted to fly on his own
‘spiritual wings’.(5) If few of Abelard’s contemporaries matched
him in intellectual self-confidence, many of them shared with
him a readiness to consider intellectual curiosity valuable
which is perhaps the most significant new attitude of twelfth-
century scholars. It sometimes seems that Abelard is inclined to
look God in the eye more boldly than Anselm does. He is, as we
have seen, ready to question points of doctrine which Anselm
thought were settled for ever. Twelfth-century scholars like him
were beginning to think about God with curiosity as well as
awe." (p. 194)
(3) S, 1.98.10-11,
(4) Sancti Bernardi Opera, ed. J. Leclercq and H. Rochais
(Rome, 1968), V, 311-14, Sermon for the first Sunday in
November.
(5) S, 2.7.9-10.
References
S = Anselmi Opera Omnia, ed. F. S. Schmitt (Rome/Edinburgh,
1938-68), 6 vols.
26. Ferguson, Chris B. 1983. "Autobiography as Therapy: Guibert
de Nogent, Peter Abelard and the Making of Medieval
Autobiography." Journal of Medieval and Renaissance Studies
no. 13:187–212.
27. Gasper, Giles, and Kohlenberger, Helmut, eds. 2006. Anselm
and Abelard: Investigations and Juxtapositions. Toronto:
Pontifical Institute of Mediaeval Studies.
Contents: Foreword VII; Note on the Edition of Anselms'
Works IX; Anselm. Intellectual context. 1. Toivo J. Holopainen:
Logic and theology in the Eleventh century: Anselm and
Lanfranc's heritage 1; Structures of thought. 2. Klaus Kienzler:
Anselm von Canterbury (1033-1109): Theologie wird
Wissenschaft 17; 3. Christian Brouwer: Ratio et intellectus:
l'unité de l'oeuvre d'Anselme de Canterbury 31; 4. M. B.
Pranger: Anselm, Marion and the refusal of Gift 48; Individual
works. 5. Thomas H. Bestul: Uncertainty in the Meditation on
Human Redemption 56; 6. Ian Logan: Anselm and Thidricus:
revisiting MS Bodley 271 67; Subsequent interpretations; 7.
Rega Wood: Richard Rufus's response to Saint Anselm 87; 8.
Giles E. M. Gasper: An Anglican Anselm 103; Anselm and
Abelard. Comparisons and contrasts. 9. Coloman Viola: Saint
Anselme et Abélard: auteurs de deux théologies? 118; 10.
Helmut Kohlenberger: Die Wahrheit des Dialogs:
Anmerkungen bei Anselm und Abälard 133; 11. Matthia
Perkams: Rationes necessariae - rationes verisimiles et
honestissimae: Methoden philosophischer Theologie bei
Anselm und Abälard 143; 12. Stephan Ernst: Grundlegung der
Ethik bei Anselm von Canterbury und Peter Abälard 155; 13.
Hiroko Yamazaki: Anselm and Abelard on original sin 172; 14.
Tetsuro Shimitzu: Word and Esse in Anselm and Abelard 179;
Context. 15. Constant J. Mews: Saint Anselm and the
development of philosophical theology in Twelfth-century Paris
196; 16.Markus Enders: Die Entwicklung der christlichen
Auseinandersetzung mit dem Judentum und dem Islam von
Anselm v. Canterbury bis Peter Abäilard 223; List of
Contributors 249; Index 251-256.
"At the end of June 2004, the conference, of which this
collection is a part-product, took place to celebrate and explore
the thought and careers of both Anselm and Abelard, as well as
wider aspects of intellectual change from the early eleventh
century onwards. The papers we have collected from the
conference concentrate on the figures of Anselm and Abelard in
contrast to the broader and more diffuse nature of the
conference. The papers here fall into two sections. The first
deals with Anselm, and from a variety of perspectives: the
intellectual context for his achievements, the structures
underpinning his thought, particular works, including his letter
collection, and later interpretations of his thought. The second
section takes on the question of the relationship between
Anselm and Abelard. Networks of connection between early
scholastic figures are explored, before comparisons and
contracts between Anselm and Abelard are addressed. Finally
some of the wider implications of the changes occurring in the
period between Anselm and Abelard are examined." (From the
Foreword)
28. Gill, Harjeet Singh. 1991. Mental Images and Pure Forms:
Study in Abelardian Theory. New Delhi: Bahri Publcations.
29. ———. 2023. Abelardian Theory of Mental Images and Pure
Forms. Delhi: Askar Books.
Contents: Pierre Abelard 7, Abelardian Linguistics 13; Abelard
on Language 39; Abelardian Theory of Mental Images and Pure
Forms 48; Abelardian Discourse 67; Abelardian Tradition 89-
128.
"We can summarise Abelardian reflections on the nature and
function of language as a human institution where the words
are imposed on things by human will, by human convention. At
this stage they may be considered arbitrary but in the
evolutionary process, the words not only refer to things, but
also, and at times primarily, to their concepts, hence, they are
not so arbitrary. Their semantic ranges are extended on the
basis of analysis and analogy. These analogies are based on our
perception of similarities as “soft” in soft wood, soft iron, soft
cotton, soft drink, soft colour etc. We always begin from a
physical sensuous experience which is then reorganised,
rearranged in the domain of imagination. It is this
imaginatively reconstituted concept of the thing (experience)
that is the object of our intellection. Our expressions have three
levels of articulation: the physical, the grammatical and the
conceptual. We first proceed from the physical to the
conceptual as we call “mother” Ganges on the basis of a certain
perception of our own mother, then reciprocally, our mother
acquires the characteristics of mother Ganges. Furthermore, all
conceptual relations are reciprocal as father and son derive
their “fatherhood” and “son-hood” from each other, or
metonymic and metaphoric relations where chronological,
syntagmatic, sequential and non-sequential, metaphorical
concepts play a major role. Finally, language is a vehicle of
communication between thinking beings where the
interlocutors exchange words or expressions which are the
resultants of their mental activity. They represent conceptual
realities which are different from both Platonic universal
realism and Aristotelian individual nominalism." (pp. 37-38)
30. Grane, Leif. 1970. Peter Abelard: Philosophy and Christianity
in the Middle Ages London: George Allen & Unwin.
Translated by Frederick and Christine Crowley; bibliography
and notes by Derek Baker.
"While Abelard was waiting at Cluny with sharpened pen,
preparing what he certainly hoped would be the literary
destruction of Bernard, his opponent's express messenger was
hastening towards Rome with the letters, which this time had
the intended effect. As early as July 16th, not quite a month and
a half after the synod, Pope Innocent II despatched two letters:
to the Archbishops of Rheims and Sens and to the Abbot of
Clairvaux. In one of these he confirmed the verdict of the synod
on the nineteen capitula and himself condemned Abelard as a
heretic, forbidding him to continue writing; all his followers,
including expressly Arnold of Brescia, were excommunicated.
In the other letter, the pope gave orders for Abelard to be
placed in the custody of a monastery and for his books to be
burnt wherever they were to be found. It was left to Bernard
and the archbishops to decide upon Abelard's place of
confinement.(1) Geoffrey of Auxerre writes that the pope
himself set up a stake in St Peter's
for the burning of the books.(2) However, not all Abelard's
books within the area of Rome were burnt, for Pope Celestine II
was able a few years later to present his native town with copies
of them! He knew what he was about, since he was none other
than Abelard's old benefactor, Guy of Castello.(3)" (p. 150)
(...)
"Abelard submitted without argument as a dutiful son of the
Church. In this difficult situation he did not forget Heloise. It is
in a letter to her that he writes the often-quoted words: 'I do not
wish to be a philosopher by dissociating myself from Paul; I do
not wish to be an Aristotle by separating myself from Christ,
since there is no other name under heaven by which I can be
saved'." (p. 151)
(1) Migne CLXXIX, cols 515-517.
(2) In a letter to a cardinal, see Abaelardi Opera, I, p. 70.
(3) See Borst, p. 523.
References
[A.] Borst, ['Abalard and Bernhard], Historische Zeitschrift,
CLXXXVI (Munich 1958), pp. 497-526.
31. Häring, Nikolaus M. 1975. "Abelard yesterday and today." In
Pierre Abélard - Pierre le Vénérable. Les courants
philosophiques, littéraires et artistiques en Occident au milieu
du XII siècle, edited by Jolivet, Jean and Louis, René, 341–403.
Paris: Éditions du Centre national de la recherche scientifique.
Abstract: "This presentation, entitled "Abelard Yesterday and
Today," provides a brief overview of the manuscripts containing
works composed by Abelard, as well as an inventory of the
printed editions, the first of which dates from 1616. The history
of the transmission of the manuscripts of his writings would
tend to cast serious doubt on Abelard's popularity among
twelfth-century scholars. The fact that, with one exception, only
a single manuscript of his philosophical commentaries has
survived testifies that his contemporaries had no desire to
obtain copies. To a somewhat lesser extent, the same is true of
the transmission of the manuscripts of his theological works. In
the latter case, we discover a singular phenomenon. For
example, there are three manuscripts of the Theologia
Christiana, but all three contain such significant variations that
historians speak of three redactions made by Abelard. The
scarcity of manuscripts is attributable partly to Abelard's
inability to complete his works, and partly to the appearance of
more systematic and better organized theological works. This
scarcity should not be attributed to suspicions about Abelard's
orthodoxy; indeed, his philosophical writings were not subject
to such suspicions. Abelard remained almost entirely forgotten
during the Middle Ages. His star began to shine with the arrival
of the printing press, which allowed historians to study the
ideology of an innovator who, by no means a rationalist,
combined an intensive examination of the available works of all
Christian and non-Christian authors with a deep and sincere
love of God and the Church."
32. Hellemans, Babette, ed. 2014. Rethinking Abelard: A
Collection of Critical Essays. Leiden: Brill.
Contents: Preface VII, Note on Contributors VIII; Babette S.
Hellemans: Introduction 1;
Part 1 Abelard in Context 9;
Constant J. Mews: Abelard, Heloise, and Discussion of Love in
the Twelfth-Century Schools 11; Eileen C. Sweeney: Abelard
and the Jews 37: Julian Yolles: Divine Omnipotence and the
Liberal Arts in Peter Damian and Peter Abelard 60; Ineke van ’t
Spijker: Conflict and Correspondence. Inner and Outer in
Abelard and Hugh of Saint Victor 84;
Part 2 Controversy and Exchange 103;
Michael T. Clanchy: Was Abelard Right to Deny That He Had
Written a Book of ‘Sentences’? 105; Lesley-Anne Dyer: Veiled
Platonic Triads in Abelard’s Theologia ‘Summi Boni’ 119;
Part 3 Shaping Life 153;
William Flynn: Abelard and Rhetoric: Widows and Virgins at
the Paraclete 155; Wim Verbaal: Trapping the Future: Abelard’s
Multi-Layered Image-Building 187; Taina M. Holopainen:
Intentions and Conscious Moral Choices in Peter Abelard’s
Know Yourself 213; Juanita Feros Ruys: ‘He who kills himself
liberates a wretch’: Abelard on Suicide 230;
Part 4 Poetics and Poetry 251
Eileen F. Kearney: Peter Abelard’s Planctus ‘Dolorum
solatium’: A New Song for David 253; Peter Cramer: Abelard on
the First Six Days 282; Babette S. Hellemans: Abelard and the
Poetics of Ingenium 298
Bibliography 322; Index 350-356.
33. ———. 2023. Varieties of the Self: Peter Abelard and the
Mental Architecture of the Paraclete. Leiden: Brill.
"One of the points made in this book, however, is that we
cannot really speak of the ‘invention of the individual’ in this
period, nor of the ‘discovery of the self’, because this may
suggest that authors in Antiquity, or early Christian thinkers
like Saint Augustine, did not understand their own subjective
worlds, which would be a foolish statement."
(...)
"The approach of this book is not philosophical or theological,
in the sense of addressing philosophical and theological
questions about individuality in relation to intentionality that
are prompted by faith, logic, or language in the work of Peter
Abelard. Instead, a historical-anthropological view is adopted,
with its attention to the way cultural and religious beliefs and
values were organized according to a generally coherent world
view in the past. This implies a monastic view on the world,
more specifically of the community of the Paraclete, which was
founded around the year 1129. Out of necessity to find a new
place to shelter a group of nuns, this place called ‘our’ or ‘my’
oratory by Abelard (oratorium nostrum), was created by
Abelard for Heloise, his former student, lover, and the mother
of his son.(10) As we shall see more in detail, the name of the
Paraclete, given later by Abelard, expresses the manifestation of
the Holy Spirit." (pp. 2-3)
(10) Throughout this study I use the most recent letter
collection edited by David Luscombe, The Letter Collection of
Peter Abelard and Heloise (Oxford: Clarendon Press, 2013).
This is a revised translation of the version published in 1974
and revised in 2003 by Michael Clanchy and Betty Radice, The
Letters of Abelard and Heloise (London and New York:
Penguin Classics, 2003, rev. ed.). The reference to Abelard’s
oratorium nostrum can be found in Luscombe, Letter
Collection, 84–85.
34. Howlett, David. 1992. "Some criteria for editing Abaelard."
Archivum Latinitatis Medii Aevi no. 51:195–202.
"Despite the gap between the date of composition and the dates
of the earliest manuscripts the text of Abaelard's Historia
Calamitatum is fairly secure. By attending to some previously
unnoticed structural features we may enhance that security, at
once ascertaining the textual integrity of the work, acquiring
new insights into the author's thought and art, and improving
presentation of the text for future readers.
The following text of title, exordium or chapter I, and chapter II
may be compared with the recent editions by Muckle and
Monfrin(1) .
The title is my reconstruction." (p. 195, a note omitted)
(1) J .T . Muckle (ed.), `Abelard's Letter of Consolation to a
Friend (Historia Calamitatum)', Mediaeval Studies XII (1950)
163-213. S. Monfrin (ed.), Abélard : Historia Calamitatum, 3d
ed. (Paris, 1967) .
35. Kaldramova, Elitza. 2019. "Peter Abelard’s Conceptualism and
Its Influence." Archive for Medieval Philosophy and Cultur no.
25:71–81.
Abstract: "The problem of the universals is associated with the
universals’ existence and reasons for classifying objects as one
species or genus. It inquires what notions and their features
are. The problem’s importance is related to the detailed study
of dialectics and the notion. The latter is the link between
sensible objects and the mind and is essential for building
sentences and propositions. Abelard’s conceptualism is
moderate position considering universals as notions and
focusing on the linguistic and logical aspects of the problem.
The ontological aspect is not excluded which is evident due to
the notion of status. The influence of Abelard’s conceptualism
in modern times is associated with the theory of direct
reference for nouns, the account of formal validity and the
theory of propositional content. Common features between
Abelard’s conceptualism and Rand’s objectivism are also
discussed such as the abstraction, the important role of reason,
the individual and the subjective element."
36. King, Peter. 1992. "Peter Abelard." In The Dictionary of
Literary Biography, edited by King, Peter, 3–14.
"Peter Abelard was the teacher of his generation: preeminent as
a philosopher, theologian, poet, and musician, he captured the
imagination of almost all with whom he came into contact. His
fame as a teacher was unequalled; students travelled from all
over Europe to hear him speak, crowds of ordinary people
attended his public lectures wherever he went, and it has been
said that he was indirectly responsible for the founding of the
University of Paris by creating a permanent ‘deposit’ of
students in the city. As a philosopher, he brought the
investigation of the “old logic” (logica vetus) to its heights; as a
theologian, he championed the use of reason and intellect in
matters of faith, putting the word theology into use with the
meaning it still has today. In philosophy and theology,
Abelard’s constant and unremitting use of the tools of logic or
‘dialectic’—argument, objection, example, counterexample, and
the like—helped define the Scholastic method, of which an early
example is his Sic et non [“Pro and Con” ca. 1117–1128]. As a
poet and musician, Abelard was renowned for his verses, both
secular and sacred, composed in the vernacular and in Latin.
He is responsible for some of the earliest extant pieces of
“authored” music. Abelard’s natural talents alone were
formidable. Combined with his quick tongue, undeniable
brilliance, sharp wit, dialectical acumen, encyclopædic
memory, and flavoured with a large dose of arrogance, the force
of his personality impressed itself vividly on all his
contemporaries. Even his critics and detractors (whom Abelard
always referred to as his “enemies”) admitted that he never lost
an argument, and only those who avoided debating him could
ever gain the upper hand over him. And, apart from his
intellectual achievements, his luckless affair with Héloïse made
him a tragic figure of romance. Abelard seemed larger than life
to his contemporaries, and he is all the more so in retrospect."
(p. 3)
37. Little, Edward F. 1969. "The Status of Current Research on
Abelard; Its Implications for the Liberal Arts and Philosophy of
the XIth and XIIth Centuries." In Arts libéraux et philosophie
au Moyen Age, 1119–1124. Paris: Vrin.
"In the last decade of the eleventh and in the first half of the
twelfth century questions were asked and argued about the
unity and trinity of God, which attracted great attention and led
to an independent, autonomous study of theology in the due
course of time. Leaders in this movement were Anselm,
Roscelin and Abelard. Abelard re-introduced the term
"theology" to popular use. Roscelin and Abelard also debated
questions which are still considered philosophical, but at the
early date even their questions of divinity, or of theology, were
not differentiated, other than potentially. The written
arguments remaining in our hands today are firmly based in
dialectical and logical and linguistic operations. In short they
are trivial, in a sense of the word which has gone out of use. In
Abelard's case, which concerns us here, it seems for this reason
that all his work should be taken into account in a treatment of
the liberal arts and philosophy in this period, -- even the
"theologies."
What seems needed most of all at the present time is a review
of the state of our knowledge of Abelard's work. The present
paper is directed to this question. After a quick review of
modern scholarship, it will note the work being done at the
present time and some appealing lines for future activity. It
should become clear that, while research of the twentieth
century has emphasized Abelard's theology, it has rediscovered
the logical, dialectical, and linguistic foundation of that
theology. A tendency is to examine it no longer strictly upon its
own doctrinal merits, but upon its experimental, logical and
philosophical character. This seems appropriate
chronologically, in that it evaluates these works within the loose
and formative context of their own time and aims. While this
article is addressed specifically to this conference, it is also
intended to be of use to the general student of Abelard." (p.
1119)
38. Luscombe, David Edward. 1966. "Nature in the Thought of
Peter Abelard." In La Filosofia della Natura nel Medioevo. Atti
del Terzo Congresso Internazionale di Filosofia Medioevale,
314–319. Milano: Vita e Pensiero.
"In his Commentary on the Hexameron Abelard tells us that at
the time of the creation a certain force, vis quaedam, was
granted to what was then created. This was the force of nature,
vis naturae, which was bestowed upon creation once and for all
time. This force is also a capacity, facultas, by which the things
created during the six days were made capable of development
and especially of multiplication (1). The writer of the Book of
Genesis tells us that the earth germinated even before the
creation of the sun (2). Abelard attributes this germination to
the workings of the vis naturae in its original freshness and
strength (3). There is a natural process at work in the world, a
pattern of causes and effects, as, for example, in the influence
of the stars upon the climate of the earth. By the study of the
stars we can predict the course of natural events (4), for
astronomy is a species of the philosophy of the nature of things.
This is not to say that we can also predict events contingent
upon the human free will (5). But there is a determinism in the
work of nature; if God interfered with this He would be acting
contra naturam, because the force of nature has now been
substituted for the divine will in the sense that nature preserves
and continues the original work of the Creator (6)." (pp. 314-
315)
(...)
"In Abelard’s Dialogus the imagined philosopher who appears
before Abelard in a dream, describes himself as content with
the possession of the natural law alone. He professes no written
law and investigates the truth and the high questions of moral
philosophy by using his reason (28). He deprecates those
Christians and Jews who rely only upon Scripture. But the
philosopher says that Abelard’s own Theologia is representative
from the Christian point of view of the two approaches, the
philosophical and the theological, the natural and the revealed,
of utraque doctrina (29). This claim, or boast, is highly
significant. It has always been understood that Abelard applied
reason in the study of theology. It is perhaps less realized that
Abelard held a kind of double source theory of revelation. Not
only the written law but the law of nature and reason as well
were the utraque doctrina which the best men accepted and
studied. The significance of Abelard’s doctrine of nature is that
it leads us to consider Abelard as a thinker who found God
revealed not only in the Word, but also in the world, with its
perfection and rationality, and in the divinely given reason of
man.
(1) « Nihil nunc naturam aliud dicimus, nisi vim et facultatem
illis operibus tunc collatam, unde illa sufficerent ad efficiendum
haec quae postmodum inde contigerunt ». Expositio in
Hexameron, J.-P. Migne, Patrologia Latina (= P.L.) tom. 178,
749 C.
(2) Genesis, I, 11-12.
(3) In Hexaemeron, P.L., 178, 749 BC.
(4) I.e. « naturalia futura » - « quae causam aliquam naturalem
sui eventus habent, ut ex his quae praecedunt tamquam
quibusdam naturalibus sui causis contingerr habeant», In
Hexaemeron, P.L., 178, 754 A.
(5) In Hexaemeron, P.L., 178, 753 D - 4 D. Cf. Abelard,
Dialectica, ed. L. M. De Rijk (Wijsgerige Teksten en Studies, I.
Assen 1956), pp. 216-7.
(6) In Hexaemeron, P.L., 178, 746 C - 7 A.
(28) Dialogus (1619 C et seq.)
(29) Op. cit. (1613 C)
39. ———. 1969. The School of Peter Abelard. The Influence of
Abelard's Thought in the Early Scholastic Period. Cambridge:
Cambridge University Press.
Contents: Preface IX-XI; List of Abbreviations XII-XIII; I. The
Literary Evidence 1; II. Abelard's Followers 14; III: The
Diffusion of Abelardian Writings 60; IV. The Condemnation of
1140 103; V. The Theological Writings of Abelard's Closest
Disciples 143; VI. The School of Laon 173; VII. Hugh of St
Victor 183; VIII. The Summa Sententiarum 198; IX: Abelard
and the Decretum of Gratian 214; X. Abelard's Disciples and
the School of St Victor 224; XI. Peter Lombard 261; XII. Robert
of Melun 281; XIII. Richard of St Victor 299; XIV. Conclusion
308; Appendices 311; Bibliography 316; Index of Manuscripts
347; General Index 350-360.
"This book represents an historian's attempt to discern the
ways in which Abelard's thought reached and influenced his
contemporaries and successors. The subject has attracted
historical study for nearly a century if we take as a starting
point the classic article by Heinrich Denifle entitled 'Die
Sentenzen Abaelards und die Bearbeitungen seiner Theologia
vor Mitte des 12. Jahrhunderts' which appeared in the Archiv
fur Literatur- und Kirchengeschichte des Mittelalters in 1885.
Since that time much further knowledge of Abelard's school
and of his disciples has accumulated and in addition a vast
amount of scholarly energy has been devoted to the task of
understanding and of bringing to life twelfth-century thought
and learning in its many aspects and moods. With respect to
Abelard's following it is perhaps a fitting time to draw together
some threads and to offer an interpretation of its place in the
evolution of the early scholastic movement.
The principal sources of this study are literary, biographical,
palaeographical and doctrinal. The occasional surviving literary
references to Abelard which were made in the twelfth century
and later are numerous enough to convey the intensity and the
scale of the disagreements which existed concerning his
personality and achievement. The names of several of his
disciples and hearers are also known and an examination is
here attempted of heir relationships to Abelard as well as of
their reactions to his work and thought. However, information
concerning twelfth century personalities is seldom abundant
and much can also be gained from studying the codicology of
Abelard and his school.
The surviving or known manuscripts of writings by Abelard and
by his disciples offer further knowledge of Abelard's readership
and following and therefore also of the general history of
formative period in medieval thought Abelard's public career
was closed in 1140 by an ecclesiastical condemnation. As a
condemned heretic whose errors had been vigorously
denounced by, among others, Bernard of Clairvaux, Abelard's
influence upon his age was limited and tainted. That he was
survived by disciples is an established fact, but what was done
by these disciples to develop or to qualify his teaching still
requires examination. It seems that the condemnation of 1140
raised as many questions as it solved and that the conflicts
between Abelard's critics and his defenders in the schools
entailed serious disagreements not only over outlook and
method but also over specific teachings which continued to be
debated in the years that followed. The stimulus which Abelard
gave to the study of particular ideas and themes outlived the
condemnation of 1140 and some of the criticisms which were
levelled against Abelard at this time were an insufficient guide
to his contemporaries. Already within the school of Hugh of St
Victor a more sophisticated and refined study of Abelard's
thought was in progress, and it was this which provided the
springboard for many future doctrinal developments.
Throughout the 1130s, 40s and sos the interaction of the rival
traditions of the schools of Abelard and of Hugh is a striking
feature of theological discussion. If the Sentences of Peter
Lombard, which enjoyed such a prolonged influence
throughout the medieval period, may be regarded as the climax
of continuous activity by schoolmen during the first half of the
twelfth century, then it is clear that Abelard, for all his
exaggerations and errors, was a major and continuing stimulus
to debate and thought.
I have tried in the following pages to illustrate primarily the
development of theological thought in approximately the first
half of the twelfth century by reference not only to Abelard's
disciples but also to major teachers of the various schools of the
period such as Gratian of Bologna, Hugh and Richard of St
Victor, Peter Lombard and Robert of Melun. I have not tried to
be exhaustive and much could be said about the relationship
between Abelard and other writers; the Porretans in particular
are little mentioned. So much is added yearly to knowledge of
the literature and thought of this period that much of what
appears below will soon be subject to modification and
revision." (from the Preface, IX-X).
40. ———. 1972. "Peter Abelard: Some Recent Interpretations."
Journal of Religious History no. 7:69–75.
"A quiet revolution in the study of Peter Abelard has taken
place in the past forty years. Its roots are numerous editions
and studies by Cottiaux, Grabmann, Landgraf, Leclercq, Minio-
Paluello, Monfrin, Muckle, Ostlender, D. Van den Eynde and
others. Its main monument is being erected and is the elaborate
edition of Abelard’s theological writings by E. M. Buytaert.(1)
This ferment has reached its highest level of intensity and of
brilliance in the last three years, and it is desirable that this
climactic activity should be well known. To survey it
comprehensively would be premature, although a bibliography
containing 150 items up to 1967 has been issued by Buytaert in
the first volume of his editions and a further bibliography is
promised for the fifth and final volume. My purpose here is to
draw attention to three recent discussions, each of a different
kind, by offering just a glimpse of a very busy scene; others will,
I hope, be encouraged to take a longer look." (p 69)
(1) Petri Abaelardi Opera Theologica, Corpus Christianom,
Continuatio mediaevalis, vols xi ff., Turnhout, 1969 ff. Two
volumes have appeared to date.
41. ———. 1979. Peter Abelard. London: Historical Association.
Contents: Introduction 5; The Rise to Fame 7; From Marriage
to the Monastery 12; The Foundation of the Paraclete 18; The
Final Years of Teaching 29; Abelard’s Achievement 34;
Bibliographical 38-40.
"Abelard stands out in the twelfth century as a great
philosophical thinker in a roughly similar way to that of John
the Scot in the ninth century or René Descartes in the
seventeenth. His strength of mind contemporaries of all shades
of opinion were ready to acknowledge; his achievements are
given major attention in histories both of European thought
and of European society in general. Abelard’s career as a monk
has been judged somewhat less interesting. He was an unusual
monk for he was married and a eunuch and he also remained
keen to teach. But he was an abbot and he founded a new
religious order that deserves a place in any history of medieval
religious orders that tries to indicate the variety of new
approaches to the monastic life that appeared in the eleventh
and twelfth centuries.
For over a hundred and fifty years scholars have raised, and
still raise, doubts regarding the genuineness of his writings,
particularly the letters. If the letters are an outright forgery,
then much of our direct knowledge of Abelard, and to a greater
extent of Heloise, is gravely shaken. But even if they are not,
questions remain regarding the circumstances and motives of
their composition. It is not enough to try to survey Abelard’s
career and thought in the light of the different interpretations
to which his teachings have given rise; questions regarding the
origins and reliability of the evidence we have interact
repeatedly with the opinions one forms regarding Abelard’s
aims and achievements." (p. 6)
42. ———. 1988. "Peter Abelard." In A History of Twelfth-Century
Western Philosophy, edited by Dronke, Peter, 279–307.
Cambridge: Cambridge University Press.
Chapter 10.
"Abelard's logical writings are concerned with seven basic texts:
the Isagoge of Porphyry; the Categories and De interpretatione
of Aristotle; and the De syllogismo categorico, De syllogismo
hypothetico, De differentiis topicis and De divisione of
Boethius. Only to a limited degree did Abelard use the Prior
Analytics and Sophistici elenchi of Aristotle. Not without
reason was he called the Peripatetic from Le Pallet, his
birthplace (Peripateticus Paiatinus)." (p. 280)
(...)
"Abelard also wrote a major, independent, and unified treatise
of logic which was free of the gloss form, although it
nonetheless uses fully the seven ancient textbooks of Aristotle,
Porphyry, and Boethius. The only known manuscript of this
work, the Dialectica, is in Paris, Bibliotheque Nationale lat.
14614, but it lacks both the beginning and the end of the text.
The editor, L. M. de Rijk, dates the composition of the final
revision of the Dialectica to Abelard's last years.(10)
Abelard may have written a work called Rhetorika and one
called Grammatica, but neither has been identified in any
manuscript.(11) Sentences containing an analysis of a
paralogism and of the use of totum have been tentatively
ascribed to him and printed under his name.(12) Claims have
been put forward for Abelard as author of other works of logic
which betray many similarities with his known writings and
teachings. These include a short treatise De intellectibus(13)
and another gloss on the Isagoge known as Secundum uocales.
(14)" (pp.281-282)
(10) De Rijk 1970, pp. xxi-xxiii. The dating of the supposed
versions of the Dialectica is muchdebated. Sec further E. M.
Buytaert in his general introduction to Abelard's Opera
theologica 1, CC, CM xi (Turnhout 1969}, p. xxv n. 45. C. Mews
now suggests ca. 1117: 'On Dating the Works of Peter Abelard',
AHDLMA LII (1985) 73-134, at pp. 95-104.
(11) Buytaert 1969, p. xxi; Mews 1985, pp. 92-3.
(12) Secundum Magistrum Petrum Sententie, ed. Minio-
Paluello 1958. These Sentences may have been a part of a lost
work on fallacies to which Abelard refers in his Dialectica, ed.
de Rijk 1970, p. 448.3—4 {primus Fantasiarum nostrarum
liber). See L. M. de Rijk, Logica Modernorum I (Assen 1962),
109-12.
(13) Ed. L. U. Ulivi, La psicologia di Abelardo e il 'Tractalus de
Intellectibus' (Rome 1976); also Petri Abaelardi Opera, ed. V.
Cousin, 11 (Paris 1859) 733-53. Both these editors favour the
attribution of the treatise to Abelard; Ulivi examines the
possibility very thoroughly.
(14) Glossae super librum Porphyrii secundum vocales, ed. C.
Ottaviano, Un opuscolo di Abelardo, Testi medioevali inediti,
Fontes Ambrosiani in (Florence 1933), pp. 106-207. Extracts
were edited by Geyer 1973, pp 581-8. Geyer (pp. 610-12) notes
the close similarities between these Glosses and those found in
Abelard's Logica, but concludes that they are a compilation by
a follower of Abelard. C. J. Mews presents new arguments in
favour of Abelard's authorship in 'A Neglected Gloss on the
"Isagoge" by Peter Abelard', Frreiburger Zeitschrift fur
Philosophie und Theologie xxxi (1984) 35—55. The gloss
'Secundum vocales' is found in the same Milan MS which
contains the 'Ingredientibus' glosses (on fols. 72v-8iv).
43. ———. 1992. "The School of Peter Abelard Revisited." Vivarium
no. 30:127–138.
"My concern in this paper is not with works of logic associated
with Peter Abelard but with writings of a theological kind
containing material which is similar to that also found in
Abelard' s own writings.(1) To these works of theology, largely
collections of sentences but also including some works of
biblical commentary, I gave attention in a book which I
published in 1969 under the title The School of Peter Abelard
and with the sub-title The Influence of Abelard's Theology in
the Early Scholastic Period.(2) After the passage of more than
twenty years I welcome Professor Courtenay's mandatum to me
to revisit what I called, following a well-established convention,
the school. Whether or not this school looks any different now
than it did two decades ago is one legitimate concern of this
colloquium which seeks to raise new questions and to explore
different possibilities than I have previously done." (p. 127)
(1) See Julia Barrow, Charles Burnett, David Luscombe 1984-5,
183-302. Part 3 of this Checklist (259-261) gives information
about a few works which put forward doctrine identifiable as
Abelard's; Part 2 gives information about Abelard's own
writings (240- 258). See also Luscombe 1969: chapter 3 ('The
Diffusion of Abelardian Writings', 60-102) includes some
details of writings on logic and theology inspired by Abelard as
well as of those written by him; chapters 5 and 10 (143-172,
224-260) examine works of theology from Abelard's school.
(2) See n. 1 above.
References
Barrow, J., Burnett, C. & Luscombe, D., 1984-85, A checklist of
the manuscripts containing the writings of Peter Abelard and
Heloise and other works closely associated with Abelard and
his school , in: Revue d'histoire des textes, 14/15, 183-302.
Luscombe, D., 1969, The School of Peter Abelard. The
Influence of Abelard's Thought in the Early Scholastic Period.
Cambridge Studies in Medieval Life and Thought, ed. D.
Knowles, new series 14. Cambridge; repr. 1970.
44. ———. 1996. "Peter Abelard and the Arts of Language." In
Media Latinitas: A Collection of Essays to Mark the Occasion
of the Retirement of L. J. Engels, edited by Nip, R. I. A., 101–
116. Turnhout: Brepols.
45. ———. 1997. "Peter Abelard's Carnal Thoughts." In Medieval
Theology and the Natural Body, edited by Biller, Peter and
Minnis, A. J., 31–37. Rochester: York Medieval Press.
"Abelard, for whatever reason, was not interested in the idea of
the two cities, but he was intensely interested in Augustine's De
civitate Dei and especially in the investigations made by
Socrates and the Platonists into the summum bonum. Book II
of his Theologia christiana manifests this interest,(14) but
nowhere is it more in evidence than in the Dialogus that he
wrote in which a Philosopher and a Christian debate between
themselves the nature of supreme goodness and of supreme
evil. It is the Philosopher who turns to the De civitate Dei
where in Book VIII Augustine records that some pagan
philosophers call the supreme goodness virtue and others
pleasure or voluptas.(15)
(...)
"As the debate between the Philosopher and the Christian
reaches its climax, the Philosopher states his agreement with
the Christian that, properly and absolutely speaking, the
supreme good is God and the supreme good for man is the
vision of God which makes man truly happy. But the
Philosopher asks why, if this vision of God is enjoyed through
the eyes of the mind and is not a physical sight, Christians
proclaim the doctrine of the resurrection of the bodies of the
saints in heaven? What is the point of the souls of the just in
paradise having their bodies restored to them when the lack of
bodies does nothing to lessen the happiness of the angels? To
this the Christian replies that everything God does is done not
to increase our happiness but his glory. The resurrection of our
bodies does not increase the happiness of thesaints but it is not
without purpose since God is glorified when what were once
weak instruments beset by passion become indissoluble and
immune to passion.(18)
However, after the resurrection, bodies are, in a certain way—
quodammodo subtle, spiritual things, just as Christ's body
became an immortal and impassible body after his
resurrection.(19) There is no activity left for the senses since all
desires are satisfied by the vision of God.(20)" (pp. 36-37)
(14) Theologia christiana ii.329.(...) Petri Abaelardi Opera
theologica, II, ed. E. M. Buytaert, CCCM 12 (Turnhout, 1969),
pp. 145-6.
(15) Petrus Abaelardus. Dialogus inter Philosophum, Judaeum
et Christianum, ed. R. Thomas (Stuttgart and Bad Cannstatt,
1970), 1. 1525. There exists an English translation by P. J.
Payer, Peter Abelard. A Dialogue of a Philosopher with a Jew
and a Christian, Medieval Sources in Translation 20 (Toronto,
1979).
(18) Dialogus, ed. Thomas, 11. 2584-621.
(19) Dialogus, ed. Thomas, 11. 2667-76.
(20) Dialogus, ed. Thomas, 11. 290-647
46. ———. 2001. "Peter Abelard and the Poets." In Poetry and
Philosophy in the Middle Ages: A Festschrift for Peter Dronke,
edited by Marenbon, John, 155–171. Leiden: Brill.
"Over twenty years ago Jean Jolivet discussed the presentation
by Peter Abelard of the philosophers of antiquity, their
personalities and their teachings(1). Jolivet explored the
relationships which Abelard
forged with these figures in the light of his Christian faith. By
their reason and by the uprightness of the lives which they led,
the philosophers of antiquity had come to a knowledge of God.
Unlike the prophets of the Old Testament they did not know
the written law, but they had knowledge of the natural law.
Albeit obscurely and unwittingly, their writings bore witness
and provided premonitions of the divine Trinity. They also
promoted virtue and the particular qualities which Christians
associate with the requirements of the monastic life: poverty,
solitude, study and continence. Ranged alongside them were
Biblical figures such as Solomon, a sage, and Job, a pagan.
Moreover, the philosophers included poets." (p, 155)
(1) 'Doctrines et figures de philosophies chez Abelard' in Petrus
Abaelardus (1079—1142). Person, Werk und Wirkung, ed. R.
Thomas (Trier 1980), Trierer theologische Studien 38, pp. 103-
20.
47. ———. 2002. "Scientia and disciplina in the correspondence of
Peter Abelard and Heloise." In "Scientia" und "Disciplina".
Wissenstheorie und Wissenschaftspraxis im 12. und 13.
Jahrhundert, edited by Berndt, Rainer, Lutz-Bachmann,
Matthias, Stammberger, Ralf M. W. and Niederberger,
Andreas, 79–89. Berlin: Walter de Gruyter.
"In his letters Abelard uses the word "disciplina" in a number of
different ways.
Learning or studying a branch of organised knowledge is one
such use: "ingenio exstiti AD LITTERATORIAM DISCIPLINAM
facilis."(2) Abelard claims to have a natural facility for the study
of letters which was realised during his early education, which
took place either in a school or through private tuition.(3) He
mentions education in boyhood again in his Dialectica in the
course of discussing the different kinds of comparison." (P. 79)
(...)
"One of Abelard's persistent appeals is for the promotion of a
knowledge of letters. He admired the "litteratoria scientia"
possessed by Heloise and so rarely found among women:
quo bonum hoc LITTERATORIE scilicet SCIENTIE in
mulieribus est rarius, eo amplius puellam commendabat, et in
toto regno nominatissimam fecerat.(29)
)
In Epistola IX he appeals to the nuns of the Paraclete to study
languages and literatures for the neglect of either has, since
Jerome's day, brought about the decline of both:
Defecit iam dudum hoc peregrinarum linguarum in uiris
Studium et cum negligencia litterarum, SCIENCIA periit
earum.(30) (p. 84)
(2) Abaelardus Historia calamitatum, 12-13.
(3) Abaelardus Historia calamitatum, 13-17:(...)
(29) Abaelardus Historia calamitatum, 286-288.
(30) Abaelardus Epistolae (Smits), IX (p. 236 = PL 178, c.
335A-336A).
48. ———. 2014. "Peter Abelard and "lingua nostra"." In
Philosophie et langage ordinaire : de l'Antiquité à la
Renaissance, edited by Counet, Jean-Michel. Louvain: Peeters.
49. ———. 2019. Peter Abelard and Heloise: Collected Studies.
New York: Routledge.
Contents: Preface; Abbreviations; Bibliography
1. From Paris to the Paraclete: The correspondence of Abelard
and Heloise (1989);
Peter Abelard: Philosopher
2. Peter Abelard (1988); 3. Nature in the thought of Peter
Abelard (1966); 4. Peter Abelard and the arts of language
(1996); 5. Scientia and disciplina in the correspondence of
Peter Abelard and Heloise (2002), 6. 'The sense of innovation
in the writings of Peter Abelard (2005); 7. Peter Abelard and
the poets (2001); 8. The school of Peter Abelard revisited
(1992); 9. The Bible in the work of Peter Abelard and his
"school' (1996); 10. Peter Abelard and the creation of the world
(2000); 11. Peter Abelard's carnal thoughts (1997); 12. St
Anselm and Abelard: A restatement (2002); 13. A new student
for Peter Abelard: The marginalia in British Library MS Cotton
Faustina A.X (with Charles Burnett; 2005); 14. Berengar,
defender of Peter Abelard (1966);
Peter Abelard and Heloise
15. The Letters of Heloise and Abelard since "Cluny, 1972"
(1980); 16. Peter Abelard and the abbey of the Paraclete
(2003); 17. Excerpts from the letter collection of Heloise and
Abelard in Notre Dame (Indiana) MS 30 (1983);
Peter Abelard Monk
18. Peter Abelard and monasticism (1975); 19. Monasticism in
the lives and writings of Heloise and Abelard (1991);
20. Supplementary notes;
Index; Index of Manuscripts.
"I have from time to time been asked to make a collection of
some of studies of Peter Abelard and Heloise which were
published in widely scattered and not always easily accessible
volumes. The present book brings to and reprints nineteen of
these essays with very few and only very small amendments but
with a common format and new pagination. Some of these
essays were published before the arrival of new editions of the
writings of Abelard and Heloise." (from the Preface)
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliography on the Philosophy of
Peter Abelard: English Studies
(Second part)
Bibliography M - Z
1. Marenbon, John. 1992. "Abelard's Concept of Natural Law." In
Mensch und Natur im Mittelalter. 2. Halbband, edited by
Zimmermann, Albert and Speer, Andreas, 609–621. Berlin:
Walter de Gruyter.
"To understand Abelard's views about natural law it is
necessary to begin, not with his own writings, but those of his
teachers, Anselm of Laon and William of Champeaux, and their
followers in the School of Laon. They were the first thinkers
since the Fathers to consider natural law explicitly and in
detail, and they provided the context for Abelard's own
thoughts on the subject. Only when it is read within this context
does the subtlety and originality of Abelard's treatment become
clear." (p. 609)
(...)
"At first sight, Abelard's treatment of natural law looks
disconcertingly close to the ideas of the School of Laon: not
only is the terminology similar, but also the problems tackled
are much the same. Could it be that Abelard copied the ideas of
the two masters with whom he had ostentatiously quarelled,
and those of their obedient pupils? More careful comparison
shows, rather, that here — as in many other areas of his work —
Anselm, William and their followers provided Abelard with a
set of terms and starting-points, from which he developed his
own, very different views. A striking example is provided by
Abelard's treatment of the Golden Rule." (pp. 612-613)
2. ———. 2004. "Life, milieu, and intellectual contexts." In The
Cambridge Companion to Abelard, edited by Brower, Jeffrey
E. and Guilfoy, Kevin, 13–44. Cambridge: Cambridge
University Press.
"In the first section, “Life and works,” I give a very brief sketch
of Abelard’s life, and then of his works, and try to show the
main direction of his intellectual interests in a career which, as
I shall argue, falls into two distinct halves. In Section ii, I add a
little detail to this bare account, by considering (in very roughly
chronological order) the various cultural settings in which
Abelard worked. Three of them are particular milieus to which
he belonged: the logical schools at the beginning of the twelfth
century, the world of twelfth century monastic thinking and
reform, and the Paris schools, logical and theological, of the
1130s. One is a cultural setting in rather a different sense:
Abelard’s reading. In Section iii, I have chosen two topics
through which to examine more precisely, and very selectively,
aspects of Abelard’s relation to earlier and contemporary
medieval philosophers: Abelard’s nominalism, and his
treatment of Plato’s idea of a World Soul." (p. 13)
3. ———. 2007. "Peter Abelard and Platonic Politics." In The
Political Identity of the West: Platonism in the Dialogue of
Cultures, edited by van Ackeren, Marcel and Seummrell, Orrin
Finn, 133–150. Bern: Peter Lang.
4. ———. 2015. Pagans and Philosophers: The Problem of
Paganism from Augustine to Leibniz. Princeton: Princeton
University Press.
Chapter 5: Abelard, pp. 73-94.
"The first impression from the Theologia Christiana, the
Collationes and many of his other works is that Abelard is a
sort of counter-Augustine in his attitude to pagans, despite the
extensive use he makes of Augustine’s works in discussing this
theme. Where Augustine rejects pagan salvation and pagan
virtues out of hand, Abelard appears to be arguing strongly for
both of them. But this judgement is true only in part.
On examination, Abelard’s views turn out to be not entirely
consistent, both less and more audacious than they seem
initially. Their relation to Augustine’s position is much more
complex than simple opposition. It is easiest to disentangle the
various threads by starting with Abelard’s view on pagans’
knowledge of God, before looking at his treatment of the
salvation of pagans and then the question of their virtues." (p.
4, a note omitted)
5. McCabe, Joseph. 1901. Peter Abélard. London: Duckworth.
"The author does not think it necessary to offer any apology for
having written a life of Abelard.
The intense dramatic interest of his life is known from a
number of brief notices and sketches, but English readers have
no complete presentation of the facts of that remarkable career
in our own tongue. The History of A.bailard of Mr. Berington,
dating from the eighteenth century, is no longer adequate or
useful. Many French and German scholars have re-written
Abelard's life in the light of recent knowledge and feeling, but,
beyond the short sketches to be found in Compayre, Poole,
Rashdall, Cotter Morison, andothers, no English writer of the
nineteenth century has given us a complete study of this unique
and much misunderstood personality. Perhaps one who has
also had a monastic, scholastic, and ecclesiastical experience
may approach the task with a certain confidence." (Preface, p.
V)
6. McDonough, Christopher J. 1986. "Hugh Primas 18: A Poetic
Glosula on Amiens, Reims, and Peter Abelard." Speculum no.
61:806–835.
"The poem numbered 18 in the collection known as the Oxford
poems was written a little before the middle of the twelfth
century.(1) Composed in rhyming octosyllabic verse, the poem
has three parts. It begins by praising the bishop and clergy of
Amiens for an act of charity on behalf of the destitute poet. It
continues with a celebration of the cathedral school of Reims
under Master Alberic. It concludes with a biting attack upon an
anonymous teacher who is unfit to be heard by the students of
Reims. The author calls himself Primas, incorporating this
name as an internal signature within the body of the poem.
Primas has been identified with a certain Hugh of Orleans, who
in his day enjoyed a reputation for wit and humor. A. firm
terminus ante quem for the poem's composition is 1136/37, for
at that time Alberic was translated from Reims to the see of
Bourges, where he lived out his days. In fact the poem was
probably written a few years earlier." (p. 806)
(...)
"Poem 18 is in many ways elusive for the modern reader. In
recent years two problems in particular have claimed scholarly
attention: the identity of the man ridiculed at the close, and the
coherence of the poem's form with its content.4 I shall
reexamine both questions. My first aim will be to demonstrate
that Peter Abelard was the object of the poet's abuse. This
identification provides a new perspective on the relationship
between the second and third parts of the poem, and I shall
proceed to reconsider the structure of the poem and the literary
achievement of its author. Primas's poem is not only a histor-
ical document that sheds light on the turbulent academic and
theological life of the time, but also a work of literature, notable
for the degree to which it compels awareness of its existence as
a commentary and reflects upon the process of writing." (pp.
806-807, some notes omtted)
(1) (,,,) Citations of the text of the poem are from C. J.
McDonough, ed., The Oxford Poems of Hugh Primas and the
Arundel Lyrics (Toronto, 1984), pp. 61- 65. The text and a
German translation can be found in Karl Langosch, Hymnen
und Vagantenlieder (Basel, 1954), pp. 148-53.
7. McLaughlin, Mary Martin. 1967. "Abelard as Autobiographer:
The Motives and Meaning of His “Story of Calamities”."
Speculum no. 42:463–488.
"Although Abelard's Story of Calamities (Historia
calamitatum) has long been regarded as the most original and
significant of mediaeval autobiographies, it has also remained
in many ways the most perplexing and the most often
misunderstood. Setting out ostensibly to console an
unidentified friend by writing about the calamities he himself
had suffered, Abelard surveyed in his letter the most important
phases and events of his career, from his early years to what
seemed to him the unparalleled series of misfortunes that
formed the pattern of his later life. In the course of his "story,"
he told us more about himself, more deliberately, than any
other Western thinker between St Augustine and Petrarch, and
much, incidentally, about the world in which he moved. For
these reasons, Abelard's autobiographical letter is, as Knowles
remarks, "a work of the highest value for its historical,
psychological and human interest," indispensable, in fact, to all
students of the intellectual and spiritual life of his age. Yet at
the same time, as Knowles goes on to say, the Story of
Calamities presents most acutely, "as might be expected from
its author's character and career, all the difficulties of
interpretation which are inseparable from the autobiographical
form.(1)"
(1) D. Knowles, Evolution of Medieval Thought (London,
1962), pp. 116-117.
8. Mews, Constant J. 1986. "On Dating the Works of Peter
Abelard." Archives d'Histoire Doctrinale et Littéraire du
Moyen Age no. 60:73–134.
Reprinted as Essay VII in: Constant J. Mews, Abelard and his
Legacy, Aldershot: Ashgate 2001.
"Any attempt to assess the evolution of the thought of Peter
Abelard (1079-1142) must be based on a firm grasp of the
sequence of his various writings on logic and theology. The
studies which follow concentrate on two works: the Dialectica
and the Dialogus inter philosophum, Iudaeum et Christianum
or Collationes. While a number of scholars have attempted to
date individual works of Abelard, there has not yet emerged any
clear consensus of opinion about the overall chronology of his
writings.
By looking again at the Dialectica and the Dialogus in relation
to his other writings on logic and theology it is hoped to gain a
clearer picture of the development of his thought and so
provide a perspective which is not to be found in the Historia
Calamitatum(2)." (pp. 73-74, a note omitted)
"From this study of the evolution of Abelard’s terminology and
thinking about language, we can suggest the following
chronological sequence for his writings:
Ed. sup. Por.; sup. Cat.; sup. Per.; de divisionibus;
Introductiones parvulorum; liber fantasiarum. [lost]
Dialectica.
Glosse sup. Por.; sup. Pred.; sup. Per.; Gl. sec. voc.; sup. Top.
TSum (perhaps before sup. Per. and sup. Top.). Rhetorica (?);
Grammatica; Tract. de int. Glossule. TChr.
The sequence proposed here is only tentative, as the evidence is
often inconclusive." (p. 94)
(2) The authenticity of the Historia Calamitatum was doubted
by R. Benton, ‘Fraud, fiction and borrowing in the
correspondence of Abelard and Héloise’, Pierre le Vénérable.-
Pierre Abélard, p. 469-506, but largely re-affirmed in his later
communication, ‘A reconsideration of the authenticity of the
correspondence of Abelard and Heloise’, Petrus Abaelardus,
Trier, pp. 41-52. Although Benton’s earlier position is still
supported by H. Sitvestre, ‘Pourquoi Roscelin n’est-il pas
mentionné dans l’Historia Calamitatum?’, RTAM [Recherches
de théologie ancienne et médiévale] 48 (1981), 218-24 and in
Bull. TAM 13 (1983), 420-23, no solid arguments have yet, in
the author’s opinion, been put forward to justify the hypothesis
of a forgery. In consequence its authenticity is accepted.
9. ———. 1986. "The Sententiae of Peter Abelard." Recherches de
Theologie et Philosophie Médievales no. 53:130–184.
Reprinted as Essay VI in: Constant J. Mews, Abelard and his
Legacy, Aldershot: Ashgate 2001.
"Conclusions
The liber sententiarum magistri Petri is only one of a number
different collections of Abelard’s sententie. It can be compared
most closely to the Sententie Abaelardi in the precision with
which his argument is presented—part of its discussion of the
redemption is identical to the quaestio on the subject in
Abelard’s commentary on Romans, in the same way as the
Sententie reproduce parts of a draft of the Theologia
“Scholarium”. Both may have been compiled by an
amaneuensis either from dictation or from Abelard’s lecture
notes (or from both).
(.,,(
The Ethica developed that part of his teaching about charity,
while the Anthropologia (if completed) would have covered
that about redemption.
The Sententie Florianenses, Sententie Abaelardi, Sententie
Parisienses and liber sententiarum magistri Petri (in that
chronological order) do not belong to his strictly literary
compositions, but they should be differentiated from those
texts which combine ideas of Abelard with those of other
teachers. To group all such works under the loose umbrella of
‘‘the school of Peter Abelard” is to misunderstand the
significance of those which reproduce his teaching alone. The
four texts mentioned shed important light on the ideas of
Abelard about faith in God and in Christ, the sacraments and
morality, not on the thinking of his disciples." (pp. 173-174)
10. ———. 1995. Peter Abelard. Aldershot: Ashgate.
Authors of the Middle Ages. Vol. II n° 5-6.
Contents: 5. Constant J. Mews: Peter Abelard 1-88; V.I.J. Flint:
Honorius Augustodunensis 89-183.
Reprint: New York: Routledge 2016.
"Interest in Abelard as a philosopher has tended to develop
separately from analysis of his theology. In the Anglo-American
analytic tradition, there has been a concentration on Abelard's
doctrine of universals for its critique of traditional ontology.
Rather different is the perspective of Jolivet, who has studied
Abelard's ideas on universal categories as a part of a wider
critique of language. Unease with the traditional nominalist
label and the tendency to discuss Abelard's logic without
reference to his theology, led him to suggest an underlying
tendency in Abelard's thought to 'dereify' language. In more
recent writing, Jolivet has examined the coexistence of
Platonist semantics with Aristotelian categories in Abelard's
thought. Comparing the thought of Roscelin, Abelard and
Gilbert of Poitiers, he has suggested that 'realist' and
'nominalist' labels might be inadequate to describe the different
strategies each formulates to the question of universals. From a
different standpoint, Courtenay and Normore have identified
Abelard as the central stimulus for the nominalist school.
However, as Jolivet has pointed out, it is misleading to
understand Abelard as a nominalist in the fourteenth-century
sense. While he has a sharp sense of physical reality and of the
artificial nature of human statements, he never doubts that
there is a reality beyond language, insisting only that this
reality can never be fully defined. His dialectic seeks to show
that images and definitions of truth are always of human origin,
and thus transient in nature. It moves within a tradition shaped
by Plato, Augustine and Boethius, although transformed by
Aristotelian thinking about language in a particular way," (pp.
30-31, notes omitted)
11. ———. 2001. Abelard and His Legacy. Aldershot: Ashgate.
Collection of essays previously published.
Contents: I. The development of the Theologia of Peter
Abelard; II. A neglected gloss on the Isagoge by Peter Abelard;
III. Man's knowledge of God according to Peter Abelard; IV.
The lists of heresies imputed to Peter Abelard; V. Peter
Abelard's Theologia Christiana and Theologia 'Scholarium' re-
examined; VI. The Sententie of Peter Abelard; VII. On dating
the works of Peter Abelard; VIII. Aspects of the evolution of
Peter Abaelard's thought on signification and predication; IX.
Un lecteur de Jérôme au XIIe siècle: Pierre Abélard; X. Peter
Abelard and the Enigma of Dialogue; Addenda; Indexes.
12. ———. 2002. "The Council of Sens (1141): Abelard, Bernard,
and the Fear of Social Upheaval." Speculum no. 77:342–382.
"The Council of Sens, held on May 25-26, 1141, was most widely
remembered through collections of the letters of Bernard,
assembled soon after 1153. These letters do not give the full
story, however, of the circumstances that provoked Abelard to
ask the archbishop of Sens if he could defend himself at this
council against the claims being made by Bernard of Clairvaux.
While the theological differences between the two men should
not be minimized, Bernard's anxieties about the dangerous
implications of Abelard's teachings also have much to do with
the increasingly polarized political situation facing the Latin
church after the Second Lateran Council in April 1139.
(...)
Bernard himself did not originally wish to attend the council
and came only because of pressure placed on him by certain
powerful individuals, quite possibly Suger of Saint-Denis. As a
leading adviser to the young Louis VII, it was in Suger's interest
to support the cause of Samson, the newly appointed
archbishop of Reims, a city whose commune was crushed
sometime in 1140 or early 1141.
(..)
The fact that Arnold of Brescia, a notorious critic of episcopal
and papal power, attached himself to Abelard helped make
Abelard's theological critique of traditional understanding of
divine omnipotence appear to be subversive thinking. As R. I.
Moore has argued, the confrontation at Sens was part of a
larger process by which new structures of authority came to be
imposed.(155) Papal authority was now being invoked as the
principal arbiter of orthodoxy. Social tension within urban
communities undoubtedly inflamed the way Abelard's theology
was perceived. For all his desire to overcome conflict through
rational analysis, Abelard was unable to overcome an extremely
polarized political situation. Perhaps the real victor of that
confrontation was Suger of Saint-Denis. The construction of a
magnificent new church provided, outwardly at least, a far
more effective vehicle for creating social cohesion than either
the theology of Peter Abelard or the interior conversion
preached by Bernard of Clairvaux." (pp-379-380, a note
omitted)
(155) R. I. Moore, The First European Revolution, c. 970-1215
(Oxford, 2000), with comment on the confrontation with
Bernard at Sens (dated to 1140), although not in relation to
Arnold of Brescia, pp. 124-25, 158, and 190.
13. ———. 2006. "Faith as Existimatio rerum non apparentium:
intellect, imagination and faith in the Philosophy of Peter
Abelard." In Intellect et imagination dans la philosophie
médiévale / Intellect and imagination in medieval philosophy
/ Intelecto e imaginação na filosofia medieval / Actes du XIe
Congrès international de philosophie médiévale de la Société
internationale pour l'Étude de la philosophie médiévale
(S.I.E.P.M.): Porto, du 26 au 31 août 2002. Vol. 2, edited by
Pacheco, Maria Cândida and Meirinhos, José 915–926.
Turnhout: Brepols.
"At the outset of the Theologia ‘Scholarium’ Peter Abelard
introduces a definition of faith that some of his contemporaries
found rather alarming: «Faith is estimation (existimatio) of
things that do not appear, that not apparent to the bodily
senses»(1). Both William of Saint-Thierry and Bernard of
Clairvaux considered this definition to contradict that
attributed to St Paul (Hebrews 11:1): «Est autem fides
sperandorum substantia rerum argumentum non parentum»
(Faith is the substance of things hoped for, the argument for
what does not appear(2). If, like William and Bernard, we look
only at that bare sentence at the outset of his Theologia about
faith as existimatio of things unseen, without any knowledge of
Abelard’s theory of language, we might well remain similarly
puzzled at this bare definition of faith. How is it connected to
Abelard’s broader understanding of language, intellect and
imagination, themes of this congress?" (p. 915)
(...)
"Faith is thus not an abstract gift, a form of knowledge quite
distinct from human knowledge. Abelard’s understanding of
faith as an estimation of what not appear to the senses is
necessarily shaped by his understanding that what is said by a
proposition is never a thing or res in itself, with some extra-
linguistic existence.
(...)
Ultimately faith will give way to a knowledge that is beyond all
imagination, and that will endure." (p. 926)
(1) Theologia ‘Scholarium’ [TSch] 1.1, E.-M. Buytaert and CJ.
Mews (eds.), Corpus Christianorum Continuatio Mediaeualis
[CCCM] 13, Tumhout 1987, p. 318.
(2) William of Saint-Thierry, Disputatio Adversus Petrum
Abaelardum, P.L. vol. 180, c. 249; Bernard of Clairvaux, Letter
190, Sancti Bernardi Opera, Rome 1957-77, 8:78.
14. ———. 2009. "William of Champeaux, Abelard and Hugh of
Saint-Victor: platonism, theology and scripture in early 12th
century France." In Bible und Exegese in der Abtei Saint-Victor
zu Paris: Form und Funktion Eines Grundtextes im
Europaischen Raum. Band 3, edited by Berndt, Rainer, 131–
163. Münster: Aschendorff.
15. ———. 2009. "Peter Abelard." In The History of Western
Philosophy of Religion. Vol. 2: Medieval Philosophy of
Religion, edited by Oppy, Graham and Trakakis, N. N., 97–108.
Stocksfield: Acumen.
"Peter Abelard (1079–1142) introduces a new perspective into
the philosophy of religion in the Latin West through his
emphasis on the common source of pagan and religious
philosophical insight. Although not the first person to argue
that pagan philosophers shared some understanding of truths
manifest through divine revelation to Jews and then to
Christians, Abelard was one of the first teachers to create a
coherent synthesis of theologia in which this insight was the
driving principle.
Boethius (c.476–c.525) had pursued philosophical enquiry into
orthodox Christian doctrines relating to the Trinity, but never
reflected explicitly on the relationship of pagan philosophy to
Christian revelation. Rather than commenting on the Opuscula
sacra (Sacred works) of Boethius, Abelard decided to create his
own independent synthesis on the subject, a treatise about the
Trinity, now known as the Theologia ‘summi boni’ (hereafter
TSum). After the work was condemned as heretical at the
Council of Soissons in 1121, he revised it in the early 1120s as
his Theologia Christiana (Christian theology; hereafter TChr),
transforming it yet again into his Theologia (the Theologia
‘scholarium’; hereafter TSch) by the early 1130s. This final
version was identified by the famous Cistercian abbot, Bernard
of Clairvaux, at the Council of Sens, held on 25 May 1141, as
containing many heresies (Mews 2002)." (p. 97)
References
Mews, C. J. 2002. Reason and Belief in the Age of Roscelin and
Abelard. Aldershot: Ashgate,
16. ———. 2011. "William of Champeaux, the Foundation of Saint-
Victor (Easter, 1111), and the Evolution of Abelard's Early
Career." In Arts du langage et théologie aux confins des XIe et
XIIe siècles, edited by Rosier-Catach, Irène, 83–104. Turnhout:
Brepols.
"The common understanding of Parisian intellectual life in the
twelfth century as dominated by an on-going conflict between
the traditionally minded William of Champeaux and a
philosophically radical Peter Abelard, has long been dependent
on how we interpret Abelard account of their interaction in the
Historia calamitatum." (p. 83)
(...)
Bautier's proposed dating of Abelard’s early career needs
revision [*]. Rather than assuming that Abelard studied under
William for just two years, it is more likely that he remained at
the cathedral school for at least four years (1100-1104 ?), before
deciding to establish his own school at the royal palace of
Melun (c. 1104-1106 ?) and then at Corbeil (c. 1106-1107 ?). His
decision to return home, ostensibly to recover from a period of
overwork (c. 1107-1111 ?), thus occurred when William of
Champeaux was becoming active as an archdeacon in Paris,
and possibly was was helped by some assistant, who could
communicate and expand upon his master’s teaching on these
subjects.
(...)
This revised chronology has implications for understanding the
evolution of Abelard's writings on dialectic. Having spent at
least four years studying under William, Abelard may have
started to compose his Dialectica even before he returned to
Paris in 1111. While Abelard did not accept William's original
understanding of a universal as a substance or material essence
independent of differentiae, this did not stop him from using
the phrase res universalis on three separate occasions within
the Dialectica. After the unfolding of his affair with Heloise in
1117, Abelard started to adopt a more radical perspective. He
now argued that a universal was not any kind of thing. He also
had to counter the views of a much wider range of teachers than
just William of Champeaux. (pp. 103-104, notes omitted)
[*] Bautier, Robert-Henri. 1981. "Paris au temps d'Abélard." In
Abélard en son temps. Actes du Colloque international
organisé à l'occasion du IXe centenaire de la naissance de
Pierre Abélard (14-19 mai 1979), edited by Jolivet, Jean, 21-77.
Paris: Les Belles Lettres.
According to Bautier "Abelard studied under William for only
two years (1100-1102), before starting to teach at Melun c. 1102
and at Corbeil c. 1104, but returned to Paris in 1108, after
perhaps three years recovering from overwork. We shall
present evidence for considering that William moved to Saint-
Victor at Easter 1111." (p. 83)
17. ———. 2013. "Patristic notions of «caritas» in the writings of
Abelard and Heloise and their contemporaries." In Les
réceptions des Pères de l'Église au Moyen Age. Le devenir de
Ja tradition ecclésiale, edited by Berndt, Rainer and Fédou,
Michel, 689–706. Münster: Aschendorff.
"Love can be understood in many different ways. Augustine
defined caritas in consciously theological terms in the De
doctrina Christiana, as a movement of the spirit to enjoy God
for his own sake and one’s neighbour for the sake of God.(1) By
contrast, Abelard’s mature understanding of love in the
Theologia ‘Scholarium’ suggests that he preferred a definition
shaped more by Ciceronian ideals of friendship. In this paper, I
explore the evolution of Abelard’s understanding of love in
relation to that of the Fathers, and the possible influence on
him of his contemporaries, in particular of Heloise. A number
of distinguished scholars have commented on the possible
impact of her ideas, including Matthias Perkams in an excellent
monograph on the notion of love in Abelard’s theological
system. This study offers a further reflection on this theme
explored not just through his theological teaching, but through
his early exchanges with Heloise as well as in the thinking of
some of their contemporaries." (p. 689)
(1) Augustinus De doctrina Christiana, 3, 10, p. 89 : “Caritatem
uoco motum animi ad fruendum deo propter ipsum et se atque
proximo propter deum; cupiditatem autem motum animi ad
fruendum se et proximo et quolibet corpore non propter
deum.”
(2) Gilson 1934, p. 183–189; Marenbon 1997, p. 300; Perkams
2001, p. 267–268.
References
Etienne Gilson: La théologie mystique de Saint Bernard, Paris
1934.
John Marenbon: The Philosophy of Peter Abelard, Cambridge
1997.
Matthias Perkams: Liebe als Zentralbegriff der Ethik nach
Peter Abaelard (BGPhThMA. NF 58), Münster 2001.
18. ———. 2019. "Peter Abelard, Anselm of Havelberg, and
Nicholas of Cusa: Sources of an Ecumenical Tradition." In
Inventing Modernity in Medieval European Thought, ca.
1100–ca. 1550, edited by Nedermann, Cary J. and Koch,
Bettina, 155–170. Berlin: de Gruyter.
"Nicholas of Cusa never identifies by name Abelard, Thierry of
Chartres or Anselm of Havelberg in his writing. Nonetheless,
each of these three figures of the twelfth century offered ideas
to Nicholas of Cusa quite different from the most widely copied
theologian of the twelfth century, namely Peter Lombard. As is
evident from the contents of the library at Cusa (of which
Abelard’s Theologia was originally part), Nicholas was aware of
the diversity of medieval thought, in particular of the twelfth
century, to a much greater degree than most of his
contemporaries. Yet Nicholas was also influenced by later
writers, such as Ramon Lull and Meister Eckhart, that I have
not touched on here. The originality of Nicholas is such that his
ideas cannot be traced back to any single literary source.
Nonetheless, this little glimpse into one corner of his library
enables us to see that he was always fascinated by how other
writers handled the same problems of diversity and concord
with which he was engaged." (pp. 165-166)
19. Mews, Constant J., and Jolivet, Jean. 1990. "Peter Abelard and
His Influence." In Contemporary Philosophy. Vol. 6.1:
Philosophy and Science in the Middle Ages, edited by Guttorm,
Floistad, 105–140. Amsterdam: Kluwer.
"This chronicle is based on one prepared by Jean Jolivet,
reviewing literature on Abelard up to 1972; I have updated it to
take into account publications which have appeared 1972-1985"
(p. 105).
20. Monagle, Clare. 2021. "Introduction: Communities of Learning
– Constant J. Mews." In The Intellectual Dynamism of the
High Middle Ages, edited by Monagle, Clare, 9–22.
Amsterdam: Amsterdam University Press.
Abstract: "This chapter articulates a number of key
contributions made by Constant J. Mews to the field of
Medieval Studies over the course of his career. In particular, it
focuses upon his expertise in Abelard and Heloise, his insights
into musicology and musical communities, and his
groundbreaking work in the study of women intellectuals in the
Middle Ages. All of his scholarly work, the chapter argues,
should be understood in the frame of his devotion to the
communities of learning, both of the past and in the present."
21. Murray, A. Victor. 1967. Abelard and St. Bernard: A Study in
Twelfth Century "Modernism". Manchester: Manchester
University Press.
"The actual quarrel between Abelard and St Bernard does not
appear to have been viewed in any very serious light by their
contemporaries. John of Salisbury, the scholar, and Otto of
Freising, the wordly churchman, see little more in it than a
clash between two temperaments, in which there was a good
deal to be said on both sides, but in which, on the whole,
Abelard suffered by reason of his opponent’s powerful position
and diplomatic unscrupulousness. It was a rather glaring
instance of something which was going on all the time, namely,
St Bernard’s insistence on having his own way in spite of either
opposition or proper evidence. Inevitably it involved
ecclesiastical party politics — the French, under the earnest
reformative leadership of Bernard, against the Italians, in
whom familiarity with Papal machinery had bred a measure of
indifference to the deeper issues of faith, and who were willing
to study the works of Abelard and see what he had to say. That
Rome itself was not disturbed by these ‘novelties’ which
Bernard declared were so heinous, is shown by the fact that a
follower of Abelard was raised to the Papacy only a year after
the Council of Sens." (p. 159)
22. Normore, Calvin G. 2005. "Who is Peter Abelard?" In
Autobiography as Philosophy: The Philosophical Uses of Self-
Presentation, edited by Mathien, Thomas and Wright, D. G.,
64–75. New York: Routledge.
"If the tale I have sketched here is correct, Abelard’s Historia
calamitatum can indeed be seen as a letter of consolation, for it
is a tale of how God can make good out of evil. It is also a
genuine work of philosophy in the tradition of the slogan of
Augustine and of Anselm of Canterbury, fides quaerens
intellectum. Abelard discerns and presents in the Historia a
pattern to the calamities of his life that he can best understand
by seeing them as part of a grander providential scheme and
seeing himself as a latter-day Jerome. It is a pattern which he
cannot demonstrate in the sense of prove, but which he can
demonstrate in the sense of point out to us, and it is a pattern
which he thinks shows how Christian faith both transcends and
perfects the philosophy of the Ancients." (p. 74)
23. Novikoff, Alex J. 2014. "Peter Abelard and Disputation: A
Reexamination." Rhetorica no. 32:323–347.
Abstract: "This paper examines Abelard’s engagement with
disputation (disputatio) from the vantage point of twelfth-
century scholasticism. Eschewing the well-worn details of
Abelard’s personal life and philosophical positions, analysis is
instead focused on two parallel dimensions of his career: the
manner in which he attempted to face-off with his adversaries
through public debate and his underlying theory of disputation.
It is argued that Abelard’s theory is to be found not in his
theological or logical works, but in his polemical letters and his
ethical dialogue, the Collationes, which together offer a
coherent hermeneutical strategy for discerning truth.
Abelard’s contribution to the art of disputation needs to be
assessed in light of his broader involvement in the scholastic
method and contemporary Jewish-Christian relations."
24. Orlandi, Giovanni. 2001. "On the Text and Interpretation of
Abelard's Planctus." In Poetry and Philosophy in the Middle
Ages: A Festschrift for Peter Dronke, edited by Marenbon,
John, 327–342. Leiden: Brill.
"The path towards a full appreciation of the literary value of
this cycle of six rhythmical compositions, put together by
Abelard for Heloise and her nuns of the Paraclete, was opened
up only in the 1960s by two scholars of distinct generations,
Wolfram von den Steinen and Peter Dronke. It is thanks to
them that we now recognise to its full extent the originality of
Abelard's Planctus in comparison with their direct sources:
their biblical counterparts along with their currently circulating
commentaries.
To turn now to the piece which has a specific interest for the
present discussion, the Planctus uirginum Israel super filia
lepte Galadite: after a paper published by Dronke in 1965,
which is the first substantial
contribution to the understanding of this kind of poetry,(3) von
den Steinen(4) demonstrated that, until the twelfth century, the
commentaries on Abelard's source, Judges 11, 29—40, treated
only the doctrinal
and juridical side of the story or its spiritual (that is 'typical' or
'figural') interpretation; nobody showed any real interest in the
personality of the two figures featuring in this drama: Jephtha,
who rashly promised God, if he gave him the victory over his
enemies, to sacrifice the first member of his family he would
encounter returning from the battle, and his unnamed
daughter, innocent victim of such a rash vow. And it is precisely
on this aspect—the two figures of the story, their emotions and
thoughts—that Abelard focuses his poem; still more, in this
recreation of the myth the daughter rises to the status of
protagonist of the entire drama. After a fascinating chapter on
these poems, in a book of 1970, dealing in particular with the
planctus for Samson,(5) Dronke, in a second, more complex
article of 1971, written in collaboration with Margaret Alexiou,
(6) refined and deepened his analysis of the piece on Jephtha's
daughter and, above all, carried out fresh researches about
sources and parallels in various epochs and areas, focusing on
the final, extraordinary episode of the wedding/execution
ceremony and showing how many cultural streams might have
crossed together in Abelard's poetry without impairing at all its
original flavour." (pp.327-328)
(3) P. Dronke, 'Medieval Poetry—I: Abelard', The Listener 74
(1965), 841-45.
(4) Die Planctus Abaelards—Jephthas Tochter',
Mittellateinisches Jahrbuch 4 (1967), 122~44. Another
important paper, concerning the whole cycle, was printed in
Wolfram von den Steinen, Menschen im Mittelalter (Bern and
Munich 1967), pp. 215-30.
(5) Peter Abelard: Planctus and Satire' in Poetic Individuality
in the Middle Ages (Oxford 1970), Chapter 4, pp. 14—49. There
has been a second, enlarged edition of this book (London 1986)
(Westfield Publications in Medieval Studies 1).
(6) 'The Lament of Jephtha's Daughter: Themes, Traditions,
Originality', now in Dronke, Intellectuals and Poets in
Medieval Europe (Rome 1992) (Edizioni di storia e letteratura,
Studi e testi 183), pp. 345-388.
25. Otten, Willemien. 1997. "The Bible and the Self in Medieval
Autobiography: Otloh of St. Emmeram (1010-1070) and Peter
Abelard (1079-1142)." In The Whole and Divided Self: The
Bible and Theological Anthropology, edited by McCarthy, John
and Aune, David, 130–157. New York: Crossroad Publishing
Company.
"When one thinks about models of Christian autobiographical
writing, the example that invariably comes to mind is that of
the Confessions.
This work's fascinating narrative in which the early Christian
bishop Augustine describes the chastening struggle to shape his
self to God continues to attract attention. It has even
transcended the boundaries of the Christian tradition in that it
has come to define the archetype of Western autobiography.(1)
In this essay I want to study two Western autobiographies from
the medieval period to see how they elaborate on the same
Christian theme of a self that understands itself explicitly as
restless in its struggle to find the fullness of a life in God. Before
examining them, however, I will make a few comments on the
self in medieval autobiography and on the role and function of
the Bible in the two autobiographical documents under review
here." (p. 130)
(1) An authoritative essay on the autobiographical genre in the
West that generally seems to hold this view is K J. Weintraub,
The Value of the Individual: Self and Circumstance in
Autobiography (Chicago: University of Chicago Press, 1978),
esp. p. 1.
26. ———. 2007. "The Poetics of Biblical Tragedy in Abelard’s
Planctus." In Poetry and Exegesis in Premodern Latin
Christianity: The Encounter between Classical and Christian
Strategies of Interpretation, edited by Otten, Willemien and
Pollmann, Karla, 245–261. Leiden: Brill.
"While the rhetorical identification with biblical figures may
astound if not confuse our modern theological sensibilities
because of its fresh irreverence,(21) the complications that can
arise out of such biblical role playing are even more striking in
the case of poetic exegesis. As a case in point I will now turn to
Abelard’s planctus. Whereas my advice above was not to take
the biblical inerrancy of the scholastic era overly seriously, as it
does not rule out creative exegetical interpretation, in the
discussion that follows I want to demonstrate that we should
also not exaggerate Abelard’s poetic license in dealing with
Scripture, as he may be less concerned with the details of his
personal life than is often expected." (pp. 252-253)
(21) A case in point is Abelard’s identification with Christ in his
correspondence with Heloise for which even contemporary
scholarship criticizes him. See my analysis in ‘The Bible and the
Self in Medieval Autobiography: Otloh of St. Emmeram (1010–
1070) and Peter Abelard (1079–1142)’, in: D.E. Aune and J.
McCarthy (eds), The Whole and Divided Self. The Bible and
Theological Anthropology, New York 1997, 130–157, esp. 138–
146. See also D. Frank, ‘Abelard as Imitator of Christ’, Viator 1
(1970) 107–113.
27. Presutti, Fabio. 2011. "Realism and Ontology in Spinoza,
Abelard and Deleuze." Journal of the British Society for
Phenomenology no. 42:209–222.
Abstract: "Deleuze’s relation to Spinoza’s philosophy is a
detailed investigation of the ontology of immanence. This
article presents an interpretation of Spinoza’s definition of
substance’s essence based on Deleuze’s own original ontology
of the virtual. It will do so by analysing the concepts of
difference and expression as co-extensive with the more
historically dated but philosophically actual concept of realism.
Spinoza’s realist account of substance’s essence does not define
a form of a transcendent universal, but an ‘immanent’
conception of universality: a universal whose logical
independence from any thinking activity coincides with its own
ontological (existential) self-sufficiency. To investigate the
relation between ‘immanence’ and ‘realism’ in Spinoza’s
philosophy requires us to undertake a parallel outline of Peter
Abelard’s reformulation and solution of the problem of
universals."
28. Ruys, Juanita Feros. 2002. "Planctus magis quam cantici: The
generic significance of Abelard’s planctus." Plainsong and
Medieval Music no. 11:37–44.
Abstract: "What did the planctus mean to Abelard? During the
1130s Abelard was rethinking this musical genre and its
potential for expressing personalized, dramatic lament.
Abelard’s relationship with Heloise at this time (and indeed her
own literary output) ay have provoked a reaction to the generic
features of the planctus."
29. ———. 2008. "Peter Abelard's Carmen ad Astralabium and
Medieval Parent-Child Didactic Texts: The Evidence for Parent-
Child Relationships in the Middle Ages." In Childhood in the
Middle Ages and the Renaissance: The Results of a Paradigm
Shift in the History of Mentality, edited by Classen, Albrecht,
203–227. Berlin: de Gruyter.
"Peter Abelard's Carmen ad Astrolabium
What I would like to do now is to examine in greater detail one
of these parental didactic texts, Abelard's Carmen ad
Astralabium, to determine what it can tell us of medieval views
of children. Abelard was intensely interested in the human
condition. He addressed questions of the biological sex
differences between males and females in his exegesis of the
sixth day of creation in his Expositio in Hexaemeron, and the
more complex questions of the gender implications associated
with these biological differences absorbed and perhaps even
perplexed him throughout his writing career, recurring
particularly in the texts he wrote for Heloise and the nuns of
the Paraclete, but remaining there largely unresolved.(43)
In terms of life-span, Abelard was interested in the human body
from the moment of conception (which he dealt with in detail
in his solution to Heloise's Problem 42), and from its earliest
infancy to the point of death and purgation (which he
particularly treated in his Collationes) and beyond. What then
does his poem of advice to his son tell us about his impression
of childhood and youth?" (pp. 214-215)
(...)
"Abelard's Carmen ad Astralabium must make us think again
about the nature of parent-child relationships in the Middle
Ages and the medieval view of children.
Clearly childhood was perceived as a separate stage of life
possessing its own typical behaviors and requiring its own
forms of instruction. Nevertheless, childhood was not for this
reason sentimentalized in a fashion that would become
synonymous with the nineteenth century, nor did authors
condescend to children with simplistic texts or diluted
concepts. There appears to be an understanding that
instruction was a serious matter that required advanced forms
of comprehension which children had to learn to develop for
themselves. It is not true that familial feeling is completely
absent from Abelard's text: on the contrary, at certain points in
the text the power of Abelard's love for his son, and his desire
that Astralabe should similarly comprehend his mother's love
for him, shine through. Yet these sentiments are on the whole
subordinated by Abelard to the more important task of
equipping his son to lead a moral, ethical, and spiritual life that
would avoid the many pitfalls and mistakes of which Abelard
was able to warn him, both through the observations of a full
and active life, and quite often too through bitter personal
experience. In this we see, as with the other medieval parental
authors who wrote didactic texts for their children, medieval
parental instruction as an indicator of parental love." (pp. 226-
227)
30. ———. 2014. The Repentant Abelard. Family, Gender, and
Ethics in Peter Abelard's Carmen ad Astralabium and
Planctus. New York: Palgrave Macmillam.
"This book offers a complete study of Abelard’s Carmen ad
Astralabium and Planctus. It begins with a literary and
conceptual analysis of these texts, taking into account how they
reflect Abelard’s thought as evidenced elsewhere in his
writings, as well as how they extend, question, and complicate
his earlier ideas.
For the Carmen I explore issues of theme and style in order to
counter the popular perception that this poem is merely a
meandering collection of unremarkable sentential advice. On
the contrary, I argue that it constitutes a compact summary of
the ethical thought of an original and innovative thinker, its
ideas woven intimately together, flowing through and more
often over the traditional elegiac hexameter form of its verse.
To this end, I indicate how it differs in significant ways from
other didactic compositions and compilations circulating in late
eleventh- and early twelfth-century Europe. Throughout
chapter 1, my major focus is on the Carmen as a didactic text,
including how it was received as such in the Middle Ages. I
suggest that one of the shorter recensions of the Carmen
arising and circulating later in the twelfth century gives
evidence of a Cistercian origin and ask what this might indicate
regarding a Cistercian career for Astralabe. In particular, I
explore how the Carmen was transmitted, read, and used
through medieval paratexts such as the interlinear glosses and
marginal manuscript annotations it accrued, the additional
sentential verses it attracted in manuscripts, and the excerpts of
it included in florilegia. The chapter concludes with brief
considerations of the Carmen’s modern title and the historical
reasons that led to questions about its authenticity." (p. 5)
31. ———. 2021. "Carnal Compassion: Peter Abelard’s Conflicted
Approach to Empathy." In The Intellectual Dynamism of the
High Middle Ages, edited by Monagle, Clare, 25–42.
Amsterdam: Amsterdam University Press.
Abstract: "Abelard addresses the cognitive-affective concept of
empathy (compassio) across a range of his writings. He
questions its ethics in his philosophical writings, taking his lead
from Seneca’s De clementia in viewing empathy as a
femininized emotional response lacking in judgment. This
Stoic-inspired understanding of empathy becomes more
personal in his first-person life writing, the Historia
calamitatum, where Abelard explores the negative impact of
empathy on his own life as both feeling subject and recipient.
Then in seeking to displace himself as the subject of Heloise’s
sympathetic identification of suffering in favor of Christ and his
Passio, Abelard conceptualizes the redemptive love of Christ
that will infuse his theological writings, leading to a rejection of
the ransom theory of the Crucifixion and presaging the affective
piety of the later Middle Ages."
32. S., Kaufmann. Linda. 1986. Discourses of Desire: Gender,
Genre, and Epistolary Fictions. Ithaca: Cornell University
Press.
Chapter 2: The Irremediable: Heloise to Abelard, pp. 63-90.
33. Schepers, Kees. 2017. "Abelard’s Exegesis of the Song of Songs
in his Second Letter to Heloise." The Journal of Medieval Latin
no. 27:107–131.
Abstract: "In this paper I am making the argument that the
brief excursus on the Song of Songs in Abelard’s second letter
to Heloise (the fifth in the Correspondence) contains exegesis
of a few phrases of this biblical book that is so far out of the
ordinary that it cannot be taken seriously and was not intended
to be. This argument is based on the following observations: the
lines presented as being from the Song of Songs are not really
biblical verses; no remotely comparable exegesis of these
phrases exists in earlier and contemporaneous exegesis; the
literal interpretation that Abelard applies besides an allegorical
reading was expressly forbidden by authorities both old and
new; and finally Abelard’s alleged exegesis conflicts absolutely
with his own exegesis of the same elements in authenticated
works."
34. Sikes, Jeffrey Garrett. 1965. Peter Abailard. New York: Russell
and Russell.
"Seven years ago, while studying St Bernard under the direction
of Dr Coulton, I looked for some biography of Abailard which
would incorporate the recent work of modern scholarship. No
single volume was available except the writings of Deutsch.
Excellent though these are, much research and criticism has
been done since their appearance. Dr Geyer has edited the
Logica ‘ Ingredientibus ’, which gives a fuller account of
Abailard’s logical theories, while only last year Ruf and
Grabmann published a new fragment of his Apologia to St
Bernard. Abailard’s theological writings, however, still await an
editor, and it is to be hoped that in more settled conditions the
appearance of a critical text will be possible. But in the
meantime there seemed to be room for a new study of
Abailard’s life and thought. In preparing this I have attempted
to trace wherever it seemed possible the sources of his ideas,
and to compare these with those of his contemporaries,
especially with the theological standpoint of St Bernard."
(Autjords' Note, p. IX)
References
Samuel Martin Deutsch, Peter Abälard: Ein kritischer
Theologe des zwölften Jahrhunderts, Leipzig: von S. Hirzel
1883.
35. Smalley, Beryl. 1957. "Prima Clavis Sapientiae: Augustine and
Abelard." In Fritz Saxl, 1890-1948: A Volume of Memorial
Essays from His Friends in England, edited by Gordon, D. J.
London: Thomas Nelson and Sons.
Reprinted in B. Smalley, Studies in Medieval Thought and
Learning From Abelard to Wyclif, New York: Bloomsbury
Academic 19841, pp. 1-8.
"Abelard's prologue to his Sic et non was regarded at one time
as the most significant and daring of his writings.
Modern scholarship has softened the colours. He was not
original in pointing out the conflicting opinions among his
authorities or in wishing to harmonise them by means of
dialectic. The quaestio, by means of which a difficulty would be
raised and solved, went back to patristic literature and earlier;
(1) it had been used in conjunction with dialectic of a simple
kind by Abelard's master in theology, Anselm of Laon.(2) Today
attention is shifting to the contents of the Sic et non as distinct
from its prologue. Abelard provided students in theology with a
formidable instrument de travail, a compilation of authorities
where they could look up the various opinions held by the
Fathers on topics disputed in the schools.(3) This was a solid
and lasting contribution to research, the prologue standing for
the hors-d'oeuvre.
But when all has been said, the prologue remains a forceful
defence of doubt as a method of enquiry. Abelard meant to
carry the use of dialectic further than his predecessors had
done." (p. 1 of the repritnt)
(1) G. Bardy, "La littérature patristique des Quaestiones et
responsiones sur l'Écriture sainte," in Revue Bibtique, XLI
(1932), pp. 210 ff., 341 ff., 515 ff.; KLII (1933), pp. 14 ff., 211 ff.,
328 ff-
(2) O. Lottin, "Nouveaux fragments thélogiques de l'£cole
d'Anselme de Laon. Conclusions et tables,'' In Recherches de
Théologie Ancienne et Médiévale, XIV (1947), pp. 157 ff. ;
"Manegold de Lautenbach, source d'Anselme de Laon," ibid., p.
222.
(3) See the discussion and bibliography in J. de Ghellinck, Le
Mouvement Théologique du XIIe Siècle, Bruges [etc.] 1948, pp.
149-80-
36. Stammberger, Ralf M. W. 2002. ""De longe ueritas uidetur
diuersa iudicia Parit": Hugh of Saint Victor and Peter Abelard."
Revista Portuguesa de Filosofia no. 58:65–92.
Abstract: "The relations of William of Champeaux, who began
the founding of the abbey of Saint Victor in Paris, and Peter
Abelard are known from the Historia calamitatum which the
peripateticus palatinus wrote years after the event. We have no
historical report that Abelard ever met Hugh of Saint Victor but
already their contemporaries brought together their works in
the manuscripts into which they copied them. A detailed
analysis of their writings reveals that they had much more in
common than is generally believed. They both use the terms
'potentia ', 'sapientia' and 'benignitas' to refer to the three
persons of the Trinity, and together with Walter of Mortagne
they both deal with the wisdom ('sapientia') of the incarnated
sec ond person. Also, together with Bernard of Clairvaux they
discuss the necessity of baptism for salvation. All these
questions are linked to the question of universals for which
Abelard is a famous protagonist and the comparison reveals
that Hugh's position, to which we have only indirect access, is
quite close to Abelard's in its nominalist orientation but differs
because he has a different concept of how we achieve
knowledge about God.
Hugh also develops a special position - not to be found in other
authors of his day - on how words signify things in the Sacred
Scriptures."
37. Starnes, Kathleen M. 1981. Peter Abelard: His Place In
History. Washington, D. C.: University Press of America.
"Peter Abelard epitomized the intellectual vitality of the twelfth
century renaissance. He was a master of dialectic who dared to
apply Aristotelian logic to both philosophy and theology. Under
his influence and example, Medieval realism gave way to a
modified nominalism, and rationalism was injected into
theology. Neither of these incursions into the realms of Plato
and the Church was welcomed, and thus the man who laid the
foundation for the University of Paris and provided the impetus
for scholasticism became persecuted by scholars who could not
combat his logic and by theologians who saw his rationalism as
a desecration of faith. Although Abelard was not so much
concerned with the subject matter as with the excitement of the
debate, he nevertheless exercised a profound influence and
acted as a catalyst in the transition of the twelfth century
schools of thought from a traditional to an analytical
methodology." (Preface, pp. IX-X)
38. Stewart, Marc, and Wulstan, David, eds. 2003. The Poetic and
Musical Legacy of Abelard and Heloise: An Anthology of
Essays by Various Authors. Ottawa: The Institute of Mediaeval
Music.
Contents: Michael Clanchy: Foreword V; Introduction VIII;
Short-title references IX; Editorial conventions XI; Chronology
XII; Map showing places mentioned in this book XIV; Family
Tree of Peter Abelard XV; 1 David Wulstan: Abelard's Paraclete
Hymnal and its Rhythms 1; 2 Constant J. Mews: Liturgy and
Identity at the Paraclete: Heloise, Abelard and the Evolution of
Cistercian Reform 19; 3 David Wulstan: Secular Lyrics from
Paris and the Paraclete 34; 4 Ann Buckley: Abelard's planctus
and Old French lais: melodic style and formal structure 49; 5 S
Anneus Wouters: 'Abner fidelissime': Abelard's version of a
biblical lament 60; 6 David Wulstan: Heloise at Argenteuil and
the Paraclete 67; 7 Juanita Feros Ruys: Hearing Mediaeval
Voices: Heloise and Carmina Burana 91; 8 Constant J. Mews:
Heloise, the Paraclete Liturgy and Mary Magdalen 100; 9 David
Wulstan: Sources and Influences: lyric and drama at the
'School of Abelard' 113; 10 Brenda M. Cook and Others: Some
additional notes and comments 140; II Translations of texts in
the music examples 157; About the contributors 164.
39. Sweeney, Eileen C. 2006. Logic, Theology, and Poetry in
Boethius, Abelard, and Alan of Lille. Words in the Absence of
Things. New York: Palgrave Macmillan.
Chapter 2: Abelard: a Twelth-Century Hermeneutics of
Suspicion pp. 63-126.
"If Boethius's goal in his logical commentaries is to distinguish
in order to unite, Abelard's goal seems simply to distinguish.
Boethius's construction of a narrative from Aristotle's cryptic
remarks in the Peri hermeneias is one Abelard follows carefully
and also criticizes, finding Boethius's connections more a
confusion than a synthesis of the elements in Aristotle's text.
He argues that Boethius constructs a unity that is inauthentic,
which asserts a happy ending, a union between language,
understanding, and the world that is not quite achievable. His
own corpus of commentaries breaks down this narrative to
consider its parts much more carefully.
Abelard's perception of gaps in Boethius's narrative and his
desire to take it apart is signaled in many ways. It comes across
at a general and formal level in his account of the relationship
between the Categories and Peri hermeneias in his later glosses
on Porphyry (known as the Logica nostrorum petitioni
sociorum). In these later glosses, he argues that Aristotle's two
works are not two pieces of a single narrative, an account of
words leading to one of sentences, as Boethius claims (and as
was a tradition Abelard himself Follows in his earlier glosses),
but the separate consideration of words insofar as they signify
things (the Categories) and words insofar as they signify
intellectus (the Peri hermeneias) (LNPS 508. 32-37). Beginning
with this division, then, I would like to consider Abelard's
account of the distinction between words and things in the
earlier Glosses on Porphyry and the later gloss on Porphyry,
and between words and understanding in the Commentary on
the Peri hermeneias. (10) I will attempt to examine the kind of
a narrative Abelard constructs, insofar as he constructs any, of
the processes of abstraction and sentence construction." (pp.
66-67)
(10) See Constant Mews, "On Dating the Works of Peter
Abelard," ADHLMA 52 (1985): 73-134; Marenbon, Peter
Abelard, pp. 40-53; and L. M. de Rijk, "Peter Abelard's
Semantics and His Doctrine of Being," Vivarium 24, 2 (1986):
103-108. It is widely agreed that the Glosses on Porphyry and
Commentary on the Peri hermeneias, both part of the Logica
ingredientibus, are earlier (1118-20) than the later glosses on
Porphyry (here: LNPS) and De intellectibus (from the mid-
1120s).
40. ———. 2014. "Abelard and the Jews." In Rethinking Abelard: A
Collection of Critical Essays, edited by Hellemans, Babette S.,
37–50. Leiden: Brill.
"I begin with Abelard’s theologies, where Abelard compares the
Jews to the philosophers both in knowledge of the divine
nature and the Trinity, as well as in their ethical principles and
behavior.(4) I turn next to Abelard’s Collationes in the dialogue
between the Philosopher and the Jew, connecting and
comparing it to the Commentary on Romans; both these texts
are concerned as well with the comparison between Jews and
gentiles in relation to reason and righteousness.
An examination of these texts and the role of Jews and Judaism
as Abelard understands them show, first, that Abelard’s
reflections on the Jews are reflections of his own thought and,
second, that they have a role to play in the shifting ground of
Christian anti-Jewish polemic in the twelfth century.
Abelard’s Commentary on Romans and his Collationes are
struggling with the same issues and with the same ambivalence
about the Jews and their relative goodness compared to the
gentiles, the same problematic that motivates the discussion of
the Jews in his theologies. Paul’s letter to the Romans
compares the situation of the Jews and gentiles on the gap
between their knowledge of and righteousness toward God."
(pp. 37-38)
(4) Abelard essentially rewrote and reworked his work of
systematic theology a number of times in response to
condemnations and criticisms. I refer here to the three main
rewritings, known as the Theologia ‘Summi Boni’ [TSB],
Theologia Christiana [TC], and Theologia ‘scholarium’ [TSch].
Buytaert’s critical edition notes the passages in common
between the different versions. For their dates of composition,
see Mews, “On Dating the Works of Peter Abelard,” Archives
d’histoire doctrinale et littéraire du moyen âge 52 (1985), 73–
134.
41. Tweedale, Martin. 1998. "Abelard, Peter (1079–1142)." In
Routledge Encyclopedia of Philosophy: Volume I, edited by
Craig, Edward, 196–226. New York: Routledge.
"Abelard stands out as a consummate logician, a formidable
polemicist and a champion of the value of ancient pagan
wisdom for Christian thought. Although he worked within the
Aristotelian tradition, his logic deviates significantly from that
of Aristotle, particularly in its emphasis on propositions and
what propositions say.
According to Abelard, the subject matter of logic, including
universals such as genera and species, consists of linguistic
expressions, not of the things these expressions talk about.
However, the objective grounds for logical relationships lie in
what these expressions signify, even though they cannot be said
to signify any things. Abelard is, then, one of a number of
medieval thinkers, often referred to in later times as
‘nominalists’, who argued against turning logic and semantics
into some sort of science of the ‘real’, a kind of metaphysics. It
was Abelard’s view that logic was, along with grammar and
rhetoric, one of the sciences of language.
In ethics, Abelard defended a view in which moral merit and
moral sin depend entirely on whether one’s intentions express
respect for the good or contempt for it, and not at all on one’s
desires, whether the deed is actually carried out, or even
whether the deed is in fact something that ought or ought not
be done.
Abelard did not believe that the doctrines of Christian faith
could be proved by logically compelling arguments, but rational
argumentation, he thought, could be used both to refute attacks
on Christian doctrine and to provide arguments that would
appeal to those who were attracted to high moral ideals. With
arguments of this latter sort, he defended the rationalist
positions that nothing occurs without a reason and that God
cannot do anything other than what he does do." (p. 196)
42. Valente, Luisa. 2015. "Happiness, Contemplative Life, and the
tria genera hominum in Twelfth-Century Philosophy: Peter
Abelard and John of Salisbury." Quaestio. Yearbook of the
History of Metaphysics no. 15:73–98.
"In the first section of this article I will provide an outline of the
substantial discussion about true happiness as beatific vision as
is found in Peter Abelard’s Collationes or Dialogus inter
philosophum, iudaeum et christianum. In the following
sections, I will present some twelfth-century triads of genera
hominum,
in which the ideal of the philosophical life plays a significant
role." (p. 74)
43. ———. 2015. "Aliquid amplius audire desiderat: Desire in
Abelard’s Theory of Incomplete and Non-Assertive Complete
Sentences." Vivarium no. 53:221–248.
Abstract: "One of the peculiarities of Peter Abelard’s analysis of
incomplete and non-assertive sentences is his use of the notion
of desire: in both Dialectica and Glosses on Peri hermeneias
the terms desiderium and desidero move to the foreground side
by side with optatio, expectatio, suspensio and the related
verbs. Desire plays a structural role in Abelard’s descriptions of
the compositional way in which the linguistic message is
received, changing step by step from incomplete to complete:
the person who receives the incomplete message (e.g.,
‘Socrates’ or ‘Socrates legens’) desires to get further
information through other words since he knows that the
purpose of such words or sequences of words (their causa
inventionis) is to combine with other words in order to form a
complete sentence. On the other hand, the expression of the
speaker’s attention to his inner affections renders the same
semantic content a different complete sentence (injunction,
prayer, or desiderativa oratio)."
44. ———. 2024. "“Lovers of Wisdom”: Etymology in the Service of
Philosophy and Christianity in Peter Abelard’s Writings."
Cahiers de l'Institut du Moyen-Âge Grec et Latin no. 93:80–
110.
Abstract: "My contribution investigates how Peter Abelard
considers and uses etymology in his writings. I will start with
some general considerations about the notion of etymology in
the early Middle Ages, while the following two parts will
concern Peter Abelard’s reflections on, and use of, etymologies
in his logical and theological works respectively."
45. Verball, Wim. 2005. "The Council of Sens Reconsidered:
Masters, Monks, or Judges?" Church History no. 74:460–493.
Extract: "The Council of Sens (May 25, 1141), during which the
teaching of Peter Abelard († 1143) was condemned by an
ecclesiastical court, has long been one of the most disputed
subjects in twelfth-century scholarship. The outcome of the
Council, understood as a victory for Bernard of Clairvaux (†
1153) over master Abelard, bequeathed us centuries of distorted
historical interpretation. For far too long, understanding of
what happened was firmly based on the account given by
Bernard's biographers, in the first place his secretary (and
adoring admirer) Geoffrey of Auxerre, who related the
confrontation between Bernard and Abelard in his contribution
to the hagiographical biography of the abbot. Not unnaturally,
the Vita places Bernard at the center of his time, making him
the dominant figure of the twelfth century. Thus no doubt was
admissible concerning Abelard's heresy and Bernard's right and
justice in condemning him."
46. Vitz, Evelyn Birge. 1989. Medieval Narrative and Modern
Narratology: Subjects and Objects of Desire. New York: New
York University Press.
Chapter 1: Abelard’s Historia calamitatum and Medieval
Autobiography, pp. 11-37.
47. Wade, Francis C. 1963. "Abelard and Individuality." In Die
Metaphysik im Mittelalter: ihr Ursprung und ihre Bedeutung.
Vorträge des 2. Internationalen Kongresses für
mittelalterliche Philosophie, Köln, 31. August-6. September
1961, edited by Wilpert, Paul, 165–171. Berlin: Walter de
Gruyter.
"Peter Abelard, in his Logica Ingredientibus proposed to
inquire into and solve "diligenter et perquiramus et solvamus"
(1) the questions concerning genus and species, which Porphyry
had refused to answer in
his Introduction to the Categories of Aristotle. Abelard states
his intention: "and since it is known that genera and species are
universals and in them Porphyry touches on the nature of all
universals generally, let
us inquire here into the common nature of universals by
studying these two (genus and species), and let us inquire also
whether they apply only to words or to things as well."(2)
The thesis of this brief paper is that Abelard, in spite of his
diligent inquiry, could not explain genus and species owing to
his unanalyzed conception of an individual." (p. 165)
(...)
"Abelard's failure, therefore, is that of a logician who tried to
account for the validity of universal knowledge with no
metaphysical doctrine about the constitution of the individual.
With no adequate analysis of the individual, it was impossible
to give a better answer than he did. His failure thus points up
one demand, that one first explain diversity before he try to
understand how different things agree, seeing that agreement is
between things that are diverse. And yet, in one sense Abelard
did not fail. He did not fail philosophy; rather he lived the two
commitments that make philosophy a worthwhile human
venture. First, even when he could not explain them, he held
firmly to the data — that we have universal knowledge, and that
existents are individuals. Secondly, though unsuccessful in his
own explanation, he never hesitated to affirm that universal
knowledge was valid knowledge" (p. 171(
(1) Logica Ingredientibus, 913. All references to Abelard will be
made to B. Geyer, Peter Abaelard's Philosophische Schriften,
in: BGPhMA. 21, Münster, H. 1 1919, H. 2 1921, H. 3, 1927, H. 4
1933.
(2) Log. Ingred. 913~17, trans, by R. McKeon, Selections from
Medieval Philosophers, I, New York: Scribner's Sons, 1929,
221.
48. Weinrich, Lorenz. 1969. "Peter Abelard as musician - I." The
Musical Quarterly no. 55:295–312.
"While we can precisely trace discussions of his theological-
philosophical works, the source history of his melodies has
been poorly explored.
For a long time one could not form an independent evaluation
but could only lament the loss of his music.(2)
But a small ray of light has been shed on Abaelard's sacred
songs; since the discovery of the planctus by Carl Greith in 1838
and the hymns by Emile Gachet in 1840, we have possessed at
least the texts of these
songs. And now that we have the music for one hymn and two
manuscripts containing the melody for a planctus, we may
attempt to determine more precisely than before Abaelard's
position in the history of
music.
It is perhaps strange that nowhere in his theological and
philosophical works does Abaelard express himself on musical
matters. In his letters there are only a few scattered remarks
that are at all informative and that contribute anything to an
attempt to construct a chronology.
Two phases of musical activity need to be distinguished in
Abaelard's life ( 1079-1142): (1) the period of his love poems,
circa 1115, and (2) the period of his preoccupation with sacred
songs, 1130-1135. But
it must be pointed out that there is no direct source tradition
for the first phase, and that we are informed about the early
songs only by remarks made at a later time." (p. 296)
(2) J. T. Muckle, ed., "Abelard's Letter of Consolation to a
Friend (Historia Calamitatum)," Mediaeval Studies, XII
(1950), 184 (cap. 6).
49. ———. 1969. "Peter Abelard as musician - II. The Neumes of the
Manuscripts of Planctus VI." The Musical Quarterly no.
55:464–486.
"To summarize: two different developments can be
distinguished.
Abaelard's planctus, which were religious elegies in content and
sequences in form, in one instance found a position in the
liturgy and served as a model for the Marian Planctus, a
sequence not belonging to the Mass. In another instance both
the music and rhythmic structure were used in a French secular
lai, a love song. Two new important poetic idioms thus took
advantage of Peter Abaelard's bold creations.
But Abaelard's musical oeuvre remained alive in its own right
as well. After the early love songs for Heloise had been
forgotten, a planctus of Abaelard's continued to be heard." (p.
485)
50. Wetherbee, Winthrop. 2004. "Literary works." In The
Cambridge Companion to Abelard, edited by Brower, Jeffrey
E. and Guilfoy, Kevin, 45–125. Cambridge: Cambridge
University Press.
"Though the main concern of this volume is Abelard’s work in
philosophy and theology, he made important and original
contributions in a number of fields. His substantial essays in
apologetic and biblical exegesis are discussed in other
chapters.1 Studies still in progress are revealing his extensive
and wide-ranging activity as a liturgist, and seeking to recover
concrete evidence of his work as a composer of music. But his
most remarkable non-philosophical role is as a literary artist, a
master of narrative and lyric form who produced art of a high
order out of his own complex and tormented life." (p. 45)
51. Wilks, Ian. 2011. "Peter Abelard." In Encyclopedia of Medieval
Philosophy: Philosophy between 500 and 1500, Second
Edition, edited by Lagerlund, Henrk, 1406–1413. Dordrecht:
Springer.
Abstract: "The characteristic doctrines of Peter Abelard (1079–
1142) can be arranged under the headings of logic, metaphysics,
and ethics.
Abelard rejects the position that logical theory deals with
universals taken as things (res).
It deals with words, whose signification is explained by their
association with thoughts stripped of individuating detail. His
account of propositions is shaped by his distinction between
propositional force and propositional content, and by his
notion of the dictum, the causally efficacious non-thing which
is what a proposition says. His account of inference is especially
focused on the nature of conditionals and the sorts of
relationships between terms that can be used to verify them.
Abelard’s most characteristic metaphysical view is that the only
things which exist are individuals. Forms exist as individual to
the things they inhabit, not as shared between things. Material
objects are indeed matter/form composites, but their forms are
simply arrangements of underlying matter; material objects are
thus usefully subject to mereological analysis (i.e., analysis in
terms of part/whole relations). Humans, but not animals, have
immaterial souls, and are capable of freedom. By contrast God
is not free; he can only do the things he does.
Abelard’s most characteristic ethical view is that it is the
consent, not the action, that is to be judged as sinful or
meritorious. A sinful consent is marked by contempt for God,
and is formed explicitly in violation of God’s law.
Law is itself revealed both in the Old and New Testament –
yielding Old and New Law, respectively – but is also innately
present to humans in the form of natural law. Meritorious
consent is marked by love of God – in other words, by charity.
Charity is the theological equivalent of justice, which itself
holds central place among the cardinal virtues. Justice and
charity both enjoin regard for the interests of others, but
charity additionally does this as a product of the love of God,
and for that reason counts as a more fundamental virtue than
justice."
52. Williams, Carol J. 2021. "The Emotional Landscape of Abelard
’s Planctus David super Saul et Ionatha." In The Intellectual
Dynamism of the High Middle Ages, edited by Monagle, Clare,
99–127. Amsterdam: Amsterdam University Press.
Abstract: "In Abelard’s Letter 16 addressed to ‘Héloise, sister to
be revered in Christ and loved’, he refers to a set of six planctus
or laments written in the voices of a number of Old Testament
characters. The last of these, Planctus 6, in which David
laments for Saul and Jonathan, is probably the most famous
and is the only one for which a reliable, original music setting
survives.
The laments are all in the first person and provide a deeply
personal reflection on the tragic events which inspired them;
they are virtuosic in language and almost shockingly intense in
emotional range. This study examines Planctus 6 considering
the link between Abelard’s language and the expression of
specific emotions and, wherever possible, examines how music
serves to intensify that expression."
53. Wulstan, David. 2002. "Novi modulaminis melos: the music of
Heloise and Abelard." Plainsong and Medieval Music no. 11:1–
23.
Abstract: "Recent developments have uncovered the early
correspondence of Heloise and Abelard.
This discovery has allowed the identification of a number of
‘lost’ lyrics by Abelard and has revealed that Heloise, too, was a
lyricist of great stature. This article reviews some of their works
and touches upon their connection with the ‘goliardic’ tradition,
the Carmina Burana, and their influence upon Walther von der
Vogelweide and other poets. The sequences and liturgical
dramas of Heloise survive with music of an individual style. The
dramas, moreover, are of notable originality: they influenced
the later history of the genre (including the Carmina Burana
Easter dramas) to a considerable and enduring extent.(1)"
(1) This article is necessarily a compression of a rather larger
body of material. A fuller discussion will be found in The Poetic
and Musical Legacy of Heloise and Abelard [2003]; (hereafter
The Poetic and Musical Legacy) and Music from the Paraclete
(hereafter MP), both to be published by the Plainsong and
Mediaeval Music Society. Despite the title, MP will include all
the secular songs that can be ascribed to Heloise and Abelard.
54. Ziolkowski, Jan M. 2007. "Peter Abelard as Textual Critic and
Historian." The Journal of Medieval Latin no. 17:361–371.
"As a letter writer Peter Abelard is known best for the
autobiographical Historia calamitatum, which presents itself
ostensibly as a consolatoria [epistola] to an unnamed friend,
and his correspondence with Heloise, which amounts to seven
letters, often subsumed into the so-called Personal Letters
(Letters 2–5) and the so-called Letters of Direction (Letters 6–
8)." (p. 361)
(...)
"Less studied have been at least a half dozen other letters,
among which are Letters 9–14, which were edited definitively
by the late Edmé Smits (1950–1992).(3) These other writings
have the disadvantages of not being as closely associated with
the personal engagement of Peter Abelard and Heloise, of
having separate addressees, and of being transmitted
separately rather than in an organic collection. But several of
them stand out for being as extraordinary in their own right as
is the personal correspondence, and they hold the potential to
repay the effort of close examination. In this case I would like
to probe two of them to glean insights into Peter Abelard’s
practice as a historian and as a textual critic.
Letters 11 and 10 will be treated chronologically, not according
to the traditional numbering." (pp. 361-362)
(3) Edmé Renno Smits, ed. Letters IX–XIV. An Edition with an
Introduction (Groningen, 1983).
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Pierre Abélard. Bibliographie des
études en Français sur sa
philosophie et théologie
Bibliographie
1. Alverny, Marie-Thérèse d'. 1975. "Abélard et l'astrologie." In
Pierre Abélard - Pierre le Vénérable. Les courants
philosophiques, littéraires et artistiques en Occident au milieu
du XII siècle, edited by Jolivet, Jean and Louis, René, 611–628.
Paris: Éditions du Centre national de la recherche scientifique.
2. Ávalos Soto, Ángela Beatriz. 2016. "La personne et ses modes
chez Pierre Abélard." Philonsorbonne no. 10:9–28.
3. Bautier, Robert-Henri. 1981. "Paris au temps d'Abélard." In
Abélard en son temps. Actes du Colloque international
organisé à l'occasion du IXe centenaire de la naissance de
Pierre Abélard (14-19 mai 1979), edited by Jolivet, Jean, 21–77.
Paris: Les Belles Lettres.
4. Beonio Brocchieri Fumagalli, Maria Teresa. 1974. "La relation
entre logique, physique et théologie." In Peter Abelard.
Proceedings of the International Conference: Louvain, May
10-12, 1971, edited by Buytaert, Eligius M., 153–163. Leuven:
Leuven University Press.
5. ———. 1980. "Concepts philosophiques dans l' Historia
Calamitatum et dans les autres oeuvres abélardiennes." In
Petrus Abaelardus (1079-1142). Person, Werk und Wirkung,
edited by Thomas, Rudolf, 121–124. Trier: Paulinus-Verlag.
6. Biard, Joël. 2003. "Logique et psychologie dans le De
Intellectibus d'Abélard." In Pierre Abélard. Colloque
international de Nantes, edited by Jolivet, Jean and Habrias,
Henri, 309–320. Rennes: Presses Universitaires de Rennes.
7. Blomme, Robert. 1957. "À propos de la définition du péché chez
Pierre Abélard." Ephemerides theologicae Lovaniense no.
33:319–348.
8. ———. 1958. La doctrine du péché dans les écoles théologiques
de la première moitié du XIIe siècle. Paris: Duculot.
9. Bourgain, Pascale. 2005. "L'art poétique d'Abélard dans
l'Hymarius paraclitensis." In Itinéraires de la raison. Études
de philosophie médiévale offertes à Maria Cândida Pacheco,
edited by Meirinhos, José Francisco, 147–162. Louvain-la-
Neuve: Fédération Internationale des Instituts d'Études
Médiévales.
10. ———. 2012. "Héloïse, vie et oeuvres." Cahiers de recherches
médiévales et humanistes no. 23:211–222.
Résumé : "On a beaucoup écrit sur Héloïse, mais sans toujours
faire la part du peu de choses que l’on connaît avec certitude et
de ce qui relève de la reconstruction hypothétique. En tenant
compte des recherches les plus récentes, cet article fait une
mise au point précise sur ce que l’on peut savoir de sa vie, de sa
famille, de son milieu et de ses oeuvres, en abordant des
questions encore débattues par les spécialistes, telles que celles
de sa date de naissance, de sa famille, del’authenticité des
lettres qu’elle aurait échangées avec Abélard et des différentes
oeuvres que l’on peut lui attribuer, dont l’auteur exclut les
Epistole duorum amantium récemment redécouvertes. Il
s’efforce de mieux dessiner la personnalité complexe de cette
grande intellectuelle qui fut une remarquable abbesse, se
signalant par son indépendance d’esprit, et dont les lettres
témoignent d’une profonde culture et d’un art d’écrire très sûr."
11. Brumberg-Chaumont, Julie. 2007. "Sémantiques du nom
propre: sources anciennes et discussions médiévales à l'époque
d'Abélard." Histoire Épistémologie Langage no. 29:137–166.
Résumé: "La question de la signification des noms propres joue
un rôle de révélateur dans l'analyse médiévale du problème des
universaux et de l'individuation. À la jonction de la grammaire
et de la logique, elle hérite des Institutions de Priscien et des
commentaires sur l'Organon de Boèce un ensemble d'éléments
doctrinaux, plus ou moins convergents ou contradictoires, à
partir desquels elle construit une sémantique originale, qui
culmine avec l'oeuvre d'Abélard. Cette approche inédite, fondée
sur une réélaboration des relations entre substance, qualité,
signification et nomination pose essentiellement la question du
rôle de la qualité particulière, souvent appelée « platonitas » et
pensée comme une collection d'accident, dans la signification
des noms propres de substances individuelles."
12. ———. 2008. "Le problème du substrat des accidents
constitutifs dans les commentaires a l' Isagoge d'Abélard et du
Pseudo-Raban (P3)." In Compléments de Substance. Études
sur les propriétés accidentelles offertes à Alain de Libera,
edited by Erismann, Christophe and Schniewind, Alexandrine,
67–84. Paris: Vrin.
"Comme l'a souligné A. de Libera (L'Art des géneéralités, Paris,
Aubier 1999, p. 319-329), Abélard critique dans les Gloses sur
Porphyre la théorie de l'essence matérielle (notée TEM) en
soulignant son incapacité à répondre à la question du sujet
d'inhérence des propriétés constitutives, qu'il s'agisse de
l'espèce (et donc, des différences spécifiques) ou des individus
(et donc, des accidents individuels). Un autre commentaire à
l'Isagoge, souvent associé à la TEM et attribué au Pseudo-
Raban (alias P3), tente de répondre à cette double difficulté.
Nous proposons d'étudier les solutions que ce texte tente
d'apporter, car elles permettent, selon nous, de mieux
comprendre la réfutation d'Abélard, et de prendre la mesure de
la pertinence de ses attaques." (p. 67)
13. Brunner, Fernand, ed. 1981. Abélard. Le 'Dialogue'. La
philosophie de la logique. Neuchâtel: Secrétariat de
l'Université.
Actes du Colloque de Neuchâtel 16-17 novembre 1979.
Table des matières: Introduction 1; I. Maurice de Gandillac: Le
"Dialogue" 3; II. Sofia Vanni Rovighi: Intentionnel et universel
chez Abelard 21: III. Jean Jolivet: Abélard et Guillaume
d'Ockham, lecteurs de Porphyre 31; IV. Alain de Libera:
Abélard et le dictisme 59; V. Guido Küng: Abélard et les vues
actuelles sur les universaux 119; Index des noms 129-131.
14. Carra de Vaux Saint-Cyr, M.-B. 1963. "Disputatio catholicorum
patrum adversus dogmata Petri Abaelard." Revue de Sciences
Philosophiques et théologiques no. 47:205–220.
15. Charrier, Charlotte. 1933. Héloïse dans l’histoire et dans la
légende. Paris: Champion.
16. Chatillon, Jean. 1981. "Abélard et les écoles." In Abélard en son
temps. Actes du Colloque international organisé à l'occasion
du IXe centenaire de la naissance de Pierre Abélard (14-19 mai
1979), edited by Jolivet, Jean, 146–158. Paris: Les Belles
Lettres.
17. Coloman, Viola. 2006. "Saint Anselme et Abélard : auteurrs de
deux théologies ?" In Anselm and Abelard: Investigations and
juxtapositions, edited by Gasper, Giles and Kohlenberger,
Helmut, 118–132. Toronto: Pontifical Institute of Mediaeval
Studies.
18. Constable, Giles. 2001. "Sur l'attribution des Epistolae duorum
amantium." Comptes rendus des séances de l'Académie des
Inscriptions et Belles-Lettres no. 145:1679–1693.
"[Les erudits] ne devraient pas davantage perdre de vue
l'intérêt que présentent ces lettres, indépendamment de leur
attribution en tant qu'oeuvre d'art dont la seule valeur réside
dans le nom ou les noms qui leur sont attachés. Même si les
lettres ne furent pas rédigées par Abélard et Héloïse, cela
d'enlèverait rien de manière significative à leur intérêt,
puisqu'elles n'ajoutent que relativement peu de chose à ce que
l'on sait déjà d'Abélard et Héloïse. De fait, l'attribution est
presque tout entière fondée sur la
connaissance que nous avons provenant de travaux qui peuvent
leur être attribués avec plus d'assurance. Quoi qu'il en soit, les
Epistolae présentent un intérêt pour elles-mêmes. Les avis des
érudits peuvent différer en ce qui concerne leur auteur, leur
date,
leur style, et leur qualité, mais elles constituent sans aucun
doute une addition remarquable au corpus médiéval des lettres
d'amour." (pp.1692-1894, une note omise)
19. Cottiaux, Jean. 1932. "La conception de la théologie chez
Abélard." Revue d'histoire ecclésiastique no. 28:247–295; 533–
551; 788–828.
20. Dalarun, Jacques. 2005. " Nouveaux aperçus sur Abélard,
Héloïse et le Paraclet." Francia – Forschungen zur
westeuropäischen:19–66.
21. Dambska, Izydora. 1977. "La sémiotique des "dictiones
indefinitae" dans la Dialectique d'Abélard." Cahiers de I
´lnstitut du Moyen Age Grec et Latin no. 21:10–20.
22. Déchanet, Jean Marie. 1939. "L'amitié d'Abélard et de
Guillaume de Saint-Thierry." Revue c’Histoire Ecclésiastique
no. 35:761–774.
23. Decorte, Jos. 1999. ""Sed quoniam Platonis scripta nondum
cognovit Latinitas nostra...": que faire en l'absence d'une
traduction?" In Tradition et traduction. Les textes
philosophiques et scientifiques grecs au moyen age latin.
Hommage a Fernand Bossier, edited by Beyers, Rita, Brams,
Jozef, Sacré, Dirk and Verrycken, Koenraad, 69–87. Leuven:
Leuven University Press.
24. Delhaye, Philippe. 1980. "Quelques points de la morale
d'Abélard." In "Sapientiae Doctrina": Mélanges de théologie et
de littérature médiévales offerts à Dom Hildebrand Bascour
O.S.B. Leuven: Imprimerie orientaliste.
25. Deproost, Paul-Augustin. 2023. "La Correspondance d’Héloïse
et Abélard : Un chemin de rédemption ?" Folia Electronica
Classica no. 46:1–24.
26. Engels, Lodewijk. 1974. "Abélard écrivain." In Peter Abelard.
Proceedings of the International Conference: Louvain, May
10-12, 1971, edited by Buytaert, Eligius M., 12–37. Leuven:
Leuven University Press.
27. Erismann, Christophe. 2014. "Paternités multiples. Les débats
sur les relatifs entre Anselme et Abélard." Medioevo. Rivista di
Storia della Filosofia Medievale no. 39:11–30.
28. Gandillac, Maurice de. 1975. "Intention et loi dans l'éthique
d'Abélard." In Pierre Abélard - Pierre le Vénérable. Les
courants philosophiques, littéraires et artistiques en Occident
au milieu du XII siècle, edited by Jolivet, Jean and Louis, René,
585–610. Paris: Éditions du Centre national de la recherche
scientifique.
29. ———. 1980. "Notes preparatoires a un debat sur le
«Dialogus»." In Petrus Abaelardus (1079-1142). Person, Werk
und Wirkung, edited by Thomas, Rudolf, 243–246. Trier:
Paulinus-Verlag.
30. ———. 1981. "Le "Dialogue"." In Abélard. Le "Dialogue", la
philosophie de la logique, 3–20. Neuchâtel: Secrétariat de
l'Université.
31. Gilson, Etienne. 1939. "Dix variations sur un thème d'Héloïse."
Archives d'Histoire Doctrinale et Littéraire du Moyen Âge no.
12:387–399.
32. ———. 1997. Héloïse et Abélard. Paris: Vrin.
Troisième édition revue.
33. Giraud, Cedric. 2024. "Auteur collectif or exégète singulier.
Abélard et la Bible." Artes no. 3:93–100.
Abstract: "The paper analyzes the importance of Peter Abelard
in twelfth-century biblical exegesis.
Abelard distinguished himself as an innovative young teacher
when he decided to explain the book of Ezekiel independently,
rather than following the traditional approach of his master
Anselm of Laon. Although his commentary on Ezekiel has been
lost, his other exegetical works, such as sermons, commentaries
on the Hexameron and Epistle to the Romans, and Problemata
Heloissae, demonstrate his significant contribution to exegesis.
Historical criticism has underestimated Abelard’s role as an
exegete, however, focusing more on his correspondence and
theologies. This study proposes to reevaluate Problemata
Heloissae in light of how Abelard addresses the exegetical
questions posed by Heloise: he employs a method combining
tradition and originality, thereby showing that his exegesis is
both collective and singular."
34. Gomes, João. 2008. "Pierre Abélard et la question de l’individu
: conscience et mémoire individuées." Bulletin du centre
d’études médiévales d’Auxerre | BUCEMA no. 2:1–20.
35. Gregory, Tullio. 1974. "Abélard et Platon." In Peter Abelard.
Proceedings of the International Conference: Louvain, May
10-12, 1971, edited by Buytaert, Eligius M., 38–64. Leuven:
Leuven University Press.
Publié aussi dans Studi medievali, 13, 1972, pp. 539-562.
36. ———. 1975. "Considérations sur ratio et natura chez Abélard."
In Pierre Abélard - Pierre le Vénérable. Les courants
philosophiques, littéraires et artistiques en Occident au milieu
du XII siècle, edited by Jolivet, Jean and Louis, René, 569–584.
Paris: Éditions du Centre national de la recherche scientifique.
Repris dans T. Gregory, Mundana Sapientia. Forme di
conoscenza nella cultura medievale, Roma, Edizioni di storia e
letteratura, 1992, pp. 201-217.
37. Grellard, Christophe. 2003. "Fides sive credulitas. Le problème
de l'assentiment chez Abélard, entre logique et psychologie."
Archives d'histoire doctrinale et littéraire du Moyen Âge no.
70:7–25.
Résumé: "Cette étude recherche comment Abélard approche la
question de l’assentiment, l’acte par lequel l’esprit donne son
accord à une proposition. Le De intellectibus examine parmi les
actes mentaux l’estimation ou appréciation subjective. Le
processus d’assentiment est décrit comme accord (susceptible
de degrés) entre la réalité et la vérité de l’intellection.
Mais ce sont les traités de logique qui examinent les modalités
de production de la confiance, dans une logique de la
persuasion et de la vraisemblance qui trouve son application en
théologie."
38. ———. 2012. "Scepticisme et incroyance. La querelle entre
Abélard et Guillaume de Saint Thierry sur le statut de la foi."
Citeaux - Commentarii cistercienses no. 63:245–262.
Résumé : "Dans la Disputatio adversus Petrum Abaelardum,
qui contribua à déclencher le concile de Sens, Guillaume de
Saint-Thierry qualifie Abélard de Academicus, c’est-à-dire
sceptique.
Le but de cette étude est de chercher à comprendre ce que
recouvre ce qualificatif. a partir d’une analyse du premier
chapitre de la Disputatio, complétée par certains éléments du
Speculum fidei, on cherche à montrer que Guillaume a perçu, à
tort ou à raison, dans la théorie d’Abélard une réduction à sa
seule dimension cognitive et subjective, en rupture avec les
théories de la foi comme vertu théologale. L’examen des
séquelles de la querelle dans la seconde moitié du XIIe siècle
semble confirmer ces analyses."
39. ———. 2021. "Abélard et la justice. Aequitas, utilitas, caritas "
Recherches de Théologie et Philosophie médiévales no. 88:47–
88.
Abstract: "The aim of this study is to identify the conceptions of
justice that structure Peter Abelard’s theory of divine justice,
i.e., the rewarding of merits and the punishment of sins, as well
as his theory of human justice. Adopting a chronological
approach to Abelard’s work, the study documents the way that
Abelard moves from a philosophical conception of justice
(where celestial and human justice are strongly connected) to a
more legalistic conception of justice. Indeed, in the last stage of
his thought, Abelard offers a view of human justice as purely
pragmatic, useful for the protection of the commonwealth,
whereas God alone can ground His justice on equity and
charity."
40. Grondeux, Anne. 2011. "Guillaume de Champeaux, Joscelin de
Soissons, Abélard et Gosvin d'Anchin: étude d'un milieu
intellectuel." In Arts du langage et théologie aux confins des
XIe et XIIe siècles, edited by Rosier-Catach, Irène, 3–44.
Turnhout: Brepols.
41. Hamelin, Guy. 1995. "Raison et foi dans l'Ethica d'Abélard." In
Les philosophies morales et politiques au Moyen Âge. Tome I.
Actes du IXe Congrès international de philosophie médiévale,
Ottawa, du 17 au 22 août 1992, edited by Bazan, B. C., Andujar,
E. and Sbrocchi, L. G., 486–500. New York: Legas.
42. ———. 1996. L'origine de la doctrine de la vertu comme
habitus chez Pierre Abélard, Université du Quebec à Trois-
Rivières.
Disponible sur Intenet à l'adresse:
core.ac.uk/download/pdf/51243132.pdf
43. ———. 2006. "La psychologie de la connaissance chez Pierre
Abélard arrive-t-elle à une impasse?" In Intellect et
imagination dans la philosophie médiévale / Intellect and
imagination in medieval philosophy / Intelecto e imaginação
na filosofia medieval / Actes du XIe Congrès international de
philosophie médiévale de la Société internationale pour
l'Étude de la philosophie médiévale (S.I.E.P.M.): Porto, du 26
au 31 août 2002, edited by Pacheco, Maria Cândida and
Meirinhos, José F., 883–894. Turnhout: Brepols.
44. ———. 2013. "L'influence du stoicisme chez Pierre Abélard : la
notion de consensus." Patristica et Mediaeualia no. 34:3–15.
Abstract: "Medieval thinkers have been inspired by different
ancient philosophical theses, which they have partially
modified and adapted to their Christian belief.
Abelard is certainly no exception, since he has been under the
most various pagan influences of his time without abandoning
his own religious convictions.
Abelard's philosophy consists mainly of ancient borrowings,
which corne more often from indirect sources. The authority of
Plato and Aristotle is obvious in almost all phi!osophical topics
developed by Abelard. It is however more Jess known that
Stoicism bas also played an important role in his thought,
especially in ethics with notions like consensus (συγκατάθεσις;)
or actions moralJy indifferent (αδιάφορος - ουδέτερος). Stoic
physics has also influenced his moral doctrine with the concept
of affinity or preservation (οικεοσις) which refers to a certain
innate capacity in man to observe the natural Jaw and, before
the advent of Jewish and Christian laws, to progress toward his
own salvation. Finally the famous precept dear to all Stoics of
living in agreement with nature (ομολογουμένως τη φύσει ζην)
has received a favorable reception in Abelard's ethics, as well as
the attitude of serene detachment (πάθεια - ταραξία), which
he has encouraged in its Plantus.
In the present paper, the objective is to expound the influence
of the Stoic notion of assent (συγκατάθεσις), its equivalent
consent (consensus), on Abelard's ethics, which serves hirn as a
fondamental component to define moral trespass. More
specifically, we first see Abelard's definition of sin, found in his
Ethica, which represents a decisive step in clarifying what really
constitutes this notion in the history of ideas. We examine after
that the main usages made by the Stoics of the term assent. We
can then realize that the passage of this Stoic concept from the
epistemological sphere to the ethical bas been recuperated by
some Latin authors like Augustine, who uses the term in both
areas, and later by Abelard himself, who restricts its usage to
ethics by using instead consensus. We finally arrive at the
conclusion that Abelard's ethics has not only been influenced
by the most notable religious and philosophicaJ thinkers, like
Plato, Arîstotle, Jerome and Augustine, but also by some Stoic
philosophers, who were relatively unknown at the time and
sometimes accessible only by some obscure intermediaries."
45. ———. 2015. "Volonté et habitus chez Pierre Abélard : un
double héritage." Quaestio. Journal of the History of
Metaphysics no. 15:363–372.
46. Huglo, Michel. 1979. "Abélard, poète et musicien." Cahiers de
civilisation médiévale no. 22:349–361.
47. Iwakuma, Yukio. 1999. "Pierre Abélard et Guillaume de
Champeaux dans les premières années du XIIe siècle: une
étude préliminaire." In Langage, sciences, philosophie au
XIIème siècle, edited by Biard, Joël, 93–123. Paris: Vrin.
48. Jeauneau, Édouard. 1991. "Note critique sur une récente
édition de la Theologia 'Summi Boni' et de la Theologia
'Scholarum' d'Abélard." Revue des Etudes augustiniennes no.
37:151–158.
49. Jolivet, Jean. 1963. "Abélard et le Philosophe. (Occident et
Islam au XII siecle)." Revue de l'Historie des Religions no.
164:181–189.
Repris dans: J. Jolivet, Aspects de la pensée médiévale:
Abélard. Doctrines du langage, pp. 53-61.
50. ———. 1963. "Sur quelques critiques de la théologie d'Abélard."
Archives d'histoire doctrinale et littéraire du Moyen Âge no.
30:7–51.
Repris dans: J. Jolivet, Aspects de la pensée médiévale:
Abélard. Doctrines du langage, pp. 7-51.
51. ———. 1966. "Eléments du concept de nature chez Abélard." In
La filosofia della natura nel Medioevo. Atti del III Congresso
internazionale di filosofia medioevale, 297–304. Milano: Vita e
Pensiero.
Repris dans: J. Jolivet, Aspects de la pensée médiévale:
Abélard. Doctrines du langage, pp. 63-70.
52. ———. 1968. "Le traitement des autorités contraires selon le 'Sic
et non' d’Abélard." In L’ambivalence dans la culture arabe,
edited by Charnay, Jean-Paul and Berque, Jacques, 267–280.
Paris: Anthropos.
Repris dans: J. Jolivet, Aspects de la pensée médiévale:
Abélard. Doctrines du langage, pp. 79-92.
53. ———. 1969. Abélard ou la philosophie dans le langage. Paris:
Seghers.
Deuxième edition: Paris Éditions du Cerf 1994.
Choix de textes pp.111-206.
54. ———. 1969. Arts du langage et théologie chez Abélard. Paris:
Vrin.
Deuxième édition augmentée 1982.
Table des matières: Avant-propos 7; Abrévitations 11; I. Les
premisses d'une doctrine du langage 13; II. Signification et
ontologie 63; III. L'objet de la logique 117; IV. Style de pensée:
attitudes et procedés 175; V. le Trivium au service de la
théologie 229; Conclusion 337; Appendice: Description de la
connaissance d'après les Gloses 365; Eléments
lexicographiques 374; Ouvrages cités 375; Complément
bibliographique 383; Index des noms de personnes 385;
Notabilia 390.
55. ———. 1974. "Comparaison des théories du langage chez
Abélard et chez les Nominalistes du XIV siècle." In Peter
Abelard. Proceedings of the International Conference:
Louvain, May 10-12, 1971, edited by Buytaert, Eligius M., 163–
178. Leuven: Leuven University Press.
Repris dans: J. Jolivet, Aspects de la pensée médiévale:
Abélard. Doctrines du langage, pp. 109-125.
56. ———. 1975. "Notes de lexicographie abélardienne." In Pierre
Abélard - Pierre le Vénérable. Les courants philosophiques,
littéraires et artistiques en Occident au milieu du XII siècle,
edited by Jolivet, Jean and Louis, René, 531–543. Paris:
Éditions du Centre national de la recherche scientifique.
Repris dans: J. Jolivet, Aspects de la pensée médiévale:
Abélard. Doctrines du langage, pp. pp. 125-137.
57. ———. 1975. "Vues médiévales sur les paronymes." Revue
Internationale de Philosophie no. 113:222–242.
Repris dans: J. Jolivet, Aspects de la pensée médiévale:
Abélard. Doctrines du langage, pp. 138-158.
58. ———. 1977. "Abélard entre chien et loup." Cahiers de
civilisation médiévale:307–322.
Repris dans: J. Jolivet, Aspects de la pensée médiévale:
Abélard. Doctrines du langage, pp. 169-164.
59. ———. 1980. "Doctrines et figures de philosophes chez
Abélard." In Petrus Abaelardus (1079-1142). Person, Werk und
Wirkung, edited by Thomas, Rudolf, 103–120. Trier: Paulinus-
Verlag.
Repris dans: J. Jolivet, Aspects de la pensée médiévale:
Abélard. Doctrines du langage, pp. 185-202.
60. ———, ed. 1981. Abélard en son temps. Actes du Colloque
international organisé à l'occasion du IXe centenaire de la
naissance de Pierre Abélard. (14-19 mai 1979). Paris: Les
Belles Lettres.
Sur la philosophie d'Abélard: Jean Châtillon: Abélard et les
écoles, 146-158; Jean Jolivet: Non-réalisme et platonisme chez
Abélard. Essai d'interprétation, 175-195.
61. ———. 1981. "Non-réalisme et platonisme chez Abélard. Essai
d'interpretation." In Abélard en son temps. Actes du Colloque
international organisé à l'occasion du 9e centenaire de la
naissance de Pierre Abélard (14-19 mai 1979), edited by
Jolivet, Jean, 175–195. Paris: Belles Lettres.
Repris dans: J. Jolivet, Aspects de la pensée médiévale:
Abélard. Doctrines du langage, pp. 257-278.
62. ———. 1981. "Abélard et Guillaume d'Ockham, lecteurs de
Porphyre." In Abélard. Le "Dialogue", la philosophie de la
logique, 31–54. Neuchâtel: Secrétariat de l'Université.
Repris dans: J. Jolivet, Aspects de la pensée médiévale:
Abélard. Doctrines du langage, pp. 233-256.
63. ———. 1987. Aspects de la pensée médiévale : Abélard.
Doctrines du langage. Paris: Vrin.
Table des Matières: Sur quelques critiques de la théologie
d’Abélard 7; Abélard et le Philosophe 53; Eléments du concept
de nature chez Abélard 63; Quelques cas de « platonisme
grammatical » du VIIe au XIIe siècle 71; Le traitement des
autorités contraires selon le Sic et non d’Abélard 79;
Grammaire et langage selon Boèce de Dacie 93; Comparaison
des théories du langage chez Abélard et chez les nominalistes
du XIVe siècle 109; Notes de lexicographie abélardienne 125;
Vues médiévales sur les paronymes 138; L’enjeu de la
grammaire pour Godescalc 159; Abélard entre chien et loup
169; Doctrines et figures de philosophes chez Abélard 185;
Eléments pour une étude des rapports entre la grammaire et
l’ontologie au Moyen Age 203; Abélard et Guillaume d’Ockham,
lecteurs de Porphyre 233; Non-réalisme et platonisme chez
Abélard. Essai d’interprétation 257; L’intellect et le langage
selon Radulphus Brito 278; Rhétorique et théologie dans une
page de Gilbert de Poitiers 293-311.
64. ———. 1990. "Pierre Abélard et son école." In Contemporary
Philosophy. Vol. 6.1: Philosophy and Science in the Middle
Ages, edited by Guttorm, Floistad, 97–104. Amsterdam:
Kluwer.
Compte-rendu de la litérature sur Abélard jusq'à 1972; pour la
période 1972-1985 voir C. Mews, Peter Abelard and His
Influence (1990).
65. ———. 1992. "Trois variations médiévales sur l'universel et
l'individu: Roscelin, Abélard, Gilbert de la Porrée." Revue de
Mètaphysique et de Morale:111–155.
Repris dans: J. Jolivet, Perspectives médiévales et arabes,
Paris: Vrin, 2006, pp. 29-70.
"C'est un anachronisme que de vouloir qualifier de réalistes ou
nominalistes des philosophes qui ont travaillé deux cents ans
avant les mises en place doctrinales du xive siècle. D'autre part,
il est surprenant de voir leurs doctrines respectives de
l'individu se distribuer autrement que ne le feraient présumer
leurs vues sur l'universel. Ce point gagne en clarté quand on
l'aborde du côté de leurs sémantiques du nom, mais les cadres
de l'historiographie usuelle n'en restent pas intacts pour
autant." (p. 111)
66. ———. 1997. La théologie d'Abélard. Paris: Les Édiitons du
Cerf.
67. ———. 1999. "Sur les prédicables et les catégories chez
Abélard." In Langage, sciences, philosophie au XIIe siècle,
edited by Biard, Joël, 165–175. Paris: Vrin.
Repris dans: J. Jolivet, Perspectives médiévales et arabes,
Paris: Vrin, 2006, pp. 85-92.
68. ———. 1999. "Sens des propositions et ontologie chez Pierre
Abélard et Grégoire de Rimini." In Théories de la phrase et de
la proposition de Platon à Averroès, edited by Büttgen,
Philippe, Diebler, Stéphane and Rashed, Marwan, 307–321.
É É
Paris: Éditions Rue d'Ulm / Presses de l'École normale
supérieure.
Repris dans: J. Jolivet, Perspectives médiévales et arabes,
Paris: Vrin, 2006, pp. 103-116 et dans Mediaevalia et arabica,
Paris: Vrin, 2013, pp. 231-244.
69. ———. 1999. "Notes sur le "non-réalisme" d'Abélard." In Signs
and Signification. Vol. I, edited by Gill, Harjeet Singh and
Manetti, Giovanni, 7–15. New Delhi: Bahri Publications.
Repris dans: J. Jolivet, Perspectives médiévales et arabes,
Paris: Vrin, 2006, pp. 85-92 et dans Mediaevalia et arabica,
Paris: Vrin, 2013, pp. 223-230.
70. ———. 2002. "Sémantique et poésie chez Abelard." In
Rhétorique et Poétique au Moyen Âge, edited by Michel, Alain,
81–91. Turnhout: Brepols.
Repris dans: J. Jolivet, Mediaevalia et arabica, Paris: Vrin,
2013, pp. 215-222.
71. ———. 2003. "Á propos d'une critique abélardienne du
réalisme." In Pierre Abelard. Colloque international de Nantes,
edited by Jolivet, Jean and Habrias, Henri, 109–118. Rennes:
Presses Universitaires de Rennes.
Repris dans: J. Jolivet, Mediaevalia et arabica, Paris: Vrin,
2013, pp. 205-210.
72. ———. 2013. "Abélard et la proposition infinitive." In
Mediaevalia et Arabica, 245–251. Paris: Vrin.
73. Jolivet, Jean, and Habrias, Henri, eds. 2003. Pierre Abélard.
Colloque international de Nantes (3-4 Octobre 2001). Rennes:
Presses Universitaires de Rennes.
Sur la philosophie d'Abélard : Jean Jolivet : Avant-propos 9-14;
François Lejeune : Pierre Abélard et Jean de Salisbury:
"Metalogicon" II, 10 63-75; Jean Jolivet : À propos d'une
critique abélardienne du réalisme 109-118; Joël Biard : Logique
et psychologie dans le "De intellectibus" d'Abélard 309-319;
Paul Thom : La logique abélardienne des modales "de rebus"
321-337.
74. Jolivet, Jean, and Louis, René, eds. 1975. Pierre Abélard -
Pierre le Vénérable. Les courants philosophiques, littéraires et
artistiques en Occident au milieu du XII siècle. Paris: Éditions
du Centre national de la recherche scientifique.
Colloque International du Centre National de la Recherche
Scientifique, Abbaye de Clunu, 2 au 9 juillet 1972.
Section 3 : Abélard : l’homme.
David E. Luscombe : Pierre Abélard et le monachisme 271;
Louis Grodecki : Abélard et Suger 279; Mary M. Mc Laughlin :
Peter Abélard and the dignity of women: Twelth century «
feminism » in theory and practice 287; Jacques Vanuxem : La
mort et la sépulture d’Abélard à Saint- Marcel-lez-Chalon 335;
Nikolaus M. Häring : Abelard yesterday and today 341-403.
Section 4 : Pierre Abélard : l’écrivain
Jacques Vernet : La tradition manuscrite et la diffusion des
ouvrages d’Abélard (résumé) 405; Jacques Monfrin : Le
problème de l’authenticité de la correspondance d’Abélard et
d’Héloïse 409; Peter von Moos : Le silence d’Héloïse et les
idéologies modernes 425; John F. Benton : Fraud, fiction and
borrowing in the correspondence of Abélard and Héloïse 469;
Jean Charles Payen : La pensée d’Abélard et les textes romans
du XIIe siècle 513-521.
Section 5: Abélard : Le philosophe et le théologien.
Paul Vignaux : Note sur le nominalisme d’Abélard 523; Jean
Jolivet : Notes de lexicographie abélardienne 531; Lambert-
Marie De Rijk : La signification de la proposition (dictum
propositionis) chez Abélard 547; Rolf Peppermüller : Zum
Fortwirken von Abaelards Rômerbrief-kommentar in der
mittelalterlichen Exegese 557; Tullio Gregory : Considérations
sur ratio et natura chez Abélard 569; Maurice de Gandillac :
Intention et loi dans l’éthique d’Abélard 585; Marie-Thérèse
d’Alverny : Abélard et l’astrologie 611-628.
75. Kaiser, Émile. 1901. Pierre Abélard critique. Sa méthode
théologique. Ses résultats appliqués à la Trinité. Son influence.
Frobourg: Imnprimerie Librairie Catholique.
76. Karfíková, Lenka. 2013. "'Essentia' et 'substantia' chez Augustin
et Pierre Abelard " In Les réceptions des Pères de l'Église au
Moyen Âge. Le devenir de la tradition ecclésiale. Vol II, edited
by Berndt, Rainer and Fédou, Michel, 707–726. Münster:
Aschendorff.
77. Küng, Guido. 1981. "Abélard et les vues actuelles sur les
universaux." In Abélard: Le 'Dialogue'. La philosophie de la
logique. Actes du Colloque de Neuchâtel, 16-17 novembre 1979,
99–118. Neuchâtel: Secrétariat de l'Université.
78. Lafleur , Claude, and Carrier, Joanne. 2012. "Triple
signification des noms universels, intellection et abstraction
dans la "Logica 'ingredientibus': super Porphyrium" d'Abélard "
Laval théologique et philosophique no. 68:91–128.
Résumé : "Étude préliminaire à la nouvelle édition critique et à
la traduction inédite offertes, dans ce numéro thématique, du
début de la Logica « Ingredientibus » : Super Porphyrium
d’Abélard, cet article opère d’abord un survol d’ensemble du
texte, avec insistance sur l’exposé relatif aux universaux, et
approfondit ensuite trois points de doctrine difficiles, sur
lesquels l’historiographie récente a parfois hésité ou buté : la
troisième signification des noms universels; la conception
prisciano-platonicienne de la pensée divine; l’univocité de la
notion de status. Ce faisant, quant aux thèmes de l’intellection
et de l’abstraction en particulier, une attention constante est
portée au lien, parfois critique mais toujours fécond, existant
entre cette portion de la Logica « Ingredientibus » et sa source
principale, l’In « Isagogen » Porphyrii Commentorum Editio
secunda de Boèce, dont l’article précédent fournit une
présentation, le texte latin révisé et la première traduction
française."
79. Lafleur, Claude, and Carrier, Joanne. 2012. "Abélard et les
universaux: édition et traduction du début de la Logica «
Ingredientibus » : Super Porphyrium." Laval Théologique et
Philosophique no. 68:129–210.
"Appuyée sur une collation systématique — incluant
l’orthographe — de l’unique manuscrit subsistant (le ms.
Milano, Biblioteca Ambrosiana, M 63 sup., fol. 1ra-5rb), cette
nouvelle édition critique du début de la Logica «
Ingredientibus » : Super Porphyrium, accompagnée d’une
traduction française inédite et complétée par une abondante
annotation, rend ainsi accessible l’exposé le plus détaillé
d’Abélard sur les universaux, des pages célèbres où, dans une
approche sémantique non exempte de perspectives
métaphysiques, on trouve, comme l’étude précédente l’a laissé
voir, des développements philosophiques importants relatifs à
l’intellection et à l’abstraction."
80. Lejeune, François. 2003. "Pierre Abélard et Jean de Salisbury :
Metalogicon II, 10." In Pierre Abelard. Colloque international
de Nantes, edited by Jolivet, Jean and Habrias, Henri, 63–76.
Rennes: Presses Universitaires de Rennes.
81. Libera, Alain de. 1981. "Abélard et le dictisme." In Abélard. Le
"Dialogue", la philosophie de la logique, 59–97. Neuchâtel:
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82. ———. 1996. La querelle des universaux. De Platon à la fine du
Moyen Age. Paris: Éditions du Seuil.
Chapter 3. Le haut Moyen Age et la querelle des universaux
pp.128-175.
83. ———. 1999. L'art des généralités. Théories de l'abstraction.
Paris: Aubier.
Chapitre III. Pierre Abélard, pp. 281-498.
84. ———. 2002. La référence vide. Théories de la proposition.
Paris: Presses Universitaires de France.
La Théorie abélardienne du statut, pp. 120-130.
85. ———. 2002. "Des accidents aux tropes. Pierre Abélard." Revue
de Mètaphysique et de Morale:509–530.
86. Lobrichon, Guy. 2005. Héloïse: L'amour et le savoir. Paris:
Gallimard.
87. Marenbon, John. 1999. "Abélard, la predication et le verbe
"être"." In Langage, sciences, philosophie au XIIe siècle, edited
by Biard, Joël, 199–215. Paris: Vrin.
88. ———. 2005. Le temps, l'éternité et la prescience de Boèce à
Thomas d'Aquin. Paris: Vrin.
Chapitre III: Pierre Abélard pp. 55-91.
89. Mehl, Édouard. 2021. "La Puissance et son nombre, d'Abélard à
Kepler." Rivista di Storia Della Filosofia no. 4:668–685.
Abstract: "Power and its Number, from Abelard to Kepler.
Catholic theology has always held, contrary to what the
philosophers say, that God can do everything: his power is
infinite, he always has a reserve of power and this reserve is not
exhausted in the opus creationis. Thus, God's power is divine
because it is incomprehensible. Therefore, there is an essential
equivocity in the potentia Dei, which cannot be confused with
the power of nature. What are examined here instead are some
of the arguments in favor of the opposite thesis. Let us take
seriously a logical objection: by saying that divine power is
inexhaustible, is this not to assert the impossibility of its being
exhausted and, in so doing, to impose on it a limit which, by
definition, it cannot bear? Should not a consistent theology
refrain from considering the divine power according to
comparisons borrowed from the kingdom of created things?
Kepler's attempt to think of nature as a pure Trinitarian symbol
seems in this respect to deserve special attention."
90. Mews, Constant J. 1988. "Un lecteur de Jerome an XIIe siècle :
Pierre Abelard." In Jérôme entre l'Occident et l'Orient : XVIe
centenaire du départ de saint Jérôme de Rome et de son
installation à Bethléem : actes du colloque de Chantilly
(septembre 1986), edited by Duval, Yves-Marie, 431–444.
Paris: Études Augustiniennes.
Repris comme Essay IX in C. J. Mews, Abelard and His
Legacy, Aldershot: Ashgate Variorum 2001.
91. ———. 1999. "Thèmes philosophiques dans les Epistolae
duorum amantium : Premières lettres d’Héloïse et d’Abélard ?"
In Langage, sciences, philosophie au XIIe siècle, edited by
Biard, Joël, 23–38. Paris: Vrin.
92. Michel, Bruno. 2009. Abélard lecteur de Boèce. Entre réalisme
et nominalisme, la critique du « logicisme » boécien dans les
oeuvres logiques de Pierre Abélard.
Thèse soutenue à l'Université François Rabelais de Tours.
93. ———. 2011. "Abélard face à Boèce. Entre nominalisme et
réalisme, une réponse singulière au questionnaire de
Porphyre." Archives d'Histoire Doctrinale et Littéraire du
Moyen Age no. 78:131–178.
94. ———. 2016. "La logique d’Abélard conduit-elle à la
contradiction ? Les lectures in re et in voce des inférences et le
débat avec les Montani." Archives d'Histoire Doctrinale et
Littéraire du Moyen Age no. 83:33–64.
Résumé : "Dans l’historiographie récente, la logique d’Abélard a
été reconnue comme profondément novatrice par des auteurs
(C. Martin, J. Marenbon) qui soulignent qu’elle conduit
malheureusement aussi à la contradiction. Nous montrons ici
que cette conclusion n’est pas inévitable et que, si les deux
lectures in re (extensionnelle) et in voce (intensionnelle) des
inférences sont distinguées comme il convient, la réfutation par
les Montani de la théorie des inférences d’Abélard n’atteint
cette dernière qu’à la marge. Il existe une lecture – distinguant
impossibilité logique (in voce) et impossibilité ontologique (in
re) – qui préserve la non-contradiction de la théorie des
inférences d’Abélard."
95. Minois, George. 2019. Abélard, Héloïse et Bernard : passion,
raison et religion au Moyen âge. Paris: Perrin.
96. Monfrin, Jacques. 1975. "Le problème de l'authénticité de la
correspondance d'Abélard et d'Héloise." In Pierre Abélard -
Pierre le Vénérable. Les courants philosophiques, littéraires et
artistiques en Occident au milieu du XII siècle, edited by
Jolivet, Jean and Louis, René, 409–424. Paris: Éditions du
Centre national de la recherche scientifique.
97. Moos, Peter von. 2005. "Le silence d’Héloise et les idéologies
modernes." In Entre histoire et littérature. Communication et
Â
culture au Moyen Âge, 3–43. Firenze: SISMEL - Edizioni del
Galluzzo.
Version remaniée d’un article publié la première fois dans
Pierre Abélard - Pierre le Vénérable (Colloque de Cluny, juillet
1972, Colloques internationaux du CNRS 546), Paris 1975, p.
425-468.
98. ———. 2005. "Les Collationes d’Abélard et la «question juive»
au XIIe siècle." In Entre histoire et littérature. Communication
et culture au Moyen Âge, 45–86. Firenze: SISMEL - Edizioni
del Galluzzo.
Cet article a été publié la première fois dans Studi medievali
41.2 (2000), 505-548.
99. Nicolau d'Olwer, Lluís. 1945. "Sur la date de la Dialectica
d'Abélard." Revue du Moyen Âge Latin no. 1:375–390.
100. Oberson, Roland Denise. 2010. Héloïse et Abélard. À singulière
esclave, maître spécial. Paris: Hermann.
101. Oursel, Raymond. 1959. La Dispute et la grâce : essai sur la
rédemption d'Abélard. Paris: Les Belles Lettres.
102. Panaccio, Claude. 1999. "Le Nominalisme au XIIe siècle." In
Signs and Signification. Vol. I, edited by Gill, Harjeet Singh
and Manetti, Giovanni, 17–33. New Delhi: Bahri Publications.
103. Payen, Jean Charles. 1975. "La pensée d'Abélard et les textes
romans du XIIe siècle." In Pierre Abélard - Pierre le Vénérable.
Les courants philosophiques, littéraires et artistiques en
Occident au milieu du XII siècle, edited by Jolivet, Jean and
Louis, René, 513–521. Paris: Éditions du Centre national de la
recherche scientifique.
104. Perkams, Matthias. 2025. "Les sentences abélardiennes, la
lettre d'Héloïse et le développement de la théorie de l'amour
d'Abélard." In L'amour au Moyen Âge. Est-il un, est-il pluriel
?, edited by Poirel, Dominique, 53–70. Turnhout: Brepols.
105. Pinel, Elodie. 2004. "La similitude dans la « Theologia Summi
Boni » d'Abélard." Revue des Sciences Religieuses no. 78:519–
537.
106. Piron, Sylvain, ed. 2005. Lettres des deux amants attribuées à
Héloïse et Abélard. Paris: Gallimard.
107. ———. 2011. "Héloïse et Abélard: l'éthique amoureuse des
Epistolae duorum amantium." In Histoires de l'amour :
fragilités et interdits, du Kâmasûtra à nos jours, edited by
Dakhlia, Jocelyne, Farge, Arlette, Klapisch-Zuber, Chrisitiane
and Stella, Alessandro, 71–94. Montrouge: Bayard.
108. ———. 2014. "La “collection” des lettres d’Abélard et Héloïse."
Cahiers de civilisation médiévale no. 57:337–342.
109. ———. 2018. "L’éducation sentimentale d’Héloïse." Clio.
Femmes, Genre, Histoire no. 47:155–166.
110. Poirel, Dominique. 2016. "Deux styles de vie et de pensée dans
la première moitié du XIIe siècle : Pierre Abélard et Hugues de
Saint-Victor." Bulletin de Philosophie Medievale no. 58:3–22.
Abstract: "It would be easy to oppose Peter Abelard and Hugh
of Saint-Victor as two opposed types of masters: on one side the
“intellectual,” in almost the modern sense of the word, and on
the other side, a representative of the humanist, clerical and
monastic tradition, soon to be effaced. In order to highlight the
real significance of their divergences and the profound
coherence of both historical and intellectual personalities, in
this article the author investigated their social origins, how
each one conceived the relation between the individual and the
group,and finally the way in which each appropriates earlier
texts. Thus, in many respects Abelard and Hugh appear as
opposite poles in the intellectual world of the twelfth century,
but in a different perspective, thanks to the synthesis
accomplished by their common students, as inseparable and
complementary sources of what became the Scholastic age."
111. ———, ed. 2022. Pierre Abélard, génie multiforme. Actes du
colloque international, organisé par l’Institut d’Études
Médiévales et tenu à l’Institut Catholique de Paris les 29-30
novembre 2018. Turnhout: Brepols.
Table des matières : Dominique Poirel; Introduction 5;
L’homme
Jacques Verger : Pierre Abélard et le mouvement scolaire de
son temps 13 Arnaud Montoux : Abélard et Cluny. La demeure
de Pierre 33; Guy Lobrichon : Le couple Pierre-Héloïse 49; Ana
Irimescu : Le portrait psychologique de Pierre Abélard à partir
de son autobiographie Historia calamitatum 59:
Le philosophe
Matthias Perkams : Pierre Abélard et l’invention de la
philosophie moderne occidentale 83; John Marenbon : Les
relations chez Abélard 105; Christophe Grellard : Le rôle des
normes positives dans l’éthique de Pierre Abélard 121;
Dominique Poirel : Pierre Abélard théologien ? 139; Pascale
Bourgain : Abélard poète 153; Alexis Grélois : Pierre Abélard et
la « règle » du Paraclet 179;
La postérité
Jean-René Valette : Abélard, Héloïse et les langages de l’amour
courtois 197; Laurent Avezou : Abélard dans la littérature
moderne et contemporaine ou le complexe d’Héloïse 215;
Index codicum 223; Index operum Petri Abaelardi 224; Opera
inauthentica 224; Index auctorum et operum anonymorum
225-232.
112. Rijk, Lambertus Marie de. 1975. "La signification de la
proposition (dictum propositionis) chez Abélard." In Pierre
Abélard - Pierre le Vénérable. Les courants philosophiques,
littéraires et artistiques en Occident au milieu du XII siècle,
edited by Jolivet , Jean and Louis, René, 547–555. Paris:
Éditions du Centre national de la recherche scientifique.
Publié aussi dans: Studia Mediewistyczne 16, 1975 pp. 155-161.
Reprinted as chapter IV in: L. M. de Rijk, Through Language
to Reality. Studies in Medieval Semantics and Metaphysics,
Edited by Bos Egbert, Northampton: Variorum Reprints, 1989.
"Cette communication se borne a un bref examen de la
signification de la phrase complète (propositio) dans la logique
de Pierre Abélard.
Il paraît utile de commencer par la définition du verbe signifier
(significare) chez ce logicien.
'signifier' dit des mots (dictiones) c'est produire une
intellection dans l'âme de l'auditeur (Logica ingredientibus
307, 30 ss.), tandis que le même verbe est également appliqué à
la dénotàtion des choses extérieures (ibid.); dans ce dernier
sens, le verbe est synonyme de appellare, nominare,
demonstrare, designare.
'signifier' dit des phrases complètes (propositiones) c'est
produire une intellection laquelle est formée par la liaison des
intellections de ses parties (dictiones)." p. 547
"On peut conclure que selon Abélard le dictum n'est pas un
objet qui serait indépendent de la pensée, mais plutôt le
contenu de la pensée, c'est-à-dire une intellection objectivée,
qui correspond soit à un état de choses réel, soit à un état de
choses seulement possible (Dial. II, 205, 28-30: id dicimus
quod id quod dicit hec propositio 'Socrates est homo', est unum
de his que natura patitur esse), soit un état de choses tout à fait
impossible (Dial. II, 158, 7-9: la proposition 'Socrates est lapis'
ne reflète pas une inherentia de Socrate et de pierre, ni
'Socrates non est lapis' leur rémotion).
(...)
Ainsi, l'existence qu'établit la proposition en parlant, n'est pas
une existence réelle, mais, pourrait-on dire, une existence
parlée, ou plutôt, une existence pensée ou logique.
Employant la distinction bien connue du XIV siècles (presentée
notamment par Jacques d'Ascoli, Thomas d'York, Pierre
Thomae):
res: 1) extra animam (chose extérieure); 2) in anima: a)
subiective ( = acte de l'intellection comme tel) b) obiective
(contenu de l'intellection).
on peut dire qu'Abélard a essayé, à sa façon, de montrer que le
dictum, de la proposition, loin d'être une chose extérieure (res
extra animam) est une chose qui doit son existence à l'âme ou a
l'intellection (res in anima), mais qu'il faut en même temps
bien le distinguer de l'acte de l'intellection pris comme tel (res
in anima subiective), et reconnaître, sa propre identité dans le
contenu objectif de l'intellection. Par là, le dictum du grand
logicien du XII siècle semble être d'une nature logique par
excellence." pp. 554-555. (notes omises)
113. Rival, Jérôme. 2021. "La condamnation de Pierre Abélard au
concile de Soissons (1121)." Mémoires de la Fédération des
Sociétés d’Histoire et d’Archéologie de l’Aisne no. 46:33–91.
114. Rivière, Jean. 1933. "Les « capitula » d'Abélard condamnés au
concile de Sens." Recherches de théologie ancienne et
médiévale no. 5:5–22.
115. Rompaey, Anja van. 2015. "Distinction mosaïque et hérésie :
Guillaume de Saint-Thierry versus Pierre Abélard." In Hérésies.
Une construction d'identités religieuses, 191–206. Bruxelles:
Éditions de l'Université de Bruxelles.
116. Rosier-Catach, Irène. 1999. "La notion de "translatio", le
principe de compositionalité et l'analyse de la prédication
accidentelle chez Abélard." In Langage, sciences, philosophie
au XIIe siècle, edited by Biard, Joël, 125–164. Paris: Vrin.
117. ———. 2000. "La sémantique d'Abélard en contexte (1) : la
notion de 'translatio'." Annuaire de l'Ecole Pratique des
Hautes Etudes (Section des Sciences Religieuses) no. 107:361–
367.
118. ———. 2001. "La sémantique d'Abélard en contexte (2) : sur le
verbe substantif et la prédication." Annuaire de l'Ecole
Pratique des Hautes Etudes (Section des Sciences Religieuses)
no. 108:361–367.
119. ———. 2003. "Variations médiévales sur l'opposition entre
signification "ad placitum" et signification naturelle." In
Aristotle's Peri hermeneias in the Latin Middle Ages. Essays
on the Commentary Tradition, edited by Braakhuis, Henk A.G.
and Kneepkens, Corneille Henri, 165–205. Groningen:
Ingenium Publishers.
120. ———. 2003. "Abélard et les grammairiens: sur la définition du
verbe et la notion d'inhérence." In La tradition vive. Mélanges
d'histoire des textes en l'honneur de Louis Holtz, edited by
Lardet, Pierre, 143–159. Turnhout: Brepols.
121. ———. 2003. "Abélard et les grammairiens: sur le verbe
substantif et la prédication." Vivarium no. 41:175–248.
122. ———. 2003. "Priscien, Boèce, les Glosulae in Priscianum,
Abélard : les enjeux des discussions autour de la notion de
consignification." Histoire Épistémologie Langage no. 25:55–
84.
Résumé : "Le terme syncategorema, traduit par
consignificantia, n’est attesté en grec que dans les Institutiones
en latin du grammairien Priscien, et ne s’introduit qu’au XIIe
siècle dans les commentaires grammaticaux, le couple
syncategorema / categorema datant de la fin du XIIe siècle. La
réflexion se mène d’abord autour des termes de la famille de
consignificare.
L’héritage antique est multiple et varié. Priscien utilise, de
manière contradictoire, un critère fonctionnel (est consignifiant
ce qui n’est pas une des parties principales), un critère
sémantique (être partie du discours c’est indiquer un concept
de l’esprit), un critère d’autonomie de signification (est
consignifiant ce qui n’est pas signifiant par soi-même). Boèce
utilise la notion en cinq acceptions, qui s’appliquent à des
catégories différentes de termes ou de morphèmes : les
prépositions et conjonctions, les parties du composé, le temps,
le verbe être, les quantificateurs. Les Glosulae sur Priscien à la
fin du XIe siècle, et surtout dans la révision ultérieure
attribuable à Guillaume de Champeaux, retiennent que les
parties consignifiantes signifient la chose signifiée par le mot
auquel elles sont adjointes. Abélard, lisant ces gloses, hésite : la
solution des grammairiens est problématique, mais si, comme
le veut Boèce, les parties consignifiantes n’avaient pas de
signification, on ne pourrait expliquer leur rôle sémantique
dans l’intellection totale de la proposition. À partir de là, il
proposera la solution, réellement novatrice, appliquée d’abord
à la copule et élargie aux autres parties consignifiantes, qu’elles
correspondent à un «acte de l’esprit»."
123. ———. 2004. "Les discussions sur le signifié des propositions
chez Abélard et ses contemporains." In Medieval Theories on
Assertive and Non-Assertive Language, edited by Maierù,
Alfonso and Valente, Luisa, 1–34. Firenze: Olschki.
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125. Turcan-Verkerk, Anne-Marie. 2016. "Note sur Troyes BM 1452,
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126. Van den Eynde, Damien. 1961. "Les rédactions de la "Theologia
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241.
128. ———. 1961ì2. "Les écrits perdus d'Abélard " Antonianum no.
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129. Vanni Rovighi, Sofia. 1981. "Intentionnel et universel chez
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Abélard - Pierre le Vénérable. Les courants philosophiques,
littéraires et artistiques en Occident au milieu du XII siècle,
edited by Jolivet, Jean and Louis, René, 523–527. Paris:
Éditions du Centre national de la recherche scientifique.
134. Viri, Federico. 2024. Arts du langage et noétique : la notion
d’attentio chez Abélard. Paris: Vrin.
135. Wenin, Christian. 1982. "La signification des universaux chez
Abélard." Revue Philosophique de Louvain no. 80:414–448.
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Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Pietro Abelardo. Bibliografia degli
studi italiani
Bibliografia
1. "Ricerche sul pensiero di Pietro Abelardo (1079-1142)." 1979.
Rivista critica di storia della filosofia no. 34:429–506.
Indice: Mariateresa Beonio Brocchieri: Sull'unità dell'opera
abelardiana 429; Mario Dal Pra: Sul nominalismo di Abelardo
439; Antonio Crocco: Le cinque regole ermeneutiche del "Sic et
Non" 452; Alessandra Tarabochia Canavero: La "ratio" nella
spiegazione del racconto biblico della creazione: "Spiritus Dei
ferebatur super aquas" 459; Giovanni Orlandi: Per una nuova
edizione del "Dialogus" di Abelardo 474; Constant Mews: The
International Conference Held in Trier(17-19 April 1979) on the
Nine Hundredth Anniversary of Abelard's Birth 495-506.
2. Allegro, Giuseppe. 1986. "La 'theologia' nei trattati trinitari di
Pietro Abelardo." Schede medievali no. 11:314–330.
3. ———. 1989. "La "theologia"come progetto speculativo.
Abelardo e la tradizione storiografica del rapporto teologia-
scienza nel XIII secolo." Giornale di metafisica no. 11:101–112.
4. ———. 1990. La teologia di Pietro Abelardo fra letture e
pregiudizi. Palermo: Officina di studi medievali.
5. ———. 1990. "L'analogia nei trattati trinitari di Pietro
Abelardo." In Knowledge and the Sciences in Medieval
Philosophy: Proceedings of the Eight International Congress
of Medieval Philosophy (SIEPM), Helsinki 24-29 August 1987.
Vol. 3, edited by Asztalos, Monika, 317–324.
6. ———. 2008. "Apologia della dialettica. L'Epistola XIII di
Pietro Abelardo. Introduzione, testo, traduzione." Pan no.
24:181–196.
7. ———. 2010. Teologia e metodo in Pietro Abelardo. Per una
lettura della dottrina delle appropriazioni. Palermo: Officina
di Studi Medievali.
Indice: Presentazione di Constant J. Mews 1; Prefazione 13;
Sigle e abbreviazioni 17; Introduzione 19; Nota bibliografica 27;
Cap. 1. La teologia come “sistema”: una summa theologiae
abelardiana? 31; Cap. 2. Metodo e dialettica 69; Cap. 3.
Potentia, sapientia, benignitas 103; Cap. 4. Stimma fìdei,
discretio proprietatibus e dottrina delle appropriazioni 149;
Cap. 5. Theologia e scienza aristotelica 233; Cap. 6 Discretio
proprietatibus e omnipotentia Dei 247; Cap. 7. Nota
conclusiva. La teologia abelardiana e il dibattito attuale sul De
Deo uno et trino 283; Bibliografia 291; Indice dei nomi 337-
343.
"L’analisi della teologia di Pietro Abelardo che questo saggio
intende affrontare parte dal presupposto che essa non vada
letta, anzitutto, come un’opera di discussione e di
rielaborazione di una serie di “contenuti” della tradizione
dottrinale, ma che debba essere piuttosto considerata sotto il
profilo di un disegno innovativo, di un progetto speculativo che,
da questo punto di vista, è praticamente inedito nella storia del
cosiddetto “pensiero cristiano”: il disegno di guadagnare,
nell’ambito della riflessione sul mistero divino - degli studi di
divinitas, come si diceva allora - un nuovo spazio concettuale,
un vero e proprio nuovo “sapere”, la theologia.
In questo senso, tenendo anche conto del primo impatto che gli
scritti trinitari abelardiani ebbero nel mondo intellettuale della
prima metà del XII secolo, bisognerà accostarsi alla teologia del
magister medievale in un’ottica che riprenda, in qualche modo,
il punto di vista dei suoi contemporanei, per cogliere in quei
testi, nella loro reale portata speculativa, gli aspetti di autentica
novitas, naturalmente, non con la diffidenza e il pregiudizio che
inficiarono le opinioni dei detrattori di allora, ma con un
atteggiamento di rinnovata curiosità e con l’interesse primario
di comprendere come si struttura il tentativo di discutere del
mistero trinitario in una maniera così diversa rispetto alle
consuete forme della sacra doctrina. ( Cosa che, agli occhi degli
avversari, ma anche degli estimatori e discepoli, faceva della
riflessione sulla fìdes catholica del nostro magister qualcosa di
talmente inusitato da poter essere indicato, appunto, come
nova theologia.
Queste considerazioni giustificano l’interesse di questo saggio
per i fondamenti metodologici ed “epistemologici” della nuova
scienza” teologica abelardiana. Non si tratta tuttavia di una
mera indagine di storia del metodo. L’interesse prioritario è
piuttosto quello di dare conto dello spessore speculativo del
pensiero di Abelardo, e di come la grandezza della sua
prospettiva teologica possa emergere direttamente dalla lettura
dei suoi scritti; una lettura che si estende anche a molti testi dei
teologi coevi, nella convinzione che la peculiarità della proposta
di Abelardo debba essere messa in risalto anche mediante il
confronto con le direzioni teologiche in quel momento più
rilevanti. Il lettore sarà quindi spesso chiamato, nelle pagine
che seguono, ad accostarsi con pazienza all’impegnativo
confronto con le opere del magister bretone e con quelle di
molti altri magistri della prima metà del XII secolo." (pp. 13-
14)
8. Ballanti, Graziella, ed. 1988. Un epistolario d’amore del XII
secolo (Abelardo e Eloisa?). Roma: Edizioni Anicia.
9. ———. 1995. Pietro Abelardo. La rinascita scolastica del 12.
secolo. Firenze: La Nuova Italia.
10. Beonio Brocchieri Fumagalli, Maria Teresa. 1969. La Logica di
Abelardo. Firenze: La Nuova Italia.
Seconda edizione; prima edizione 1964.
Indice: Premess VII; Introduzione 1; I. Ciò che Abelardo
intende per logica 15; II. Il problema del significato 33; » III. Il
significato dei nomi universali 48; IV. Il significato della
proposizione 79; V. L' « argumentatio » 89; Appendice -
Abaelardiana inedita 100; Indice dei nomi 111; Bibliografia 112-
113.
11. ———. 1969. "Note per una indagine sul concetto di retorica in
Abelardo." In Arts libéraux et philosophie au Moyen Age, 829–
832. Montréal-Paris: Vrin.
12. ———. 1974. Introduzione a Abelardo. Bari: Laterza.
13. ———. 1979. "Sull'unità dell'opera abelardiana." Rivista Critica
di Storia della Filosofia no. 34:429–438.
14. Bertola, Ermenegildo. 1960. "Le critiche di Abelardo ad
Anselmo di Laon ed a Guglielmo di Champeaux." Rivista di
Filosofia Neoscolastica no. 52:485–522.
15. Binini, Irene. 2017. "Contingenza e infallibilità divina nei testi
logici di Pietro Abelardo." In Libertà e determinismo.
Riflessioni medievali, edited by Leone, Marialucrezia and
Valente, Luisa, 111–141. Roma: Aracne.
Abstract: "Abelard takes the existence of contingent events as
an evident and indubitable feature of the way things are. As any
indeterminist, however, he must deal with several fatalist
arguments, aiming to prove that the inevitability of all future
events follows from the acceptance of some fundamental
principles of logic and theology. In the article, I focus on the
arguments for theological determinism that Abelard considers
in the Dialectica and the Logica ingredientibus. The purpose of
these arguments is to show that — because God has already
established a providential plan for the world and knows
everything that will occur — things cannot but happen in
conformity to his knowledge, which is infallible, and according
to his providential plan, which is unchangeable. Abelard rejects
these arguments as sophistical, and strives to maintain the
compatibility between God’s omniscience and the existence of
chance and free will.
Abelard’s strategy against theological determinism — which is
deeply indebted to the one developed by his master, William of
Champeaux — is built on a number of principles and rules of
inference that are taken from his logic for modal propositions,
such as the distinction between the de rebus and de sensu
interpretations of modalities."
16. ———. 2019. "Riflessioni sul concetto di necessità nella prima
metà del XII secolo." In Tra antichità e modernità. Studi di
storia della filosofia medievale e rinascimentale, edited by
Amerini, Fabrizio, Fellina, Simone and Strazzoni, Andrea,
1045–1088. E-theca OnLineOpenAccess Edizioni, Università
degli Studi di Torino.
Abstract: "In this essay, I consider some logical treatises and
commentaries from the first decades of the 12th century (many
of which are still unedited) which contain a discussion on
modalities and modal logic. After presenting a short catalogue
of these sources and a description of their common features, I
shall focus on some definitions of the modal term
“necessarium” which are provided in them. As we will see,
Abelard and logicians of his time advanced three different
characterizations of this term: necessity was either defined in
terms of unavoidability (ineuitabilitas), or in terms of
immutability and omnitemporality (impermutabilitas,
sempiternitas), or again in terms of absolute necessity as
opposed to conditioned one (necessitas absoluta vs.
determinata). I argue that the temporal understanding of
necessity in terms of omnitemporality, inherited from ancient
sources and extensively used by Abelard and others in the first
years of the twelfth-century, started to disappear in texts
datable from around the 1120, perhaps due to several
difficulties that were related to this definition when applied in
logical contexts. I also discuss how the notion of necessitas
determinata was used by Abelard’s contemporaries to qualify
the modal status of present and past events, which were
generally believed to be necessary only in a “weak” and
harmless sense that did not prevent them from being
contingent."
17. ———. 2021. "Pietro Abelardo." APhEx. Portle italiano di
filosofia analitica no. 24:1–27.
Sommario: "Questo profilo ripercorre la vita e le opere di Pietro
Abelardo (1079-1142), logico francese del XII secolo, mettendo
in risalto la profondità e originalità del suo pensiero filosofico,
in particolare nei campi della logica e della metafisica. Ampio
spazio sarà dato alle molte affinità – riscontrabili a livello sia di
contenuto che di metodo filosofico – tra la riflessione di
Abelardo e l’approccio analitico contemporaneo, in particolare
rispetto al ruolo di rilievo dato alla logica e allo studio del
rapporto tra linguaggio naturale e formale, nonché rispetto al
rigore dell’argomentazione e all’interesse per gli ambiti di
ontologia, semantica e filosofia del linguaggio."
18. Bonanni, Sergio. 1996. Parlare della Trinità. Lettura della
Theologia scholarium di Abelardo. Roma: Gregoriana.
19. ———. 2008. "Anselmo e Abelardo. La ratio della teologia tra
necessità e verosimiglianza." Gregorianum no. 89:473–500.
20. Brambilla Pisoni, Ester. 2005. "Recenti interpretazioni della
teologia di Pietro Abelardo." Rivista di Filosofia Neo-Scolastica
no. 97:691–700.
21. Calefato, Patrizia. 2006. "Dimensione semantica e problema
della comunicazione in Pietro Abelardo." In Linguistica
medievale. Anselmo d'Aosta, Abelardo, Tommaso d'Aquino,
Pietro Ispano, Gentile da Congoli, Occam, edited by Corvino,
Francesco. Bari: Adriatica.
22. Crocco, Antonio. 1979. "Le cinque regole ermeneutiche del Sic
et Non." Rivista critica di storia della filosofia no. 34:452–458.
23. D'Anna, Gabriella. 1969. "Abelardo e Cicerone." Studi
Medievali no. 10:333–419.
Sono esaminate tutte le citazioni dirette (pp. 335-357) ed
indirette (pp. 357-366) di Cicerone nelle opere di Abelardo.
24. Dal Pra, Mario. 1979. "Sul nominalismo di Abelardo." Rivista
Critica di Storia della Filosofia no. 34:439–451.
25. Dotto, Gianni. 2005. "Dialettica e dialogo nelle Collationes di
Pietro Abelardo." In La filosofia come dialogo. A confronto con
Agostino, edited by Alici, Luigi, Piccolomini, Remo and Pieretti,
Antonio, 263–291. Roma: Città nuova.
26. Dronke, Peter, and Orlandi, Giovanni. 2005. "New works by
Abelard and Heloise? Secoda parte: Epistulae." Filologia
mediolatina no. 12:146–177.
While this essay has been conceived as a collaborative effort,
Peter Dronke is principally responsible for the first section (in
Rnglish), Giovanni Orlandi for the second (in Italian).
27. Grabmann, Martin. 1980. Storia del metodo scolastico.
Firenze: La Nuova Italia.
Vol. II, Capitolo 2II: Pietro Abelardo.
28. Gregory, Tullio. 1973. "Considerazioni su "ratio" e "natura" in
Abelardo." Studi medievali no. 14:287–300.
29. Jolivet, Jean. 1993. "Paragone tra le teorie del linguaggio di
Abelardo e dei nominalisti del XIV secolo." In Logica e
linguaggio nel medioevo, edited by Fedriga, Riccardo and
Puggioni, Sara, 113–164. Milano: LED edizioni.
30. ———. 1996. Abelardo. Dialettica e mistero. Milano: Jaca Book.
31. ———. 2008. "Abelardo." In La fioritura della dialettica. X-XI
secolo, edited by Biffi, Inos and Marabellli, Costante, 323–388.
Milano: Jaca Book.
Figure del pensiero medievale. Vol. 2.
32. Lorenzetti, Eleonora. 2013. "Parole, concetti, cose: alcune
teorie semantiche tra Severino Boezio e Pietro Abelardo." In
Medioevo e filosofia: per Alfonso Maierù, edited by Lenzi,
Massimiliano, Musatti, Cesare A. and Valente, Luisa, 55–86.
Roma.
33. Magnano, Fiorella. 2022. "L' 'esegesi topica' di Pietro Abelardo
nel Commento all'Epistola ai Romani (11 , 16-24)."
Mediterranea. International 1ournal on the transfer of
knowledge no. 7:17–38.
Abstract: "Sebbene molti contributi abbiano posto in evidenza
la struttura dialettica presente nelle opere teologiche di
Abelardo, sorprende la completa assenza di studi relativi
all'impiego
dei luoghi dialettici a servizio del discorso teologico. Pertanto,
il presente studio intende avviare una riflessione in merito a
questo specifico aspetto dell'opera del maestro palatino, allo
scopo di illustrare la modalità con cui i luoghi dialettici esposti
in sede logica siano stati successivamente messi a servizio
dell'esegesi del testo sacro. Le mie conclusioni sono che
'l'esegesi topica' esprime lo spazio di autonomia assegnato alla
ragione umana in cerca di un fondamento, se non razionale
almeno ragionevole, dell'alto grado di verosimiglianza di
quanto trasmesso dalla Rivelazione."
34. Martello, Concetto. 2008. Pietro Abelardo e la riscoperta della
filosofia. Percorsi intellettuali nel XII secolo tra teologia e
cosmologia. Roma: Aracne.
35. Moresi, Alice. 2019. "Eloisa e Abelardo: l’Epistolario della
discordia." Dialegesthai no. 21:1–18.
36. Obertello, Luca. 1989. "Garlando Compotista, Abelardo e la
sillogistica ipotetica nel Medieoevo." In Boezio e dintorni.
Ricerche sulla cultura altomedievale, 179–199. Firenze:
Nardini.
37. Parodi, Massimo, and Rossini, Marco, eds. 2000. Fra le due
rupi. La logica della Trinità nella discussione tra Roscellino,
Anselmo e Abelardo. Milano: Unicopli.
38. Penna, Davide. 2017. "Summa illa dilectio in illa summi boni
fruitione. Happiness as Love in the Relational Ethics of Peter
Abelard." Revista Española de Filosofía Medieval no. 24:87–
96.
39. Perfetti, Stefano. 2007. "Legge naturale e analisi razionale
dell’appartenenza religiosa in Abelardo." Teoria no. 27:161–
173.
40. Pinzani, Roberto. 1983. "Homerus est poeta - An non.
Questioni di presupposizione esistenziale nella logica di
Abelardo." Annali di Discipline Filosofiche dell'Università di
Bologna no. 4:87–96.
41. ———. 1983. "Le "propositiones coniunctae temporales" nel De
Ypoteticis di Abelardo." In Atti del convegno internazionale di
storia della logica, edited by Abrusci, Michele, Casari, Ettore
and Mugnai, Massimo, 253–257. Bologna: CLUEB.
42. ———. 1986. "Temi filosofici nella logica di Abelardo." Annali di
Discipline Filosofiche dell'Università di Bologna no. 8:165–
188.
43. ———. 1989. "Un approccio semantico alla dialettica di
Abelardo." In Le teorie delle modalità. Atti del Convegno
internazionale di storia della logica, edited by Corsi, Giovanni,
Mangione, Corrado and Mugnai, Massimo, 265–270. Bologna:
CLUEB.
44. ———. 1991. "Oggetto e significato nella dialettica di Abelardo."
Medioevo.Rivista di storia della filosofia medievale no.
17:125–138.
45. ———. 1992. La grammatica logica di Abelardo. Parma:
Università degli Studi di Parma.
46. ———. 1992. "Linguaggio e teoria in Abelardo." Philo-Logica
no. 1:79–94.
47. ———. 1993. "La sintassi logica di Abelardo." Philo-Logica no.
2-3:91–112.
48. Podolak, Pietro. 2024. "Schemata Isagogica. Osservazioni sui
prologhi di alcuni commenti logici del XII secolo a Isagoge e
Categorie." Noctua no. 11:504–566.
49. Rossini, Marco. 2006. "Teologia della creazione o teologia della
conoscenza: riflessioni sulla teologia debole di Abelardo."
Rivista di storia della filosofia no. 61:67–92.
50. Sperandini, Matteo. 2024. "«Nulla succurri providentia
potest». Le critiche di Eloisa al concetto di provvidenza divina
nella lettera IV dell’Epistolario con Abelardo." Lo Sguardo no.
38:19–44.
Abstract: "In the conclusion of the Historia calamitatum
mearum, Abelard asserts that every human misfortune is part
of a divine design whose end is good. This observation lends
itself well to the consolatory nature of the epistle, addressed to
an anonymous friend to find solace for his misfortunes. Upon
coming into possession of the letter, Heloise reproaches
Abelard for never having addressed such consolation to her.
Between them, an intense confrontation opens up during which
Heloise repeatedly denies the concept of providence upheld by
Abelard in the Historia calamitatum. The paper aims to retrace
this unusual criticism through five courageous considerations
of Heloise present in letter IV: a) God’s design is unjust because
it brought misfortune when the relationship with Abelard had
been made chaste through marriage, showing that, if evil can be
resolved into good, even good can lead to evil; b) the memory of
love for Abelard preserves in her soul a peccandi voluntas
contrary to the design of God; c) God is cruel because he
initially punished only Abelard; d) she has no merit with God
because, enduring her misfortunes, she intends to please
Abelard rather than the Lord, bending to the will of the former
and not the latter."
51. Stella, Francesco. 2008. "Epistolae duorum amantium: nuovi
paralleli testuali per gli inserti poetici." The Journal of
Medieval Latin no. 18:374–397.
52. ———. 2008. "Analisi informatiche del lessico e individuazione
degli autori nelle Epistolae duorum amantium (XII secolo)." In
Latin vulgaire-latin tardif VIII. Actes du VIII colloque
international sur le latin vulgaire et tardif à Oxford du 6 au 9
septembre 2006, edited by Wright, Roger, 559–568.
Hildesheim: Olms-Weidmann,.
53. Tarascio, Emanuela. 2000. "Aspetti del significato di topos da
Boezio ad Abelardo." In Le parole per le parole. I logonimi
nelle lingue e nel metalinguaggio. Atti del convegno, Napoli,
Istituto Universitario Orientale, 18 - 20 dicembre 1997, edited
by Vallini, Cristina, 147–164. Roma: Il Calamo.
54. Tarlazzi, Caterina. 2017. "Osservazioni sulla recente edizione
delle Glossae super Peri Hermeneias di Pietro Abelardo
(Jacobi-Strub) e sul codice Milano, Biblioteca Ambrosiana, M
63 sup." Rivista di Storia della Filosofia no. 72:313–328.
55. Troncarelli, Fabio. 2017. "Abelardo, Eloisa e la paleografia
integrale." Litterae Caelestes no. 2:1–10.
56. Tweedale, Martin. 1993. "Logica: dalla fine dell'XI secolo al
tempo di Abelardo." In Logica e linguaggio nel medioevo,
edited by Fedriga, Riccardo and Puggioni, Sara, 71–112. Milano:
LED edizioni.
57. Urbani Ulivi, Lucia. 1976. La psicologia di Abelardo e il
"Tractatus de intellectibus". Roma: Edizioni di Storia e
Letteratura.
Indice: Prefazione di Sofia Vanni Rovighi 7; Introduzione 11; I.
Sensus e imaginatio 21; II. Existimatio, scientia, ratio 33; III.
Gli intellectus e le loro distinzioni 45; IV. Altri tipi di Intellectus
69; V. Sermo e significatio 85; Conclusione 95; Tractatus de
intellectibus [testo latino] 101; BIbliografia 129-137.
58. Valente, Luisa. 2014. "Il desiderio di filosofia nel pensiero
filosofico e teologico di Pietro Abelardo." In Il desiderio nel
Medioevo. Atti del convegno "Il desiderio nel pensiero
medievale", Trento 4-5 ottobre 2013, edited by Palazzo,
Alessandro, 185–206. Roma: Edizioni di Storia e letteratura.
59. Zerbi, Pietro. 2002. "Philosophi" e "Logici". Un ventennio di
incontri: Soissons, Sens, Cluny (1121-1141). Milano: Vita e
Pensiero.
60. Zerbi, Piero. 2002. "Philosophi" e "logici": un ventennio di
incontri e scontri: Soissons, Sens, Cluny, 1121-1141. Milano:
Vita e Pensiero.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Petrus Abaelardus: Ausgewählte
Studien in Deutsch
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Werner Robl: Neues zur Familiengeschichte Heloisas mit
Ausblicken auf die Familie Peter Abaelards 25; Ursula Niggli:
Erotische Konfession und klösterliche Instruktion 91; Rolf
Peppermüller: Erlösung durch Liebe: Abaelards Soteriologie
115; Mattjias Perkams: Autonomie und Gottesglaube:
Gemeinsamkeiten der Ethik Abaelards mit der Immanuel
Kants 129;
Hans-Wolfgang Krautz: Zwischen Boethius, Lullus, Cusanus
und Lessing: Streiflichter auf Abaelards Collationes 151; Ursula
Niggli: Abaelards Ideen für die jüdische Religion und seine
Hermeneutik im Dialogus 169;
Hans J. Müller: Abaelards Weg in die Dialektik: der "Meister
des Scharfsinns" umreißt das Feld für den scholastischen
Wissenschaftsbetrieb 193; Ursula Niggli: Philosophischer
Scharfsinn in der theologischen Kritik 235; Werner Robl:
Goswin von Anchin, ein Widersacher Peter Abaelards 267;
Wener Robl: Petrus Venerabilis: Briefe zur Rettung Abaelards?
293; Ursula Niggli: Berengar von Poitiers: Verteidigung
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Denker: Aantekeningen bij het lezen Van zijn werken."
Tijdschrift Voor Filosofie no. 33 (3):572 – 582.
30. Peppermüller, Rolf. 1972. Abaelards Auslegung des
Römerbriefes. Münster: Aschendorff.
31. ———. 1975. "Zum Fortwirken von Abaelards Römerbrief-
kommentar in der mitteralterlichen Exegese." In Pierre
Abélard - Pierre le Vénérable. Les courants philosophiques,
littéraires et artistiques en Occident au milieu du XII siècle,
edited by Jolivet, Jean and Louis, René, 557–567. Paris:
Éditions du Centre national de la recherche scientifique.
32. Reiners, Jos. 1910. Der Nominalismus in der Frühscholastik.
Ein Beitrag zur Geschichte der Universalienfrage im
Mittelalter; nebst einer neuen Textausgabe des Briefes
Roscelins an Abälard. Ascvhendorff: Münster.
33. Rijk, Lambertus Marie de. 1980. "Peter Abälard (1079-1142),
Meister und Opfer des Scharfsinns." In Petrus Abaelardus
(1079-1142). Person, Werk und Wirkung, edited by Thomas,
Rudolf, 125–138. Trier: Paulinus-Verlag.
Nachdruck in: L. M. de Rijk, Through Language to Reality:
Studies in Medieval Semantics and Metaphysics, Edited by
Egbert Bos, Northampton: Variorum Reprints, 1989.
34. ———. 1992. "Peter Abaelard (1079-1142)." In Philosophy of
Language/Sprachphilosophie/La philosophie du langage.
Eine internationales Handbuch zeitgenössicher Forschung.
Vol. I, edited by Dascal, Marcelo, Gerhardus, Dietfried, Lorenz,
Kuno and Meggle, Georg, 290–296. Berlin: Walter de Gruyter.
1. Die Sprache als menschliche Ausdrucksweise; 2. Nomen,
Verbum, Oratio; 3 . Die prädikativ-kopulative Funktion des
Verbum; 4. Sememverschmelzung als Schlüsselverfahren in
Abaelards Semantik; 5. Die Enstellung Abaelards zur Sprache;
6 . Literatur in Auswahl.
35. Robl, Werner. 2013. Zwischen Gottfried Graumantel und Peter
Abaelard: Der Donjon von Le Pallet und seine Herren im
Spiegel der Zeitgeschichte. Neustadt.
36. Schnell, Rüdiger. 2022. Epistolae duorum amantium.
Parodien – auf ein berühmtes Liebespaar? Leiden: Brill.
37. Schüßler, Ursula. 1974. "Das Verhältnis der Dialektik Peter
Abaelards zur modernen Logik." Mittellateinisches Jahrbuch
no. 9:39–47.
38. Seewald, Michael. 2012. Verisimilitudo. Die epistemologischen
Voraussetzungen der Gotteslehre Peter Abaelards. Berlin:
Akademie Verlag.
39. Thomas, Rudolf. 1966. Der philosophisch-theologische
Erkenntnisweg Peter Abaelards im Dialogus inter
Philosophum, Judaeum et Christianum. Bonn: Röhrscheid.
40. ———, ed. 1980. Petrus Abaelardus (1079-1142). Person, Werk
und Wirkung. Trier: Paulinus-Verlag.
Trierer Theologische Studien. Band 38.
Herausgegeben von Rudolf Thomas in Verbindung mit Jean
Jolivet, D. E. Luscombe, L. M. de Rijk.
Inhaltsverzeichnis: Vorwort; Einfuhrung; Biographische Daten;
I. Die Gestalt und das Bild Abaelards.
D. E. Luscombe: The Letters of Heloise and Abelard since
'Cluny 1972' 19; John F. Benton: A reconsideration of the
authenticity of the correspondence of Abelard and Heloise 41;
Peter Dronke: Heloise's Problemata and Letters: Some
Questions of Form and Content 53; Peter von Moos: Post
festum -- Was kommt nach der Authentizitats-debatte uber die
Briefe Abaelards und Heloises? 75;
II: Abaelard, Philosoph und Logiker im 12. Jahrhundert.
Jean Jolivet: Doctrines et figures de philosophes chez Abélard
103; Mariateresa Beonio-Brocchieri Fumagalli: Concepts
philosophiques dans l'Historia Calamitatum et dans les autres
oeuvres abélardiennes 121; L. M. de Rijk: Peter Abälard (1079-
1142): Meister und Opfer des Scharfsinns / Offentlicher
akademischer Vortrag, gehalten am 18. April 1979 in der
Promotions aula der Theologischen Fakultät in Trier 125; L. M.
de Rijk: The semantical Impact of Abailard's Solution of the
Problem of Universals 139; Wolfgang L. Gombocz: Abaelards
Bedeutungslehre als Schlüssel zum Universalienproblem 153;
Klaus Jacobi: Diskussionen über Prädikationstheorie in den
logischen Schriften des Petrus Abaelardus. Versuch einer
Ubersicht 165;
III. Die Stellung Abaelards in der Geschichte der Theologie und
Liturgie.
Constant Mews: The development of the Theologia of Peter
Abelard 183; Eileen F. Kearney: Peter Abelard as Biblical
Commentator: A Study of the Expositio in Hexaemeron 199;
Heinz Robert Schlette: Aspiratio. Prareformatorische Akzente
in Abälards Erklärung der vierten Vaterunser-Bitte 211; Rolf
Peppermuller: Zu Abaelards Paulusexegese und ihrem
Nachwirken 217; Thaddaeus Kucia: Die Anthropologie bei Peter
Abaelard 223; Elisabeth Gossmann: Zur Auseinandersetzung
zwischen Abaelard und Bernhard von Clairvaux um die
Gotteserkenntnis im Glauben 233; Maurice de Gandillac: Notes
preparatoires a un débat sur le Dialogus 243; Lothar Steiger:
Hermeneutische Erwagungen zu Abaelards Dialogus 247;
Chrysogonus Waddell: Peter Abelard as creator of liturgical
texts 267; Rudolf Haubst: Marginalien des Nikolaus von Kues
zu Abaelard (oder: Abaelard, wie Cusanus ihn sah) 287; Ernst
Volk: Das Gewissen bei Petrus Abaelardus, Petrus Lombardus
und Martin Luther 297; Register zitierter Personen 331;
Autorenverzeichnis 333.
41. Weidemann, Hermann. 1981. "Zur Semantik der Modalbegriffe
bei Peter Abaelard." Medioevo.Rivista di storia della filosofia
medievale no. 7:1–40.
42. ———. 1993. "Modalität und Konsequenz. Zur logischen
Struktur eines theologischen Arguments in Peter Abaelards
Dialectica." In Argumentationstheorie. Scholastische
Forschungen zu den logischen und semantischen Regeln
korrekten Folgerns, edited by Jacobi, Klaus, 695–706. Leiden:
Brill.
43. Wöhler, Hans-Ulrich. 1979. "Zur philosophischen Position des
Nominalisten Petrus Abaelard. Aus Anlass seines 900.
Geburstag." Deutsche Zeitschrift für Philosophie no. 27:673–
683.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Pedro Abelardo. Bibliografía de
estudios en español
Bibliografía
1. Bacigalupo, Luis E. 1992. Intención y conciencia en la Etica de
Abelardo. Lima: Pontificia Universidad Católica del Perú.
2. Bertelloni, Francisco. 1986. "Pars destruens. Las críticas de
Abelardo al realismo en la primera parte de la Lógica
'Ingredientibus'." Patristica et Mediaevalia no. 7:49–64.
"This paper analyzes the first part of the "Logica
ingredientibus" of Peter Abelard. First the author intends to
show the triple structure of his philosophical method
(exposition, critique, and resolution). Secondly he expounds
the critical part of this structure. Thirdly an attempt is made to
outline the antirealists arguments of Abelard."
3. ———. 1987. "Pars construens. La solución de Abelardo al
problema del universal en la primera parte de la Lógica
`Ingredientibus' (Primera Parte)." Patristica et Mediaevalia
no. 8:39–60.
4. ———. 1988. "Pars construens. La solución de Abelardo al
problema del universal en la primera parte de la Logica
'Ingredientibus' (Secunda Parte)." Patristica et Mediaevalia no.
9:3–25.
5. ———. 1995. "Status... quod non est res: Facticidad del status
como fundamento de la universalización de lo real en Pedro
Abelardo." Mediaevalia. Textos e Estudos no. 7-8:153–175.
6. Castello Dubra, Julio A. 2004. "Ontología y gnoseología en la
Logica ingredientibus de Pedro Abelardo." Anales del
Seminario de Historia de la Filosofia no. 43:43–50.
Resumen: "El propósito de este trabajo es señalar algunos
aspectos de la ontología y la gnoseología de Pedro Abelardo en
el tratamiento del problema de los universales desarrollado en
la primera parte de su Logica ingredientibus, o Glosas a la
Isagogé de Porfirio.(1) Para ello, vamos a hacer, en primer
lugar, una breve recapitulación del contenido del pasaje central
en que Abelardo comenta las tres cuestiones de Porfirio (I).
Nuestro interés es destacar la relevancia que adquieren las
críticas a las doctrinas de Guillermo de Champeaux en la propia
configuración de la doctrina abelardiana del status rei (II), y la
paradójica ausencia, en este tratamiento de Abelardo, de una
teoría de la formación del concepto universal, a falta de la cual,
sólo hallamos una teoría de la “significación intelectual” de los
nombres universales (III).
Concluiremos señalando que la inicial limitación que en este
aspecto puede presentar la Logica ingredientibus se
corresponde, en verdad, con una visión de las limitaciones del
conocimiento intelectual humano (IV)."
(1) Petrus Abelardus, "Logica ingredientibus" (ed. Geyer) en
Beitrage zur Geschichte der Philosophie des Mittelalters XXI
(1919-1927) 1-3.
7. Daza y García, Rómulo Ramírez. 2017. "Dialéctica y razón
práctica en Pedro Abelardo: independencia o laberinto
intelectual." Sincronía. Revista de Filosofía y Letras no. 21 33–
72.
Resumen: "El panlogismo abelardiano filosóficamente
considerado coadyuvó de un modo positivo al campo dialéctico,
aunque metodológicamente desbocaría su elemento formal, con
patentes consecuencias éticas y teológicas, por ser los campos
en los que lo aplicó. La exploración de Abelardo y sus
incursiones intelectuales, le posicionan como uno de los más
grandes dialécticos de todos los tiempos, y una de las más
grandes luminarias de la filosofía medieval. Problematizar el
talante de su investigación, lleva a un franco balance tanto de lo
infortunado que sus conclusiones en materias aplicadas
pudieran tener, como de la pericia innegable de su polémica
intelectual, de claros frutos en el campo lógico. Se exploran
evaluativamente los alcances de este tipo de filosofía, y se
destaca su propia índole que, pese a la caída existencial de su
persona dado el contexto en el que se enmarcaba, y pese a su
espíritu contestatario y rebelde, su pujanza filosofante nos lleva
a considerar y a situar en un sutil encuadre, tanto las fortalezas
como las limitantes de su pensamiento."
8. García Cuadrado, José Ángel. 2005. "Lógica, gramática,
metafísica. La distinción 'nombre' y 'verbo' en Pedro Abelardo."
In Metafísica y antropología en el siglo XII, edited by Soto
Bruna, María Jesús, 153–194. Pamplona (Navarra): EUNSA.
9. Murillo, Ildefonso. 1995. "Actitud de Pedro Abelardo ante la
dialéctica en su carta XIII: relaciones entre dialéctica, teología y
ética." Cuadernos salmantinos de filosofía no. 22:159–174.
10. Peña, Lorenzo. 1980. Hay clases: Estudio sobre Abelardo y el
realismo colectivista. Quito: Pontificia Universidad Católica del
Ecuador.
11. Ramón Guerrero, Rafael. 1995. "La afirmación del Yo en el siglo
XII: Pedro Abelardo y San Bernardo." Anales del Seminario de
Historía de la Filosofía no. 12:11–32.
12. Santiago-Otero, Horacio. 1981. "El término "teología" en Pedro
Abelardo." In Sprache und Erkenntnis im Mittelalter. Band II,
edited by Beckmann, Jan P. et al. Berlin: Walter de Gruyter.
También publicado en la Revista Española de teología, 36,
1976, pp. 251-259 y en H. Santiago-Otero, Fe y cultura en la
Edad Media, Madrid: Consejo Superior de Investigaciones
Cientificas. Centro de Estudios Historicos 1988, pp. 243-251.
13. Svensson, Manfred. 2012. "Indiferencia, ambivalencia y tipos
de consentimiento: Agustín en el Scito te Ipsum de Abelardo."
Kriterion: Journal of Philosophy no. 53:103–118.
14. Washburn, Jimmy. 2010. "El papel de la razón en la moralidad:
El Caso de la ética abelardiana." Ideas y Valores no. 59:73–108.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Pedro Abelardo. Bibliografía dos
estudos em portugués
Bibliografia
1. Carvalho, Mario Santiago de. 2001. Lógica e paixão. Coimbra:
Minerva.
2. Cella, Mário. 1995. "Os elementos do conhecimento e a
significatio no De intellectibus, de Pedro Abelardo." In Lógica e
Linguagem na Idade Média. Atas do 4. Encontro de filosofia
medieval de Commissão de filosofia medieval do Brasil : Porto
Alegre, 8-12 de novembro de 1993, edited by De Boni, Luis
Alberto, 55–67. Porto Alegre: EDIPUCRS.
3. Chaves-Tannús, Marcio. 1994. "A Teoria da Predicação de
Pierre Abélard e a Semantica da Frase de Peter Von Polenz:
Uma Tentativa De Aproximação." Educação e Filosofia no.
8:229–237.
4. Dias, Cléber Eduardo dos Santos. 2011. "Vocabulário sobre a
natureza em Pedro Abelardo." In Pensar a natureza.
Problemas e respostas na filosofia medieval, séculos IX-XIV,
edited by Meirinhos, José Francisco Preto and Lázaro Pulido,
Manuel, 47–104. Porto: Faculdade de letras da Universidade do
Porto.
5. Estevão, José Carlos. 1995. "Sobre o dictum propositionis em
Abelardo e algumas questões de abordagem." In Lógica e
Linguagem na Idade Média. Atas do 4. Encontro de filosofia
medieval de Commissão de filosofia medieval do Brasil : Porto
Alegre, 8-12 de novembro de 1993, edited by De Boni, Luis
Alberto, 69–75. Porto Alegre: EDIPUCRS.
6. Hamelin, Guy. 2010. "As fontes aristotelicas e estoicas em
Abelardo: a nocao de "consentimento" (consensus -
sugkatathesis)." Veritas – Revista de Filosofia da Pucrs no.
55:176–193.
7. Hamelin, Guy, and Maia, Danilo. 2011. "Signum, significatio e
intellectus em Pedro Abelardo e Guilherme de Ockham."
Cadernos de Historia e Filosofia da Ciencia no. 21:373–416.
8. Leite Júnior, Pedro Gilberto. 2000. O problema dos
universais: a perspectiva de Boécio, Abelardo e Ockham. Porto
Alegre: EDIPUCRS.
9. Silva, Pedro Rodolfo Fernandes da. 2012. "O método dialético e
o Sic et non de Pedro Abelardo." Scintilla. Revista de Filosofia
e Mística Medieval no. 9:65–85.
10. Tursi, Antonio. 2011. "Las críticas de Pedro Abelardo al
realismo: dos lecturas de la Isagoge de Porfírio." In Lenguaje,
lógica y ontología en cinco pensadores medievales: Anselmo
de Aosta, Pedro Abelardo, Juan Duns Escoto, Guillermo de
Ockham y Nicolás d Cusa, edited by Corti, Enrique, Tursi,
Antonio, Pico Estrada, Paula and Fernández Walker, Gustavo,
63–109. Buenos Aires: Baudino.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Peter Abelard. Bibliography on His
theology and the doctrine of the
Trinity (A - Mea)
Bibliography
1. Bell, Thomas J. 2007. Peter Abelard after Marriage: The
Spiritual Direction of Heloise and Her Nuns Through
Liturgical Song. Kalamazoo: Cistercian Publications.
"The combined power of language and music forms the subject
of this book, especially when the two wielded by a master of
rhetoric, poetry, and melody the famous twelfth-century
philosopher Peter Abelard (1079-1142). Scholars have long
known of the liturgical sequences Virgines castae and
Epithalamica, but only recently has it been argued by
Chrysogonus Waddell that they are the work of Abelard.
Richly layered and polysemous, like much of medieval art,
these two sequences harmonize remarkably well in style and
content with the large body of extant compositions that Abelard
composed for his beloved Heloise (c. 1090-1164).
The two sequences, restored to their composer, offer us new
opportunity to explore the mature Abelard’s exegetical skills, to
witness his gifts as a liturgist, and to examine his role spiritual
adviser to Abbess Heloise. My work takes advantage this
opportunity by examining in detail the internal rhetoric
Virgines castae and Epithalamica. Abelard had a specific
vision for how Heloise should understand her role as abbess of
Paraclete community, her relationship to Christ, and her
feelings for Abelard himself. He displayed that vision to Heloise
and nuns through the rich tapestry of words and music that
form sequences. Virgines castae and Epithalamica speak
directly to life situation of the Paraclete abbess; their
significance reaches the way back to Abelard’s earliest relations
with Heloise." (Prologue, p. VII)
2. Bloch, R. Howard. 2022. "Syllogisms in Stone: Theophilus,
Stephen, Abelard on the Walls of Notre-Dame de Paris." In
Revealing New Perspectives: Studies in Honor of Stephen G.
Nichols, edited by Brownlee, Kevin and Brownlee, Marina S.,
75–103. New York: Peter Lang.
"The prime example of Abelard’s confrontation of an ancient
theological problem head on, without authority, is his
treatment in logical terms of the core theological issue of the
relationship of the Three to the One of the Trinity: “Now it
happened that I first applied myself to lecturing on the basis of
our faith by analogy with human reason, and composed a
theological treatise On the Unity and Trinity of God for the use
of my students who were asking for human and logical reasons
on this subject, and demanded something more intelligible
rather than mere words. In fact they said that words were
useless if the intelligence could not follow them, that nothing
could be believed unless it was first understood, and that it was
absurd for anyone to preach to others what neither he nor those
he taught could grasp with the understanding …”(24) Abelard,
who mentions in the Dialectics Aristotle, Porphyry, and
Boethius, seeks to introduce reason into faith; and he ends up,
finally, by inserting the question of the Trinity into the ancient
debate, revived in the late 11th century by his teacher Rocelin,
concerning the ontological status of universal terms. Abelard
maintains that the difference between Father, Son, and Holy
Spirit is either substantial or accidental.
If substantial, that is, real, then they cannot be three; if
accidental, then they are not one. His solution to this seemingly
intractable contradiction involves a third term between the two,
that they inhere as an idea of the mind, an intellectio, on the
model of the way that abstract nouns signify both the existence
of an ideal substance and its difference in material reality.
This outraged the ecclesiastical authorities. Bernard denounced
Abelard in 1141 to Pope Innocent II, whom he had helped
install against Anacletus II, which led to the Council of Sens.
Abelard recounts in the Historia calamitatum the story of the
Council of Soissons at which “they compelled me to throw my
book into the fire with my own hands.”(25)" (pp. 98-99)
(24) Abelard, Letters, 78.
(25) Abelard, Letters, 83.
References
The Letters of Abelard and Heloise, trans. Betty Radice
(London: Penguin Books, 1974).
3. Bond, H. Lawrence. 2007. "Another Look at Abelard's
Commentary on Romans 3:26." In Medieval Readings of
Romans, edited by Campbell, William S., Hawkins, Peter S. and
Schildgen, Brenda Deen, 11–32. New York: T&T Clark
International.
"A new generation of theologians has raised serious misgivings
about the classic and objective atonement theories that were
adopted by the Church, or perhaps one should say churches,
during the early, medieval, and Reformation eras. At the same
time, thoroughgoing reexaminations of the Pauline texts by
New Testament scholars have produced invigorating fresh
perspectives on Pauline theology. Abelard's commentary on
Paul's Letter to the Romans deserves the same question that
others have been asking of Paul's Letters: What did Abelard
really say? As with Pauline studies, the temptation is instead to
answer what one wants Abelard to have said.
Peter Abelard's Commentaria in Epistolam Pauli ad Romanos
should lend itself to a variety of treatments if for no other
reason than the diverse ways Abelard addresses and explicates
the Pauline text. This has not always been the case. At times it
has become commonplace to consider Abelard's commentary
on Romans 3:26 as if Abelard were saying one thing and one
thing only. This is one reason why some have often dismissed
his soteriological theologizing as merely exemplarist and
crypto-Pelagian. That sort of analysis of Abelard's atonement
theory almost always occurs outside the immediate textual
setting and with little or no reference to the exegetical style
Abelard employs or to the hermeneutical principles impelling
it." (p. 11)
(...)
"Abelard's comments here do not amount to a complete theory,
nor do the remarks in this essay tell the whole story of his
efforts to grasp the atonement. He addresses the question of
redemption in various other important places in his theological
writings that bear comparison and contrast with what he has
set forth in his exegesis of Rom. 3:26.
However, that would require not only several papers but also a
monograph or two.
This attempt to reopen the question of what Abelard really says
about the atonement focuses on only one very specific context.
It is much indebted to the superior efforts of other scholars,
especially Weingart, Quinn, Williams, Peppermiiller, and
Buytaert. It tries, however, to supplement them with additional
commentary and textual analysis, albeit limited to a small
compass." (p. 31)
4. Briola, Lucas. 2016. "A Case Study of Scholasticism: Peter
Abelard and Peter Lombard on Penance." Journal of Moral
Theology no. 5:65–85.
"Because an adequate theology of the sacrament was only
beginning to be formulated during this time, a study of this
time period elucidates some interesting and important points
for an adequate notion of penance.
Additionally, medieval scholastic theology cannot be
understood apart from its context, inarguably affected and
conditioned by other historical and cultural currents. Taking
this broader theo-cultural milieu into account, this essay deals
with two key scholastic debates over penance. First, I will locate
Abelard and Lombard as contritionalists—those who assert that
God’s forgiveness occurs at contrition rather than confession—
and consequently consider their respective views on the
necessity of confession. Second, since both acknowledge that
God’s forgiveness comes at contrition rather than confession, I
will examine how this position changes the role of priests for
the two thinkers, as priests are now considered judges or
doctors who need to develop suitable tools for these roles. The
guiding idea of both sections is simple—Abelard and Lombard
put forth theologies that overcome any overly routinized
understandings of penance, placing personal responsibility on
both penitent and confessor." (pp. 65-66)
5. Brower, Jeffrey E. 2004. "Trinity." In The Cambridge
Companion to Abelard, edited by Brower, Jeffrey E. and
Guilfoy, Kevin, 223–257. Cambridge: Cambridge University
Press.
"In this chapter, I show how Abelard’s treatment of a deep,
logical problem associated with the Christian doctrine of the
Trinity gives rise to important developments in his philosophy.
As will emerge, in addressing this problem he not only presents
a philosophically interesting account of the Trinity, but also
develops a highly sophisticated theory of identity or numerical
sameness, as well as a distinctive approach to issues now
generally recognized under the rubric “the problem of material
constitution”." (p. 223)
6. Brown, Stephen F. 1992. "Abelard and the Medieval Origins of
the Distinction between God’s Absolute and Ordained Power."
In Ad litteram. Authoritative Texts and Their Medieval
Readers, edited by Jordan, Mark D. and Emery, Jr. Kent, 199–
215. Notre Dame: University of Notre Dame Press.
"In the Theologia Christiana, the Theologia 'Scholarium' and
in the Expositio in Hexaemeron Abelard argues from this same
Timaeus text [29D-30A)] that God could only create what in
fact he did create and could not produce a better universe than
he has produced.(7) For Abelard, God had to work in accord
with the full nature of his goodness. Goodness is for God not an
accidental quality. He is substantial goodness. So, when God
creates, he cannot be stingy or miserly. Just as the Father could
not spare himself in producing the Son and make the Son less
than the Son could be — otherwise he would be miserly (and
therefore not substantially good)—so the Creator could not hold
back something and not make the world the best that he could
make it be. For, in such a case, the Creator would be miserly.
Abelard further argued that whatever God does, he does for the
best and wisest reason—even if it be hidden from us. God’s
nature is such that he has thus to create what is wisest and best.
The world he actually created must be the best that the most
wise God could create. Otherwise, he could have planned in a
more wise manner, which is impossible because of his being
most wise. If one rejects this option, one falls back to the
previous dilemma-— that God planned most wisely, but he held
back on the side of his goodness - that is, he was selfish.
Or one might say that God is most wise, and most good, but not
most powerful—that he planned most wisely, and was generous
in his desire to share his goodness, but could not accomplish
his will." (pp. 200-201)
(7) Theologia Christiana 5.29-58 (Buytaert, 358-372; PL
178:1324-1330).
7. Burnett, Charles. 1986. "Peter Abelard, Confessio fidei
'Universis': A Critical Edition of Abelard's Reply to Accusations
of Heresy." Mediaeval Studies no. 48:111–138.
"In the Confessio fidei 'Universis Abelard replies to each of
seventeen of the capitula under which his heresies had been
listed in the Capitula haeresum xix attached to St. Bernard of
Clairvaux, Epistola 190 ad Innocentium papam, with a brief
statement of the orthodoxy of his belief. A much more detailed
and scholarly reply to the same capitula (in addition to the two
which have been omitted in the Confessio fidei 'Universis ')
appears to have been the subject of Abelard's Apologia, of
which we have only the opening section and fragments
preserved in Thomas of Morigny's answer to that work. The
verbal similarities between the two works suggest that they
were composed in the same circumstances. In both works
Abelard refutes the allegation in the Capitula haeresum xix that
the propositions listed are to be found in his Theologia, his
Scito te ipsum (Ethica) and his Sententiae (a work whose
composition he denies). In both works also he brings together
the same authorities to show that he has a right and a duty to
defend himself. However, there are important differences.
In the first place the Apologia is addressed directly to St.
Bernard."
(...)
"The Confessio fidei 'Universis ', on the other hand, while
referring obliquely to Bernard in perhaps an ironic tone as
amicus noster,1 is addressed to the church at large, against
which Abelard has no particular grudge." (pp. 111-112, notes
omitted)
8. Burnett, Charles S. F. 1985. "The 'Expositio Orationis
Dominicae' Multorum legimus orationes', Abelard's Exposition
of the Lord's Prayer?" Revue Bénédictine no. 95:60–72.
9. Buytaert, Eligius M. 1963. "Critical Observations on the
"Theologia Christiana" of Abelard." Antonianum no. 38:384–
433.
10. ———. 1963. "An Earlier Redaction of the "Theologia
Christiana" of Abelard." Antonianum no. 37:481–495.
11. ———. 1964. "The Greek Fathers in Abelards "Theologies" and
Commentary on Saint Paul." Antonianum no. 39:408–436.
12. ———. 1966. "The Greek Fathers in Abelard's "Sic et Non"."
Antonianum no. 41:413–453.
13. ———. 1968. "The Anonymous Capitula Haeresum Petri
Abelardi and the Synod of Sens, 1140." Antonianum no.
43:419–460.
14. ———. 1968. "Abelard's Expositio in Hexaemeron."
Antonianum no. 43:163–194.
15. ———. 1969. "Abelard's Collationes." Antonianum no. 44:18–
39.
16. ———. 1974. "Abelard's Trinitarian Doctrine." In Peter Abelard:
Proceedings of the International Conference, edited by
Buytaert, Éloi Marie, 127–152. Leuven: Leuven University
Press.
"An attempt will be made to show the evolution of Abelard's
doctrine, and, therefore, it is good to keep in mind the
chronological succession of our author's pertinent writings: the
Theologia 'Summi boni', two redactions, composed in 1118-
1120; the Theologia Christiana, first and second redactions,
written respectively in 1123- 1125 and 1134-1135; the first three
redactions of the Theeologia 'Scholarium'. 1134-1138. all after
the second redaction of the Theoologia Christiana; the third
redaction of the same Theologia Christiana, the fourth
redaction of the Theologia 'Scholarium', and the 'Apofogia
contra Bernardum,' all dating from the years 1139-1140. Both
the Theologia Christiana and the Theofogia 'Schofarium'. even
in their last redaction, remained unfinished, and of the
Apologia we have only (substantial) fragments. Yet. in these
sources enough elements are found to give us a fair idea of
Abelard's thinking on Blessed Trinity." (p. 127)
17. Cartwright, Steven Richard. 2001. The Romans Commentaries
of William of St. Thierry and Peter Abelard: A Theological and
Methodological Comparison, Western Michigan University.
"Having made these points in each of the major areas of
analysis, we can make comparisons and conclusions about the
commentaries as a whole and about w hat they contribute to
our understanding of the conflict between William and Peter.
Within the corpus of each writer’s works the commentaries
stand out as expositions of Scripture, different from yet
foundational to all their other theological works. They also
stand out among contemporary commentaries on Romans, and
among medieval Romans commentaries considered as a whole.
I would go so as far to call them the finest commentaries on
Romans written between the time of A ugustine and the
Reformation: William’s because of his excellent rhetoric and
spiritual program, and Peter’s because of his use of dialectic
and his bold, ground-breaking positions on various doctrines.
While grounded in the ancient tradition of Romans
interpretation begun with Origen, the two commentaries reflect
the modes of thought that make their authors stand out among
other twelfth-century theologians and commentators on this
epistle." (p. 286)
18. ———. 2013. "Twelfth-Century Pauline Exegesis: William of St.
Thierry's Monastic Rhetoric and Peter Abelard's Scholastic
Logic." In A Companion to St. Paul in the Middle Ages, edited
by Cartwright, Steven R, 205–234. Leiden: Brill.
"The Romans commentaries of William of St. Thierry and Peter
Abelard provide excellent examples of mature monastic and
early scholastic exegesis of St. Paul. Written probably
simultaneously in the mid-1130s, they reflect the culmination of
one tradition of exegesis and the development of another." (p.
205)
(...)
"The most famous question, and certainly the most frequently
and thoroughly analyzed,(71) is the question on redemption
found in Abelard’s comments on 3:26. The major question
subsequent generations have asked about this question is
whether Abelard taught a subjective, “exemplarist” theology of
atonement, emphasizing the devotion felt by the believer on
considering Christ’s demonstration of love, in distinction to the
traditional objective theologies that emphasized the work of
Christ on the cross. Space does not allow a complete analysis of
this matter; rather, we can only look briefly at what his
intention was in posing and resolving his own question: “What
is that redemption of ours through the death of Christ? or, how
does the Apostle say that we are justified in his blood, we who
seem worthy of a greater punishment, because we, unjust
servants, committed that deed on account of which the
innocent Lord was murdered?” (p. 226, a note omiited)
(71) See Cartwright, “Romans Commentaries,” 194–96, for a
summary of the earlier scholarly analyses; there are also two
more recent excellent discussions: H. Lawrence Bond, “Another
Look at Abelard’s Commentary on Romans 3:26,” in Medieval
Readings, 11–32, and Mark Reasoner, Romans in Full Circle: A
History of Interpretation (Louisville, 2005), 27–29.
19. Colish, Marcia L. 1992. "Peter Lombard and Peter Abelard: The
Opinio Nominalium and Divine." Vivarium no. 30:139–156.
Reprinted as Essay VI in: M. L. Colish, Studies in
Scholasticism, Aldershot, Ashgate, 2006.
"This paper supports the claim that what "nominalism" meant
to twelfth-century thinkers was the doctrine of the univocal
signification of nouns and verbs, with their oblique or tensed
forms conveying consignification of the things or actions they
signify in the nominative case or present tense, respectively.
The paper shows that both Peter Abelard and Peter Lombard
called upon this doctrine in their argument over whether God
can do better that He does, indicating that nominalism so
defined has a perceived utility for exponents of differing logical
and theological persuasions at the time."
"With respect to the Lombard's contribution to the history of
nominalism in the twelfth century, then, we may offer three
conclusions. First, from our consideration of Abelard's case, it
is clear that the opinio Nominalium could be, and was, yoked to
a post-Aristotelian kind of logic. From our consideration of the
Lombard's case, it is equally clear that the opinio Nominalium
could just as easily be yoked to a mode of reasoning deemed
capable of yielding cogent ontological conclusions. In this
respect, the fact that a twelfth-century thinker espouses the
opinio Nominalium does not mean that he is automatically or
necessarily required to embrace one rather than the other of
these different conceptions of logic. Second, it was not just the
fact that the Lombard was a theologian but his particular
agenda as a theologian who sought to affirm God's
omnipotence and God's essence as the transcendent
metaphysical reality that accounts for both his borrowings from
Abelard and his more fundamental hostility to Abelard in this
area. And, finally, thanks to the rapid and enduring success of
the Lombard's Sentences' as a textbook, he was able to place
both his position on divine transcendence, the distinction
between God's absolute and ordained power, and the opinio
Nominalium with which he bolstered these teachings squarely
before the eyes of his scholastic contemporaries and
successors." (pp. 155-156)
20. ———. 2005. "Abelard and Theology." In Medieval Paradigms:
Essays in Honor of Jeremy DuQuesnay Adams. Vol. I, edited
by Hayes-Healy, Stephanie, 3–12. Dordrecht: Springer.
Reprinted as Essay VII in: M. L. Colish, Studies in
Scholasticism, Aldershot, Ashgate, 2006.
Abstract: "As a theologian no less than as a logician, Peter
Abelard has been hailed as the father of scholasticism. Both in
the rules for critiquing authorities laid out at the beginning of
his Sic et non and in his challenge in the Dialogus, that
believers need to bolster their creeds with rational arguments,
he takes to the field as the emblematic opponent of Bernard of
Clairvaux, their standoff representing the last ditch effort of
monastic obscurantism to halt the advance of scholastic
enlightenment. In this essay, I wish to question this standard
picture of Abelard the theologian. Despite his insistence on the
need to apply reason and critical analysis to the Christian
tradition, his project turns out to be better stated in theory than
it was worked out in actual practice. And, in some of the
substantive areas where he is deemed the most radical, he
emerges as closer to the theological mainstream than is often
appreciated."
21. Cosgrove, Charles H. 2007. "Abelard's Interpretation of
Romans: Response to Jean Doutre." In Medieval Readings of
Romans, edited by Campbell, William S., Hawkins, Peter S. and
Schildgen, Brenda Deen, 135–141. New York: T&T Clark
International.
Reply to J. Doutre, Romans as Read in School and Cloister in
the Twelfth Century: The Commentaries of Peter Abelard and
William of St. Thierry, same volume.
"Even Peter Abelard, the most independent of the medieval
interpreters before us, takes pains to show agreement among
authorities. Doutre points out that he does so by using
dialectics, applying an Aristotelian logic to make fine
distinctions and thus allow apparently contradictory authorities
to agree." (p. 135)
(...)
"2. The Atonement
One way in which Abelard stands out from his contemporaries
is in his distinctive interpretation of the atonement. In his
comments on Rom. 3:25-26 Abelard rejects the notion that the
death of Jesus satisfies a debt to the Devil. Perhaps echoing but
not acknowledging Anselm, he argues that the Devil has no
rights before God and is owed nothing by God. Abelard goes on
to reject the idea that Christ's death satisfies God's wrath, as if
God could not be gracious without first being appeased. In an
oft-quoted rhetorical question, Abelard asks, "Did the death of
the innocent Son please the Father so very much that he was
reconciled to us through it . . . ? " (Abelard, 286-287).(8)
Abelard sees this whole idea as "cruel and unjust," an affront to
God's goodness (288-289). Abelard's own solution is that God's
exemplary love brings about our salvation. By assuming our
nature and proving his love through both word and example
even to the point of death, Christ saves us by awakening in us a
responding love toward God (288-291)." (p. 137)
(8) Here and in what follows I cite to the page numbers of
Peppermüller's edition. The English rendering is mine.
22. Cross, Richard. 2012. "Philosophy and the Trinity." In The
Oxford Handbook of Medieval Philosophy, edited by
Marenbon, John, 705–729. New York Oxford University Press.
"The notion of sameness-without-identity was systematically
applied in a Trinitarian context first of all by Abelard some 150
years before Henry [of Ghent], using the notion of material
constitution as an illustration of the kind of relation he has in
mind.
(Clearly the two relations are different: sameness-without-
identity is symmetrical; constitution is not.) Abelard argues
that there are cases in which two things can be numerically the
same—say, a lump of wax and a waxen image—but nevertheless
differ ‘in property’:
[The wax: viz. the] matter of the waxen image and what is made
from it do not share all their properties in common, since the
matter of the waxen image is not made from matter (that is, the
wax itself is not made from wax), just as what is made from the
matter in this case is not the matter (that is, the waxen image is
not the matter of the waxen image). (Abelard 1969, 248;
Theologia Christiana, l.3, c.140; translation from Brower 2004,
227)." (pp. 709-710)
References
Brower, Jeffey E. 2004. ‘Trinity’. In The Cambridge
Companion to Abelard, ed. Jeffrey E. Brower and Kevin
Guilfoy, 223–57. Cambridge: Cambridge University Press.
Peter Abelard. 1969. Opera theologica, II, ed. E. M. Buytaert.
Turnhout, Belgium: Brepols (Corpus christianorum continuatio
mediaevalis, 12).
23. Cvetković, Carmen Angela. 2021. "Conflict and Authority:
William of Saint-Thierry and Peter Abelard as Readers of
Origen." Open Theology no. 7:531–554.
Abstract: "This study compares how two prominent twelfth-
century Latin authors and theological opponents, namely the
monastic author William of Saint-Thierry (c. 1080–1148) and
the school master Peter Abelard (1079–1142), variously
understood the authority of the controversial yet influential
Greek author Origen (c. 184–253) in their works. Modern
scholars who study the reception of Origen in the twelfth-
century Latin West have, to this point, spoken of an Origenian
revival in this period, concluding that Origen was especially
popular in the cloister, among Cistercian monks, such as
Bernard of Clairvaux and his followers, like William of Saint-
Thierry, based on the assumption that as monks they found his
writings more relevant. This study seeks to challenge this
scholarly narrative by focusing on two authors who are
perceived as typifying two different strands of theology, one of
a contemplative character developed in the cloister (William)
and one making use of dialectics and developed in the emerging
schools (Abelard). By demonstrating that the schoolmaster
Abelard drew on Origen to a greater degree and in a more
transparent manner than his monastic opponent, this study will
show that Origen’s popularity in the cloisters was not, as such,
a clear point of distinction between them and schools in the
way that has usually been claimed by modern scholarship."
24. Doutre, Jean. 2007. "Romans as Read in School and Cloister in
the Twelfth Century: The Commentaries of Peter Abelard and
William of St. Thierry." In Medieval Readings of Romans,
edited by Campbell, William S., Hawkins, Peter S. and
Schildgen, Brenda Deen, 33–57. New York: T&T Clark
International.
"I. Introduction
The context of the two commentaries
The commentaries on the Letter to the Romans by Peter
Abelard (1079-1142) and William of St. Thierry (1070/75-
1147/48) were written between 1133 and 1139 in the region of
Rheims, in France, before the letter and treatise against Peter
Abelard that led to the latter's condemnation at the Council of
Sens in 1140. Writing his Expositio in epistolam ad Romanos
in the monastery of Signy, which he entered after retiring as
Abbot of St. Thierry, William is one of the most important
twelfth-century figures rediscovered during the last sixty years.
(...)
The perspective of the author In this essay, we will not discuss
the different transformations that Romans undergoes when
interpreted in each commentary. Instead of making a
presentation of the different methodologies used by Abelard
and William, we will only focus on one important difference:
the way each commentator uses the Fathers. Then we will deal
with the different understandings of the figure of Paul which is
the first word of Romans.
We will also focus on the commentaries on Rom. 8:1-30
because the medieval commentators used this chapter to
present, expand, and develop many important and
characteristic aspects of their theology. Finally we will engage
the commentators on their own frame of interpretation.
Like other medieval commentators, both Abelard and William
rely on auctoritates.
Abelard quotes the Fathers: Bede, Florus of Lyons, Rhaban
Maur and the commentaries of Pelagius (under the name of
Jerome), the Ambrosiaster, and Aymon of Auxerre
(Peppermüller 2000, 21). To these he adds philosophers such
as the pseudo-Seneca (Comm Rom I, i, 109-128). Abelard freely
presents his own opinions along with those of the Fathers
(Comm Rom III, viii, verses 3-4). Moreover, he can be critical
of his sources." (p. 33, a note omitted)
25. Dunn, James D. G. 2007. "Romans in the Middle Ages: Some
Responses to the Essays of H. Lawrence Bond, Ian Christopher
Levy, and Thomas R. Ryan." In Medieval Readings of Romans,
edited by Campbell, William S., Hawkins, Peter S. and
Schildgen, Brenda Deen, 153–157. New York: T&T Clark
International.
"The question I ask, therefore, is whether Abelard intended that
allusion to Romans 8 or did he simply slip into biblical
language. For if he did indeed intend it, then the point is that
he thereby evoked one of the most important passages in Paul,
which speaks of the transformation process of "sanctification,"
if you will. The Spirit of adoption (not the spirit of slavery)
points us forward to the adoption still awaited — that is, "the
redemption of our bodies" (Rom. 8:23). The process between
these two "moments" of adoption is the process in which
creation shares — the groaning of childbirth. We are heirs
together with the Son, provided that we suffer with the Son,
share in his Passion.
The process, in other words, is the working out of Christ's death
in the believer; sanctification is a process of being conformed to
Christ's death (Phil. 3:10). This is miles away from a merely
exemplarist nderstanding of Christ's death.
In which case, such a deliberate allusion to Romans 8 certainly
seems to support Bond's exegesis." (p. 154)
26. Dyer, Lesley-Anne. 2014. "Veiled Platonic Triads in Abelard’s
Theologia ‘Summi Boni’." In Rethinking Abelard: A Collection
of Critical Essays, edited by Hellemans, Babette, 119–151.
Leiden: Brill.
"Here I will argue that Abelard’s theological appropriation of
the World Soul should be seen within the larger context of not
one, but two Platonic triads that were widely available and used
in the medieval tradition—the God-Mind-Soul triad and the
God-Archetype-Matter triad. These triads represent ‘textbook’
Platonism and as such became key centers for discussion. The
main text considered will be the earliest extant text of Abelard’s
theological works, the Theologia ‘Summi Boni’. Later revisions
will be referred to only when necessary because it has been
widely acknowledged that Augustine is one of the key sources
for this first edition and my argument addresses the nature of
Abelard’s use of Augustine when it comes to these triads.(5) In
addition, the kernel of most of Abelard’s theology can be found
in this first text.(6)" (p. 120)
(5) The introduction to the TSch [Theologia ‘Scholarium’], ed.
Buytaert and Mews (1987), 203–308 gives an extensive account
of the differences between recensions, including a chart that
shows where overlapping sections can be located in the
different versions. For the full citation, see infra. The
discussion of the TSB’s [Theologia ‘Summi Boni']
Augustinianism can be found on page 204.
(6) Willemien Otten has observed this point and writes that the
core of Abelard’s theological doctrines can be found in this first
theology in Willemien Otten, From Paradise to Paradigm: A
Study of Twelfth-Century Humanism, Brill’s Studies in
Intellectual History (Leiden: Brill, 2004), 149.
27. Elliott, Mark W. 2016. "Tracing the Romans commentary of
Origen in Abelard’s. Appearance and Reality." In Origeniana
Undecima: Origen and Origenism in the History of Western
Thought. Papers of the 11th International Origen Congress,
Aarhus University, 26-31 August 2013, edited by Jacobsen,
Anders Christian, 415–420. Leuven: Peeters.
"Haimo of Auxerre might well have played an important role in
linking Origen to Abelard((8). In his study of Abelard’s
commentary(9) Rolf Peppermüller seems quite aware of this
occurring at a number of points: on the setting and context of
the epistle (at p. 21, n. 127); on the question of Paul’s two
names (at p. 35, n. 212); on Rom 4,9-11 on the difference
between the visible signum and the invisible signaculum (at p.
109, n. 598); on Rom 8,2-4 where the idea is of a sacrifice for
sin allowing justifying love to spring up in people’s hearts (at p.
102, n. 273); Scriptural law (Torah) was for Israel only (p. 149);
true Jews follow the believing fathers such as Abraham (at p.
155 – Haimo has this too.)"(p. 417)
(...)
"However the aim of research in this paper is to examine the
debt of Abelard, not Haimo, to Origen. If we can focus more
closely on their respective Romans Commentaries, Scheck is
bold to claim: “On the other hand [in contrast to Aquinas],
Origen’s CRm is woven into the fabric of Peter Abelard’s
commentary on Romans”. However Scheck’s reference here,
which we might expect to substantiate this claim merely refers
the reader to Peppermüller’s edition of Abelard(11). No more is
done to make the case. Yet, perhaps surprisingly, and perhaps
tellingly, in his earlier work, Origen and the History of
Justification, Scheck took the road marked “William of St
Thierry” at this point and more or less avoided Abelard. Of
course the road from Origen passes through William too, but it
is arguably a less interesting one." (p. 418)
(11) T. Scheck, Origen’s Interpretation of Romans, in S.A.
Cartwright (ed.), A Companion to Paul in the Middle Ages,
Leiden, Brill, 2013, 15-49, p. 22, n. 42: “Cf. Peter Abelard,
Expositio in Epistolam ad Romanos / Römerbriefkommentar,
3 vols., Freiburg, Herder, 2000”. Also, T. Scheck, William of St
Thierry’s Reception of Origen’s Exegesis of Romans, in
Adamantius 10 (2004) 236-256, p. 237: “This irenic usage of
Origen’s Pauline exegesis during the Middle Ages suggests that
the clouds of suspicion that hungelsewhere over Origen’s
orthodoxy did not render suspect his CRm. As an exegete of
Paul, he was normally cited as a Catholic authority of good
faith”.
28. Ferrante, Mauro. 2017. "The word “Theology” from the
Presocratics to Peter Abelard: Philosophy and Science. Some
Remarks." Philosophy and Cosmology no. 18:219–228.
Abstract: "The purpose of this paper is to reconstruct, through
the analysis of some key moments, the evolution of the term
“theology” within the Western philosophical thought. Starting
with the first formulation by the Presocratics, the study takes
into consideration both the first attestation of the term by Plato
(in the second book of the Republic) and the role it plays in
Aristotle’s works (Metaphysics). In its second part,
the paper considers the importance of the term “theology” in
the Latin world, through the study of the Augustine’s critic
against the greek thinkers, which will lead to a further
development in the Middle Ages. The point of arrival is Peter
Abelard, who formulated a concept of “theology” conceived as a
science. At first, the term was tied to a pagan conception of
society and was devoid of any scientiic connotation. With the
advent of Christianity, it begins to take on an universalistic
character connected with the concept of an absolute truth. It is
here pointed out, through all of these antecedents, how, in the
Middle Ages, when the “theology” became an autonomous
science and responds to its own laws, how it is assumed and
used as an instrument to manage both science and truth.
Thanks to the contributions of the ancient philosophers,
developed by medieval thinkers, it was possible to subsequently
use the term “theology” also in a political sense. It also allows
us to extend it to other fields than its original one. Finally, this
paper wants to stress that it is necessary to first study the
evolution of the concepts of terminology, because it allows us to
better understand the concepts that are used in science."
29. Georges, Tobias. 2016. ""Summus christianorum
philosophorum": Origen as christian philosopher in Peter
Abelard." In Origeniana undecima: Origen and Origenism in
the History of Western Thought, Papers of the 11th
International Origen Congress, Aarhus University, 26-31
August 2013 edited by Jacobsen, Anders-Christian 431–440.
Leuven: Peeters.
Abstract: "While Bernard, abbot of Clairvaux, is famous for
using Origen in his sermons on the Song of Songs, Peter
Abelard is often quoted as a scholastic criticising Origen – in
the line of thought: During the 12th century, Origen was
appreciated by monastic exegesis, but not by scholastic
reflection. Indeed, in his “Theologia”, Abelard criticises Origen,
like many other authorities. But Abaelard can also call Origen
“a great” or even “the greatest Christian philosopher”, as he
does in his “Historia Calamitatum” and in his letter 8. This
seems to be meaningful, as Abelard understood himself as a
Christian philosopher. In letter 8, Abelard also quotes long
passages from Origen’s homilies 12 and 13 on Genesis (in
Rufinus’ translation). Hence the question: Is there an overall
attitude towards Origen to be found in Abelard, and how is
Abelard’s attitude situated in the context of his time? Based on
Abelard’s references to Origen, my paper shall scrutinize this
question."
30. ———. 2023. "From reading to understanding: Profectus in
Abelard and Origen." In Progress in Origen and the Origenian
Tradition, edited by Lettieri, Gaetano, Fallica, Maria and
Jacobsen, Anders-Christian, 127–140. Berlin: Peter Lang.
Abstract: "In the final passage of his letter 8 (“The rule”),
Abelard talks of “advancing by understanding” (intelligendo
proficiens) – meaning understanding the Scriptures.
It is argued that this formulation is strongly influenced by
Origen, namely his homily on Genesis 13. Abelard actually
seems to have had great sympathy for Origen’s focus on
understanding (intellectus) and rational perception
(rationabilis sensus).
However, the term profectus is not a key one for Abelard; and
when he refers to Origen as a role model for his theological
method of moving from reading to understanding the
Scriptures in letter 1 (Historia Calamitatum), it becomes
difficult to say where he is really influenced by Origen and
where he imagines it. Following Jerome, Abelard praises
Origen in the exegetical context, but in his “theological”
treatises, most of his – rare – references to him are polemic."
31. Georgianna, Linda. 1987. "Any Corner of Heaven. Heloise's
Critique of Monasticism." Mediaeval Studies no. 49:221–253.
"This article will explore the significance of Heloise's third and
most neglected letter, especially when viewed in the context of
contemporary controversies concerning the monastic life as
well as other forms of spirituality. This discussion should help
us to see that, in fact, Heloise's concerns in this letter rather
closely resemble ideas expressed in other letters. Although
primarily concerned with Heloise's third letter, the aim of this
essay throughout is to suggest that we can understand better
both Heloise and those aspects of twelfth-century spirituality
which she epitomizes if we treat her works as a coherent and
imaginative whole,
rather than as a disjointed series of documents, explicable only
in terms of forgery, interpolation, or repression." (pp. 224-225)
32. Häring, Nikolaus M. 1956. "A Third Manuscript of Peter
Abelard's Theologia 'Summi Boni' (Ms Oxford, Bodl. Lyell 49,
Ms. 101-128v)." Mediaeval Studies no. 18:215–224.
"In 1950, R. W. Hunt published a description of the mediaeval
manuscripts bequeathed to the Bodleian Library by James P. R.
Lyell.(2) The entry listed under no. 4n reads as follows:
Boethius, De Trinitate, with the commentaries of Remigius of
Auxerre (59) and Thierry of Chartres (81); P. Abailardus,
Tractatus de unitate et trinitate divina (101). Admont, no. 382.
Sheepskin binding, 15th cent. 12th cent. i+129 leaves: 235Xl50
mm.
The manuscript contains three distinct commentaries. on the
opuscula sacra of Boethius." (p. 215)
(...)
"On fols. 99v_100v of the Oxford manuscript we find the
fragment of a commentary on Boethius De Hebdomadibus,
written by the author of Librum hunc.
For some unknown reason it breaks off on fol. 100 after the
first word in the fifteenth line. The rest (seventeen lines) of the
folio is blank.
The same scribe wrote the Theologia 'Summi Boni', beginning
on fol. 101 without indication of its author. At a recent date a
librarian wrote the name Abälard on the margin. In point of
length, the Oxford copy agrees exactly with the Erlangen copy
of this work. We shall now use L (Lyell) to designate the
former, and shall follow both Stolzle and Ostlender in
designating the latter by E. B designates the Berlin manuscript
mentioned above. (pp.. 215-216)
(...)
"In view of such lively debates and rigorous demands,
Ostlender was well advised to pay more than usual attention
even to the position of words, but above all because of the close
textual relationship between the Theologia 'Summi Boni' and
the later Theologia christiana. Our list of variants sometimes
confirms and sometimes weakens Abelard's text as it is
published. It shows that in numerous instances EL are closer to
T than B which is Ostlender's basic manuscript. Hence there is
new evidence that the text as published is not final.
Of course, under the circumstances it was not meant to be final.
The day, we hope, will come when the discovery of yet another
manuscript will bring us another step closer to the original
Abelard." (p. 218)
(2) R. W. Hunt. "The Lyell Bequest", Bodl. Libr. Record, III
(1950), 68-100.
33. Hause, Jeffrey. 2007. "Abelard on Degrees of Sinfulness."
American Catholic Philosophical Quarterly no. 81:251–270.
Abstract: "Like many of his medieval successors, Peter Abelard
offers principles for ranking sins. Moral self-knowledge, after
all, requires that we recognize not just our sinfulness, but also
the extent of our offense. The most important distinction
among sins is that between venial and mortal sins: venial
sinners show less contempt and may also be victims of bad
moral luck, and so they are far less blameworthy. However, the
subjective principle which Abelard uses to protect the venial
sinner from blame appears to have absurd consequences: some
agents whom we intuitively find saintly turn out to be mortal
sinners, while other agents whom we intuitively judge wicked
turn out to be mere venial sinners. I argue that Abelard
suggests promising replies to these objections, but these replies
themselves depend on controversial views about moral
psychology."
34. Jaeger, C. Stephen. 1980. "Peter Abelard's Silence at the
Council of Sens." Res publica litterarum no. 3:31–54.
35. Johnson, Junius. 2016. Patristic and Medieval Atonement
Theory: A Guide to Research. Lanham: Rowman & Littlefield.
Chapter 9: Peter Abelard (1079–1142): Moral Influence, pp.
119-124.
"Peter Abelard approaches theological topics with a more
stringently philosophical mind than any of the other authors we
are considering. He is concerned about justice and love and
feels that these two points often get obscured in traditional
discussions. Particularly, he feels that we often don’t make
subtle enough distinctions in our moral judgments and that we
don’t understand how deep divine love goes. His thoughts on
morality will be discussed on the basis of his book Ethics (also
titled Know Thyself), and his thoughts on divine love will be
illustrated from a section of his . The theory he develops is
often called either a moral influence theory or exemplarism: in
both instances, what is meant is that we are moved (influenced)
by Christ’s great action to a different manner of life." (p. 119)
(...)
"If we recall the distinction between actions and intentions in
the discussion of sin in Ethics and that it is intentions rather
than actions that are sin, then what Abelard is arguing here is
that it is intentions rather than works that save us. Works
would be outward actions: but a saving intention is a directing
of the heart to God, the opposite of the scorn that is the content
of sin. Abelard clearly is not impressed by Anselm’s arguments
about guilt, insult, or dishonor: whatever damage is done to
things by human guilt in sinning can be undone by God’s will
and so requires no special work. What humanity needs is not a
redeemer but a reminder of God’s great love." (p. 124)
36. Kaiser, Denis. 2009. The Doctrine of Atonement According to
Peter Abelard: A Literary and Historical Analysis. Aschen:
Grin.
"This study analyzes the writings of Peter Abelard with a special
focus on the Commentaria in Epistolam Pauli ad Romanos in
order to give a comprehensive view of his atonement theology
and the factors that may have influenced it.
First, I want to give a sketch of Abelard's life and a list of his
works in a probable chronological order. Both the biography
and bibliography, in drawing a picture of his personality,
behavior, actions, writings, and teachings, will help to provide
insight into Abelard's character, and eventually give reasons for
the inevitability of misunderstandings. Second, a survey
through the theology of atonement of the preceding centuries,
beginning with the Bible and the church fathers, and
concluding with Abelard's contemporary theologians will show
similarities and differences between Abelard's view and the
teachings of his predecessors and contemporaries.
Third, Abelard's writings on atonement are examined with a
special attention to his commentary on Romans. Further, I will
observe connections to other theological topics, and how they
possibly influenced his atonement theology." (pp. 2-3, a note
omitted)
37. ———. 2015. "Peter Abelard’s Theology of Atonement: A
Multifaceted Approach and Reevaluation." Journal of the
Adventist Theological Society no. 26:3–28.
"Cur Deus homo—Why God became man: The title of Anselm
of Canterbury’s famous book touches at the core of
Christianity’s foundational issues—the significance and
purpose of Christ’s incarnation, life on earth, and death on the
cross. The French philosopher, theologian, and logician Peter
Abelard (1079–1142), a contemporary of Anselm, resolved this
question in a manner that gave rise to theological discussions
and controversies among his contemporaries and numerous
generations of scholars. There are three main interpretations of
Abelard’s work. The first group of scholars concluded that this
medieval theologian-philosopher overemphasized the
moralistic or subjective aspect of Christ’s death, at the expense
of its substitutionary nature, and they concluded that Abelard’s
atonement theology was heresy. The second group of writers
agreed that Abelard overemphasized the subjective aspect of
the atonement, yet considered Abelard a genius and orthodox
theologian. The third group of theologians rejected both
assessments, suggesting that Abelard did not deny the
substitutionary aspect of Christ’s death at all. In other words,
various scholars have come to entirely opposite conclusions
about the central question of whether Abelard did or did not
reject the substitutionary aspect of Christ’s death. It is no
wonder that the French abbot Thomas of Morigny, one of
Abelard’s contemporary opponents, compared him with the
Homeric sea-god Proteus “who slips through our hands and
takes another shape before our description of him is complete,”
implying that Abelard is one of the most difficult persons to
assess.
The writer of this article sides with the third group. Yet one
may legitimately ask what statements from the writings of
Abelard gave rise to the conclusion that he denied the objective,
substitutionary aspect of the atonement. Thus this article looks
at the issue from various angles (historical, literary, and
theological) in order to clarify what Abelard’s view of
atonement was, why he presented it in such a way as he did,
and why it is so easy to misunderstand him." (pp. 3-5, notes
omitted)
38. Kearney, Eileen F. 1980. "Peter Abelard as Biblical
Commentator: A Study of the Expositio in Hexaemeron." In
Petrus Abaelardus (1079-1142). Person, Werk und Wirkung,
edited by Thomas, Rudolf, 199–210. Trier: Paulinus-Verlag.
"Until the past decade with the publication of R. Peppermüller’s
monograph Abaelards Auslegung des Römerbriefes, scholars
have focused on the philosophical and theological treatises of
Peter Abelard rather than on his scriptural commentaries(1).
Yet, our awareness of the role of Peter Abelard as theologian
depends upon our understanding of Abelard’s exegetical stance.
This is true not only because Abelard himself indicated the
correlation(2) but also because continuing research on the
development of theology as a science in the twelfth century
exposes a textual continuum between the divine science and
Scripture(3).
For this investigation of Abelard as biblical commentator, I
propose to examine Abelard’s interpretation of the creation
account from the opening chapters of Genesis, his Expositio in
Hexaemeron(4). With the exception of Buytaert’s essay which
deals with the manuscript tradition of the Expositio, there is no
comprehensive study of Abelard’s only extant Old Testament
commentary(5). More recently, reflections on the Expositio
have appeared within the context of research related to the
Masters of Chartres and to a consideration of nature and the
natural sciences that such investigation has engendered.(6)" (p.
199)
(1) R. Peppermüller, Abaelards Auslegung des Römerbriefes,
Beiträge zur Geschichte der Philosophie und Theologie des
Mittelalters 10, (Münster 1972).
(2) Theologia ‘scholarium’ edited by E.M. Buytaert in Petri
Abaelardi opera theologica Il, Corpus Christianorum,
Continuatio mediaevalis, XI. (Turnhout 1969), ‘Prologus,’ 1, p.
401. Cf. J. P. Migne, Patrologia latina 178, 979A, (Paris 1844-
64).
(3) For example, M.-D. Chenu, ‘De la dialectique à la science,’
in La théologie comme science au XIIIe siecle, Bibliotheque
Thomiste 33 (Paris 1957), pp. 15-32.
(4) Expositio in Hexaemeron edited by J. P. Migne, PL 178,
731-784. Unless otherwise indicated, citations from the
Hexaemeron are from this source and will be indicated within
the essay itself by reference to the appropriate column number.
In addition to the Hexaemeron, there are three other extant
biblical commentaries by Abelard: the Expositio orationis
Dominicae, the Problemata Heloissae, and the Commentaria
in epistolam Pauli ad Romanos. Abelard’s Commentary on
Ezechiel has been lost. Cf. D. Van den Eynde, ‘Les écrits perdus
d’Abelard,’ Antonianum 37 (1962), 467-80.
(5) E.M. Buytaert, ‘Abelard’s Expositio in Hexaemeron,'
Antonianum 43 (1968), 163-194.
Four manuscripts are extant although none are complete. The
Migne edition follows the text of Martene-Durand (Paris 1717)
which relied on a single manuscript and ends in the midst of
Abelard’s exposition of Genesis 2:17. The remaining
manuscripts extend the commentary to Genesis 2:25. This
portion is edited by Buytaert in his essay.
(6) For example, J. M. Parent’s study La doctrine de la création
dans l’école des Chartres (Ottawa 1938), especially pp. 69-76.
The following essays from La filosofia della natura nel
medioevo (Milan 1966) are also pertinent: J. Jolivet, ‘Elements
du concept de nature chez Abélard', pp. 297-304, and D. E.
Luscombe, ‘Nature in the Thought of Peter Abelard,’ pp. 314-
319.
39. Knuutila, Simo. 1999. "Philosophy and Theology in Twelfth-
Century Trinitarian Discussions." Historisk-filosofiske
meddelelser no. 77:237–249.
Summary: "Peter Abelard’s theory of the identities and
differences applied to beings and non-beings and Gilbert of
Poitier’s conception of an individual person were new
philosophical ideas developed in theological contexts. How
much should those interested in medieval philosophy learn
about medieval theology? It is argued that paying attention to
the non-philosophical cognitive determinants of philosophical
arguments is philosophically motivated. According to the
suggested approach, philosophical studies of medieval
philosophy should include systematic and evaluative
discussions while the possibly relevant theological context may
be treated as a merely historical factor."
40. Kotsko, Adam. 2010. The Politics of Redemption: The Social
Logic of Salvation. New York: Bloomsbury.
Chapter 7: Abelard, pp. 150-170.
"The goal of this book is to bring to the surface the ontology
implicit within the tradition of theological reflection on the
question of why God became human, a tradition normally
called “atonement theory.” By ontology, I simply mean the logic
by which this tradition guides our thinking about the world and
our place in it. My contention is that all the major thinkers in
this tradition have been drawn, even if despite themselves, to
speak according to a certain social or relational logic in their
attempt to make sense of God’s saving work in Christ—and that
their departures from this logic represent steps along a path
that would ultimately render the Christian concept of salvation
incomprehensible and irrelevant." (p. 1)
(...)
"There has been a tendency to treat the short discussion in the
Romans commentary as a full-blown theory of the atonement
parallel to Anselm’s Why God Became Human, but Abelard
himself considered it only an initial indication of a position that
would be worked out in more detail in his Tropologia (ER 118)
—a work that has not come down to us and may never have
been completed. As his three theologies were all taken up with
the doctrine of the Trinity and the doctrine of God more
generally and do not address the question of Incarnation
directly, his commentary on Romans is thus, despite the
avowedly provisional nature of his remarks there, essentially
the only witness to Abelard’s thinking on atonement.
It also provides the only extended discussion of the first
Adam/second Adam schema, which I have argued is the basic
structure underlying all atonement theories and which in
Abelard’s medieval context immediately brought to mind the
doctrine of original sin.(2) The editor of the standard anthology
in which the discussion of the atonement is translated also
includes some supplementary passages from the Ethics,
presumably because of Abelard’s reputation as a theorist of
“moral influence,” but ironically the extant text of the Ethics is
almost entirely about sin, with only a few brief paragraphs of
the second book on virtues surviving.
The Romans commentary therefore remains basically the sole
source for the questions animating the present study—namely,
what it is about the structure of creation and particularly of
humanity that gives the Incarnation its sense and efficacy." (p.
151)
References
A Scholastic Miscellany: Anselm to Ockham, ed. and trans.
Eugene R. Fairweather (Philadelphia: Westminster, 1966).
ER = Petri Abaelardi Opera Theologica, vol. 1, ed. E. M.
Buytaert, Corpus Christianorum Continuatio Mediaevalis
series, vol. 11 (Turnholt: Brepos, 1969).
41. Kramer, Susan R. 2000. ""We Speak to God with our
Thoughts'": Abelard and the Implications of Private
Communication with God." Church History no. 69:18–40.
"This essay will examine some writings by Abelard that seem to
extol a very personal spirituality through their descriptions of
unspoken, even nonverbal communication with God. Such
direct communication with God was at the heart of Abelard's
description of prayer as well as his theories on sin and its
remission. I will also explore some of the implications of
Abelard's outlining such a private relationship by looking at
monastic and scholastic reactions to Abelard's theories on
penance and absolution—theories that were consonant with
Abelard's position that we communicate with God through our
thoughts. For if Abelard was an innovator in describing an
inner, hidden self known only to God, he also led the way to
exposing these secret things of the heart to others through his
theory of penance and the role of confession therein." (p. 23)
42. Krey, Philip D. W. 2007. "Response to H. Lawrence Bond, Ian
Christopher Levy, and Thomas F. Ryan." In Medieval Readings
of Romans, edited by Campbell, William S., Hawkins, Peter S.
and Schildgen, Brenda Deen, 158–163. New York: T&T Clark
International.
"Peter Abelard on Romans 3:26
Abelard described his own "reading" of Scripture as "glossing,"
and the chief point of glossing was to explain a text word by
word (Van Engen, 23). Bond's paper on Abelard's gloss on
Romans 3:26 follows this medieval gloss tradition and explains
Abelard's text word by word. His essay demonstrates how a
close and careful reading of Abelard, who was himself a close
reader of Paul, can yield new insights. Bond parses Abelard's
sentences as a careful Latinist and grammarian. Paul writes in
Romans 3:26, "It was to prove at the present time that he
himself is righteous and that he justifies the one who has faith
in Jesus." Bond notes, "At times it has become commonplace to
consider Abelard's commentary on Romans 3:26 as if Abelard
were saying one thing and one thing only. This is one reason
why some have often dismissed his soteriological theologizing
as merely exemplarist and crypto-Pelagian." None of these
commentators wanted to be Pelagian. Abelard was
fundamentally a teacher, and Bond points out that in his text
Abelard seems most interested in the question, "Why would the
Apostle Paul say that we are justified by Christ's death when a
command would do?" Bond notes that there are 117 lines
attributed to the question and only 28 to the solution. He
carefully investigatesparticular exegetical processes and
concludes that what is central to Abelard's interpretation is
God's own Son having taken on our nature. The place of the
words "by example" in Abelard's famous sentence in question
do not bear the emphasis they have been given by their readers.
Bond writes, "The loving death even of the best of us renders
only so much love and gratitude but neither justification nor
reconciliation. For death to effect the soul's atonement it has to
be the death of God in flesh, and not the death of a human
being, offered as propitiation to God. Christ's passion works
because it is not our passion but God's."
According to Bond, it is clear to Abelard how atonement does
not occur: neither because or when God has paid ransom to the
Devil nor because or when God finds divine justice to be
satisfied through the death of the innocent. For Abelard, God's
joining us with God, not Christ's example, is the atoning work.
Thus Bond argues with interpreters of Abelard who
overemphasize the exemplarism of Abelard's understanding of
the atonement." (pp. 159-160)
References
Van Engen, John. 1996. "Studying Scripture in the Early
University." Pp. 17-38 in Lerner, Robert, (ed.) 1996. Neue
Richtungen in der hoch-und spätmittelalterlichen
Bibelexegese. Schriften des Historischen Kolleges Kolloquien
32. Munich: Oldenbourg.
43. Love, Gregory Anderson. 2009. "In Search of a Non-Violent
Atonement Theory: Are Abelard and Girard a Help, or a
Problem?" In Theology as Conversation: The Significance of
Dialogue in Historical and Contemporary Theology. A
Festschrift for Daniel L. Migliore, edited by McCormack, Bruce
and Bender, Kimlyn, 194–214. Grand Rapids: Eerdmans.
"Peter Abelard rejected crusading and Anselm’s atonement
theology as unethical and unreasonable. Abelard had different
understandings of God’s character and of the source of divine-
human estrangement. Abelard perceived the divine as a God of
love and clemency, a merciful father rather than a stern lord of
judgment and punishment. Further, God’s love is eternally
boundless, even for sinful humanity. Such perfect love is not
diminished by sinful acts, nor in need of payment to restore its
honor; it is everlastingly complete and generous. The problem
is not sin’s accumulated debt, but its hardening effect upon the
human heart.
God saves by moving the human heart from fear to love, and
the death of Jesus makes this change of heart possible. While
God displays God’s compassion for humanity through Jesus’
words and actions, the death of Jesus creates a deeper love for
God than would have been possible without it. Jesus proves the
extent of his, and of God’s, love for humanity by his willingness
to endure anything on humanity’s behalf, including his
suffering and death.
Seeing Jesus as a victim undergoing unjust suffering, sinful
witnesses may feel compassionate pity for Jesus as tortured
victim, mixed with a sense of guilt for their role in his death,
plus a desire to seek forgiveness, and make amends and act
differently. Salvation thus occurs when compassion and
contrition before the flogged Christ move the sinner from self-
love to a pure, selfless love. Love is therefore defined as a
willingness to suffer unto death for the sake of the “other,” as
Christ did. God illumines the true nature of this love and
enkindles hearts for love by sending the Son not only to live
compassionately, but above all to die holding such a virtuous,
selfless love." (pp. 196-197, a note omitted)
44. Luscombe, David E. 1983. "St. Anselm and Abelard." Anselm
Studies.An Occasional Journal no. 1:207–229.
"In what ways and how extensively did Anselm of Canterbury
shape the thought and influence the writings of Abelard? No
adequate answer could be given to such a question, but useful
comparisons between the two men may be drawn and
differences may be noted. R. Thomas has skilfully and
profitably juxtaposed Abelard's views on logic and faith, as they
are found in his Dialogue, and Anselm's views on argumentum
and on faith as contained in the Proslogion.(1) Thomas rightly
emphasizes that Abelard was a younger contemporary of
Anselm: Abelard was born in 1079 when Anselm was Abbot of
Bec, and he was thirty years old when Anselm died.(2) One
could, in a similar way, study the affinities between statements
regarding the understanding of faith that Abelard made in his
Theologia and Anselm's own remarks in the Epistola de
incarnatione verbi and elsewhere." (p. 207)
(...)
"Before continuing we must look further at R.E. Weingart's
excellent study of Abelard's soteriology. Weingart's tragic death
removed all possibility that he might develop the views he
advanced so eruditely in his book, and in offering a
disagreement with one small part of his study I wish in no way
to subtract from my admiration for the rest. Weingart presents
Abelard's discussion of the necessity of the incarnation as a
critical reaction against Anselm's search for necessary reasons
why God became incarnate.(67) He reads Abelard's questions
not only as indications that Abelard is sceptical of talk about
necessity but also as direct attacks upon Anselm. Weingart
finds support for his interpretation of the direction of Abelard's
argument in the Theologia,(68) where he believes that Abelard
shows his objection to necessary reasons and indicates his
preferences for discovering 'worthy' reasons.(69) Therefore,
Abelard can be presumed to have regarded Anselm's Cur Deus
homo unfavourably in so far as Anselm had set out to prove the
necessity of Christ's death, whereas Abelard distrusted talk of
necessary reasons. Weingart further quotes a remark in
Abelard's Theologia Christiana: 'it is written that God could
have redeemed the human race in a way other than he did'.(70)
Abelard here produced quotations from Scripture which seem
to confirm this view.
Now, Weingart's interpretation of Abelard's anti-Anselmianism
appears to be wrong for two reasons. The first is that Abelard
and Anselm speak with a similar voice about divine necessity.
In the Cur Deus homo, Anseim himself defined necessity in the
sense of God's unalterable honestas rather than in terms of any
extrinsic constraint upon divine omnipotence or freedom.(71)
He admits that the word 'necessity' is only used' of God
improprie, in an ill-fitting way. He assesses the type of
necessity by which God acts; necessity in God means the
immutability of divine honestas. Anselm, therefore, is close to
agreement with Abelard in his application of a notion of
necessity to the Godhead.(72) Secondly, Abelard, far from
concluding that God might have redeemed man in a way other
than the way he chose, in fact argues the opposite. One of the
most salient features of Abelard's Theologia is the thesis that
God does not and cannot act in any other, way or in any better
way than the one in which he does act. The reason Abelard
gives for his view is that God, being supremely reasonable and
wise, chooses the most fitting way in which to act." (p. 216)
(1) R. Thomas, 'Anselms Fides Quaerens Intellectum im
Proslogion und Abaelards Rationibus Fides Astruenda Et
Defendenda im Dialogus Inter Philosophum, ludaeum et
Christianum. Eine Vergleichserörterung', Analecta
Anselmiana, 5 (1976), 297-310. This study also appeared under
the same title in the Bulletin de la Société academique,
religieuse et scientifique de l'ancien duché d'Aoste, 47 (1974/5),
297-310. On the links between Anselm's and Abelard's
discussions of logic, see D.P. Henry, The Logic of St Anselm
(Oxford, 1967), pp. 65-6, 89-90, 141-2.
(2) Ibid., pp. 297, 307.
(67) Weingart, [The Logic of Divine Love: A Critical Analysis
of Soteriology of Peter Abailard], pp. 91-93.
(68) Ibid., pp. 51-52.
(69) 'Magis autem honestis quam necessariis rationibus
nitimur . . Abelard, Theologia Christiana, 5.15, p. 353; Abelard,
Theologia 'Scholarium', 3.2, PL 178.1090C.
(70) Abelard, Theologia Christiana, 5.38, p. 364.
(71) Cur Deus homo, 2, 5, Ans. Op. Om., II, 100:20-8.
(72) cf. Peppermüller, Abaelards Auslegung des Römerbriefes,
p. 90, note 496, where he notes that Abelard means by
'necessity' either convenientia in God, i.e. what is fitting for
God, or our necessity, i.e. what is inescapable for man.
45. Marenbon, John. 2008. "Abelard on Angels." In Angels in
Medieval Philosophical Inquiry: Their Function and
Significance, edited by Iribarren, Isabel and Lenz, Martin, 63–
71. Aldershot: Ashgate.
"Abelard is not thought to have had any distinctive views about
angels, or to have been much interested in them. Abelard
specialists have never dedicated an article, or even a paragraph,
to this apparent non-subject, and Abelard’s name goes
unmentioned in discussions of twelfth-century angelology." (p.
63, a note omitted)
(...)
"Yet in fact, Abelard did have a highly distinctive and radical
theory about one aspect of angels, their corporeality and
relation to place. The topic is especially fascinating, because it
bridges twelfth-century concern with whether angels are
corporeal and the questions about angels and place which
would occupy thinkers in the universities. It has escaped
attention because it is expounded only in the Sententie, a report
of Abelard’s teaching now recognized as authentic, and fully
only in one particular version of the Sententie, the Sententie
Parisienses.(6) The main purpose of this article is to present
this theory and Abelard’s arguments for it, and to look very
briefly at their influence (§ II). But his view will be clearer if it is
seen against its background (§ I). What are its sources and its
relationship to other discussions from the same period? And
how did Abelard approach the sources before he arrived at his
own theory?" (pp. 63-64)
(6) On the authenticity of the Sententie, and the status of the
Sententie Parisienses, see below, n. 22.
(22) On Abelard’s Sentences, and the Sententie Parisienses in
particular, see C.J. Mews, ‘The Sententie of Peter Abelard’,
Recherches de théologie ancienne et médiévale, 52 (1985):
109–58 (reprinted in C.J. Mews, Abelard and his Legacy,
Aldershot and Burlington, Vermont: Ashgate, 2001), esp. pp.
155–63 and J. Marenbon, The Philosophy of Peter Abelard
(Cambridge: Cambridge University Press, 1997), pp. 62–4.
46. Marmodoro, Anna, and Hill, Jonathan. 2010. "Peter Abelard’s
Metaphysics of the Incarnation." Philosophy and Theology no.
22:27–48.
Abstract: "In this paper, we examine Abelard’s model of the
incarnation and place it within the wider context of his views in
metaphysics and logic. In particular, we consider whether
Abelard has the resources to solve the major difficulties faced
by the so-called “compositional models” of the incarnation,
such as his own. These difficulties include: the requirement to
account for Christ’s unity as a single person, despite being
composed of two concrete particulars; the requirement to allow
that Christ is identical with the pre-existent Son, despite the
fact that the pre-existent Son is a (proper) part of the incarnate
Christ; and finally the requirement to avoid Nestorianism, i.e.,
the position that Christ’s proper parts are persons in their own
right. We argue that Abelard does have adequate solutions to
these problems. In particular, we show that his theories of
relations and predication can be put to use in defence of a
compositional account of the incarnation."
47. McCallum, James Ramsay. 1948. Abelard's Christian
Theology. Oxford: Blackwell.
"In the Christian Theology we are presented with an ordered
system of Christian thought. But associated with this system we
found not the desire to assert a set of dogmas that will
guarantee salvation. We discover rather the underlying faith of
the philosopher, the persuasion of the limited usefulness of a
system unless it is related to the mature experience and
comprehension of mankind. That this faith gave impetus to
composition we cannot doubt. It is the peak of interest to which
the treatise leads us up, in its fourth book. ‘Superest autem
novissima quaestio, quomodo scilicet hanc fidem Trinitatis soli
Christiani teneant et non etiam vel Judaei vel Gentiles.’ How
can the trinitarian philosophy be held by Christians alone if it is
comprehensible to all men? And the answer is precise:
'Hincautem facile occasionem sumi arbitror convertendi ad
fidem nostram quoslibet alienos si huiusmodi inductionibus
eos jam communem nobiscum fidei sensum habere
convincerimus.' There is a common ground of experience and
understanding in all men which should bring them to the
trinitarian faith if they see this faith aright and in the rational
meaning of the terms employed in it." (p. 3)
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Peter Abelard. Bibliography on His
theology and the doctrine of the
Trinity (Mew - Z)
Bibliography
1. Mews, Constant J. 1980. "The Development of the Theologia of
Peter Abelard." In Petrus Abaelardus (1079-1142). Person,
Werk und Wirkung, edited by Thomas, Rudolf, 183–198. Trier:
Paulinus-Verlag.
Reprinted as Essay I in: Constant J. Mews, Abelard and his
Legacy, Aldershot: Ashgate 2001.
Abstract: "This treatise examines some problems concerning
Abelard's De Trinitate or Theologia "Summi boni," "Theologia
Christiana", and Theologia "Scholarium."
Abelard's initial discussion of the Trinity is set against the
background of his interest in logic and his writings on this
subject. All of these writings appear to belong to an earlier
period, including the Dialectica. There is no positive evidence,
but it should be noted that the criticism of the idea of the world
soul in the later work shows some retraction, since there is
complete compatibility with what Abelard says in the Theologia
"Summi boni."
Fr. E. M. Buytaert's hypothesis concerning the relationship
between the "Theologia Christiana" and Theologia
"Scholarium" and their simultaneous development has been
critically examined.
The mysterious abbreviated passages found in two manuscripts
of the "Theologia Christiana" (Montecassino, Bib. abbaz. 176
and Tours, Bib. mun. 85), whose identical complete texts in the
Theologia "Scholarium," cannot be explained as abbreviations
of that work, but rather as references that were part of
Abelard's personal plan for a future work. The abbreviations
indicate which sections of the "Theologia Christiana" he wished
to use. The various versions of the Theologia reveal how
Abelard's thought process developed from an early interest in
logic to a well-thought-out understanding of the nature of God
and his activity in the world."
"Study of the development of the Theologia of Peter Abelard
owes much to the work of a number of scholars of this century,
particularly H. Ostlender, D. Van den Eynde and above all the
late E. M. Buytaert(1). In this paper I would like to outline some
of the outstanding problems still posed by the many different
versions of the Theologia. The major issues that need to be
faced concern the establishment of the correct order of the
various versions of the Theologia, the degree of continuity
between these versions, and the extent to which the work
developed over the twenty years or so it was written and re-
written.
There are three major versions of the Theologia of Abelard, the
treatise De Unitate et Trinitate divina or Theologia ‘Summi
boni,’ the 'Theologia Christiana' and the Theologia
‘Scholarium’. Each of these works is extant in a number of
MSS., many of which themselves indicate Abelard was
continually involved in correcting and expanding what he had
said(2). Because almost every MS. is different from another, it
is crucially important that each MS. be correctly placed within
the overall development of the Theologia if a picture is to be
built up of the development of his thought." (p. 183, a note
omitted)
(2) There are some eighteen important MSS. of the Theologia
(,,,)
2. ———. 1985. "The Lists of Heresies Imputed to Peter Abelard."
Revue bénédictine no. 95:73–110.
Reprinted as Essay IV in: Constant J. Mews, Abelard and his
Legacy, Aldershot: Ashgate 2001.
"Despite the existence of at least forty-five manuscripts which
list heretical capitula imputed to Peter Abelard, none appears
to represent an official record of the council of Sens, held on 2
June 1140. Two lists have, from time to time, been identified
with an official list, one of fourteen, known as the Capitula
Haeresum XIV, the other of nineteen, most frequently found at
the end of Bernard’s epistolary treatise on the errors of Abelard,
Epist. 190.
(...)
Abelard defended himself against this list of nineteen capitula
in his Confessio fidei ‘Universis’ and in a more detailed manner
in his Apologia.(2) The most recent editor of the list of nineteen
capitula, J. Leclercq, has argued that the list was not the work
of Bernard of Clairvaux, but rather of the council of Sens itself.
The intention of this study is to look again at all the
manuscripts of these capitula, which vary considerably in
number, wording and sequence, in order to establish the
interrelationship between the various lists, who compiled the
Capitula Haeresum XIV and the list of nineteen capitula and
how these various lists entered into the corpus of Bernard’s
correspondence. A new critical edition of the nineteen capitula
is attached in order that the sources behind the list as well as
the variations within their manuscript tradition can be seen at a
glance." (pp. 73-74)
(2) Confessio fidei ‘Universis’, PL 178, 105-8; Apologia contra
Bernardum ed. E.M. Buytaert, CCCM XI (Turnhout, 1969), pp.
359-68.
3. ———. 1985. "Peter Abelard's (Theologia Christiana) and
(Theologia 'Scholarium') Re-examined." Recherches de
Theologie et Philosophie Médievales no. 52:109–158.
"The publication in 1969 of a critical edition, prepared by Ε. M.
Buytaert, of Abelard's Theologia Christiana and of the shorter
form of the Theologia 'Scholariumì marked an important
contribution towards a much-needed critical edition of
Abelard's Theologia(1). Unfortunately, Fr Buytaert died before
completing his projected edition of the two other versions of
the Theologia, the Theologia 'Summi boni' and the longer form
of the Theologia 'Scholarium, scheduled to appear within an
accompanying volume in the series Corpus Christianorum.
Continuatio Mediaeualis(2). The intention of the present
article is to review Fr Buytaert's published editions of the
Theologia Christiana (TChr) and of the shorter form of the
Theologia 'Scholarium' (tsch) and so provide both a guide for
their use and a foundation on which edition of the remaining
versions of the Theologia can proceed." (p.109)
(1) Petri Abaelardi Opera Theologica ii, Corpus Chrislianorum.
Continuatio Mediaevalis [= CCCM] 12 (Turnhout 1969).
(2) I am indebted to the editors of Corpus Chrislianorum for
allowing me access, through the mediation of Prof. D. E.
Luscombe, to Buytaert's typescript editions of TSum and TSch,
which remained incomplete at the time of his death in 1975. I
would also like to express my gratitude for assistance given by
D. E. Luscombe, C. S. F. Burnett, J. Barrow, numerous
librarians throughout Europe and the Hill Monastic
Manuscript Library, Collegeville, Minnesota, U.S.A.
4. ———. 1986. "Man's Knowledge of God According to Peter
Abelard." In L' Homme et son univers au Moyen âge : actes du
septième Congrès international de philosophie médiévale (30
août-4 september 1982). Vol. I, edited by Wenin, Christian,
419–426. Louvain-la-Neuve: Louvain-la-Neuve : Éditions de
l'Institut supérieur de philosophie.
Reprinted as Essay III in C. J. Mews, Abelard and His Legacy,
Aldershot: Ashgate 2001.
"In this paper I want to examine, not the frequently studied
theme of Abelard’s use of the secular arts, but what he has to
say about man’s knowledge of a transcendent, eternal truth —
how this knowledge was gained and what were its limitations.
Although there are many different works of Abelard in which
one could pursue this theme, I shall concentrate on just one,
the Theologia, the treatise which came under such criticism
during his lifetime. The work is of particular importance
because Abelard continued to revise its text over a period of
some twenty years, producing three major versions, known
successively as the Theologia «Summi boni», the Theologia
Christiana and the Theologia « Scholarium »(2). Although he
was principally concerned in the Theologia with the nature of
God and-how three persons could co-exist in—one God,
Abelard was also very much concerned with the nature of man’s
knowledge of the divinity and with his capacity to understand
the doctrine of Trinity. It is on this aspect of the Theologia that
I wish to concentrate." (p. 419)
(2) Theologia « Summi boni» (TSum), ed. H. OSTLENDER,
Beiträge zur Gesch. der Philos. und Theol. des Mittelalters, XX
XV, 2-3 (1939); Theologia Christiana, ed. E.M. BUYTAERT,
Corpus Christianorum Cont: Med., XII, Turnhout, 1969, pp.
71-372; Theologia «Scholarium», shorter recensions (tsch), ed.
E.M. BUYTAERT, op. cit., pp. 401-455; longer recension
(TSch), ed. V. Cousin, P. Abaelardi Opera, Il, Paris, 1859, pp. 2-
149. New editions of TSum and TSch begun by Buytaert before
his death are being completed by the author. References will be
to Buytaert’s edition of all three versions, with page references
to the editions of Ostlender and Cousin in brackets.
5. ———. 1986. "The Sententie of Peter Abelard." Recherches de
théologie ancienne et médiévale no. 53:130–184.
Reprinted as Essay VI in C. J. Mews, Abelard and His Legacy,
Aldershot: Ashgate 2001.
"What is the status of the text edited by F.H. Rheinwald under
the title Petri Abaelardi Epitome Theologiae Christianae,
frequently referred to as the Sententie Hermanni, and recently
re-edited by S. Buzzetti under the title Sententie magistri Petri
Abelardi?(1) What is its relationship to the Sententie
Florianenses, Sententie Parisienses and Liber sententiarum
magistri Petri, all conventionally attributed to the school of
Peter Abelard?(2) How are these different sentence collections
related to Abelard’s Theologia “‘Scholarium”? While the
appearance of Buzzetti’s new edition of the unjustly neglected
Sententie can only be welcomed, these questions remain to be
answered.
Buzzetti suggests that Abelard may be the author of these
Sententie, and that a pupil called Hermann later produced a
revision of the work(3). He does not explain the significance of
the many variations between the different manuscripts of the
Sententie, or comment on its relationship either to other
sentence collections or to the writings of Abelard(4).
This study, originally written quite independently of Buzzetti’s
research, is not intended to be a review of the new edition, but
rather to answer those questions which still need to be dealt
with." (pp. 130-131)
(1) Petri Abaelardi Epitome Theologiae Christianae, Anecdota
ad historiam ecclesiasticam pertinentia 2, Berlin 1835,
reprinted with Rheinwald’s introduction, PL 178, 1685-1758
and in part only by V. Cousin, Petri Abaelardi Opera 2, Paris
1859, p. 567-92; S. Buzzetti, Sententie magistri Petri Abelardi
(Sententie Hermanni), Florence 1983. (...)
(2) Sententiae Florianenses, ed. H. OSTLENDER, Florilegium
Patristicum 19, Bonn 1929; Sententie Parisienses, ed. A.
LANDGRAF, Ecrits théologiques de l’école d’Abélard, in
Spicilegium Sacrum Lovaniense. Etudes et documents 14,
Louvain 1934, p. 3-60; liber sententiarum magistri Petri, ed.
C.J. MEws, at the end of this study.
6. ———. 1998. "Peter Abelard and the Enigma of Dialogue." In
Beyond the Persecuting Society. Religious Toleration Before
the Enlightenment, edited by Laursen, John Christian and
Nederman, Cary J., 25–52. Philadelphia: University of
Pennsylvania Press.
Reprinted as Essay X in C. J. Mews, Abelard and His Legacy,
Aldershot: Ashgate 2001.
"His Dialogue of a Philosopher with a Jew anda Christian or
Collationes has been seen by some as a plea for intellectual
toleration.(2) Is this too idealistic a perspective? Was he
rejecting a contemporary trend toward exclusion of the
outsider, or did he in fact participate in that movement Anna
Sapir Abulafia [*] has identified as the Christianization of
reason in the twelfth century, by which Christian thinkers
found reasons for proving that Jews and pagans were blind to
the truth? In order to assess Abelard’s contribution to the idea
and practice of religious toleration, we need to relate his
Dialogus both to his other writings and to those of his
contemporaries, for whom dialogue was often a technique for
asserting the truth rather than for engaging in a listening
exercise." (p. 25, a note omitted)
[*] Christians and Jews in the Twelfth-Century Renaissance
(London: Routledge, 1995), 89-91, 124-25.
7. ———. 2002. "The Council of Sens (1141): Abelard, Bernard,
and the Fear of Social Upheaval." Speculum no. 77:342–382.
"While Bernard's suspicion of excessive reliance on reason has
frequently attracted comment, the political dimension of the
controversy surrounding Abelard's theology has attracted less
attention. In a classic study, published in 1980, Robert Henri
Bautier argued that the vicissitudes of Abelard's early career
were closely related to the political fortunes of Stephen of
Garlande, archdeacon of Paris, royal chancellor and seneschal
of France, 1120-1127/28. (6) The political context of Ab elard's
later career demands similar attention. The Council of Sens
needs to be seen as marking a key stage in the
institutionalization of the process by which heresy was
identified.(7) The circumstances surrounding the calling of the
council have never been fully clear, however, in part because of
uncertainty surrounding exactly when it took place." (p. 345)
(6) Robert-Henri Bautier, "Paris au temps d'Abelard," in Abéld
en son temps, ed. Jean Jolivet (Paris, 1981), pp. 21-77,
reprinted in Etudes sur la France capetienne: De Louis VI aux
fils de Philippe le Bel (London, 1992).
Jurgen Miethke considers this theme in his "Theologenprozesse
in der ersten Phase ihrer institu tionellen Ausbildung: Die
Verfahren gegen Peter Abaelard und Gilbert van Poitiers,"
Viator 6 (1975), 87-116; this theme is also implicit in the study
of Peter Godman, The Silent Masters: Latin Literature and Its
Censors in the High Middle Ages (Princeton, N.J., 2000).
8. ———. 2002. "Heloise and liturgical experience at the
Paraclete." Plainsong and Medieval Music no. 11:25–35.
Abstract: "This article considers Heloise’s activity as abbess of
the Paraclete, examining what contribution she may have made
to its liturgical practice. It relates the testimony of Peter the
Venerable and Hugh Metel to Heloise as inspirational leader
and author to what we can learn about her from Abelard’s
preface to the Paraclete Hymnal. In particular, attention is
directed to the understanding of Mary Magdalen at the
Paraclete by both Abelard and Heloise. This suggests, I argue
that ‘Epithalamica’ and the Easter plays are part of Heloise’s
literary output, and that she exercised a major influence on
Abelard."
9. ———. 2004. "Bernard of Clairvaux, Peter Abelard and Heloise
on the Definition of Love." Revista Portuguesa de Filosofia no.
60:633–660.
Abstract: "This paper examines the thinking of Bernard of
Clairvaux about love in relationship to the ideas of his two
famous contemporaries, Peter Abelard and Héloise.
It looks at Bernard's intellectual debt to William of Champeaux
on issues of sin and grace, and to William of Saint-Thierry for
ideas about how amor evolves into caritas.
Bernard makes a stronger link between amor and dilectio, and
introduces use of the Song of Songs, to explain how worldly
love can develop into spiritual love. The author also considers
the evolution of the ideas about love of Peter Abelard, observing
that he draws on the same definition of Cicero in the Sic et Non
and Theologia as underpins a rather crude attempt to define
love in the Epistolae duorum amantium, which the author of
the article thinks to be a record of the early letters of Abelard
and Héloise. Whereas Abelard always contrasts worldly and
spiritual love, the effort of Héloise to connect amor and dilectio
parallels that of Bernard."
10. ———. 2006. "Faith as 'existimatio rerum non apparentium':
Intellect, Imagination and Faith in the Philosophy of Peter
Abelard." In Intellect et imagination dans la philosophie
médiévale / Intellect and imagination in medieval philosophy
/ Intelecto e imaginação na filosofia medieval / Actes du XIe
Congrès international de philosophie médiévale de la Société
É
internationale pour l'Étude de la philosophie médiévale
(S.I.E.P.M.): Porto, du 26 au 31 août 2002. Vol. 2, edited by
Pacheco, Maria Cândida and Meirinhos, José F., 915–926.
Turnhout: Brepols.
"At the outset of the Theologia ‘Scholarium ’ Peter Abelard
introduces a definition of faith that some of his contemporaries
found rather alarming: «Faith is estimation (existimatio) of
things that do not appear, that not apparent to the bodily
senses»(1).
(...)
"Faith, at least in a Christian context, is often considered to lie
outside the realm of philosophical enquiry. The originality of
Abelard’s definition is not examined by John Marenbon, in his
otherwise very helpful analysis of the philosophy of Peter
Abelard, in which he argues that there is a significant rupture
between his critique of ontological realism in logic, dominant in
the earlier part of his career, and the ethical interests that
underpin his theological writings, composed after he became a
monk at Saint-Denis in 1117/18(3). I would argue, however,
that his logic is concerned not so much with ontology as with
analysis of discourse, in particular with the theory of argument,
and that he considered his reflection on language to be in
complete continuity with his analysis of theological discourse.
Abelard’s understanding of fides encapsulates the fundamental
continuum between his logic and his theology." (pp. 915-916)
(1) Theologia ‘Scholarium’ [TSch] 1.1, E.-M. Buytaert and CJ.
Mews (eds.), Corpus Christianorum Continuatio Mediaeualis
[CCCM] 13, Tumhout 1987, p. 318.
(3) J. Marenbon, The philosophy of Peter Abelard, Cambridge,
Cambridge University Press, 1997.
11. ———. 2009. "William of Champeaux, Abelard, and Hugh of
Saint-Victor: Platonism, theology, and Scripture in early
twelfth-century France." In Bibel und Exegese in der Abtei
Saint-Victor zu Paris: Form und Funktion eines Grundtextes
im europäischen Rahmen, edited by Berndt, Rainer, 131–163.
Münster: Aschendorff.
12. ———. 2011. "Bernard of Clairvaux and Peter Abelard." In A
Companion to Bernard of Clairvaux, edited by McGuire, Brian
Patrick, 133–168. Leiden Brill.
"The hostility that Bernard manifested towards Abelard in the
years 1140/41 cannot be disassociated from political tensions
first manifest in the early 12th century with the rise to influence
of Abelard’s patron, Stephen de Garlande (d. c.1147),
archdeacon of Paris from around 1095 and royal chancellor for
much of the reign of Louis VI (1108–37).
It was through Stephen’s help that Abelard set up his own
school at Melun and then Corbeil (probably c.1104–07), before
retreating to his home region on the border of Brittany and
Anjou, “to recover from overwork.”(7) Abelard’s decision to
start teaching outside of Paris coincided with the rise to
influence of a new bishop, Galo (previously successor to Ivo of
Chartres as provost of Saint Quentin, Beauvais), and the
promotion of William of Champeaux, sometime between 1103
and 1107, from teacher at the cathedral school to a canon of the
cathedral chapter and one of its three archdeacons. As
archdeacon in Paris, not replaced until 1112, William became
increasingly involved in the cause of implementing
ecclesiastical reform at a moment that Stephen de Garlande’s
influence was in temporary abeyance. This was the cause to
which Bernard was committed when he and thirty-odd
companions decided to join a new monastic community at
Cîteaux in 1112." (p. 136)
(7) The key influence of Stephen of Garlande in the evolution of
Abelard’s career was documented by Robert-Henri Bautier,
“Paris au temps d’Abélard,” in Abélard en son temps, ed. Jean
Jolivet (Paris, 1981), pp. 21–77.(,,,)
13. ———. 2013. "Patristic notions of «caritas» in the writings of
Abelard and Heloise and their contemporaries." In Les
receptions des Pères de l'Église au Moyen Age. Le devenir de la
tradilion ecclésiale, edited by Berndt, Rainer and Fédou,
Michel, 689–706. Münster: Aschendorff.
"Love can be understood in many different ways. Augustine
defined caritas in consciously theological terms in the De
doctrina Christiana, as a movement of the spirit to enjoy God
for his own sake and one’s neighbour for the sake of God.(1) By
contrast, Abelard’s mature understanding of love in the
Theologia ‘Scholarium’ suggests that he preferred a definition
shaped more by Ciceronian ideals of friendship. In this paper, I
explore the evolution of Abelard’s understanding of love in
relation to that of the Fathers, and the possible influence on
him of his contemporaries, in particular of Heloise. A number
of distinguished scholars have commented on the possible
impact of her ideas, including Matthias Perkams in an excellent
monograph on the notion of love in Abelard’s theological
system. This study offers a further reflection on this theme
explored not just through his theological teaching, but through
his early exchanges with Heloise as well as in the thinking of
some of their contemporaries.(2)" (p. 689)
(1) Augustinus De doctrina Christiana, 3, 10, p. 89 : “Caritatem
uoco motum animi ad fruendum deo propter ipsum et se atque
proximo propter deum; cupiditatem autem motum animi ad
fruendum se et proximo et quolibet corpore non propter
deum.”
(2) Gilson 1934, p. 183–189; Marenbon 1997, p. 300; Perkams
2001, p. 267–268.
References
Etienne Gilson, La théologie mystique de Saint Bernard, Paris
1934.
John Marenbon, The Philosophy of Peter Abelard, Cambridge
1997.
Matthias Perkams, Liebe als Zentralbegriff der Ethik nach
Peter Abaelard (BGPhThMA. NF 58), Münster 2001.
14. ———. 2014. "Abelard and His Contemporaries on Faith: From
the "Sic et non" to the "Theologia Scholarium" and Beyond " In
Fides Virtus: The Virtue of Faith from the Twelfth to the Early
Sixteenth Century edited by Forlivesi, Marco, Quinto, Riccardo
and Vecchio, Silvana, 137–150. Münster: Aschendorff.
15. ———. 2019. "Peter Abelard, Anselm of Havelberg, and
Nicholas of Cusa. Sources of an Ecumenical Tradition." In
Inventing Modernity in Medieval European Thought, ca.
1100–ca. 1550, edited by Nedermann, Cary J. and Koch,
Bettina, 155–170. Berlin: de Gruyter.
"Nicholas of Cusa never identifies by name Abelard, Thierry of
Chartres or Anselm of Havelberg in his writing. Nonetheless,
each of these three figures of the twelfth century offered ideas
to Nicholas of Cusa quite different from the most widely copied
theologian of the twelfth century, namely Peter Lombard. As is
evident from the contents of the library at Cusa (of which
Abelard’s Theologia was originally part), Nicholas was aware of
the diversity of medieval thought, in particular of the twelfth
century, to a much greater degree than most of his
contemporaries. Yet Nicholas was also influenced by later
writers, such as Ramon Lull and Meister Eckhart, that I have
not touched on here. The originality of Nicholas is such that his
ideas cannot be traced back to any single literary source.
Nonetheless, this little glimpse into one corner of his library
enables us to see that he was always fascinated by how other
writers handled the same problems of diversity and concord
with which he was engaged." (pp. 165-166)
16. ———. 2020. "Imagining Heloise as Abbess of the Paraclete."
Journal of Religious History no. 44:422–442.
Abstract: "This article argues that traditional presentations of
Heloise focus on her image as a heroine of love rather than
giving sufficient attention to her status as abbess of the
Paraclete. In particular, there has been unjustified neglect of
the final dossier in her exchange, known as the Institutiones
nostre, written in response to Peter Abelard's Institutio, or Rule
for the Paraclete. These observances were formulated to
establish uniform practices at both the Paraclete and its first
daughter-house at Trainel, dedicated to Mary Magdalen. This
neglect of Heloise's role as an abbess encouraged a tendency in
the late seventeenth and eighteenth centuries to focus on
themes of erotic rather than religious longing, as well as a
subsequent tendency to question the authenticity of the letters
of Heloise, without full appreciation of her role as abbess of the
Paraclete. A translation of the Institutiones nostre is included
as an appendix."
17. Mews, Constant J., and Perry, Micha J. 2011. "Peter Abelard,
Heloise and Jewish Biblical Exegesis in the Twelfth Century."
Journal of Ecclesiastical History no. 62:3–19.
Abstract: "This paper revisits the question of the influence of
Jewish biblical exegesis on Christian scholars in twelfth-
century France, by focusing in particular on Abelard’s response
to a question of Heloise in her Problemata about questions
raised by 1 Samuel ii.35–6 (=1 Regum ii.35–6) concerning ‘ the
faithful priest ’ prophesied as Eli’s successor, the meaning of ‘
will walk before my anointed ’ and the nature of the offering his
household should make. Abelard’s discussion of the views of an
unnamed Jewish scholar illustrates a consistent movement
evident in the late eleventh and twelfth centuries for certain
Christian exegetes to approach Jewish scholars to resolve
problems posed by the text of the Old Testament. While the
passage in 1 Samuel was traditionally interpreted in a
Christocentric fashion, Heloise implicitly supports a more
historical reading of the text in the question she puts to
Abelard. The Jewish scholar’s interpretation reported by
Abelard is very close to that of Rashi’s twelfth-century
disciples."
18. Mews, Constant J., and Posa, Carmel. 2015. "Heloise's
engagement with the Bible: A continuing journey." In The Bible
and Women: An Encyclopaedia of Exegesis and Cultural
History: Middle Ages and the Early Modern Era; Volume 6.2:
The High Middle Ages, edited by Borresen, Kari Elisabeth and
Valerio, Adriana, 127–147. Atlanta: SBL Press.
19. Moos, Peter von. 2003. "Literary Aesthetics in the Latin Middle
Ages: The Rhetorical Theology of Peter Abelard." In Rhetoric
and Renewal in the Latin West 1100-1540. Essays in Honour
of John O. Ward, edited by Mews, Constant J., Nederman, Cary
J. and Thomson, Rodney M., 81–98. Turnhout: Brepols.
"Abelard was also convinced that the study of philosophy led
naturally to philosophical reflection on the subject matter of
religious faith. His Theologia provided the sacred counterpart
to what he had attempted in his Dialectica, a systematic
treatise worthy of standing beside any writing by Augustine or
Boethius.
He emphasized that the propositions of the Church Fathers had
to be examined like any rhetorical argument, as expressions of
opinion, formulated through human imagination and intellect,
rather than as dialectical statements that were either true or
false. Again, Abelard’s intellectual ambitions outstripped his
capacity to complete the books that he promised his readers.
While writing his commentary on Romans, he reserved some
matters to ‘our Ethica’, also called Scito teipsum or ‘Know
thyself in the manuscript tradition.(91) We have no idea
whether his promise within his commentary on Romans to
consider certain matters in a forthcoming Anthropologia,
perhaps a treatise on the redemption paralleling the Theologia,
was ever fulfilled.(92)
Abelard’s planned Rhetorica was part of a much more
ambitious project, a set of independent treatises that
encompassed the spheres of both secular and sacred learning.
While he did not have the physical capacity or institutional
support to complete this ambitious project, he was very
interested in the philosophical foundations of all kinds of
argument. Understanding these principles deepened his grasp
of the writings of St Paul." (p. 53)
(91) Comm. Rom., II and IV, pp. 126 and 306; Peter Abelard,
Ethics, ed. by David E. Luscombe (Oxford: Clarendon Press,
1971); this latter work has been edited afresh by Rainer Ilgner
under the title, Scito te ipsum, CCCM, 190 (Tumhout: Brepols,
2001). At the outset of Book il (of which only the beginning
survives), Abelard refers to Book i as ‘Superior Ethice nostre
libellus’, Luscombe, p. 128, and Iligner, p. 85.
(92) Comm. Rom., Ill, p. 215; this may also be the same as ‘our
Tropologia’ referred to in Comm. Rom., ii, p. 118; Abelard
promised to write about the incarnation of the Word in
Theologia Christiana, I. 129, p. 128 and Theologia Scholarium,
I. 192, p. 401.
20. Muckle, Joseph Thomas. 1955. "The Letter of Heloise on
Religious Life and Abelard's First Reply." Mediaeval Studies
no. 17:240–281.
"I have numbered these letters, V and VI. The text of the first
four letters was published in Mediaeval Studies, (XV) 1953. I
also included there the text of the introduction of the first of the
letters which follow since it is of a personal character. In her
letter Heloise sets forth with some digressions the incongruities
of the Rule of St. Benedict when applied to women, and asks
Abelard to compose an adaptation of that rule for nuns. She
also asks Abelard to write for her and for her community a
history of religious life of women. In letter VI(1) Abelard sets
forth to answer the second request. In it he would trace
religious life of women back to Apostolic times. He displays no
knowledge of the rise of organized religious communities of
women in the East in the fourth century.
Abelard was a better dialectician than historian." (p. 240)
(1) A text of the Regula sanctimonialium, Abelard's second
reply, edited by T. P. McLaughlin C.S.B., will be published in
Mediaeval Studies, XVIII (1956) [pp. 241-292].
21. Murray, Albert Victor. 1967. Abelard and St. Bernard: A Study
in Twelfth Century 'Modernism'. Manchester: Manchester
University Press.
"Abelard was no apostle of pure reason; neither St Bernard nor
Mr Joseph McCabe was right in thinking of him in that way.
He knew that reason could not do everything, that faith was the
basis of rational inquiry just as much as it was the subject of it,
and that ultimately omnia exeunt in mysterium. This too was
Bernard’s belief, but whereas Bernard lived in a world in which
mystery was all around us and was a transcendence of human
knowledge and experience, to Abelard mystery was, as it were,
a territory in which as yet reason had obtained no foothold.
Accordingly, where Abelard felt baffled, Bernard felt exalted.
Moreover, to Bernard God was from time to time breaking
through this mystery and revealing Himself afresh in acts of
grace by which men were converted and kept in the faith. To
Abelard God had only to be apprehended by the human will in
order that the man himself may be drawn to Him by love. It is
here where the real difference arises between them.
(...)
Yet when Bernard said of Christ ‘Did he teach righteousness
and not bestow it, did He exhibit love and not inspire it’ he
showed one aspect of this difference, and he showed another
when he said ‘it is one thing to follow Jesus, another to hold
Him, and another to feed on Him’. It is the difference between
the position of the man who believes that God seeks him as
much as and more than he seeks God, and delivers him from
sin, and that of the man who believes simply that the highest
goal of life is to seek after God if haply he might find Him. It is
no question of heresy, for both positions are Christian, but one
of them contains the other. And this issue between an
experience of God which is incomplete because too subjective,
and an experience of God which is more than we can ask or
think or deserve, is an issue of the twentieth century no less
than of the twelfth." (pp. 162-163)
22. Nielsen, Lauge Olaf. 1982. Theology and Philosophy in the
Twelfth Century: A Study of Gilbert Porreta’s Thinking.
Leiden: Brill.
Part Two: The Theological Expositions of the Doctrine of the
Incarnation during the Period 1130-1180; Peter Abelard and
His School, pp. 214-242.
"In the work of the third of the great theological teachers to be
found in Paris in the 1130s, Peter Abelard, the doctrine of the
Incarnation is likewise dealt with.
But where both Gilbert [of Poitiers] and Hugh [of St. Victor]
provide a broad and comprehensive exposition, Abelard’s
formulation of the theory of the Incarnation consists in the
main of fragmentary passages and short sketches, which,
though suggesting wider issues, seldom draw the consequences
of the fundamental points raised.
It is therefore necessary on the one hand to avoid the error of
reading the systematized doctrine of the Incarnation of the
Abelard school into the master’s often somewhat indeterminate
explanations, while on the other hand it is just as necessary to
emphasize the passages in Abelard which at once comprise
what is characteristic of him and explain why the doctrine of
the Incarnation assumed a very definite character in his
school." (p 214)
23. ———. 2001. "Peter Abelard and Gilbert of Poitiers." In The
Medieval Theologians, edited by Evans, G. R., 102–128.
Malden: Blackwell.
"In the following the lives and the literary remains of the two
theologians will be outlined. After this, some of the main
features in the two theologians' works will be presented. In
view of the very different natures of their writings and the
complexity of their thought it is not particularly meaningful to
simply compare their divergent opinions on various issues of
importance in theology; this would inevitably result in a rather
shallow picture. Abelard's theology developed over a period of
twenty years, and the detailed charting of this development is
still outstanding.(4) Nonetheless, Abelard's method in theology
and the overriding direction of his thought are clearly visible
already in his first work of theology. Accordingly, an attempt
will be made to track the main line of argument in this work.
them." (p. 103)
(...)
"Assessment of Abelard)s exposition
Abelard's Theologia «Summi Boni» reads like a single
continuous argument even though it is true that the author
digresses and repeats himself on more than one occasion. On
the surface its goal is a fairly modest one, viz., to investigate the
meaning of God's personal names. However, seen against the
background of Abelard's conception of man's cognition of God
and the nature of theology, the task Abelard sets himself in the
Theologia «Summi Boni» takes on importance.
Human language reflects created reality and is badly suited to
talk about God; for this reason, an indispensable part of
theology consists in unravelling the import of statements about
God, and this can be accomplished solely by way of linguistic
analysis. In short, Abelard's Theologia «Summi Boni» is
intended as a model of genuine theology that is not limited to
merely repeating the formulas of tradition but attempts to elicit
their true meaning and thus to make the faithful understand
what they believe." (p. 114)
(4) Abelard's Theologia occupied him for the last twenty years
of his life. Though much of the groundwork has been laid by
Mews (198Sa), (1987a), and (1987b), a detailed interpretation
of the intellectual development reflected in the various
"redactions" of Abelard's Theologia has not been undertaken
yet.
Obviously, this is not the place to try to fill this gap, and it must
be granted that a presentation of Abelard's theology based
onlyon the first version of the work cannot do full justice to his
thought.
References
Abelard, Peter (1987a), Opera Theologica, vol. 3, cds. E. M.
Buytaert and C. J. Mews. Corpus Christianorum, Continuatio
MediaevaJis, vol. 13. Turnhout.
Mews, C. 1. (1985a), "Peter Abelard's (Theologia Christiana)
and (Theologia 'Scholarium') Reexamined." Recherches de
théologie ancienne et médiévale, tom. 52, Louvain, pp. 109-58.
Mews, C. J. (1987a), "Petri Abaelardi Theologia 'Summi Boni'.
Introduction," in Abelard (1987a), pp. 15-81.
Mews, C. J. (1987b), "Petri Abaelardi Theologia 'Scholarium'.
Introduction," in Abelard (1987a), pp. 203-308.
24. Otten, Willemien. 1997. "The Bible and the Self in Medieval
Autobiography: Otloh of St. Emmeram ( 1010-1070) and Peter
Abelard ( 1079-1142)." In The Whole and Divided Self: The
Bible and Theological Anthropology, edited by McCarthy, John
and Aune, David E. New York: Crossroad.
25. ———. 2002. "Fortune or failure: The problem of grace, free
will, and providence in Peter Abelard." Augustiniana no.
52:353–372.
Reprinted as Chapter Five in W. Otten, From Paradise to
Paradigm: A Study of Twelfth-Century Humanism, Leiden:
Brlll 2004, pp.182-214.
"To us it may seem odd that a logical mind like Abelard’s would
stoop to such a leap of faith. But perhaps we should turn this
around and conclude that new games like speculative grammar
and other experiments in medieval logic could ultimately only
be played because they somehow were still part of a larger
picture, the picture of remembering paradise. It fell specifically
to Peter Abelard, so it seems, that when the contours of
paradise began to fade, the parameters be drawn up for a new
language, one which accepted its flaws as ‘given’ but not
thereby ‘definitive’, as the hope for divine help in achieving
humanity’s moral and intellectual improvement never left him,
but increasingly inspired him to the point of complete
resignation.
Somewhere in this space between ‘given’ and ‘definitive’
Abelard seems to have situated his own project. That it would
soon be interpreted as scientific and hence ‘definitive’, is more
an error of historical judgment than that it represents a factual
situation, veiling Abelard’s intent to the point of lifting him out
of his twelfth-century context. A mind too great for his
surroundings, he is seen as neither monk nor scholastic. With
both verdicts simultaneously true and untrue, it is evident that
a fundamental ambiguity characterizes him and his age.
Complementing recent studies of Peter Abelard by Michael
Clanchy and John Marenbon, the two chapters devoted to him
here have only meant to put him back in the context where he
belongs." (p. 214)
26. ———. 2004. From Paradise to Paradigm: A Study of Twelfth-
Century Humanism. Leiden: Brill.
Chapter Four: Opening the Mind: Peter Abelard and the
Makeover of Traditional Theology, pp. 129-181.
27. ———. 2007. "The Poetics of Biblical Tragedy in Abelard’s
Planctus." In Poetry and Exegesis in Premodern Latin
Christianity: The Encounter between Classical and Christian
Strategies of Interpretation, edited by Otten, Willemien and
Pollmann, Karla, 245–261. Leiden: Brill.
"What then is the point that he is trying to make in these
laments?
As it is impossible to discuss them all individually, I see as my
main task in the remainder of this essay to find out whether
their complete cycle reflects the precise elaboration of one
overall exegetical program
or forms an incidental collage of lyrical elegies. Whatever the
final outcome of my reflection on these plaints, it is clear that
despite and underneath their dramatic appeal, Abelard displays
a great deal of emotional distance in them as the joint result of
rhetorical skill alongside a controlled dosage of exegetical
information. Rather than reading them as subjective outcries of
an emotional nature, therefore, we may want to study how
Abelard carefully balances his exegetical and his dramatic
interests, as it is in their poetic combination that his
contribution lies." (p. 253)
28. Perkams, Matthias. 2003. "Divine Omnipotence and Moral
Theory in Abelard's Theology." Mediaeval Studies no. 65:99–
116.
"One of the most provocative theses of Peter Abelard's theology
is the assumption that God cannot act otherwise than he does.
This thesis has been frequently discussed in recent scholarship,
especially in connection with Abelard's theory of modalities and
his views on predestination, both of which he discusses while
developing his thoughts about God's action. The best treatment
of the questions at hand is presented by John Marenbon in The
Philosophy of Peter Abelard, the first really comprehensive
book on the whole of Abelard's philosophical thought.(1) The
present article is an attempt to address the problem from
another point of view. It deals with the theological and
anthropological presuppositions which led Abelard to develop
such a bold theory regarding the restriction of God's
omnipotence.
On the basis of a close reading of Abelard's texts, I have found
that a certain set of presuppositions-the first formulations of
which already appear in many cases in his logical works-
underlies the whole of his thought. These fundamental
assumptions deeply influence Abelard's views on very different
topics. Knowing them is often necessary in order to understand
the genesis of the often remarkable theories our philosopher
propounds, and such knowledge offers an ideal starting point
for the correct interpretation of many of his central themes."
(pp. 99-100)
(1) John Marenbon, The Philosophy of Peter Abelard
(Cambridge, 1997), 233-50; cf also Stephen F. Brown, "Abelard
and the Medieval Origins of the Distinction between God's
Absolute and Ordained Power," in "Ad litteram ":
Authoritative Texts and Their Medieval Readers, ed. Mark D.
Jordan and Kent Emery, Jr., Notre Dame Conferences in
Medieval Studies 3 (Notre Dame and London, 1992), 199-215;
Marcia L. Colish, "Peter Lombard and Abelard: The Opinio
Nominalium and Divine Transcendence," Vivarium 30 (1992):
139-56; Hermann Weidemann, "Modalitat und Konsequenz:
Zur logischen Struktur eines theologischen Arguments in Peter
Abaelards Dialectica," in Argumentationstheorie:
Scholastische Forschungen zu den logischen und semantischen
Regeln korrekten Folgerns, ed. Klaus Jacobi, Studien und
Texte zur Geistesgeschichte des Mittelalters 38 (Leiden and
Cologne, 1993), 695-705.
29. ———. 2005. "The Origins of the Trinitarian Attributes
Potentia, Sapientia, Benignitas." Archa Verbi. Yearbook for
the Study of Medieval Theology no. 1:23–39.
"One major theme in 12th-century theological literature is the
discussion about the extent to which the Trinity can be
understood by human reason. A crucial point is the explanation
of the Trinity with the help of an image taken from the
perfection of God’s activity as creator of the world. This had a
vast influence on the medieval discussion of Trinitarian
theology: the three persons of the Trinity are compared to
God’s omnipotence, wisdom and benignity or goodness
respectively (potentia, sapientia, benignitas or bonitas in the
most usual terminology(2). This triad of concepts can be traced
back to Middle Platonic philosophical discussions and was first
used in a Christian context by Irenaeus of Lyon, who quotes it
as δύναμις, σοφία, γαθότης(3). It is, however, a difficult
question, by what route the formula found its way to the
medieval discussions about the Trinity: the three concepts
cannot be derived directly from Irenaeus, because in the Latin
translation of his work they are rendered as virtus, sapientia,
bonitas. They are not found either, as one triad, in Augustine’s
Trinitarian theology, which was the main source for the
medieval discussion on this topic. It is hard to explain, then,
why the triad appears, in the form potentia, sapientia,
benignitas, around 1120 in the works of two leading
theologians of this time: in Peter Abelard’s Theologia ‘Summi
Boni’ and in Hugh of Saint Victor’s De tribus diebus.(4)
Because neither of these contemporaries cites the other, it is
not clear who was the first to introduce potentia, sapientia,
benignitas in the Trinitarian context in which it became so
important in the later tradition." (p. 23)
(2) On the variable terminology of Hugh cf. Poirel 2002, pp.
327–343; Abelard is generally more consistent, but he can also
use caritas instead of bonitas or benignitas regarding the Holy
Spirit, e.g. Tsum 1, 17, p. 92, 160f.
(3) Irenaeus Adversus haereses 4,38, 3; Whittaker 1987, pp.
282–287
(4) Tsum 1, 1–5, p. 86–88; Hugo trib. dieb. 1, pp. 4–6; with
explicit regard to the Trinity: ibid. 25, p. 64, 1131f.; 27, pp. 69f.
References
Dominique Poirel: Livre de la nature et débat trinitaire au
XIIe siècle. Le De tribus diebus de Hugues de Saint Victor
(Bibliotheca Victorina 14), Turnhout 2002.
30. ———. 2006. "The Trinity and the Human Mind: Analogies in
Augustine and Peter Abelard." In Intellect et imagination dans
la philosophie médiévale / Intellect and imagination in
medieval philosophy / Intelecto e imaginação na filosofia
medieval / Actes du XIe Congrès international de philosophie
É
médiévale de la Société internationale pour l'Étude de la
philosophie médiévale (S.I.E.P.M.): Porto, du 26 au 31 août
2002. Vol. 2, edited by Pacheco, Maria Cândida and Meirinhos,
José F., 903–913. Turnhout: Brepols.
"As is well known, one of the major topics of Augustine’s De
trinitate is a philosophical analysis of the human mind, the aim
of which is to make intelligible the Christian doctrine of the
Trinity. Hence books VIII to XIV are concerned with the search
for triadic structures, which can be detected in reflection on the
human soul, and which should help man to believe and to
imagine the Trinitarian structure of the divine being.
The aim of the present paper is to compare this Augustinian
discussion with the images Peter Abelard uses in his
explanation of the Trinity." (p. 903)
(...)
"In the first part of what follows, I shall sketch briefly the
Augustinian comparison between the human and the divine
mind. Then I shall give an account of Abelard’s argumentation
concerning this topic; finally, I will give an overview of the
differences in terminology and in the methodological role of the
analogies in both authors, and I will try to explain the historical
and systematic reasons which moved them to take their
different positions." (p. 904)
31. Pernoud, Régine. 1973. Heloise and Abelard. New York: Stein
and Day.
Translated from French by Peter Wiles.
"The Abelard who emerges from the Letter to a Friend must
have been exceptionally hard to get on with. He seems to have
been entirely lacking in empathy and to have shown no concern
for others - except perhaps his pupils, but here he was swayed
by vanity and the desire to strengthen his hold over them. It is
extraordinary that he should have been thrown into contact
with such an extreme ‘temperamental opposite’ as Peter the
Venerable, and even more extraordinary that it was Peter who -
quite literally, by publicly absolving him after death - had the
last word.
By the time the two met, however, Abelard had undergone an
inner change which opened his heart to Peter’s loving kindness
and enabled him to feel its benefits to a degree which would
have been wholly impossible at the time of Peter’s earlier
approach, soon after the Council of Soissons. But for the
ordeals which he had suffered in the intervening years he would
never have assented to the reconciliation with himself and
others which Peter urged upon him." (p. 224)
32. Quinn, Philip L. 1993. "Abelard on Atonement: "Nothing
Unintelligible, Arbitrary, Illogical, or Immoral about It." In
Reasoned Faith: Essays in Philosophical Theology in Honor of
Norman Kretzmann, edited by Stump, Eleonore, 281–300.
Ithaca: Cornell University Press.
"My conclusion is that an account along the Abelardian lines I
have been laying out shows a lot of promise of enriching our
understanding of the mystery of the Atonement. Part of that
promise stems from the fact that such an account's emphasis on
the inward transformation of sinners would be in tune with the
modern inclination to explain the Atonement largely in terms
of its psychological effects. Another part derives from the fact
that such an account would, by virtue of highlighting the
efficacy of the Atonement in improving the characters of
sinners, be better balanced than satisfaction-theoretic rivals,
such as those proposed by Anselm and Aquinas, which are
dominated by legalistic concerns with paying debts of honor or
punishment. It is not merely that, as Gunton suggests, we
should not deny the subjective implications or psychological
consequences of the Atonement. I would urge that we must in
an Abelardian spirit acknowledge that the transformation of the
sinful human subject wrought in large part by divine love
channeled to us through Christ is the most important purpose
the Atonement serves. Abelard's legacy is that this motif should
dominate our thinking when we reflect on the benefits
graciously made available to us through Christ's life, suffering,
and death." (p. 300, a note omitted)
References
Colin E. Gunton, The Actuality of Atonement (Grand Rapids,
Mich.: William B. Eerdmans, 1989).
33. Reasoner, Mark. 2005. Romans in Full Circle: A History of
Interpretation Louisville: Westminster John Knox Press.
Abelard, pp. 27-29,
"Abelard’s actual commentary on 3:21—26 moves efficiently
over the main questions this locus raises." (p. 27)
(...)
"Abelard’s solution is that Christ exemplifies God’s love for us.
Note the language of pedagogy in the long thesis sentence (60
words in Abelard’s text) of his “Solution” to the riddle of the
atonement: “By this we have been justified by the blood of
Christ and reconciled to God, that through this singular grace it
was shown to us that his son took our nature and in it while
instructing us as much by word as by example he endured to
death, binding us more through love to himself, so that by such
a favor, enlightened by divine grace, true love shrinks back and
no longer submits to one’s own concerns.“(43) When focusing
on the difficult question of how Christ’s death makes us
righteous, Abelard thus finds the ransom, expiation, and
redemption models inadequate and introduces Christ's death as
the supreme example for humanity. The binding love that
arises out of Christ’s supreme example of obedience is
Abelard’s extension of Augustine's doctrine of faith working
through love, now emphasized in such a radical way that the
forensic and sacramental dimensions of justification are
eliminated.(44)" (p. 29)
(43) Abelard, Expositio at 3:26 (Peppermüller 288.18—25).
(44) Carlson, Justification, 47-48.
References
Abelard, Expositio in Epistolam ad Romanos, ed. and trans.
Rolf Peppermüller, Fontes Christiani 26/1 (Freiburg im
Breisgau: Herder, 2000),
Charles P. Carlson Jr., Justification in Earlier Medieval
Theology (The Hague: Nijhoff, 1975).
34. Reynolds, P. L. 1992. "The Essence, Power and Presence of
God: Fragments of the History of An Idea, From
Neopythagoreanism to Peter Abelard." In From Athens to
Chartres: Neoplatonism and Medieval Thought, Studies in
Honour of Edouard Jeauneau, edited by Westra, Hijo Jan,
351–380. Leiden: Brill.
On Abelard see p. 367-379.
35. Schepers, Kees. 2017. "Abelard's Exegesis of the Song of Songs
in his Second Letter to Heloise." The Journal of Medieval Latin
no. 27:107–132.
Abstract: "In this paper I am making the argument that the
brief excursus on the Song of Songs in Abelard’s second letter
to Heloise (the fifth in the Correspondence) contains exegesis
of a few phrases of this biblical book that is so far out of the
ordinary that it cannot be taken seriously and was not intended
to be. This argument is based on the following observations: the
lines presented as being from the Song of Songs are not really
biblical verses; no remotely comparable exegesis of these
phrases exists in earlier and contemporaneous exegesis; the
literal interpretation that Abelard applies besides an allegorical
reading was expressly forbidden by authorities both old and
new; and finally Abelard’s alleged exegesis conflicts absolutely
with his own exegesis of the same elements in authenticated
works."
36. Schildgen, Brenda Deen. 2007. "Female Monasticism in the
Twelfth Century: Peter Abelard, Heloise, and Paul's Letter to
the Romans." In Medieval Readings of Romans, edited by
Campbell, William S., Hawkins, Peter S. and Schildgen, Brenda
Deen, 58–69. New York: T&T Clark International.
"Introduction
Abelard's Commentary on the Letter of Paul to the Romans,
dated between 1133 and I 139, only a few years before his death
c. 1142, represents the philosopher's mature work.
The approach adopted in this essay This essay, rather than
probing the central argument of the commentary, will discuss
Abelard and Heloise's use of Paul's Letter in the
correspondence regarding the Rule for nuns that Heloise
requested and Abelard then developed. Like Heloise in her
third letter to Abelard, where she substantially refers to
Romans, Abelard also uses Paul to analyze the meaning of Law
to the rules that govern nuns. The letters followed the Historia
Calamitatum (1132), with the correspondence dated two to
three years afterward (Muckle 1953, 48). Both the Commentary
on the Letter of Paul to the Romans and the letters thus were
written during approximately the same period." (p 58)
References
Muckle C.S.B., J. T. (ed.) 1953. "The Personal Letters between
Abelard and Heloise." Mediaeval Studies 15: 48-67.
37. Schrock, Chad. 2010. "The proportion of his purpose: Peter
Abelard's Historia calamitatum as sacred history." Archives
d'histoire doctrinale et littéraire du Moyen Age no. 77:29–46.
Abstract: "The narrative of the Historia calamitatum depends
at a thematic level on a logical proportion that Peter Abelard
announces at the beginning of his letter of consolation. Abelard
proposes that the troubles suffered by the unknown reader of
his letter are to Abelard's troubles as Abelard's troubles are to
those of Christ and the Church Fathers. The distance between
each term in this proposition measures in effect the consolation
available to the sufferer."
38. Siekawitch, Larry. 2007–2008. "The Evolution of the Doctrine
of the Atonement In the Medieval Church. Anselm, Abelard,
and Aquinas." McMaster Journal of Theology and Ministry no.
9:3–30.
"Abelard held to several theories of the atonement. He was not
completely clear on the intricacies, but seemed to embrace a
penal substitutionary version of satisfaction along with an im-
parted righteousness or sanctification. His unique contribution,
the exemplarist theory, had an objective and subjective com-
ponent. Objectively he believed God’s love was imparted to the
soul when faith was expressed. His understanding of
“impartation” seemed to include the idea of imputation, though
he never used this terminology. Subjectively the believer would
see the love of Christ in a new way, which compelled him or her
to live out this love that was imparted. He held to a mystical
union or reconciliation that somehow infuses God’s love and
en-courages love to grow in the believer’s heart. He also
accepted the ransom theory, in which Christ’s death defeated
the devil and freed the believer from the slavery of sin." (p. 17)
39. Stammberger, Ralf M. W. . 2002. ""De longe ueritas uidetur
diuersa iudicia Parit": Hugh of Saint Victor and Peter Abelard."
Revista Portuguesa de Filosofia no. 58:65–92.
Abstract: "The relations of William of Champeau.x, who began
the founding of the abbey of Saint Victor in Paris, and Peter
Abelard are known from the Historia calamitatum which the
peripateticus palatinus wrote years after the event. We have no
historical report that Abelard ever met Hugh of Saint Victor but
already their contemporaries brought together their works in
the manuscripts into which they copied them. A detailed
analysis of their writings reveals that they had much more in
common than is generally believed. They both use the terms
'potentia', 'sapientia' and 'benignitas' to refer to the three
persons of the Trinity, and together with Walter of Mortagne
they both deal with the wisdom ('sapientia' of the incarnated
sec ond person. Also, together with Bernard of Clairvaux they
discuss the necessity of baptism for salvation. All these
questions are linked to the question of universals for which
Abelard is a famous protagonist and the comparison reveals
that Hugh's position, to which we have only indirect access, is
quite close to Abelard's in its nominalist orientation but differs
because he has a different concept of how we achieve
knowledge about God.
Hugh also develops a special position - not to be found in other
authors of his day - on how words signify things in the Sacred
Scriptures."
40. Vidu, Adonis. 2014. Atonement, Law, and Justice: The Cross in
Historical and Cultural Contexts. Grand Rapids: Baker
Academic.
Peter Abelard (1079–1142), pp. 62-69.
"Both the dramatic theory and the satisfaction theory are
usually described in theology textbooks as objective
understandings of the atonement. The principal benefit of the
atonement consists in some good that obtains irrespective of its
appropriation by believers. Both describe the work of the
atonement as something that is complete and, while it does
need to be appropriated in the life of the believer, can be
defined without appeal to the latter’s subjectivity.
In Abelard we encounter a so-called subjective theory. One
should not take these distinctions too rigidly, however. The
designation is justified inasmuch as Abelard stresses the
example that Christ sets as well as his moral influence.
Yet objective elements are not entirely lacking in his thinking.
Indeed, there are several traditional elements present in his
work, and these should not be overlooked. Moreover, all of the
three theories discussed so far involve a transaction of sorts,
and this entails something complete made available for
reception. The dramatic theory presents a completed victory of
Christ, which needs to be appropriated by the believer; the
satisfaction theory adduces the merits of Christ, in which we
ought to participate; finally, the moral influence theory
presents the demonstrated love of Christ, with which we are to
be infused." (p. 62)
41. Waddell, Chrysogonus. 1980. "Peter Abelard as creator of
liturgical texts." In Petrus Abaelardus (1079-1142). Person,
Werk und Wirkung, edited by Thomas, Rudolf, 267–286. Trier:
Paulinus-Verlag.
"There is, however, at least one significant area of Master
Peter’s activity which has so far escaped scholarly scrutiny.
Abelard’s contributions to the liturgical life of the Abbey of the
Paraclete were many and signal. Of these contributions, only
the hymns have received much attention, and then almost
exclusively from a purely literary point of view. Even less
favored have been the sermons?. There is, however, ample
evidence
pointing to the existence of a body of abelardian liturgica more
considerable than anyone heretofore has surmised. True, much
of this material is not yet recoverable in the present stage of
research, and all that can be done in many instances is simply
to add new items to the list of Abelard’s lost works. For our
consolation, however, a modest amount of such material is
recoverable. The purpose of this article, then, is to draw
attention to Master Peter’s efforts in the field of liturgical
composition, and to provide something of a prolegomenon to
further research." (p. 267)
42. Wąsek, Damian. 2013. "The Role of Dialectics in Peter
Abelard’s Concept of Theology." In Logic in Theology, edited by
Brożek, Bartosz, Olszewski, Adam and Hohol, Mateusz, 139–
158. Kraków: Copernicus Center Press.
"The aim of this study is to present, on the basis of Abelard’s
works, the multidimensionality of the term ‘dialectics’, and in
consequence, the diversity of its possible applications in the
creation of the theological system, as well as dangers resulting
from an overemphasis on the role of dialectics in the field of
faith.
The problem can be best expressed as a question: To what
extent and in what dimensions – according to Abelard – can
dialectics help in pursuing theology? In order to find an answer
to the above question, I will outline the theological-
philosophical context of Abelard’s hought, define the notion of
dialectics itself and its theological implications in his concept
and point to certain limitations of dialectics as a tool to explore
the truths of faith." (p. 140)
(...)
"What are current tasks for logic at the point where it meets
theology?
To what extent and in what dimensions can these disciplines
cooperate? The analyses presented above bring to mind two
fields of cooperation that seem very important from the
theological point of view. The first of them is concern for the
credibility of Christianity.
In order for religion – treated as a system of truths – to be
credible, it must form a coherent system. Logic makes it
possible to expose contradictions and find ‘weak points’ of the
doctrine in terms of methodological cohesion. Dialogue with
modern atheism (especially that based on empirical sciences) is
the other field of cooperation between logic and theology.
Logical instruments can be used to test, in terms of logical
veracity, conclusions formed by atheists and their charges
against the revelation, as well as to specify the competence of
the secular sciences in the field of theology." (p. 158)
43. Wasek, Damian. 2016. "Between Similarity and Non-similarity.
The Nature of Theological Language in the Thought of Peter
Abelard." Theological Research no. 4:75–87.
Abstract: "The aim of this paper is to answer to the following
question: How should theological propositions, originating
from the language used to describe creatures, be understood so
as to avoid idolatry, that is reducing God to the category of
contingent entities?
Using the theory of similarities formulated by Peter Abelard, I
pointed out that the risk of committing theological errors
decreases when language formulas are treated as models, and
their meaning is understood in a figurative way.
Such an attitude enables us to acknowledge the fact that
language can be only partially adequate to the subject under
discussion, and makes us aware that we describe only one
aspect of a given theological phenomenon, as the chosen model
may not correspond to other aspects.
Such understanding of the theological language calls for a
constant reinterpretation of theological propositions. If images
used in theology are linked to the structure of the world, each
change in the scientific understanding of this structure brought
by empirical sciences, should lead to changes in the language
used by theology. Lack of such changes in the system of
religious beliefs will lead to a decrease in the credibility of
theology and push its truths towards the category of myths and
fables."
44. Weingart, Richard E. 1970. The Logic of Divine Love: A Critical
Analysis of Soteriology of Peter Abailard. Oxford: Clarendon
Press.
"Abailard’s understanding of the theme of man’s redemption
suggests the title: The Logic of Divine Love. Even though the
theocentricity ofhis exposition of the meaning of the cross has
generlly been slighted, his attention to the revelation of divine
love has been emphasized by numerous interpreters. This part
of the title is self-explanatory. The use of the term ‘logic’ is not.
Logic, derived from logos, indicates both the nature of the
thinking process in reflecting on various phenomena and also
the inherent structure of those phenomena themselves. In the
first sense logic is basic to Abailard’s legacy in the development
of scholastic methodology as rational, scientifically systematic,
exposition of the divine revelation. In the second sense logic
refers to that which enables reflection. Thus to speak of ‘the
logic of divine love’ is to signify the revelatory constitution of
God’s historical manifestation in Jesus Christ for the
redemption of man. For Abailard both senses of logic have a
christological axis. It is, therefore, incumbent on the Christian
theologian to be logical, because he is reflecting on God’s
manifestation in Jesus Christ, the Logos incarnate in human
history, as the concrete disclosure of the logic of divine love.
Abailard’s desire is to explicate this logic." (Preface, p. VIII)
(...)
"Since Abailard explicates the many facets of the New Testa¬
ment doctrine of the dignity of Christ’s person and his saving
work, he offers no ‘theory’ of the atonement. No one biblical
metaphor or concept is chosen as the basis for a scientifically
de¬ veloped explanation of the atonement; no one statement in
his writings can be designated as a presentation of his position
suffi¬ cient in itself. The passage in the second book of the
Expositio in Epistolam ad Romanos, cited by both opponent
and friend(1) as the one statement of the Abailardian theory, is
but a summary and fragmentary outline ofhis understanding of
Christ’s redemptive work. His exposition of the logic of divine
love revealed in the work of the incarnate Lord must be studied
in the framework of the themes developed throughout his
writings." (pp. 201-202)
(1) For example, see Jean Rivière, Le Dogme de la redemption
[au debut du moyen âge. Bibliothèque thomiste 19, Paris,
1934], pp. 113-14; Hastings Rashdall, The Idea of Atonement in
Christian Theology (London, 1919), pp. 358-60; Hippolyte
Gallerand, ‘La redemption dans les Merits d’Anselm et
d’Abelard’, Revue de lìhistoire des religions 92 (1925), 232-3.
45. Williams, Thomas. 2004. "Sin, Grace, and Redemption." In The
Cambridge Companion to Abelard, edited by Brower, Jeffrey
E. and Guilfoy, Kevin, 258–278. Cambridge: Cambridge
University Press.
"One must distinguish, however, between the doctrine of the
Atonement and theories of the Atonement. Where the doctrine
simply states that the Passion of Christ effects a reconciliation
between God and human beings, theories of the Atonement try
to explain how the Passion has such an effect. Various theories
of the Atonement have been put forward, and none has ever
received the kind of broad and enduring support that would
entitle it to be regarded as the orthodox view. Nevertheless,
some theories have better credentials than others, and Abelard
got himself in trouble by revising or denying some well-
credentialed twelfth-century views and – according to his
detractors, at least – embracing a most unsatisfactory
alternative.
The best place to look for Abelard’s theory of the Atonement is
in his Commentary on the Epistle of Paul to the Romans. The
Commentary consists of verse-by-verse exposition of the literal
sense of Romans, with frequent excursuses or quaestiones on
theological or exegetical issues raised by the text.(2)" (pp. 258-
259)
(2) See Buytaert 1969, vol. XI, 17–20, for a catalogue of the
quaestiones.
References
Buytaert, E. M. ed. 1969. Opera theologica. Corpus
Christianorum. Turnholt: Brepols.
46. Yamazaki, Hiroko. 2006. "Anselm and Abelard on Original
Sin." In Anselm and Abelard: Investigations and
juxtapositions, edited by Gasper, Giles and Kohlenberger,
Helmut, 172–178. Toronto: Pontifical Institute of Mediaeval
Studies.
"Conclusion
For Anselm, original sin is the absence of required original
justice. Original justice is given by God and if it is abandoned,
God is dishonored. Therefore, the honor of God is the criterion
for committing a sin. If order is violated, God is dishonored.
One is required to keep original justice, and ever since the first
parents’ sin God requires satisfaction from the sinner, because
human nature has incurred corruption. Corruption means
disorder.
Abelard emphasizes that consent, not action, is the criterion for
committing a sin. As a result, original sin, which is not
accompanied by the consent, is explained as punishment, not
sin.
Anselm’s understanding of original sin is characteristic of his
theology that the honor of God, keeping justice and the beauty
of order are connected with each other." (p. 178)
47. Yolles, Julian. 2014. "Divine Omnipotence and the Liberal Arts
in Peter Damian and Peter Abelard." In Rethinking Abelard: A
Collection of Critical Essays edited by Hellemans, Babette, 60–
83. Leiden: Brill.
Summary: "Any attempt to study Peter Abelard’s scholarly
identity vis-à-vis the liberal arts is fraught with difficulty due to
the complexity of his thought, the intricate ways in which he
reworks existing ideas and reacts against others, and the
haphazard survival of the works of his forbears and
contemporaries. One way to circumvent these issues is to take a
particularly well-documented line of argument in one of
Abelard’s works and to compare his methodology with that of
an intellectual before him. One such opportunity presents itself
par excellence in the analysis of what is called ‘divine
omnipotence’, that is the analysis by means of dialectic and
patristic authority of the problem of what it means for God to
be omnipotent, which takes place in the third book of Abelard’s
Theologia ‘scholarium’. This subject was put on the map as a
matter requiring careful analysis in an eleventh-century treatise
in the form of a letter by Peter Damian. It is for this reason that
Peter Damian will be the starting-point of our present
discussion—but a caveat must be made in doing so, however: in
comparing Peter Damian and Peter Abelard (and indeed any of
the later thinkers who will be discussed), one must keep in
mind that they were active in widely differing intellectual and
social environs, and that the comparative discussion is in no
way intended to suggest that the two are necessarily
commensurable.
In fact, it is the hope that the present discussion will bring out
both similarities and dissimilarities alike in a nuanced way in
order to get a better grip on the methodological idiosyncrasies
of these intellectuals, and on the cultural and intellectual
environments that shaped them. First, I intend to compare
Peter Damian and Peter Abelard’s approaches to the question
of divine omnipotence.
Second, it will be worthwhile to explore in brief the approaches
of the major theologians of the twelfth century on this matter,
to see whether either of the two intellectuals under discussion
had a significant impact on later treatments of this topic."
48. Zemler-Cizewski, Wanda. 1994. "From Metaphor to Theology:
Proprium and Translatum in Cicero, Augustine, Eriugena, and
Abelard." Florilegium no. 13:37–52.
"In his prologue to the Sic et non, Peter Abelard describes a
series of hermeneutical problems in the interpretation of sacred
texts, especially those texts that appear to be mutually
contradictory although equal in antiquity and authority. A
theme to which he returns repeatedly is the intractability of
language, and the struggles faced by a theologian who seeks to
use words with precision. Different words in the Latin language
may have the same meaning, while the same word may be used
in different senses, depending on the context (89). Moreover,
the use of a word may vary with the intention of the speaker
and the capacity of his hearers. Thus, for example, Abelard
contrasts the elaborately varied vocabulary of the careful stylist
with the “studied carelessness” of the impassioned orator or the
classroom teacher (90).
It is my intention in the brief investigation that follows, to take
up the hint offered by Peter Abelard and to trace certain
variations in the history of the words proprium and
translatum, key technical terms in Abelard’s theological
vocabulary." (p. 37)
References
Abelard, Peter. Sic et Non. Prologue. Ed. Blanche B. Boyer and
Richard McKeon. Chicago: University of Chicago Press, 1977.
49. Zerbi, Pietro. 1987. "William of Saint Thierry and His Dispute
with Abelard." In William, Abbot of St. Thierry: a colloquium
at the Abbey of St. Thierry, 181–203. Kalamazoo: Cistercian
Publications.
"The aim of this paper is not to present definite results, but,
much more modestly, to provide a status quaestionis on this
vast theme, and, at most, to suggest a few hypotheses. I hasten
to warn at the outset, as will be noted later, that certain
positions which seem to have been won, at least as reasonable
hypotheses, are beginning to waver after closer reflexion,
whereas others, once abandoned, are rising again with new
vigor." (p. 181)
(...)
"The Council of Sens has been at the focus of my studies for
many years. And I have not lost hope of soon being able to
publish a monograph which will bring together the fruit of
about twenty years of work. This explains the nature of the
present contribution, as well as that of a certain number of
other studies I have published during this period. Those are, so
to say, fragments provisionally detached from a building under
construction, In the following pages, not everything will be
discussed, proven, or exhaustively established. This can only be
done at the end, in the definitive work. Then there will be the
possibility of a comprehensive perception and a global
interpretative effort.
Let us further add that we will not be able to follow an orderly
and always coherent discourse on so complex a theme, without
having decided to make a few hypotheses, especially of a
chronological order, even if they are only temporary. For
example, did the Council take place in 1140 or in 1141? Once
one has opted for one of these dates, does the Lent during
which William of Saint Thierry sounded the alarm in extremely
well-known letter 326 belong to the same year when on the
eighth day after Pentecost the council was convened? Or does it
belong to the preceding year, 1139 or 1140? I will tell you what
my choices are for the moment: 1140 for the assembly at Sens,
Lent of 1139 for William’s initiative." (p. 182, a note omitted)
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Peter Abelard. Bibliography on His
Ethics and Moral Philosophy
Bibliography
1. Abadal, Lily M. 2024. "Peter Abelard is not a Proto-Kantian."
Journal of Religious Ethics no. 5:8–25.
Abstract: "Though there has been much debate about whether
Abelard's ethics are dangerously subjective or surprisingly
absolutist, one thing is unanimous: they are intentionalist. The
goal of this article is to parse out what should be meant by this
claim, distancing his ethical account from the popular Kantian
appraisal. Though much of the secondary literature on Abelard
likens him to Kant, I argue that this is mistaken. For Abelard,
an agent's intentions are informed by their affections—whether
carnal or spiritual. This becomes clear when contextualizing
Abelard's use of intentio with a view to his Commentary on
Romans. Using the account of intention I suggest—one
nuanced by Abelard's own theological commitments and
biblical exegesis—it will be clear that Abelard's ethics is not a
case for the moral neutrality of the passions nor an ethic of
pure reason."
2. Adams, Marilyn McCord. 1995. "Introduction." In Peter
Abelard Ethical Writings: His Ethics or “Know Yourself” and
His Dialogue between a Philosopher, a Jew and a Christian,
edited by Spade, Paul Vincent. Indianapolis: Hackett.
"The Semantics of ‘Good’:
Both Philosopher [DPC (297)+(308)] and Christian [DPC
(395)-(424)] conclude that order cannot be brought out of the
confusion of this topic without clearly distinguishing different
ways in which the term ‘good’ is used.
‘Good’ (bonum) can occur as a neuter adjective, in which case it
can signify a good thing; or as an adjective modifying a noun (a
good F), in which case the criteria for goodness vary with the
noun in question; or as modifying the occurrences of things or
states of affairs (it is good that p). The Christian offers [D1] and
[D3] explicitly, [D2] by implication:
(D1.1) a good thing = that which, while it’s fit for some use,
mustn’t impede the advantage or worthiness of anything [DPC
(397)];
(D1.2) an evil thing = that which either is unfit for some use or
impedes the advantage or worthiness of something or both
[DPC (397)];
(D1.3) an indifferent thing = a thing that’s neither good nor evil
= a thing such that no good is necessarily delayed or impeded
by its existence [DPC (397)].
(D2) a good F = an exemplary member or version of F-kind
[DPC (396)].
(D3) it is good that p = it is necessary for filling out some
optimal arrangement of God’s even if that arrangement is
completely hidden from us [DPC (421)]." (p. XV)
References
DPC = Dialogus inter Philosophum, Iudaeum et Christianum.
3. Allen, Julie Anna. 1996. A Commentary on the Second Collatio
of Peter Abailard's "Dialogus": It's the Thought That Counts,
University of Toronto, Toronto.
Unpublished Ph.D dissertation.
Abstract: "This dissertation is a critical analysis of Peter
Abailard's account of the supreme good. Abailard develops a
forceful and innovative account of goodness and evil in the
second collatio of the Dialogue of a Philosopher with a
Christian and a Jew. In the Introductory Chapter I discuss the
interpretative obstacles which a student of the Dialogue must
overcome. Chapters one through three follow Abailard's
attempt to develop a definitive position on the supreme good of
man. The second collatio features two transitory positions and
a final doctrine which I identify and discuss in detail. These are:
the Original Philosophic position, the Pseudo-Christian
position and the Christian position. Each transitory position is
critically debated by the Dialogue's characters. Abailard levies
three criticisms against the original philosophic position. First,
he maintains that this view inappropriately locates the supreme
good in this life. Second, he rejects the claim that virtue is an
end in itself and finally, he rejects the Stoic's absolute
conception of "goodness". The "Pseudo-Christian position" is
rejected because it identifies the supreme evil as punishment
and this claim generates an insurmountable difficulty. These
objections direct the plot of the Dialogue, they highlight main
areas of contention between classical and Christian conceptions
of goodness and they inform Abailard's own account. According
to Abailard, the supreme good is ever-increasing love of God
and this end is attained by loving God. The supreme evil is a
degenerative and unrelenting hatred of God and sinners are
damned for the fault of contempt. Abailard's ultimate position
is not a complete departure from the views of the pagan
philosophers. Rather, Abailard imposes a series of
modifications and clarifications upon classical positions. This
process culminates in a doctrine which is uniquely Abailard's
but it is one which, nonetheless, bears a wide variety of family
resemblances. In Chapter Four, I subject the final "Christian
Position" to both an internal and an external assessment and I
conclude by considering the relationship between Abailard's
account of the supreme good and evil in the Dialogue and his
account of sin in the Ethics."
4. ———. 1998. "On the Dating of Abailarďs Dialogus: A Reply to
Mews." Vivarium no. 36:135–151.
"Abailard's corpus contains only two short works which deal
specifically with the subject of ethics.
These primary texts are: Dialogus inter Philosophum,
Judaeum et Christianum, and Scito Teipsum, which is also
known and referred to as the Ethica. A natural and perhaps
fruitful approach to the study of Abailard's moral philosophy
would be to assess the development of his thought based upon
a clear understanding of the sequence in which he issued these
works. Unfortunately, as I will argue, this approach is not
available to us in Abailard's case. The mysteries surrounding
the overall chronology of his writings are ones which continue
to resist solution. As Marilyn McCord Adams notes: 'the precise
chronology of [Abailard's] works remains a vexed question for
several reasons: their author repeatedly revised them; not
many manuscripts remain; and Abailard's own cross -
referencing is ambiguous.'(2)." (p. 135)
(...)
"An acceptance of Mews' early placement of the Dialogus
within the general chronology of Abailard's works generates a
number of serious problems. Primarily, Mews' timetable fails to
acknowledge the extent to which Abailard's conception of sin in
the Dialogus surpasses the account presented in the
Commentaria. If Mews is right, then Abailard wrote the
Dialogus before the Commentaria which was also prior to the
Ethica. If that is right, then we will be forced to conclude that
Abailard reverted to defin ing sin as a bad will in the
Commentaria after clearly arguing against this view in the
Dialogus. Thus, the text itself provides grounds for rejecting
Mews' most recent suggestion.
Only one conclusion clearly emerges from our survey of
conflicting evidence. A definitive case has not been made for
either side of the traditional debate. There are considerations
which corroborate Robert and Thomas' arguments in favour of
a date follow ing the council of Sens, just prior to Abailard's
death in 1142. On the other hand, the many and varied parallels
between the later portions of the Dialogus and Abailard's moral
positions in the Ethica support Buytaert and Luscombe's
suggestions that the two works were produced in close
proximity." (p. 151)
(2) Marilyn McCord Adams, Introduction to Peter Abelard,
Ethical Writings: His Ethics or 'Know Thyself' and His
Dialogue between a Philosopher, a Jew and a Christian, trans.
Paul Spade, Indianapolis 1995, viii.
5. Bejczy, István. 2003. "Deeds Without Value: exploring a Weak
Spot in Abelard's Ethics." Recherches de théologie et
philosophie médiévales no. 70:1–21.
Abstract: "In his ethical writings Peter Abelard declared the
accomplishment of good deeds irrelevant to a person’s merit.
Also, he denied that acts had any moral value in themselves.
The article argues that both theses are contradicted by the
purport of Abelard’s ethical teaching. If the opportunity to act is
present, good intentions must be followed by good deeds in
order not to lose their meritorious character. Moreover, the
intrinsic morality of intended acts determines the morality of
human intentions, whereas the moral evaluation of these acts
determines whether consenting to them is sinful. Good acts can
become neutral or bad on account of improper intentions, but
evil deeds always retain their evil character. In the early-
twentieth-century debate on Abelard’s alleged moral
subjectivism, both sides appear to have been at fault to a
certain degree. Those who charged Abelard with subjectivism
mistook his theses on the indifference of human actions for the
essence of his ethical teaching. Those who defended Abelard
against the said charge have pointed to his use of objective
criteria of right and wrong either with regard to intentions or
with regard to deeds. In the first case, they did not notice that
Abelard’s notion of objectively right or wrong intentions
implies a judgment on the intrinsic moral value of material
deeds; in the second case, they failed to account for the
inconsistency with Abelard’s theses on the moral indifference of
human actions."
6. Berges, Sandrine. 2013. "Rethinking Twelfth Century Ethics:
the Contribution of Heloise." British Journal for the History of
Philosophy no. 21:667–687.
Abstract: "Twelfth-century ethics is commonly thought of as
following a stoic influence rather than an Aristotelian one. It is
also assumed that these two schools are widely different, in
particular with regards to the social aspect of the virtuous life.
In this paper I argue that this picture is misleading and that
Heloise of Argenteuil recognized that stoic ethics did not entail
isolation but could be played out in a social context. I argue that
her philosophical contribution does not end there, but that she
departs from both the stoics and her teacher, Abelard, in her
defence of the ideal of moderation. By insisting that virtue must
strike a mean between two extremes, she shows that
Aristotelian virtue ethics were present in the intellectual life of
the twelfth century."
7. De Siano, Frank. 1971. "Of God and Man: Consequences of
Abelard's Ethic." The Thomist no. 35:631–660.
"Ethics is a suitable starting-point for investigating the
interrelationship between God and man in Peter Abelard.
Ethics must attempt to determine man's moral responsibility,
and this responsibility must entail a certain autonomy on man's
part. Autonomy means that man has an authentic role in
determining his actions and the moral quality o£ his actions
according to a consistent structure. This raises the question,
however, in a Christian context, about the relationship between
man's autonomy and God's autonomy.
How does man's activity fit into God's activity in the world?
How does man's determination o£ the good relate to God's
ultimate determination of the good? Does God's ultimate
autonomy leave room for man? Finally, does man's autonomy
restrict the autonomy of God?" (p. 631)
8. Decosimo, David. 2018. "Sin, Consent, and Apparent Confusion
in Abelard's Ethica." The Journal of Religion no. 98:29–58.
"Even after decades of renewed interest in Abelard’s work, our
grasp of Ethica and its central concepts remains somewhat
imprecise.
Broadly speaking, two approaches dominate. Sometimes
explicitly—occasionally without noting their departure—
interpreters “place . . . words on [his] lips,” offering rational
reconstructions that put aside the messiest details of an already
messy text. Often these reformulations involve comparison
with Kantian ethics. Frequently, they gloss over passages that
directly challenge their claims or that suggest that matters are
more complicated than they are letting on. While these
discussions are important and philosophically interesting, they
are of limited help in deciphering what exactly Abelard meant.
The primary alternative to such rational reconstruction neglects
the same issues for different reasons. Deeply valuable, this
culturally sensitive, historically detailed work typically
addresses Abelard’s ethics in relation to broader social themes
—interiority, selfhood, “ethics as poetry.” Understandably,
parsing the minute details of the consensus-voluntas relation is
not its interest.
Finally, even work like John Marenbon’s, which does centrally
seek to address the fine-grained details of Abelard’s moral
thought on its own terms, still tends to neglect some of the
most vexing difficulties and ostensible contradictions at the
text’s core—or so I argue.
This article aims to address these difficulties head on. I
elucidate Abelard’s conceptions of sin (peccatum) and consent
(consensus), the central concepts of his principal ethical work
and his primary contribution to medieval moral thought, and
examine their relations in the Ethics. I especially consider
formulations related to those conceptions that seem
contradictory, confusing, or otherwise problematic. Beyond
clarifying these difficulties, I aim to solidify—and in some cases
correct—our overall understanding of the notions of sin and
consent at the heart of Abelard’s moral thought. I begin by
sketching those notions before turning to these concepts and
the complex passages that relate to them—but first a word on
Abelard’s context." (p. 31, notes omitted)
9. Duran, Jane. 2011. "Heloise: A Christian View on Ethics and
Love." New Blackfriars no. 92:35–45.
Abstract: "The writings of Heloise are examined for their
philosophical content, with special reference to the notions of
friendship and love. The work of Mews, Dronke, Clanchy and
others is cited, and it is concluded that Heloise’s gifts as a
writer and thinker have been overlooked and merit more
careful examination."
10. Findley, Brooke Heidenreich. 2005. "Sincere hypocrisy and the
authorial persona in the letters of Heloise." Romance Notes no.
45:281–292.
"This article will examine Heloise's use of what is for her a
particularly crucial opposition, that between hypocrisy and
sincerity.(3) In her letters, Heloise repeatedly examines her
own sincerity and hypocrisy, ultimately refusing to decide
between the two and embracing the identity of the "sincere
hypocrite." Heloise's dismantling of the sincerity-hypocrisy pair
is an example of the rhetorical strategy that Kamuf has
described, but I believe its particular interest lies in the light
that it can shed on the construction of Heloise's authorial
persona. By simultaneously calling attention to her own
sincerity and casting it into doubt, Heloise also privileges and
interrogates the link between self and words.
Her discourse of sincere hypocrisy draws readers towards an
imagined author even as it suggests that this seductive figure
may be unreliable and illusory. In this case, the basilisk facing
readers of Heloise's letters turns out to be the paradoxical
authorial persona of Heloise herself." (p. 282)
(3) Kamuf does not include this pair in her analysis. However,
she does discuss Heloise's hypocrisy claim, stating that it
"formalizes [the] instability without reducing it," in other
words, that it embodies a contradiction of the type Heloise has
been discussing all along, here in the form of an irreducible
incongruity between appearance and reality (23). Kamuf's
observation is accurate; however, as I believe this essay will
show, much more can be said on the subject.
References
Kamuf, Peggy. Fictions of Feminine Desire: Disclosures of
Heloise. Lincoln: University of Nebraska Press, 1982.
11. ———. 2006. "Does the Habit Make the Nun? A Case Study of
Heloise's Influence on Abelard's Ethical Philosophy." Vivarium
no. 44:248–275.
Abstract: "A careful reading of Heloise's letters reveals both her
contribution to Abelard's ethical thought and the differences
between her ethical concerns and his. In her letters, Heloise
focuses on the innate moral qualities of the inner person or
animus. Hypocrisy—the misrepresentation of the inner person
through false outer appearance, exemplified by the potentially
deceitful religious habit or habitus—is a matter of great moral
concern to her. When Abelard responds to Heloise's ideas, first
in his letters to her and later in his Collationes and Scito te
ipsum, he turns the discussion away from her original interests.
He transforms her metaphor of the habitus as false appearance
into a discussion of another type of habitus, the habitual
process of acquiring virtue, and integrates her focus on the
animus into his developing ideas about sin as intention.
Examining the differences between Heloise's ethical thought
and Abelard's allows us to appreciate the distinct contributions
of both."
12. Godman, Peter. 2009. Paradoxes of Conscience in the High
Middle Ages: Abelard, Heloise, and the Archpoet. Cambridge:
Cambridge University Press.
"Fictio does not mean ‘fiction’. Rather theological than literary,
this term signifies feigning and falsification of conscience,
particularly in penance.
Penance was given the status of a sacrament during the twelfth
century, and confession was regarded as a test of spiritual
authenticity and religious sincerity.
A travesty of both, at the moment when sinners were expected
to be truest to God and to themselves, fictio challenged the
ethical imagination of Latin Europe. That challenge found a
response in the works of Abelard, Heloise, and the Archpoet.
Usually considered separately from one another, in terms of
such harmless but unhelpful anachronisms as ‘individuality’ or
‘renaissance’, all three of them reflected on issues of moral
identity posed by feigning and falsification of conscience.
Because the morality to which Abelard and Heloise subscribed
was, or became, monastic, their reflection also led them to
allied problems of lying, dissimulation, and hypocrisy in a
religious context. In the very different context of a German
schismatic’s court, opposed to Rome and hostile to monks, the
Archpoet took fictio to its limit. There the dividing-line between
irony and blasphemy blurred.
With a refined wit directed against ethical concerns of the
previous generation, this feigned penitent, in his ‘confession’,
created a new figure of spiritual sophistry," (Preface and
acknowledgements, pp. IX-X)
13. Griffioen, Amber L. 2007. "“In Accordance with the Law”:
Reconciling Divine and Civil Law in Abelard." American
Catholic Philosophical Quarterly no. 81:307–321.
Abstract: "In the Ethics, Abelard discusses the example of a
judge who knowingly convicts an innocent defendant. He
claims that this judge does rightly when he punishes the
innocent man to the full extent of the law. Yet this claim seems
counterintuitive, and, at first glance, contrary to Abelard’s own
ethical system. Nevertheless, I argue that Abelard’s ethical
system cannot be viewed as completely subjective, since the
rightness of an individual act of consent is grounded in
objective standards established by God. Likewise, any
particular civil government must derive its authority objectively
from the natural and/or Christian laws, which ground its
possibility and function. In this paper, I examine Abelard’s
explication of the natural law, discoverable through reason, and
the divine laws, knowable only through revelation, in order to
explore what form an adequate civil law would have to take
under which the judge could be said to have acted rightly."
14. Hamelin, Guy. 2021. "Abelard and the Contemporary Virtue
Theory." Doispontos no. 18:31–44.
Abstract: "Contemporary ‘Virtue theory’ emphasizes the need
to return to the moral formation of the individual, following the
ethical model provided by Aristotle. According to MacIntyre, an
important representative of this theory, Stoicism favored the
development of modern and contemporary ethics by
highlighting notions such as will, consent, and natural or divine
law. The development of the moral agent itself was
consequently neglected. In the twelfth century Abelard presents
a hybrid ethics, which maintains at the same time the
Aristotelian theory of virtue and elements of Stoic morality. In
the present study, we consider MacIntyre’s criticism of
Abelardian ethics, estimated to be at the origin of modern and
contemporary moral conceptions."
15. Hoffmann, Tobias. 2003. "Moral Action as Human Action: End
and Object in Aquinas in Comparison with Abelard, Lombard,
Albert, and Scotus." The Thomist no. 67:73–94.
"The purpose of this paper is to show how Aquinas develops an
ethic that puts the agent at the center of morality, by
considering the end as the chief factor in moral actions.
Consequently, at its very foundation, Aquinas's moral theory
understands moral action as human action. By contrast, if
ethics focuses primarily on the object and considers the end an
accidental feature of the act, it threatens to limit itself to the
question of what is allowed and what is not. Yet each person
desires to know primarily why to do things rather than what to
do. When I know why to do something, I then become
interested in what is the most fitting action to accomplish the
end.
In addition to looking at Aquinas, I will consider Abelard,
Lombard, Albert, and Duns Scotus-partly in order to put
Aquinas's account into its historical context and partly in order
to
contrast the differences between them and Aquinas." (p. 74)
(...)
"The true difficulty of Abelard's account is not his alleged
subjectivism, but rather the fact that he defines the objective
value of actions on the basis of the intention alone. This has two
problematic consequences: first, Abelard says little about what
actions are in fact to be done or to be avoided; second, he
overcharges the notion of intention by demanding that it not
only consist of a good motivation, but that it also contain the
right assessment of what is to be done, in accord with God's
will.(8)
Abelard clearly focuses on the agent, and secondarily on the
action; when he discusses the moral character of actions. The
moral value of actions arises from the will. Yet his account of
how it extends from the will to the entire spectrum of morally
relevant acts (i.e., other mental acts and external acts) is
problematic." (p. 77)
(8) Perkams, Liebe als 'Zentralbegriff der Ethik nach Peter
Abaelard, [Münster: Aschendorff 2001] 326.
16. Holopainen, Taina M. 2014. "Intentions and Conscious Moral
Choices in Peter Abelard’s Know Yourself." In Rethinking
Abelard: A Collection of Critical Essays, edited by Hellemans,
Babette, 213–229. Leiden: Brill.
"Peter Abelard was a remarkable twelfth-century promoter of
ethical thought.
Two of his works are dedicated to ethics. The earlier one is the
Dialogue between a Philosopher, a Jew, and a Christian, also
known as the Collationes, and composed some time between
1123 and 1135. The work consists of an imaginary dialogue, one
in which none of the characters directly represents Abelard’s
own position but through which it becomes clear that Abelard
had a high appreciation of philosophical ethics.(1) The later of
Abelard’s works on ethics is the treatise Scito te ipsum or Know
Yourself, also called the Ethica or Ethics.(2) The book is
undoubtedly one of the most important early medieval works in
theological or philosophical ethics. In the following article my
discussion on Abelard’s idea of moral action will be based on
this work. Abelard wrote his Ethics around the year 1138, only a
few years before his death in 1142. The treatise was meant to
consist of two books, of which the first was to discuss morally
bad acts, or sin, and the second morally good acts. Only the first
book has come down to us in full; we have just the very
beginning of the second. Therefore the examples available
mainly deal with morally bad acts. My topic, however, focuses
on the role of intention in morally relevant action and therefore
takes into account both morally good and morally bad acts." (p.
213, a note omitted)
(1) Coll., ed. and trans. Orlandi and Marenbon.
(2) Sc., ed. Ilgner (2001); and Sc., ed., trans., and notes
Luscombe (1971). The references are to Ilgner’s edition of the
Sc., unless otherwise indicated. Both Sc. and Coll. are available
in P. V. Spade, trans., Ethical Writings: His “Ethics” or “Know
Yourself” and His “Dialogue Between a Philosopher, a Jew and
a Christian,” intro. Marilyn McCord Adams (Indianapolis:
Hackett Publishing, 1995).
17. Kemeny, Paul C. 1991. "Peter Abelard: An Examination of His
Doctrine of Original Sin." The Journal of Religious History no.
16:374–386.
"Peter Abelard’s Scito te ipsum (Know Thyself) or Ethics is a
significant contribution to the development of ethics in the
twelfth-century renaissance. The most widely noted aspect of
the treatise is his definition of actual sin. For Abelard, sin is
consent to evil or contempt of God. Often overlooked, however,
is Abelard’s conception of original sin. Abelard departed from
the traditional Augustinian conception by denying that the guilt
(culpa) of the foreparents is transmitted to their posterity. He
also held that this inherited original sin lacked concupiscence
and ignorance.
Moreover, his moralistic emphasis on human responsibility
echoes a similar one in Augustine’s famous adversary, Pelagius.
The question arises: is Abelard’s doctine of original sin
Pelagian?(1) This examination will answer the question by first
determining Abelard’s exact doctrine, comparing it with that of
Pelagianism and Augustinianism and then determining the
reason(s) why Abelard held this position." (p. 374)
(1) Abelard had indirect access to Pelagius’ writings through
Augustine’s anti-Pelagian writings.
18. King, Peter. 1995. "Abelard's Intentionalist Ethics." The
Modern Schoolman no. 72:213–231.
"Abelard's ethical theory, as presented in his Ethics, is a version
of what I’ll call ‘intentionalism’: the view that the agent’s
intention determines the moral worth of an action.
Now even in Abelard’s day, the common understanding of
morality(2) seemed to endorse the following principle:
(P) An agent should intend to ' only if bringing about ' would be
good.
But Abelard replaces (P) with its obverse, a principle he
identifies as the rational core imbedded in traditional Christian
moral teaching:
(P*) An agent should bring about ' only if intending to ' would
be good.
Abelard’s arguments against (P) and in support of (P*) are
remarkably similar to those given by the most famous exponent
of intentionalism: Kant.
For Kant’s ethical theory, especially as he presents in the first
section of the Groundwork of the Metaphysics of Morals,
identifies (P*) as the philosophical conception corresponding to
the “common rational knowledge of morals.” Abelard and Kant
locate moral worth in features of the way the agent
conceptualizes her performances, and each thinks that
goodness is characterizable in terms of the form such
conceptualization takes. Both are deeply indebted to Stoic
ethics, familiar to each largely through Seneca’s letters, and
they share a common project: ‘christianizing’ Stoic metaethics
so that the classical equation of virtue with happiness is revised
to leave room for God and the Afterlife.
I’ll proceed as follows. In §1, Abelard’s arguments against (P)
will be canvassed. In §2, I’ll look at his arguments in favor of
(P*) and a ‘mediæval categorical imperative’. In §3, a
comparison with Kant’s intentionalism should make the virtues
of Abelard’s theory apparent. In §4, I’ll discuss Abelard’s failed
attempt to baptize Stoicism. Finally, by way of conclusion, I’ll
offer a suggestion about why intentionalism, in any of its
versions, is an ethical theory to take seriously." (pp. 213-214,
two notes omitted)
(2) Despite widespread agreement on particular normative
principles in Abelard’s time, derived from the Bible, and
despite the then-current view that education dealt with the
formation of the moral character of the student, there was no
systematic treatise on ethics. The Church Fathers wrote about
theological virtues and their role with regard to grace and
salvation, but not about systematic ethics; Aristotle’s
Nicomachean Ethics would not be translated for another
century; the epistles of Seneca, who in the twelfth century was
mistakenly believed to be a correspondent of St. Paul (and so a
crypto-christian), offered a full range of moral advice with only
the sketchiest of hints about their underlying theoretical
structure. Abelard’s accomplishment is all the more impressive
in this light.
19. Luscombe, David Edward. 1965. "Towards a new edition of
Peter Abelard's Ethica or "Scito te ipsum": An introduction to
the manuscripts." Vivarium no. 3:115–127.
"The purpose of the present article is to introduce the known
MSS of Abelard's Ethica. Five copies made before içoo are
known at present." (p. 118)
(...)
"This is not the place to dwell on the significance of Abelard
Ethica in the history of ethics. But if, as all now agree, it
represents a great moment in the development of medieval
ethical thought, then the lack of a larger number of surviving
MSS may seem disappointing. From the twelfth century itself
only two copies survive and nowhere in modern France can a
copy from any medieval century be found today. The survival or
loss of MSS is, however, largely a matter of hazard. The Ethica,
moreover, did not belong to the class of work which became
indispensable in the schools, in the manner of the Sentences of
the Lombard or the Decretum of Gratian. It was a personal and
provocative treatise, which contained uncommon theological
opinions and in which ethics was considered as a subject set
apart from other kinds of theological enquiry. It neither sought
to compile systematically all the materials needed for ethical
discussion nor to integrate moral theology with the other
branches of contemporary theological enquiry." (p. 126)
(...)
"Nonetheless, the scarcity of surviving twelfth century copies is
a fact. No less remarkable, however, is the fact of survivals from
later centuries. The three copies of the fourteenth and fifteenth
centuries testify to the appeal made by the work some two or
three hundred years after the impulses which had promoted the
early scholastic theological movement had changed." (p. 127)
20. ———. 1971. "Peter Abelard and Twelfth-Century Ethics." In
Peter Abelard' Ethics, edited by Luscombe, David Edward,
XIII–XXXVII. Oxford: Clarendon Press.
"Ethics had found no place among the seven liberal arts as they
were described in the programmes of Boethius, Cassiodore, and
Isidore. In the twelfth century attempts were made to find a
place for it in systems of teaching. Some writers, such as
Honorius of Autun, Stephen of Tournai, and Godfrey of Saint-
Victor, freely appended ethics to the end of the list of the seven
arts.(1) Hugh of Saint-Victor sandwiched it, as a part of
practical philosophy, between logic (grammar, dialectic, and
rhetoric) and theoretical philosophy (theology, physics, and
mathematics).(2) William of Conches advised that after a
student had studied eloquence (grammar, dialectic, and
rhetoric) and before he approached theoretical philosophy (the
study of corporeal beings in mathematics and physics and of
incorporeal beings in theology) he should be instructed in
practical philosophy, in ethics, economics, and politics.(3)" (p.
XVIII)
(1) Cf. P. Delhaye, '"Grammatica" et "Ethica" au XII• siècle',
Recherches de théologie ancienne et médIévale, xxv (1958), 59-
110 here pp. 61-7.
(2) Didascalicon, vi. 14.(PL 176. 809-10). Cf. P. Delhaye,
'L'enseignement de la philosophie morale au XII siècle',
Medieval Studies, xi (1949), 77-99, here p. 77.
(3) 'Des commentaires inedits de Guillaume de Conches et de
Nicolas Triveth sur la Consolation de Boèce', ed. C. Jourdain in
Notices et extraits des manuscrits de la Bibliothèque imperiale,
xx. 2 (1862), 74. Cf. P. Delhaye, 'L'enseignement de la
philosophie morale', p. 77, and id., 'La place de l'éthique parmi
!es disciplines scientifiques au XII siècle' in Méelanges E. D.
Arthur Janssen, Bibliotheca Ephemeridum Theologicarum
Lovaniensium, series i, vol. 2 (Louvain, 1948), pp. 29-44, here
p. 37.
21. ———. 1974. "The Ethics of Abelard: Some Further
Considerations." In Peter Abelard: Proceedings of the
International Conference: Louvain, May 10-12, 1971, edited by
Buytaert, Eligius M., 65–84. Leuven: University Press.
"My purpose in this paper is to offer some considerations of the
Ethics which both amplify and modify what I wrote in the
introduction to my published edition of this work(1)." (p. 65)
(...)
"The Ethics presents therefore an apparent paradox. On the one
hand Abelard seems to curtail ecclesiastical power by arguing
that sins are remitted at the moment of contrition and not in
confession, and by arguing that the power of the keys cannot be
used by all bishops to remit sins but merely to declare with
uncertaio accuracy who has been bound in sin and who loosed
from it by God.
Throughout the Ethics Abelard always emphasises the role of a
man·sself-conscious decisions either to hold God in contempt
by consenting to evil or to obey him and thereby to win merit,
and he always emphasises God's unique capacity to judge
certainly the minds of men. Yet Abelard retains an important
role for human authority whether ecclesiastical or Jay. The
sacerdotal function is to uphold and to teach divine Law, and to
impose, with discernment and with knowledge of canon law,
works of satisfaction upon those thought to have been in sin.
Human judges may err but even their mistakes must be upheld.
Abelard writes with scant respect in his Ethics of the prelates
and nobles of France. But his hope is that they be made less
corrupt, Jess ignorant and more discerning.
Abelard writes in his Ethics both as philosopher and as social
reformer. Know thyself is also an appeal to know others.
As a book. however, the Ethics does not seem to have become
much known. lt was not replete with that wealth of practical
detail and of engaging anecdote which was later to enable the
writings of Peter the Chanter to enjoy great popularity. lt seems
to have been unfinished and was certainly felt to be
unorthodox. Jt could not serve as a text-book in the schools
because it was too polemical and untraditional. Yet it made a
mark, for the discussions of the masters who were prominent in
Paris after its publication reflect the sharpness of its impact."
(p. 84)
(1) Peter Abelard's Ethics. An edition with introduction,
English translatiion and notes. Oxford Medieval Texts (Oxford,
Clarendon Press. 1971).
22. Lutz-Bachmann, Matthias. 1995. "Modern Aspects of Peter
Abelard's Philosophical Ethics." The European Legacy no.
72:201–211.
"My purpose in this paper is to show some aspects of Peter
Abelard's ethics which are still relevant for ethical debate today.
Therefore I have titled my paper: "Modern Aspects of Peter
Abelard's Philosophical Ethics." I want to carry out my
intention in three steps. First I have to answer the question of
whether or not we are allowed to speak of a philosophical ethics
in the original meaning of the word "philosophy." In asking this
question I know that I presuppose a way of looking at a
problem which would not have been true for the twelfth
century. Nevertheless I suppose that we can find clues about
Abelard's position in that question. Secondly I shall give you a
short summary of the philosophical elements in Peter Abelard's
ethics. Doing this I refer to one of the last texts of Abelard, i.e.,
his Dialogus inter Philosophum, Judaeum et Christianum.(1)
Thirdly I want to present the modern aspects of Abelard's
philosophical ethics. In comparison with Immanuel Kant's
Critique of Practical Reason, we are able to demonstrate the
relevance of Peter Abelard, who with good reason has been
called by Marie Dominique Chenu "le premier homme
moderne"." (p. 201)
(1) Petrus Abaelardus, Dialogus inter Philosophum, ludaeum et
Christianum, ed. R. Thomas, Stuttgart — Bad Cannstatt 1970.
23. Mann, William E. 2003. "Happiness, Reason, and Sin in
Abelard’s Ethics." In Rationality and Happiness: From the
Ancients to the Early Medievals, edited by Liu, Jiyuan and
Gracia, Jorge J. E., 217–237. Rochester NY: University of
Rochester Press.
"According to that eminent Victorian moralist, Henry Sidgwick,
“A man’s future good on the whole is what he would now desire
and seek on the whole if all the consequences of all the different
lines of conduct open to him were accurately foreseen and
adequately realized in imagination at the present point of
time.”(2) Sidgwick’s definition is a classic expression of the
desire-satisfaction theory of a person’s good. The theory
supposes that there is nothing to the conception of a person’s
good apart from what would satisfy that person’s desires. But
not just any actual desire or suite of actual desires will count. A
person’s desires must be subjected to the test of vivid
foreknowledge of alternative possibilities: without this
requirement, a person might come to regret the fulfillment of
impulsive or incapacitating desires." (p. 217)
(...)
"Summing up. I began by pointing to a limitation, from the
point of view of Christian eschatology, of the desire-satisfaction
theory of a person’s good. We are not now cognitively equipped
to assess “all the consequences of all the different lines of
conduct” open to us, as Sidgwick’s definition requires. The
limitation is not due simply to the combinatorial explosion
involved in computing all the consequences. It is rather that the
outcome of one line of conduct open to us is a state—indeed,
the best state, according to the likes of Abelard—that only
beings holding a cognitive advantage over us can appreciate.
We can become those beings, not by disciplining our intellect,
however, but by conforming our will, through love, to God’s
will. In the process, Abelard claims that we can manage,
although only with great difficulty, to avoid all sins, as long as
“sin” is understood properly, as contempt of God (Ethics 68:19-
21; Ethics133). But we see all of this in a glass, darkly. A
partisan of Christian eschatology might say that even if
Sidgwick’s definition is correct, it can only be appreciated sub
specie aeternitatis. Exactly so."(p. 235)
(2) . H. Sidgwick, The Methods of Ethics, 7th ed. (1907; reprint,
New York: Dover Publications, 1966), 111-12. Sidgwick’s theory
is adopted in modified form by J. Rawls, A Theory of Justice
(Cambridge, MA: Harvard University Press, 1971), chap. 7. For
criticisms of the theory see R. M. Adams, Finite and Infinite
Goods (New York: Oxford University Press, 1999), 84-93.
24. ———. 2004. "Ethics." In The Cambridge Companion to
Abelard, edited by Brower, Jeffrey E. and Guilfoy, Kevin, 279–
304. Cambridge: Cambridge University Press.
"Peter Abelard’s contributions to ethics are concentrated in two
works, his Ethics (or Scito te Ipsum) and his Dialogue between
a Philosopher, a Jew, and a Christian (or Collationes). There
are ethical insights to be found scattered elsewhere in his
works, but for the sustained presentation of an ethical theory,
one can only turn to these two works. The Dialogue is actually
two dialogues, one between a philosopher and a Jew, the other
between the philosopher and a Christian, debating the relative
merits of pagan philosophy, Judaism, and Christianity. The
Ethics concentrates on the development of a distinctively
Christian ethical theory. It was to have consisted of two books.
The unfinished second book of the Ethics begins with a
description of what Abelard takes himself to have accomplished
in the first book, namely, the provision of an understanding of
what sins are, how they are rectified, and how they differ from
vices (Sc. 128.1–4; Spade 1995, 226). The second book was
supposed to have taken up the topic of what it is to do good, or,
as he prefers to put it in his more careful moments, what it is to
do well (Coll. 163.3229–3230; Spade 1995, 404). The text was
abandoned after one page." (p. 279, a note omitted)
References
Spade, P. V., 1995. Peter Abelard, Ethical Writings: His Ethics
or “Know Yourself” and his Dialogue between a Philosopher, a
Jew, and a Christian. Indianapolis: Hackett.
25. Marenbon, John. 1992. "Abelard's ethical theory: two
definitions from the Collationes." In From Athens to Chartres:
Neoplatonism and Medieval Thought: Studies in Honour of
Edouard Jeauneau, edited by Westra, Haijo Jan, 301–314.
Leiden: Brill.
Reprinted as Essay XI in: John Marenbon, Aristotelian Logic,
Platonism, and the Context of Early Medieval Philosophy in
the West, Aldershot: Ashgate 2000.
"Although the best modern discussions of his ethics examine a
much wider range of Abelard’s writings, they do so in order to
throw light on the ideas about sin, intention and consent which
are treated in greatest detail in Scito teipsum. Is this emphasis
justified? Scito teipsum is (at least in surviving manuscripts) an
unfinished work: the first book, dealing with sin, is complete,
but only the opening paragraphs of the second, about virtue,
are extant. Abelard’s writings as a whole present a different,
more complex picture of his ethics, in which the notions of sin,
intention and consent no longer dominate, but are seen within
a broader structure of moral concepts. The aim of the following
pages is to give a glimpse of this wider and richer ethical theory
by looking in detail at just two passages defining fundamental
moral terms which are not treated in Scito teipsum. In the first
passage, the individual virtues and their subdivisions are
identified; in the second, the various uses of the word “good”
are distinguished and a general definition of “a good thing” is
proposed.
Both are taken from the second of the two dialogues which
make up Abelard’s Collationes." (pp. 301-302)
26. ———. 1997. The Philosophy of Peter Abelard. Cambridge:
Cambridge University Press.
Paperback edition, with corrections and bibliographical note,
1999.
"The plan is simple. Part I gives a general account of Abelard as
a whole: his life, his writings and teaching and the overall shape
and growth of his thought. Part II looks at the mainly coherent,
but unsystematic philosophy which he developed in close
connection with his study of logic. Part III examines the ethical
system which binds together his theology. (pp. 2-3)
"Alongside the characteristically Abelardian doctrines there
appear, though usually with less prominence, passages which
propose or imply the traditional ideas which they replace. For
instance, talking of babies who are damned because they die
unbaptized, Abelard explains that it is no wonder that they
should be punished whilst their parents are pardoned since the
sin is transferred to them through the wicked carnal desire in
their conception;(16) and he seems to consider that it was only
after Christ descended to Hell that good pagans were freed and
allowed to enter heaven.(17) Most strikingly, a large dossier can
be assembled of references to Christ's passion, not merely as
providing the supreme and necessary example of love, but as
objectively redeeming mankind.(18) From the point of view of
Abelard's theology, these inconsistencies are evidence either of
a strange carelessness or hesitancy, or perhaps of an anxiety to
qualify a line of thinking which might be judged heretical - even
a vain attempt by Abelard to safeguard himself against the
consequences of his doctrinal radicalism. From the point of
view of Abelard's ethics, however, they are of little relevance,
because they do not imply any positions incompatible with his
moral theory. What would make Abelard's ethical theories
untenable would be an admission that God allows moral
arbitrariness: that a man can except through his own free
choice be morally blameworthy. Abelard's theology is entirely
consistent in excluding this possibility." (pp. 330-331)
(16) Comm. Rom. 173: 664-6, cited by Peppermüller, Abaelards
Auslegung, p. 117.
(17) Comm. Rom. 250: 72-7; cf. 130: 251-4 and the other
references assembled by Peppermüller, Abaelards Auslegung,
p. 112, n. 611.
(18) See above, p. 323, n. 46 and cf. Peppermüller's judicious
summary {Abaelards Auslegung, pp. 118-21).
References
Peppermüller, R., Abaelards Auslegung des Römerbriefes
(Miinster, 1972) (BGPMA n.f. 10)
27. ———. 2011. "Peter Abelard’s Theory of Virtues and its
Context." In Knowledge, Discipline and Power in the Middle
Ages. Essays in honour of David Luscombe, edited by Canning,
Joseph, King, Edmund and Staub, Martial, 231–242. Leiden:
Brill.
"Peter Abelard seems to be a thinker who fully accepted natural
virtues.
Virtues, he thought, were acquired. Basing himself on
Aristotle’s Categories, he classifies them among settled states
(habitus), and a settled state is acquired “by care and
deliberation” (studio ac deliberatione conquisita).(12) In Book
II of the Theologia Christiana (c. 1125–7), Abelard eulogizes
the ancient pagan philosophers as both the theoreticians and
the practitioners of virtues, and they are praised especially for
some of the virtues like chastity and abstinence that are often
considered exclusively Christian.(13) And, in his Collationes—a
dreamvision dialogue between a Philosopher, a Christian and a
Jew—the Philosopher, who is presented as a Gentile, someone
without any written law, is allowed to present the virtues and
their classification, which are accepted by the Christian without
demur. Abelard believes, indeed, that it is normal practice for
Christians to accept the philosophers’ account of the virtues: “It
should be noted”, he says in the Sententiae, “that the Church
Fathers (sancti) did not change either the definitions of the
virtues stated by the philosophers or their divisions into
species. Rather, they took them from the philosophers, kept
them and expounded them carefully.”(14)" (p. 235)
(12) Peter Abelard, Collationes 111; ed. and trans. John
Marenbon and Giovanni Orlandi, OMT (Oxford, 2001), p. 128.
In the Sententiae 252, ed, Luscombe, p. 133, line 2997), he
explains how a virtue is a good quality of the mind that
becomes a settled state through ‘the attachment of our mind; cf.
256 (ed. Luscombe, p. 135, line 3036): qualitatem ex
applicatione uenientem). In Scito teipsum (ed. Luscombe, p.
128), he also describes virtues as coming through per
applicacionem nostrum—by ‘our attaching them to ourselves’.
See also the commentary on the Categories (c. 1118), Peter
Abaelards philosophische Schriften, ed. Bernhard Geyer,
Beiträge zur Geschichte der Philosophie des Mittelalters 21
(Freiburg, 1919–33), p. 227.
(13) Theologia Christiana 2.27–115; ed. Eligius Buytaert, Petri
Abaelardi opera theologica 2, CCCM 12 (Turnhout, 1969), pp.
143–84.
(14) Sententiae 252; ed. Luscombe, p. 132, lines 2992–5; cf.
Theologia Christiana 2.27, ed. Buytaert, p. 143, lines 384–8.
28. ———. 2017. "Boethius, Abelard and Anselm." In The
Cambridge History of Moral Philosophy, edited by Golob,
Sacha and Timmermann, Jens, 125–137. Cambridge:
Cambridge University Press.
Chapter 10: Boethius 125-128; Anselm: 129-132; Abelard: 132-
135; Bibliography 136-137.
"The subjects of this chapter, Boethius (476–524/525), Anselm
(1033–1109) and Abelard (1079–1142) span six centuries, as
long as the whole period between Ockham in Chapter 14 and
Wittgenstein in Chapter 50. These pages can, therefore, offer
no more than three isolated flash photographs of figures in a
landscape which, because it lies in darkness, should not be
considered unpopulated. These pictures, moreover, will not be
portrait but detail mode, focusing in each case on a single,
philosophically interesting discussion. Their purpose, it might
seem, is to show that, contrary to the impression given by most
histories, moral philosophy was flourishing in the period from
Boethius to Abelard.(1) But that, as the closing remark will
explain, would be the wrong conclusion." (p. 125, a note
omitted)
(1) I use the term ‘moral philosophy’ – in line with the title of
this whole volume – to refer in general to philosophical
thinking about values in connection with the actions of rational
(and super-rational) beings. Were the distinction to be made, as
by Williams 2010, between ethics in general and morality as a
‘peculiar institution’, then ‘moral’ would need to be replaced
throughout by ‘ethical’, but this substitution would yield some
odd results (e.g. ‘ethical psychology’) and so it has been
avoided.
References
Williams, Bernard ([1985] 2010) Ethics and the Limits of
Philosophy, London and New York: Routledge (new edition).
29. McAleer, G. J. 1995. "Reason, the Ethical Subject and Sin in the
Thought of Peter Abelard." Mediaevalia. Textos e Estudos no.
7-8:177–198.
"Abelard has a lot to say about reason and its relation to
subjectivity.(8)
Through an examination of what Abelard says about the ethical
subject and sin I hope to approach Abelard's concept of reason.
ln Section I we shall see that Abelard has a very particular
notion of reason: while reason is the core of the ethical subject,
the role of belief, revelation, and affectivity in the exercise of
reason ensures that reason in the thought of Abelard has a
richer character than that which is presented in the Modem
tradition. During this discussion it will become clear that the
ontology and epistemology of the ethical subject in Abelard is
characterized by finitude. We shall see in Section II that
Abelard consistently argues that sin is not as pervasive as it
might seem - bis position is especially clear with respect to
original sin - and this precisely because of human finitude." (p.
179)
(8) Verbeke has commented that Abelard, «represents an
important stage in the progressive disclosure of subjectivity.»
(«Peter Abelard and the Concept of Subjectivity» p. 2, in Peter
Abelard, Mediaevalia Lovaniensia, ed. E. M. Buytaert, Leuven
University Press, 1974.
30. McMahon, Kevin A. 2009. "Penance and Peter Abelard's Move
Within." Saint Anselm Journal no. 6.2:1–7.
Abstract: "Peter Abelard is perhaps best known for having
taken the role of master in the schools to celebrity status. Yet
dramatically public as his life was, the analyses he develops in
his commentary on the letter to the Romans (c. 1134) and in the
Ethica (c. 1138) of moral action, sacramental efficacy, even the
atonement, center on interior subjectivity. The rightness of an
act is determined in the first instance by the agent's intention,
and ultimately by God's. The sacraments, such as baptism and
penance, represent what God is accomplishing through his
relation to the recipient, independently of the actions
themselves or the work of the priest. Further, just as sin
involves a turning away from God, so our redemption consists
in the love aroused in us by the sacrifice of his Son. All of this
displays Abelard's capacity for analytic nuance; but it
foreshadows, too, the shift that will divide Christian theology in
the sixteenth century."
31. Murphy, Sean Eisen. 2007. "'The Law was Given for the Sake of
Life': Peter Abelard on the Law of Moses." American Catholic
Philosophical Quarterly no. 81:271–306.
Abstract: "Abelard’s most famous spokesman for the ancient
and abiding moral and religious worth of the Law of Moses is
probably the character of the Jew, invented for one of two
fictional dialogues in the Collationes. The equally fictive
Philosopher, a rationalist theist who gets the last word in his
exchange with the Jew, condemns the Law as a useless addition
to the natural law, a threat to genuine morality with a highly
dubious claim to divine origin. The Philosopher’s
condemnation, however, does not go unanswered. Abelard
himself, writing in his own voice in two major treatments of the
Law, defends the ancient worth of the Law as a revolution in
moral understanding and a potential guarantor of salvation.
The Law is just and rational, he argues, in every one of its
precepts, even when interpreted according to the letter. As
such, the letter of the Law has been and ought to be retained in
Christianity: its moral precepts are binding everywhere and
always; its non-moral precepts are binding, when, in the
changing circumstances of the Church, they are found to be
useful and not conducive to scandal."
32. Normore, Calvin. 2004. "Abelard's Stoicism and its
Consequences." In Stoicism: Traditions and Transformations,
edited by Strange, Steven K. and Zupko, Jack, 132–147.
Cambridge: Cambridge University Press.
"In this chapter I want to make one piece of what would have to
be a much more complex argument to be complete. My larger
thesis is that Peter Abelard is as close to Stoicism as a Christian
could be and that in his case this is not some independent
rediscovery of Stoic ideas but a self-conscious taking up of them
with profound consequences for later medieval philosophy. I
stake this claim as a claim about Abelard’s positions in a variety
of areas, including logic – hence my ambiguous title. Here and
now I want to focus just on one theme in Abelard’s ethics, to
discuss Abelard’s views on it, to argue that it is a Stoic theme in
a Stoic context, and to trace part of its fortuna into the
fourteenth century.
That there is some connection between Peter Abelard’s ethical
views and Stoicism is widely accepted. In his 1983 monograph,
The Presence of Stoicism in Medieval Thought, Gerard Verbeke
devotes a couple of pages to the comparison of Abelard’s views
with those of the Stoics. He finds that they agree on
emphasizing the role of internal factors in moral responsibility
and he finds that the Philosopher in Abelard’s Collationes holds
a largely Stoic brief, emphasizing the role of natural law, the
view that virtue is happiness, and the strict unity of the virtues.
Verbeke concludes, “Like so many other positions which he
develops, these views show that the Philosopher’s main
inspiration is Stoic.”(1) I want to take up Verbeke’s claim and to
make more precise the sense in which Abelard’s ethics is Stoic
by focusing on one central theme in it. First, then, one part of
Abelard’s ethics." (pp. 132-133)
(1) Verbeke 1983: 53.
References
Verbeke, Gerard. 1983. The Presence of Stoicism in Medieval
Thought. Washington, D.C.: Catholic University of America
Press.
33. Otten, Williemien. 2005. "In Conscience’s Court: Abelard’s
Ethics as a Science of the Self." In Virtue and Ethics in the
Twelfth Century, edited by Bejczy, István and Newhauser,
Richard G. Leiden: Brill.
"Building on Clanchy’s and Marenbon’s analyses, I want to
undertake in this essay a further probing of the ethical nature
of Abelard’s thought situated not just against the broad
background of his own rational views, but also against the
backdrop of twelfth-century intellectual culture. More
specifically, I want to see how Abelard’s ethical interest fits in
with his reputation as moine manqué, or rather, I want to see
what provoked his choice to perceive himself as such.(7) That
he does so is crystal clear to me, even if the “why” is as yet
undetermined. One only needs to look at his final letter to
Heloise, in which he not only urges her to win the crown of
glory, to be the perfect nun and virgin, but also seems
convinced that she is fully capable of doing so.(8) The very
point of her monastic work (in the sense of opus dei) seems at
least in part to be that she thereby enhances his personal
chance of salvation. Even if her only deed were to accomplish
the setting free of his soul, the soul of her one and only soul-
mate, so the subtext of his exhortation reads, she will have
fulfilled her monastic duties uccessfully.(9) But what about his
monastic life, then? More concretely, what is the impact of
monastic life on his ethical thinking?" (p. 55)
(7) One could argue that in addition to a moine manqué,
Abelard is an abbé manqué as well, as was suggested to me
during the conference by Prof. Marcia Colish. In reference to
the analysis which my article “The Bible and the Self ” unfolds,
it is relevant to highlight that it analyzes Otloh’s and Abelard’s
autobiography by treating them as an “autohagiography” and
an “automartyrology,” respectively. In my “Autobiography and
the Dialectic of the Self,” Proceedings of the Patristic
Mediaeval and Renaissance Conference, Villanova University
19–20 (1994–96): 177–87, I have nuanced my position by
arguing that Abelard’s position oscillates in fact between
adopting an automartyrological and an autohagiographical tone
of voice.
(8) See Otten, “The Bible and the Self,” 142–46.
References
Willemien Otten, “The Bible and the Self in Medieval
Autobiography: Otloh of St. Emmeram (1010–1070) and Peter
Abelard (1079–1142),” in The Whole and Divided Self: The
Bible and Theological Anthropology, ed. David E. Aune and
John McCarthy (New York, 1997), 130–57.
34. Perkams, Matthias. 2001. Liebe als Zentralbegriff der Ethik
nach Peter Abaelard. Münster: Aschendorff.
35. Porter, Jean. 2000. "Responsibility, Passion, and Sin: A
Reassessment of Abelard's Ethics." Journal of Religious Ethics
no. 28:367–394.
Abstract: "This article reassesses Peter Abelard's account of
moral intention, or, better, consent, in light of recent work on
his own thought and on the twelfth-century background of that
thought. The author argues (1) that Abelard's focus on consent
as the determining factor for morality does not rule out, but, on
the contrary, presupposes objective criteria for moral judgment
and (2) that Abelard's real innovation does not lie in his
doctrine of consent as the sole source of merit or guilt, but,
rather, in his exploration of the ways in which this doctrine
affects our understanding of the objective criteria for moral
judgment. In particular, Abelard is led by his doctrine of
consent to a thoroughgoing reassessment of the moral
significance of the passions, which, in turn, leads him to reject
the view that actions should be evaluated in terms of the
praiseworthy or vicious character of the passions they express."
36. Pranger, M. B. 2005. "Medieval Ethics and the Illusion of
Interiority: Augustine, Anselm, Abelard." In Virtue and Ethics
in the Twelfth Century, edited by Bejczy, István and
Newhauser, Richard G., 13–32. Leiden: Brill.
"In conclusion I want to discuss briefly Abelard’s notion of
intentionality which seems to do away with the entire
Augustinian, and certainly with the Anselmian, setting.
On the face of it there is not so much cause for worry since
Abelard follows a long, patristic tradition which links sustained
acting (perseverantia) to willing: non incoepisse sed perfecisse
virtutis est. For Abelard, too, endorsing Hugh of Saint Victor,
action was part and parcel of a good will: perficere donum est
bonae voluntati factum adiungere, paraphrased by David
Luscombe as: “when the opportunity to act is present, there can
be no meritorious will which does not proceed to act.”(25)
There is one big stumbling block, however, and that is the
notion of intention as neutralising the objective good- or
badness of an act and making it dependent on a particular point
of view. Recently István Bejczy has pointed out the
inconsistencies in Abelard’s use of intention, in particular the
amorality of acts resulting from it on the one hand, and the bad
or good nature of acts on the other, thus making the morality of
the agent’s intention “depend on the morality of his act rather
than the reverse.”(26) This is a contradiction in terms that, as
Bejczy demonstrates with relentless logic, has been
insufficiently noticed, or smoothed over by many a respectable
scholar.
As far as intentionality is concerned, one cannot have one’s
cake and eat it too. Thus, it would seem inconsistent to
maintain that sin is a consent to evil without “presupposing a
notion of evil which is independent from consent itself and
hence from human intentions.”(27)
“Deeds cannot,” as some interpreters of Abelard have it, “be
objectively right or wrong but virtuous or sinful on account of
the agent’s intention since Abelard made no such
distinction.”(28)" (pp. 28-29)
(25) David E. Luscombe, The School of Peter Abelard
(Cambridge, 1969), 194; see also István P. Bejczy, “Deeds
Without Value: Exploring a Weak Spot in Abelard’s Ethics,”
Recherches de théologie et philosophie médiévales 70 (2003):
11.
(26) Bejczy, “Deeds Without Value,” 16.
(27) Ibid., 13.
(28) Ibid., 17.
37. Rijk, Lambertus Marie de. 1986. "Abelard and moral
philosophy." Medioevo no. 12:1–27.
"When speaking of ethics in this connection, we are not
referring to a 'doctrine on human behaviour'; rather it is to be
understood as the philosophical (or theological) pursuit
concerning the justification of such a theory. Beforehand it
must be said that Abelard's Ethica seu Scito te ipsum can be
regarded as a theological work in being part of the curriculum
presented in theological training. The central question this
work deals with can be expressed as follows: what are the exact
standards by which human behaviour is judged good or evil?
One should not ask whether Abelard's Ethics is a theological or
philosophical work, for that is not the point. As we have already
mentioned, ethics was part of theological enquiry and teaching.
This answer is not a final one, however. For Abelard's
conception of theology was such that philosophy, as an ultimate
rational justification, was certainly admitted to theology, but,
moreover, it even implied that philosophy was an essential
constituent of fundamental theological enquiry. We must
examine his Ethics in detail in order to see how Abelard in fact
discusses the issue." (p. 1)
38. Ruys, Juanita Feros. 2008. "Heloise, Monastic Temptation, and
Memoria: Rethinking Autobiography, Sexual Experience, and
Ethics." In Sexuality in the Middle Ages and Early Modern
Times: New Approaches to a Fundamental Cultural-Historical
and Literary-Anthropological Theme, edited by Classen,
Albrecht, 383–404. Berlin: Walter de Gruyter.
"Monastic temptation is discussed in a range of early patristic
writings (Paul, Augustine, Jerome, the Life of Antony, Gregory
the Great), but I believe Cassian is Heloise’s prime source.
Cassian was the medieval authority with regard to nocturnal
emissions,(9) and would have been entirely familiar to Heloise
since, according to the Benedictine Rule, nuns would hear a
daily reading from the Conferences prior to Compline.(10)
Moreover, as will be discussed in greater detail below, Heloise’s
statement of her temptation clearly parallels Cassian’s
confession of his own hankering after worldly stories, her
arguments on hypocrisy are drawn from his discussion in
Conference XII. XI “Quod multum intersit inter continentiam
et castitatem” (That there is a great difference between chastity
and continence), and when Abelard replies to Heloise’s claims
of sexual temptation and hypocrisy in his Ep. V, he takes
precisely the line articulated by Cassian in Conference XII. V,
thus indicating that both their arguments are founded in this
common monastic source." (p. 385)
(9) Kenneth C. Russell notes the statistic that around “ten
percent of Cassian’s total production” in the Institutes and
Conferences deals with issues of monastic sexual temptation,
“John Cassian on a Delicate Subject,” Cistercian Studies
Quarterly 27 (1992): 1–12; here 1, n. 1.
(10) RB 1980: The Rule of St Benedict, ed. Timothy Fry
(Collegeville, MN: The Liturgical Press, 1981), XLII, 242: “si
tempus fuerit prandii, mox surrexerint a cena, sedeant omnes
in unum et legat unus Collationes vel Vitas Patrum aut certe
aliud quod aedificet audientes . . . . Si autem ieiunii dies fuerit,
dicta vespera parvo intervallo mox accedant ad lectionem
Collationum, ut diximus.”
39. ———. 2014. The Repentant Abelard: Family, Gender, and
Ethics in Peter Abelard’s Carmen ad Astralabium and
Planctus. New York: Palgrave Macmillan.
"The Structure of This Book
This book offers a complete study of Abelard’s Carmen ad
Astralabium and Planctus. It begins with a literary and
conceptual analysis of these texts, taking into account how they
reflect Abelard’s thought as evidenced elsewhere in his
writings, as well as how they extend, question, and complicate
his earlier ideas.
For the Carmen I explore issues of theme and style in order to
counter the popular perception that this poem is merely a
meandering collection of unremarkable sentential advice. On
the contrary, I argue that it constitutes a compact summary of
the ethical thought of an original and innovative thinker, its
ideas woven intimately together, flowing through and more
often over the traditional elegiac hexameter form of its verse.
To this end, I indicate how it differs in significant ways from
other didactic compositions and compilations circulating in late
eleventh- and early twelfth-century Europe.
(...)
For the Planctus, I concentrate on how the laments function as
a series of six in the Vatican manuscript in which they are
transmitted. As with the Carmen, my intention is to indicate
how Abelard modifies an existing genre to imbue it with new
thematic and stylistic possibilities. This necessitates a
consideration of what function these poems may have been
intended to have for Heloise—whether primarily personal or
liturgical—and indeed, whether their composition had any
particular meaning for Abelard himself in terms of consolation
for his own sorrows. Defending the order of the laments as they
appear in the sole existing manuscript of the series, I trace the
thematic developments that run through them, particularly in
terms of Abelard’s exploration of gender and the question of
vice and virtue. With regard to Abelard’s stylistic innovations in
the planctus genre, I consider the way he multiplies and
manipulates the speaking voices in his laments to convey his
difficult and complex messages. In conclusion, I suggest that
the Planctus as a whole express Abelard’s view that earthly
lamentation is ultimately futile and that consolation will be
found only in the next life.
(...)
In addition, I provide a line-by-line commentary for both the
Carmen and Planctus. My aims here are to explain concepts or
constructions whose meaning might not be readily apparent
and to highlight how these reflect, or perhaps refract, Abelard’s
thought as expressed elsewhere in his writings." (pp. 5-6)
40. Schultz, Janice L. 1996. "An Abelardian Reconstruction
Reconsidered." American Catholic Philosophical Quarterly no.
70:275–286.
"In an article in the ACPA Quarterly, "Abelardian Ethics
Reconstructed," Lance Simmons argues that the moral quality
of consent is determined by intention exclusively insofar as
intention consists in an
attitude of charity or cupidity.(4)That is, since works or deeds
are indifferent, they can morally specify neither consent nor
intention; since intention establishes the moral value of
consent yet cannot itself depend
upon the goodness or badness of actions, its moral quality must
be determined by whether or not one acts out of an attitude of
charity or cupidity." (pp. 275-276)
(...)
"Although such a position appears to conform to the spirit of
the claim that acts as such are indifferent, it not only falls prey
to the standard arguments against relativism; it also militates
against other claims proffered by Abelard." (pp, 276-277)
41. Simmons, Lance. 1993. "Abelardian Ethics Reconstructed."
Proceedings of the American Catholic Philosophical
Association no. 67:231–240.
"In this paper, I propose to set forth as clearly as possible
Abelard's moral theory, and in the process show that the most
common objection against the theory fails. I will argue that to
the extent that the negative modern consensus about
Abelardian ethics rests on this common objection, that
consensus is ill-founded. Any decisive rejoinder to Abelard
must go beyond the common objection.
In what follows, I will offer a sympathetic rational
reconstruction of Abelard's moral theory, rather than a
straightforward explication of the texts. My own exposition
thus remains grounded in but reorders and in some ways goes
beyond Abelard's own formulations. While this may give
Abelardian ethics the feel of something like an axiomatized
formal system, it will avoid many of the interpretive problems
that the original texts pose." (p. 231)
42. ———. 1996. "An Abelardian Reconsideration Rebutted."
American Catholic Philosophical Quarterly no. 70:287–289.
"Janice Schultz [*] criticizes my reconstruction of Abelardian
ethics on two counts: She claims that it is unduly subjectivist in
its own right, and that in any case it distorts the moral theory
actually held by Abelard (who was not as subjectivist as I
suppose). In this brief reply, I will show that Schultz offers
inadequate support for these two criticisms. I will show that the
first criticism misstates my views and that the second criticism
is based upon Schultz's own interpretation of the Scito te ipsum
rather than upon the text itself. Perhaps Schultz's two criticisms
can be justified in other ways, but as things stand they are not
justified." (p. 287)
[*] An Abelardian Reconstruction Reconsidered, same volume.
43. Sweeney, Eileeen C. 2016. "Abelard's Christian Socratism." In A
Companion to Medieval Christian Humanism: Essays on
Principal Thinkers, edited by Bequette, John P., 101–121.
Leiden: Brill.
"It was Etienne Gilson who coined the term “Christian
Socratism.” He did so not to apply it to Abelard but rather to
patristic and 12th century figures like Hugh of St. Victor.(1)
Hugh explicitly makes the Socratic maxim “Know Thyself” his
own at the opening of the Didascalicon, connecting self-
knowledge to knowledge of nature and God. On this view, the
vocation of the Christian is not to forsake self or nature for God
but rather to find God in self and nature. In this way, the works
of the pre-Christian world are integrated into the program of
Christian education and even Christian theology. Thus
“Christian Socratism” leads fairly directly to “Christian
humanism,” the subject of this volume.
Showing that Abelard is a humanist and Socratist might seem
an easy task. Abelard takes as the title of his ethics, “Know
Thyself,” and constructs an ethics that in an extreme way
focuses not on the external standards for moral action but on
the individual’s internal act as the core of moral value.
He clearly places great emphasis on the individual’s free
consent as conferring morality on the act and, indeed, moral
dignity on the person." (p. 101)
(1) Etienne Gilson, The Spirit of Medieval Philosophy, trans.
A.H.C. Downes (New York: 1936), 209.
I have also argued that, though in a different way, the term
could also be applied to Anselm.
See Eileen C. Sweeney, Anselm of Canterbury and the Desire
for the Word (Washington, D.C.: 2012), 35–36.
44. Tomasic, Thomas M. . 1972. "William of St. Thierry against
Peter Abelard: A dispute on the meaning of being a person."
Analecta Cistercensia no. 28:3–76.
"In 1138, William of Saint -Thierry interrupted the writing of
his Expositio super Cantica canticorum to pen one of the most
scathing and effective critiques in the Middle Ages, namely, the
Disputatio adversus Petrum Abaelardum ad Gaufridum
Carnotensem et Bernardum, which successfully initiated the
condemnation of Abelard's Theologia (in (William's words , the
« nova novi theologi theologia » ) at the Council of Sens in 1140
(1). The central concern of this paper is to discover why
William, who only three years earlier withdrew from the abbacy
of Saint-Thierry to become a secluded Cistercian at Signy,
should have been to terribly disturbed by the « new »
theological paths blazed by Abelard. Taken by itself, the
Disputatio does not provide the solution, the sufficient
explanation or motivation for its having been written; nor does
a careful reading of Abelard's Theologia, faithful to the Western
tradition in its treatment of faith and the Trinity, suggest any
solution.
There is nothing per se heretical in Abelard's teaching, yet the
divergence in theological positions is presented by William as
one of radical and irreconcilable opposition. What, then, is the
justification for William's writing the Disputatio ? Is it
sufficient an explanation to propose that the Disputatio is
simply another instance of monastic theology fighting a losing
battle for its life against scholastic theology ? Perhaps it may
not be altogether presumptuous to suggest that the Disputatio
does not occur in a vacuum, that it reflect, with great
impatience, some eighteen years of ascetical thought on
William's part and is meant, therefore, to defend negatively a
distinct theological frame of mind against an adverse mentality.
William's works, from beginning to end, form a consistent,
coherent program; thus, placed within the total context of
William's thinking, the Disputatio must be understood as a
defense, without explicit development in itself, of some
fundamental motif that underlies all his works. Hence, the
reason why William felt compelled to write the Disputatio
cannot be properly grasped without comprehending the
rationale of the De contemplando Deo, the De natura et
dignitate amoris ( c . 1120 ), the Meditativae orationes ( c .
1130 ), the Expositio in Epistolam ad Romanos (c . 1133 ), and
the Expositio super Cantica canticorum ( 1138 ) . And since
William did not intend the Disputatio to be his last word on the
nature of the controversy, it must be understood not only in the
light of these preceding works, but also in full view of the
Speculum fidei and the Aenigma fidei ( 1139 ), in which
William provides positive and extended articulation of his
position against Abelard." (pp. 3-4)
(1) Migne, PL 182, 531-533 and 180, 249-282.
45. Valente, Luisa. 2015. "Happiness, Contemplative Life, and the
tria genera hominum in Twelfth-Century Philosophy: Peter
Abelard and John of Salisbury." Quaestio. Journal of the
History of Metaphysics no. 15:73–98.
"In the first section of this article I will provide an outline of the
substantial discussion about true happiness as beatific vision as
is found in Peter Abelard’s Collationes or Dialogus inter
philosophum, iudaeum et christianum. In the following
sections, I will present some twelfth-century triads of genera
hominum, in which the ideal of the philosophical life plays a
significant role." (p. 74)
(...)
"The Abelardian thesis that the most speculative philosophical
life is the best and the happiest life is, as we can see, part of a
wider anthropology which grows from many different roots:
Platonic (Timaeus and Republic), Neoplatonist (Porphyrius
and Macrobius), roman-Stoic (Seneca), and Patristic
(Augustine in primis), to be more precise. Its basic intention
seems to reside not in a comparison or distinction between
Christian and pagan, i.e. religious and rational ideals of life and
happiness, but in an amalgamation of them through a
demonstration of their basic correspondence. The Christian
contemplative ideal is, according to Peter Abelard, the same as
that of the best amongst the ancient philosophers." (p. 82)
46. Verbeke, Gerard. 1974. "Peter Abelard and the Concept of
Subjectivity." In Peter Abelard. Proceedings of the
International Conference: Louvain, May 10-12, 1971, edited by
Buytaert, Eligius Marie, 1–11. Leuven: Leuven University Press.
"ln the framework of Abelard's ethics, self-knowledge certainly
becomes a basic rule of moral behaviour. Opposing the merely
external judgment of a moral act as it was usual in the Libri
poenitentiales; Abelard advocates the importance of the
internal disposition of the subject. lnstead of looking at a
behaving in its external perceptible structure, our author points
to the subjectivity of the acting individual; what matters in our
moral activity is essentially whether or not there was free
consent and whether our intention was right or wrong(5).
A mere tendency or inclination couldn't be really sinful, nor
could the moral character of a deed depend upon the result
taken its materiality(6) According to Abelard, moral
responsibility always involves free consent to what we are
doing: it is incompatible with compulsion or ignorance
concerning the real nature of our act. The question arises
whether it is possible to do something wrong with right
intention and whether this intention modifies the moral
character of our act to the extent that as a whole it becomes
good.
The answer obviously depends upon the meaning given to the
expression "a good intention": according to Abelard a good
intention is incompatible with a wrong act as far as it is known
to wrong; except the case of ignorance or mistake, a right
intention always refers to an act that is really valuable(7)" (pp.
4-5)
(5) Ethics (ed. D. E. Luscombe). p. 22,33-24. I.(...)
(6) O.c., p. 24, 1-2(...)
(7) O.c. p. 54, 20-21(...)
47. Vess, Deborah. 2000. "Abelard on Meaning and Usage: Some
Implications for the Ethics." The Modern Schoolman no.
77:217–234.
"Peter Abelard's brilliant critique of the realism of William of
Champeaux was so devastating that few indeed have dared
defend any of the versions then in circulation. Nevertheless.
William of Champeaux himself must have derived some
comfort from the tension between Abelard's thorough-going
logical nominalism, with respect to the signification of
universals, and his modified realism, with respect to their
initial cause of imposition. This tension is present throughout
Abelard's work; yet as his thought on meaning evolved, the role
of context and communal usage became increasingly
prominent. An examination of Abelard's development of
context and usage in the logical treatises helps to resolve some
of the more puzzling aspects not only of his logical treatises, but
also of his ethical and theological theories." (p. 217)
48. Wilks, Ian. 1997. "The Role of Virtue Theory and Natural Law
in Abelard's Ethical Writings." Proceedings of the American
Catholic Philosophical Association no. 71:137–149.
"If we completely reject the intuitive way of formulating moral
rules in terms of good actions and bad, where are we left? This
intuitive way affords at least a very objective starting point for
moral theory (since acts can be physically described, and so
good acts can be physically distinguished from bad), and it is
not immediately clear that an ethics of intention alone can do
the same. Say we accept that good and bad reside only in
intention; "What then," asks Gilson, "makes the intention itself
good? Is it our conviction that we do well, that in acting as we
do act we please God? These are certainly excellent and even
necessary dispositions, but ... we shall see that they do not
suffice."(10) If what matters for Abelard is not what we do, but,
as it were, the frame of mind in which we do it, there seems a
great danger that his theory may collapse into moral
subjectivism.
As it happens, there is much to be said against this line of
criticism. It seems to derive largely from an overly piecemeal
approach to Abelard's ethical writings, which arises from
excessive, if not exclusive, focus on the Ethica, and from
corresponding failure to afford proper consideration to the
Dialogus inter philosophum, Iudaeum et Christianum. In the
latter we find, among other things, an extended discussion of
virtue theory which fills some of the gaps that undoubtedly do
present themselves in the Ethica; it is only by studying these
two works side by side that we have a chance of extracting a full
and satisfying account of ethical theory from Abelard. (11)" (p.
138)
(10) Etienne Gilson, L'esprit de la philosophie médiévale, 2nd
ed. (Paris: 1. Vrin, 1944), 330; the translation is from A. H. C.
Downes, trans., The Spirit of Mediaeval Philosophy (New York:
Charles Scribner's Sons, 1940), 349.
(11) At first sight this may seem a rather unpromising
approach; Alisdair MacIntyre considers what he rightly calls
"Abelard's retreat into interiority" to be unfertile ground for the
development of virtue theory (After Virtue, 2nd ed., Notre
Dame: University of Notre Dame Press, 1984], 168, 170-71). As
I hope will become evident, Abelard's virtue theory is relevant
to his deontological ethics because of the significant role
attributed in the latter to human vice.
49. ———. 2012. "Moral Intention." In The Oxford Handbook of
Medieval Philosophy, edited by Marenbon, John, 588–604.
New York Oxford University Press.
"Two figures of that era achieve centrality in the history of this
matter: Peter Abelard and William of Ockham, who alike adopt
the strong position of claiming that only moral intention, not
ensuing action, is a suitable basis for moral judgement. This
shared thesis is pivotal in their respective moral theories and
produces between them what deserves to be considered a fairly
distinctive strand of moral theory within the larger setting of
medieval thought. When centuries later Immanuel Kant
famously claims that ‘a good will is not good because of what it
effects or accomplishes, because of its fitness to attain some
proposed end, but only because of its volition’ (Kant 1996 50),
he is revisiting this kind of Abelardian and Ockhamist outlook.
This outlook seems to belong neither to virtue theory nor
natural law theory—the two staples of medieval moral
speculation—and, in a Kantian setting, is not necessarily
associated with either. It will be the business of this chapter to
consider the early evidence of this strand of moral theory in the
writings of St Augustine and St Anselm, and then too bserve it
as it achieves full expression in the writings of Abelard and
Ockham." (p. 588)
References
Kant, Immanuel. 1996. ‘Groundwork of the metaphysics of
morals,’ trans. and ed. Mary J. Gregor. In Practical Philosophy,
ed. Allan Wood. Cambridge: Cambridge University Press.
50. Williams, Paul. 1980. The Moral Philosophy of Peter Abelard.
Lanham: University Press of America.
Table of Contents: I. Introduction 1; II. Abelard's Self
Presentation 11; III. The Realm of Reason; 45; IV. The
Goodness of God and the Dignit of man 63; V. The Gift of Grace
85; VI. The Trinity 91; VII. The Person of Christ 103; VIII. The
Vindication of Pagan Philosophy 111; IX. The Objective Basis of
Abelard's Subjective Ethics 125; X, The Meaning of Christ's
Work 151; Bibliography 173-185.
"It is the intended purpose of this study to approach Abelard’s
doctrine of Christ's work on its own terms and in context with
the general direction of his thought. But one can only
accomplish this by subterranean means, by probing beneath
the surface in order to uncover the motivating reason behind
his rejection of extreme realism and the doctrine of original sin,
as well as the fundamental intentionality behind his vindication
of pagan philosophy and the utilization of the dialectic. It is in
such acts of intention and meaning that the stance and selfhood
of a person are revealed. Selfhood, Robinson writes, is
constituted by a commitment to a context. (7) And Abelard
reveals himself as one committed to a strict following of all the
injunctions of the most uncompromising interpretation of the
Christian calling.
(...)
Abelard proceeds to the next stage of his thought which is an
elaboration of a rigorist system of ethics with its sharp
emphasis upon man's complete accountability for the character
of his life. Virtue, he argues in line with his logical conclusions,
is a natural quality acquired by human effort. It is not, as the
realists maintain, something synonymous with grace. A man
becomes virtuous by struggling to attain virtue, not by a passive
participation in this quality. Without the struggle, he
maintained, there can be no crown.
Abelard's charted course never alters. It is anchored in his rigid
commitment. Thus, he leads one step-by-step to the foot of the
cross and his "subjective" view of the Atonement which is the
final station of his thought." (pp. 4-5)
(...)
"And yet, his celebrated theory which has prompted pages upon
pages of exposition consists of only a few meager paragraphs in
his Commentary on Romans. Abelard never set out to fully
elaborate this doctrine, and, for this reason, it remained a brief
excursus on the question of redemption. And yet — as St.
Bernard rightly perceived — this is the very heart of
Abelardianism. His view of the Summum Bonum, his Logos
theology, his ethics, and even his logical views are knotted
together in these three terse paragraphs.[*] Abelard simply
could not mouth the Pauline view of Christ's work. And so, he
struggled to equate God's justice (iustitia) with His love
(charitatis) by a bizarre twisting of the apostle's words. He
writes: "Ad ostensionem suae iustitiae, id est charitatis, quae
nos, ut dictum est, apud eum iustificat, id est ad exhibendam
nobis suam dilectionem, vel ad insinuandum nobis quantum
eum diligere debeamus, qui proprio Filio suo non pepercit pro
nobis."(9) Christ died, he asserts, not to meet the demands of
God's justice, but to fulfill the demands of His love. His
intransigent moral sense necessitated his manipulation of the
apostle’s meaning. His moral perspective challenged the faith
which he cherished, and eventually caused his condemnation."
(p. 6)
(7) James M. Robinson, A New Quest of the Historical Jesus
(London: SCM Press, 1971), p. 46.
(9) Epist. ad Romanos, II, 833B.
[* See in particular the Question at 3.26, English translation:
Peter Abelard, Commentary on the Epistle to the Romans,
translated by Steven R. Cartwright, Washington, D.C.: The
Catholic University Press of America 2011, Book II, pp. 164-
168)
51. Zimmerman, Elizabeth. 2006. ""It is Not the Deed but the
Intention of the Doer". The Ethic of Intention and Consent in
the First Two Letters of Heloise." Forum for Modern Language
Studies no. 42:249–267.
"At a young age, Heloise’s supreme intellect ‘‘made her most
renowned throughout the realm’’,(99) while ‘‘as prioress of
Argenteuil, an ancient and royal convent, and then as abbess of
the successful new foundation of the Paraclete, Heloise had
reached the pinnacle of independence for a woman.’’(100) Her
letters demonstrate that Heloise did not leave off the
philosophical life even after the calamitous events which
followed her affair with Abelard. Rather, she closely examined
her life’s events through the lens of an ethic that she considered
and developed in her first two letters to Abelard. Through her
analysis and application of the ethic of intention, she contrasts
her intentions and inner truths with her actions and outward
appearance. While she concludes that the discrepancy between
these two leaves her a hypocrite, she also believes that she is
fundamentally innocent due to the purity of her intention. Her
experience and her understanding of it provide significant
insight into both the thoughts of a twelfth-century abbess
struggling with contemporary philosophical and theological
issues, as well as a woman attempting to make peace with a life
to which she did not fully consent." (p. 264)
(99) Historia Calamitatum, ed. Hicks, p. 10; trans. Radice &
Clanchy, p. 10.
(100) Clanchy, Abelard: A Medieval Life, p. 156.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliography of the Medieval
Theories of Mental Language (First
part)
Studies in English (A- Kel)
1. Adams, Marilyn McCord. 1978. "Ockham's Theory of Natural
Signification." The Monist no. 61:444-459.
"Ockham is called a nominalist because he identifies universals
with names. But there are different kinds of names and a
variety of forms of nominalism. One sort says that universals
are names whose meaning is ultimately to be explained in
terms of the conventions of linguistic communities.
Ockham appears never to have taken such a "nominalism of
convention" very seriously.
(...)
Ockham himself distinguishes signs that signify by convention
from those that signify naturally. Conventional signs are
imposed to signify what the corresponding natural signs
signify. Hence, the ultimate explanation of why names signify
anything at all, and why they signify the things they do, is not to
be given in terms of conventions that depend upon the human
will and could have been otherwise than they are, but in terms
of a natural relation between concepts and things. In what
follows, I shall try to arrive at a fuller understanding of
Ockham's nominalism by investigating his theory of natural
signification." (p. 444)
(...)
"The proper names of Ockham's mental language are really
more analogous to Russell's logically proper names, since they
are the cognitions in which we apprehend or can apprehend
particulars immediately and for the first time. In Russell's
terminology, in such cognitions we know particulars "by
acquaintance" and "by description." Ockham allows that we can
compound various simple cognitions of imagination and
memory together to arrive at a composite concept that is proper
to Socrates and by means of which we conceive of him as
having a certain color, shape, location, etc.30 And these
concepts would be a closer analogue in Ockham's theory of
Russell's alleged truncated descriptions. And just as Russell
takes it for granted that such descriptions are very often
uniquely satisfied, so Ockham tacitly assumes that such
composite concepts are proper even though their simple
components are not, because many things may be actually
similar to one simple concept, while one actual thing is more
similar to the whole composite than any other actual thing is."
(p. 453)
2. ———. 1987. William Ockham. Notre Dame: University of
Notre Dame Press.
On mental languasge see pp. 71–141, 289–298 and 348–351.
"Chapter 9: Evaluation of Ockham's Ontological Program.
Ockham's notorious ontological program is supposed to "turn
things (res) into names.'' In the first and more famous half
(examined in chapters 1-4 above), he argues that universals are
nothing other than names-primarily concepts that naturally
signify many particulars indifferently. Then, turning to the
logically independent issue of how many fundamentally
different kinds of things there are, he argues that-from the
viewpoint of natural reason-nothing created is a thing (res)
really distinct from substances and qualities. His own thesis is
that Aristotle's ten categories classify not things, but names and
represent ten fundamentally distinct ways of· signifying
particular substances and qualities. Now that considerations for
and against distinct quantity- relation-, and quality-things have
been examined and weighed (in chapters 5-8 above), it is time
to consider two general objections to Ockham 's program and
its resultant ontology: the first, to the effect that its difficulties
are insuperable; the second that it carries no compensating
advantages. I shall argue that Ockham need not accept either
charge." (p. 287)
3. Amerini, Fabrizio. 2009. "William of Ockham and Mental
Synonymy: The Case of Nugation." Franciscan Studies no.
67:375-403.
"In recent years an important point of discussion among the
scholars of William of Ockham has been the possibility of
accounting for a reductionist interpretation of Ockham’s
mental language. Especially, the debate focused on the
legitimacy of eliminating connotative simple terms from mental
language by reducing them to their nominal definition. The
distinction between absolute and connotative terms plays an
important role in Ockham’s philosophy of language. Ockham
introduces it as a subdivision of the class of categorematic
terms, i.e. of the terms provided with signification, and such a
distinction overlaps that between concrete and abstract terms.
In the Summa Logicae, Part I, chap. 10, devoted to the
explanation of such a distinction, Ockham makes three major
claims concerning connotative terms." (pp. 375-376, two notes
omitted)
4. ———. 2013. "Thomas Aquinas on Mental Language."
Medioevo. Rivista di storia della filosofia medievale no. 38:77-
110.
Abstract: "Many scholars noted that Thomas Aquinas has been
very elusive about mental language. Neither a full-fledged
theory of mental language nor an accurate description of what
happens in our mind when we speak or we listen to a given
language can be found in his works. I fundamentally agree with
this judgment; nonetheless I think that Aquinas had something
important to say about mental language. My purpose in the
article is to show that Aquinas endorsed a version of the so-
called “Language of Thought Hypothesis”. Influenced by
Boethius, Aquinas seems to believe that our thought is
primitively linguistic and provided with a natural grammar that
is narrower than those of the different spoken and written
languages. If our thought had no language-like articulation,
Aquinas seems to argue, we could not be able to form and
proficiently speak any language. I give arguments to show, in
particular, that Aquinas adopted a functional explanation of the
acts of thought and a compositional description of their
contents. On Aquinas’ texts, mental language is articulated on
two-levels, i.e., that of the natural concepts derived, by
abstraction, from the extramental world and that of the logical
operations that our mind can carry out on such concepts.
Unlike Robert Pasnau, I think that Aquinas would be prepared
to accept that the mere possession of concepts and mental
operations is a necessary and sufficient condition to translate
immediately our thought into a spoken and written language."
5. ———. 2017. "Ockham on mental syncategoremata." In The
Language of Thought in Late Medieval Philosophy: Essays in
Honor of Claude Panaccio, edited by Pelletier, Jenny and
Roques, Magali, 149-168. Dordrecht: Springer.
Abstract: "Many scholars have argued that Ockham changes his
mind on the nature of mental syncategoremata when he moves
from his early to his late theory of concepts. If, in the first
theory (the so-called fictum theory), Ockham describes mental
syncategoremata as linguistic concepts that are abstracted from
spoken language, in the second theory (the so-called actus
theory), he describes them as signs of the mind, naturally co-
signifying the same things that the mental categoremata to
which they apply naturally signify. In this essay, I want to give
some arguments to prove that while Ockham indisputably
modifies his position on the nature of concepts, he does not
depart from his early explanation of the formation and function
of mental syncategoremata. I shall focus especially on his
Quodlibet IV, q. 35, which dates to a later period of his career.
It is a significant text, for in it Ockham reaffirms the view he
established in the early Ordinatio."
6. ———. 2022. "Ockham and Chatton on the Origin of Logical
Concepts." In Thinking and Calculating: Essays in Logic, Its
History and Its Philosophical Applications in Honour of
Massimo Mugnai, edited by Ademollo, Francesco, Amerini,
Fabrizio and De Risi, Vincenzo, 185-203. Cham (Switzerland):
Springer.
"In Ockham’s vocabulary, syncategoremata designate logical
operators: connectives (et, vel, sed, etc.), quantifiers (omnis,
quidam, aliquis, nullus, etc.), exceptive, exclusive, reduplicative
particles (e.g. preter, solum, in quantum, etc.), the copula (est),
adverbs and all the modes, grammatical as well as logical (e.g.
necessario, possibile, per se, formaliter, etc.), which affect the
semantics of terms and, in consequence, the truth-value of
propositions." (p. 185, a note omitted)
(...)
"I shall reconsider Ockham’s position in the first part of this
paper, while offering an overview of syncategoremata in
Ockham’s texts.(4) I shall argue that his early account of the
origin and nature of syncategorematic concepts may be
reconciled with his second theory of concepts. On the other
hand, someone who was not of this opinion was Walter
Chatton, a confrère of Ockham at London and Oxford. Chatton
vigorously reacted to Ockham’s early explanation of
syncategorematic concepts.)5) According to Chatton, such
concepts do not signify conventionally, but naturally. Chatton
considers the actus-theory of concepts to be incompatible with
the Ordinatio explanation of the origin and nature of
syncategorematic concepts. I shall reconstruct Chatton’s
criticism in the second part of this paper."
(4) In the first part, I draw upon and occasionally clarify or
expand what I said in Amerini (2017).
(5) For an introduction to Chatton’s life and works, see Keele
and Pelletier (2018).
References
Amerini, F. (2017). Ockham on mental syncategoremata. In J.
Pellettier & M. Roques (Eds.), The language of thought in late
medieval philosophy (pp. 149–168). Springer.
Keele, R., & Pelletier, J. (2018).Walter Chatton. In The Stanford
Encyclopedia of Philosophy (Fall 2018 Edition) (E. N. Zalta,
Ed.).
https://plato.stanford.edu/archives/fall2018/entries/walter-
chatton/. Accessed 25 March 2022.
7. Ashworth, Earline Jennifer. 1981. "Mental Language and the
Unity of Propositions: A Semantic Problem Discussed by Early
Sixteenth Century Logicians." Franciscan Studies no. 41:61-96.
Reprinted as essay VI in: Studies in Post-Medieval Semantics,
London: Variorum Reprints 1985.
"Gregory of Rimini's influential Sentence Commentary was
written in the 1340s. One of the questions which he discussed
in his prologue was how it is that a mental proposition
functions as a united whole, with a force that its apparent parts
taken separately do not possess. (1)
In this article I intend to explore the reactions to Gregory's
arguments among a group of logicians who studied or taught at
Paris in the first three decades of the sixteenth century. The
most important of the authors I shall examine are three
Spaniards: Jerome Pardo (d. 1502 or 1505) whose Medulla
Dialectices was published in 1500 and again in 1505; Antonio
Coronel, whose Duplex Tractatus Terminorum was published
in 1511 and whose Prima Pars Rosarii in qua de Propositione
Multa Notanda was published at about the same time; and
Fernando de Enzinas, whose most noteworthy book for our
purposes was his Tractatus de Compositione Propositionis
Mentalis Actuum Sincathegoreumaticorum Naturam
Manifestans, first published in 1521, and reprinted in 1526 and
1528." (p. 61)
(...)
"In conclusion there are two points I would like to make. On
the one hand it is quite clear that when early sixteenth century
logicians were discussing mental language they took it that they
were concerned with philosophy of mind. In part this is the
natural result of their approach to signification as a causal
process. If one defines "signify" in terms of making known or
representing to the cognitive faculty, then the question of the
various effects of words upon the hearer's mind, and what they
reveal about the speaker's mind, will embrace both semantic
and psychological issues. One also has to bear in mind the part
played by speaker intentions in endowing linguistic aggregates
with their propositional force.(134) At this level the study of
language cannot be separated from the study of mental
attitudes and processes. On the other hand, if one isolates the
part of the discussion which was devoted to purely semantic
issues, then it is no longer necessary to postulate mental
language as such. Everything that was said about the semantic
function of syncategorematic acts, subject and predicate, the
unity of propositions and the equivalence between
propositions, could be described in neutral terms as the study
of semantic structure leaving it quite open what the
relationship is between the semantic structure of a given
utterance and the psychological states of the speaker. Nor does
there seem any genuine need to postulate a naturally
meaningful language in addition to conventionally meaningful
language, since a given speaker's psychological states can be
adequately described in terms of conventional language, and
since synonymy can be redefined for conventional languages.
Indeed, one can argue that the notion of a naturally meaningful
mental language is without any function, since we have no
criteria for identifying it or its structures. But this is to go far
beyond Gregory of Rimini and sixteenth century reactions to
his arguments." (pp. 95-96)
(1) Gregory of Rimini, Gregorii Ariminensis O.E.S.A. Super
Primum et Secundum Sententiarum (Reprint of the 1522
edition: St. Bonaventure, N.Y.: The Franciscain Institute;
Louvain: E. Nauwelaerts; Paderborn: F. Schöningh, 1955), fol.
3va-5rb.
(134) But Michael Dummett, Frege: Philosophy of Language
(London: Duckworth, 1973, p. 311, reminds us that "linguistic
acts should be classed as conventional actions, not as the
external expression of interior states. Assertion, for example, is
to be explained in terms of the conventions governing the use of
those sentences which are understood as having assertoric
force, not as the utterance of a sentence with the intention of
expressing one's interior act of judgment (or interior state of
belief) that it is true."
8. ———. 1982. "The Structure of Mental Language: Some
Problems Discussed by Early Sixteenth Century Logicians."
Vivarium no. 20:59-83.
Reprinted as essay V in: Studies in Post-Medieval Semantics,
London: Variorum Reprints 1985.
"Preface.
As is well known, late and post-medieval logicians shared the
belief that were three types of language, spoken, written, and
mental. (1) Spoken and written languages had conventional
meaning, and were in fact, though not necessarily so, different
for different groups of people. Mental language, on the other
hand, was thought to have natural meaning and to be common
to all men. The obvious question to ask about mental language
concerns its structure and how this relates to the structure of
spoken or written languages, especiallyLatin. Ockham's
position on the matter has been investigated by more than one
author; (2) so in this paper I intend to focus on the views held
by logicians in early sixteenth centuryParis, and by some of
those earlier logicians who most influenced them. I shall leave
firmly aside the obvious philosophical question of what criteria
could possibly be used in determining a structure for mental
language which is independent of spoken or written language.
Sufficeit to say that late medieval logicians saw no problem
here.
The main issues concerning structure arose from a
consideration of the categorical proposition.This was taken to
be the simplest kind of proposition, which at its most basic
displays a subject and a predicate, both in the nominative case,
and the copula "is" or "are". To these ingredients may be added
quantifiers such as "all" and "some", negation signs, adjectives,
adverbs, and other modifiers. Two kinds of problem are
presented by this account. First there is the question of what to
say about spoken or written propositions which do not fit the
standard mould.I include here such sentences as "Pluit"/"It is
raining" which do not have a subject; sentences displaying so-
called adjectival verbsuch as "runs" in "Socrates runs" which do
not have a separate copula and predicate; and sentences
containing pronouns and demonstrative terms such as "I am
running"and "This is white", whose subject is given only by the
context of the utterance. Second, there is the question of how to
account for certain features of those spoken and written
propositions which do fit the standard mould, namely such
features as syncategorematic terms, tense variations (which will
not be discussed in this paper) and variations of number, case
and gender. It was in their discussion of these issues that
Parisian logicians gave their most detailed account of the
structureof mental propositions." (pp. 59-60)
(...)
"It seems that the road was left open to considerable variation
in mental language. Two speakers could perfectly well utter
sentences which were logically equivalent and which picked out
the same state of affairs without using the same mental
propositions.As a result,one can suggest both that it is
consistent with the post-medieval view that sentences in
different languages may be equivalent and translatable without
exhibiting precisely the same deep structure, and that there is
no reason why one should speak of mental language as
containing "the forms that are necessary for any true
description of the world", as Trentman put it in his account of
Ockham's view of mental language. (110) Ockham may have
had an ideal language in mind; Enzinas and his contemporaries
did not. (111)". (p. 82)
(1) See Gabriel Nuchelmans, (1) Theories of the Proposition.
Ancient and Medieval Conceptions of the Bearers of Truth and
Falsity, Amsterdam/London 1973 and (2) Late Scholastic and
Humanist Theories of the Proposition, Amsterdam, Oxford,
New York 1980, passim.
(2) For a discussion of Ockham's views, see Peter Geach,
Mental Acts, London 1957, pp. 101-104 and John Trentman,
"Ockham on Mental", in: Mind, 79 (1970), 586-590.
(110) Trentman, p. 589, my italics.
9. ———. 2004. "Singular Terms and Singular Concepts: From
Buridan to the Early Sixteenth Century." In John Buridan and
Beyond: Topics in the Language Sciences 1300-1700, edited by
Ebbesen, Sten and Friedman, Russell L., 121-151. Copenhagen:
C. A. Reitzel.
Summary: "This article considers medieval treatments of
proper names and demonstrative phrases in relation to the
question of when and how we are able to form singular
concepts. The logical and grammatical background provided by
the authoritative texts of Porphyry and Priscian is examined,
but the main focus is on John Buridan and his successors at
Paris, from John Dorp to Domingo de Soto. Buridan is linked to
contemporary philosophers of language through his suggestion
that, although the name 'Aristotle' is a genuine proper name
only for those who have the appropriate singular concept
caused by acquaintance with Aristotle, it can be properly
treated as a singular tem by subsequent users because of their
beliefs about the original imposition of the name."
10. Biard, Joël. 2021. "Mental Language." In The Routledge
Companion to Medieval Philosophy, edited by Cross, Richard
and Passch, J. T., 306-314. New York: Routledge.
"The idea that thought is like a dialogue of the soul with itself
dates back to Plato.(1) But talking about mental language in the
strict sense implies the fact that the field of intellections or
concepts is made of meaningful units carrying semantic
properties and being articulated in a certain syntactical
structure. Such an approach goes beyond the idea of talking
with oneself; it is neither, strictly speaking, that of Aristotle, in
his fundamental works on which medieval logic and semantics
were built, even more so in his psychology.
(...)
The full notion of mental language was developed at the end of
a long genealogy which reworked all these elements. In
antiquity, there was much interest in the composition of mental
acts. The Middle Ages witnessed many debates about concepts
and their status as sign or signified.
In the thirteenth century, the notion of a mental word was
strongly embedded in reflections on language and knowledge.
However, the theory of mental language in the strict sense is
fully developed only in the fourteenth century, especially with
William of Ockham. Mental language then comes to the
forefront of logic, as it becomes the language par excellence, the
one that is used to assess the meaning and truth value of
spoken expressions. The theory of mental language then left a
deep mark on late medieval semantics, even though, from its
very beginnings, it provoked questions and discussion." (p.
306)
11. Boehner, Philotheus. 1943. "The Notitia Intuitiva of Non-
Existents according to William Ockham." Traditio no. 1:223-
275.
Reprinted in: P. Boehner, Collected Articles on Ockham, pp.
268-300.
12. Boler, John. 1972. "Ockham's Mental Language (Abstract)."
Journal of Philosophy no. 69:676-676.
"Ockham uses 'mental' in two contexts about language: (1) he
adopts the well-entrenched metaphor that thought is "inner
speaking"; but (2) his primary use of 'mental language' is as a
conceit for expressing a non-conventionalist, non-
inscriptionalist attitude toward logic. There may be reason to
extend the latter concern to a theory about the "form" of
language, but that is not to be identified with a theory of
knowledge. The idea that mental language is exclusively
"interior" is not, I suggest, a matter of privacy, but only a
variant on Ockham's insistence that universals "cannot exist
outside the mind." The simplicity of mental language is
evidence that it is not introspectable. The association with
Augustine's theory of knowledge is purely honorific."
13. ———. 2003. "Ockham on the Concept." Medieval Philosophy
and Theology no. 11:65-86.
"It is a commonplace of Ockham commentary that he changed
his position on what concepts are. While I see no reason to
question the general lines of the familiar story, I do think there
are some interesting details along the way which are not always
emphasized and which raise (for me at least) the question of
whether we understand just what was going on.
The development of Ockham’s thought on the topic divides, I
think, into two unequal stages, the first of which can again be
divided into three.
(1) He began by favoring a sort of double aspect scheme. The
act of thinking itself is a real, individual quality existing
“subjectively” in the mind. But as representative, we might say,
it requires an object. In his early account, Ockham posits the
concept as the object of our thinking, holding that of itself it
must, like a fictional entity or fictum, have merely “objective”
existence and not real or “subjective” existence.3 Call this the
fictum theory. After a short time—the whole story takes place in
about eight years—Ockham decided that it would be equally as
probable to hold a theory that simply identifies the concept
with the act of thinking. Call this the mental-act theory. And (3)
Ockham soon enough comes to favor it over the fictum theory.
(...)
In the immediately following sections, I provide more detail on
Ockham’s developing position. In Section 4, I discuss the
“Terminator Principle,” which, I think, carries the weight in
both his early and later positions.
In Section 5, I develop an analogy from art to bring out what I
think is peculiar to Ockham’s account of ficta. Section 6 offers a
guess at what is going on in the first stage of his thought.
Section 7 sets out my guess about what is going on in the
second or ultimate stage in Ockham’s account of the concept.
Finally Section 8 provides a summary and conclusions." (pp.
65-66, notes omitted)
14. Bos, Egbert Peter. 1997. "Speaking About Signs: Fourteenth-
century views on suppositio materialis." Amsterdamer
Beiträge zur älteren Germanistik no. 48:71-86.
"The principal questions in my paper are the following: How
did the medieval semanticists indicate the autonymous use of
words? Does the subject term in such a proposition express a
linguistic item (itself, or its likes) because of the determination
by the predicate? Or is it dependent on the will or intention of
man, the voluntas utentium, as Ockham calls it?
Or is it a convention that determines the use of terms? Is a
signum materialitatis (a sign, or mark, indicating material
supposition) necessary? To what extent do the Medievals
distinguish the autonymous use of language from other uses?
Or is this kind of language meaningless?
There is hardly any secondary literature on this subject. (*)" (p.
75)
(*) M. Bochenski, Formale Logik (München 1970 (1956). 188-
193; CA. Dufour, Die Lehre der Proprietates Terminorum. Sinn
und Referenz in mittelalterlicher Logik
(München/Hamden/Vv'ien 1989). 172-188. (Dufour tries to
reconstruct the medieval theory of the properties of terms with
the help of modern formal logic. This very interesting study did
not obtain the attention it deserves, I feel). E. Karger, 'La
supposition matérielle comme supposition significative: Paul
de Venise, Paul de Pergola', in English Logic in Italy in the
14th and 15th Centuries. Acts of the 5th European Symposium
on Medieval Logic and Semantics, Rome, 10-14 november
1980, ed. by A. Maierù (Napoli). 331-342. In a penetrating
analysis, Karger discusses the difficulties arising from the
'mentioning' of terms in relation to the general semantical
theory of a philosopher.
15. Bottin, Francesco. 2010. "Ockham and Oratio Mentalis." In
Logic in Religious Discourse, edited by Schumann, Andrew,
132-162. Frankfurt: Ontos Verlag.
Abstract: "Ockham was the first to carry out a complete process
of grammaticalization of mental language carefully outlining
distinct specific rules for the written, spoken and mental
language. From a formal point of view Ockham’s program
appears to many contemporary scholars as incomplete and
inadequate, particularly when he attempts to eliminate
equivocity and synonymy in mental language. But, on the
ground of the Augustinian epistemology, the Franciscan
logician seems to be stating that mental language is not devoid
of ambiguities because it is a perfect language, even if it is a
language devoid of the unclearness due to the will to deceive, as
it is the expression of the inner Self."
16. Broadie, Alexander. 1990. "Act and Object in Late Scholastic
Logic." In Estudios de Historia de la logica. Actas del II
simposio de historia de la lógica, Universidad de Navarra,
Pamplona, 25-27 de mayo de 1987, edited by Angelelli, Ignacio
and D'Ors, Angel, 103-124. Pamplona: Ediciones Eunate.
17. Brower-Toland, Susan. 2007. "Intuition, Externalism, and
Direct Reference in Ockham." History of Philosophy Quarterly
no. 24:317-335.
"In recent years, a number of Ockham's commentators have
been converging around a broadly externalist reading of his
theory of mental content. Noting the emphasis he places on the
role of (efficient) causation in his account of concept formation
and mental representation, these commentators argue that, on
Ockham's view, the content of a given mental state is
determined, at least in part, by its causal connections to objects
in the environment.(1) The aim of this paper is to challenge this
increasingly prominent interpretation by focusing on Ockham's
account of singular thought-or what he himself refers to as
'intuitive cognition.'
This focus makes sense because those who defend the
externalist reading of Ockham's theory of content typically
build their case on his account of intuitive cognition. Nor is it
hard to see why. Ockham not only places particular stress on
the role of causality in his account of intuitive states, but also
assigns a foundational rol e to intuition in his broader account
of mental content. Any grounds for rejecting an externalist
interpretation of Ockham's theory of intuitive cognition will,
therefore, count likewise against the externalist reading as
whole." (p. 317)
(1) 1. See, for example, Peter King, "Rethinking Representation
in the Middle Ages," in Representation and Objects of Thought
in Medieval Philosophy, ed. H. Lagerlund (Hampshire: Ashgate
Press, 2007); Peter King, "Thinking about Things: Singular
Thought in the Middle Ages," in Intentionality, Cognition, and
Representation in the Middle Ages, ed. G. Klima (Bronx:
Fordham University Press, forthcoming [2015]); Calvin
Normore, "Burge, Descartes, and Us," in Reflections and
Replies: Essays on the Philosophy of Tyler Burge, ed. M. Hahn
and B. Ramberg (Cambridge, Mass.: The MIT Press, 2003);
Calvin Normore, "Ockham on Mental Language," in Historical
Foundations of Cognitive Science, ed. J.C. Smith (Dordrecht:
Kluwer Academic Publishers, 1990); Claude Panaccio,
"Ockham's Externalism," in Intentionality, Cognition, and
Representation in the Middle Ages, ed. G. Klima (Bronx:
Fordham University Press, forthcoming [2015]).
18. ———. 2015. "How Chatton Changed Ockham’s Mind. William
Ockham and Walter Chatton on Objects and Acts of Judgment."
In Intentionality, Cognition, and Mental Representation in
Medieval Philosophy, edited by Klima, Gyula, 204-234. New
York: Fordham University Press.
"Recent scholarship has begun to uncover the nature and
extent of the reciprocal—and typically adversarial—relationship
between William Ockham (d. 1347) and Walter Chatton (d.
1343). We now know, for example, that Chatton, a slightly
younger contemporary of Ockham, is both enormously
influenced by and, at the same time, highly critical of his older
colleague. Chatton often takes up precisely those questions
Ockham treats (and likewise the terminology and conceptual
framework in which he expresses them) only to reject Ockham’s
conclusions. We also know that Chatton’s criticisms leave their
mark on Ockham.
Ockham frequently rehearses and responds to Chatton’s
objections, occasionally refining or even altogether revising his
views in light of them. Perhaps the best-documented case of
such infl uence concerns Ockham’s developing views of
concepts, where, in direct response to Chatton’s criticisms,
Ockham famously abandons his early “fictum” theory of
concepts in favor of Chatton’s own “mental act” account.
Although this may be the best-documented case, it is by no
means the only example of such influence—a handful of others
have been discussed in the literature.(3) In this essay, I hope to
extend our current understanding of the relationship between
these two Franciscan thinkers by looking in some detail at a
debate between them over the objects of judgment." (pp. 204-
205, two ntes omitted)
(3) 3. Joseph Wey provides a list of places in Ockham’s
Quodlibetal Questions in which Ockham explicitly rehearses
arguments or objections offered by Chatton. In addition to
these, Wey also fi nds some 68 other textual parallels between
Ockham’s Quodlibeta and Chatton’s writings. (...)
19. Brown, Deborah J. 1996. "The Puzzle of Names in Ockham's
Theory of Mental Language." The Review of Metaphysics no.
50:79-99.
"In his writings on semantics and logic, William of Ockham
combines two very strong claims about mental language: that
mental terms are naturally prior to and determinative of the
signification of conventional signs and that mental language
contains neither synonymous nor equivocal terms. (1) The first
claim represents the role mental language has in explaining the
origins, structure, and content of thought and language.
Ockham was, as many commentators have observed, a
conceptual empiricist but it would be a mistake to think that he
was primarily concerned with the psychological processes that
underlie our representational system. The second claim
indicates that the theory of mental language is primarily a
theory of signification or a semantics. The notion of a
redundancy-free mental language is an idealization crafted for
its explanatory role in Ockham's semantics.
The notion of a mental language devoid of synonymous and
ambiguous terms raises puzzles which threaten the internal
coherence of the project. These puzzles concern a species of
categorematic terms in mental language, Ockham's absolute
terms, and are not unlike the puzzles about proper names in
Kripkean semantics. Although I am skeptical that Ockham's
theory is adequate to the dual tasks of being a semantics as well
as a psychological thesis, I shall argue that the wrong response
to these puzzles is to forfeit the theory's status as a semantic
theory by giving up the commitment to parsimony." (p. 79)
(1) Ockham's most sustained development of the theory of
mental language is in Summa Logicae I, in Opera Philosophica
I, ed. Philotheus Boehner, Gedeon Gal, Stephen S. Brown (St.
Bonaventure, NY: The Franciscan Institute, 1974).
20. Cesalli, Laurent. 2016. "Pseudo-Richard of Campsall and
Richard Brinkley." In A Companion to Responses to Ockham,
edited by Rode, Christian, 79-108. Leiden: Brill.
"Unlike Ockham’s other opponents such as the Dominicans
Hugh Lawton and William Crathorn, both contemporaries of
the author of the LCO, Pseudo-Campsall and Brinkley accept
that there is a mental language and that its terms are natural
signs of extra-mental things.(58) Furthermore, Brinkley and
Pseudo-Campsall endorse the thesis of the semantic
subordination of extramental to mental language.(59) In spite
of this fundamental agreement, one can point at some
divergences between Ockham and its eponymous opponents."
(p. 94)
(58) Lawton rejects mental language altogether, while Crathorn
accepts it in a very peculiar sense: there are mental sentences,
but these are nothing but mental images of extramental (i.e.
linguistic) sentences. See D. Perler, “Crathorn on Mental
Language,” in Vestigia, Imagines, Verba. Semiotics and Logic
in Medieval Theological Texts (xiith-xivth century), (ed.) C.
Marmo (Turnhout, 1997), 337–354 as well as M. Lenz, Mentale
Sätze. Wilhelm von Ockham’s Thesen zur Sprachlichkeit des
Denkens (Stuttgart, 2003), esp. 173–176.
(59) Without being as explicit as Brinkley who, as we saw, uses
subordinari, Pseudo-Campsall is nonetheless quite clear on
that point: “[…] vni proposicioni in voce correspondet vna
proposicio in mente […] vna proposicio que significat idem et
pro eisdem verificatur de quibus verificatur proposicio vocalis
et pro tanto dicitur quod proposicio formata in voce prius
formatur in mente […]” (LCO 13.11, 117).
Abbreviations
LCO = Pseudo-Campsall’s Logica contra Ocham
21. Chalmers, David. 1999. "Is There Synonymy in Ockham's
Mental Language?" In The Cambridge Companion to Ockham,
edited by Spade, Paul Vincent, 76-99. Cambridge: Cambridge
University Press.
"My argument for synonymy is largely theoretical, although it
also has a textual element. The theoretical case has a positive
and a negative part. On the positive side, I will argue that there
are several reasons mental synonymy might exist and that a
mental language without synonymy would be relatively clumsy,
with several ad hoc features. On the negative side, I will address
various arguments that have been put forward against the
possibility of synonymy and will try to show they are not
conclusive. Textually, I will argue that, although Ockham
appears to deny the possibility of synonymy in mental
language, he also makes remarks that commit him to that
possibility. I do not think my arguments are entirely conclusive,
but I hope to demonstrate that the possibility of mental
synonymy is not as implausible as has sometimes been
thought." (p. 77)
22. Cross, Richard. 2009. "The Mental Word in Duns Scotus and
Some of His Contemporaries." In The Word in Medieval Logic,
Theology and Psychology, edited by Shimizu, Tetsuro and
Burnett, Charles, 291-332. Turnhout: Brepols.
"All of the thinkers whom I consider here hold that there are
dispositional cognitions—cognitive habits—and that these
dispositions are related in some way or other to the occurrent
cognitions in which I am interested.
Some of these thinkers hold that such dispositional cognitions
should be thought of as what are known as ‘intelligible species’:
abstract general notions of a particular or set of particulars,
contents stored in the mind prior to, and explanatory of, actual
cognition of such universal contents.
The species is not an occurrent cognition; it is the stored
content that we can use in generating such cognitions. As we
shall see, thinkers differ on the extent to which we can think of
the intelligible species as itself an object of cognition: to some
extent, this difference explains differences in the theories of the
mental word. Something has to happen when we actually
cognize an object: when we form occurrent acts of cognition on
the basis of our dispositional cognitions. Specifying what that is
will be part of my aim here. But as we shall see, an important
by-product of this discussion will be to highlight a covert debate
about the nature of the intelligible species." (p. 293)
23. ———. 2014. Duns Scotus's Theory of Cognition. New York:
Oxford University Press.
Chapter 9: Mental Language and the Nature of Conceptual
Content, 171-181.
"I have argued in Chapter 8 that Scotus believes conceptual
content to be grounded in the real structure of a cognitive act,
such that it is the real structure of the act that explains its
having the content that it has; and in Chapter 10 I argue that
this content is in fact to be ontologically reduced to the real
structure of the act: the content is nothing over and above the
real act itself. (It is not, for instance, some kind of spooky
unreal being.) In the current chapter, I want to examine the
nature of conceptual content. As I try to show, Scotus conceives
of it not imagistically but rather linguistically. Scotus does not
make the point explicitly; it has to be inferred from other things
he says about the nature of thought.
Following Augustine, the medievals thought of conceptual acts
as mental words, and while this in itself is not sufficient to show
that conceptual content is linguistic, I believe that Scotus holds
that there are mental acts with genuine syntactic structure,
suggesting that Scotus thinks of conceptual content as linguistic
in nature.
I thus argue that Scotus has an inchoate account of mental
language. I begin with a brief general discussion of some
medieval views on the mental word, and then turn to consider
Scotus's discussion of those mental acts that have syntactic
structure (syntactically complex combinations of different
mental acts)." (p. 171)
24. Doig, Jaames C. 2000. "O’Callaghan on Verbum Mentis in
Aquinas." American Catholic Philosophical Quarterly no.
77:233-255.
Abstract: "The essay's point of departure is O'Callaghan's
insistence that verbum mentis is for Aquinas not a
philosophical doctrine, but "a properly theological topic." The
principal evidence for this interpretation consists in the
functioning of verbum mentis in certain theological passages as
well as its absence in others characterized as philosophical. The
essay proceeds by situating Aquinas's doctrine of verbum
mentis within the tradition from which the expression is drawn
and by examining the nature of the Summa theologiae.
Consequently, Aquinas is seen to espouse a philosophical
doctrine of verbum mentis whose presence or absence in a
particular passage is a function of both the passage's goal and
the nature of the audience for whom the passage was originally
intended."
25. Duncombe, Matthew. 2016. "Thought as Internal Speech in
Plato and Aristotle." Logical Analysis and History of
Philosophy / Philosophiegeschichte und logische Analyse no.
19:105-125.
Abstract: "Scholars often assert that Plato and Aristotle share
the view that discursive thought (dianoia)is intemal speech
(TIS). However, there has been little work to c1arify or
substantiate this reading. In this paper I show Plato and
Aristotle share some core commitrnents about the relationship
of thought and speech, but cash out TIS in different ways. Plato
and Aristotle both hold that discursive thinking is a process
that moves from a set of doxastic states to a final doxastic state.
The resulting judgments (doxai) can be true or false. Norms
govern these final judgments and, in virtue of that, they govern
the process that arrives at those judgments. The principal norm
is consistency. However, the philosophers differ on the source
of this norm.
For Plato, persuasiveness and accuracy ground non-
contradiction because internal speech is dialogical. For
Aristotle, the Principle of Non-Contradiction grounds a
Doxastic Thesis (DT) that no judgment can contradict itself.
For Aristotle, metaphysics grounds non-contr~diction because
internal speech is monological."
26. Dutilh Novaes, Catarina. 2003. "Ockham on Supposition and
Equivocation in Mental Language." Proceedings of the Society
for Medieval Logic and Metaphysics no. 3:37-50.
"medieval combination of Aristotelianism with Christianity,
namely theories of supposition. I say that theories of
supposition are a hybrid between Aristotelianism and
Christianity for the following reason: it seems that the historical
starting point of theories of supposition were the so-called
theories of fallacies, whose main source was Aristotle’s De
Sophisticis Elenchis (cf. De Rijk [Logica Modernorum] 1967),
but they were developed in view of the conceptual framework of
commentary and interpretation of authoritative and sacred
texts, which constituted the core of intellectual activity in the
Christian world.(1)
In this paper, I will analyze Ockham’s theory of supposition,
focusing on the notions of mental language and equivocation.
My main contention is that Ockham’s supposition theory as it is
formulated implies that there is equivocation in mental
language, and that this fact has problematic consequences for
his supposition theory itself and for his notion of mental
language. But besides outlining the internal tensions in
Ockham’s system, this discussion will bring some positive
results as well; it is to be hoped that it will shed light on the
nature of written and spoken language, on the concept of
mental language and its role for logical investigations, and on
the general purpose of theories of supposition" (p. 37)
(1) Indeed, the rarified considerations concerning the Holy
Trinity in medieval theology are simply not understandable
without the logical distinctions between the supposita and
significata, and different modes of supposition and
signification of Trinitarian terms.
27. ———. 2012. "Ockham on Supposition Theory, Mental
Language, and Angelic Communication." American Catholic
Philosophical Quarterly no. 86:415-434.
Abstract: "In my previous work on Ockham's theory of
supposition, I have argued that it is best understood as a theory
of sentential meaning, i.e., as an apparatus for the
interpretation of sentences. In this paper, I address the
challenge posed to this interpretation of Ockham's theory by
the (presumed) existence of different kinds of supposition in
mental language through the lenses of Ockham's theory of
angelic communication. I identify two potentially problematic
implications of Ockham's account of mental language as
allowing for different kinds of supposition: the existence of
non-significative supposition in mental language; and the
possibility of ambiguous mental sentences. I then turn to
angelic communication and examine these two issues from that
point of view, concluding that there cannot be non-significative
supposition in mental language, but also that there may still be
room for sentential ambiguity in mental language."
28. Edwards, M. J. 2000. "Clement of Alexandria and His Doctrine
of the Logos." Vigiliae Christianae:159-177.
"In the first part I shall argue that the classic formulation of the
"two-stage" theory, in which an outgoing word or logos
prophorikos supervenes upon an immanent word or logos
endiathetos, was not a universal datum in the time of Clement.
In the second I shall challenge the philological and
philosophical arguments that have been adduced to prove that
he held the theory; then, examining the testimony of Photius in
the third part, I shall give reasons for suspecting a
misquotation. Finally, in defending the authenticity of another
disputed passage, I shall propose that Clement taught the
eternal generation of the Logos, and that he may have framed
this doctrine as an antidote to the teaching of the Valentinian
school." (pp. 159-160)
29. Friedman, Russell L. 2009. "Mental Propositions before Mental
Language." In Le langage mental du Moyen Âge à l'âge
classique, edited by Biard, Joël, 95-116. Louvain: Peeters.
"My topic in this paper is early fourteenth-century discussions
of mental propositions. I won't be dealing much at all with
mental propositions as used by thinkers who developed a full-
fledged theory of mental language - rather, I am going to focus
on some material from the early 1310s that I believe we need to
integrate into the "prehistory" of medieval ideas on mental
language. To begin, then, I want to make clear why the material
examined here is worthy of consideration, and particularly why
it is worthy of inclusion in a book devoted to medieval and early
modem theories of mental language." (p. 95)
(...)
"Now, in this paper I will return to Buridan, but I will mainly be
looking at the premental language history of the type of
"compositional" theory of the mental proposition that Buridan
held (i.e. that the mental proposition is composed of parts), as
well as the rival "unity" theory of the mental proposition. Both
these views in fact came up in a later-medieval debate that was
high-profile at the time, but is now basically forgotten, a debate
between the French Dominican Durand of St. Pourçain (d.
1334), on the one band, and the English secular Thomas
Wylton (d. ca. 1327), on the other, while both were holding
chairs of theology at the University of Paris in 1312 or 1313. The
debate between Durand and Wylton centered on the question
of whether the intellect can entertain more than one act at any
one time. Wylton - as far as I know for the first time in the
medieval university discussion - answered this question in the
affirmative: we human beings can and do have more than one
intellectual act at once.
Durand argued for the negative view. In what follows, then, I
want to discuss Durand and Wylton's controversy and the role
played in it by mental l propositions." (p. 96)
(...)
"The written remains of the debate between Durand and
Wylton are edited in P. T. Stella, "Le 'Quaestiones de libero
arbitrio' di Durando da S. Porciano", Salesianum 24 (1962), p.
450-524." (p. 96 note 3)
30. Friedman, Russell L., and Pelletier, Jenny. 2014. "Mental
Words and Mental Language in the Later Middle Ages." In
Sourcebook for the History of the Philosophy of Mind:
Philosophical Psychology from Plato to Kant, edited by
Knuuttila, Simo and Sihvola, Juha, 379-399. Dordrecht:
Springer.
"It is now a well known and increasingly well studied episode in
medieval philosophy of mind that William of Ockham in the
first quarter of the fourteenth century developed a genuine
theory of mental language, in which the mind builds up mental
propositions out of component concepts. Although one can find
hints of the idea of mental speech, as distinct from spoken or
written speech, already in Plato, Aristotle, and the Stoics,
nevertheless for the later scholastic discussion, it was
Augustine’s treatment of the verbum cordis in especially book
fifteen of his De trinitate that set the agenda." (p. 379)
(...)
"In the fourteenth century Ockham develops a highly complex
and sophisticated notion of a mental language which is, in
principle, the universal language of thought for all human
beings. Ockham famously changed his mind on the ontological
status of concepts. Initially advocating an act-object theory,
superficially similar to Peter Auriol’s, Ockham ultimately
endorsed an act theory on which the concept is simply the
intellectual act itself. These mental concepts, conceived of as
natural signs of things, are the elemental semantic units of
mental language. They are combinable into syntactically
structured and semantically rich mental propositions in which
they figure as subject and predicate terms, supplemented by
logical particles known as ‘syncategoremata’. A mental
proposition, according to the mature Ockham, is an organised
composite of many, discrete intellectual acts; for this reason,
Ockham appears to hold a version of [Thomas] Wylton’s
‘compositional’ theory of the mental proposition. Both the
terms and propositions of mental language are prior to and
underlie all spoken and written languages. Following in
Ockham’s footsteps, John Buridan continues to develop an
elaborate understanding of mental language, with some salient
differences concerning the function and reference of concepts.
Further, Buridan agrees with Wylton and Ockham that the
mental proposition is composed of many acts.
In contrast, Gregory of Rimini supported Durand’s unity theory
of the mental proposition where the mental proposition is
produced all at once in a single act.
The debate on the ontological structure of the mental
proposition would remain prominent into the early modern
period (...)." (pp. 381-382)
31. Garcia-Carpintero, Manuel. 2022. "Aristotle and Inner
Awareness." JoLMA. The Journal for the Philosophy of
Language, Mind and the Arts no. 3:119-134.
Abstract: "Recent debates on phenomenal consciousness have
focused on the idea that conscious experience includes an
experience of the self, whatever else it may present the self
with. When a subject has an experience as of a pink cube, she is
not just aware of the world as being presented in a certain way
(a pinkish, cubic way in this case); she is also aware of the fact
that it is presented to her. According to Victor Caston, Aristotle
defended an interesting version of this view in De Anima, later
developed in different directions by many other philosopher s –
outside current research in the Analytic tradition, particularly
in Phenomenology and the Heidelberg school. My goal in this
paper is to locate Aristotle’s views, as interpreted by Caston, in
the context of the current debate, and to offer some
considerations in favour of a view like Aristotle’s, also following
Caston."
References
Caston, V. (2002). “Aristotle on Consciousness”. Mind, 111, 751-
815.
32. Gaskin, Richard. 2001. "Ockham's Mental Language,
Connotation, and the Inherence Regress." In Ancient and
Medieval Theories of Intentionality, edited by Perler, Dominik,
227-264. Leiden: Brill.
"Aristotle does not speak of the affections of the soul as
themselves constituting a language but, as is familiar, this sort
of terminology was used by Augustine in his De Trinitate.(20)
and by Boethius in his commentaries on the De
Interpretatione, where, following Porphyry, he speaks (in his
second commentary) of three orationes, one written down, one
produced in the voice, and one put together in the mind.(21)
In the medieval Aristotelian tradition there was widespread
(though not universally)(22) acceptance of the view, articulated
in its most systematic and influential form by Ockham, that
there is such a thing as mental language.(23)
Ockham conceives of mental language as a kind of simplified
version of spoken or written language, containing only
semantically essential features of the latter , according to a
certain conception of what counts as semantically essential-
namely, one which recognises as semantically essenti al only
what affects the truth or falsity of sentences.(24)
Thus mental language is said, for example, to contain nouns
which are marked for number and case, but not for gender or
declension."
More importantly, it contains no synonymy."(p. 230)
(20) 20 XV, 10.19; 12.22; 27.50.
(21) Editio Secunda, 24.21-27; 29.16-2 1; 30.3- 10; 36.10- 14.
Cf. Editio Prima, 42.11- 43.13 (note here especially the idea that
a propositio can be formed "in cogitatione" : 43.2).
(22) Gelber, [., "I Cannot Tell a Lie: Hugh Lawton's Critique of
Ockham on Mental Language", Franciscan Studies 44 (1984),
141-179] 156-160.
(23) See especially Summa Logicae I, 12 (...).
(24) Summa Logicae I, 3 (OPh I, 13.57- 68). (...)
33. Geach, Peter Thomas. 1957. Mental Acts: Their Content and
Their Objects. London: Routledge & Kegan Paul.
Section 23 Dangers of the "Inner Language" Analogy, pp. 101-
106.
"The important thing about analogical extensions of a concept
is that we should know (in practice at any rate) how far to carry
the analogy. Som« people have certainly carried the analogy of
thought to language too far. Thus, for William of Ockham,
besides the spoken, conventional, languages, all men have a
common, natural, language; for convenience, I shall call it
"Mental". The grammar of Mental turns out to be remarkably
like Latin grammar. There are nouns and verbs in Mental;
nouns have cases and numbers, and verbs have voice, mood,
tense, number, and person.
On the other hand, there is nothing in Mental corresponding to
the different Latin declensions and conjugations; nor are there
any deponent verbs in Mental.
Ockham's criterion for transferring Latin grammatical terms to
Mental was very simple-minded. Nouns of different
declensions, or verbs of different conjugations, may be
synonyms, and then presumably correspond to the same
Mental noun or verb; so there is no reason to ascribe
differences of declension or conjugation to Mental words. But a
change of case or number or voice may quite alter the sense of a
Latin sentence; so Mental words must have case, number, and
voice.
Without being able to say just how far the analogy of inner
language can be carried, I think men of good sense would see
immediately that Ockham carries it much too far. He merely
transfers features of Latin grammar to Mental, and then
regards this as explaining why such features occur in Latin -
they are needed there if what we say inwardly in Mental is to be
outwardly got across to others in Latin. But clearly nothing is
explained at all. Presumably Ockham's reasons for thinking
that the supposed grammar of Mental had explanatory force
were that Mental is a natural and universal language, and that
Mental words, unlike Latin words, are immaterial entities. But
if all men had a natural and universal spoken language, that
would not mean that its grammar was any more self-
explanatory than Latin grammar. And what carries significance
in a language is its structure, not its medium - the structure
that can be transferred from spoken to written language and to
Morse code; but Ockham takes for granted the grammatical
structure of Latin, and supposes that Mental, unlike Latin, is
intrinsically intelligible, simply because its medium is not
material but spiritual. In point of fact, any problems that arise
as to the significance of a grammatical device will arise equally
for the alleged Mental uses of this device; and Ockham's saying
that the words of Mental are immaterial would merely raise
such footling problems as how something immaterial can be in
the genitive case, without throwing any light on the use of the
genitive. To do Ockham justice, he wastes little time on such
futilities; most of his, often acute, enquiries into the logical
syntax of Latin are undisturbed by the reflection that Latin is
really an imperfect reproduction of the Mental original, which
on his view is the proper study of a logician." (pp. 101-103)
34. Gelber, Hester Goodenough. 1984. "I Cannot Tell a Lie: Hugh
Lawton's Critique of Ockham on Mental Language." Franciscan
Studies no. 44:141-179.
"Much research lies ahead, both on Ockham himself and on the
views of his successors, before the story will finally be told of
how Ockham's fruitful new position on mental language
affected his contemporaries.
We do know some of the chapters. Ockham is justly famous for
having perceived mental as an ideal logical language." (p. 142,
one note omitted)
(...)
"There are more chapters of the story yet to be written,
however.
Ockham's position on mental language set off an immediate
controversy, not just among his fellow Franciscans, but also
among th e Dominicans studying at Oxford at Blackfriars
during the 1320's and 1330's. One of those Dominicans, Hugh
of Lawton, writing in the 1320's, must be numbered among
Ockham's earliest critics on the question of mental language.
Lawton rejected the idea that mental activity constituted any
sort of language. Only externalized spoken and written
expressions were properly called language, and, therefore, there
could be no such thing as a mental proposition. Propositions, as
far as Lawton was concerned, existed only in spoken and
written form.
Lawton's response to the proponents of mental language
involved a surprisingly nominalist propositional theory." (pp.
143-133, two notes omitted)
(..)
"Lawton's intuition that some form of the liar, that recalcitrant
difficulty which afflicts complex linguistic systems, would also
intrude into mental language, is borne out. Ockham's
dialectical line not only fails to protect against such intrusion, it
seems even to generate it.
Although Lawton's skepticism about mental language served to
pose difficult questions for his contemporaries, I know of no
converts to his position among them. Ockham's views, in
amended and extended form, continued to hold sway. However,
it was incumbent on anyone wishing to defend the idea of
mental language to give an account for the sorts of issues
Lawton raised. Fourteenth-century scholastics went far towards
doing so, but perhaps not quite far enough." (p. 174)
35. Gibson, Joan. 1976. The Role of Mental Language in the
Philosophy of William of Ockham, University of Toronto.
Unpublished Ph.D. Dissertation available at Pro Quest
Dissertation Express n. NK36658.
"Throughout his career William of Ockham refers to thoughts
as mental‘ words spoken in a mental language.
The purpose of this thesis is to explore the implications of this
view in Ockham's philosophy especially as it relates to his
theories of epistemology and metaphysics.
These.aspects of the theory have often been overlooked in
favour of a concentration on the relation between Ockham's
logic and his theory of mental language. In this thesis I contend
that thinking is a real language, that is, a system of
communication. Consequently, it is not possible to understand
fully the role of mental language using only the logical
approach.
At different times in his own development Ockham preferred
different explanations of the metaphysical status of the concept.
These explanations are correlated with different views of how
concepts signify extramcntal things. Such-considerations affect
Ockham's emphasis on what it means for something to be a
mental word or a mental language.
In- this thesis, I explore two particular theories of the status of
the concept, namely tlie fictum theory and the intellectio
theory. Special attention is paid to the fictum theory, since it is
in this context that Ockham first develops a theory of mental
language, and in which the philosophical implications of ihis
theory arc most systematically examined. The.role of mental
language as formulated in the fictum theory is then compared
with later work based on the intellectio theory." (From the
Abstract, pp. 1-2)
36. Goehring, Bernd. 2011. "Henry of Ghent on the Verbum
Mentis." In A Companion to Henry of Ghent, edited by Wilson,
Gordon A., 241-272. Leiden: Brill.
"Conclusion
Throughout his career Henry of Ghent seeks to develop a
comprehensive account of the mental word. To this end Henry
reinterprets Augustine’s views on the mental word. Henry takes
Augustine to imply that in forming a mental word we do not
merely actualize cognitive content; rather, we progress towards
a more complete, explanatory conception of a given object.
Henry asks how we can acquire the sort of conceptual content
that is deeply explanatory of the things that we cognize, and
that can figure in our theoretical knowledge and understanding
of reality. In Henry’s view cognition begins with a receptive
stage; thus a cognizer can only have representational content if
some object initially acts on her (sensory) capacities. But Henry
realizes that it is the agent’s active, constructive abilities that
allow for the formation of concepts that are more distinct and
explanatory than initial concepts abstracted from
representational content in phantasms. In developing his
mature account of the mental word Henry stresses these
abilities to explicate how a cognitive agent re-constructs an
extramental object’s essential structure: the agent engages in an
intellectual, discursive inquiry into a thing’s essence by working
with genera, kinds, and specific differences. Henry considers
this inquiry as the cognizer’s approaching a full definitional
account of some object. It is driven by a rational desire for
complete understanding that comes to rest only in a perfect
mental word that adequately matches and represents a thing’s
essential nature. Moreover, our ability to actualize mental acts
of this kind requires not only an awareness of the acts or their
conceptual content, or both, but also selfreflexivity that enables
a cognizer to understand herself as the subject of her mental
acts." (p. 272)
37. Hagedorn, Eric W. 2012. The Language of Scientia: Ockham’s
Mental Language as the Subject Matter of Aristotelian
Science, Notre Dame, Indiana.
Unpublished Ph.D. Dissertation available at Pro Quest
Dissertation Express n. 3578935.
Abstract: "William of Ockham's theory of mental language is
among the most studied aspects of his thought; yet,
surprisingly, there is little scholarly consensus on just what it is
supposed to be a theory of. The most widely held view today is
that Ockham's mental language is intended to be an account of
human cognitive operations, akin to the Language of Thought
Hypothesis held by some contemporary cognitive scientists. In
this dissertation, I first raise a series of objections to this
interpretation, both philosophical and textual: Ockham refrains
from endorsing the key doctrines this interpretation attributes
to him, and his actual discussions of mental language seem
disconnected from the theory of cognition he does indeed hold.
I then proceed to sketch an alternative interpretation, which
takes as its starting point the sole argument that Ockham
provides for positing mental language. On this interpretation,
Ockham posits mental language in order to provide a collection
of entities which are both compatible with his nominalist
ontology and sufficient to fulfill the strictures of the Aristotelian
account of scientific practice that he endorses."
38. ———. 2015. "Ockham's Scientia Argument for Mental
Language." Oxford Studies in Medieval Philosophy no. 3:145-
168.
"William of Ockham famously held that, in addition to written
and spoken language, there exists a mental language, a
structured representational system common to all thinkers
(human and angelic), containing both atomic representations
(so-called “mental terms”) and molecular representations
(including “mental sentences” and “mental syllogisms”).
Ockham’s account of mental language has been much studied,
but there has been very little discussion of Ockham’s reasons
for positing mental language in the first place. In what follows,
I present a line of argument by which Ockham seeks to
establish the existence of mental language, an argument which
to this point has been uniformly overlooked by the secondary
literature. In the first half of the paper I briefly present
Ockham’s account of mental language and examine a set of
texts which, when taken together, show Ockham arguing that
positing a mental language is the only way a nominalist can
meet certain ontological constraints imposed by Aristotle’s
account of scientific demonstration. In the second half of the
paper, I discuss and evaluate Ockham’s argument in greater
detail." (p. 145, two notes omitted)
39. Hochschild, Joshua P. 2004. "Does Mental Language Imply
Mental Representationalism? The Case of Aquinas's Verburn
Mentis." Proceedings of the Society for Medieval Logic and
Metaphysics no. 4:12-17.
"In his recent book, Thomistic Realism and the Linguistic
Turn, O’Callaghan marshals some of the resources of analytic
philosophy’s “linguistic turn” to recover some of the sense of
Aquinas’s “realism” in logic and psychology (I don’t dare say
“philosophy of mind”).(1)"
(..)
!I agree with O’Callaghan’s account of Aquinas’s treatment of
acts of intellect and their objects, and I further agree with the
corresponding treatment of Thomistic semantics in light of this
account."
(...)
"As indicated, with these general and very basic points I am in
complete agreement, and it is against this background of
agreement that I want to carve out a modest area of
disagreement. I want to defend, against O’Callaghan, the
appropriateness of attributing a theory of “mental language” to
Aquinas, or, at least (and even more modestly), the possibility
of an authentically Thomistic theory of “mental language.”
There are in fact two reasons that O’Callaghan thinks it is
inappropriate to associate a theory of mental language with
Aquinas. The first, not explored so much in his book but argued
at length in a separate paper,(2) is that a particular part of the
Thomistic vocabulary which might suggest a theory of mental
language, the “verbum mentis,” has no genuine philosophical
import at all, and functions solely as a theological metaphor.
The second is that a theory of mental language necessarily
implies the mental representationalism from which
O’Callaghan has worked so hard to separate an authentically
Thomistic account of cognition. I will address these two points
in turn." (pp. 12-13)
(1) John O'Callaghan, Thomistic Realism and the Linguistic
Turn: Toward a More Perfect Form of Existence, (University
of Notre Dame Press, 2003)
(2) John O'Callaghan, “Verbum Mentis: Philosophical or
Theological Doctrine in Aquinas?”, Proceedings of the
American Catholic Philosophical Association, 74 (2000): 103-
119
40. ———. 2015. "Mental Language in Aquinas?" In Intentionality,
Cognition, and Mental Representation in Medieval
Philosophy, edited by Klima, Gyula, 29-45. New York: Fordham
University Press.
"It would be anachronistic, at the very least, to attribute to
Aquinas a theory of mental language. As historians of
philosophy seem to agree, and I will not question, it is only
after Aquinas that thinkers elaborated theories of mental
language, or of a “language of thought,” with attempts to
provide a linguistic (especially semantic and syntactic) analysis
of cognition: first within the project of later medieval
nominalism, and more recently (and apparently independently)
by thinkers in contemporary analytic philosophy (foremost
Jerry Fodor).(1)
Nonetheless, allowing that we do not find a recognizable theory
of mental language to Aquinas, I want to consider the sense in
which it is appropriate toattribute to Aquinas some conception
of “mental language,” and then to explore whether, given that
conception, a Thomistic theory of mental language would be
possible, and, if so, what it might look like and how it would
differ from more familiar versions.
(...)
"I will begin, then, with a brief review of some of the features of
mental language theory as developed explicitly in medieval
nominalism and in contemporary analytic philosophy, in
relation to which we can then better appreciate the
distinctiveness of Aquinas’s own attention to the language-like
features of thought." (p. 83)
(1) An exception to this general historical consensus is Peter
King, “Abelard on Mental Language,” American Catholic
Philosophical Quarterly 81 (2007): 169–187. Claude Panaccio
has responded to this in “Mental Language and Predication:
Ockham and Abelard,” Analytica 14 (2010): 183–194.
41. Holopainen, Toivo. 2011. "Mental Word/Concepts." In
Encyclopedia of Medieval Philosophy: Philosophy between
500 and 1500, edited by Lagerlund, Henrik, 1169-1174.
Dordrecht: Springer.
Abstract: "The medieval thinkers did not have any one agreed-
upon term for concept as a mental entity, but it was generally
assumed that there are some such units and they were often
viewed as mental words of some kind. In contrast to the words
of spoken languages, which vary from nation to nation, the
concepts were taken to be the same for all people. Issues related
to concepts or mental words were discussed in several fields of
inquiry, including logic, theology, and philosophical
psychology.
In logic, concepts were traditionally called “understandings”
(intellectus), and they were supposed to have a mediating role
between words and things in signification. This view goes back
to Aristotle’s De interpretatione and Boethius’ commentaries
on it. In theology, the mental word (verbum) was a prominent
theme because Augustine had elaborated an analogy between
the human interior word and the Word, that is, the second
person of the Trinitarian God. In the tradition of philosophical
psychology starting from Aristotle’s De anima, the acquisition
of concepts was a central theme. These and other influences led
to intricate discussions in the medieval universities about what
kind of entities in the mind relating to concepts one should
postulate and how they should be described. Thomas Aquinas
developed a model that includes a distinction between the
intelligible species, the act of understanding, and the concept
proper. There was extensive dispute about issues related to
concepts in the late thirteenth and early fourteenth century,
and much of it revolved around ideas presented by Aquinas.
William of Ockham developed an alternative to the De anima-
based approach on the basis of his nominalist philosophy. The
concept or mental word, identified as an act of understanding,
became the basic unit in the theory of mental language that
Ockham advocated." (pp. 1169-1170)
42. ———. 2014. "Concepts and Concept Formation in Medieval
Philosophy." In Sourcebook for the History of the Philosophy
of Mind: Philosophical Psychology from Plato to Kant, edited
by Knuuttila, Simo and Sihvola, Juha, 263-279. Dordrecht:
Springer.
"The thought of William of Ockham opens a new phase in
medieval discussion on concepts. He developed an alternative
to the De anima approach on the basis of his nominalist
ontology. Ockham rejected the idea that intellectual cognition
requires the presence of the object’s form in the intellect, and
he rejected the doctrine of species in all its forms, including
intelligible species. He criticised the species as speculative and
unnecessary and as a representationalist hindrance to direct
realism in concept formation. This criticism was put forward
earlier by Olivi, Durandus and others; however, for Aquinas
and Scotus, the species in the intellect is an activator of the
power of understanding, rather than its object. For Ockham,
concepts are acts of understanding. More precisely, concepts
are abstractive acts of understanding, as opposed to intuitive
acts. An intuitive act of understanding is about a present
particular object as existing, whereas the abstractive act of
understanding does not require the presence of the object and
is universal in the sense that it is applicable to many objects
(say, to all the members of a species). In Ockham’s view, the
human mind is so constructed that it is capable of forming
concepts of the things it encounters under suitable conditions.
Ontologically, concepts are qualities: they are states in which
the intellect can be. There is a strong emphasis on the
viewpoint of logic and semantics in Ockham’s approach. He
developed a theory of mental language, and concepts or mental
words are among the basic units of that language: they are
terms of the mental language. As terms of a language, the
concepts are signs, and they have the kind of semantic
properties that terms have." (p. 265)
43. Hughes, Robert D. 2017. "Oratio, Verbum, Sermo and “Les
paraules de sa pensa”: Internal Discourse in Ramon Llull
(1271/1272-1290), its Sources, Implications and Applications."
Studia lulliana no. 57:3-61.
Abstract: "At a time when technology companies are talking
about «silent speech interfaces», it is particularly important, I
believe, to look back at what the medievals said about «internal
discourse» and the significatory power of concepts. In this vein,
then, as much as being an «art of conversion» via dialectical
argumentation and a means whereby to unite all branches of
knowledge under a set of ultimate principles, Ramon Llull’s Art
is an «art of contemplation», born of prayer and internal
discourse at the highest levels of intellect, not least in the first
phase thereof (i. e. before 1290). His Art is, therefore, the
technological interface whereby internal discourse can be
encoded and transmitted. By examining potential antecedents
(including Aristotle, St Anselm, St Augustine, Boethius, Hugh
of St Victor, St Irenaeus of Lyon, St John of Damascus, St
Maximus the Confessor, Peter of Spain, Priscian, St Thomas
Aquinas and William of Sherwood), as well as consequents
(such as William of Ockham and Erasmus of Rotterdam), I
attempt to construct a literary topography wherein to situate
the statements made by Llull on the topic of internal discourse
and whereby to understand how the latter, in its pre-eminent
angelic form, helped to shape his thinking about the superiority
of thought over the spoken and written word, a position which
might suggest the presence of conceptualist elements within the
realism for which he is well-known."
44. Karger, Elizabeth. 1996. "Mental Sentences According to Burley
and to the Early Ockham." Vivarium no. 34:192-230.
"The intellectual relationship between Walter Burley and
William Ockham was a remarkable one. Though Ockham
relentlessly criticized those who, such as Burley, admitted of
common natures, he was nevertheless, in mat- ters of logic,(2)
heavily indebted to the same Burley, whose early works
preceded his own by some fifteen years. Burley, on the other
hand, though he, of course, regarded Ockham's rejection of
common natures as a major mistake, nevertheless incorporated
in his later works some of Ockham's own views and analyses.(3)
As a way of gaining a better understanding of both authors, it
may, then, prove useful to compare their thinking, at least on
some points of doctrine. I propose we do so on a subject to
which both authors made an important contribution, that of
mental sentences-" (p. 192, a note omitted)
(2) Thanks to S. Brown, the editor of Burley's Tractatus de
suppositionibus (see Brown 1972) and to the authors of the
introduction to Ockham's Summa logicae (see Gàl & Brown
1974), we know that Ockham practically copied from Burley's
Tractatus de suppositionibus the chapter which, in the Summa
logicae, deals with the supposition of relative pronouns and
that he was heavily indebted to him for the chapters dealing
with obligations and with insolubles.
(3) W. Courtenay, in Courtenay 1987, sees in the structure of
Burley's De puritate artis logicae an influence of Ockham's
Summa logicae . R. Wood, in Wood 1984, has pointed out that
Burley, when expanding his pre-1316 commentary on
Aristotle's Physics, which he did after Ockham had written his
own commentary of that text in 1324, often relie on Ockham's
commentary more than on his own earlier one. On the
relationship between Burley and Ockham, on how they shared
some basic views in spite of obvious disagreements, L. Baudry
is still well worth reading (Baudry 1934).
References
L. Baudry 1934 - Les rapports de Guillaume d'Occam et de
Walter Burleigh, in: Archives d'histoire doctrinale et littéraire
du Moyen Age, 9 (1934), 155-73.
S. Brown 1972 - Walter Burleigh's Treatise De Suppositionibus
and its influence on William of Ockham, in: Franciscan
Studies, 32 (1972), 15-64-
W. J. Courtenay 1987 - The reception of Ockham' s thought in
Fourteenth-century England in: A. Hudson & M. Wilks (eds.),
From Ockham to Wyclif, Oxford 1987, 89- 107.
Gài & Brown 1974 - Introduction to Guillelmi de Ockham :
Summa Logicae, eds. Ph. Boehner, G. Gài, S. Brown, St.
Bonaventure, N.Y. 1974, 7*-73*.
R. Wood1984 - Burley's Physics commentaries, in: Franciscan
Studies, 44 (1984), 275-303.
45. Kärkkäinen, Pekka A. 2011. "Mental Language." In
Encyclopedia of Medieval Philosophy: Philosophy between
500 and 1500, edited by Lagerlund, Henrik, 1160-1165.
Dordrecht: Springer.
Abstract: "William of Ockham has been considered the first
thinker to develop a theory of mental language with
grammatical structures. Ockham’s early views built upon
Augustine’s and Boethius’ twofold concept of a mental word: a
concept common to all people and a resemblance of words to
actual spoken and written languages. Ockham understood
mental language to be identical with thinking. The spoken and
written words are subordinated to their mental counterparts
and therefore share their signification. According to Ockham,
mental language does not contain figurative speech,
grammatical genders, synonyms, or equivocations but does
contain most other features of external languages, including
suppositions of terms and certain fallacies related to the
suppositions. John Buridan diverged from Ockham’s view at
this point and used the notion of modes of thinking to discuss
related problems. Gregory of Rimini modified the view of
mental language in several respects.
He considered the major part of mental language to consist of a
mentalized conventional language, with only the act of
assenting to a mental proposition, which he considered to be
the mental proposition itself, being independent of
conventional languages. Peter of Ailly further developed
Gregory’s and Ockham’s ideas. In Italy, Peter of Mantua and
Paul of Venice discussed the problems of word order and
mental language that William of Heytesbury had raised earlier.
The former was mainly critical of Heytesbury, while the latter
for the most part shared Heytesbury’s views.
Several later fifteenth- and sixteenth-century logicians
continued the discussions." (pp. 1160-1161)
46. Kelley, F.E. 1978. "Some Observations on the "Fictum"Theory
in Ockham and Its Relation to Hervaeus Natalis." Franciscan
Studies no. 38:260-282.
"It is not clear whether or not William of Ockham, the Oxford
Franciscan, ever read what Hervaeus Natalis,1 the Paris
Dominican, had to say a decade or so earlier about the
universal. Codex Vat. Pal. lat. 998 includes two short questions
dealing with Hervaeus' doctrine regarding the ens rationis
which fall between some logic commentaries belonging to
Ockham and a "Quaestio de universali secundum viam et
doctrinam Guillelmi de Ockham/'2 This juxtaposition may
indicate someone's interest in the comparative views of
Ockham and Hervaeus on the topic, or may even be a reflection
of Ockham's own familiarity with Hervaeus' work. Be that as it
may, the thought of these two men who wrote in the early years
of the fourteenth century on this question reveal some
remarkable similarities." (p. 260)
(...)
"While it may be the case that William of Ockham never
examined what Hervaeus Natalis wrote regarding the universal,
it is safe to suppose that he would have found his work
interesting reading. One major difference between the two men
can be noted. In contrast to Ockham' s hesitation and shifting,
Hervaeus presents a single analysis without reversals. The
curious blend of resemblances and differences in their
respective accounts makes it all but impossible for us to
imagine what might have been Ockham's assessment, had he
made one. Being the critic that he was, it is hardly likely that
the Venerable Inceptor would have found himself cornered,
without room to argue further. This sort of debate, as we know,
had a way of going on." (p. 279)
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliography of the Medieval
Theories of Mental Language
(Second part)
Studies in English (Kin - O'Ca)
1. King, Peter. 2004. "Scotus on Mental Content." In Duns Scot à
Paris, 1302–2002: Actes du colloque de Paris, 2-4 septembre
2002, edited by Boulnois, Olivier, Karger, Elizabeth, Solère,
Jean-Luc and Sondag, Gérard, 65-88. Turnhout: Brepols.
"I shall examine what Scotus had to say in Paris about what we
now call ‘mental content’: the feature of mental acts in virtue of
which each has the character it does qua mental act. When I
think about Socrates, the content of my thought is Socrates,
which is what makes my act of thinking be about Socrates
rather than about Plato; since Socrates may not exist when I
happen to think of him, there must be some feature of the
mental act that goes proxy for him in my act of thinking, and
this feature is ‘mental content’ properly so-called(2). Scotus
offers some “startlingly new ideas about cognition,”(3) making
a radical break with his predecessors and contemporaries, in
his proposal that mental content is a (perhaps complex)
internal constituent of an act of thinking. More succinctly,
Scotus invents the notion of mental content.
I will begin by looking at psychological theory at the time
Scotus took up these issues in Paris (§ I), turning thereafter to
his account (§ II) and its foundations (§ III), closing with a look
at Scotus’s attempt to provide a solid metaphysical footing for
his account (§ IV)." (pp. 65-66)
(2) This is not to hold, though it is compatible with holding,
mental content to be the (intentional) object of thought or the
item of which we are immediately aware in thinking. It merely
asserts that there must be some feature of the mental act rather
than of the world that makes the act have the character it does,
that is, to be about what it is about. Mental content in the strict
sense, then, is more fundamental than intentionality and may
explain it.
(3)3 Contrary to R. Pasnau, “Cognition”, in The Cambridge
Companion to Duns Scotus, ed. T. Williams, Cambridge,
Cambridge University Press, 2003, p. 285 : “As in most
matters, John Duns Scotus does not distinguish himself in
cognitive theory by adopting a radically new perspective...
Scotus is interesting, then, not because he offers any startlingly
new ideas about cognition, but because he gives a careful and
penetrating analysis of the field”.
2. ———. 2007. "Abelard on Mental Language." American
Catholic Philosophical Quarterly no. 81:169-187.
Abstract: "I argue that Abelard was the author of the first
theory of mental language in the Middle Ages, devising a
"language of thought" to provide the semantics for ordinary
languages, based on the idea that thoughts have linguistic
character. I examine Abelard's semantic framework with
special attention to his principle of compositionality (the
meaning of a whole is a function of the meanings of the parts);
the results are then applied to Abelard's distinction between
complete and incomplete expressions, as well as the distinction
between sentences and the statements which the sentences are
used to make. Abelard's theory of mental language is shown to
be subtle and sophisticated, the forerunner of the great theories
of the fourteenth century."
3. ———. 2007. "Rethinking Representation in the Middle Ages: A
Vade-Mecum to Medieval Theories of Mental Representation."
In Representation and Objects of Thought in Medieval
Philosophy, edited by Lagerlund, Henrik, 81-100. Aldershot:
Ashgate.
"The Christian Aristotelianism of the High Middle Ages had the
conceptual resources to explain the representationality of
mental representation – that is, the feature or features in virtue
of which a mental representation represents what it represents
– in four separate ways:
(R1) The mental representation and the represented item have
the same form.
(R2) The mental representation resembles, or is a likeness, of
the represented item.
(R3) The mental representation is caused by the represented
item.
(R4) The mental representation signifies the represented item."
(...)
"A rough approximation of what I want to argue for here is that
in the course of the High Middle Ages an important shift takes
place in the theory of representation, namely a shift from
accounts of representation that favor (R1) and (R2) to accounts
that favor (R3) and (R4). This is all the more surprising in that
(R1) and (R2) are clearly Aristotle’s preferred account of
representationality, if anything is. The trajectory of the debate
begins with Thomas Aquinas and is epitomized, as so many
medieval philosophical discussions are, in William of Ockham.
In the spirit of Fodor (1985) and Haugeland (1990), I’ll take a
top-down approach to the historical sources, concentrating on
the logic of the positions and their development. My account
will therefore track mainstream medieval philosophy of
psychology. Richard Rufus’s attack on naive
representationalism, for example, won’t be considered here
since it appears not to have affected the course of the debate,
interesting though his arguments were. My focus is rather on
scholastic ‘common wisdom’ about mental representation, to
the extent there was any, in the High Middle Ages." (pp. 81-82,
notes omitted)
References
Fodor, J. (1985), ‘Fodor’s Guide to Mental Representation’,
Mind, 94, 55–97; reprinted in A Theory of Content and Other
Essays, Cambridge: MIT Press 1990, 3–29.
Haugeland, J. (1990), ‘The Intentionality All-Stars’, in James A.
Tomberlin (ed.), Philosophical Perspectives 4: Action Theory
and Philosophy of Mind, Ridgeview Publishing Company, 383–
427.
4. ———. 2015. "Thinking About Things: Singular Thought in the
Middle Age." In Intentionality, Cognition, and Mental
Representation in Medieval Philosophy, edited by Klima,
Gyula, 104-121. New York: Fordham University Press.
"For difficulties in explaining how it is we can think about
things posed a challenge to the working paradigm of cognitive
psychology, prompting a variety of responses and spurring
innovative theories, fragmenting the initial consensus on an
Aristotelian approach to the philosophy of mind. In what
follows, I will sketch the main lines of the mediaeval debates:
Aquinas presenting the dominant paradigm for cognitive
psychology (§1), the initial challenges to the paradigm over the
question of singular thought (§2), Scotus devising a “hybrid”
account in response (§3), and Ockham proposing a radically
different approach to psychological explanation altogether
(§4)." (p. 104)
5. Klima, Gyula. 2004. "Tradition and innovation in medieval
theories of mental representation." Proceedings of the Society
for Medieval Logic and Metaphysics no. 4:4-11.
"In his recent book, Thomistic Realism and the Linguistic Turn,
O’Callaghan marshals some of the resources of analytic
philosophy’s “linguistic turn” to recover some of the sense of
Aquinas’s “realism” in logic and psychology (I don’t dare say
“philosophy of mind”)(1)
(...)
"I agree with O’Callaghan’s account of Aquinas’s treatment of
acts of intellect and their objects, and I further agree with the
corresponding treatment of Thomistic semantics in light of this
account."
(...)
!As indicated, with these general and very basic points I am in
complete agreement, and it is against this background of
agreement that I want to carve out a modest area of
disagreement. I want to defend, against O’Callaghan, the
appropriateness of attributing a theory of “mental language” to
Aquinas, or, at least (and even more modestly), the possibility
of an authentically Thomistic theory of “mental language.”
There are in fact two reasons that O’Callaghan thinks it is
inappropriate to associate a theory of mental language with
Aquinas. The first, not explored so much in his book but argued
at length in a separate paper,2 is that a particular part of the
Thomistic vocabulary which might suggest a theory of mental
language, the “verbum mentis,” has no genuine philosophical
import at all, and functions solely as a theological metaphor.
The second is that a theory of mental language necessarily
implies the mental representationalism from which
O’Callaghan has worked so hard to separate an authentically
Thomistic account of cognition. I will address these two points
in turn." (pp. 12-13)
(1) John O'Callaghan, Thomistic Realism and the Linguistic
Turn: Toward a More Perfect Form of Existence, (University
of Notre Dame Press, 2003)
6. ———. 2004. "John Buridan and the Force-Content
Distinction." In Medieval Theories on Assertive and Non-
Assertive Language edited by Maierù, Alfonso and Valente,
Luisa, 415-427. Firenze: Leo S. Olschki.
"Introduction: the «Frege Point»
Perhaps, the best way to motivate the force-content distinction
is with reference to what Peter Geach called the «Frege point».
As he wrote:
A thought may have just the same content whether you assent
to its truth or not; a proposition may occur in discourse now
asserted, now unasserted, and yet be recognizably the same
proposition. This may appear so obviously true as to be hardly
worth saying; but we shall see it is worth saying, by contrast
with erroneous theories of assertion, and also because a right
view of assertion is fatal to well-known philosophical views on
certain other topics.
I shall call this point about assertion the Frege point after the
logician who was the first (so far as I know) to make the point
clearly and emphatically.(1)
For his part, Buridan was fully aware of the «Frege point», of
course, without being aware of Frege. But then he was also fully
aware of the De Morgan Laws without being aware of De
Morgan, etc. - as we know, such designations are but common
symptoms of what may be diagnosed as the chronic historical
amnesia of the modern mind.
But this is not the point I wish to make here. In this paper, I
will rather attempt to show how Buridan’s awareness of the
«Frege point» and of the force-content distinction in general
enable him to avoid the philosophical evils Geach alluded to in
this passage, and how this awareness is consistent with his
general nominalist stance on propositions and what they signify
both in the mind and in external reality." (p. 415)
(1) P. T. Geach, Assertion, in Id., Logic Matters, Berkeley-Los-
Angeles, UC Press, 1980, p. 254-269, p. 254-255.
7. ———. 2006. "The Universality of Logic and the Primacy of
Mental Language in the Nominalist Philosophy of Logic of John
Buridan." Mediaevalia philosophica Polonorum no. 35:167-
177.
8. ———. 2009. "Two Brief Remarks on Calvin Normore’s Paper."
Proceedings of the Society for Medieval Logic and
Metaphysics no. 9:53-54.
On C. G. Normore, "Externalism, Singular Thought and
Nominalist Ontology".
"Since at the meeting we ran out of time and I did not have a
chance to offer my comments on Calvin Normore’s extremely
stimulating paper, let me offer them here.
(1) “If a whole just is its parts then a difference of parts should
make for a different whole and if each material object is such a
whole then for numerically the same material object to persist
through time it must not gain or lose parts over time.” (p. 45
above)
(...)
With this comment, I would actually like to caution people who
want avoid nominalism, simply because (on the strength of the
fallacious aporia quoted above) they tend to think that the
equation of wholes with their parts is some dangerous
“reductionism”, which one can get rid of only if we deny this
(otherwise perfectly plausible) claim.
"(2) As for the final question of the paper, I would say that
pushing the issue to its ultimate consequences as Buridan is
doing it in this question (and in this one alone, as far as I can
tell) would lead to a conception of natural science as the science
of natural substances pretty much like the contemporary
chemistry of elements, where the periodic table provides the
quidditative definitions of various kinds of substances, and the
laws of quantum physics and chemistry dictate what pertains to
each by natural necessity" (pp. 53-54)
9. ———. 2009. John Buridan. New York: Oxford University
Press.
Chapter 3: The Primacy of Mental Language: 27; Chapter 4:
The Various Concepts and the Idea of a Mental Language 37-
120.
"So how can Buridan be both an antiskeptical essentialist and a
nominalist? To many contemporary philosophers, the phrase
“essentialist nominalism” may appear to be an oxymoron. After
all, essentialism is the doctrine that things come in natural
kinds characterized by their essential properties, on account of
some common nature or essence they share. But nominalism is
precisely the denial of the existence, indeed, the very possibility
of such shared essences. Nevertheless, despite the intuitions of
such contemporary philosophers, John Buridan was not only a
thoroughgoing nominalist, as is well known, but also a staunch
defender of a strong essentialist doctrine against certain
skeptics of his time. But then the question inevitably arises:
could he consistently maintain such a doctrine?" (p. 259)
(...)
"In fact, from this case-study of Buridan’s essentialism, I think
we can eneralize the following conclusions. If one is trying to
avoid the inconsistencies of naïve ontological realism,(12) one
has to deny the existence of universal entities. Yet, if one is
unwilling to accept the apparent skeptical consequences of this
denial, and wants to stay a scientific realist, one has to opt for
some form of logical essentialism. But logical essentialism is
predicated on a plausible account of our ability to acquire
substantial concepts grounding our semantics of essential
predicates. However, this account, to avoid the epistemological
mysticism of innate or infused ideas, has to show how these
concepts can be acquired from our limited experience. But if
the previous objection to Buridan’s account is right, then it
seems that this can only be done by recourse to some form of
“moderate realism” in one’s semantics, namely, one that
accounts for our substantial common terms and concepts as
representing particulars in respect of their essential
similarities, while abstracting from their accidental
dissimilarities." (p. 266, a note omitted)
(12) By “naïve realism”, I mean the version of Plato’s theory of
Forms found to be inconsistent already by Plato himself in his
Parmenides, as well as the theory of universals found to be
inconsistent by Boethius in his second commentary on
Porphyry’s Isagoge.
10. ———. 2012. "Ontological Reduction by Logical Analysis and
the Primitive Vocabulary of Mentalese." American Catholic
Philosophical Quarterly no. 86:40'3-414.
Abstract: "This paper confronts a certain modern view of the
relation between semantics and ontology with that of the late-
medieval nominalist philosophers, William Ockham and John
Buridan. The modern view in question is characterized in terms
of what is called here “the thesis of ontosemantic parallelism,”
which states that the primitive (indefinable) categorematic
concepts of our semantics mark out the primary entities in
reality. The paper argues that, despite some apparently
plausible misinterpretations to the contrary, the late-medieval
nominalist program of “ontological reduction” was not driven
by considerations that try to “read off” ontology from semantic
analysis or those that try to identify semantic primitives in their
search for ontological primitives. The medieval authors
presented a much more flexible, dynamic view of “Aristotelian
naturalism,” which challenges both of the unappealing modern
alternatives of “conceptual tribalism” and “conceptual
imperialism”."
11. ———, ed. 2015. Intentionality, Cognition, and Mental
Representation in Medieval Philosophy. New York: Fordham
University Press.
Contents: Acknowledgments XI; Gyula Kima: Introduction:
Intentionality, Cognition, and Mental Representation in
Medieval Philosophy 1; Stephen Read: Concepts and Meaning
in Medieval Philosophy 9; Joshua P. Hochschild: Mental
Language in Aquinas? 29; Martin Pickavé: Causality and
Cognition: An Interpretation of Henry of Ghent’s Quodlibet V,
q. 14 46; Giorgio Pini: Two Models of Thinking: Thomas
Aquinas and John Duns Scotus on Occurrent Thoughts 81;
Peter King: Thinking About Things: Singular Thought in the
Middle Ages 104; Henrik Lagerlund: Singular Terms and Vague
Concepts in Late Medieval Mental Language Theory: Or, the
Decline and Fall of Mental Language 122-140; Russell L.
Friedman: Act, Species, and Appearance: Peter Auriol on
Intellectual Cognition and Consciousness 141; Claude Panaccio:
Ockham’s Externalism 166; Elizabeth Karger: Was Adam
Wodeham an Internalist or an Externalist? 186; Susan Brower-
Toland: How Chatton Changed Ockham’s Mind: William
Ockham and Walter Chatton on Objects and Acts of Judgment
204; Christophe Grellard: The Nature of Intentional Objects in
Nicholas of Autrecourt’s Theory of Knowledge 235; John
Zupko: On the Several Senses of “Intentio” in Buridan 251; Olaf
Pluta: Mental Representation in Animals and Humans: Some
Late Medieval Discussions 273; Stephan Meier-Oeser: The
Intersubjective Sameness of Mental Concepts in Late Scholastic
Thought 287; Gyula Klima: Mental Representations and
Concepts in Medieval Philosophy 323; Bibliography 339; List of
Contributors 355; Index 357-359.
"The essays in this volume explore the intricacies and varieties
of the conceptual relationships among intentionality, cognition,
and mental representation as conceived by some of the greatest
medieval philosophers, including Aquinas, Scotus, Ockham,
and Buridan, and some of their lesser-known but in their own
time just as infl uential contemporaries. The clarification of
these conceptual connections sheds new light not only on the
intriguing historical relationships between medieval and
modern thought on these issues, but also on some fundamental
questions in the philosophy of mind as it is conceived today."
(p. 1)
12. ———. 2015. "Mental Representations and Concepts in
Medieval Philosophy." In Intentionality, Cognition, and
Mental Representation in Medieval Philosophy, edited by
Klima, Gyula, 323-337. New York: Fordham University Press.
"Talking about mental representations and concepts in
medieval philosophy, one should probably start with clarifying
these terms in the way medieval philosophers used and
understood them. However, the phrase repraesentatio
mentalis is rarely, if ever, used by medieval philosophers:
“mental representation” is rather a term of art of modern
philosophy of mind. Furthermore, although the term conceptus
is widely used by medieval philosophers, its meaning and
reference seem to vary widely among them, depending on their
particular theories.
Indeed, to complicate matters, many authors would use other
terms, such as intentio, intellectus, notitia, or even ratio or
verbum mentis, let alone fictum or idolum mentis or conceptus
obiectivus or species impressa, on one hand, and intellectio,
conceptus mentalis, conceptus formalis, or species expressa on
the other, to designate what we would want to name “concept”
and what other (or even the same) medieval authors would also
be willing to call “conceptus.”
Having in this way successfully muddied the terminological
waters, I should probably first clarify what I will mean by the
English terms in the proposed title, and explain my
understanding of the relevant Latin phrases as used by various
medieval authors in relation to this meaning." (.p. 323)
13. ———. 2017. "Intentionality and Mental Content in Aquinas,
Ockham, and Buridan." In Universals in the Fourteeenth
Century, edited by Amerini, Fabrizio and Cesalli, Laurent, 65-
87. Pisa: Edizioni della Normale.
"As we all know, Buridan is usually billed as a nominalist,
indeed, an 'Ockhamist' nominalist. Of course, by and large this
is true, especially, as far as Buridan’s logic is concerned. But we
also know that the devil is in the detail. Received orthodoxy
concerning Buridan’s‘Ockhamism’ has recently been
challenged, or at least qualified, time and again.
In this paper, I wish to add to those qualifications with regard
to Buridan's cognitive psychology. In particular, I will argue
that in some important respects Buridan’s positions in his
psychology are closer to Aquinaas' than to Ockham’s, indeed,
possibly at the expense of the consistency of his own doctrine,
even if it was possibly devised to avoid some of the problems of
Ockham’s account.
In order to make this argument, I will first sketch Aquinas’
doctrine of intentionality and mental representation. Next, I
will contrast it with Ockham's radically different doctrine,
pointing out some of the difficulties that may have motivated
Buridan’s departure from Ockham. Finally, | will call attention
to those points of Buridan’s doctrine in which he seems to
depart from Ockham and move in the direction of Aquinas,
briefly evaluating the consistency of the resulting doctrine." (p.
65)
14. Klima, Gyula, and Hall, Alexander W., eds. 2011. Mental
Representation: Proceedings of the Society for Medieval Logic
and Metaphysics 4. CambridgE: Cambridge Scholars
Publishing.
Table of Contents: Gyula Klima: Tradition and Innovation in
Medieval Theories of Mental Representation 4; Joshua P.
Hochschild: Does Mental Language Imply Mental
Representationalism? The Case of Aquinas’s Verbum
Mentis.12; Claude Panaccio: Concepts as Similitudes in William
of Ockham’s Nominalism18; Henrik Lagerlund: Vague
Concepts and Singular Terms in a Buridanian Language of
Thought Tradition 25; Gyula Klima: The Demonic Temptations
of Medieval Nominalism: Mental Representation and “Demon
Skepticism” 37; Olaf Pluta: Mental Representation in Animals
and Humans – Some Late-Medieval Discussions 45; Susan
Brower-Toland: Against Ockham? Walter Chatton on Objects of
Propositional Attitudes 59 (*)
"The papers presented in this volume will be published in an
expanded form, along with a number of other papers, in a new
volume to be published by Fordham University Press:
Intentionality, Cognition and Mental Representation in
Medieval Philosophy [edited by Gyula Klima, New York:
Fordham University Press 2015]
It is supposed to be common knowledge in the history of ideas
that one of the few medieval philosophical contributions
preserved in modern philosophical thought is the idea that
mental phenomena are distinguished from physical phenomena
by their intentionality, their directedness toward some object.
As is usually the case with such commonplaces about the
history of ideas, especially those concerning medieval ideas,
this claim is not quite true. Medieval philosophers routinely
described ordinary physical phenomena, such as reflections in
mirrors or sounds in the air, as exhibiting intentionality, while
they described what modern philosophers would take to be
typically mental phenomena, such as sensation and
imagination, as ordinary physical processes. Still, it is true that
medieval philosophers would regard all acts of cognition as
characterized by intentionality, on account of which all these
acts are some sort of representations of their intended objects.
The essays of this volume explore the intricacies and varieties
of the conceptual relationships between intentionality,
cognition and mental representation as conceived by some of
the greatest medieval philosophers, including Aquinas, Scotus,
Ockham and Buridan, and some of their lesser known
contemporaries. The clarification of these conceptual
connections sheds new light not only on the intriguing
historical relationships between medieval and modern thought
on these issues, but also on some fundamental questions in the
philosophy of mind as it is conceived today." (p. 2)
(*) Editor’s Note: The contribution that originally appeared
here has been removed at the Author’s request, as she has
radically changed her mind about the main thesis of the paper.
The revised version of the paper will appear in print in the
volume forthcoming at Fordham University Press.
15. Kneepkens, Corneille Henry. 1990. "Erfurt, Amol Q 70A: A
Questiones-Commentary on the Second Part of Alexander de
Villa Dei's Doctrinale." Vivarium:26-54.
"To sum up, the present state of research allows the following
remarks. The second part of the manuscript Erfurt, Ampl., Ç)
70A has preserved a collection of Quaestiones on the second
part of Alexander's Doctrinale. The terminus post of the origin
of these quaestiones is derived from Thomas of Erfurt's
teaching activities, i.e. the first decade of the fourteenth
century. The collection features two rather unreliable
ascriptions in the manuscript: one to a master Marcilius (sic!)
and the other to a master Simon. Further, it has to be examined
whether the Dutch scholar Marsilius of Inghen, who died on
August 20, 1396, could be considered a serious candidate for
the authorship." (p. 27)
(...)
!The author holds what Hübener has called a grammatical
Ultramentalismus(36) and argues that incongruency and
congruency are
not dependent on the spoken or written language, but are
rooted in mental language(...)" (pp. 36-37)
(...)
!With this view the master of the quaestiones proves to be a
follower of William of Ockham, who in the beginning of his
Summa Logicae laid the foundations of the late-mediaeval
nominalistic doctrine of mental language(37). However, the
theory brought forward in the first quaestio is not identical with
Ockham' s in every respect. Actually, it shows greater
resemblance to the theory of mental language that we find in
the writings of Pierre d'Ailly, especially in his early Conceptus,
written in Paris in 1372(38), and his Destructiones modorum
significandi(39). Unlike Ockham, who is mainly interested in
the truth and falsity of the mental proposition, and who does
not give serious attention to the problem of linguistic
congruency and incongruency as such(40), both our author and
Pierre d'Ailly emphasize the primacy of congruency and
incongruency on the level of mental language(41)." (p. 37, some
notes omitted)
(39) This work must have been written before 1395 (...)
16. Knuuttila, Simo. 2009. "Ockham on Fallacies and Mental
Language." In Le langage mental du Moyen Âge à l'âge
classique, edited by Biard, Joël, 135-144. Louvain: Peeters.
"The theory of fallacies was an important part of medieval logic,
and Aristotle's work On Sophistic Refutations was the basic text
in this context since the twelfth century. Sorne Aristotelian
types of fallacy were also discussed separately on the basis of
Boethius's remarks in the commentaries on De interpretatione.
(...)
My aim is to discuss some ideas in Ockham's theory of the
fallacies and their relation to his reflections on mental
language. I mainly refer to his commentary on the On Sophistic
Refutations. There is also a section on fallacies in the Summa
logicae which is based on what is said in the commentary with
some minor changes(3). As for the theory of mental language,
Ockham saw its elements in Aristotle's remark that spoken and
written words signify things in the world through the affections
of the soul and in Boethius's division between three sorts of
discourse, spoken, written and mental(4).
While these ideas were generally known ideas among medieval
logicians, Ockham was the first to sketch a theory of mental
language as the universal medium of thinking with signifying
signs and syntactic structures.
As distinct from the words of natural language which signify on
the basis of conventional agreements, the basic units of mental
language as the acts of intellection signify naturally. These are
the same for all informed intellects, as are the syncategorematic
logical terms. The syntax of mental language is more ascetic
than that of natural language because its rules are restricted to
those which are necessary for signification." (pp. 135-136, a
note omitted)
(3) 3 Summa logicae, ill-4, p. 749-849.
(4) 4 See Aristotle, De interpretatione 1, 16 a 6-7; Boethius,
Commentarii in Aristotelis Perihermeneias II, L1 p. 29, 1. 26-
30, 1. 10; Ockham, Summa logicae I, ch. 3, 1. 100-102, p. 14; I,
ch. 12, 1. 8-28, p. 41-42.
17. ———. 2014. "Early Modern Psychology of Language." In
Sourcebook for the History of the Philosophy of Mind:
Philosophical Psychology from Plato to Kant, edited by
Knuuttila, Simo and Sihvola, Juha, 401-412. Dordrecht:
Springer.
"While the medieval doctrine of speculative grammar was
known in the sixteenth century through several prints of
Thomas Erfurt’s Grammatica speculativa and some other
medieval treatises, it was of little importance in philosophical
discussions.
William of Ockham argued that thinking had the structure of
non-conventional mental language which was explanatorily
prior to spoken and written language.
This theory was influential in late medieval philosophy and
continued to be discussed by authors of the second
scholasticism. The notions of mental discourse and mental
words were employed in the psychology of language even later
when the conception of a detailed mental language had lost its
attraction. Hobbes, Locke and many other seventeenth-century
philosophers who spoke about mental discourse or mental
propositions assumed that there was a mental power for
thinking and another ability for ordinary language which
presupposes the previous one." (pp. 401-402)
18. Lagerlund, Henrik. 2003. "Representations, Concepts and
Words: Peter of Ailly on Semantics and Psychology."
Proceedings of the Society for Medieval Logic and
Metaphysics no. 3:15-36.
"Peter of Ailly (1350-1420) was a very influential person. He
had a distinguished career both within the University of Paris
and in the Catholic Church.
(...)
In the present study, I attempt, in some small ways, to remedy
this by giving a unified account of his views on the semantics
and psychology of mental language.(2)" (p. 15)
(...)
"The philosophical treatise of foremost interest to us in the
present study is, of course, the Conceptus, and it is exactly what
its title suggests – a work on mental terms, that is, a work on
mental language. It is believed to have been written in 1372,
which would make it a very early work by Peter. It was
published and reprinted several times in the late fifteenth and
early sixteenth century – always together with his treatise on
insolubles.(3) Besides these two works, we will use the
Destructiones modorum significandi and the Tractatus
exponibilium as sources for Peter’s treatment of the semantics
of mental language. The psychological aspects of mental
language are treated by Peter in the Conceptus, of course, but
also in his commentary on Peter Lombard’s Sentences and in
the Tractatus de anima(4).
The Destructiones modorum significandi seems to be the
earliest of these works, followed closely by Conceptus et
insolubilia and Tractatus exponibilium. They are, however,
earlier than Peter’s commentary on the Sentences, which was
supposedly written between 1376 and 1377, and the Tractatus
de anima, which was completed between 1377 and 1381.(5)
Since the Tractatus de anima is the latest of these works, I will
assume that it represents Peter’s most mature thoughts, but the
Conceptus will otherwise be my main source.
I will argue that Peter develops a highly original theory of
language and thought, which in details will differ from both
William Ockham’s and John Buridan’s theories. It is, of course,
true that he is deeply influenced by Ockham and Buridan, but
he seems to develop their views in a new direction, particularly
in light of some deep problems facing their theories." (pp. 15-
16)
(2) Peter’s views on semantics and mental language have
previously been treated in Spade (1980), Biard (1989), Spade
(1996) and Bakker (1996).
(3) See Spade (1980).
(4) See Pluta (1987).
(5) See Chappius et al. (1986).
References
Bakker, P. (1996) ‘Syncatégorèmes, concepts, équivocité: Deux
questions anonymes, conservées dans le ms. Paris, B.N., lat.
16.401, liées à la semantique de Pierre d’Ailly (c. 1350-1420)’,
Vivarium 34, 1: 76-131.
Biard, J. (1989) Logique et théorie du signe au XIVe siècle,
Paris: J. Vrin.
Chappuis, M., Kaczmarke, L., Pluta, O. (1986) ‘Die
philosophischen Schriften des Peter von Ailly: Authentizität
und Chronologie’, Freiburger Zeitschriften für Philosophie und
Theologie 33: 593-615.
Pluta, O. (1987) Die philosophische Psyschologie des Peter von
Ailly, Amsterdam: B.R. Grüner.
Spade, P.V. (1980) Peter of Ailly: Concepts and Insolubles,
Dordrecht: Reidel.
Spade, P.V. (1996) Thoughts, Words and Things: An
Introduction to Late Medieval Logic and Semantic Theory,
published on Internet. See https://pvspade.com/Logic/.
19. ———. 2004. "Vague Concepts and Singular Terms in a
Buridanian Language of Thought Tradition." Proceedings of
the Society for Medieval Logic and Metaphysics no. 4:25-36.
"William Ockham and John Buridan are in agreement on basic
ontological and epistemological principles, and can therefore be
said to belong to the same late medieval philosophical
tradition, but they differ in the ways that they spell out and
develop these shared presuppositions. They both want to
explain human thinking by a language of thought hypothesis,
and they thus argue that thinking is a combination of mental
acts, which function as terms in a language. This mental
language also functions as a semantics for our spoken and
written languages. Ockham argues that the acquisition of the
terms of the mental language happens through intuitive or
abstractive cognitions. An intuitive cognition, which is primary,
is a direct acquaintance with an external object. The object acts
on us and produces an act in the mind, which is a
representation of the object by standing in for the object in the
mind, and hence the object and the mental act can be said to
co-vary. The mental act is thus also a sign, which plays a
linguistic role in the so-called language of thought.(1)" (p. 25)
(...)
"Buridan’s solution to the problem of the generality of sense
representation is quite interesting. By putting things in
prospect or by attending to some thing in a representation we
always understand particularly before we understand
universally. Always ‘that cup’ before ‘cup’. This is a singular
cognition, since it is of one particular individual, but it is in a
sense a common cognition as well, since the cognition is not
uniquely determining. This implies, I will argue, a huge
difference between Ockham’s and Buridan’s theories of singular
thought, and when this example and this theory is combined
with a language of thought hypothesis, as it is in Buridan and
his nominalist followers, something new emerges that will
affect the structure of the mental language tremendously, since
whatever it is I first singularly cognize it seems not to be
something simple – ‘that thing’, ‘that animal’ and ‘that cup’
seem all semantically complex. Buridan calls these concepts
that are first acquired and from which all others are derived
vague or confused concepts. The rest of my paper will be about
these concepts and about how the tradition after Buridan saw
them." (p. 27)
(1) The most thorough study of Ockham’s theory so far is
Panaccio 2004. See also Lagerlund 2004 for the context and
background of the theory.
References
Lagerlund, H. (2004) “Mental Representation in Medieval
Philosophy”, in The Stanford Encyclopedia of Philosophy
(Summer Edition), Edward N. Zalta (ed.), URL =
https://plato.stanford.edu/archives/sum2004/entries/represe
ntation-medieval/
Panaccio, C. (2004) Ockham on Concepts, Aldershot: Ashgate.
20. ———. 2006. "What is Singular Thought? Ockham and Buridan
on Singular Terms in the Language of Thought." In Mind and
Modality: Studies in the History of Philosophy in Honour of
Simo Knuuttila, edited by Hirvonen, Vesa, Holopainene, Toivo
J. and Tuominen, Miira, 217-237. Leiden: Brill.
"Calvin Normore argues in a forthcoming article that William
Ockham, in the early fourteenth century, invented the notion of
singular thought.(1) The thesis is not that Ockham was first in
the history of philosophy to think that humans can think about
a singular object—he was most certainly not—but the point is
instead that he was first to think that singular thought is
primary and the foundation of more general thought. Ever
since Aristotle, it had been the other way around, namely, that
thinking is primarily universal and that we somehow think
about singulars in terms of universals.
Normore wants to reject this and pejoratively notes that
philosophy has always had a preference for the universal." (p.
217)
(...(
"The theory Ockham developed was incredibly influential and
became the foundation of a family of theories of thought that
were dominant well into the sixteenth and seventeenth
centuries, and it can, in many ways, still be said to be the
dominant theory of thought.(2) In Normore’s article, he also
claims that thinkers following in Ockham’s footsteps radically
misunderstood the notion invented by Ockham; Normore is
primarily considering John Buridan. These two thinkers did
not disagree on the notion that singular thought is somehow
primary, but they instead disagreed on what singular thought
is. Normore claims, further, that Buridan got it all wrong. In
this article, I would like to investigate the relation between
Ockham and Buridan further and explain why Buridan ends up
with the view he defends. I furthermore would like to present a
defense of Buridan’s notion of singular thought." (p. 218)
(1) See Normore (forthcoming).[The Invention of Singular
Thought (2007)]
(2) For studies of the medieval part of this tradition, see
Lagerlund (2003), Lagerlund (2004b), and Lagerlund
(forthcoming a). For a study of the continuation of this
tradition in early modern thought, see Lagerlund (forthcoming
b). See also Fodor (2003) for an example of the importance of
this view today.
Rferences
Fodor, J. (2003), Hume Variations (Oxford: Clarendon Press).
Lagerlund, H. (2003), “Representations, Concepts and Words:
Peter of Ailly on Semantics and Psychology,” Proceedings of the
Society for Medieval Logic and Metaphysics 3, 15–36.
Lagerlund, H. (2004b), “Vague Concepts and Singular Terms in
a Buridanian Language of Thought Tradition,” Proceedings of
the Society for Medieval Logic and Metaphysics 4, 25–36.
Lagerlund, H. (forthcoming a [2007]), “Making Aristotle
Modern: John Buridan on Psychology and Language,”
J.M.M.H. Thijssen & P.J.J.M. Bakker (eds.) Mind, Perception,
and Cognition: The Commentary Tradition on Aristotle’s De
anima (Aldershot: Ashgate).
21. ———. 2007. "The terminological and conceptual roots of
representation in the soul in late ancient and medieval
philosophy." In Representation and Objects of Thought in
Medieval Philosophy, edited by Lagerlund, Henrik, 11-32.
Aldershot: Ashgate.
"An important aspect of the history I am trying to sketch here is
terminology, but it seems to me that the concept of
representation as it is introduced into the history of philosophy
is intrinsically tied to the term ‘representation’, and a necessary
part of the history of the concept is therefore the history of the
term. Part of my task of answering the above questions will
hence be tackled by tracing the usage of the Latin terms
repraesentare’ and ‘repraesentatio’ in late ancient and
medieval philosophy. It will then become evident that the usage
of representations in the soul become a part of philosophical
psychology at about the same time as the concept of ‘intentio’ is
introduced, namely the answer to the two questions just posed
is the Latin translation of the works of Avicenna. By using these
Latin terms to translate several Arabic terms used by Avicenna
the translators are forming or creating the concept of internal
and mental representation. Interestingly, however, it is
primarily imagination that Avicenna talks about as being
representational in nature and not concepts. Thinking about
concepts as representations comes into philosophy in a slightly
different way and much later." (p. 13)
22. ———. 2007. "Making Aristotle Modern. John Buridan on
Psychology and Language." In Mind, Cognition and
Representation: The Tradition of Commentaries on Aristotle’s
De anima, edited by Bakker, Paul J. J. M. and Thijssen,
Johannes M. M. H., 69-85. New York: Routledge.
"There are, at least, two distinct views of the mind in medieval
philosophy. On one view the mind is literally nothing before it
thinks of something. In analogy with perception, the mind
takes on the form of the object thought about, i.e., thinking is
having the form of some object in the mind.Thinking is also on
this view, in the first instance, universal. On the second view
thinking is constituted by a concept inhering or modifying the
mind. Thinking is, furthermore, language like, i.e., a language
of thought hypothesis usually accompanies this view of the
mind. It also holds that thinking is, in the first instance, of
particular individuals.
John Buridan’s theory of the mind, which is the topic of the
present chapter, belongs to the second of these two views.
(...)
This chapter will give a detailed presentation of how Buridan
thinks sensitive and intellective cognition works and how
concepts are acquired. By looking at how he approaches this
problem and compare what he has to say with Ockham’s
discussions of the same problem, the dual aspect of Buridan’s
project will become clear.
Although he adheres to Ockham’s theory of mental language,
he also accepts a thoroughly Aristotelian conception of sense
cognition, which is not easily compatible with this new theory
of thought.The result of this analysis will be a much more
complicated structure of the mental language." (p. 69)
23. ———. 2009. "John Mair on Concepts." In Le langage mental
du Moyen Âge à l'âge classique, edited by Biard, Joël, 205-220.
Louvain: Peeters.
"John Mair (c. 1470-1550) is little known but he was in fact one
of the most influential thinkers in the beginning of the
sixteenth century. He was originally from Scotland, but studied
in Cambridge and Paris. He graduated in Arts in 1495 in Paris
and became master at the Montaigu College in 1499. Mair
subsequently continued his career in Paris and took his
doctorate in theology in 1501." (p. 205)
(...)
"Mair's views about concepts and their acquisition should be
seen in the context of a long tradition starting with William
Ockham in the early fourteenth century. Much has already been
said before Mair in this tradition and it is often claimed that he
did not contribute many new ideas to it. He is instead seen as
an important transition thinker for the spread of these ideas
into the early modern world. The aim of this article is to show
that this is a misconceived view and that Mair in fact is a very
original thinker. I do this foremost by relying on three of Mair' s
many works, namely his Sentence commentary, De anima
commentary, and a logic work called Summulae logicales. I
have divided the sections of the article below according to the
three main philosophical questions surrounding concepts,
namely (i) what is their ontological status? (ii) what
psychological or epistemological role do they play? and (iii)
what semantical role do they play? I hence start in section one
by presenting Mair's view of concepts as qualities of the mind
and I will then also talk about his view of the soul in general,
and then I deal with his view of the acquisition of concepts.
Finally, I present his view of the signification of concepts. As
will be clear from this outline Mair is much more original than
previously thought." (p. 206, note omitted)
24. ———. 2011. "Mental Representation." In Encyclopedia of
Medieval Philosophy: Philosophy between 500 and 1500,
edited by Lagerlund, Henrik, 1165-1169. Dordrecht: Springer.
Abstract: "The concept of mental representation played an
important role in late medieval cognitive theories.
It was primarily introduced in the Latin translation of Avicenna
and became a central concept by the mid-thirteenth century. It
was developed in several ways and all the features we now
attribute to this concept were more or less already present in
the Middle Ages." (p. 1165)
25. ———. 2015. "Singular Terms and Vague Concepts in Late
Medieval Mental Language Theory: Or, the Decline and Fall of
Mental Language." In Intentionality, Cognition, and Mental
Representation in Medieval Philosophy, edited by Klima,
Gyula, 122-140. New York: Fordham University Press.
"Since they [Ockham and Buridan] agree that everything
existing is individual or singular, it is quite surprising that they
disagree about singular concepts. The reason for this is that
they have different views about how the basic signifi cative
constituents of the mental language are acquired. Ockham
argues that the fi rst concepts acquired are simple and singular,
primarily since they are caused through the simple act of
cognition of a singular object. Buridan, on the other hand,
argues that the first concepts acquired are singular, but
complex, since they are caused by a species or similitude in the
soul. Buridan calls these concepts vague singulars, since they
might signify different things in different circumstances.
As will hopefully become clear in the course of this article, this
difference between Ockham and Buridan has a profound effect
on the theory of mental language as it is further developed by
their followers in the fourteenth and fifteenth centuries. In
struggling to hold on to some of Ockham’s basic ideas and to
incorporate Buridan’s view on singular concepts, these
followers radically change the theory into one that no longer
takes a mental language hypothesis as its basis, but that it
seems to me instead bears many similarities to the theory of
thought defended by René Descartes in his Meditations on
First Philosophy.
In this essay, I start by outlining the difference between
Ockham and Buridan on singular concepts, and I then discuss
the development of Buridan’s ideas in Nicholas Oresme (d.
1382), Marsilius of Inghen (d. 1396), Peter of Ailly (d. 1420)
and Gabriel Biel (d. 1495). I conclude by spelling out the
consequences of this discussion as I see them." (pp. 122-123)
26. Lecq, Ria van der. 2009. Mental language: a key to the
understanding of Buridan’s Semantics.
Available on Academia.edu.
27. Lenz, Martin. 2008. "Why Is Thought Linguistic? Ockham’s
Two Conceptions of the Intellect." Vivarium no. 46:302-317.
Abstract: "One of Ockhams fundamental tenets about the
human intellect is that its acts constitute a mental language.
Although this language of thought shares some of the features
of conventional language, thought is commonly considered as
prior to conventional language. This paper tries to show that
this consensus is seriously challenged in Ockhams early
writings. I shall argue that, in claiming the priority of
conventional language over mental language, Ockham
established a novel explanation of the systematicity of thought -
an explanation which anticipates the idea that thought becomes
systematic through the acquisition of conventional language."
28. ———. 2012. "Mental Language." In The Oxford Handbook of
Medieval Philosophy, edited by Marenbon, John, 363-382.
New York: Oxford University Press.
"Unless one argues that the mind employs equivalents of such
features naturally (whatever that might mean), it seems that
the Augustinian model has a clear advantage in claiming that
proper mental sentences
are unstructured, whereas the linguistic and logical features we
seem to employ in thought appear only in improper mental
language, that is, internalised language, and are thus derived
from conventional language.
In the following paragraphs, then, I would like to show how this
structural problem takes shape in the medieval debates on
mental language (debates in which Ockham still deserves a
prominent role, not as the inventor of a ‘standard theory’ but
rather as someone who successfully imparted deep and fruitful
worries). I shall argue that the variants of the received
‘standard theory’ face quite powerful competitors in medieval
adherents of the Augustinian model, which compelled later
theorists to rethink the relation between thought and language.
Before looking at the discussion of structure, I (1) introduce the
main ingredients of the rival theories and (2) show how they
lead to competing views on the priority question. After setting
out the ‘standard theory’ as an answer to this question, (3) I will
take a look at competing
solutions of the structure problem in more detail, while hinting
at parallels in contemporary discussions." (p. 365)
29. Magee, John. 1989. Boethius on Signification and Mind.
Leiden: Brill.
Contents: Acknowledgements IX; Sigla X; Abbreviations and
Editions XI; Introduction 1; I. Aristotle: Peri Hermeneias I,
16a3-9; 7; II. Boethius’ Translation 49; III. Orandi Ordo 64; IV.
Cogitabilis Oratio 93; Afterword 142; Bibliography 150; Index
Locorum 155; Index Nominum et Rerum 162-165.
"The present work is divided into four chapters, taking as its
starting point the lines of Aristotle’s Peri Hermeneias around
which Boethius’ theory of signification turns. The first chapter
of the study plunges in medias res, and for that the reader’s
patience is requested. The Greek text is both difficult and
compressed, and necessarily brings into consideration
questions of the history of transmission and commentary, as
well as numerous aspects of Aristotle’s thought both in this and
in other works. But since Boethius translated either all or part
of the Peri Hermeneias before commenting upon it, and then
revised the translation for the second commentary; and since in
his translation, as in all translations, there is an element of
“commentary” upon the meaning of the original, it has been
thought necessary to come to a clear understanding of what
Aristotle wrote before proceeding to the translation and
commentaries. After careful examination of the Greek passage
and of the questions it poses, there follows in the second
chapter an analysis of Boethius’ Latin translation of the same,
and of the interpretation implicitly contained therein. The third
and fourth chapters treat of Boethius’ commentaries on the
passage, as seen from two points of view: (a) from the way in
which Boethius thinks Aristotle to have disposed or ordered the
four things (res, intellects, vox, litterae) laid down in the
context of the doctrine of Peri Hermeneias 16a3-9; (b) from the
point of view of the theory of cognition Boethius develops in
support of the above. The question Boethius ultimately poses
for our consideration is: How are the operations of the passive
mind converted into words and statements that can be spoken
aloud? If his commentaries allow no certain answer to this
question, important ground will nevertheless have been gained
in studying carefully the way in which Boethius introduces the
problem, and then in suggesting the solution which seems most
consistent with what is said in his commentaries." (pp. 1-2)
30. Maierù, Alfonso. 2004. "Mental Language and Italian
Scholasticism in the Fourteenth and Fifteenth Centuries." In
John Buridan and Beyond: Topics in the Language Sciences,
1300-1700, edited by Friedman, Russell and Ebbesen, Sten, 33-
67. Copenhagen: C. A. Reitzel.
Summary: "Italian universities of the fourteenth and fifteenth
centuries took part in the scholastic debate concerning mental
language, which first arose at the universities in Oxford and
Paris in the early fourteenth century. Peter of Mantua (d. 1400)
and Paul of Venice (d. 1429) were the prominent Italian
masters in this respect; their opinions continued to be cited at
the European universities of the early modern period. Two
main conclusions are reached here: that there is an obvious
continuity between medieval and modern ideas concerning
mental language; and that further research is needed in order
to establish the respective roles of Paris and Oxford in the
development of the debate at the beginning of the fourteenth
century."
31. Maurer, Armand. 1981. "William of Ockham on Language and
Reality." In Miscellanea Mediaevalia, edited by Beckmann, Jan
P., 795-802. New York: Walter de Gruyter.
Translated in Italian in: Logica e linguaggio nel medieoevo,
edited by Riccardo Fedriga and Sara Puggioni.
"In the first chapter of his Summa Logicae, Ockham describes
three kinds of language {oratio): written, spoken, and mental.
Written language, he says, is composed of words inscribed on
some material and visible to the eye. Spoken language is made
up of words uttered by the mouth and audible to the ear.
Mental language is different from both of these because it has
no material or outward expression. Rather, it is composed of
mental words which, as St. Augustine says, belong to no tongue,
for they remain entirely within the mind and are incapable of
external expression(2).
In these brief lines Ockham sketches three systems of
communication that make possible an interchange of ideas,
feelings, and desires. Each language is a complex set of signs
with its own properties and place in human communication.
The terms of written and spoken language are conventional
signs, varying from people to people, and having no natural
likeness to the things they signify. The terms of mental
language are signs of an entirely different sort: they are mental
names {nomina mentalia) or thoughts functioning as natural
signs of things(3)." (p. 795)
(2) Ockham, Summa logicae, P. I, c. 1; Opera philosophica, I
(Franciscan Institute: St. Bonaventure, New York, 1974), p. 7.13
—25. For the references to St. Augustine, see p. 7, n. 3.
(3) Ockham, ibid. On Ockham's notion of mental language, see
John Trentman, "Ockham on Mental," Mind, 79 (1970), 586-
90; Joan Gibson, The Role of Mental Language in the
Philosophy of William of Ockham (unpublished doctoral thesis,
University of Toronto, 1976).
32. Meier-Oeser, Stephan. 1999. "Thinking as Internal Speaking:
Some remarks on the conceptual changes in the relation
between language and thinking from Middle Ages to Condillac."
In Signs and Signification. Vol. I, edited by Gill, Harjeet Singh
and Manetti, Giovanni, 175-194. New Delhi: Bahri Publications.
Summary: "Traditionally the two main paradigms for
describing and explaining processes of thought and mental
representation have been thought as image and thought as
language. Whereas in present-day debates these paradigms are
treated as mutually exclusive, in scholastic theories of cognition
and mental language they were often amalgamated in various
ways. By tracing pertinent discussions from the fourteenth to
the seventeenth centuries, the article points to some
consequences of this amalgamation both for the notions of
image and of likeness and for approaches to thought as
language."
33. ———. 2004. "Mental Language and Mental Representation in
Late Scholastic Logic." In John Buridan and Beyond: Topics in
the Language Sciences, 1300-1700, edited by Friedman,
Russell and Ebbesen, Sten, 237-265. Copenhagen: C. A. Reitzel.
Summary: "Traditionally the two main paradigms for
describing and explaining processes of thought and mental
representation have been thought as image and thought as
language. Whereas in present-day debates these paradigms are
treated as mutually exclusive, in scholastic theories of cognition
and mental language they were often amalgamated in various
ways. By tracing pertinent discussions from the fourteenth to
the seventeenth centuries, the article points to some
consequences of this amalgamation both for the notions of
image and of likeness and for approaches to thought as
language."
34. ———. 2015. "The Intersubjective Sameness of Mental Concepts
in Late Scholastic Thought." In Intentionality, Cognition, and
Mental Representation in Medieval Philosophy, edited by
Klima, Gyula, 287-322. New York: Fordham University Press.
"The short introductory remarks of Aristotle’s De
interpretatione, as unimposing as they may appear, have
provided the starting point of some of the most intense and
long-lasting debates in the history of semantics and
epistemology.(1)
Quite a number of these discussions are more or less closely
related to the Stagirite’s well-known statement that “mental
concepts are the same for all” (eaedem omnibus passiones
animae sunt). What at a first glance might appear to be but an
arcane issue in the scholastic exegesis of Aristotle, i.e. the
attempt to provide a reasonable interpretation and account of
his thesis of the intersubjective sameness of concepts
(henceforth referred to as ISC), on a closer look, turns out to be
historically connected with topics that, from different points of
view and different perspectives, have been identifi ed as crucial
for the foundation of modern semantics as well as for the origin
of modern analytical philosophy" (p. 287)
(1) I am referring especially to De interpretatione I, 16a2–8:
“Now spoken sounds are symbols of affections in the soul, and
written marks symbols of spoken sounds. And just as written
marks are not the same for all men, neither are spoken sounds.
But what these are in the first place signs of—affections of the
soul—are the same for all; and what these affections are
likenesses of—actual things—are also the same.” The Complete
Works of Aristotle, ed. Jonathan Barnes, vol. 1 (Princeton:
Princeton University Press, 1984).
35. Normore, Calvin Gerard. 1990. "Ockham on Mental Language."
In Historical Foundations of Cognitive Science, edited by
Smith, J. C., 53-70. Dordrecht: Kluwer.
"Thanks largely to the work of Noam Chomsky, we have
witnessed over the last thirty years a revival of interest in two
closely related ideas: that there is a universal grammar, a set of
structural features common to every human language, and that
the exploration of this grammar is, in part, an exploration of
the structure of thought.
Fourteenth century grammarians and philosophers were also
interested in this complex of questions, and debate about them
raged as vigorously then as now. One tradition in this debate
grew out of thirteenth century terminist logic and seems to
have been given a distinctive shape by William Ockham This
tradition posited a fully-fledged language of thought common
to all rational beings and prior to al linguistic convention. In
this essay I will attempt to outline Ockham's account of this
mental language, to consider some fourteenth century
objections which lead to the refinement of the account by
others in the fourteenth century, and finally to suggest that
Ockham's approach has something to contribute to current
debate about the relationship between the theory of meaning
and any language of thought.
At the very beginning of his Summa Logicae Ockham claims
that there are three distinct types of language: written, spoken,
and mental. He insists that written and spoken language are
distinct in kind and that there is a type of language whose terms
are concepts and which exists only in the mind. (1)
Ockham's mental language plays several distinct roles within
his philosophy. On the one hand, mental language figures
crucially in the semantics of spoken and written language. On
the other hand, mental language is a fully articulated language
which is suited to be spoken by natural telepaths and is spoken
by the angels. These two kinds of role require very different
features of mental language, features which, as we shall see,
sometimes pull its structure in opposite directions."
(1) Cf. W. Ockham, Summa Logicae I. C. 1 in P. Boehner, G.
Gal, S. Brown (eds.), Opera Philosophica (St. Bonaventure, NY:
The Franciscan Institute, 1974).
36. ———. 1997. "Material Supposition and the Mental Language of
Ockham's Summa Logicae." Topoi. An International Review of
Philosophy no. 16:27-33.
"William Ockham begins his Summa Logicae by dividing
language into three types, written, spoken and “conceived,
having being only in the understanding”. He goes on to argue
that this conceived language or ‘mental’ (mentalis) language, as
he frequently calls it, is in some ways the most basic type. It is
composed of terms which are natural whereas spoken and
written language are instituted ad placitum. Spoken and
written terms have their signification because of their
subordination to the terms of mental language which play very
much the roles Frege attributes to senses (Sinne).
Ockham’s views about mental language seem to have developed
considerably during the part of his life in which he wrote
extensively about issues in the philosophy of language. I will be
concerned here only with what might be thought his ‘mature’
view as this is presented in the (relatively) late Summa Logicae.
In this work the terms of the mental language (concepts
(conceptus) as he also calls them) are acts of the mind and the
formation of a mental sentence is some kind of production of
such acts." (p. 27, a note omitted)
37. ———. 2007. "The Invention of Singular Thought." In Forming
the Mind: Essays on the Internal Senses and the Mind Body
Problem from Avicenna to the Medical Enlightenment, edited
by Lagerlund, Henrik, 109-128. Dordrecht: Springer.
"Little is known of the views about singular thought there were
in the period between 1150 and 1225 though it is clear that
Avicenna’s “floating man” thought experiment from the De
Anima, a thought experiment which is designed to show that
we have immediate intellectual contact with our selves, was
taken up and reflected upon by several thinkers who were also
well–aware of Augustine’s similar views. The period between
1225 and 1325 is much better served. Thanks largely to the
pioneering work of Camille Bérubeé who both surveyed the
terrain himself and suggested research programmes to others
we have not only a number of studies of the relevant views
particular thinkers in this period but something like a
consensus on the general contours of the development of theory
on the subject. Bérubeé distinguished several rough periods.
Between 1225 and 1250 we find, he suggested, little recognition
of intellectual contact with material singular. Between 1250 and
1275 we find the development (notably in Aquinas) of a picture
according to which there is no direct intellection apprehension
of a singular but there are cognitive mechanisms for somehow
combining intellections (which are themselves general) with
the deliverances of sense to get cognition (in some general
sense) of the singular. After 1275, the consenus has it, things
began to change and we begin to find theories which propose
direct intellectual contact with singulars albeit of a complex
kind. Matthew of Aquasparta, Roger Marston, Peter John Olivi
and Vital du Four are Franciscan masters who have received
attention in this connection as has the secular master Henry of
Ghent.)6) Finally after 1300 we begin to find in Scotus, in
various Scotists and eventually in Ockham, the development of
the concept of and a rich theory of intuitive cognition." (p. 115)
(...)
"I propose first to argue that it is issues about singularity and
not about existence with which the mature Ockham is
fundamentally concerned in giving singular thought pride of
place." (p. 116)
(...)
"Although the role that singularity as contrasted with existence
plays in Ockham’s picture has not, to my knowledge, been
much emphasized in previous discussions, Ockham’s picture
has long been acknowledged as a clear case of the view that
thought can be singular. What has typically been debated is
whether and if so to what extent his views on this were
anticipated. What has been less debated but is of interest is
whether and if so to what extent his views were taken up. In the
remainder of this paper it is these issues to which I turn." (p.
122)
(1) For a good account of much recent discussion (and one
which illustrates the bias to which I allude) cf. Lawlor [New
thoughts About Old Things: Cognitive Policies as the Ground
of Singular Concepts, Garland Press] (2001).
(6) Notable studies here include Bérubé [La connaissance de
l’Individuel au Moyen Age, Montreal and Paris: Presses de
l’Université de Montréal et P.U.F.] (1964), Putallaz [Le sens de
la réflexion chez Thomas D’Aquin, (Études de philosophie
Médiévale LXVI), Paris: Vrin] (1991).
38. ———. 2009. "Externalism, Singular Thought and Nominalist
Ontology." Proceedings of the Society for Medieval Logic and
Metaphysics no. 9:45-52.
"The 14th century nominalistae each held a number of theses,
among them
(1) that there is a language of thought the grammar of which is
shared by all humans.
(2) that the terms of spoken language are signs of whatever the
terms of mental language with which they are correlated are
signs.
(3) that the primitive terms of mental language are concepts.
(4) that the most basic concepts are of particular material
substances and that all other concepts are acquired either by
abstraction from these or by combining concepts previously
acquired.
(5) that generality is a feature only of signs – terms of some
language – and not of anything non-linguistic.
(6) that a whole just is its parts.
(7) that only spirits – human souls, angels and God – lack
parts.
(8) that material objects persist through time.
Some of these theses are striking and one might wonder
whether even those that concern ontology are mutually
consistent. If a whole just is its parts then a difference of parts
should make for a different whole and if each material object is
such a whole then for numerically the same material object to
persist through time it must not gain or lose parts over time.
Since this happens at most rarely it would seem there are few if
any persisting material objects. Hence it seems that the thesis
that a whole just is its parts is in some tension with the thesis
that it persists through time. Moreover if our primitive
concepts are concepts of ordinary objects and such objects do
persist through time despite changing parts there must be
identity conditions for such objects built into such concepts.
These conditions will have to be expressed in concepts
previously acquired and so our concepts of ordinary objects
cannot be basic after all. Hence it seems that the thesis that our
basic concepts are of ordinary objects conflicts with the thesis
that ordinary objects persist through time." (p. 45)
39. ———. 2009. "The End of Mental Language." In Le langage
mental du Moyen Âge à l'âge classique, edited by Biard, Joël,
293-306. Louvain: Peeters.
"The hypothesis that thought is explanatorily prior to any
spoken or written language and yet has the syntactic and
semantic structure of a natural language has emerged at least
twice in the history of philosophy.
The best known forms of the hypothesis, that advocated by
William Ockham in the fourteenth century and that advocated
by Jerry Fodor in the late twentieth, have remarkable and
salient similarities, similarities strong enough that it is
plausible to think of Fodor's and Ockham's theories as variants
of a single picture of the relation between thought and language
- the Mental Language Hypothesis. The Mental Language
Hypothesis in various fairly closely related forms was the
dominant account of the relation between thought and
language throughout the fourteenth and fifteenth centuries but
by the twentieth century even the memory of it was so
restricted to a handful of specialists that neither Fodor nor
Chomsky were aware of its fourteenth century development.
Why did the Mental Language Hypothesis disappear, what
replaced it and how did the transition corne to pass? To fully
answer any of these questions is beyond the scope of a single
paper. My hope here can only be to make some small progress
toward answers." (p. 293)
40. Nuchelmans, Gabriel. 1980. Late-Scholastic and Humanist
Theories of the Proposition. Amsterdam: North-Holland.
41. ———. 1992. "Some Remarks on the Role of Mental Sentences
in Medieval Semantics." Histoire, Épistémologie, Langage no.
14:47-59.
Abstract: "After introducing the notion of mental language as it
was developed especially by William of Ockham this article
focuses on the role of mental sentences in the logical
interpretation of belief-ascriptions. First, the divergent
positions advocated by Frege and Searle are outlined. Next, it is
asked how the fourteenth-century Parisian logician Jean
Buridan might hare handled such statements as 'The sheriff
believes that Mr. Howard is an honest man'. It is concluded
that in spite of many superficial differences, at bottom
Buridan's view is rather similar to Searle's account. In
particular, both authors hold that in reported speech the words
'Mr. Howard is an honest man' keep their usual meaning as far
as reference and predication are concerned."
42. O'Callaghan, John P. 1997. "The Problem of Language and
Mental Representation in Aristotle and St. Thomas." The
Review of Metaphysics no. 50:499-545.
"In the opening passages of his De interpretatione,(1) Aristotle
provides a simple summary of how he thinks language relates
to the mind and the mind to reality, a sketch which has often
been called his "semantic triangle." (p. 499)
(...)
"It has been called a triangle because of the three vertices,
words, affections of the soul, and actual things. It is semantic
because it has been interpreted to be providing a sketch of the
meaning of words, and how they relate to things. As Norman
Kretzmann points out, in the form of Boethius's sixth-century
Latin translation, this passage "constitute[s) the most
influential text in the history of semantics,"(3) having an
enormous influence on the subsequent philosophical tradition
of reflection upon the interrelations of language, mind, and the
world, or as Hilary Putnam often puts it, "how language hooks
onto the world." This is particularly true of the Middle Ages,
but also beyond into modern philosophy." (pp. 499-500)
"In fact, St. Thomas's account of Aristotle's semantic triangle
avoids the main thrust of the contemporary criticism. To show
this, I will focus upon Putnam's criticism. However, my
purpose is not to evaluate the soundness of Putnam's larger
argument with mental representationalism, but rather to test
its adequacy as an argument addressed to Aristotle and St.
Thomas. Consequently, I will do four things. First, I will give a
brief account of Aristotle's remarks in the De interpretatione,
and of St. Thomas's understanding of them. Next, I will provide
a sketch of the historical context in which Putnam's criticism
should be understood. I will then examine directly Putnam's
criticism.[*]
Finally, I will indicate why this criticism does not, in fact, "cut
at the joints" of St. Thomas's interpretation of Aristotle." (p.
504)
(1) The Greek title is Peri hermeneias.
(3) Norman Kretzmann, "Aristotle on Spoken Sound Significant
by Convention," in Ancient Logic and Its Modern
Interpretations, ed. John Corcoran (Dordrecht, Holland: D.
Reidel Publishing Company, 1974), 3-21. Norman Kretzmann,
"Semantics, History of," in vol. 7 of The Encyclopedia of
Philosophy, ed. Paul Edwards (New York: Macmillan
Publishing Co., 1967), 367.
[*] Hilary Putnam, "Meaning, Other People, and the World," in
Representation and Reality (Cambridge: MIT Press, 1988).
43. ———. 2000. "Verbum Mentis: Philosophical or Theological
Doctrine in Aquinas?" Proceedings of the American Catholic
Philosophical Association no. 74:103-119.
44. ———. 2003. "More Words on the Verbum: Response to Doig."
American Catholic Philosophical Quarterly no. 77:257-268.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliography of the Medieval
Theories of Mental Language
(Third part)
Studies in English (Pan - Z)
1. Panaccio, Claude. 1990. "Connotative Terms in Ockham's
Mental Language." Cahiers d'Épistémologie:1-22.
2. ———. 1992. "From Mental Word to Mental Language."
Philosophical Topics no. 20:125-147.
"One of William of Ockham' s most striking tenets in
philosophy of mind is that there is in each of us, prior to any
external speech or action, an "oratio mentalis," a mental
discourse composed of inner natural signs, the concepts, and
endowed with an elaborate syntax very much like that of the
external languages we use to communicate with each other, but
semantically purer and structurally common to all human
beings. This is a theme that became common in post-
Ockhamistic philosophy at least up to the end of the sixteenth
century, a fact which, among others, of course, seems to
strongly testify to Ockham's crucial importance in the history of
late medieval and early modem philosophy. But wasn't it
already in his own time a very old concept? Ockham himself,
after all, insists in the first chapter of his Summa logicae that
these mental terms and propositions he is now talking about
are nothing but the "mental words" (verha mentalia) which
Augustine had extensively discussed in his De trinitate; and the
idea of an internal oratio was also found, as Ockham readily
acknowledges, in Boethius's detailed commentary on Aristotle's
Perihermeneias.(4) These were very well-known texts all along
in the Middle Ages and widely used by philosophers and
theologians. What's so new, then, with Ockham's treatment of
the topic? That is precisely the general question that lies behind
the present paper.
I will attack this question here from one specific angle by
concentrating on the doctrinal and historical relations between
the Augustinian theme of the inner word as it was understood
in thirteenth-century thought especially by Thomas Aquinas-
and Ockham's idea of mental discourse.
The differences, as we shall see, are deeply significant. And we
will replace them in the context of a crucial shift that occurred
in the decades between Aquinas and Ockham: the shift from
theology to logic as providing the main inputs and stimulations
for the development--on an Aristotelian basis, of course--of a
radically new sort of philosophy of mind." (pp. 125-126, two
notes omitted)
(4) William Ockham, Summa Logicae I, 1 (St. Bonaventure,
N.Y.: Franciscan Institute Publications, 1974), 7.
3. ———. 1997. "Angel's Talk, Mental Language, and the
Transparency of the Mind." In Vestigia, Imagines, Verba.
Semiotics and logic in medieval theological texts (XIIth-XIVth
century). Acts of the XIth Symposium on Medieval logic and
semantics. San Marino, 24-28 May 1994, edited by Marmo,
Costantino, 323-335. Turnhout: Brepols.
4. ———. 1999. "Grammar and Mental Language in the Pseudo-
Kilwardby." In Medieval Analyses in Language and Cognition:
Acts of the Symposium: The Copenhagen School of Medieval
Philosophy, 10-13 January, 1996, edited by Ebbesen, Sten and
Friedman, Russell, 397-413. Copenhagen: C. A. Reitzels.
Summary: "In his commentary on the Priscianus Major, the
author known as the Pseudo-Kilwardby proposed inner speech
as the proper object for scientific grammar. It is shown here
that this sermo in mente is something quite different from
William of Ockham's later oratio mentalis it is a mental
representation of words and not of things in general. The
Pseudo-Kilwardby, in effect, delineates a purely intellectual
level of linguistic representation, with a universal deep
structure richly furnished. This doctrinal development is
situated in its context, against the background of the increasing
popularity of Aristotle's Posterior Analytics at the mid
thirteenth-century university."
5. ———. 1999. "Semantics and Mental Language." In The
Cambridge Companion to Ockham, edited by Spade, Paul
Vincent, 53-75. Cambridge: Cambridge University Press.
"At the outset of SL [Summa Logicae], Ockham endorses
Boethius’s old distinction between three sorts of discourse:
written, spoken, and mental. The first two, he explains, are
physically perceptible, whether by the eye or by the ear, and are
made up of conventional signs. The units of mental language,
by contrast, are concepts. They are internal to thinking minds,
and their signification is natural rather than conventional.
Being mental, they are not directly perceptible – at least not in
this world – to anybody but the person who internally produces
them in the course of his or her private thinking. But being
originally acquired as the result of a natural process, they are
nevertheless strongly similar – and identically organized –
from one human being to another.
Although it is not a public medium of communication, mental
language is potentially common to all. Mental language is prior
to, and underlies, every reasonable speech utterance and
provides it with meaning. Ockham’s semantical theory, as
presented in SL and elsewhere, is primarily an explication of
the various ways in which the natural conceptual signs that
constitute the language of thought are linked with their external
referents; and secondarily, of the ways in which conventional
discourse is derived from this mental language." (p. 53)
6. ———. 2001. "Aquinas on Intellectual Representation." In
Ancient and Medieval Theories of Intentionality, edited by
Perler, Dominik, 185-201. Leiden: Brill.
"Many recent commentators on Thomas Aquinas have insisted
that his theory of intellectual cognition should not be seen as a
brand of representationalism.
(...)
My point here will be that such characterizations are in need of
important qualifications: there is, as I will endeavour to show
by reviewing a number of relevant texts in Aquinas's work, a
perfectly acceptable sense in which his theory of intellectual
intentionality is basically representationalist.
By representationalism, I will mean, in this context, any theory
of cognition which attributes a crucial and indispensable role to
some sort of mental representation. And by mental
representation, I will mean any symbolic token existing in some
individual mind and endowed within this mind with a semantic
content. A mental representation, in this vocabulary, is a
mental token referring to something else, something
extramental in most cases. What I would like to say, then, is
that Aquinas's theory does attribute a crucial and indispensable
role to such intermediate mental entities in the very process of
understanding.
First, I will briefly recall both the prima facie case for seeing
Aquinas's theory of intellectual cognition as a brand of direct
realism, and the prima facie case for seeing it as a brand of
representationalism as well. And second, I will explore ways of
reconciling these two opposite trends in Aquinas's thought. My
main point, then, will be that the representationalist aspect of
the theory must prevail In the last analysis. (pp. 185-186)
7. ———. 2003. "Debates on Mental Language in the Early
Fourteenth Century." In Aristotle's Peri hermeneias in the
Latin Middle Ages Essays on the Commentary tradition,
edited by Braakhuis, Henk A.G. and Kneepkens, Corneille
Henry, 85-101. Groningen: Ingenium Publishers.
"A complete assessment of William of Ockham' s originality and
importance in the history of philosophy of mind and
epistemology should certainly take into account his theory of
mental discourse (oratio mentalis). This is a central topic in his
writings, and it is well-known that it has also come to be central
in the philosophical discussions from the 1320s until far into
the fifteenth century, and even later. But what was the situation
on this before Ockham? This is the general question I would
like to contribute to in this paper.
Across the Latin Middle Ages, the idea that thought is a sort of
inner discourse or mental speech has been conveyed in two
different textual traditions, one theological and one logical. The
former has to do with Augustine's notion of mental word
(verbum mentis), which he develops mainly in his De Trinitate,
and which was extensively discussed during the scholastic
period, usually in distinction 27 of the commentaries on the
First Book of Peter Lombard's Sentences, and in many
quodlibetal questions as well. This theological tradition I have
dealt with elsewhere(2) and I will here leave it (almost)
completely aside. The other medieval face of the mental
language theme, the logical one, is embedded in the
terminology of 'oratio mentalis' or 'oratio in mente', which
comes from Boethius distinguishing in his Second
Commentary on the Perihermeneias between three sorts of
oratio: spoken, written, and mental; a distinction which he
attributes to Porphyry and to the Peripateticians, and which,
one must say, he doesn't make much of finally.(3) This is what I
will call the triplex oratio theme.
Ockham, for one, plays it when he wants to introduce his own
notion of mental language. But, contrary to what might have
been expected, the theme occurs rather rarely in the thirteenth
century Perihermeneias literature.
It is absent, for example, from such influential commentaries as
Robert Kilwardby's and Albert the Great's, as well as from those
of many lesser authors such as, to name but a few, Peter of
Hibernia, Peter of Auvergne, Martin of Dacia, or Simon of
Faversham.(4)" (p. 85, a note omitted)
(2) Panaccio (1992b) and Panaccio (l999a), in particular ch. 2,
3, 5, and 6.
(3) See Boethius, In Peri hermeneias, ed. lla, rec. Meiser
(1880), 29-30; 35-6; and 42.
(4) It must be mentioned, though, that the enunciatio in mente
is identified in Scotus' questions on the Perihermeneias as the
very subject of Aristotle's book; see his In Primum Librum
Perihermeneias Quaestiones, Opus I, q. 1, ed. Wadding, 186
(ed. Vives, Paris 1891, 539b). See Panaccio (1999a), 237-41.
References
Panaccio, C. (1992b) "From Mental Word to Mental Language",
in: Philosophical Topics, 2012 (1992), 125-47.
Panaccio, C. (1999a) Le discours interieur. De Platon a
Guillaume d'Ockham (Paris 1999)
8. ———. 2003. "Ockham and Locke on Mental Language." In
Metaphysics and Modal Theory, 1400-1700, edited by
Friedman, Russell and Nielsen, Lauge, 37-52. Dordrecht:
Kluwer.
"What is extremely striking, though, at the present state of our
knowledge, is that all this interest in mental language abruptly
cools down towards the middle of the sixteenth century, leaving
apparently but few
traces in the thought of the seventeenth and eighteenth
centuries. I say "leaving apparently but few traces" because
there is some uncertainty here.
There are, after all, interesting, if scattered, occurrences of the
theme of the mental language in the seventeenth century.
Thomas Hobbes, for one, in chapter III of the Leviathan,
speaks of what he calls 'mental discourse' (discursus mentalis
in the latin version).(3) And most notably, John Locke
sometimes speaks of mental propositions, which, he thinks, are
prior to and underlie spoken sentences. Intriguing questions
thus arise about the connections between these seventeenth
century developments and the late scholastic ideas of oratio
mentalis or propositio mentalis. My limited aim in the present
paper is to contribute to the discussion of these questions by
comparing John Locke and William of Ockham on mental
propositions with the goal of identifying the main doctrinal
similarities and differences between these two great thinkers."
(pp. 37-38)
(3) See on this Pecharman ['Le discours mental selon Hobbes',
Archives de philosophie 55, 553-573] 1992.
9. ———. 2003. "Connotative Concepts and Their Definitions in
Ockham's Nominalism." In La tradition médiévale des
Catégories (xiie-xve siècles), edited by Biard, Joël and Rosier-
Catach, Irène, 141-155. Louvain: Peeters.
"William Ockham, as is well known, thinks of Aristotle’s theory
of the ten categories as a classification not of things in
themselves, but of signs of external things. Ontologically
speaking, things, in his view, are either singular substances
(horses, for example), singular qualities (whitenesses, for
example), or essential parts of substances (namely: singular
substantial forms and parcels of prime matter), and nothing
else(1). No isomorphism is taken to hold between this rarefied
ontological domain and the array of simple first-order general
terms with which the Aristotelian classification is thought to be
concerned. This discrepancy between signs and things gives
rise, at the heart of Ockham’s thought, to a nominalist program
with respect to the categories, that of showing how all these
various kinds of terms which are distributed among the
Aristotelian ten categories need be referentially connected with
nothing but singular substances, qualities, and essential parts
of substances.
What does this program amount to exactly? What, in the end,
should ockhamism show in order to make its point about the
categories? This question crucially lurks in the background of
much recent discussion on Ockham’s semantics, on his theory
of mental connotation in particular. What I would like to do
here is to explain what I take Ockham’s nominalist program to
be with respect to connotative terms, and to clarify in so doing
the role he attributes to nominal definitions in this program, a
point which has become crucial in the recent literature on
Ockham." (p. 141)
(1) A detailed ptesentaliun ot Ockham's ontology is found in
M.M. Adams, William Ockham. Notre Dame, Ind., I997, pp. 3-
313, and a summarized on in C. Panaccio, "William of
Ockham", § 2-3, in Routledge Encyclopedia of Philosophy, vol
IX, London, 1998. For Ockham's insistence on the reality of
form and matter, see A. Goddu, The Physics of William of
Ockham, Leiden, 1984, pp. 95-111.
10. ———. 2004. Ockham on Concepts. Aldershot: Ashgate.
"It should be mentioned that some of the developments to be
read here partly correspond to previously published papers of
mine:
• Chapter 1 is closely based on an article originally written in
French ('Intuition, abstraction et langage mental dans la
théorie occamiste de la connaissance', Revue de Metaphysique
et de Morale, 97/1, 1992, pp. 61-81).
• A preliminary version of chapter 4 has circulated for quite
some time among specialists in an informal 'prepublication'
format ('Connotative terms in Ockham's mental language',
Cahiers d' epistémologie, no. 9016,
Montreal, Universite du Quebec a Montreal, 1990, p. 21), and a
slightly different one later appeared in French in an Italian
journal ('Guillaume d'Ockham, les connotatifs et le langage
mental', Documenti e studi sulla tradizione filosofica
medievale, 11, 2000, pp. 297-316).
• Chapter 5 freely makes use of ideas about nominal definitions
that I originally presented at the XIIIth European Symposium
for Medieval Logic and Semantics held in Avignon in June
2000, in a contribution that was subsequently published in the
acts ('Connotative concepts and their definitions in Ockham's
nominalism', in La tradition medievale des Catégories, Joel
Biard and Irene Rosier-Catach, eds, Leuwen: Peeters, 2003, pp.
141-55).
• Section 1 of chapter 9 is a revised version of a recent paper in
French ('Guillaume d'Ockham et les syncategoremes mentaux:
la première theorie', Histoire, Epistemologie, Langage, 25/2,
2003, pp. 145-'60)." (p. IX)
"This book is an exercise in interpretation. My background
conviction is that William of Ockham's nominalism, even if
elaborated in the distant context of the early fourteenth
century, still provides a challenging and fruitful body of theory
to be in dialogue with today. In philosophy of mind and
language, in particular, Ockham's obstinate refusal to
countenance anything but concrete singular beings in the real
world, and the way he knits together on this basis an intriguing
array of theses and arguments about mental language,
intentionality, and reference, could have, I suspect, a healthy
counterbalancing effect against the prevailing fondness in these
fields for abstract entities of all sorts: general properties,
natural kinds, linguistic types, Fregean propositions, and what
not ... But surely, the prerequisite for these appealing virtues to
be actualized is that the theory be well understood! And there
still exists, I am afraid, wide disagreements among specialists
as to what exactly Ockham's nominalistic programme amounts
to, especially with regards to cognition.
This is what I want to address here.
The focus will be on concepts - conceptus in Ockham's
vocabulary - taken by him as the basic units of mental
representation. Several discussions have been going on around
Ockham's theory of concepts in the last fifteen years or so, in
the aftermath of the remarkable critical edition of his
philosophical and theological writings completed at St.
Bonaventure University in the late 1980s, and of the
publication in 1987 of Marilyn Adams's landmark synthetical
study, William Ockham. My aim in the present work is to
propose a thorough presentation and defence of how I
understand Ockham's positions on the matter in the light of
these recent developments." (p. 1)
11. ———. 2006. "Conceptual Acts." In Intellect et imagination
dans la philosophie médiévale / Intellect and Imagination in
Medieval Philosophy / Intelecto e imaginação na filosofia
medieval, edited by Pacheco, Maria Cândida and Meirinhos,
José Francesco, 37-51. Turnhout: Brepols.
Actes du XIe Congrès international de philosophie médiévale
de la Société internationale pour l'Étude de la philosophie
médiévale (S.I.E.P.M.), Porto, du 26 au 31 août 2002, vol. I.
"Two kinds of links were standardly made in medieval
philosophy between thought and action. There is, on the one
hand, the connection between internal thought and the actions
which mental deliberation brings about, sometimes, as an
outward result of the practical conclusions reached by the
intellect. The very idea of a mental discourse, actually, was best
illustrated, for many medieval authors, by the craftsman’s
mental planning of what he or she is about to doi. So here is the
first connection : inner thought is taken to manifest itself in
external actions. And this already raises, undoubtedly,
fascinating philosophical issues about which much is to be
found in medieval texts. But what I will be interested in is the
other general sort of connection that came to be regularly
discussed in the thirteenth and fourteenth centuries between
the theme of mental discourse and that of actio or actus.
Something philosophically important, I think, took place
exactly there and this is what I would like to draw attention to
on the present occasion." (p. 37)
12. ———. 2007. "Mental Language and Tradition Encounters in
Medieval Philosophy: Anselm, Albert and Ockham." Vivarium
no. 45:269-282.
Abstract: "Medieval philosophy is often presented as the
outcome of a large scale encounter between the Christian
tradition and the Greek philosophical one. This picture,
however, inappropriately tends to leave out the active role
played by the medieval authors themselves and their
institutional contexts. The theme of the mental language
provides us with an interesting case study in such matters. The
paper first introduces a few technical notions-'theme',
'tradition', 'textual chain' and 'textual borrowing'-, and then
focuses on precise passages about mental language from
Anselm of Canterbury, Albert the Great and William of
Ockham. All three authors in effect identify some relevant
Augustinian idea (that of 'mental word', most saliently) with
some traditional philosophical one (such as that of 'concept' or
that of 'logos endiathetos'). But the gist of the operation widely
varies along the line and the tradition encounter is staged in
each case with specific goals and interests in view. The use of
ancient authoritative texts with respect to mental language is
thus shown to be radically transformed from the eleventh to the
fourteenth century."
13. ———. 2010. "Mental Language and Predication: Ockham and
Abelard." Analytica. Revista de Filosofia no. 14:183-194.
Abstract: "One of the main tenets of my book Le discours
intérieur. De Platon à Guillaume d’Ockham was that strictly
speaking, the idea of mental language originated with William
of Ockham in the late 1310s and early 1320s.
In a recent paper, however, Peter King claims that “Abelard was
the author of the first full-fledged theory of mental language in
the Middle Ages”. In this paper I would like to reply to King’s
claim, and to point out the very significant differences that exist
between Abelard and Ockham on mental language."
14. ———. 2015. "Ockham’s Externalism." In Intentionality,
Cognition, and Mental Representation in Medieval
Philosophy, edited by Klima, Gyula, 166-185. New York:
Fordham University Press.
"Externalism in recent philosophy is the idea that the internal
states of an agent do not suffi ce in general to determine the
content of what she thinks, or knows or does not know, or the
meaning of what she says. Under one guise or another,
externalism has been defended by some of the most prominent
analytic philosophers of the last three or four decades,
including Hilary Putnam, Saul Kripke, Tyler Burge, Jerry
Fodor, Donald Davidson, Ruth Millikan, David Armstrong, and
Alvin Goldman. What I would like to show here is that there
was already an important externalist drive in William of
Ockham’s theory of language and mind in the early fourteenth
century." (p. 166, a note omitted)
15. ———. 2016. "Ockham on Nominal Definitions, Synonymy and
Mental Language." In Formal Approaches and Natural
Language in Medieval Logic: Proceedings of the XIXth
European Symposium of Medieval Logic and Semantics,
Geneva, 12-16 June 2012, edited by Cesalli, Laurent, Goubier,
Frédéric and Alain, de Libera., 393-416. Barcelona - Roma:
Fédération Internationale des Instituts d’Études Médiévales.
"The one point I wish to develop further in the present context
is the matter of synonymy, which still seems to be
controversial. I have argued in this regard for three
interpretative thesis: (1) Ockham’s conception of
nominal definitions does not require them to be synonymous
with their definienda; (2) they usually cannot be synonymous
with their definienda; and (3) Ockham explicitly acknowledges
on at least one occasion that nominal definitions and their
definienda are not always synonymous(9).
From a semantical point of view a connotative term for Ockham
as I understand him is not a mere abbreviation for its nominal
definition. He does accept the possibility of abbreviations in
conventional language
admittedly(10) –and surely such abbreviations, when they
occur, are totally equivalent semantically with the
corresponding abbreviated phrases–, but my contention is that
this is not in general the situation we have with nominal
definitions. This claim having recently been challenged on the
basis of detailed textual counterevidence(11), I need to revisit
the matter and this is what I aim to do in this paper." (pp. 395-
396)
(9) [Panaccio, Ockham on Concepts] ch. 4, esp. pp. 69-73.
(10) See Ockham, SL I, 8, OPh I, pp. 29-30: «Possunt enim
utentes, si voluerint, uti una dictione loco plurium».
(11) See F. Amerini, «William of Ockham and Mental
Synonymy. The Case of Nugation», Franciscan Studies, 67
(2009) 375-403.
16. ———. 2017. Mental Language: From Plato to William of
Ockham. New York: Fordham University Press.
Translation of Le discours intérieur. De Platon à Guillaume
d'Ockham, by Joshua P. Hochschild and Meredith K. Ziebart.
Contents; Editorial Foreword IX; Preface XI; Introduction 1:
Part I: The Sources; 1. Plato and Aristotle 11; 2. Logos
endiathetos 28; 3. Verbum in corde 58; 4. Oratio mentalis 78;
Part II: Thirteenth-Century Controversies; 5. Triple Is the
Word; 6. Act versus Idol 121; 7. Concept and Sign 140; 8. What
Is Logic About? 159; Part III: The Via moderna; 9. Ockham’s
Intervention 179; 10. Reactions 198; Conclusion 217; Postscript
to the English-Language Edition (2014) 229; On the ancient
and patristic sources, 229; On Augustine and Boethius, 234; On
Abelard and the twelfth century, 236; On Aquinas and the
thirteenth century, 238; On Ockham and the late medieval
period, 247; Bibliography 259; Index of Names 277-283.
"Since the original French version of this work in 1999, quite a
lot of research has been done on the history of the idea of
mental language, especially in the Middle Ages. As far as I can
see, however, very little of what I wrote here needs to be
withdrawn, and since no other monographical survey has
covered the same ground in the meanwhile, the publication of
an integral translation seemed appropriate. The material, on
the other hand, can be updated, and I will address this briefly in
the present postscript.
Comprehensiveness cannot be hoped for—it would require
another volume, I am afraid—but I will at least react to
published discussions of various parts of the book, while
expressing along the way a few scattered aft erthoughts
prompted by recent research in the f1ield." (p. 229)
17. ———. 2017. "Linguistic Externalism and Mental Language in
Ockham and Buridan." In Questions on the Soul by John
Buridan and Others: A Companion to John Buridan’s
Philosophy of Mind, edited by Klima, Gyula, 225-237. Cham,
Switzerland: Springer.
"Linguistic externalism, as I understand the label, is—in Hilary
Putnam’s famous words—the thesis that linguistic meanings
“just ain’t in the head” (1975, 227)." (p. 225)
(...)
"If I am right that Ockham was strongly, and to some extent
self-consciously, committed to linguistic externalism, it seems
interesting from the point of view of the history of philosophy
to ask what happened to the thesis after Ockham. In recent
philosophy, linguistic externalism, as promoted by Hilary
Putnam and Saul Kripke, has been considered a major turn in
philosophy of language, sometimes even a genuine revolution.
Did anything of the sort happen in fourteenth century
philosophy of language on the heels of Ockham? My own
expectation was that the main nominalist leaders after Ockham
would have also endorsed the thesis. As far as I can see at this
point, however, this does not seem to be the case. Adam
Wodeham, for one, disagreed with Ockham on this issue and
defended—explicitly against Ockham—a version of linguistic
internalism.(2) The question I want to raise here is: What about
Buridan? My claim will be that despite some appearances to the
contrary, Buridan’s considered position on linguistic meaning
is a form of internalism rather than externalism.
I will first briefly recall what the case is for interpreting
Ockham as a linguistic externalist; I will then turn to Buridan."
(2) See Panaccio (2012)
References
Panaccio, C. (2012). Le nominalisme du xiv e siècle et
l’universalité des concepts. In A. Musco et al. (Eds.),
Universalità della ragione. Pluralità delle filosofie nel
Medioevo (pp. 481–488). Freiburg: The International Society
for the Study of Medieval Philosophy.
Putnam, H. (1975). The meaning of ‘Meaning’. In Mind,
language and reality. Philosophical papers (Vol. 2, pp. 215–
271). Cambridge: Cambridge University Press.
18. ———. 2023. Ockham’s Nominalism: A Philosophical
Introduction. New York: Oxford University Press.
"This book is about William of Ockham’s views on universals,
relations, and quantities. The underlying conviction is that his
ideas on these matters are still of interest for today’s
philosophical discussions and that taken together they
constitute a rich network of positions and arguments that
deserve to be taken into consideration in metaphysics,
epistemology, and philosophy of language."
(...)
"The focus will be on three central Ockhamist theses that can be
brought together under the label of “nominalism.” Here they
are in preliminary formulations:
(1) Everything in the world is singular; generality is a semantic
feature, not an ontological one: universals are nothing but
signs.
(2) Relations are not a special kind of beings; relational signs
are special indeed, but this is a matter of the distinctive ways in
which they refer to non-relational things.
(3) Quantities, such as numbers and geometrical dimensions,
are not a special kind of beings either; quantitative signs are
special, but this is also a matter of the distinctive ways in which
they refer to things in the world." (pp. 1-2)
19. ———. 2023. "Four Notes on the Grammar of Ockham’s Mental
Language." In Metaphysics Through Semantics: The
Philosophical Recovery of the Medieval Mind. Essays in Honor
of Gyula Klima, edited by Hochschild, Joshua P., Nevitt,
Turner C., Wood, Adam and Borbély, Gábor, 207-219. Cham
(Switzerland): Springer.
One of the main points of this book of mine [Mental Language:
From Plato to William of Ockham] is that while the idea of
mental discourse was present in Greek and medieval
philosophy since Plato at least, William of Ockham
accomplished a genuine revolution in the philosophy of mind
by taking the linguistic model for human thought with utmost
seriousness. Ockham purpose fully transferred the categories of
Latin grammar and medieval logic to the fine-grained analysis
of intellectual thought and this move had a major impact for
the next two centuries at least. In the recent literature about
Ockham the accent has been on his use of the logical theory of
the “properties of terms” in developing this linguistic
conception of thought (see e.g. Panaccio 1999a, b; Schierbaum
2014). The approach clearly presupposes, however, that human
thought be endowed with a syntax and for this, Ockham turns
to grammar rather than logic. Which grammatical categories
exactly, he asks, should be transferred to the analysis of
thought?
Two parallel passages in his works are dedicated to this
question: Quodlibeta V, 8 (Ockham 1980, 508–513) and
Summa logicae I, 3 (Ockham 1974, 11–14). His answer is
roughly the same in both: since mental language must have at
least as much expressive power as any conventional language,
the grammatical distinctions that are liable to make a
difference in the truth-value of spoken or written sentences
must be reflected somehow in the syntax of human mental
language." (pp. 207-208)
References
Ockham, William, 1974. Summa logicae. In Guillelmi de
Ockham opera philosophica, ed. P. Boehner, G. Gal, and S.
Brown, vol. I. St. Bonaventure: The Franciscan Institute.
———. 1980. Quodlibeta septem. In Guillelmi de Ockham opera
theologica, ed. J.C. Wey, vol. IX. St. Bonaventure: The
Franciscan Institute.
Panaccio, Claude 1999a. Le discours intérieur: De Platon à
Guillaume d’Ockham. Paris: Éditions du Seuil.
———. 1999b. Semantics and mental language. In Spade 1999,
53–75.
Schierbaum, Sonja. 2014. Ockham’s assumption of mental
speech: Thinking in a world of particulars. Leiden: Brill.
Spade, Paul V., ed. 1999. The Cambridge companion to
Ockham. Cambridge: Cambridge University Press.
20. Pasnau, Robert. 1997. "Aquinas on Thought’s Linguistic
Nature." The Monist no. 80:558-575.
"Thomas Aquinas gives us many reasons to think that
conceptual thought is linguistic in nature. Most notably, he
refers to a mental concept as a verbum or word. He further says
that such concepts may be either simple or complex, and that
complex concepts are formed out of simple ones, through
composition or division. These complex concepts may either
affirm or deny a predicate of a subject."
(...)
"In this paper I will focus on two such accounts, each of which
finds some support in Aquinas's work. One is the claim that the
content of our thought is in some way linguistic. I will be
considering a number of ways in which this might be so. In
every case the guiding idea will be that there is a match
between what we are thinking and what we express (or might
express) in our own spoken language. I'll refer to this as the
thesis of semantic likeness."
(...)
"Thought might be like language in another way if thought were
structurally linguistic. By this I mean that thoughts would be
language-like in their underlying form-complex thoughts would
be formed out of simpler conceptual units, in accord with some
kind of syntax. This thesis points to the medium as distinct
from the content of thought. I 'II be referring to this as the
thesis of syntactic likeness between thought and language. This
thesis is what has come to be known in recent philosophy as the
language-of-thought hypothesis;(4) it was, as we shall see, also
defended by some scholastic philosophers. I will argue that
Aquinas defends the syntactic-likeness thesis in part, but at a
crucial point stops short of a full defense." (pp. 559-560)
(4) One classic discussion is Jerry Fodor's The Language of
Thought (New York: Thomas Crowell, 1975). For an
introductory treatment see J. Christopher Maloney, The
Mundane Matter of the Mental Language (Cambridge:
Cambridge University Press, 1989).
21. Pasquier, Anne. 2013. "Parole intérieure et parole proférée chez
Philon d’Alexandrie et dans l’Évangile de la Vérité (NH I,3)." In
Gnosticism, Platonism and the Late Ancient World: Essays in
Honour of John D. Turner, edited by Corrigan, Kevin, Rasimus,
Tuomas, Burns, Dylan M., Jenott, Lance and Mazur, Zeke, 199-
208. Leiden: Brill.
"Bien que l’on puisse trouver précédemment ce thème chez
Platon et Aristote, la terminologie spécifique, c’est-à-dire les
occurrences les plus anciennes de l’expression logos
endiathetos, se distinguant du logos prophorikos, datent du Ier
siècle de notre ère.(10) Une étude approfondie sur le thème du
langage mental et proféré, celle de Claude Panaccio, met bien
en lumière les contextes dans lesquels se développe ce thème
qui devient, à partir du Ier siècle de notre ère, une idée
commune de la philosophie grecque(11).
La majorité des occurrences connues, souvent d’inspiration
platonicienne, conduisent directement ou indirectement soit
vers Alexandrie, soit l’Asie mineure. Cette terminologie est bien
présente chez Philon d’Alexandrie et on en trouve une mention
unique à la même époque chez un certain Héraclite, un
allégoriste tout comme Philon(12). Le fait que les deux auteurs
anciens soient des allégoristes révèle d’emblée le principal
contexte d’apparition.
Alors que peu à peu, dans les écoles philosophiques des IIe et
IIIe siècles, ces occurrences ne concernent plus nécessairement
l’exégèse allégorique, chez les premiers écrivains chrétiens en
revanche, on y reste attaché.
Au Ier siècle, en effet, le couple verbe intérieur et verbe
extérieur entre dans le vocabulaire courant de l’exégèse
allégorique, que celle-ci porte sur Homère, Hésiode, les mythes
grecs ou encore sur la Bible." (pp. 201-202)
(10) Platon, Phileb. 39A; Theaet. 189E5; Aristote, Cat. 6 4B34;
An. post. 1.10 76B24.
(11) Voir Panaccio [Le discours intérieur de Platon à Guillaume
d’Ockham. Paris: Seuil] 1999.(...)
22. Pelletier, Jenny. 2018. "William Ockham on the Mental
Ontology of Scientific Knowledge." In The Ontology,
Psychologyand Axiology of Habits (Habitus) in Medieval
Philosophy, edited by Faucher, Nicholas and Roques, Magali,
285-299. Cham (Switzeand): Springer.
Absract: "It has long been acknowledged that one of the most
original aspects of Ockham’s account of knowledge is his
contention that bodies of scientific knowledge are aggregates
but without much explanation as to why he holds this view. In
this chapter, I argue that a plausible philosophical motivation
lies in the inner structure of his mental ontology, namely, in the
intellect’s habits, acts, and their objects, which are the true and
necessary principles and conclusions of demonstrations.
Ockham upholds what I call a “Principle of Object-Act-Habit-
Specification,” according to which kinds of habits and their acts
are determined by the objects they grasp. This principle entails
that if a body of scientific knowledge contains two or more
sentences, it can only have aggregate unity. Furthermore, I look
at the logical and determinate orders that gather together the
sentences of various aggregate bodies of scientific knowledge."
23. Pelletier, Jenny, and Roques, Magali, eds. 2017. The Language
of Thought in Late Medieval Philosophy: Essays in Honor of
Claude Panaccio. Dordrecht: Springer.
Contents: 1 RETRACTED CHAPTER: Magali Roques and Jenny
Pelletier: An Introduction to Mental Language in Late Medieval
Philosophy 1 (The authors have retracted this chapter [1]
because of significant textual overlap with a number of sources.
All authors agree to this retraction. Magali Roques accepts
responsibility for introducing this overlap into the text.); 2
Jenny Pelletier and Magali Roques: An Interview with Claude
Panaccio 27;
Part I Ockham
3 Aurélien Robert: A Crucial Distinction in William of
Ockham’s Philosophy of Mind: Cognitio in se/cognitio in alio
39; 4 Susan Brower-Toland: Causation and Mental Content:
Against the Externalist Reading of Ockham 59; 5 Calvin G.
Normore: Likeness Stories 81; 6 Magali Roques: Ockham’s
Semantics of Real Definitions 95; 7 Jenny Pelletier: Is There a
Metaphysical Approach to the Transcendentals in Ockham?
The Case of the Good 111; Sonja Schierbaum: 8 Intellections
and Volitions: Ockham’s Voluntarism Reconsidered 125; 9
Ernesto Perini-Santos: The Metatheoretical Framework of
William of Ockham’s Modal Logic 137; 10 Fabrizio Amerini:
Ockham on Mental Syncategoremata 149;
Part II Ockham and His Contemporaries
11 Frédéric Goubier: The Role of the Speaker in Roger Bacon
and William of Ockham’s Supposition Theories: A Contrast
169; 12 Martin Pickavé: Peter Auriol and William of Ockham on
a Medieval Version of the Argument from Illusion 183; 13
David Piché: Raisons de croire et vouloir croire: le débat entre
Durand de Saint-Pourçain, Gauthier Chatton et Guillaume
d’Ockham 201; 14 Catarina Dutilh Novaes: The Syllogism as
Defined by Aristotle, Ockham, and Buridan 217; 15 E. Jennifer
Ashworth: Burley, Ockham, and English Logicians on Impositio
as a Type of Obligatio 233;
Part III Ockham in His Broader Context
16 Irène Rosier-Catach: Understanding as Attending.
Semantics, Psychology and Ontology in Peter Abelard 249; 17
Claude Lafleur and Joanne Carrier: La triade farabienne du
logos, son parallèle grec et son écho latin chez Arnoul de
Provence 275; 18 Sten Ebbesen: Psammetichus’s Experiment
and the Scholastics: Is Language Innate? 287; 19 Antoine Côté:
James of Viterbo on Universals 303; 20 Peter King: The
Science of Psychology in Ockham’s Oxford 315; 21 Peter John
Hartman: Durand of St.-Pourçain and Cognitive Habits (Sent.
A=B III, d. 23, qq. 1–2) 331; 22 Gyla Klima: Thought-
Transplants, Demons, and Modalities 369; 23 Jack Zupko:
Sensory Awareness and Self-Awareness in Buridan and Oresme
383; 24 Joël Biard: Évidence et raisons probables: Pierre d’Ailly
et la scientificité de la théologie 397; 25 Alain de Libera:
Présentation et représentation. Aux origines du
“représentationnalisme” 417;
Part IV Conclusion
26 Claude Panaccio: Grasping the Philosophical Relevance of
Past Philosophies 439;
Correction to: Ockham’s Semantics of Real Definitions C1;
Retraction Note to: An Introduction to Mental Language in
Late Medieval Philosophy C3;
Index 453-463.
24. Perala, Mika. 2014. "Ancient and Early Medieval Theories." In
Sourcebook for the History of the Philosophy of Mind:
Philosophical Psychology from Plato to Kant, edited by
Knuuttila, Simo and Sihvola, Juha, 359-378. Dordrecht:
Springer.
"There were two ancient traditions on signs and language
which played a significant role in medieval discussions: the
Aristotelian tradition deriving from Boethius’s second
commentary on the De interpretatione, and the Augustinian
tradition (with some Stoic influences), which was important to
early medieval theorists such as Anselm of Canterbury and
Peter Abelard. These two traditions remained separate in many
contexts, but there were also authors who drew from both
sources, raised further questions, and opened up perspectives
in entirely new directions." (p. 359)
(...)
"Higher education started with logic, in accordance with all
major schools of philosophy: the Peripatetic, Stoic, and the
Platonist. A common conception was that although grammar
was a product of human art, the basic partitions into the parts
of speech were constrained by nature, and thus grammar, as an
art, imitated nature. Some new ideas were put forward in the
late thirteenth century by the ‘modists’ who argued that
grammar should be regarded as a science rather than an art. On
their view, all spoken languages are based on a universal
grammar.
What was characteristic of their view was the assumption that
there is a structural analogy between the ‘modes of being’, the
‘modes of understanding’, and the ‘modes of signifying’ which
are common to all languages. The critics of the modists, of
whom the most distinguished were mental language theorists
such as William of Ockham, did not oppose the assumption of a
universal grammar as such, but the assumption concerning the
structural analogy between speech, understanding, and reality,
and the assumption that in each linguistic expression, there
inheres a mode of signifying." (p. 361)
25. Pérez-Ilzarbe, Paloma. 2009. "Jerónimo Pardo on the unity of
mental propositions." In Le langage mental du Moyen Âge à
l'âge classique, edited by Biard, Joël, 185-204. Louvain:
Peeters.
"Pardo' s views on mental language reflect an advanced status
of the discussions on this issue. Almost two centuries have
passed since Ockham's innovative theses were delivered, and
since the reactions of his contemporaries which followed. Given
this distance from the original controversy, Pardo does not
address the problem of mental language as an independent one,
but rather he uses the notion of a mental language (which he
takes for granted) when he needs it, either to solve some logical
difficulty or to substantiate some of his semantic theses.
Pardo's logical work (Medulla Dyalectices: Paris, 1500, 1505) is
constructed around a core issue, namely, the problem of truth.
All his analyses are directed to finding out what it is that truth
and falsity depend on.
In this approach, propositions (and also mental propositions)
become the focus of the majority of Pardo's reflections. I have
chosen the question of the unity of mental propositions,
because it is extensively treated by Pardo, so that the detailed
discussion allows him to bring into play his whole theory of
language and thought." (p. 185, a note omitted)
26. Perini-Santos, Ernesto. 2016. "The Underdetermination of
Mental Language in William of Ockham and John Buridan." In
Formal Approaches and Natural Language in Medieval Logic:
Proceedings of the XIXth European Symposium of Medieval
Logic and Semantics, Geneva, 12-16 June 2012, edited by
Cesalli, Laurent, Goubier, Frédéric and de Libera, Alain, 417-
434. Barcelona - Roma: Fédération Internationale des Instituts
d’Études Médiévales.
"The central theoretical role of mental language is to explain
the intentionality of conventional languages. This thesis is
usually accepted by medieval philosophers, and it follows from
Aristotle’s De Interpretatione,
I, 16 or at least from Boethius’ interpretation of it(1). However,
the idea of a mental language has been fully developed only in
the XIVth century, by William of Ockham, as Claude Panaccio
has shown in his seminal work(2): Ockham was the first to
apply the apparatus of supposition theory to mental sentences,
thereby building a structured language in the mind, as opposed
to isolated concepts, on the one hand, and to mental
counterparts of conventional languages, on the other."
(...)
"Geach’s criticism[3] John Trentman’s answer to it, comparing
Ockham’s ML [=mental language] with «slightly old-fashioned
ideal languages of twentieth-century philosophers»(4) may
seem both a bit outdated now. There is a criterion guiding the
description of ML in Ockham’s philosophy, and Geach’s charge
doesn’t seem to be justified. However, the parallel with ideal
languages suggested by Trentman is also far-fetched, the
proposed criterion is not enough to fully determine the syntax
of mental sentences.
Some of the most able interpreters of Ockham have proposed
different solutions to deal with this underdetermination, and
(at least some of them) think that it prevents Ockham’s theory
to fulfi ll all the expectations raised by the very project of a ML.
I will examine two strategies, proposed by Marilyn Adams and
Calvin Normore, to deal with this issue. My aim is to show that
both proposals are wanting –and I hasten to say that I don’t
have another way out of this quandary, if quandary it is." (pp.
417-418)
(1) Aristotle, De Interpretatione I, 16a3-9, Transl. J. L. Aclrill,
Clarendon Press, Oxford 1963. For Boethius’ interpretation, see
J. Magee, Boethius on Signification and Mind, Brill, Leiden –
New York 1997.
(2) C. Panaccio, Le Discours Intérieur, Seuil, Paris 1999, and
Ockham on Concepts, Ashgate, Aldershot – Burlington 2004.
(3) P. Geach, Mental Acts, Routledge and Kegan Paul, London
1957, p. 102.
(4) J. Trentman, «Ockham on Mental», Mind, 79 (1970) 588.
27. Perler, Dominik. 1997. "Crathorn on Mental Language." In
Vestigia, Imagines, Verba. Semiotics and logic in medieval
theological texts (XIIth-XIVth century). Acts of the XIth
Symposium on Medieval logic and semantics. San Marino, 24-
28 May 1994, edited by Marmo, Costantino, 337-354.
Turnhout: Brepols.
28. Pini, GIorgio. 1999. "Species, Concept, and Thing: Theories of
Signification in the Second Half of the Thirteenth Century."
Medieval Philosophy and Theology no. 8:21-52.
"The standard reconstruction of the medieval debate on
signification goes as follows. Until the end of the thirteenth
century, the discussion over signification is dominated by the
Aristotelian theory as interpreted by Boethius. This theory,
which can be labeled as the traditional theory of signification,
distinguishes between primary and secondary signification.
Names primarily signify concepts in the mind. Since concepts
are representations of extramental things, extramental things
are secondarily signified by the names that primarily signify
concepts.6 Around the end of the thirteenth century, however,
the traditional theory of signification is challenged by a new
theory. According to this new theory, names primarily signify
extramental things. By contrast, concepts are not what names
primarily signify but, at best, a necessary condition for their
signification. The new theory of signification provides an
interpretation of Aristotle different from that of Boethius, but it
obviously has some difficulties in explaining Aristotle’s text in a
convincing way. In fact, the new theory of signification seems to
be a real departure from the mentalistic theory of signification
based on Aristotle." (p. 22)
(...)
"In what follows, I first show how Scotus understands the
question concerning signification. Second, I briefly introduce
the notion of intelligible species. Third, I analyze Scotus’s
account of a first opinion on signification.
(...)
The conclusions I draw are that Scotus himself cannot be
regarded as one of the first supporters of the theory of the
primary signification of the extramental thing, and that he
cannot be regarded as an original figure in the controversy over
the signification of words, since he is merely expounding
positions that are already old when he refers to them. I hope
that this analysis of Scotus’s treatment of signification in his
two commentaries on Peri hermeneias will provide a clearer
and more accurate understanding of two of the most influential
semantic views held at the end of the thirteenth century, that is,
the view that names primarily signify intelligible species and
the view that they primarily signify things." (p. 24)
29. Pizzone, Aglae. 2022. "Emotions and λόγος νδιάθετος. Πάθη
in John Sikeliotes’ Commentary on Hermogenes’ On Types of
Style." In Emotions through Time: From Antiquity to
Byzantium, edited by Cairns, Douglas, Hinterberger, Martin,
Pizzone, Aglae and Zaccarini, Matteo, 141-156. Tübingen: Mohr
Siebeck.
"In ancient Greece the very first systematic theorization of the
emotions famously came to be in Aristotle’s treatise on rhetoric.
The nexus between rhetoric and affective response has been
inextricable ever since. It is therefore all the more surprising
that, despite both the interest in the history of the emotions in
Byzantium(1) and the strong emotional overtones of much of
Byzantine rhetoric, no consideration has hitherto been given to
the theorizations of the emotions in Byzantine rhetorical
treatises. My contribution aims to address this topic, taking its
cue from the commentary on Hermogenes’ treatise On Types of
Style authored in the eleventh century by John Sikeliotes." (p.
141)
(...)
"This contribution will therefore investigate the discursive
definition of πάθη provided by Sikeliotes. A full understanding
of such a definition is crucial, as it represents the cornerstone of
subsequent reflections on the nature and function of the
emotions in rhetoric. In order to explore the meaning and
relevance of πάθη in John’s commentary, however, it is
necessary to take a step back and look first at some aspects of
Sikeliotes’ philosophy of language. Πάθη are in fact discussed
by John mostly in connection with μέθοδος, or approach, one
of the eight components through which speech is created:
thought or content, approach, diction, figures of speech,
clauses, word order, cadence, and rhythm.(12) Πάθη, qua
movements of the soul, are seen as the equivalent of approach
specifically when John discusses Hermogenes’ λόγος
νδιάθετος. That is why we must first dive into the meaning of
λόγος νδιάθετος in Sikeliotes’ commentary and into the thorny
question of the difference between λόγος προφορικός (uttered
or outer speech) and λόγος νδιάθετος (internal speech). This
discussion will in turn raise further questions on the linguistic
– or non-linguistic – nature of the emotions and on their status
within Christian discourse. If emotions – experienced and
elicited – are seen not just as a powerful tool to manipulate the
audience, but, rather, as ontologically connected with innate
and truthful speech, their ethical value becomes
unquestionable. Emotions, in fact, characterize the most
preferable and best possible discursive type from a
quintessentially Christian point of view." (p. 143)
(To sum up: the complex theoretical framework advanced by
Sikeliotes in hiscommentary on Hermogenes, building on
classical heritage, gives the expression of emotions a consistent
ontological and psychological status, one that not only
legitimizes them from a Christian moral point of view but is
also in dialogue with Byzantine cultural practices well beyond
rhetoric." (p. 156)
(1) See the Introduction to this volume.
(12) On these elements see Patillon (1988) [La théorie du
discours chez Hermogène le rhéteur, essai sur la structure de
la rhétorique ancienne (Paris)]; [Kennedy, G. (1994) [A New
History of Classical Rhetoric Princeton)] 216
30. Read, Stephen. 2015. "Concepts and Meaning in Medieval
Philosophy." In Intentionality, Cognition, and Mental
Representation in Medieval Philosophy, edited by Klima,
Gyula, 9-28. New York: Fordham University Press.
"Mental language
The seeds were sown in Boethius’s commentary on Aristotle;
they were nurtured and developed in the thirteenth-century
discussions of the sign; but the full theory of a language of
concepts, a mental language, found its most famous (or
notorious) exponent in the fourteenth century, namely, William
of Ockham. A further inspiration for Ockham, and others, was
Augustine’s image, in his De Trinitate, of an inner language.
For Ockham, this fi nally broke the most important link in the
Aristotelian chain, that between spoken word and concept.
Ockham no longer describes this as a link of signifi cation.
Rather, the spoken word is subordinated to the corresponding
mental word, and the spoken proposition is subordinated to the
mental proposition. The mental word is a concept, a mental
item fi tted for inclusion in a mental proposition. This is the
primary language, what naturally has signification." (p. 18)
(...)
"Language is threefold (written, spoken, and mental), but the
focus is on mental language. Mental language is common to all,
whereas written and spoken languages differ between different
peoples, as Aristotle had observed. Mental language provides a
“universal semantics,”(30) a natural medium whose properties
of signifi cation arise naturally by a causal process. Having a
certain concept is not independent of having certain linguistic
abilities; it is an ability to exercise those concepts that confers
on written and spoken utterances the signifi cation which they
have." (p. 19?)
(30) The phrase is Nuchelmans’s. See G. Nuchelmans, Late-
Scholastic and Humanistic Theories of the Proposition
(Amsterdam: North-Holland, 1980), 4.
31. Robert, Aurélien. 2010. "William Crathorn on Predication and
Mental Language." Analytica. Revista de Filosofia no. 14:227-
258.
"Our Dominican can be considered to be a radical nominalist:6
there is no universal in reality but only singular things;
categories are only classes of names signifying singular entities;
the truth of propositions has to be analyzed through the
semantics of terms. But unlike Ockham, he does not accept the
Augustinian idea that there is a natural and universal mental
language comprised of natural representations perfectly shared
by the whole community of human beings. According to
Crathorn, the semantical properties of terms in the human
mental language are purely conventionnal.
Our aim in this paper is to understand this original theory of
language, and more precisely, its epistemological constraints.
(...)
"We will argue that Crathorn’s interpretation of language, and
in particular his refusal of Ockham’s theory of mental language,
makes such a contextual analysis impossible." (pp. 227-228, a
note omitted)
32. ———. 2016. "Crathorn Versus Ockham on Cognition,
Language, and Ontology." In A Companion to Responses to
Ockham, edited by Rode, Christian, 47-78. Leiden: Brill.
"From what has been presented above, it appears that William
Crathorn cannot support the same view on mental language.
The problem for Crathorn is that the human mind can only
have an intuitive cognition of internal or external sensible
qualities. As a consequence, if our mental language were
composed of natural signs of things, and if its terms were our
mental acts of cognition or their objects, there would be only
natural signs of qualities in it.
Therefore, in Crathorn’s theory, the only way for species in the
mind to be signs of something other than qualities is by
conventional signification. This is what Crathorn tries to show
in the entire Question 2 of his commentary on the Sentences:
(46) natural representations of qualities cannot explain the
signification of all the terms that can be expected in a mental
language naturally and universally shared by the whole human
community. For instance, as shown above, we cannot have
natural signs of substances, and neither can we have natural
signs of God and generally speaking of anything that is not
cognized intuitively. Nor can we form natural signs
corresponding to syncategorems (such as “some,” “all,”
“therefore,” etc.), nor to very general terms such as “being”
(ens), because we have no representations (species) of what
they signify.
Indeed, what could be a natural representation of being in
general or a representation of a quantifier?" (pp. 60-61, two
notes omitted)
(46) Esp. 167–188.
33. Roncaglia, Gino. 2003. "Mesino de Codronchi's Discussion on
Syncategoremata and Mental Language in his Quaestiones on
De interpretatione." In Aristotle's Peri hermeneias in the Latin
Middle Ages: Essays on the Commentary Tradition, edited by
Braakhuis, Henk A. G. and Kneepkens, Corneille Henry, 149-
163. Groningen: Nijmegen Publishers.
"Mesino de Codronchi was professor of logic at the University
of Bologna between 1382 and 1394; although he has received
little attention to date, we know that his works were highly
influential in Italy during the 15th century, and were
appreciated by philosophers such as Gaetan of Thiene."
(...)
Here I will give a little essential information on the manuscript
tradition, and in the main section of this paper I will deal more
extensively with Mesino's discussion of mental language,
focusing on his answer to the question of whether mental
language includes syncategoremata or not, and on his
treatment of the mental copula." (pp. 149-150)
(...)
"Our interest will focus on Mesino's discussion of the internal
structure of mental language, and on the presence in it of
syncategorematic mental terms. Before dealing directly with
Mesino's text, however, it may be useful to recall that according
to Ockham both categorematic and syncategorematic terms are
included in mental language:
Adhuc aliter dividitur terminus, tam vocalis quam mentalis,
quia terminomm quidam sunt categorematici, quidam
syncategorematici. (14)
But what precisely are syncategorematic mental terms? This
question was connected with at least two, more general
problems: on the one hand, that of the status of mental terms
tout court; on the other, that of the nature and meaning of the
propositio as a whole." (pp. 151-152)
(14) Ockham, Summa log., 1, 4, ed. Boehner e.a. (1974), 15, 4-5
(my italics); cf. ibid., 43; Ockham, Quodlibeta, IV, q. 35, art. 1,
ed. Wey (1980), 470, 23-37.
34. Roques, Magali. 2019. "Metaphor and mental language in late-
medieval nominalism." Bochumer Philosophisches Jahrbuch
für Antike und Mittelalter no. 22:136-167.
Abstract: "In this paper, I intend to examine the conception of
metaphor developed by fourteenth-century nominalist
philosophers, in particular William of Ockham and John
Buridan, but also the Ockhamist philosophers who were
condemned by the 1340 statute of the faculty of arts of the
University of Paris. According to these philosophers, metaphor
is a transfer of meaning from one word to another. This
transfer is based on some similarity, and is intentionally
produced by a speaker. My aim is to study whether this view on
metaphor is related to a specific view on the relation between
thought, language, and communication. With this case study, I
intend to argue that the view on the nature of thought one
holds does not necessarily determine what the nature and
function of metaphor are. I will show that the three
philosophical doctrines under study diverge in their
understanding of the mechanisms of a metaphor, while they
share the same view on the nature of thought, namely that
thought is a mental language."
35. Schierbaum, Sonja. 2014. Ockham's Assumption of Mental
Speech: Thinking in a World of Particulars. Leiden: Brill.
"I claim that it is correct to view AMS (oratio mentalis, for
short) as an attempt by Ockham to explain what thinking and
saying that p amounts to in a world inhabited by particular
things. I claim that the first and immediate purpose of the
mental-speech assumption is to provide an account of the
content of thought. Note that this interpretation complies with
Ockham’s tenet that mental speech is also a potential means of
communication.
I emphasize this point since the fourth assumption I want to
distinguish is that it seems accepted among scholars to view
Ockham’s assumption of mental speech as an ancestor of the
‘Language of Thought Hypothesis’ (LOTH), most ardently
defended since the 1970s by the American philosopher Jerry
Fodor.(17) Another scholar, Calvin Normore, has argued that
the assumption of mental speech disappeared at the beginning
of the 16th century, and was only to reappear in the guise of the
LOTH in the second half of the twentieth century.(18) However,
one has to be very clear about the exact limits of this similarity.
It is not unusual to view the mental-speech assumption as a
direct ancestor of LOTH, where the similarity is, rather tacitly,
taken to bear on the asymmetrical dependence of language on
thought: both Fodor’s LOTH and Ockham’s mental-speech
assumption are usually taken to imply that thought is
semantically and syntactically prior to natural languages such
as English or Latin." (p. 4)
(17) See Jerry Fodor, The Language of Thought, Cambridge,
Mass., 1975.
18 See Calvin Normore, ‘The End of Mental Language’, in J.
Biard (ed.), Le langage mental du moyen âge à l’âge classique,
Louvain-La-Neuve, 2009, 293–306. It should be clear from the
beginning that, although historical questions are of course of
considerable interest in their own right, I am not interested in
the historical reasons for the appearance and disappearance of
the assumption of mental speech.
36. Sirridge, Mary. 2000. "Augustine's Two Theories of Language."
Documenti e Studi sulla Tradizione Filosofica Medievale no.
11:35-57.
"It is a curious feature of the Augustinian influence upon
theories of language in the Middle Ages that it seems to give
rise to two very different ways of understanding the nature and
function of language. One approach stresses the conventional,
arbitrary character of linguistic signs; the other alleges some
natural or intrinsic connection between language and thought
or between language and the external reality it represents or
signifies. Not surprisingly, when we turn to Augustine's own
theory of language, we seem to find two quite different models
for understanding language, one the commonsense
conventionalist and radically 'volitional'(2) theory found
principally in De Doctrina Christiana, the other a more
intrinsicist theory which we find most clearly articulated in De
Trinitate and Tractates on the Gospel of John. I want to argue
two points in this paper. First, in the thought of Augustine, the
intrinsicist approach and conventionalism are not so much
diverse theoretical approaches as they are distinct emphases
within a more encompassing wiew of language, one which likes
the use of language by turns to the generation of the Son from
the Father, to the Incarnation, and to the divine creation of the
worId, Secondly, and perhaps more importantly, because the
philosophy of language is almost never Augustine's primary
focus, is approach to language is extremey contextual. For
Augustine, language is sometimes an illuminating model;
sometimes as in discussions of epistemology and philosophy of
mind, language is an as an important side-issue; and
sometimes Augustine is simply respondmg to the way in which
'vox' or 'verbum' is used in a particular passage of Scripture.
Ando so, just there are not two distinct Augustinian theories of
language, there are also not only two details and emphases of
his complex, but reasonably consistent, general conception of
language to the demands of particular theological philosophical
or exegetical contexts." (pp. 35-36, a note omitted)
(2) I have adopted 'volitional' to designate the view that the act
of speaking (or writing) is completely determined by an act of
will, by the intention to signify something.
37. Spade, Paul Vincent. 1980. "Synonymy and Equivocation in
Ockham’s Mental Language." Journal of the History of
Philosophy no. 18:9-22.
"in 1957 Peter Geach [*] argued that Ockham's theory of mental
language was too facile, that it made the grammar of mental
language look too suspiciously like that of Latin(...)"
(...)
!In 1970 John Trentman responded to this charge in a short
article that has since become very influential.(2) In that article
Trentman makes three claims among others:
1. Ockham thought of mental language as a kind of stripped-
down, "ideal" language, containing just those grammatical
features that affect the truth conditions of mental sentences.
2. There can be no synonymy in mental language.
3. There can be no equivocation in mental language.
It is the purpose of this paper to examine each of these claims
in turn. In so doing we shall discover that Ockham's theory of
mental language is not so neat and tidy as might have been
hoped. I shall argue that each of Trentman's three claims is
"correct" in the sense that Ockham either explicitly holds it or
else seems committed to holding it on the basis of other
features of his thought. Nevertheless, I shall maintain, each of
these claims also leads to difficulties for Ockham, either (with
respect to the first claim) because there are certain empirical,
linguistic reasons of a sort Ockham would accept for rejecting
the claim as it stands, or else (with respect to the second and
third claims) because it conflicts with things Ockham says
elsewhere. All this suggests that Ockham had not completely
thought out all the implications of what he wanted to say about
mental language. And that in turn suggests that, whatever is
true for other authors, the theory of mental language was
perhaps not as central to Ockham's own thinking as we have
come to believe." (pp. 9-10, some notes omitted)
[*] Mental Acts: Their Content and Their Objects (London:
Routledge & Kegan Paul, 1957), p. 102. Seealso the whole of sec.
23, pp. 101-6.
(2) 2 "Ockham on Mental," Mind 79 (1970): 586--90.
38. ———, ed. 1980. Peter of Ailly: Comcepts and Insolubles.
Dordrecht: Reidel.
Contents: Acknowledgments XIII; Paul Vincet Spade:
Introduction 1; Translation. Concepts 16; I. Introductory
considerations (pars. 1-9) 16; II. Mental terms (pars. 10-54) 18;
III. Spoken terms (pars. 55-88) 27; IV. Written terms and
mental terms improperly so called (par. 89)34.
Insolubles 35; Notes 95; Bibliography 162; Index 169-193.
"Peter of Ailly(1) [1350-1420] wrote his Concepts and
Insolubles,(2) according to the best estimate, in 1372.(3) He
was at that time only about twenty-two years old."(p. 1)
(...)
"The Concepts and Insolubles does indeed represent significant
developments in late mediaeval logic and semantic theory. It
concerns (I) the theory of 'mental language' and (II) semantic
paradoxes like the famous Liar paradox.
Aristotle was to some extent at the origin of both these late
mediaeval concerns. In a famous passage of his De
interpretatione, Aristotle suggested that the relation between
written language and spoken language is in some way like the
relation between spoken language and thought: "Now spoken
sounds are symbols of affections in the soul, and written marks
symbols of spoken sounds" (16a3-5).(22) This suggestion was
transmitted to the Middle Ages by Boethius, in his translation
of and commentaries on the De interpretatione.(23) If one
takes the suggestion seriously, then just as there is written
language the 'matter' of which (if I may call it that) is the
written mark, and spoken language the 'matter' of which is the
spoken sound, so too there is a mental language the 'matter' of
which is thought.(24)" (p. 2)
(...)
"Although in fact the Concepts and the Insolubles appear to be
distinct works, they complement one another nicely and may be
regarded as a unit. The focus throughout is on mental language;
although both tracts discuss spoken and written language, they
do so only to show how it differs from and is grounded in
mental language. The Concepts is about terms in general,
although as the name implies, it is primarily about mental
terms. The frrst two chapters of Insolubles are about mental
sentences.
Chapters Three and Four are applications of the general
principles of the first two chapters to the particular problem of
the paradoxes; it is only here that spoken and written sentences
are discussed. Thus the Concepts and Insolubles together
constitute a complete treatise on mental language, including
both terms and sentences." (p. 7)
(1) 'Petrus de Alliaco', often called 'Pierre d'Ailly' even in the
English secondary literature.
I prefer to Anglicize the name.
(2) Although these two tracts are always found together in the
early printed editions, they seem to be distinct works.(...)
(22) Ackrill translation [5]. See also 16a9-12: "Just as some
thoughts in the soul are neither true nor false while some are
necessarily one or the other, so also with spoken sounds. For
falsity and truth have to do with combination and separation."
(23) Boethius [17]. Boethius may have distorted Aristotle's
meaning; see Kretzmann [49].
(24) In addition to Aristotle, Augustine's De trinitate was also
an important source for the theory of mental language. See
Augustine [12], XV, 10.19-11.20, pp. 485-489 (translated in
[13], pp. 475-479).
References
(5) Aristotle, Aristotle's Categories and De Interpretatione, J.
L. Ackrill (tr.), Clarendon Aristotle Series, Clarendon Press,
Oxford 1963
(12) Augustine, De trinitate libri XV, W. J. Mountain (ed.),
Corpus Christianorum series latina, vols. SO & 50a, Typographi
Brepols Editores Pontificii, Turnholt 1968.
(13) Augustine, The Trinity, Stephen McKenna (tr.), The
Fathers of the Church, vol. 18, The Catholic University of
America Press, Washington 1963.
(17) Boethius, Anicli Manlii Severini Boetii Commentarii in
librum Aristotelis fIEPI EPMHNEIAΣ, Carolus Meiser (ed.),
Teubner, Leipzig 1877-1880.
[49] Kretzmann, Norman, 'Aristotle on Spoken Sound
Significant by Convention', in John Corcoran (ed.), Ancient
Logic and Its Modern Interpretations: Proceedings of the
Buffalo Symposium on Modernist Interpretations of Ancient
Logic, 21 and 22 April, 1972, Synthese Historical Library, vol.
9, D. Reidel Publ. Co., Dordrecht, Holland 1974, pp. 3-21.
39. Tabarroni, Andrea. 1989. "Mental Signs and the Theory of
Representation in Ockham." In On the Medieval Theory of
Signs, edited by Eco, Umberto and Marmo, Costantino, 195-
224. Amsterdam/Philadelphia: John Benjamins.
English translation of: "Segno mentale e teoria della
rappresentazione in Ockham". VS Versus. Quaderni di Studi
Semiotici, 38-39, 1984, pp. 63-90.
40. Tachau, Katherine H. 1988. Vision and Certitude in the Age of
Ockham: Optics, Epistemology and the Foundations of
Semantics 1250–1345. Leiden: Brill.
"This book charts the development of a complex of optical,
epistemological, and semantic ideas to which fourteenth-
century scholars in Oxford, London, and Paris contributed with
an originality and intelligence rarely equalled in the history of
western thought; to do so, however, they were required to
integrate questions which are today the preserve of the three
distinct, if overlapping, communities formed by historians of
medieval philosophy, of medieval science, and of medieval
intellectual life more generally." (Preface, XIII)
(...)
"The discussions traced in what follows indicate, rather, that
late medieval thinkers did not turn away from the more all-
encompassing goal pursued already by Roger Bacon, that is, of
developing new theories by appropriating as wide a range of
sources as could be put to use.
This realization is the starting point of the present study, which
therefore aims not to recount what did not occur, but to tell
instead what did.
If this book begins when medieval scholars initially sought to
realize the complex, perhaps impossible, task that they had set
themselves, it concludes with the generation of John of
Mirecourt and Gregory of Rimini, whose accounts of knowledge
exemplify the eventual confluence of the theoretical insights of
England and Paris. By ending this work with the Parisian
ferment of the 1340s, we merely reach an important watershed
in the creation of the rich noetic legacy that medieval
scholastics bequeathed to subsequent generations of
intellectuals and to culture more generally, as Chaucer's
remarks (quoted above, p. VII) signal. For us to reach the real
end of the story would require an examination of how this
legacy was transmitted to early modern philosophers and
scientists; nevertheless, it is my hope that the present work will
provide the historical framework and conceptual precision for
that further investigation." (p. XVII)
41. Toom, Tarmo. 2007. "The Potential of a Condemned Analogy:
Augustine on λόγος νδιάϑετος and λόγος πϱοφοϱιϰός."
Heythrop Journal no. 48:205-213.
"This paper investigates Augustine’s Christological application
of the distinction between the internal and the expressed word
(λόγος νδιάϑετος and λόγος πϱοφοϱιϰός).
Although both Plato and Aristotle employed the notion of
thought (νόημα) as a voiceless mental discourse,(2) the non-
theological distinction between the internal and the expressed
word had been traditionally
associated with the Stoics.(3) According to the Stoics, it was not
the uttered speech (λόγος πϱοφοϱιϰός) but the internal speech
(λόγος νδιάϑετο) which differentiated human beings from
non-rational animals (Sextus Empiricus, M. 8.275–276). Mere
articulated sounds made by crows and parrots could not
express the λεκτόν, the semantic content carried by rational
thought.(4( Philo, in turn, invoked the internal/expressed word
distinction throughout his works as he made various points by
using figurative exegesis.(5) Eventually, Christian apologists
and authors found what was originally a non-theological notion
of a two-fold logos to be a useful conceptual category for
explaining the ‘second God’.(6) Indeed, the Prologue of the
Gospel of John had ‘theologized’ the distinction by boldly
employing it – or some variations of it – as the Word’s role in
creation and the Word’s ‘becoming flesh’.(7)
In the fourth century, certain controversial theologians were
adopting the internal/expressed word distinction as a paradigm
for Christology." (p. 205)
(2) 2 Plato, Tht. 190a; Sph. 263e; Aristotle, An. post. 76b24–25.
(3) M.C. Chiesa, ‘Le problème du langage intérieur chez les
Stoïciens’, Revue Internationale de Philosophie, 45 (1991),
301–321; K. Hülser, Die Fragmente zur Dialektik der Stoiker,
vol. 2 (Stuttgart: Frommann-Holzboog, 1987), frgs. 528–529a;
M. Mühl, ‘Der λόγος νδιάϑετος und λόγος πϱοφοϱιϰός von der
ãlteren Stoa bis zur Synode von Sirmium 351’, Archiv für
Begriffsgeschichte 7 (1962): 7–16.
(4) M. Frede, ‘The Stoic Notion of a Lekton’, in Language, ed.
S. Everson, in Companions to Ancient Thought 3 (Cambridge:
Cambridge University Press,1994): 109–128; G. Verbeke,
‘Meaning and Role of the Expressible in Stoic Logic’, in
Knowledge Through Signs, ed. G. Manetti, Semiotic and
Cognitive Studies II, ed. U. Eco and P. Violi (Bologna: Brepols,
1996): 133–154. In De Dialectica 5, Augustine translates the
Stoic lekton as dicibile, but for him, an individual word rather
than a proposition is its carrier (mag. 7.19.15) (B. D. Jackson,
‘Semantics and Hermeneutics in Saint Augustine’s De doctrina
Christiana’ [PhD diss., Yale University,
1967], 132–134; J. Rist, Augustine: Ancient Thought Baptized
[Cambridge: Cambridge University Press, 1994], 26 and 314–
316).
(5) Philo, Abr. 83; Mig. 71 and 78; Mos. 2.127–129; Som. 29;
Hülser, Die Fragmente zur Dialektik der Stoiker, frgs. 530–
534; A. Kamesar, ‘The Logos Endiathetos and the Logos
Prophorikos in Allegorical Interpretation: Philo and the D-
Scholia to the Iliad’, Greek, Roman, and Byzantine Studies, 44
(2004), 163–181; Mühl, 'Der λόγος νδιάϑετος und λόγος
πϱοφοϱιϰός', 17–24.
(6) Theophilius of Antioch, Ad Autol. 2.10, 2.22; Hippolytus,
Noet. 10; Novatian, Trin. 31; M.J. Edwards, ‘Clement of
Alexandria and His Doctrine of the Logos’, Vigiliae
Christianae, 54/2 (2000), 159–177; R.E. Heine, ‘The
Christology of Callistus’, Journal of Theological Studies, 49/1
(April 1998), 64–68; C. Markschies, ‘‘‘Die wunderliche Mār von
zwei Logoi . . .’’ Clemens Alexandrinus, Frgm. 23 – Zeugnis
eines Arius ante Arium oder des arianischen Streits selbst?’ in
Logos: Festschrift für Luise Abramowski zum 8. Juli 1993, ed.
H. C. Brennecke (Berlin: Walter de Gruyter, 1993): 214–216;
Mühl, 'Der λόγος νδιάϑετος und λόγος πϱοφοϱιϰός', 25–32;
R.B.
Norris, ‘Logos Christology as Cosmological Paradigm’, Pro
Ecclesia, 5/2 (1996), 191–192.
(7) J. Gericke, ‘Dimensions of the Logos from Logos-
Philospphy to Logos-Theology’, Acta patristica et byzantina 11
(2000): 93–116, especially 108–111; Heine, ‘The Christology of
Callistus’, 67; L. Morris, The Gospel According to John, rev.
ed., in The New International Commentary on the New
Testament (Grand Rapids: Eerdmans, 1995), 102–111; Mühl,
'Der λόγος νδιάϑετος und λόγος πϱοφοϱιϰός', 33–43.
42. Trentman, John Allen. 1970. "Ockham on Mental." Mind no.
79:586-590.
"Ockham tought it possible to distinguish spoken and written
language from what he called mental language. Further, he
thought mental language is really of prior importance to spoken
or written language, and its structure is, in fact, the proper
subject for the logician to study. By mental language Ockham
meant simply a set of mental acts, or more properly, a set of
capacities for periforming mental acts (passiones or intentiones
animae). These acts, according to Ockham, are natural signs of
things (naturaliter significans); meaning or signification is a
relation that, strictly speaking, obtains between mental acts and
things, and in some way not further explicated (except through
analogies like smoke as a sign of fire) there is some natural
appropriateness about this relation. These capacities can also
be shared by all rational beings so that speakers of different
languages have something in common although the particular
marks or sounds they make to express these capacities differ,
being instituted by convention (secundum voluntariam
institutionem).(1)" (p 586)
(1) Sutmma totizts logicae, I, c. 1
43. ———. 1986. "Mental Language and Lying." In L'homme et son
univers au Moyen Age. Actes du septième congrés
international de philosophie médiévale (30 aout - 4 septembre
1982 (volume II), edited by Wenin, Christian, 544-553.
Louvain-la-Neuve: Editions de l'Institut Supérieur de
Philosophie.
44. ———. 1990. "Mental Reservation and Mental Language in
Suarez." In De Ortu Grammaticae: Studies in Medieval
Grammar and Linguistics Theory in Memory of Jan Pinborg,
edited by Bursill-Hall, Geoffrey L., Ebbesen, Sten and Koerner,
Konrad, 339-357. Amsterdam, Philadelphia: John Benjamins.
"We can now relate this brief account of concepts to the idea of
mental language. According to Suarez, mental words are to be
identified with formal concepts; these utterances, sayings in the
heart of what the mind thinks are particular mental acts.(14)
The universality of language derives from the capacity of
mental words to represent or intend what is universal or
common to many things. They can do this through their
capacity to intend objective concepts. Up to a point this looks
like Ockhamism, and I have pointed out elsewhere(15) that it is
very characteristic of Suarez's thought, together with that of
many like-minded late scholastics, to accept Ockhamist
presuppositions or Scotist presuppositions in the process of
attempting to refute Ockham or Scotus. Suarez's account is
different from Ockhamism, however. Ockham thought the
mental word, i.e., the mental act, could be universal simply in
that it referred to many externally existing things. According to
Suarez, the matter is not so simple. The mental word can
denote many external objects only because it intends a
universal objective concept. There is, of course, a corollary to
this in Suarez's general account of universals. The unity of the
universal is not, according Suarez, a real, i.e., extramental
unity. It is something mind-dependent, a so-called rational
unity. But minds are not completely free to do whatever they
please, independently of what is universal in thought. What is
universal in thought has an ontological grounding in things,
this is the point of the Suarezian concept cum fundamento in
re." (p. 350)
(12) Francisco Suarez, Disputaciones Metafísicas /
Disputationes Metaphysicae, ed. and transl., by Sergio Rábade
Romeo, Salvador Cabellero Sanchez & Antonio Puigcerver
Zanon, Disp. II, sec. 1, vol. 1, 360-62. Madrid: Gredos, 1960-66.
(14) See, e.g., Suarez 1960-66 [see note 12 (above)], Disp. VIII,
sec. 4.
(15). J.A. Trentman, "Scholasticism in the Seventeenth
Century." Cambridge History of Later Medieval Philosophy ed.
by N. Kretzmann, A. Kenny & J. Pinborg, 818-38. Cambridge:
Cambridge Univ. Press, 1982.
45. Valente, Luisa. 2009. "Verbum mentis - Vox clamantis: The
Notion of the Mental Word in Twelfth-Century Theology." In
The Word in Medieval Logic, Theology and Psychology, edited
by Shimizu, Tetsuro and Burnett, Charles, 365-402. Turnhout:
Brepols.
"In studies on mental language in the Middle Ages, scholars
usually insist on the association of the patristic and medieval
notion of interior language with the mystery of the eternal
generation of the Son, on the one hand, and with the
incarnation of Christ, on the other. The fathers of the Church as
well as medieval scholars based these analogies on a “theo-
linguistical” interpretation of the prologue to St. John’s Gospel
(1:1 and 1:14): “In principio erat verbum et verbum erat apud
Deum et Deus erat verbum.... Et verbum caro factum est et
habitavit in nobis.” These scholars concentrated on patristic
elaborations of the notion of the inner word and on the
constitution, in the thirteenth and fourteenth centuries, of the
more complex theories of mental language of the logicians and
grammarians. These theories, in turn, were the result of a
convergence of Aristotelian logic (both the logica vetus and the
logica nova) and the Augustinian tradition.
In this essay I shall expand this analysis. First, I shall call
attention to the analogy which has been suggested not only by
the fathers but also by some twelfth-century masters between
the sensible expression of an inner word and two events of
sacred history: the creation and the preaching of John the
Baptist. Secondly, I shall stress the relevance of some twelfth-
century theological texts from the point of view of the
assimilation of theories coming from the logica vetus in a
theological context marked by the use of the notion of inner
word." (pp. 365-366, notes omitted)
46. Yrjönsuuri, Mikko. 1997. "Supposition and Truth in Ockham’s
Mental Language." Topoi no. 16:15-25.
Abstract: "In this paper, Ockham’s theory of an ideal language
of thought is used to illuminate problems of interpretation of
his theory of truth. The twentieth century idea of logical form is
used for finding out what kinds of atomic sentences there are in
Ockham’s mental language. It turns out that not only the theory
of modes of supposition, but also the theory of supposition in
general is insufficient as a full theory of truth. Rather, the
theory of supposition is a theory of reference, which can help in
the determination of truth values within the scope of simple
predications. Outside this area, there are interesting types of
sentences, whose truth does not depend on whether the terms
supposit for the same things or not for the same things."
47. ———. 2005. "William Ockham and Mental Language." In
Representation and Objects of Thought in Medieval
Philosophy, edited by Lagerlund, Henrik, 101-114. Aldershot:
Ashgate.
"In many different connections throughout his whole oeuvre,
William Ockham puts forward the program of an ideal mental
language. This language is presented as a universal
representative system in which all thinking takes place and
which lies at the background of all communication. In addition
to people, it is used by all possible thinking beings, angels as
well as the God. Most obviously, Ockham would have supposed
machines to use this language as well, if he had presented
fantasies of thinking machines. Also, Ockham clearly thought
that everything that can be expressed in any language could
also be expressed in the mental language. This is because all
expressions of the spoken languages are subordinate to
expressions of mental language, so that all meanings of spoken
words are derivative upon those of mental terms. My claim in
this chapter is that not only everything that there is in the
world, but also everything true or false that can be said about
the world, can be expressed in this language."
(...)
"In this chapter, I try to examine Ockham’s theory from
another kind of perspective – from the perspective of a
universal language. I want to sketch Ockham’s mental language
as an ideal representational system, and look how the program
would work for that purpose." (p. 101)
48. Zheng, Yiwei. 1998. "Metaphysical Simplicity and Semantical
Complexity of Connotative Terms in Ockham's Mental
Language." The Modern Schoolman no. 75:253-264.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliography of the Medieval
Theories of Mental Language
(Fourth part)
Études en Français
1. "Le discours intérieur. Antiquité, Moyen Âge, époque
contemporaine : autour d’un ouvrage récent de Claude
Panaccio." 2001. Laval théologique et philosophique no.
57:207-276.
Sous la direction de Claude Lafleur.
Sommaire : Jean-Marc Narbonne : Circonstances et profil
d’une rencontre 207; Claude Lafleur : Présentation synoptique
du livre de Claude Panaccio : Le discours intérieur. De Platon à
Guillaume d’Ockham 209; Claude Lafleur : Questions de style
et de méthode. Claude Panaccio et l’histoire d’un thème
philosophico-théologique de l’Antiquité à la fin du Moyen Âge
213; Martin Achard : Philosophie antique. Logos endiathetos et
théorie des lekta chez les Stoïciens 225; Paul-Hubert Poirier :
Gnose et patristique. À propos de deux attestations du discours
intérieur 235; David Piché : Philosophie médiévale. Anselme de
Cantorbéry, Thomas d’Aquin et Guillaume d’Ockham sur le
thème du discours intérieur : quel est le problème ? 243; Marie-
Andrée Ricard : Herméneutique contemporaine. Le verbe
intérieur au sein de l’herméneutique de Hans-Georg Gadamer
251; Claude Panaccio : Réponses de l’Auteur. De quelques
variations sur un thème séculaire 261–276.
"Voilà un discours qui a fait du bruit ! Le discours intérieur de
Platon à Guillaume d'Ockham de Claude Panaccio a retenti
jusqu'à l'Académie des sciences morales et politiques de France
où il a été couronné d'un prix prestigieux, le prix
Grammaticakis-Neumann.
Convaincu d'emblée de l'importance de ce livre, notre distingué
collègue Claude Lafleur prit l'initiative de former à l'occasion de
cette parution une Table ronde spéciale (« Le discours intérieur
: Antiquité, Moyen Age, époque contemporaine. Autour d'un
ouvrage récent de Claude Panaccio », Québec, 4 décembre
2000) où plusieurs chercheurs de l'Université Laval purent
faire écho aux divers questionnements soulevés par cette étude.
Avec cet événement, organisé conjointement par la Faculté de
philosophie, l'Institut d'études anciennes et le Laboratoire de
philosophie ancienne et médiévale de l'Université Laval,
l'ouvrage trouvait ainsi un cadre d'échanges et de discussions
des plus privilégiés." (p. 207)
2. Amerini, Fabrizio. 2003. "Catégories et langage mental. Une
critique de François de Prato à Guillaume d'Occam." In La
tradition médiévale des Catégories (xiie-xve siècles), edited by
Biard, Joël and Rosier-Catach, Irène, 173-186. Louvain:
Peeters.
"Dans cet essai je voudrais présenter une partie des recherches
que j’ai faites sur le dominicain François de Prato, en
soulignant quelques aspects de sa pensée en tant qu’interprète
d’Aristote. Ensuite, je me limiterai au premier chapitre des
Catégories, dont je souhaite reconstruire l'interprétation
donnée par François et la critique qu’il propose de
l’interprétation ockhamiste. Mon but est de montrer comment,
d’une exégese réaliste du premier chapitre, peut découler une
critique de la théorie ockhamiste du langage mental." (p. 173)
(...)
"Quelles conclusions pouvons-nous tirer de tout cela ? D’un
point de vue historique, il y a encore beaucoup de travail à faire
pour connaître en détail le rythme et les modalités de
pénétration des idées ockhamistes en Italie, ainsi que les
modalités par lesquelles les doctrines thomistes ont été
adaptées par Hervé de Nédellec et par ses disciples. Dans cette
direction les ouvrages de François sont importants, car ils sont
un précieux témoignage de la tentative, qui fut réalisée dans ces
années-là par les lecteurs dominicains de la Province Romaine,
pour endiguer la diffusion très rapide de la philosophie de
Guillaume d’Ockham et pour defendre la philosophie de
Thomas d’Aquin, à travers une utilisation remarquable et
massive de l’appareil conceptuel tiré des écrits du Maître
Général dominicain. D’un point de vue philosophique, au
contraire, les critiques que François adresse à la théorie
ockhamiste des concepts et du langage mental ne rendent pas
entièrement justice à la complexité du système ockhamiste, en
se fondant souvent sur une compréhension mauvaise ou
superficielle de sa théorie sémantique. De plus, elles ne sont
pas entièrement originales. On peut trouver presque les mêmes
critiques parmi les dominicains et les franciscains anglais, tels
que Hugues Lawton, Richard Crathorn ou l’auteur anonyme de
la Logica contra Ockham (34) même si François ne semble pas
connaître directement leurs théories logiques et ontologiques.
Toutefois, la façon dont tout cela se passe est sûrement
originale. A ce propos, je voudrais terminer en soulignant ces
deux points : le caractère systématique de la critique de
François et sa rapidité par rapport aux temps de la diffusion des
doctrines et des œuvres ockhamistes en Italie(35)."
(34) Cf., à ce propos, C. Panaccio, Le discours intérieur. De
Platon à Guillaume d'Ockham, 1999, pp. 279-291.
(3) Pour les citations du De praedicamentis et de la Logica de
Français de Prato, je n’ai pu utiliser Pédition critique de C.
Rode (Stuttgart 2002), publiée après l'achèvement du présent
article. Je suis moi même en train de publier une deuxieme
édition de la Logica, avec les traités De voce univoca et De ente
rationis de François de Pralo et Etienne de Rieti.
3. Baudry, Leon. 1958. Lexique philosophique de Guillaume
d'Ockham. Étude des notions fondamentales. Paris:
Lethielleux.
"VERBUM MENTALE . - Dans Quodl. I, q. 6., Ockham entend
par verbe mental la pensée actuelle, cette parole intérieure que
nous prononçons intimement dans le coeur et qui, selon la
remarque de saint Augustin, n'est ni grecque ni latine, ni
d'aucune langue quelconque. « Verbum mentale est cogitatio
actualis . . . Verbum mentale est ipsa cogitatio ».
Dans I S. , d. 2 , q. 2 M. , Ockham distingue cinq sens de ce
terme.
1 ° Un sens très large, le verbe est l'acte d'intellection engendré
ou produit.
« Uno modo accipitur largissime et sic verbum est actus
intelligendi genitus vel productus ». Que ce sens ne fasse qu'un
avec celui que donnent les Quodlibets, c'est certain, puisque,
après avoir renvoyé à deux passages du De Trinitate XV, c. 10
et VIII, c. 10 , Guillaume conclut : « Notitia actualis (et non
notitia habitualis) est verbum. »
2 ° Toute connaissance complexe vraie ou fausse. « Aliquando
accipitur pro verbo complexa et sic omnis actus complexus
verus vel falsus est verbum. » (Ibid. ) C'est le sens que saint
Augustin donne à ce mot (De Trinitate, XV, c. 16,) dans un
passage d'où il résulte que, par verbe, il entend, à cet endroit,
tout acte complexe auquel on donne ou refuse son assentiment,
ce qui exclut la dubitatio, l'acte de douter.
3° Au sens strict, tout jugement vrai, qu'il s 'agisse d'un
jugement scientifique et évident ou d'une croyance. C'est le sens
admis par saint Augustin, (De Trinitate, XV, c. 10 et 12. ) «
Aliquando accipitur stricte pro verbo vero. ( (Ibid. cf. P.)
4° Dans un sens plus strict tout jugement vrai proféré avec
amour.
« A liquando accipitur strictius pro verbo vero cum amore
prolato ». (Ibid. M.)
On trouve également ce sens dans saint Augustin, (De Trinitate
IX, c. 8 et c. 10.) Le verbe se compose alors d'un acte de
l'intellect et d'un acte de la volonté. (Ibid. P.)
5° Tout concept, que ce concept existe dans l 'âme
subjectivement ou objectivement, qu'il soit ou qu'il ne soit pas
distinct de l'acte d'intellection.
« Aliquando accipitur verbum pro conceptu mentis, sive sit
subjective in anima sive objective tantum, sive etiam
distinguatur ab actu intelligendi sive non » .
(Ibid. M.) Ici encore Ockham renvoie au De Trinitate XV, c. 4
(Ibid. P.)
A la fin de son exposé, Ockham résume ainsi s a pensée.
'' Ipse (Augustinus) utebatur aliquando pro omni actu
intelligendi, aliquando pro actu judicativo, aliquando pro actu
veridico, aliquando pro actu veridico cum amore prolato. . .
aliquando pro omni cogitato quod sine cogitatione illa esse non
potest ». (Ibid. Q.)
Si l'on donne à ce mot les quatre premiers sens, le verbe est une
qualité inhérente à l'âme. Si on lui donne son cinquième sens,
le verbe n'est pas une qualité inhérente à l'âme, si on admet que
le concept n'existe qu'objectivement en elle. (Ibid. CC.)" (pp.
289-290)
Abréviations
S. = Questiones . . . in IV Sententiarum libros, Lugduni, 1495·
Quodl. = Quodlibeta septem, Parisiis, 1488.
S.A. = De Sacramento Altaris éd. Birch, Iowa, 1930.
D.P. = De praedestinatione divina . . . éd. Boehner, Saint
Bonaventure, N.-Y. , 1945·
D.S: = De successivis, éd. Boehner, Saint Bonaventure, N.-Y.,
1944.
E.A. = Expositio aurea . . . Bononiae, 1496.
El. = Tractatus super libros elenchorum. Paris Nationale, lat.
1472I.
S.L. = Summa totius logicae, Oxoniae 1675.
E.P. = Expositio super physicam Aristotelis, Berlin, cod. elect.
974.
S.P. = Summulae in libros physicorum, Romae, 1637.
S.Q. = Questiones in libros physicorum, Paris Nationale, lat.
17841.
4. Biard, Joël, ed. 2009. Le langage mental du Moyen Âge à l'âge
classique. Paris: Vrin.
Table des Matières: Joël Biard: Présentation V; Isabelle Koch:
Le verbum in corde chez Augustin 1; Bérangère Hurand: La
locutio mentis une version anselmienne du verbe intérieur 29;
Cyrille Michon: Les représentations rendent-elles indirecte la
connaissance des choses? 45; Irène Rosier-Catach: Une forme
particulière de langage mental: la locutio angelica selon Gilles
de Rome et ses contemporains 61; Russell Friedman: Mental
Propositions before Mental Language 95; Claude Panaccio: Le
jugement comme acte mental selon Guillaume d' Ockham 117;
Simo Knuuttila: Ockham on Fallacies and Mental Language
135; Aurélien Robert: Les deux langages de la pensée. A propos
de quelques réflexions médiévales 145; Joël Biard: Pierre
d'Ailly: langage, concept, représentation 169; Paloma Pérez-
Ilzarbe: Jeronimo Pardo on the unity of mental propositions
185; Henrik Lagerlind: John Mair on Concepts 205; Fosca
Mariani Zini: Topique et argumentation dans le premier
humanisme italien 221; Marie-Luce Demonet: Que reste-t-il du
langage mental dans les textes philosophiques français à la fin
de la Renaissance? 241; Martine Pécharman: De quel langage
intérieur Hobbes est-il le théoricien? 265; Calvin Normore: The
End of Mental Language 293; Jacob Schmutz: Quand le langage
a-t-il cessé d'être mental? Remarques sur les sources
scolastiques de Bolzano 307; Bibliographie 339; Index
Nominum 359-364.
"Après Guillaume d'Ockham, en effet, l'idée de langage mental
est certes une hypothèse qui a acquis force et consistance, mais
tous les problèmes liés à la structuration de la pensée et au
rapport entre le langage parlé et la pensée ne sont pas résolus.
Des questions surgissent sur la structuration même de ce
langage. L'unification ou du moins le rapprochement du
langage et de la pensée conduisent à modifier l'idée même de
représentation (Pierre d' Ailly). Mais il ne faudrait pas croire
que ce mode d'approche fait l'unanimité. Dès l'époque de
Guillaume d'Ockham, certains (comme Guillaume Crathorn),
non pas par ignorance de la problématique du langage mental
mais par refus délibéré, maintiennent l'existence d'une image
mentale du langage mais refusent celle d'un langage mental qui
serait premier par rapport au langage parlé. Peut-on postuler
une universalité du langage de la pensée ou la pensée est-elle
toujours structurée par notre langage, lequel est
irréductiblement pluriel ? La question est posée dès le XIV"
siècle, elle va courir durant les deux siècle suivants. La tradition
« nominaliste », buridanienne, va maintenir l'idée de langage
mental, mais dans d'autres champs, dans d'autres disciplines,
on constate une remise au premier plan du langage parlé dans
toutes ses dimensions. Par delà les critiques faisant la part belle
à la rhétorique ou aux belles lettres, par delà les échos de ces
discussions dans les manuels de philosophie, la question de
savoir si la représentation mentale doit plutôt être conçue
comme un langage ou plutôt comme un tableau reste encore
ouverte au XVII" siècle.
Le colloque organisé à Tours du 1er au 3 décembre 2005 sous
les auspices de la Fondation européenne de la science
(European Science Foundation) avait l'ambition de parcourir
ces questions en repartant d'Augustin qui est l'initiale
médiévale du problème, et en suivant cette histoire jusqu'à
l'aube des Temps modernes. Ce parcours historique donc fait
une part importante au Moyen Âge tardif, à la Renaissance et
au XVIIe siècle. En même temps, notre ambition était aussi
d'approfondir certains enjeux proprement philosophiques de ce
parcours. L'horizon général est la question: est-il possible de
considérer le domaine de la pensée comme étant structuré à la
manière d'un langage, et par quels moyens conceptuels penser
cela ?" (pp. VI-VII)
5. ———. 2009. "Verbe, signe, concept: L’effacement du verbe
intérieur au xive siècle." In The Word in Medieval Logic,
Theology and Psychology, edited by Shimizu, Tetsuro and
Burnett, Charles, 347-364. Turnhout: Brepols.
"Ce que l’on constate avec le tournant ockhamiste, c’est que le
Verbe est délaissé en raison précisément de ces schèmes
conceptuels qu’il véhicule et qui ne sont plus d’actualité ni dans
les textes logiques, ni chez certains auteurs marqués par la
É
révolution sémiologique. Évoqué pour mémoire au début de la
Somme de logique, le Verbe intérieur n’est plus à même
d’assurer une description satisfaisante de la pensée comme
langage mental. Le concept en revanche, en raison de la
dérivation sémantique vers l’idée de contenu ou d’acte mental,
voit son destin dissocié du verbe.
Mieux, en raison de l’usage scotiste, suivi sans hésitation sur ce
point par Guillaume d’Ockham, le domaine des concepts,
devenu le principal domaine de la logique, se soumet à l’analyse
logico-linguistique. Le verbe intérieur s’efface. Se déploie en
revanche l’analyse des concepts et de leur organisation en
langage mental." (pp. 363-364)
6. ———. 2009. "Pierre d'Ailly: langage, concept, représentation."
In Le langage mental du Moyen Âge à l'âge classique, edited
by Biard, Joël, 169-183. Louvain: Peeters.
"Dans une question des Quodlibeta, Ockham énumère
plusieurs sens de « représentation » et de « représenter »(3).
Mais cette mise au point ne débouche pas sur un usage
généralisé de la notion. Il en va différemment chez Pierre d'
Ailly. C'est chez celui-ci que s'explicite une sorte d'assimilation
tendancielle entre langage et représentation.
Chez lui, la représentation est à la fois une catégorie de pensée
d'usage très large, systématiquement employée là où d'autres
employaient d'autres expressions, que ce soit « connaître » ou «
concevoir » d'un
côté, « dire » ou « signifier » de l'autre, une catégorie qui par
conséquent va au premier abord se déployer en des sens
multiples qui concernent à la fois l'image, le mot ou le concept,
et une catégorie qui, à travers
ces usages, va être véritablement réfléchie, théorisée comme
telle, ce qui lui assigne un statut différent de ce que nous
pouvions trouver dans les textes de Guillaume d'Ockham ou de
Jean Buridan." (p. 170)
(3) Guillelmi de Ock:ham, Quodlibeta septem, IV, q. 3, ed. J. C.
Web, « Opera theologica » IX, Franciscan Institute, St.
Bonaventure, New York, 1980, p. 310. La notion de
representatio apparaît aussi dans un passage de !'Écrit sur les
Sentences, mais elle est alors réservée aux vestiges et images -
voir Scriptum in librum primum Sententiarum ordinatio, dist.
II-ID, éd. St. Brown, adlaborante G. Gal, « Opera theologica »,
II, 1970, dist. III, q. IX, p. 543-544.
7. Bos, Egbert Peter. 1987. "La théorie de la signification de la vox
significativa ad placitum (nomen, verbum, oratio) dans les
Introductiones Montane Maiores." In Gilbert de Poitiers et ses
contemporains. Aux origines de la "Logica Modernorun",
edited by Jolivet, Jean and Libera, Alain de, 73-90. Napoli:
Bibliopolis.
Actes du septième symposium européen d'histoire de la logique
et de la sémantique médiévales. Centre d' études supérieures de
civilisation médiévale de Poitiers 17 22 Juin 1985.
8. Demonet, Marie-Luce. 2009. "Que reste-t-il du langage mental
dans les textes philosophiques français à la fin de la
Renaissance ?" In Le langage mental du Moyen Âge à l'âge
classique, edited by Biard, Joël, 241-264. Louvain: Peeters.
"Trop abondantes ou trop vagues, les solutions apportées à la
question du langage mental sont traduites par une terminologie
en langue vulgaire qui élague les complexités scolastiques mais
fait également surgir d'autres notions complexes : la langue
française ordinaire et non technique favorise un terme
relativement nouveau, « pensée », qui est comme un doublet
synonymique (et économique) de « discours mental »,
contenant implicitement « mental ». Entre la pesée et la
croyance, ce nom dynamique t:ansfonne- [a conception d'un
langage mentaI comme structure linguistique en mouvement
d'évaluation du pour ou du contre, puis en mouvement simple
d un concept à l'autre, que Montaigne voyait désormais comme
une promenade du sens avant que « les pensées » ne
deviennent illustres avec les liasses de Pascal. II les associe
expressément au mouvement du corps : « Mes pensees
dorment, si je les assis »(64)" (pp. 263-264 notes omises)
(64) Montaigne, Essais, III, 3, 828b.
9. Fortis, Jean-Michel. 1996. "La notion de langage mental :
problèmes récurrents de quelques théories anciennes et
contemporaines." Histoire, Épistémologie, Langage no. 18:75-
101.
Résumé : "Nous nous efforçons ici de séparer plusieurs thèses
distinctes qui sont enveloppées dans l'hypothèse générale qu'il
existe un langage de la pensée. Nous donnons d'abord un
rapide exposé des bases historiques du concept de langage
mental. Nous distinguons ensuite un inscriptionnalisme
matériel (et ses diverses formes), qui postule que
l'individuation d'une représentation est accomplie par une
structure symbolique locale — et un inscriptionnalisme
sémantique, qui postule que la réalisation d'une formule
mentale suffit à la doter d'un contenu. Nous nous tournons
ensuite vers la gnoséologie contemporaine et montrons que ces
thèses dépendent et proviennent de conceptions encore plus
générales, et qui posent que (1) certaines représentations sont
intrinsèquement porteuses de signification, (2) la pensée est
par nature compositionnelle, (3) les énoncés d'attitudes
propositionnelles expriment adéquatement le contenu des
croyances. Nous mettons en doute la validité de ces
conceptions. Au cours de la discussion, nous signalons
quelques similarités frappantes entre certains problèmes
anciens et contemporains soulevés par la notion de langage
mental."
10. Gourinat, Jean-Baptiste. 2013. "Le discours intérieur de l'ame
dans la philosophie stoicienne." Χώρα no. 11:11-22.
Résumé : "Plusieurs auteurs anciens attribuent aux stoïciens
une distinction entre le logos endiathetos et le logos proféré
(prophorikos), qui est souvent assimilée à l’opposition entre le
langage proféré et la raison intérieure, et tend à confondre la
position stoïcienne avec l’identification platonicienne de la
pensée à un dialogue intérieur. Mais, tandis que le logos
endiathetos est clairement identifié à la capacité humaine de
raisonner, il n’est pas présenté comme un dialogue intérieur. Il
réside d’abord dans une certaine disposition de l’homme à
enchaîner des énoncés de manière logique, tandis que le
langage proféré des hommes repose sur la capacité d’attacher
un sens au mot, d’émettre le langage depuis la pensée. Par
ailleurs, Chrysippe semble bien avoir reconnu un langage
intérieur, mais celui-ci n'est pas identifiable au logos
endiathetos ni à la pensée, dont il est nettement distingué, et il
est encore moins un dialogue."
11. Hurand, Bérangère. 2009. "La locutio mentis : une version
anselmienne du verbe intérieur." In Le langage mental du
Moyen Âge à l'âge classique, edited by Biard, Joël, 29-43.
Louvain: Peeters.
"Il est courant de rapporter la locutio mentis anselmienne à une
notion augustinienne qui l'aurait préparée. Augustin et
Anselme auraient ainsi en commun d'imaginer un « verbe
intérieur » qui puisse fournir, à qui se rend attentif à l'activité
de son âme, un accès direct au Verbe et à la Vérité divine à la
ressemblance desquels il est formé." (p. 29)
(...)
"Les choses sont les similitudes de leur diction originaire, non
l'inverse ; et le verbe humain n'est pas comparable au Verbe de
Dieu, parce qu'il décompose, alors que Dieu pose sur les choses
un regard surplombant et
synthétique(44). Mais, le chapitre 10 du Monologion, en
indiquant l'existence d'une deuxième forme de locutio mentis,
nous renvoie à la gnoséologie anselmienne et à la fonction qu'il
attribue au langage : transmettre l'expérience intériorisée de la
res, et l'utiliser comme le matériau de la pensée. La similitude
est alors investie d'un sens nouveau : elle n'est pas tant le reflet
de la res que la matière de la créativité intellectuelle.
L'intuition est relayée par la discursivité. Pour s'intéresser aux
conditions logiques de la seconde, Anselme réunit la locutio du
coeur et la locutio linguistique qu'Augustin, bien que faisant de
l'une l'expression de l'autre, avait séparées. Ainsi, sans pouvoir
être qualifié de concept, le verbum anselmien en devient plus
proche que le verbum augustinien : il n'est pas tant le reflet de
la réalité que sa transposition sur un plan conceptuel." (p. 43)
(44) Cf. Proslogion, chap. 14 : l'intelligence divine est dite voir
« d'un seul regard, toutes choses qui furent faites, de qui, par
qui et comment elles furent faites de rien ».
12. Ildefonse, Frédérique. 1992. "Perception et discours dans
l'ancien stoïcisme." Histoire, Épistémologie, Langage no.
14:31-45.
Résumé : "Si les Stoïciens, particulièrement dans le statut
accordé à la représentation comprehensive, développent et
élaborent le lien entre perception et discours, la définition de la
représentation comme altération, plutôt que comme
impression, me paraît viser à sauvegarder la dimension d'une
multiplicité perceptive. Mon objet est d'examiner comment
cette multiplicité inhérente à la perception doit être transcrite
dans le discours, puis comment cette transcription nécessite la
distinction entre deux types de partition du discours,
répondant aux deux expressions de mérè tou logou d'une part,
sloicheia tou logou d'autre part."
13. Karger, Elizabeth. 1994. "Théories de la pensée, de ses objects
et de son discours chez Guillaume d'Occam."
Dialogue.Canadian Philosophical Review no. 33:437-456.
"En effet Occam ne rendra pas campte de la même faç:on des
actes d'intellection, particulièrement des actes d'intellection
abstractive, selon qu'il postulera ou non ces objets généraux
d'intellection que sont les ficta. II ne rendra pas campte non
plus de la même faç:on du discours mental, dont les termes, du
moins les termes généraux, sont des concepts, selon qu'il aura
on non identifié ceux-ci a des ficta. Ce n'est pas non plus le
même rôle qu'il assignera, dans Je savoir, aux propositions
mentales selon Ja fa ç:on dont il aura rendu campte du discours
mental.
En fait la plupart des doctrines occamistes portant sur l'esprit
et ses productions recevront ainsi deux versions différentes,
l'une presupposant l'hypothèse des ficta, l'autre non. C'est ce
que je me propose de mettre en evidence en dégageant des
textes pertinents ce que je designerai comme «deux théories
occamistes de la pensée, de ses objets et de son discours», l'une
s'inscrivant dans le cadre de l'hypothèse qu'il y a des ficta,
tandis que l'autre fait l'economie de celle-ci(2). Chacune de ces
théories inclura une théorie des actes intellectifs, une théorie
du concept et des universaux, une théorie des termes simples
du discours mental, et assignera un rôle aux propositions
mentales dans le savoir." (pp- 437-438)
(2) Le texte auquel je puiserai la premiere théorie, celle qui
contient l'hypothèse des ficta, est essentiellement le
Commentaire des Sentences et ceux auxquels je puiserai la
seconde, qui n'admet pas cette hypothèse, sont les Quodlibets,
la Somme de logique et les Questions sur la physique. Les
références a ces textes et a d'autres textes d'Occam seront
toutes a l'édition critique des oeuvres philosophiques et
théologiques d'Occam, publiée par le Franciscan Institute a
Saint-Bonaventure, NY, dont les differents volumes sont parus
entre 1967 et 1988 et dont on m'excusera de ne pas citer, pour
chaque volume, le nom du ou des éditeurs. L'abreviation
«OTh.» sera employée pour «Opera Theologica» et «OPh.»
pour «Opera Philosophical. Les textes d'Occam et des autres
auteurs latins qui seront cites le seront en francais, traduits par
moi.
14. King, Peter. 2005. "Le rôle des concepts selon Ockham."
Philosophiques no. 32:435-447.
"Il me semble donc que le rejet de la représentation mentale
par Ockham nous ouvre un chemin vers sa philosophie mature,
qui est plus radicalement anti-réductionniste que l’alternative
de Panaccio à l’interprétation standard et qui est également
anti-mentaliste. De la même façon que Panaccio s’éloigne de
l’interprétation standard sur la question (apparemment) étroite
de l’éliminabilité sémantique des termes connotatifs dans le
langage mental, je m’éloigne de Panaccio sur la question
apparemment étroite de la représentation mentale. Bien sûr,
même si j’ai insisté sur les différences, mon point de vue a
beaucoup en commun avec celui de Panaccio, et pas seulement
en ce qui concerne notre rejet commun de l’interprétation
standard. Ne serait-ce que parce nous sommes d’accord sur le
fait que, pour bien comprendre la philosophie mature
d’Ockham, on doit commencer avec sa philosophie de l’esprit –
ce qui, en fin de compte, implique de s’accommoder du double
rôle qu’Ockham assigne aux concepts." (p. 447)
15. Koch, Isabelle. 2009. "Le verbum in corde chez Augustin." In
Le langage mental du Moyen Âge à l'âge classique, edited by
Biard, Joël, 1-28. Louvain: Peeters.
"Pour décrire l'activité cognitive humaine, Augustin a recours à
deux modèles : l'un est visuel (penser, c'est voir par le regard
intérieur de l'esprit), l'autre, verbal (penser, c'est dire de façon
intérieure, parler dans son coeur). De ce second modèle relève
la notion de « verbe du coeur » (verbum cordis, verbum in
corde) ou de« verbe intérieur» (verbum intus).
Il ne s'agit pas là de simples métaphores : nos actes de pensée
sont réellement des visiones et des locutiones intérieures,
affirme Augustin. Cela implique une élaboration conceptuelle
des expériences concrètes de la vision (sensible) et du discours
(proféré) permettant de décrire exactement, et non de suggérer
simplement de façon imagée, ce qu'est un acte de pensée. Mais
pourquoi recourir à deux modèles, construits à partir
d'expériences concrètes très différentes ? C'est à travers cette
question que la théorie augustinienne du verbe intérieur sera ici
examinée." (p. 1)
16. Lafleur, Claude. 2001. "Présentation synoptique du livre de
Claude Panaccio : Le discours intérieur. De Platon à Guillaume
d’Ockham." Laval Théologique et Philosophique no. 57:209-
211.
"Pour permettre de situer plus facilement les contributions (sur
les aspects méthodologique, antique, médiéval et
contemporain) ainsi que les réponses autoritatives qui
constituent ce dossier dans le long parcours de l'enquête
diachronique de Claude Panaccio sur le thème du discours
intérieur, il s'agit simplement ici de donner d'emblée — sous
forme d'un compte rendu schématique — un aperçu d'ensemble
de la structure de l'ouvrage panaccien et une caractérisation
minimale de chacune de ses parties." (p. 209)
17. ———. 2001. "Questions de style et de méthode. Claude
Panaccio et l’histoire d’un thème philosophico-théologique del
Â
l?Antiquité à la fin du Moyen Âge." Laval Théologique et
Philosophique no. 57:213-223.
Résumé : "On soulève ici, dans une réflexion sur la méthode et
le style opérant une fréquente comparaison avec les travaux
d'Alain de Libera, la question de savoir si le traitement du
thème du discours intérieur dans la longue durée par Claude
Panaccio rend adéquatement compte de l'inscription historique
et de l'inscription théologique du problème considéré. La
conclusion est positive quant au premier point, plus dubitative
quant au second lorsque l'interprétation de la pensée du
franciscain Guillaume d'Ockham est enjeu. La difficulté posée
par l'inscription institutionnelle de l'activité philosophique du
scolastique Guillaume d'Ockham et de ses pairs théologiens est
finalement brièvement évoquée."
18. Mariani-Zini, Fosca. 2009. "Topique et argumentation dans le
premier humanisme italien." In Le langage mental du Moyen
Âge à l'âge classique, edited by Biard, Joël, 221-239. Louvain:
Peeters.
"Je voudrais toutefois suggérer que l'humanisme italien du XV"
siècle, tout en reconnaissant que la pensée s'exerce toujours
dans des conditions historiques et des expressions
individuelles, a cherché à élaborer une topique de la mens,
caractérisée par une structure anticipative qui préoriente, selon
des dispositifs schématiques donnés par les relations topiques
et les états de cause, l'argumentation propre à l'espèce
humaine. Je reconnais aisément qu'il s'agit là d'une lecture qui
cherche, en adoptant un principe d'équité ou de charité, à
présupposer au préalable la cohérence la plus grande que des
éléments différents, sinon hétérogènes, caractérisant la
réflexion des humanistes, peuvent assumer dans un certain
parcours interprétatif. Je chercherai ainsi à montrer comment
l'exigence, propre à la philologie naissante, de comprendre le
discours d'autrui conduit les humanistes à faire l'hypothèse de
la constance de nos dispositifs argumentatifs, au-delà des «
idiotismes » linguistiques." (p. 222)
19. Michon, Cyrille. 1994. Nominalisme. La théorie de la
signification d'Occam. Paris: Vrin.
É
Chapitre IV: Le langage mental, pp. 143-172; Équivocité dans
le langage mental, pp. 232-236.
"Description du langage mental
Ce qui précède n’a été que l’élucidation, laborieuse, de la notion
de ‘signe linguistique (naturel) mental’. L’entreprise était exigée
par la notion première de ‘langage mental’. Si nous acceptons
l’analyse occamiste, nous sommes désormais en mesure
d’identifier la pensée à un langage, l’acte de penser à un parler
mental (mentaliter loqui), sans qu’il n’y ait là ni métaphore, ni
analogie, puisque la seule distinction essentielle est celle de
l’origine des signes (arbitraires ou naturels). Nous sommes
aussi en mesure, si l’analyse précédente nous paraît une
impasse, de rejeter cette identification et de n’y voir tout au
plus qu’une métaphore ou une analogie. Mais, dans les deux
cas, l’analyse du langage mental que fournit Occam a son utilité
propre. Dans l’hypothèse positive, elle vaut comme
l’achèvement de la réduction de la pensée à un langage ; dans
l’hypothèse négative, comme la contre-épreuve d’une théorie
erronée. La théorie du langage mental est bien connue, je me
contenterai d’une présentation sommaire, suffisante pour les
réflexions critiques qu’elle inspire.
Il existe un langage de la pensée - c’est là un point qui n’est pas
vraiment discuté. A toute proposition dans un langage
conventionnel (LC) correspond une proposition dans l’esprit,
donc dans le langage mental (LM). Occam ne donne pas de
justification à cette affirmation, puisqu’il prétend reprendre la
tradition augustinienne et même la uadition aristotélicienne du
texte du De Interpretatione sur les passions de l’âme(2). Mais il
est clair que la seule explication est l'exigence de
compréhension. La notion de proposition mentale n’est pas la
proposition des modernes, bien qu’elle lui ressemble. Elle
constitue le contenu exprimé par une phrase (sentence) dans le
LC, contenu qui demeure identique après une traduction dans
un autre LC, ou après des modifications grammaticales qui
n’altèrent pas le sens de la phrase (comme la conversion de
l’actif au passif). Mais c’est une autre phrase individuelle
(token), qui existe dans une âme individuelle.£ (pp. 160-161)
(2) Via Boèce dans son propre commentaire. C’est toujours le
texte de 16a 3-18.(...)
20. ———. 2009. "Les représentations rendent-elles indirecte la
connaissance des choses ?" In Le langage mental du Moyen
Âge à l'âge classique, edited by Biard, Joël, 45-60. Louvain:
Peeters.
"Le réalisme indirect soutient alors que nous avons une
connaissance des choses, mais une connaissance indirecte,
médiate : par le biais des représentations, dans un processus
qui pourrait être qualifié d'inférentiel.
Autrement dit, le réalisme indirect soutient que l'objet
immédiat de la connaissance, ce sont les représentations, et que
les choses en elles-mêmes ne peuvent l'être qu'en second lieu, à
partir de cette première connaissance.
Selon Panaccio, qui réactualise des critiques formées en leur
temps par des quasi-contemporains comme Pierre Olivi,
Durand de Saint-Pourçaint ou Guillaume d'Ockham, Thomas
est un représentationnaliste et un réaliste indirect. Je ne sais
pas si cette conjonction n'est pas une implication selon
Panaccio. En tout cas, je voudrais soutenir que Thomas est
peut-être représentationnaliste, mais qu'il n'est pas un réaliste
indirect. Pour ce faire, je devrai distinguer plusieurs sens du
représentationnalisme, et montrer que si Thomas tombe sous
l'un d'entre eux, il ne tombe pas sous le sens le plus fort, qui est
celui du réalisme indirect." (pp. 46-47, une note omise)
21. Narbone, Jean-Marc. 2001. "Circonstances et profil d’une
rencontre." Laval Théologique et Philosophique no. 57:207-
209.
"Convaincu d'emblée de l'importance de ce livre, notre
distingué collègue Claude Lafleur prit l'initiative de former à
l'occasion de cette parution une Table ronde spéciale (« Le
discours intérieur : Antiquité, Moyen Age, époque
contemporaine. Autour d'un ouvrage récent de Claude Panaccio
», Québec, 4 décembre 2000) où plusieurs chercheurs de
l'Université Laval purent faire écho aux divers questionnements
soulevés par cette étude. Avec cet événement, organisé
conjointement par la Faculté de philosophie, l'Institut d'études
anciennes et le Laboratoire de philosophie ancienne et
médiévale de l'Université Laval, l'ouvrage trouvait ainsi un
cadre d'échanges et de discussions des plus privilégiés." (p.
297)
22. Panaccio, Claude. 1992. "Intuition, abstraction et langage
mental dans la théorie occamiste de la connaissance." Revue de
Métaphysique et de Morale no. 97:61-82.
"En matière de théorie de la connaissance, Occam dispose, la
chose est frappante, de deux terminologies distinctes. D'un
côté, il recourt avec régularité au vocabulaire de la « notitia »
(ou « cognitio ») et à la distinction, qu'il adapte de Duns Scot,
entre « notitia intuitiva » « notitia abstractiva ». Mais en même
temps, il prend plus au sérieux que n'importe quel autre
penseur médiéval avant lui l'idée que la pensée se tisse en un
discours mental, une « oratio mentalis », à laquelle il applique
systématiquement le vocabulaire de la sémantique terministe
(« significatio », « suppositio », « connotatio », etc.) qui était
en usage depuis le XIIe siècle pour l'analyse logique du discours
oral écrit. Comment ces deux appareils s'articulent-ils l'un à
l'autre ? Il n'y guère là-dessus, assez curieusement, de
discussion très élaborée dans les textes mêmes d'Occam. La
plupart des passages qui emploient l'une des deux
terminologies ignorent tout à fait l'autre ou ne lui accordent, en
tout cas, qu'une place secondaire. Et ceux qui les mettent les
deux à contribution ne les organisent pas pour autant en une
théorie bien explicite. Non que Guillaume soit incohérent, loin
de là, mais une certaine reconstruction s'impose ici, à laquelle
justement j'entends me livrer dans cet article. Je montrerai en
particulier que la doctrine occamiste invite à traiter les actes
d'intuition et d'abstraction comme autant de termes signifiants,
capables de figurer, en personne pour ainsi dire, dans des
propositions mentales. Et je m'interrogerai sur les catégories
syntaxiques et sémantiques auxquelles on doit, dès lors, les
assigner. La distinction entre connaissance intuitive et
connaissance abstractive sera ainsi mise en correspondance
avec l'opposition, au niveau des éléments simples du langage
mental, entre les termes singuliers et les termes généraux." (pp.
61-62)
23. ———. 1992. Les mots, les concepts et les choses. La
sémantique de Guillaume d'Occam et le nominalisme
d'aujourd'hui. Paris: Vrin.
"Quant à la forme, je présenterai ma reconstruction sous la
figure d’un système constructionnel de définitions et de règles.
L’étude se focalisera, au premier chapitre, sur la théorie
sémantique de mon auteur, assortie de quelques éléments
d’ontologie. C’est elle, surtout, que je voudrais exploiter par la
suite, quitte à la compléter au fur et à mesure par certains
autres modules théoriques, tirés, selon les besoins de la
discussion, de la théorie de la connaissance d’Occam ou de sa
métaphysique. Cette sémantique, je la réorganiserai en une
séquence de formules numérotées, chargées chacune d’en
représenter d’une manière précise une thèse ou une définition
caractéristique. On posera à la base du système certaines
relations primitives et l’on reconstituera à partir de là — et
toujours en exploitant de près les textes d’Occam — une théorie
nominaliste générale de la référence et des conditions de vérité.
Je soulignerai explicitement, à la fin du chapitre, les écarts —
relativement accessoires — que je me serai permis, ce faisant,
par rapport à la doctrine originale et j’en donnerai, à chaque
fois, les raisons.
J’explorerai, dans les trois autres chapitres, certains thèmes
philosophiques particuliers, liés à la problématique du
nominalisme et pour lesquels l’occamisme me semble
spécialement pertinent : la question du langage mental, celle
des rapports entre signification et vérité, et celle, enfin, de la
portée sémantique des prédicats généraux. Pour chacun de ces
thèmes, un auteur contemporain jouera dans mon texte le rôle
d’interlocuteur privilégié d’Occam: Jerry Fodor pour le
premier, Donald Davidson pour le second, Nelson Goodman
pour le troisième. J’interrogerai donc l’occamisme reconstruit
— et parfois complété en cours de route — pour voir comment il
réagit aux défis de ces trois dignes chevaliers de la philosophie
analytique actuelle : comment, sur tel point, sa démarche se
mesure à la leur; s’il est ébranlé ou conforté par leurs
arguments; s’il suggère, enfin, des solutions aux difficultés
qu’ils rencontrent. Ces questions clés guideront, pour chacun
des trois chapitres, la confrontation d’Occam avec une doctrine
aujourd’hui discutée et dont on verra, dans chacun des trois
cas, qu’elle s’apparente fortement à la sienne par certains
aspects importants."
24. ———. 1992. "Le nominalisme et la question du langage
mental." In Épistémologie et Cognition : Colloque de Cerisy,
edited by Andler, D., Jacob, P., Proust, J., Récanati, F. and
Sperber, D., 27-37. Liège: Mardaga.
25. ———. 1995. "Augustin, le verbe mental et l’amour." In Les
philosophies morales et politiques au Moyen Âge : actes du
IXe Congès international de Philosophie Médiévale, Ottawa,
du 17au 22 août 1992, edited by Bazán, Bernardo Carlos,
Andújar, Eduardo and Sbrocchi, L. G., 277-286. New York:
LEGAS.
26. ———. 1996. "Le langage mental en discussion: 1320-1335." Les
Études Philosophiques:323-339.
Résumé : "Guillaume d'Ockham fut l'initiateur principal d'une
approche sémantique aux phénomènes cognitifs : la pensée,
pour lui, est un discours intérieur et il propose de l'analyser
systématiquement à travers les catégories de la grammaire et
celles - surtout - de la .théorie nouvelle des « propriétés des
termes » (signiftcatio, suppositio ... ). On examine ici comment
cette suggestion fut reçue chez les philosophes anglais du temps
d'Ockham, en particulier : Gauthier Chatton, Hugues Lawton,
le Pseudo-Campsall, Crathorn, Robert Holkot et Adam
Wodeham."
27. ———. 1996. "Des signes dans l'intellect." Cahiers
d'Épistémologie:1-30.
Reprinted in: Harjett Singh Gill, Giovanni Manetti (eds.), Signs
and Signification, Vol. II. New Delhi: Bahri Publications 2000,
pp. 63-88."
"Existe-t-il un langage de la pensée, universel et antérieur à la
division des langues?
Un langage aux structures innées, que chaque être humain
utiliserait intérieurement dans ses computations mentales,
avant d'entrer en communication avec autrui, avant même
d'apprendre une langue quelconque? C'est là une idée, en tout
cas, qui, dans la foulée de la linguistique transformationnelle de
Noam Chomsky, est redevenue un philosophème respectable
dans la philosophie analytique des vingt dernières années. Elle
a été ardemment défendue, en particulier, par l'Américain Jerry
Fodor dans son livre de 1975, The Language of Thought, et
dans ses travaux ultérieurs(1). Elle est beaucoup critiquée,
certes, mais elle est défendue aussi par plusieurs auteurs(2) et
prise aux sérieux dans les débats actuels de la philosophie de
l'esprit en Amérique, où Fodor, il faut le dire, joue un rôle de
premier plan." (p- 1)
(1) Jerry A Fodor, The Language of Thought, New York,
Thomas Y. Crowell, 1975. Voir aussi du même auteur
Psychosemantics: The Problem of Meaning in the Philosophy
of Mind, Cambridge, MA, The MIT Press, 1987, et «Replies»
dans Meaning in Mind: Fodor and his Critics, sous la dir. de B.
Loewer et G. Rey, Oxford, Blackwell, 1991, pp. 255-319.
(2) Voir par exemple J. Christopher Maloney, The Mundane
Matter of the Mental Language, Cambridge, Cambridge
University Press, 1989.
28. ———. 1999. Le discours intérieur. De Platon à Guillaume
d'Ockham. Paris: Editions du Seuil.
Sur ce livre voir: Laval Théologique et Philosophique, vol. 57 n.
2 (June 2001).
Table: Avant-propos 13; Introduction 17; Première Partie: Les
Sources; 1. Platon et Aristote 29; 2. Logos endiathetos 53; 3.
Verbum in corde 94; 4. Oratio mentalis 120; Deuxième Partie:
Les controverses du XIII siècle; 5. Triple est le verbe 153; 6.
L'acte contre l'idole 177; 7. Le concept et le signe 202; 8. De
quoi la logique parle-t-elle? 228; Troisième Partie: La Via
moderna; 9. L'intervention d'Ockham 253; 10. 10. Réactions
279; Conclusion 305; Bibliographie 321; Index des noms 335-
342.
"Je me propose dans ce livre une autre interrogation encore,
plus proprement historique, mais suscitée par la même
coïncidence : comment la tradition philosophique médiévale en
est-elle venue à donner naissance à une théorie hautement
articulée du langage mental, comme celle d'Ockham? A la
faveur de quelles inspirations? Et pour résoudre quels
problèmes? Peut-on, six ou sept siècles après, retracer - et
comprendre - les discussions précises, souvent techniques, qui
ont conduit à ce développement doctrinal?" (p. 20)
(...)
"L'objectif, donc, est d'étudier l'émergence et la formation du
thème du discours mental dans la philosophie médiévale
jusqu'à Guillaume d'Ockham. La philosophie médiévale étant,
cependant, très dépendante de ses sources gréco-arabes et
chrétiennes, l 'histoire serait inintelligible à s'en tenir, vers
l'amont, aux frontières chronologiques du Moyen Age. Il nous
faudra remonter beaucoup plus haut, jusqu'à Platon et Aristote,
et repérer, à partir de là, les divers usages qui ont été proposés
de l'idée de discours intérieur jusqu'au XIVe siècle, que ce soit
chez les stoïciens, les néoplatoniciens, les Pères de l'Église, les
Arabes ou les scolastiques du Moyen Age même. Il s'agira,
chaque fois, d'identifier les problèmes que les auteurs
entendaient traiter à l'aide d'une telle notion et de décrire les
rôles précis qu'ils lui confiaient dans leurs discussions
théoriques. Sur le plan diachronique, j'essaierai de retracer, en
cours de route, les filières par lesquelles l'idée s'est transmise
au cours des siècles. On verra de la sorte le thème du langage
mental voyager d'un contexte à l'autre, chatoyer sous des
éclairages variés et s'affûter au fil des discussions impitoyables
que favorisait l'université médiévale. Accessoirement, cela
permettra d'évaluer l'originalité d'Ock:ham par rapport à ses
devanciers en cette matière." (p. 22)
29. ———. 2000. "Guillaume d'Ockham, les connotatifs et le
langage mental." Documenti e Studi sulla Tradizione Filosofica
Medievale no. XI:297-316.
Updated translation of: Connotative Terms in Ockham's
Mental Language.
30. ———. 2001. "Réponses de l’Auteur. De quelques variations sur
un thème séculaire." Laval Théologique et Philosophique no.
57:261-276.
Résumé : "Cet article répond aux questions soulevées par
Claude Lafleur, Martin Achard, Paul-Hubert Poirier, David
Piché et Marie-Andrée Ricard au sujet du livre de l'auteur, Le
discours intérieur (1999). Y sont successivement abordés : la
méthodologie de l'entreprise historique en philosophie (avec
référence aux idées d'Alain de Libera à ce sujet), le traitement
du logos endiathetos chez les Stoïciens, chez Philon
d'Alexandrie et chez Irénée de Lyon, les rapports de la
philosophie et de la théologie dans la scolastique médiévale, et
ceux de l'herméneutique avec la théorie augustinienne du verbe
intérieur."
31. ———. 2003. "Guillaume d'Ockham et les syncatègoremes
mentaux: la première théorie." Histoire, Épistémologie,
Langage no. 25:115-144.
"Dans un court passage de son Commentaire des Sentences
(Ordinatio I, dist. 2, quest. 8), Guillaume d’Ockham, en
réponse à une objection, expose une théorie de l’origine des
concepts syncatégorématiques dans l’esprit qui a beaucoup
étonné les commentateurs récents. Selon cette approche, les
concepts syncatégorématiques seraient dérivés des
syncatégorèmes linguistiques par un processus complexe de
réaffectation, qui prend sa source dans la représentation
mentale des mots. Ockham a par la suite abandonné cette
position, qu’il associait à sa première théorie des concepts en
général (la théorie dite des ficta), mais elle n’en est pas moins
remarquable sur le plan philosophique. On s’emploie ici à
élucider le mécanisme cognitif ainsi postulé par le venerabilis
inceptor, par un examen détaillé de l’unique développement
qu’il y ait jamais consacré."
32. ———. 2005. "Le paradoxe du menteur et le langage mental :
réflexions sur l'approche restrictionniste, Liber amicorum in
honorem Huberti Hubien." In Logique et ontologie :
Perspectives diachroniques et synchroniques, edited by Beets,
É
François and Gavray, Marc-Antoine, 55-71. Liège: Éditions
Université de Liège.
"Restrictionism is an approach to the Liar paradox and related
puzzles that was quite popular in the thirteenth and early
fourteenth century.
The idea is to resort to a rule restricting the reference of certain
terms (their 'suppositio') in certain propositional contexts. But
how are such apparently ad hoc rules supposed to govern
thought itself, or mental language? This objection was raised
against restrictionism by Thomas Bradwardine and John
Buridan (around 1330), and was considered decisive. The
present paper re-examines this discussion and re-evaluates in
consequence the prospects that remain for a defensible form of
restrictionism."
33. ———. 2009. "Le jugement comme acte mental selon Guillaume
d'Ockham." In Le langage mental du Moyen Âge à l'âge
classique, edited by Biard, Joël, 117-133. Louvain: Peeters.
"Ockham avait introduit cette notion d'acte judicatif dès le
Prologue de son Commentaire des Sentences, alors qu'il
souscrivait encore à la théorie dite du fictum, pour laquelle les
concepts et les propositions mentales sont des objets purement
idéaux produits par les actes mentaux(5).
• Mais il en conserve l'idée lorsqu'il passe progressivement,
dans les années 1320, à la théorie de l'actus. Sauf que les
choses, désormais, se présentent bien différemment : les
concepts et les propositions mentales étant eux aussi des actes
mentaux dans cette théorie, on se retrouve ainsi avec toute une
population d'actes dans l'intellect, dont certains sont des actes
conceptuels, d'autres des actes propositionnels, et d'autres
encore des actes judicatifs ; et la question se pose dès lors de
savoir comment tout cela tient ensemble dans le discours
intérieur, comment, en particulier, les actes judicatifs sont liés
dans l'esprit aux actes propositionnels. C'est ce problème que je
voudrais discuter ici." (p. 119)
(5) Pour l'introduction originale de l'actus iudicativus dans
l'oeuvre d'Ockham, voir: Guillelmi de Ockham, Scriptum in
librum primum Sententiarum. Ordinatio [dorénavant : Ord.],
Prologue, quest. 1, éd. G. Gal et S. Brown, « Opera theologica »
[dorénavant : O. Th.] I, Franciscan Institute, St. Bonaventure,
New York, 1967, p. 16-17.
34. Pécharman, Martine. 1992. "Le discours mental selon Hobbes."
Archives de Philosophie no. 55:552-573.
Résumé : "L'analyse hobbesienne du discours mental
s'inaugure par une réfutation de la substantialité de l'esprit. Le
discours mental n' y est conçu que comme un effet de la
sensation. Néanmoins, Hobbes n'adopte pas une
réductionnisme radical ; car le discours mental implique une
rupture avec la suite indéfinie des sensations. Il parvient même
à conquérir quelque autonomie par la persiststance des
phantasmes, qui sont la matière d'un raisonnement interne.
Hobbes échappe ainsi à une forme inverse de réductionnisme :
pas plus qu 'il ne s'identifie à la pure succession indéfinie des
sensations, le discours mental ne saurait étre ramené a une
suite de noms universels. Cependant il ne permet pas à lui seul
le savoir au sens stnct : il faut introduire la mémoire
sémantique par convention, et partant, les noms universels,
pour traduire ce discours mental en discours verbal, mais de
telle manière que l'hypothèse d'un langage privé soit rendue
impossible."
35. ———. 2009. "De quel langage intérieur Hobbes est-il le
théoricien? ." In Le langage mental du Moyen Âge à l'âge
classique, edited by Biard, Joël, 265-291. Louvain: Peeters.
"Il est un jeu qui consiste à rechercher, dans un groupe
d'éléments quelconques, celui de ces éléments qui n'est pas
réellement un membre du groupe en question, celui dont la
présence parmi les autres ne revient pas à une appartenance au
même groupe que les autres, celui qui n'est qu'un intrus. «
Cherchez l'intrus », cette invitation ludique me semble pouvoir
être aisément satisfaite au cours du présent Symposium :
l'intrus, c'est Hobbes, et à la question formant le titre de ma
communication, « De quel langage intérieur Hobbes est-il le
théoricien ? », je peux d'emblée répondre : « D'aucun ».
Hobbes n'est en aucune manière un théoricien du langage
intérieur." (p. 265)
36. Perini-Santos, Ernesto. 2007. "La structure de l'acte intellectif
dans les théories ockhamiennes du concept." Vivarium:93-112.
"William of Ockham held in his career two different theories
about the nature of concepts. According to the first theory,
concepts are forged by the mind and "terminate" the mental
acts which produce them. This so called "fictum"-theory was
abandoned, and Ockham held another theory, according to
which concepts are identified with the mental acts themselves.
While I think this is a correct description of the evolution of his
philosophy, there is one aspect that has gone so far (almost)
unnoticed : in his later theory, not only concepts do not
terminate mental acts, but nothing seems fit to play this role.
Mental acts are no longer "terminated" by anything. Therefore,
as the theory of concepts changes, there is also a change in the
theory of mental acts. This last change explains the
disappearance of the vocabulary associated with the verb
"terminare" in the exposition of the mental act theory."
37. Piché, David. 2001. "Philosophie médiévale. Anselme de
Cantorbéry, Thomas d’Aquin et Guillaume d’Ockham sur le
thème du discours intérieur : quel est le problème ?" Laval
théologique et philosophique no. 57:243-249.
Résumé : "La notion de discours intérieur (locutio mentis,
verbum mentis ou oratio mentalis), telle qu 'elle fut élaborée
au Moyen Age latin, a assumé, d'un auteur à l'autre, des
fonctions ou des finalités théoriques différentes. Le texte qui
suit adresse une question simple à Claude Panaccio : quel(s)
problème(s) Anselme de Cantorbéry, Thomas d'Aquin et
Guillaume d'Ockham cherchent-ils respectivement à résoudre
en faisant intervenir cette notion de discours intérieur ?"
38. Piech, Christian. 2001. "Langage intérieur et ontologie
linguistique à la fin du XIXe siècle." Langue française no.
132:26-47.
Abstract: "The problem of inner language originated from
classical Greek philosophy, then developped in medieval
thought. Its early nineteenth century renewal can be located in
the philosophical perspective of de Bonald and Gamier. This
trend is then being developped by Reigner and Chaignet in the
field of philology, while Egger (1881) opposes it. The latter
arguments are echoed by Darmesteter's, Bréal's and Henry's
semantic analysises whithin linguistics. In the domain of
psychology, they are also linked to Flournoy's work in the
context of his collaboration with F. de Saussure. The analysis of
oral utterance stands from heterogeneous view points, but
poses two questions: 1st, that of the connection between the
individual and social traits of language; 2nd, that of linguistic
ontology, i.e. the link of the speaking subjects to one self in the
realm of language."
39. Poirier, Paul-Robert. 2001. "Gnose et patristique. À propos de
deux attestations du discours intérieur." Laval Théologique et
Philosophique no. 57:235-241.
Résumé : "Cette communication examine deux attestations du
discours intérieur, chez Philon d'Alexandrie (Quaestiones in
Genesim V [IV], 96) et Irénée de Lyon (Adversus haereses II,
13, 2)."
"Philon d'Alexandrie
Je suis tout à fait d'accord avec l'interprétation des textes de
Philon d'Alexandrie que propose le prof. Panaccio aux pages
63-71 [de Le discours intérieur. De Platon à Guillaume
d'Ockham (1999)] ; les textes cités illustrent particulièrement
bien l'enracinement philosophique de sa pensée et de son
allégorie biblique.
Je voudrais simplement revenir sur la lecture d'un extrait des
Quaestiones in Genesim (V [IV], 96 ; Le discours intérieur, p.
70), texte auquel le prof. Panaccio accorde une certaine
importance. Comme on le sait, le maniement des Quaestiones
in Genesim et Exodum de Philon est assez délicat, car, comme
dans le cas de l'Alexander, il s'agit d'un écrit dont l'original grec
est perdu et qui n'est plus accessible que par une
traduction arménienne. Traduction fort heureusement très
littérale, qui permet dans une large mesure de recouvrer le
texte grec sous-jacent." (p. 236, une note omise)
(...)
"Irenée de Lyon et les gnostiques
Ma deuxième remarque touche la section de l'ouvrage, pages
84-90, où est invoqué le témoignage d'Irénée de Lyon, dans un
passage de l'Adversus haereses (II, 13, 2), qui, perdu en grec,
trouve heureusement un parallèle strict chez Maxime le
Confesseur et Jean Damascene." (p. 238)
40. Ricard, Marie-Andrée. 2001. "Herméneutique contemporaine.
Le verbe intérieur au sein de l’herméneutique de Hans-Georg
Gadamer." Laval Théologique et Philosophique no. 57:251-260.
Résumé : "Si le verbe intérieur ne joue qu 'un rôle périphérique
dans Vérité et méthode, tant la question de la vérité du langage
l'emporte sur celle du rapport du langage et de la pensée auquel
le thème du verbe intérieur est traditionnellement associé, voilà
qu 'il se porte au cours des dernières années à l'avant-plan des
réflexions de Gadamer et qu 'il semble renverser certaines
thèses majeures de son herméneutique. On tentera ici défaire le
point sur cette question en tâchant de déterminer la
signification que Gadamer accorde à ce fameux verbe."
41. Rijk, Lambertus Marie de. 1975. "La signification de la
proposition (dictum propositionis) chez Abélard." In Pierre
Abélard - Pierre le Vénérable. Les courants philosophiques,
littéraires et artistiques en Occident au milieu du XII siècle,
edited by Jolivet, Jean and Louis, René, 547-555. Paris:
Éditions du Centre national de la recherche scientifique.
Publié aussi dans: Studia Mediewistyczne 16, 1975 pp. 155-161.
Repris comme chapitre IV in: L. M. de Rijk, Through Language
to Reality. Studies in Medieval Semantics and Metaphysics,
Edited by Bos Egbert, Northampton: Variorum Reprints, 1989.
"Cette communication se borne a un bref examen de la
signification de la phrase complète (propositio) dans la logique
de Pierre Abélard.
Il paraît utile de commencer par la définition du verbe signifier
(significare) chez ce logicien.
'signifier' dit des mots (dictiones) c'est produire une
intellection dans l'âme de l'auditeur (Logica ingredientibus
307, 30 ss.), tandis que le même verbe est également appliqué à
la dénotàtion des choses extérieures (ibid.); dans ce dernier
sens, le verbe est synonyme de appellare, nominare,
demonstrare, designare. 'signifier' dit des phrases complètes
(propositiones) c'est produire une intellection laquelle est
formée par la liaison des intellections de ses parties
(dictiones)." p. 547
"On peut conclure que selon Abélard le dictum n'est pas un
objet qui serait indépendent de la pensée, mais plutôt le
contenu de la pensée, c'est-à-dire une intellection objectivée,
qui correspond soit à un état de choses réel, soit à un état de
choses seulement possible (Dial. II, 205, 28-30: id dicimus
quod id quod dicit hec propositio 'Socrates est homo', est unum
de his que natura patitur esse), soit un état de choses tout à fait
impossible (Dial. II, 158, 7-9: la proposition 'Socrates est lapis'
ne reflète pas une inherentia de Socrate et de pierre, ni
'Socrates non est lapis' leur rémotion).
(...)
Ainsi, l'existence qu'établit la proposition en parlant, n'est pas
une existence réelle, mais, pourrait-on dire, une existence
parlée, ou plutôt, une existence pensée ou logique.
Employant la distinction bien connue du XIV siècles (presentée
notamment par Jacques d'Ascoli, Thomas d'York, Pierre
Thomae):
res: 1) extra animam (chose extérieure); 2) in anima: a)
subiective ( = acte de l'intellection comme tel) b) obiective
(contenu de l'intellection).
on peut dire qu'Abélard a essayé, à sa façon, de montrer que le
dictum, de la proposition, loin d'être une chose extérieure (res
extra animam) est une chose qui doit son existence à l'âme ou a
l'intellection (res in anima), mais qu'il faut en même temps
bien le distinguer de l'acte de l'intellection pris comme tel (res
in anima subiective), et reconnaître, sa propre identité dans le
contenu objectif de l'intellection. Par là, le dictum du grand
logicien du XII siècle semble être d'une nature logique par
excellence." (pp. 554-555, notes omises)
42. Robert, Aurélien. 2009. "Les deux langages de la pensée. A
propos de quelques réflexions médiévales." In Le langage
mental du Moyen Âge à l'âge classique, edited by Biard, Joël,
145-168. Louvain: Peeters.
"Il s'agira donc ici de montrer qu'alors même que les théories
du langage mental dites « naturalistes » sont de plus en plus
raffinées à partir du XIV" siècle, la réflexion sur la dépendance
de la pensée structurée aux langues connaît elle aussi un nouvel
essor et donne lieu à des options philosophiques radicalement
opposées à celles d'Ockham. Dans ce geste critique, de
nouveaux problèmes émergent au sujet de l'universalité, de la
naturalité et de l'unité du langage mental. Comment expliquer à
partir des seules idées de signe naturel, de similitude ou d'acte -
comme le requiert le réductionnisme d'Ockham - la
construction sémantique et syntaxique de cette oratio mentalis
? La catégorie de signe naturel semble notamment montrer son
insuffisance pour expliquer la formation de certaines parties du
discours de la pensée. En particulier, plusieurs philosophes se
demanderont comment concevoir de manière purement
naturelle des syncatégorèmes dans l'esprit (quantificateurs,
copules, etc.). Au terme de ce parcours, on verra apparaître une
forme nouvelle de conventionnalisme qui ne nie pas l'existence
d'une pensée naturelle et universelle, tout en lui refusant le
statut de langage. On s'attachera donc, à travers quelques
sondages, à mettre en perspective le rôle de la distinction des
deux langages de la pensée, afin de montrer comment, pour
quelques philosophes de la fin du Moyen Âge, s'il existe un
langage de la pensée, c'est toujours au sens d'une
intériorisation des langues." (pp. 147-148, une note omise)
43. Schmutz, Jacob. 2009. "Quand le langage a-t-il cessé d'être
mental ? Remarques sur les sources scolastiques de Bolzano."
In Le langage mental du Moyen Âge à l'âge classique, edited
by Biard, Joël, 307-337. Louvain: Peeters.
"Au terme de ce parcours, il est possible de formuler deux
arguments, l'un historiographique, l'autre philosophique.
L'argument historiographique est que l'histoire scolastique du
langage mental ne s'arrête pas après 1530, et qu'il n'y a donc
pas eu ce « grand vide » qui n'aurait été comblé qu'avec la
naissance de la philosophie analytique du XIX" siècle. Au
contraire, la tradition scolastique médiévale a été poursuivie
par de multiples chemins : le vieux concept médiévistique de la
translatio studiorum se révèle d'une grande vertu, et peut être
appliqué bien au-delà de la ville de Paris si souvent vue comme
un point d'arrivée des savoirs anciens.
(...)
"L'argument philosophique est celui d'un changement de
perspective radical dans l'analyse des propositions, qui s'est fait
au gré d'un changement de discipline, passant de la logique à
l'ontologie : pour les auteurs scolastiques du XVIII" siècle, le
langage n'est pas d'abord mental, mais bien « réel ». Bolzano a
été formé dans une culture scolastique totalement épargnée par
la « révolution copernicienne » : connaître consistait encore
pour lui à découvrir et non à construire le monde. La définition
du connaissable est radicalement différente dans la perspective
kantienne et bolzanienne : alors que le premier y voit un
concept transcendantal ancré dans notre esprit (est
connaissable ce qui est appréhendable par les sens et
structurable par les catégories de l'entendement), Bolzano
estime que le connaissable ne dépend ni des sens, ni des
catégories de l'entendement.
La Erkennbarkeit (traduction de la cognoscibilitas latine) est
une propriété de la chose elle-même, en termes scolastiques
une « dénomination intrinsèque »." (pp. 334-335, notes
omises)
44. Trottman, Christian. 1997. "Verbe mental et noétique thomiste
dans le De verbo d’Hervé de Nédellec." Revue Thomiste no.
97:47-62.
Studi in Italiano
1. Bottin, Francesco. 2000. "Linguaggio mentale e atti di pensiero
in Guglielmo di Ockham." Veritas.Revista de Filosofia no.
45:349-359.
Abstract: "William Ockharn developed themes of epistemology
which place him in position which can easily be compared to
that of modem thinkers. Such is notably the case of his works
on mental language, for instance, which bring him closer to
certain theories elaborated by Hilary Ptnam, especially his
theory of representation."
2. ———. 2005. Filosofia medievale della mente. Padova: Il
Poligrafo.
3. Consiglio, Francesco. 2016. "Linguaggio mentale e
rappresentazioni mentali. Una breve diacronia da Platone a
Guglielmo d’Ockham." ALIA. Revista de Estudios
Transversales no. 5:39-62.
Abstract: "Il problema dell’esistenza di un linguaggio mentale
ha occupato le menti di molti filosofi dall’età classica fino ai
nostri giorni. Quando esprimiamo un concetto, per esempio
“un uomo corre”, seppure lo traduciamo in una lingua diferente
(e dunque lo esprimiamo con parole e fonemi diferenti),
notiamo al tempo stesso che permane immutato il contenuto
concettuale, ovvero il corrispettivo mentale delle parole che
pronunciamo. In sintesi, uno stesso stato mentale complesso
può essere espresso con parole diferenti. I fautori del
linguaggio mentale postulano delle rappresentazioni mentali
che siano differenti dalle parole delle singole lingue e che siano,
al contempo, dotate della possibilità di combinarsi tra loro in
vario modo, così che agli stati mentali viene attribuito un ruolo
semantico e una struttura composizionale, come quella delle
lingue naturali. Particolarmente, si conosce oggi Jerry Fodor
come il maggior sostenitore dell’esistenza di un linguaggio
mentale. Tuttavia, c’è chi, come Claude Panaccio, sostiene che
la nozione di language of thought che egli propone non sia così
diversa da quella di oratio mentalis, proposta nel XIV secolo da
Guglielmo d’Ockham.
Dopo una messa a fuoco del contesto storico che origina la
nozione di oratio mentalis, ci concentreremo sul problema
delle rappresentazioni mentali e della loro valenza cognitiva."
4. Laspia, Patrizia. 2019. "Discorso interiore/discorso esteriore. In
dialogo con Giovanni Manetti." In I segni fra teoria e storia per
Giovanni Manetti, edited by Gensini, Stefano and Prato,
Alessandro, 51-61. Pisa: ETS.
Abstract: "A partire da un contributo di Giovanni Manetti
(2016) si ripercorre la contrapposizione fra linguaggio esteriore
e linguaggio interiore nella tradizione filosofica greca. Si
delineano due posizioni di fondo: la posizione discontinuista,
rappresentata dagli Stoici, nega etica e razionalità agli animali,
perché privi di 'linguaggio interiore' (logos endiathetos), ossia
di ragione (logos), anche se capaci di imitare il linguaggio
proferito (logos prophorikòs). All'estremo opposto, la posizione
continuista, rappresentata dagli Accademici e dagli Scettici,
argomenta a favore di una continuità cognitiva fra uomo e
animale. Scopo dell'articolo è mostrare che la posizione
discontinuista non si origina da Platone e Aristotele, da
indagare alla luce della tradizione precedente. Nell'epos
omerico il linguaggio è visto insieme come uno (legein,
raccogliere) e molteplice. La molteplicità dei contenuti
enunciativi diviene manifesta solo nel linguaggio vocale. Una
sola voce possente (opa megale) si traduce infatti in una
molteplicità di detti (epea) 'numerosi come fiocchi di neve in
inverno'. Questo è il retroterra da cui si origina la fase aurorale
della riflessione greca sul linguaggio. Parmenide considera la
molteplicità sensibile 'nome' (onoma), ossia apparenza,
‘linguaggio esteriore’. Verità è solo la coincidenza fra 'dire'
(legein) e 'comprendere' (noein) che si manifesta nell'unità
assoluta dell'eon, l' 'è' della predicazione. Per Platone, il logos
vocale é fatto di nomi e verbi che sono eidola, immagini
deformate degli oggetti rappresentati. A un livello esteriore,
vocale, i contenuti corrispondenti a nomi e verbi sono
rappresentati come distinti; ma a un livello interiore – interiore
alla proposizione, prima che al singolo parlante – i contenuti
enunciativi si fondono in assoluta unità. Il logos infatti non
nomina (onomazei) soltanto, ma compie o delimita qualcosa (ti
perainei): e a quest'intreccio si dà il nome di logos (Soph. 262
d). Su questa linea si colloca la distinzione aristotelica fra
linguaggio esteriore ed interiore (Anal. II 76 b 24-27) e lo stesso
incipit del De interpretatione. La nozione di 'linguaggio
interiore' non tematizza dunque, in Aristotele, l'interiorità
dell'uomo, o la specificità della mente umana, ma l'interiorità
del linguaggio; il grado zero della sua articolazione."
5. Maierù, Alfonso. 1996. "Il linguaggio mentale tra logica e
grammatica nel medioevo: il contesto di Ockham." In Momenti
di Storia della logica e di storia della filosofia. Atti del
Convegno di Roma (9-11 novembre 1994), edited by Guetti,
Carla and Puja, Roberto, 69-94. Roma: Aracne Editrice.
"«Linguaggio mentale» è locuzione ricalcata sull’inglese mental
language (nella nostra tradizione filosofica, si è soliti parlare di
«linguaggio interiore»); la sua recente fortuna è collegata ad
un’effettiva ripresa d’interesse per la riflessione sul linguaggio
non proferito da parte dei filosofi anglo–americani dell’ultimo
quarantennio."
(...)
"Quanto agli studi di filosofia medievale, le discussioni sul
linguaggio mentale cominciano almeno con Peter Geach(5) che
rivolge a Ockham l’accusa di avere trasferito al piano mentale le
proprietà della grammatica latina e d’avere poi voluto spiegare
con ciò il fatto che tali proprietà appaiono nel latino. A Geach
risponde John Trentmann(6), che invece vede nell’opera di
Ockham una filosofia del linguaggio
ideale." (pp. 69-70)
(...)
"Come si può ricavare anche solo dai titoli dei lavori finora
ricordati, l’eroe di gran parte delle ricerche sul versante
medievale è Guglielmo d’Ockham(20). Ma egli non è il solo
pensatore medievale che si sia occupato seriamente di questo
tema, e anche per intendere correttamente le posizioni di
Ockham è necessario collocarle nel più ampio dibattito nei
confronti del quale egli ha preso posizione con la sua teoria. In
questa comunicazione mi propongo di esaminare brevemente le
fonti del dibattito scolastico, di richiamare poi il secolo XIII nel
suo versante filosofico–teologico e grammaticale (modismo), di
esaminare quindi il secolo XIV, con Ockham e i critici del
modismo, e di chiudere con un cenno alle posizioni delineatesi
dopo Ockham." (p. 71)
(5) Mental Acts. Their Content and their Objects, London 1957,
p. 102-
(6) Ockham on Mental, «Mind», 79, 1970, pp. 586–590.
(20) Naturalmente, le monografie su Ockham fanno spazio a
questa tematica: cfr. per tutti M. McCord Adams, William
Ockham, Notre Dame (Ind.) 1987, pp. 71–141, 289–298 e 348–
351.
6. ———. 2002. "Linguaggio mentale e sincategoremi nel secolo
XIV." In Chemins de la pensée Médiévale. Études offertes à
Zénon Kaluza, edited by Bakker, Paul J.J.M., Faye, Emmanuel
and Grellard, Christophe, 3-25. Turnhout: Brepols.
"Al fine di inquadrare le posizioni presentate dai nostri testi è
necessario richiamare alcuni dei temi proposti dalle riflessioni
di Guglielmo d’Ockham sul linguaggio mentale.(8)
Nella lunga tradizione che ha preso le mosse dal capitolo primo
del De interpretatione di Aristotele, si è affermata la tesi del
parallelismo tra il discorso scritto, quello proferito e quello
mentale, e si è sostenuto che a ciascun livello le proposizioni
sono composte di termini. Fra i tre piani del linguaggio corrono
rapporti di subordinazione per quanto riguarda la natura della
relazione di significazione: i termini del linguaggio mentale
sono segni naturali delle cose, mentre i termini del linguaggio
proferito e di quello scritto sono segni delle stesse cose, ma
convenzionali, istituiti dall’uomo; il linguaggio proferito è
subordinato a quello mentale, e quello scritto è subordinato al
linguaggio proferito.(9) Il parallelismo tra i piani linguistici fa
sì che ai termini mentali, proferiti e scritti vengano attribuite le
stesse proprietà logiche, e in primo luogo quella della
supposizione, in virtù della quale il termine in un contesto
proposizionale sta per ciò ch’esso significa; al linguaggio
mentale vengono attribuite anche quelle proprietà
grammaticali che hanno a che fare con la verità e la falsità delle
proposizioni." (p. 5)
(8) Una ricostruzione complessiva delle riflessioni sul
linguaggio mentale è offerta da C. Panaccio, Le discours
intérieur de Platon à Guillaume d ’Ockham, Paris 1999.
(9) Cfr. Guglielmo d’Ockham, Summa logicae, 1, 1, a cura di Ph.
Boehner, G. Gàl S. Brown, St. Bonaventure (ny) 1974 (Opera
philosophica, 1), 7-9 .
7. Tabarroni, Andrea. 1984. "Segno mentale e teoria della
rappresentazione in Ockham." Versus. Quaderni di studi
semiotici no. 38/39:63-90.
Deutsche Studien
1. Arens, Hans. 1980. "Verbum Cordis: zur Sprachphilosophie des
Mittelalters." Historiographia Linguistica no. 7:13-25.
Summary: "In the European Middle Ages, what is generally
called philosophy of language is represented by a philosophy of
the word, not only the scholastic one of the word as 'part of
speech', developed by the Modistae, but from the 4th century
onward, a patristic doctrine of the human word as compared
with the divine Logos. It is based on the idea of an original
'word', independent of language, which, as a part of inner
knowledge, is a formed thought. What is usually called 'word' is
only its rendering by the human voice: the outer word as
opposed to the inner word. The rudiments of this doctrine are
found in Irenaeus (2nd century), it is clearly formulated by
Basileios the Great (330-379), but philosophically founded,
developed, and defined in Augustine's (354-430) "De
Trinitate". Here the dichotomy of the intellectual and the vocal
word is expanded to a trichotomy, i. e., a triplicity of the word:
first the 'verbum cordis', a mentally envisioned element of
cognition, the real and proper word and causa efficiens of the
other verbal manifestations, i. e., second: the realization of the
mental concept in a human language, but only imagined, not
voiced, the proper vehicle of human thinking; and third: the
spoken word, which is the sensible transient sign of an
intelligible permanent idea. The 'verbum cordis' is essential and
self-sufficient; but as ideas are only communicable by means of
material signs the second and third words are necessary
contrivances. This Augustinian doctrine lived on for more than
800 years; during that period it was either repeated exactly or
with a somewhat different terminology or rendered with slight
notional modifications, first, in the 8th century, by John of
Damascus, then in the 11th century by Anselm of Canterbury,
and finally in the 13th century by Albertus Magnus,
Bonaventura, and Thomas Aquinas. Of all those followers
Thomas shows the profoundest and precisest conception of the
'verbum cordis', which remains the core of that impressive
abstract construction: the triple word theory."
2. Eckermann, Willigis. 1978. Wort und Wirklichkeit: das
Sprachverständnis in der Theologie Gregors von Rimini und
sein Weiterwirken in der Augustinerschule. Würzburg:
Augustinus-Verlag.
"Die innere Sprache", ss. 106-128.
3. Hackett, Jeremiah. 1981. "Verbum mentalis concepito in
Meister Eckhart and Jordanus of Quedlinburg. A Text Study."
In Sprache und Erkenntnis im Mittelalter. Akten des VI.
Internationalen Kongresses für Mittelalterliche Philosophie
der Société Internationale pour l'Etude de la Philosophie
Médiévale. 29. August - 3. September 1977 in Bonn, 2.
Halbband, edited by Kluxen, Wolfgang, 1003-1011. Berlin:
Walter de Gruyter.
"I conclude then by saying that the text of Jordanus [*] is
important for three reasons. First, it shows us the extent of his
quotation from Meister Eckhart.
Second, it shows us that Jordanus does criticise the work of
Meister Eckhart. Thus, one has to raise many questions about
the nature of the orthodoxy of Meister Eckhart. Third, the
Jordanus text is of great
importance in that it contains large references to the Vox
Spiritualis, some of which he received from Albertus of Padua."
(p. 1011)
[*] Jordan of Quedlinburg (Saxony), (1300-1380), (1370?),
Opus Postillarum et Sermonum de Tempore. Strasbourg, 1483,
in Münich Staatsbibliothek 2 JNC/CA 1343 Ab.
4. Hirsch, Emanuel. 1929. "Luther über die oratio mentalis."
Zeitschrift für Systematische Theologie no. 6:136-141.
5. Hübener, Wolfgang. 1981. ""Oratio mentalis" und "oratio
vocalis" in der Philosophie der 14. Jahrunderts." In Sprache
und Erkenntnis im Mittelalter. Akten des VI. Internationalen
Kongresses für Mittelalterliche Philosophie der Société
Internationale pour l'Etude de la Philosophie Médiévale. 29.
August - 3. September 1977 in Bonn, 1. Halbband, edited by
Kluxen, Wolfgang, 488-497. Berlin: Walter de Gruyter.
6. Leffler, Oliver. 1995. Wilhelm von Ockham. Die
sprachphilosophischen Grundlagen seines Denkens. Werl:
Dietrich-Coelde.
7. Lenz, Martin. 2003. Mentale Sätze: Wilhelm von Ockhams
Thesen zur Sprachlichkeit des Denkens. Stuttgart: Franz
Steiner Verlag.
8. ———. 2004. "Oratio mentalis und Mentalesisch. Ein
spätmittelalterlicher Blick auf die gegenwärtige Philosophie des
Geistes." In 'Herbst des Mittelalters'? Fragen zur Bewertung
des 14. und 15. Jahrhunderts, edited by Aertsen, Jan A. and
Pickavé, Martin, 105-130. New York: De Gruyter.
9. Mühl, Max. 1962. "Der λόγος νδιάθετος und προφορικός von
der älteren Stoa bis zur Synode von. Sirmium 351." Archiv für
Begriffsgeschichte no. 7:7-56.
"Die von den Stoikern geschaffene Dichotomie λόγος
νδιάθετος und προφορικός hat eine von ihnen ungeahnte
geistesgeschichtliche Bedeutung gewonnen. Die Formel lebte
und wirkte durch die Jahrhunderte fort und erfuhr schon durch
ihre enge Verknüpfung mit dem im Mittelpunkt aller
philosophischen Denkarbeit der früheren und späteren Antike
stehenden Logosbegriff in heidnischen Kreisen ebenso wie in
christlichen eine dem jeweiligen weltanschaulichen und
religiösen Standort angepaßte Auslegung.
Sie durchlief dabei einen Entwicklungsprozeß, der von einer
ursprünglich anthropologischen dialektischen Grundlage aus
eine Richtung in das Gebiet der religionsphilosophischen
Spekulation und der theologischen Exegese einschlug und auf
diesem Wege als zentraler Begriff schließlich in die Logosophie
des frühen Christentums einging.
Angesichts der Tragkraft und Tragweite dieses Begriffes des
zweigeteilten Logos ist es verwunderlich, daß eine dessen
bedeutungsgeschichtliche Entwicklung verfolgende Arbeit
bisher zu vermissen war. Wohl finden sich in
philosophiegeschichtlichen Werken im Verlauf der
Darlegungen über den griechischen Logos gelegentliche
Hinweise auf den λόγος νδιάθετος und προφορικός
eingestreut; auch hat M. Pohlenz in einem Anhang seines
Aufsatzes über die Begründung der abendländischen
Sprachlehre durch die Stoa (s. unten)[*] diesem besonderen
Problem seine Aufmerksamkeit geschenkt; allein
Teilerörterungen solcher Art ergeben naturgemäß keine
ausreichende Vorstellung von der fortschreitenden inneren
Wandlung und Strukturveränderung des in Frage stehenden
Begriffes und vermögen, da nicht in einen großen
Zusammenhang hineingestellt, keinen Einblick in die im Laufe
von Jahrhunderten ihm zugewachsene religionsgeschichtliche
Bedeutung zu vermitteln. Ich habe deshalb den Versuch
unternommen, den Werdegang des Begriffspaares, soweit
dieses in der - auf Strecken hinaus versickernden -
Überlieferung greifbar wird, von seinem Ursprung im Schoße
griechischer Diskussionen bis zu seiner Verdammung auf der
Synode von Sirmium (351) nachzuzeichnen, und hoffe damit zu
erneuter Untersuchung der sich stellenden komplizierten
Fragen anzuregen." (è- 7)
[*] M. Pohlenz: ,,Die Begründung der abendländischen
Sprachlehre durch die Stoa" in „Nachr. d. Ges. d. Wiss. in
Göttingen", Neue Folge, Bd. III Nr. 6 (1939) S. 196 (Anhang).
10. Müller, Hermann-Josef. 1968. Die Lehre vom verbum mentis
in der spanischen Scholastik. Untersuchungen zur historischen
Entwicklung und zum Verständnis dieser Lehrer bei Toletus,
den Conimbricensern und Suarez, University of Münster,
Münster (Westfalia).
11. Perler, Dominik. 2002. "Discussionen über mentale Sprache in
16. Jahrundert." In Res et Verba in der Renaissance, edited by
Kessler, Eckhard and Maclean, Ian, 29-51. Wiesbaden:
Harrasowitz.
12. Pohlenz, Max. 1939. "Die Begründung der abendländischen
Sprachlehre durch die Stoa. Anhang: γόγος ενδιάθετος und
γόγος προφορικός." Nachrichten der Gesellschaft der
Wissenschaften zu Göttingen:151-198.
Neue Folge; Philologisch-Historische Klasse, Fachgruppe I,
Altertumwissenschaft, Bd. 3, Nr. 6.
Nachdruk in: M. Pohlenz, Kleine Schriften, Band I, Hildesheim:
Georg Olms 1965, ss. 79–86.
Éstudos en Portuguese
1. Perini-Santos, Ernesto. 2000. "Linguagem e interpretação: o
recurso à linguagem mental em Ockham." Veritas.Revista de
Filosofia no. 45:339-348.
"According to William Ockham's semantics it is crucial to resort
to mental language. In this article, having recourse to mental
language is examined so as to show one arrives at composed
sentences which signify without any commitment to the psychic
reality of the attained acts."
2. ———. 2005. "A composição real da proposição mental
ockhamiana." Analytica. Revista de Filosofia no. 9:67-92.
"Mental language explains the significative character of written
and spoken languages; its elements and structures are
identified by criteria that belong to a theory serving this
purpose. It seems that these criteria allow a certain
indeterminacy, if we expect to choose among different possible
canonical presentations of mental language.
But such a choice is not necessary at all for mental language to
serve its theoretical purposes. There is a kind a indeterminacy,
concerning tokens of mental propositions, that can really be
found in Ockham's texts: a mental proposition can be a simple
mental act, and have a compositional semantics. This
astonishing thesis reminds us that although semantical analysis
that identify structures of mental language describes a
psychological reality, the psychological description itself must
also take account of other domains of Ockham's philosophy, in
particular his theory of mental acts."
Estudios en Español
1. González Alió, J. L. 1968. " El entender como posesion: la
funcion gnoseologica del verbo mental." Sapientia no. 43:243-
268.
"Teniendo en cuenta la amplitud del tema planteado, en el
presente trabajo nos limitaremos a exponer la doctrina de
Santo Tomás sobre el verbo mental como medio in quo de
nuestro conocimiento intelectual, para estudiar más adelante
las otras cuestiones.
Ahora bien, el estudio de la doctrina del Aquinate sobre el
verbo mental presenta una doble dificultad: la primera surge de
su misma naturaleza,(4) la segunda de la gran evolución que se
dio en el pensamiento de Santo Tomás respecto del mismo.
En esta evolución se deben tener en cuenta las dos
características fundamentales del verbo mental —el ser "lo
expresado" y el ser "lo entendido" a—, pus en ambas se dio
dicha profundización, que en ocasiones tiene un cierto carácter
de ruptura, y además con un desfase temporal de la una
respecto de la otra. Todo lo cual se debe, en nuestra opinión, al
hecho de que el verbo mental era ajeno a la doctrina
aristotélica, que recibió Santo Tomás, y sin embargo el carácter
"autónomo" del mismo le venía requerido en razón de la
analogía agustiniana con el Verbo divino, Verbum procedents
distinto realmente del Padre." (p. 245)
4 Cfr. nota 1. (1 De natura verbi intel., proem. (n. 269).)
5 Cfr. De Ver., q. 4, a. 2, c; De diff. verbum div., et hum. (n.
289).
Studia Latina
1. Gál, Gedeon. 1967. "Gualteri de Chatton et Guillelmi de
Ockham controversia de natura conceptus universalis."
Franciscan Studies no. 27:191-212.
"Conceptus, utpote elementům primarium iudiciorum et
syllogismorum, fundamentum universae philosophiae
constituit. Proinde opinio quam quivis de eius natura tenet
totum systema philosophicum eiusdem auctoris non modicum
afficit immo quandoque velut in nucleo includit. Hoc imprimis
verum est de auctoribus qui prima medietate saeculi decimi
quarti floruerunt, ut de Guillelmo de Ockham et de eius
sequacibus. Nostra in hoc articulo intent io est eam
controversiam breviter illustrare quae de natura conceptus
universalis exorta est inter Venerabilem Inceptorem et
Gualterum de Chatton: ambo franciscani, ambo anglici, ambo
Universit atis Oxoniensis alumni primo, deinde lectores, qui
aliquo saltem tempore in eodem conventu Oxoniensi simul
commorabantur. Ipsi quidem Duns Scotum in scholis non
audierunt, magistros tamen tales habuerunt qui discipuli
fuerant Doctoris Subtilis, cuius auctoritas in scholis Fratrum
Minorum cum in Anglia tum in Gallia eo tempore iam
praevalere coepit. Gualterus huic auctoritati, ut plurimum,
libenter se submittit, Guillelmus econtra eidem, ut plurimum,
recalcitrat; et quoties Guillelmus opiniones Scoti impugnai fere
toties Gualterus easdem defendit." (p. 191, a note omitted)
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bernard Bolzano. Annotated
Bibliography on His Practical
Philosophy
Contents
On Bernard Bolzano the following pages are available:
Annotated Bibliography on His Practical Philosophy (Current page)
On the website "Theory and History of Ontology"
The Philosophy of Bernard Bolzano: Logic and Ontology
Selected bibliography on the Philosophical Work of Bernard Bolzano:
Studies in English (First Part: A - B)
Studies in English (Second Part: C - Geo)
Studies in English (Third Part: Gie - L)
Studies in English (Fourth Part: M - R)
Studies in English (Fifth Part: S - Z)
Bibliography of the English translations
Traductions et Études en Français (A - L)
Études en Français (M - Z)
Traduzioni e Studi in Italiano
Bibliographie der deutschsprachigen Studien
Vollständige Liste der Bände der Reihe Beiträge zur Bolzano
Forschung
Studies in English
1. Drozdek, Adam. 1998. "Infinity and Bolzano’s Eschatology."
Axiomathes no. 9:275-286.
"Bernard Bolzano is known today for his work in logic and
mathematics.
Paradoxes of the infinite is the only book from a vast body of
his writings that was translated into many languages. The rest
of his books and articles have only relatively recently being
republished in a collected edition of his works. In his time,
however, Bolzano was known mainly for his theological works
which were widely read and which stirred controversies
because of the many unorthodox views they contained. One
problem was that Bolzano was a Roman Catholic priest and
many of his views flew in the face of orthodox Christianity in
general and Catholicism in particular. One of the most
interesting works in this respect is his Athanasia, or the
grounds for immortality of the soul , which had two editions
during Bolzano's life (in 1827 and 1838). The goal of Athanasia
is to prove, with the power of reason and "truths that
observation of nature offers," that the soul is immortal (A 17)."
(p. 275)
2. George, Rolf, and Rusnock, Paul. 2006. "Bolzano’s Political
Philosophy." In The Austrian Contribution to Analytic
Philosophy , edited by Textor, Mark, 264-292. New York:
Routledge.
"Bolzano’s major work on political philosophy is a book called
On the Best State , which was written around 1830.(2) As its
title suggests, the work is concerned not with suggestions for
reforms of existing institutions, but rather the elaboration of an
ideal, namely, an organisation of civil society that maximises
the well being of its members. The approach of this work has
earned Bolzano the reputation of a utopian in political
philosophy, someone unconcerned with the practical, the here
and now, devoted instead to the passive contemplation of the
unattainable. This impression might easily be confirmed by the
knowledge that he never sought to publish his book, and
towards the end of his life actually resisted the attempts of
others to publish it for him.
But this view of Bolzano the political philosopher is completely
mistaken.
Indeed, it would be difficult to find an example of a philosopher
who had a greater impact on the political culture of his country.
An examination of the exhortations (Erbauungsreden )
Bolzano read weekly to the university students and educated
public of Prague shows him to have been one of the most
prominent advocates for reform of the time.
(...)
It is worth noting, too, that after a little over 150 years, a great
many ideas very like Bolzano’s have been implemented
somewhere or other – for better and for worse." (pp. 265-266)
(2) Von dem besten Staate , ed. by A. Kowalewski, Prague 1932.
New edition by Jaromir Louzil in the Bernard Bolzano
Gesamtausgabe (hereafter BBGA) Series IIA, Vol. 14.
3. Livingston, Paisley. 2014. "Bolzano on Beauty." British Journal
of Aesthetics no. 54:269-284.
Abstract: "This paper sets forth Bolzano’s little-known 1843
account of beauty. Bolzano accepted the thesis that beauty is
what rewards contemplation with pleasure. The originality of
his proposal lies in his claim that the source of this pleasure is a
special kind of cognitive process, namely, the formation of an
adequate concept of the object’s attributes through the
successful exercise of the observer’s proficiency at obscure and
confused cognition.
To appreciate this proposal we must understand how Bolzano
explicated a number of concepts (especially clarity, confusion,
and intuition) in his Wissenschaftslehre . I argue that Bolzano
was ahead of his time and anticipated some of the results of
recent empirical psychological research on the relations
between beauty, affect, and processing fluency. Bolzano’s
remarks on ugliness and on relations between pure and mixed
beauty are also of contemporary interest. The upshot is that
Bolzano’s account of beauty is neither as derivative nor ‘dark’ as
some of his commentators have claimed."
4. ———. 2015. "An Introduction to Bolzano's Essay on Beauty."
Estetika: The Central European Journal of Aesthetics no.
52:203-228.
Abstract: "A neglected gem in the history of aesthetics,
Bolzano’s essay on beauty is best understood when read
alongside his other writings and philosophical sources.(1)
This Introduction is designed to contribute to such a reading.
In Part I, I identify and discuss three salient ways in which
Bolzano’s account can be misunderstood. As a lack of
familiarity with Bolzano’s background assumptions is one
source of these misunderstandings, in Part II, I elucidate some
of his ideas about the psychological processes involved in the
contemplation and enjoyment of beauty. In Part III, I situate
Bolzano’s discussion of beauty within the more general
framework of his ideas about the nature of philosophy, the
relation between philosophy and aesthetics, and the place of
the concept of beauty within the latter. Part IV is devoted to
Bolzano’s discussion of some of his philosophical antecedents,
including Kant. In Part V, I raise some objections to Bolzano’s
account and indicate how his advocates might respond to
them."
(1) Bernard Bolzano, Abhandlungen zur Ästhetik: Erste
Lieferung; Über den Begriff des Schönen. Eine Philosophische
Abhandlung (Prague: Borrosch et André, 1843). The first half
of the essay (§§ 1–25) is translated as ‘On the Concept of the
Beautiful: A Philosophical Essay ’ in this issue of Estetika. In
what follows I cite this Borrosch et André edition as B, giving
paragraph and then page numbers, followed by those in the
Estetika translation. For background information about
Bolzano’s life and works, see Edgar Morscher, ‘Bernard
Bolzano’, in Stanford Encyclopedia of Philosophy , ed. Edward
N. Zalta, fall 2014 ed. (Stanford University, 1997–).
5. ———. 2016. "Bolzano on Art." British Journal of Aesthetics no.
56:333-345.
Abstract: "In his little-known essay published posthumously in
1849, Über die Eintheilung der schönen Künste (On the
Classification of the Beautiful Arts ), Bernard Bolzano proposes
an explication of the concept of beautiful art as well as a
classification of these arts. Bolzano’s divisions allowed him not
only to provide a principled and comprehensive classification of
actual, well-established arts, but also to anticipate kinds of
beautiful art that would not exist or be widely recognized until
decades after his death, such as moving pictures, abstract
paintings, and what he called ‘the arts of pure thought’."
6. ———. 2021. "Bernard Bolzano: (1781-1848)." In Aesthetics:
The Key Thinkers , edited by Giovannelli, Alessandro, 117-128.
New York: Bloomsbury.
Second edition.
"If asked to say which philosophers did significant work in
aesthetics in the nineteenth century, very few people-including
experts in the field-would be likely to mention Bernard
Bolzano, who is best known for his findings in mathematics and
logic. This is unfortunate, as Bolzano also made important
contributions to aesthetics. In an early sermon (Bolzano 1810),
he eloquently defended the traditional thesis that in
appreciating the beauty of nature we worship God and His
creation.
In the early 1840s, he planned to write a series of five
interrelated studies on topics in aesthetics, yet a fatal
pulmonary illness prevented him from realizing this ambition
(Winter 1949, 46-7). He did manage to complete the first part
of his planned series, an essay on beauty (Bolzano 2015) that
was published in his native Prague in 1843 as Über den Begriff
des Schonen. Eine Philosophische Abhandlung (On the Concept
of the Beautiful. A Philosophical Essay ; see also Bolzano 1972
and 2017). Bolzano also finished an essay on the fine arts,
which was published posthumously in 1849 as Über die
Eintheilung der schonen Kunste. Eine ästhetische Abhandlung
( On the Division of the Beautiful Arts. An Aesthetic Essay ).
These two published essays are the primary focus of this entry,
although some of Bolzano's other work will be mentioned
where relevant." (p. 117)
References
Bolzano, Bernard. 1810. "Uber denn Sinn für die
Naturschonheiten." (On the sense for natural beauty ) In
Erbauungsreden für Akademike (Exhortations for academics
), 262-285. Prague: Widtmann.
--- 1972. Untersuchungen zur Grundlegung der Asthetik
(Investigations into the foundations of aesthetics ). Dietfried
Gerhardus (ed.). Frankfurt am Main: Athenäum.
--- 2015. "On the Concept of the Beautiful: A Philosophical
Essay." Adam Bresnahan (trans.). Estetika: The Central
European ]oumal of Aesthetics , 52: 229-266. A translation of
the first half of the essay.
--- 2017. Ecrits ésthetiques. Carole Maigne, Nicolas Rialland,
and Jan Sebestik (trans. and eds.). Paris: Vrin.
Winter, Eduard. 1949. Leben und geistige Entwicklung des
Sozialethikers und Mathematikers Bernard Bolzano . Halle:
Niemeyer.
7. Löffler, Winfried. 2013. "Bernard Bolzano's Analytic Philosophy
of Religion." Philosophy no. 28:53-61.
"In this short paper, I want to give you an overview to the
thought of the perhaps most original, yet still widely unknown
Austrian philosopher: Bernard Bolzano (1781-1848)." (p. 53)
(...)
"Was he also a pioneer in modern analytic philosophy of
religion? There is surely no direct influence to current analytic
philosophy of religion, and Bolzano founded no “school” in that
field, but we find in his works some really excellent pieces of
analytic philosophy of religion, and all that around 1810. I will
just mention four of them: Firstly, Bolzano was a pioneer of the
“logic of religion”, i.e. the clarification of the structure, meaning
and justification of religious belief-systems. 130 years later,
Joseph Bochenski in The Logic of Religion of 1965 published a
similar approach.
Secondly, Bolzano formulated a logically sophisticated proof for
God’s existence. It follows the pattern of proof from the
contingency of things to God as their cause, but it is in detail
highly original and has no parallel in the literature, as far as I
can see. Thirdly, Bolzano brings a probabilistic analysis of our
reasoning about the credibility of historical testimony. This was
important for Christian theology, since the Christian religion is
a revealed religion: It claims to go back to certain extraordinary
historical events, and hence its rationality hangs on the
historical credibility of the testimonial accounts of these events.
Testimony is a huge topic also in current epistemology, but
Bolzano presents an early and sophisticated probabilistic
treatise on that – just a few years after Laplace. Fourthly, in
some of his sermons (“exhortations”) which he had to give each
Sunday and holiday for his students, he presents detailed
analyses of various speech-acts, e.g. of the exact difference
between “lying” and “deceiving”. In these sermons, Bolzano
anticipates Austin’s and Searle’s work on speech-act theory by
more than 100 years." (pp. 53-54)
(...)
"After explaining Bolzano’s overall project in his textbook in
section 2, I will pick out three interesting points in sections 3 to
5: His definition of religion, the question whether he was a total
non-cognitivist in religion, and whether he argued for a sort of
self-deception or self-persuasion in religious matters." (p. 55)
8. Lukasiewicz, Dariusz. 2007. "Logical and Metaphysical
Assumptions of Bernard Bolzano's Theodicy." Forum
Philosophicum: International Journal for Philosophy no.
12:33-56.
Abstract: "Bolzano's theodicy is a very good example of
Platonism in the philosophy of religion. Above all, Bolzano
believes that there obtains an ideal realm of truths in
themselves and mathematical objects, which are independent
of God. Therefore, we are allowed to conclude that God is only a
contractor; true, more powerful than Plato's demiurge because
He created substances (and matter) and sustains them in
existence, but God must follow a project which is independent
of Him. Since the world is determined, by the program and God
follows the program, then in fact the program is a god, or
better, there is no God (at least in the sense of the classical
Christian tradition).
Bolzano's project is not related to God's essence, since it is
external to God, and is not made by God. Thus, Bolzano's
theodicy is also the absolute opposite of the Cartesian theodicy.
God in the Cartesian theodicy can change all rules, all scientific
laws and, in consequence, He can create any world He wants.
Bolzano's God cannot change anything and cannot create a
different world than the world determined by the project, a
world different than the one He has created. The responsibility
of Bolzano's God for the evil in the world is limited by the
project of the world."
9. McCormick, Peter. 1981. "Bolzano and the Dark Doctrines: An
Essay on Aesthetics." In Structure and Gestalt: Philosophy and
Literature in Austria-Hungary and Her Successor States ,
edited by Smith, Barry. Amsterdam: John Benjamins.
§1. Kant and the subjectivisation of aesthetics; §2. Bolzano and
the theory of the beautiful; §3. Appraising Bolzano's aesthetics.
"In this paper however I want to look sympathetically yet
critically at the major feature of his most important reflections
on aesthetics, his theory of beauty.
In order to situate these reflections in the development of
modern aesthetics and to make their expression more
understandable, I propose in the first section of the paper to
review briefly several of the central difficulties in Kant's
aesthetic. In §2 I will then make use of Bolzano's criticisms of
Kant as an initial means of presenting Bolzano's own
philosophical concerns, before sketching further those themes
which are peculiar to Bolzano's work alone. Finally in §3 I will
suggest critical questions about Bolzano's theory which call for
further attention on the part of his interpreters and also on the
part of those interested in a certain strain of post-Kantian
aesthetics.
Although my purposes here remain largely critical ones, I have
tried to call attention to textual, historical and interpretative
points in some of the accompanying notes.
My larger purpose is to suggest in a general way only that
Bolzano's aesthetics, specifically his investigations into the
concept of the beautiful, represent more than just an important
and almost completely overlooked criticism of Kant's well-
known views; these investigations provide the basic link
between Kantian aesthetics and the work of the later Brentano,
Meinong, Husserl, and Ingarden. In short, Bolzano's aesthetics
include the initial elements of what might be called the realist
tradition in modern aesthetics." (pp. 69-70)
10. Mezei, Balasz. 2009. "Two Models of Radical Revelation in
Austrian Philosophy." European Journal for Philosophy of
Religion no. 1:99-120.
Abstract: "In this paper I highlight two opposing models of the
notion of divine revelation: the propositional and the radical.
The propositional understanding of revelation was central to
theology and philosophy until the 19th century. Since then, a
number of other models of revelation have emerged. I define as
radical the understanding of revelation which emphasizes two
features of revelation: 1) God’s existence is *per se* revelatory;
2) God’s revelation is *per se* self-revelation. I propose too an
assessment of the notion of propositional revelation as
presented by Richard Swinburne. And I offer detailed analyses
of two representatives of the early understanding of divine
revelation as self-revelation: the views of Bernard Bolzano and
Anton Günther. Bolzano, the renowned mathematician, was
also a philosopher of religion; and Günther, one of the most
ingenious writers in Austrian philosophy, was not only a
theologian but also a philosopher comparable to the important
figures of 19th century German thought."
11. Reicher, Maria E. 2006. "Austrian Aesthetics." In The Austrian
Contribution to Analytic Philosophy , edited by Textor, Mark,
293-323. New York: Routledge.
"In this chapter, however, the focus is on a number of lesser
known Austrian contributions to aesthetics. These
contributions concern the following, partly interrelated, central
problems of philosophical aesthetics:
I. The problem of the definition of beauty (i.e. What is beauty?
What does it mean to say of an object that it is beautiful?)
II. The problem of the ontological status of works of art (i.e.
What kinds of objects are works of art?)
III. The problem of the objectivity of aesthetic values (i.e. Do
we claim objective validity for aesthetic value judgements and,
if so, is this claim justified?)
This chapter will consider the answers of Bolzano, Meinong,
Witasek and Ehrenfels to these questions." (p. 294)
(...)
"The task of the essay ‘On the concept of the beautiful’ is to find
a definition for the concept of beauty. In the preface to this
treatise Bolzano states in a few sentences his views on what
philosophical aesthetics should do and how it should be done:
That I have filled so many pages with the analysis of a single
concept will necessitate an excuse in the eyes of some. I cannot
state anything but that I found this concept to be of particular
importance and that analysis of concepts is a business that
commonly demands somewhat lengthy investigations, if it
shouldn’t be just stated that one thinks of the concept as
consisting of these parts, but rather shown to the reader in an
at least fairly convincing way, which entails that one has to
demonstrate that the previously suggested, other explanations
have been more or less erroneous.(3) (CB, 3)
This passage shows clearly that Bolzano does not take
philosophical aesthetics to be a discipline that demands less
rigour than, say, epistemology and ontology. The task of
philosophical aesthetics is, according
to Bolzano, to clarify the basic concepts of aesthetic discourse
by means of meticulous analysis. The two perhaps most
prominent concepts of aesthetics are the concept of beauty and
the concept of art.
Consequently, Bolzano considers the clarification of these
concepts to be the most important task of philosophical
aesthetics." (p. 295)
(3) All translations in this chapter are mine.
References
Bolzano, B.: ‘Über den Begriff des Schönen. Eine
philosophische Abhandlung’, in D. Gerhardus (ed.) Bernard
Bolzano. Untersuchungen zur Grundlegung der Ästhetik ,
Frankfurt/Main: Athenäum, 1972, 1–118. (Originally published
1843.) (CB)
12. Rosenkoetter, Timothy. 2014. "Kant, Bolzano, and Moore on
the Value of Good Willing." In New Anti-Kant , edited by
Lapointe, Sandra and Tolley, Clinton, 235-271. London:
Palgrave Macmillan.
"Bolzano’s many achievements in mathematics, logic,
metaphysics, and epistemology, as well as the monumental
scope and ambition of his Theory of Science and Theory of
Magnitudes , make it easy to overlook his relatively brief
treatments of morality. Yet Bolzano took moral theory quite
seriously. (1) This carries over to Bolzano’s engagement with
Kant. Though only a small fraction of The New Anti-Kant (192–
202) is concerned with moral philosophy, Bolzano thinks that
the correction he is able to provide there is every bit as
important as his critical engagement with the central topics of
the first Critique . Thus, one purpose of this chapter is to place
that brief comparison with Kant’s moral theory within the
context of Bolzano’s most thorough defence of utilitarianism,
which is found in lectures that his students published as
Treatise on the Science of Religion .(2)" (p. 235)
(1) For historical background on how Bolzano endeavoured to
guide his life as a philosopher and public intellectual by
utilitarian principles, see Rusnock’s and George’s Introduction
to Bolzano (2007).
(2) This present essay is based on four sources: The New Anti-
Kant (“ NAK ”), Theory of Science , Science of Religion
(Bolzano 1994/1995, hereafter “ R ”), and “On the Right of the
Clergy”. The Rusnock/George translation of relevant sections of
the last two are available in Bolzano (2007). I frequently depart
from their translation of Science of Religion , using Bolzano
(1994/1995) as my basis. See Künne (1996, 325ff.) for a list of
inaccuracies in the latter edition.
References
Bolzano, Bernard. (1994/1995). Lehrbuch der
Religionswissenschaft , Erster Teil. In Bernard Bolzano-
Gesamtausgabe , Series 1, Vol. 6/1 and 6/2. Jaromir Louzil
(ed.). Stuttgart-Bad Canstatt: Frommann-Holzboog.
Bolzano, Bernard. (2007). Selected Writings on Ethics and
Politics . Paul Rusnock and Rolf George (eds), Amsterdam:
Rodopi.
Künne, Wolfgang. (1996). ‘Bolzanos Philosophie der Religion
und der Moral’, Archiv für Geschichte der Philosophie , 78,
309-328.
13. Rusnock, Paul, and Šebestik, Jan. 2019. Bernard Bolzano: His
Life and Work . New York: Oxford University Press.
Chapter 2. Ethics 83-104; 3. Political Philosophy 105-138; 4.
Philosophy of Religion 139-166; 5. Catholicism and the Catholic
Church 167-186; 10. Aesthetics, the Science of Beauty 544-594-
14. Šebestik, Jan. 1994. "Prague Mosaic. Encounters with Prague
Philosophers." Axiomathes no. 2-3:205-223.
"In 1814, a young priest, professor of the "science of religion" at
Charles University and author of two mathematical pamphlets,
presented another mathematical booklet asking for the
admission to the Royal Society. His name was Bernard Bolzano
(1781-1848) and I am happy that I have the opportunity to
speak about him in the city which bears his name. He was, as I
think, the outstanding figure of Prague philosophy." (p. 209)
(...)
"Bolzano can be called the father of Austrian - or Central-
European - philosophy. Almost all Austrian philosophers have
acquired something of his method, of his way of thinking and of
his fundamental ideas. Austrian philosophy in the broad sense,
or rather Central-European philosophy, has always tried not to
separate philosophy and science (a large number of Austrian
philosophers are at the same time scientists or scientifically
trained), to identify scientific and philosophical method, to
concentrate on logical analysis, to avoid the tcmptation of
idcalism, to be attentive to language, and, last but not least, to
consider the public activity of a philosopher as a social rclbrmcr
to bc an integral part of his task. In this respect, Masaryk and
the Vienna Circle arc the true heirs of Bolzano." (p. 212)
15. Sirůček, Pavel, and Jaroslav, Šetekm. 2019. "Bernard Bolzano."
Acta Oeconomica Pragensia no. 27:95-104.
Abstract: "Bernard Bolzano was not merely a mathematician of
the European format. He was also a critical social thinker
whose work has distinct economic dimensions. This is why he
rightly appears in the overviews of the beginnings of Czech
economic thought. He began writing his work “About the Best
State” 210 years ago, which made him the most famous Czech
utopian. The half-forgotten Bolzano legacy, which is still alive
and ahead of its time in many respects, recalls this text."
16. Stern, J. P. 1989. "Language Consciousness and Nationalism in
the Age of Bernard Bolzano." Journal of European Studies no.
19:169-189.
"From the end of the eighteenth century an especially close,
complex and ultimately disastrous interrelationship develops in
Central Europe between language consciousness and
nationality. In this region, national and natural borders do not
often coincide for very long; and in this age, greater value is
ascribed to political notions of "natural" or "organic" han to
politics based on tradition and agreement bureaucratically
enforced. Here linguistic borders are endowed with the pathos
of national borders, national consciousness is identified with
language consciousness." (p. 169)
(...)
"The intensity of the Romantic apotheosis of das Volk together
with its new system of values is bound to escape Bolzano - this
is the pathos that will dominate the next hundred years of
Czech and Central European history. This omission is all the
more surprising since Bolzano (in contrast to Frege,47 and to
the young Wittgenstein) has a very clear understanding of the
social function of language; but since he fails to provide a
theoretical foundation for them, his insights do not go beyond
the practical concerns of daily life. He seeks to solve the
problem of the two languages in social and economic terms
leading to moral and spiritual improvement. But the
subsequent history of Bohemia as well of most other parts of
Central Europe has taught us that the appeal to a threatened
language consciousness can be politically effective even when it
entails social and economic deprivations; that nationalism is
stronger than Marxism. Languages - the two languages of
Bohemia - are indeed what Wittgenstein calls them: "forms of
life". The common humanity to which Bolzano appealed lies
behind this insight, buried beneath the antagonisms of two
nations once united by their common roots in one soil." (p. 187)
(47) See Dummett [Ursprunge der analytischen Philosophie ,
translated from the English by Joachim Schulte (Frankfurt/M,
I988)], 22.
17. Świętorzecka, Kordula. 2014. "An Argument for the Existence
of God by Bolzano. A Formalization with a DFistinction
between Menge and Inbregriff ." Bulletin of the Section of
Logic no. 43:155-172.
Abstract: "Bernard Bolzano is the author of a text considered by
him as an argument for the existence of God, originally
published in the "Lehrbuch der Religionwissenschaft" (1834).
His disquisition was formalized by H. Ganthaler and P. Simons
in 1987 who based their approach on the well-known set
theoretical interpretation of Bolzano's idea of multiplicity. The
authors formulated a theory expressed in set theoretical
language extended by some specific terms and constructed a
proof as a formalization of the reasoning given by Bolzano. A
problematic aspect of the proposal of Ganthaler and Simons is
that it passes over the distinction of two different types of
multiplicities which enable to point some interesting formal
and material details of Bolzano's revised argumentation. In the
frame of the presented proposal we invent two special
meanings of Bolzano's notion of multiplicity: distributive and
collective. In connection with this distinction we reconstruct
the argument analyzed by Ganthaler and Simons and discuss
the formal and philosophical power of the obtained
formalization. The inspiration for our approach comes from the
fact that Bolzano used in his text two terms Menge and
Inbegriff in probably different meanings. However the main
aim of this proposal is to take a new look at Bolzano's
argument, rather than to provide historical investigations."
References
H. Ganthaler, P. Simons, Bernard Bolzanos kosmo-logischer
Gottesbeweis , Philosophia Naturalis 24 (1987), pp. 469-475.
18. Synytsia, Andrii. 2021. "Bernard Bolzano’s Philosophical
Conception of Education from a Modern Standpoint." Journal
of Education Culture and Society no. 12:32-44.
Abstract: "Aim. The aim of the article is to analyse Bernard
Bolzano's philosophico-educational approach, given the
importance of his pedagogical legacy for further progress in the
held of education and training.
Methods. The research uses methods of historico-philosophical
reconstruction (to determine the foundations and features of
Bolzano's pedagogico-philosophical work), interpretation (to
characterise the still relevant ideas of the thinker in the held of
education) and critical analysis (to assess the significance of
Bolzano's legacy from the standpoint of modern educational
theory and to point out what remained out of the researchers'
attention).
Results. The study showed that Bolzano's pedagogical ideas
were not only in demand in the context of European culture of
the early XIX century, but also proved relevant today, especially
given the need for harmonious personal development, finding
sources of intrinsic motivation in students and improving their
logical thinking skills, the importance of the spiritual qualities
of the teacher and - in general - the assistance of the state in the
direction of the progress of education as the most effective
means of qualitative change in society.
Conclusion. Bernardo Bolzano's philosophical conception of
education was strongly influenced by religion, the ideas of the
late Enlightenment and the late Josefinist. This conception was
an integral part of his socio-political theory. Bolzano attached
great importance to the study of philosophy and the acquisition
of logical skills in education. He considered writing textbooks
to be one of the cornerstones of the educational process. This
made it possible to intensify communication between teachers
and students, to gradually involve everyone in education, and
thus to promote social progress in general."
19. Tapp, Christian. 2019. "Bolzano’s Concept of Divine Infinity."
In The Infinity of God: New Perspectives in Theology and
Philosophy , edited by Göcke, Benedikt Paul and Tapp,
Christian, 150-166. Notre Dame: University of Notre Dame
Press.
"Infinity is central to each of the three areas in which Bernard
Bolzano (1781–1848) had expertise: mathematics, philosophy,
and theology. The Bohemian priest dealt with all the respective
concepts in these disciplines: quantitative infinity in
mathematics, qualitative infinity in philosophy and theology,
and some of their mutual interrelationships.
I focus on “infinite” used as a divine predicate. Since this use of
“infinite” is related to a quantitative use in several ways, we will
also dwell on these." (p. 150)
(...)
"Divine infinity is an integral part of Bolzano’s concept of God.
It is a test case for his broader claim that the concept of
quantitative infinity is more basic than all other concepts of
infinity; that all meaningful discourse about infinity
presupposes quantitative infinity. This thesis from §11 of the
Paradoxes of the Infinite must not be understood as
reductivist, as though Bolzano would only accept quantitative
infinity. He claims only that in each case in which we are
entitled to use qualitative concepts of infinity, which are vaguer
and more opaque, we must also be able to find aspects of the
subject matter that exhibit the more precise quantitative
infinity.
Ascribing to Bolzano a formal background conception of
infinity as limitlessness or unrestrictedness, as suggested by his
treatment of omnipotence, helps us to interpret his doctrine of
God in a coherent way.
However, what exactly it means to be unlimited, to suffer from
no limitations in a certain respect, remains a topic for further
philosophical analysis. Does every conception of “limits”
require a metric or at least a
total linear ordering? How can one align such a concept with
the mathematical way of speaking, according to which there are
unlimited finite magnitudes and also limited infinite
magnitudes? Finally, what “respects” are to be considered, in
the case of divine infinity, as unrestricted in certain, if not all,
respects?" (p. 166)
Studien in Deutsch
1. Blaukopf, Kurt. 1996. Die Ästhetik Bernard Bolzanos.
Begriffskritik, Objektivismus, “echte” Spekulation und Ansätze
zum Empirismus . Sankt Augustin: Academia Verlag.
Beiträge zur Bolzano-Forschung: Band 8.
Inhaltsverzeichnis: Vorbemerkung; 1. Bolzanos Verhältnis zu
den Künsten; 2. Herbartianer und Bolzanisten; 3.
Schwierigkeiten der Bolzano-Rezeption; 4. Echte und unechte
Spekulation; 5. Das Schönheitsurteil; 6. Verhältnis zu Herbarts
Ästhetik; 7. Begriffliche und empirische Wahrheiten; 8.
Kriterien der Einteilung; 9. Pfade zu empirischer
Kunstforschung; 10. Künste fürs Ohr; 11. Verbindung von Ton-
und Gedankenkunst;
12. Künste fürs Auge; 13. Augen- und Gedankenkunst; 14.
Ohren- und Augenkunst vereinigt; 15. Alle drei Hauptgattungen
vereinigt; 16. Blick in die Zukunft; Bibliographie;
Namensindex.
2. Ganthaler, Heinrich, and Neumaier, Otto, eds. 1997. Bolzano
und die österreichische Geistesgeschichte . Sankt Augustin:
Academia Verlag.
Beiträge zur Bolzano-Forschung: Band 6.
Inhaltverzeichnis: Vorwort 7; Wolfgang Künne: "Die Ernte wird
erscheinen ... " Die Geschichte der Bolzano-Rezeption (1849-
1939) 9; Peter Stachel: Die Bedeutung von Bolzanos
"Wissenschaftslehre" ftir die österreichische
Philosophiegeschichte. Ein Baustein zu einer Geschichte der
pluralistischen Tradition österreichischer Philosophie 83;
Edgar Morscher: Robert Zimmermann - der Vermittler von
Bolzanos Gedankengut? Zerstörung einer Legende 145; Kurt
Blaukopf: Im Geiste Bolzanos und Herbarts.
Ansätzeempiristischer Musikforschung in Wien und Prag 237;
Kurt F. Strasser: Bewegung und Verwandlung. Arnold
Schönberg 265-276.
3. Ganthaler, Heinrich von, and Simons, Peter. 1987. "Bolzanos
kosmologischer Gottesbeweis." Philosophia Naturalis no.
24:469-475.
"In seinem Lehrbuch der Religionswissenschaft kritisiert
Bolzano die „Fehlerhaftigkeit eines sehr gewöhnlichen
Schlusses für das Daseyn Gottes”, welcher u.a. von der
Voraussetzung ausgehe, “daß eine Reihe von Gründen (oder
auch von Bedingungen) nie in 's Unendliche fortgehen könne "
(1) Wie Bolzano anhand eines Beispiels zeigt, ist diese
Voraussetzung jedoch unhaltbar. So liegen auf einer gegebenen,
durch die Endpunkte A und B begrenzten Geraden unendlich
viele Punkte, die ein Körper, der sich von A nach B bewegt,
durchlaufen muß. Sofern das Durchlaufen der einzelnen Punkte
zwischen A und B eine notwendige Bedingung dafür ist, daß der
Körper in B eintreffen kann, gibt es für das Eintreffen des
Körpers in B sehr wohl “eine Reihe von Bedingungen, die in’s
Unendliche fortgehen"(2), ungeachtet dessen, daß die
Bewegung des Körpers einen Anfang hat.
Bolzano nimmt damit einen der Hauptkritikpunkte an den
aristo-telisch-thomasischen Gottesbeweisen vorweg, soweit
diese (wie etwa der Bewegungs- oder der Kausalitätsbeweis) auf
der erwähnten Voraussetzung der Unmöglichkeit eines
unendlichen Regresses beruhen.
Er selbst gibt in seinem Lehrbuch eine durchaus originelle
Version des kosmologischen Gottesbeweises, die, wie er eigens
hervorhebt(3), von der genannten Voraussetzung unabhängig
ist." (S. 469)
(1) Bolzano, Lehrbuch der Religionswissenschaft , I, § 68, p.
179f.
(2) A.a.O., § 68, p0. 181.
(3) A.a.O., § 68, p0. 181.
4. Künne, Wolfgang. 1996. "Bolzanos Philosophie der Religion
und der Moral." Archiv für Geschichte der Philosophie no.
78:309-328.
"Bolzanos Philosophie der Religion hat ihr systematisches
Fundament in der Moralphilosophie.
Diese Tatsache wird durch den Aufbau des Lehrbuchs eher
verschleiert: Etwa in der Mitte befindet sich ein „Kurzer Abriß
der natürlichen Religion"; er besteht aus den Abschnitten
„Natürliche Dogmatik" und „Natürliche Moral". Eine theonome
Begründung der Moral lehnt Bolzano mit Entschiedenheit ab
(247 f.). Religiöse Überzeugungen sind in seinen Augen
entweder moralische Überzeugungen, oder sie müssen sich
dadurch ausweisen, daß sie der Stabilisierung moralischer
Überzeugungen dienen und ihre Motivationskraft verstärken.
In dieser Hinsicht konvergiert seine religionsphilosophische
Position - auch nach seinem Selbstverständnis - mit der
Neologie, die in der zweiten Hälfte des 18. Jahrhunderts die
protestantische Theologie weitgehend beherrschte und deren
Hauptwerke er schon in seiner Jugendeifrig studiert hatte. Für
Neologen wie J. J. Spalding und J. A. Eberhard war von der
christlichen Überlieferung nur das verbindlich, was vor dem
„moralischen Bewußtsein" Bestand hat und der „geistlichen
Aufbesserung" dient; sie erklärten die unter diesem
Gesichtspunkt irritierenden Züge des Neuen Testaments als
„Akkomodation", als pädagogisch gemeinte Anpassung Jesu
und der Apostel an damals verbreitete Vorstellungen, die sie
selber gar nicht teilten." (S. 311)
5. ———. 1997. ""Die Ernte wird erscheinen ..." Die Geschichte der
Bolzano-Rezeption (1848-1939)." In Bolzano und die
österreichische Geistesgeschichte , edited by Ganthaler,
Heinrich von and Neumaier, Otto, 9-82. Sank Augustin:
Academia Verlag.
Nachdruck: W. Künne, Versuche über Bolzano / Essays on
Bolzano , Sankt Augustin: Academia Verlag, 2008, S. 305-404.
6. ———. 2000. "Die Geschichte der philosophischen Bolzano-
Rezeption bis 1939." In Bernard Bolzano und die Politik. Staat,
Nation und Religion als Herausforderung für die Philosophie
im Kontext von Spätaufklärung, Frühnationalismus und
Restauration , edited by Rumpler, Helmut, 311-352. Wien:
Böhlau.
Beiträge des Bolzano-Symposions der Österreichischen
Forschungsgemeinschaft und der Internationalen Bolzano-
Gesellschaft 17./18. Dezember 1999, Wien.
7. ———. 2012. "Goethe und Bolzano." In Studien zu Geschichte,
Theologie und Wissenschaftsgeschichte , edited by Göttingen,
Akademie der Wissenschaften zu, 77-126. Berlin: Walter de
Gryter.
Inhalt: Erster Teil: „Ein kleines Werkchen von sehr
vorzüglichem Werthe und Geist.“ 79; Zweiter Teil: Böhmische
Bewunderer und Kritiker Goethes 89; Schluss: Sinnreiche
Sprüche 116; Anhang 1: Faksimile der Titelseite des Erstdrucks
119; Anhang 2: Johann Friedrich Reichardt, ‘Meeresstille’
(1796) 120; Anhang 3: Franz Schubert, ‘Meeres Stille’ (21. Juni
1815) 121; Anhang 4: Aus: Carl Friedrich Zelter, ‘Johanna Sebus
von Goethe’ (1810) 122; Bibliographie 123-126.
8. Künne, Wolfgang, and Piša, Peter. 2018. "Weil ich den
kirchlichen sowohl als weltlichen Behörden mißfiel": Bernard
Bolzano auf dem Index . Sankt Augustin: Academia Verlag.
Beiträge zur Bolzano-Forschung: Band 28.
9. Landerer, Christoph. 1993. "Bernard Bolzano, Eduard Hanslick
und die Geschichte des Musikasthetischen Objektivismus. Zu
einem Kapiterl (Alt)Österreichischer Geistesgeschichte."
Kriterion no. 5:16-38.
"Vorbemerkungen
Der allgemeine Trend zur Objektivierung der philosophischen
Kunstbetrachtung, der in der ersten Hälfte des 19.
Jahrhunderts einsetzt und schließlich zur Ausbildung spezieller
phänomenologischer und strukturalistischer Methoden (auf
deren grundsätzliche Ähnlichkeit(1). Hroch in einem in dieser
Nummervon Kriterion abgedruckten Artikel hinweist) führt,
markiert sicherlich einen der geistesgeschichtlich
bedeutendsten Einschnitte in der Entwicklung der
neuzeitlichen Ästhetik.
Als Gegenbewegung zur subjektivistisch-psychologischen
Kunstbetrachtung, die in Gestalt der Affektenlehre das Feld der
musikästhetischen Auseinandersetzung noch im 18. und frühen
19. Jahrhundert vollständig dominierte, sind sich sowohl
Phänomenologie als auch Strukturalismus darin einig, daß
philosophisch-ästhetische und psychologische
Betrachtungsweise streng voneinander geschieden werden
müssen. Wenn Jan Mukarovsky, das Haupt der tschechischen
Strukturalistenschule, betont, daß "das Kunstwerk ... sich
weder mit dem Seelenzustand seines Schöpfers noch mit
irgendeinem der Seelenzustände identifizieren [läßt], die es bei
den Subjekten hervorruft, die es wahrnehmen, wie die
psychologische Ästhetik dies wollte" I, so spricht er damit eine
Überzeugung aus, der sich auch die Vertreter einer
phänomenologisch orientierten Ästhetik verpflichtet fühlen.
Daß die tschechische Variante des Strukturalismus vor allem
auch in der Tradition der "Prager ästhetischen Fonnschule"
steht, die maßgeblich an Herbart anschließt, wird von Hroch
besonders hervorgehoben. Ich möchte hier versuchen zu
zeigen, daß die formal-objektive Betrachtungsweise, die in der
Ästhetik meist mit dem Namen Herbarts verbunden wird und
sich in Österreich durch die offizielle Förderung der
Herbartsehen Philosophie auf besondere Weise entfalten
konnte, daneben aber auch eine bedeutende und meines
Wissens völlig übergangene spezifisch österreichische, ja sogar
Prager Wurzel hat, die sich über Vermittlung der sicherlich
einflußreichsten musikästhetischen Schrift des 19.
Jahrhunderts, Eduard Hanslieks Vom Musikalisch-Schönen,
auf den Objekivismus Bemard Bolzanos zurückfuhren läßt und
damit die formalästhetische Betrachtung direkt mit der
Tradition phänomenologischer Forschung verbindet." (S. 16)
(1) J. Mukarosky, Die Kunst als semiologischesFaktum . In:
Kapitel aus der Asthetik . Frankfurt/M. 1970. s. 138.
10. ———. 2004. Eduard Hanslick und Bernard Bolzano.
Ästhetisches Denken in Österreich in der Mitte des 19.
Jahrhunderts . Sankt Augustin: Academia Verlag.
Beiträge zur Bolzano-Forschung: Band 17.
Inhaltsverzeichnis: Vorwort; 1. Einführung in die
Problemstellung; 2. Zur Forschungsgeschichte der
Problemstellung: Hanslick, Bolzano und Prag; 3. Biographische
Berührungspunkte: Hanslicks bolzanistisches Umfeld; 4. „Vom
Musikalisch-Schönen“: Eduard Hanslicks Ästhetik im
Überblick; 5. Begriff und Klassifikation des Schönen: Bernard
Bolzanos Ästhetik im Überblick; 6. Hanslick und Bolzano: Der
gemeinsame theoretische Boden; 7. VMS und die logisierende
Tradition in der österreichischen Philosophie: Einige
abschließende Bemerkungen; Literaturverzeichnis;
Personenregister.
11. Löffler, Winfried. 1999. "Bolzanos kosmologischer
Gottesbeweis im historischen und systematischen Vergleich."
In Bernard Bolzanos geistiges Erbe für da 21. Jahrhundert ,
edited by Morscher, Edgar, 295-316. Sankt Augustin: Academia
Verlag.
"Allgemeines zu Bolzanos Gottesbeweis(en)
An zumindest vier Stellen finden sich bei Bolzano Varianten
eines kosmologischen Gottesbeweises(1), die sich im
Grundgedanken zwar ähneln, in den Prämissen, der Weise der
Ableitungen und der Stärke der Konklusion aber
unterschiedlich ausfallen:
- in Teil I, § 67 des Lehrbuchs der Religionswissenschaft (RW )
von 1834,
- auf S.101r und den folgenden in der 1818 der
Studienhofkommission zur Prüfung vorgelegten Abschrift der
RW ,
- in Anmerkung 73 auf S. 321-326 der 2. Auflage der Athanasia
(Bolzano(9a)) von 1838,
- und (wenngleich nur in der Verwendung als Beispiel) in § 330
der Wissenschaftslehre (WL) von 1837.
Daneben läßt Bolzano in RW I, § 83 auch eine Form des
physikotheologischen Arguments gelten, ordnet ihm allerdings
nur sekundäre Bedeutung zu: Es "bestätigt" das Dasein und die
Eigenschaften Gottes aus der Erfahrung, die vorher "durch eine
Reihe apriorischer Schlüsse" aufgewiesen wurden.
(...)
Die folgenden Überlegungen widmen sich zunächst den
denkgeschichtlichen Hintergründen von Bolzanos
kosmologischem Gottesbeweis, insbesondere seinem Verhältnis
zu ähnlichen Argumentationsweisen
innerhalb der scholastischen Tradition (Kapitel 2 und 3). Eine
bis zur Halbformalisierung gehende Analyse einer der
erhaltenen Versionen des Beweises und der ihm
vorausgeschickten Hilfssätze (Kapitel 4 und 5) läßt zwei
systematisch-philosophisch interessante Punkte an Bolzanos
Beweis deutlicher hervortreten, nämlich die Rolle, die ein
"Inbegriff" (nämlich der der Welt) in dem Beweis spielt, und
Bolzanos (erst aus der Zusammennahme verschiedener Texte
erhebbare) Begründung der Einzigkeit Gottes (Kapitel 6)." (Ss.
295-296)
(1) Ich verwende das Wort Gottes-"Beweis" hier in dem
allgemeinen Sinne der Entfaltung von mittelbaren
Erkenntnisgründen für Gottes Existenz.
Nicht beansprucht wird damit, daß die Prämissen der
jeweiligen "Beweise" allgemein akzeptiert seien, und auch
nicht, daß die logische Gültigkeit der erwähnten "Beweise"
fraglos gegeben sei. Aus logischer Sicht handelt es sich also
eher um "Ableitungen" bzw. überhaupt nur um "Argumente für
die Existenz Gottes"; aus Gründen der Kürze verwende ich
jedoch öfters das Wort "Gottesbeweis(e)".
Literatur
Bolzano, Bernard.
(9) Athanasia oder Gründe für die Unsterblichkeit der Seele
(Sulzbach: Seidel, 1827).
(9a) 2. verbesserte Ausgabe (Sulzbach: Seidel, 1838).
(16) Lehrbuch der Religionswissenschaft , 4 Bde. (Sulzbach:
Seidel, 1834). [Zitiert als 'RW ' mit römischer Bandzahl und
Angabe der Paragraphen nach der Originalausgabe von 1834.]
(16d) Kritische Neuausgabe , Erster Te il, §§ 1-85, hg. von
Jaromfr Loufü (Stuttgart-Bad Cannstatt: Frommann-Holzboog,
1994). [In: GA , Reihe I, Bd. 6, 1. Teil.]
(19) Wissenschaftslehre , 4 Bde. (Sulzbach: Seidel, 1837).
[Zitiert als 'WL' mit römischer Bandzahl und Angabe der
Paragraphen.]
12. ———. 1999. "Bolzanos Lehrbuch der Religionswissenschaft
und die Schultheologien seiner Zeit." In Bernard Bolzanos
geistiges Erbe für da 21. Jahrhundert , edited by Morscher,
Edgar, 317-344. Sankt Augustin: Academia Verlag.
"Das Hauptdokument für Bolzanos religionsphilosophische
und theologische Auffassungen, sein Lehrbuch der
Religionswissenschaft (im folgenden: RW ) von 1834 enthält
keine "Religionswissenschaft" im heutigen Sinne einer
vorwiegend deskriptiv-empirischen Darstellung verschiedener
Religionen sowie ihrer Unterschiede und gemeinsamen Züge,
sondern eine Wissenschaftstheorie der Theologie, eine
Religionsphilosophie und - im Großteil des Werkes -
systematische Theologie: Fundamentaltheologie, Dogmatik und
Moraltheologie, wie man im Sinne der heute gängigen
Klassifikation sagen würde. Wenngleich manche Passagen in
dem mehrbändigen Werk aus heutiger Sicht eher ermüdend
wirken, dürfte in der RW doch einiges von theologie-, und hier
vor allem rezeptionsgeschichtlichem Interesse verborgen sein,
vor allem aber enthält das Buch etliche Stücke origineller
analytischer Religionsphilosophie auf höchstem Niveau, die
auch für heutige Fragestellungen ein gewisses Interesse haben
könnten.
In den nachfolgenden Kapiteln widme ich mich zunächst
werkgeschichtlichen (Kapitel 1) und systematischen Fragen
(Kapitel 2 und 3) zu Bolzanos Religionsphilosophie;
abschließend verfolge ich einige denkgeschichtliche Spuren
zurück zu einem bisher eher wenig beachteten Quellenbereich,
nämlich der Studienliteratur, die Bolzano wahrscheinlich
verwendet hat, d.h. zu einigen theologischen Lehrbüchern aus
dem theresianisch-josephinischen Österreich (Kapitel 4 )." (S.
317)
13. ———, ed. 2002. Bernard Bolzanos Religionsphilosophie und
Theologie . Sankt Augustin: Academia Verlag.
Beiträge zur Bolzano-Forschung: Band 12.
Inhaltverzeichnis: Eberhard Herrmann: Die Kognitivität des
Glaubens in Bolzanos Religionsphilosophie bezogen auf die
Realismusdebatte in der neueren analytischen
Religionsphilosophie; Edgar Morscher: Bolzanos Logik der
Religion; Carsten Gieske: Grundlagen und
religionsphilosophische Aspekte der Hermeneutik Bernard
Bolzanos; Peter Walter: Bolzanos Konzeption vom Aufbau der
Theologie im historischen Vergleich; Wolfgang Künne: Die
theologischen Gutachten in den Verfahren gegen den Professor
und den Priester Bolzano; Henning Graf Reventlow: Ein
orthodoxer Liberaler: Bolzano und die Bibel: Peter M.
Schenkel: Theologische und religionsphilosophische Literatur
in Bolzanos Privatbibliothek; Winfried Löffler: Neues zu
Bolzanos Gottesbeweisen; Andrej Krause: Was bleibt von der
menschlichen Seele nach dem Tod? Bolzanos Antwort in der
Athanasia ; Gottfried Hornig: Zur Dogmatik und
Perfektibilitätstheorie Bolzanos; Roman A. Siebenrock: Bolzano
und die Unfehlbarkeit der Kirche. Zur Struktur einer
theologischen Position vor 1870; Kurt Strasser: Wohlthätige
Gährung im Schooße der Kirche. Zur Dynamik der Ansichten
des Katecheten Bernard Bolzano.
14. Morscher, Edgar, and Neumaier, Otto, eds. 1996. Bolzanos
Kampf gegen Nationalismus und Rassismus . Sankt Augustin:
Academia Verlag.
Beiträge zur Bolzano-Forschung: Band 4.
Inhaltverzeichnis: Vorwort; Bernard Bolzano: Erbauungsreden
gegen Nationalismus und Rassismus; 1. Über das Verhältniß
der beiden Volksstämme in Böhmen; 2. Von dem Betragen
gegen die jüdische Nation; 3. Über die Vaterlandsliebe; Eduard
Winter: Bernard Bolzano und die nationale Frage; Wolfgang
Künne: Bernard Bolzano über Nationalismus und Rassismus in
Böhmen.
15. Neumaier, Otto. 2011. "Bolzanos schönere Welt, oder: Die
Geburt der Utopie aus dem systematischen Denken." In
Bernard Bolzanos bessere Welt. Akten der Internationalen
Tagung Salzburg 27. und 28. Mai 2010 , edited by Strasser,
Kurt F., 135-172. Prague: L. Marek.
"Wer mit Bolzanos Philosophie vertraut ist, erwartet bei der
Rede von einer Utopie wohl am ehesten, dass sein »Büchlein
vom besten Staate« Gegenstand der Diskussion ist.(1)
Tatsächlich können wir in diesem Werk utopisches Denken im
Sinne des Entwurfs einer idealen Gesellschaft finden, die de
facto in keinem Land der Welt existiert, aber unter bestimmten
Bedingungen vielleicht verwirklicht werden könnte. Allerdings
müssen wir einerseits bedenken, dass der Utopie »Vom besten
Staate« eine moralische Haltung zugrunde liegt, die mit anders
ausgerichteten utopischen Überlegungen in Konflikt geraten
kann, andererseits aber, dass das Utopische für Bolzanos
Denken auch in anderem Sinne von Bedeutung ist, nämlich
dem des theoretischen Bemühens um die Feststellung oder
Bestimmung eines idealen Begriffs von etwas, das uns nicht nur
ein besseres Verständnis davon erlaubt, sondern auch die
Möglichkeit eröffnet, praktisch im Sinne der Suche nach einer
»besseren Welt« zu wirken." (s. 135)
(1) Bolzano schrieb am Büchlein vom besten Staate, oder
Gedanken eines Menschenfreundes über die zweckmäßigste
Einrichtung der bürgerlichen Gesellschaft über etliche Jahre:
Eine erste Fassung lag 1831 vor, die endgültige Fassung
entstand zwischen 1840 und 1846, wurde aber erst 1932 als
Band 3 der Schriften Bolzanos veröffentlicht; die maßgebliche
Ausgabe von Jaromír Loužil erschien in: Bernard Bolzano,
Sozialphilosophische Schriften , hg. von Jan Berg und Jaromír
Loužil (BGA, Reihe II A, Bd. 14), StuttgartBad Cannstatt:
Frommann–Holzboog, 1975, 7–144.
16. Rumpler, Helmut, ed. 2000. Bernard Bolzano und die Politik.
Staat, Nation und Religion als Herausforderung für die
Philosophie im Kontext von Spätaufklärung,
Frühnationalismus und Restauration . Wien: Böhlau.
Inhalt: Elemente der politischen Philosophie Bolzanos; Rudolf
Haller: Bolzano und die Entwicklung der österreichischen
Philosophie; Margret Friedric:h, Bolzanos Projekt der
Aufklärung. "Was zur Herbeiführung einer besseren Zeit schon
durch uns selbst geleistet werden könne"; Kurt Strasser: Cabale
und Liebe. Der politische Gehalt der "Erbauungsreden"
Bolzanos Konflikt mit der österreichischen
Restaurationspolitik; Günther Kronenbitter: "Freiheit" und
"Ordnung" bei Friedrich von Gentz; Rolf Decot, Klemens Maria
Hofbauer - Konservativer Erneuerer der Kirche in Österreich;
Jane Regenfelder: Der sogenannte "Bolzano-Prozeß" Bolzano
und die nationalliberale Bewegung im österreichischen
Vormärz; Jaromir Louzil: Bernard Bolzano, Josef Jungmann
und die Anfänge der tschechischen Nationalbewegung;
Manfried Welan: Bolzanos Lehre vom Staat Internationale
Wirkungen Bolzanos; Katrin Keller: Zur politischen Relevanz
des Bolzanismus in Sachsen: Das Beispiel des Hofpredigers
Emil Heine (1808-1873); Wolfgang Künne: Bolzano im Kontext
der politischen Philosophie des 19. Jahrhunderts.
Ėtudes en Français
1. Pégny, Gaëtan. 2013. "Bolzano : la liberté de penser entre État
et religion." Sens public – Érudit :1-27.
Résumé : "Dans ses écrits théologico-politiques, publiés ou pas,
avec ou sans nom d’auteur, Bernard Bolzano revient plusieurs
fois sur la question du rapport entre Église et État, avec une
alacrité plus ou moins vive. L’étude et la traduction d’un texte
de Bolzano publié sans nom d’auteur et jusqu’ici non étudié
permet de comprendre jusqu’où il a pensé leur articulation, et
de mettre au jour les points saillants d’une philosophie qui
vient bousculer les schémas mentaux associés à la laïcité à la
française comme à la sécularisation allemande."
2. Vesper, Achim. 2012. "Contempler, distinguer : Bolzano sur la
conceptualité de la perception esthétique." In Esthétique et
logique , edited by Morel, Charlotte, 51-70. Villeneuve d'Ascq:
Presses Universitaires du Septentrion.
"À en croire une caractérisation répandue, Bolzano serait l'aïeul
de la famille « philosophie analytique » (1) Cette caractérisation
vaut aussi pour son traité Sur le concept du beau (Über den
Begriff des Schonen ), où il se rapproche d'une représentation
commune de la philosophie analytique en menant une analyse
sémantique du concept du beau et en maintenant l'idée que «
l'usage linguistique ordinaire » décide de la justesse d'une
analyse conceptuelle (2).
Dans le détail, son enquête s'oriente vers le but suivant :
Je ne vise [ ... ] rien moins qu'à mettre en place ou à introduire
un nouveau concept, jusqu'alors inconnu des lecteurs, mais
seulement à indiquer les éléments constitutifs à partir desquels
ils ont eux-mêmes composé un concept, concept depuis
longtemps présent à leur conscience quoique peut-être ils
n'aient pas pris distinctement conscience de la façon dont ils
ont pour cela procédé - ou encore sans pouvoir présentement
s'en souvenir.(3)" (pp. 51-52)
(1) Michael Dummett, Ursprünge der analytischen Philosophie
, Frankfurt / Main : Suhrkamp, 1988, p. 167.
(2) Bernard Bolzano, Wissenschaftslehre , in: Gesamtausgabe,
vol. I. 11: Wissenschaftslehre § 1-45, éd. Jan Berg, Smttgart-Bad
Cannstatt: Frommann-Holzboog, 1985, p. 133. Dans la citation
c'est Bolzano qui souligne.
(3) Bernard Bolzano, Über den Begriff des Schönen. Eine
philosophische Abhandlung [désormais cité : Begriff des
Schönen ], in : Gesamtausgabe, vol. I. 18 : Mathematisch-
physikalische und philosophische Schriften 1842-1843 , éd.
Gottfried Gabriel, Matthias Gatzemeier, Friedrich Kambartel,
Stuttgart-Bad Cannstatt : Frommann-Holzboog, 1989, p. 97.
Les deux textes Über den Begriff des Schönen. Eine
philosophische Abhandlung et Über die Eintheilung der
schönen Künste. Eine ästbetische Abhandlung sont les sources
essentielles pour l'esthétique bolzanienne. Ces essais paraissent
de façon indépendante, respectivement en 1843 et 1849 puis
ensemble en 1851 dans les Abhandlungen der Königlichen
Böhmischen Gesellschaft der Wissenschaften . Le second texte
se propose une « application des principes théoriques du beau»
dans une théorie de l'art (Über die Eintheilung der schöinen
Künste , in: Untersuchungen zur Grundlegung der Asthetik
[désormais cité : Grundlegung der Àsthetik ], éd.
Dietfried Gerhardus, Frankfurt / Main : Athenaum, 1972, p.
122). Selon une déclaration épistolaire, Bolzano comptait
compléter ces deux traités par d'autres travaux ou
monographies esthétiques (passage reproduit dans : Eduard
Winter, Leben und geistige Entwicklung des Sozialethikers
und Mathematikers Bernard Bolzano 1781-1848 , Halle, 1949:
Niemeyer, p. 46-47. Sur la genèse de ces écrits voir par ailleurs
les indications données par Matthias Gatzemeier :
Gesamtausgabe , Bd. I. 18: Mathematisch-Physikalische und
Philosophische Schriften , op. cit. , p. 89-94.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
From Greek to Latin. The
development of the Latin
philosophical vocabulary. First
part
Bibliography
English studies A - J
1. Adams, James N. 2003. "'Romanitas' and the Latin Language."
The Classical Quarterly no. 53:184-205
"In what ways (if any) could 'Romanness' be conveyed through
language? Was knowledge of the Latin language a defining
feature of being a Roman, and did Romans have any linguistic
policy which sought to enforce a view that Latin was a
component of their identity? Is it legitimate in this context to
talk of Latin as if it were a unity, or was Romanness associated
with a particular variety of the language? Did Romans practise
any sort of policy that might be labelled 'linguistic nationalism'?
These are questions that have been asked in different forms
before, if not explicitly with reference to the all but non-existent
term Romanitas. Here I offer a brief overview, concentrating on
selected primary evidence rather than attempting to
accumulate modern bibliography. (2)" (p. 184, a note omitted)
(2) There is of course a good deal of bibliography devoted to
some of the questions listed in this paragraph. A notable paper,
for example, is M. Dubuisson,'Y a-t-il une politique linguistique
romaine?', Ktema 7 (1982), 197-210. There is much of relevance
in J. Kaimio, The Romans and the Greek Language (Helsinki,
1979). Further material is cited and discussed in my book,
Bilingualism and the Latin Language (Cambridge, 2003).
2. ———. 2004. Bilingualism and the Latin Language.
Cambridge: Cambridge University Press
Chapter 3.III: Cicero Letters, pp. 308-347.
"Among educated Greek terms which filled a gap in the Latin
language were above all technical terms from philosophy and
rhetoric.
That is not to say that many such words could not have been
replaced by Latin equivalents. In the first century BC (as for
example the works of the anon. ad Herennium, Lucretius and
Cicero attest) much effort was devoted to establishing Latin
technical vocabularies, by calquing, loan-shifts, metaphor and
borrowing. But the business of finding Latin substitutes was a
burdensome one (see above on Suet. Tib. 71) as can be deduced
from discussions of the problem at the time (e.g. Lucr. 1.136-45,
Cic. Acad. 1.24-6). Whereas the effort might be worthwhile in a
formal philosophical or rhetorical treatise for public
consumption, in private letters it was simpler to use the Greek
terms themselves in addressing a sympathetic correspondent.
Sometimes Greek offered not merely a single word appropriate
to Roman concerns, but a whole group of cognate terms,
nominal, verbal, adjectival and adverbial, which allowed a topic
to be discussed in a more economical and varied way than
might have been possible in Latin." (p. 339)
3. Backman, Jussi. 2020. "Modernity in Antiquity: Hellenistic and
Roman Philosophy in Heidegger and Arendt." Symposium no.
24:5-29
Abstract: "This article looks at the role of Hellenistic thought in
the historical narratives of Martin Heidegger and Hannah
Arendt. To a certain extent, both see—with G. W. F. Hegel, J. G.
Droysen, and Eduard Zeller—Hellenistic and Roman
philosophy as a “modernity in antiquity,” but with important
differences. Heidegger is generally dismissive of Hellenistic
thought and comes to see it as a decisive historical turning
point at which a protomodern element of subjective willing and
domination is injected into the classical heritage of Plato and
Aristotle. Arendt, likewise, credits Stoic philosophy with the
discovery of the will as an active faculty constituting a realm of
subjective freedom and autonomy. While she considers
Hellenistic philosophy as essentially apolitical and world-
alienated—in contrast to the inherently political and practical
Roman culture—it nonetheless holds for her an important but
unexploited ethical and political potential."
4. Baldwin, Barry. 1992. "Greek in Cicero's Letters." Acta Classica
no. 25:1-17
"The purpose of this paper is not to inventory each and every
one of the 850 or so Greek words, phrases, and quotations in
Cicero's letters. Apart from the indexes provided in Shackleton
Bailey's editions,(1) that has been done, and on the whole well
done, at least twice this century, respectively by R.B. Steele(2)
and H.J. Rose.(3)." (p. 1)
(...)
"At the risk of doing a Queen of Hearts, I preface the analysis
with some general and suggestive conclusions. There are
around 100 Greek words, phrases, and quotations in Ad Fam.,
compared with over 700 in Ad Att.
Meaningless as it may be, one cannot help noticing the absence
of words beginning with β, ι, ξ, or ρ, whilst the only ones
beginning with φ or ω occur in quotations (1 each). Virtually no
single words are repeated in Ad Fam., albeit some phrases and
quotations are. In Ad Att. there are quite a few more
repetitions, but they are still a small proportion of the whole.
Cicero, then, does not have a large number of overworked
favourites, nor is there much by way of unconscious Greek style
into which he keeps slipping.
Only a dozen or so words, phrases, and quotations are shared
between Ad Fam. and Ad Att. Cicero employs Greek in letters
to almost 20 different correspondents, though to very different
degrees; he receives letters with Greek in them from about half
a dozen people. There is a good deal of Greek in the letters to
his brother Quintus, whereas those to Brutus contain but a
single word." (p. 2)
(1) Cicero's Letters to Atticus, Cambridge, 1965-70; Cicero:
Epistulae Ad Familiares, Cambridge, 1977. His notes provide
valuable remarks on many (by no means all) individual items;
cf. n. 5, below.
(2) 'The Greek in Cicero's Epistles,' The American Journal of
Philology 21 (1900) 387-410.
(3) 'The Greek of Cicero,' The Journal of Hellenic Studies 41
(1921) 91-116.(...)
5. Baltussen, Han. 2014. "Cicero's translation of Greek
philosophy. Personal Mission or Public Service?" In
Complicating the History of Western Translation: The Ancient
Mediterranean in Perspective, edited by McElduff, Siobhán
and Sciarrino, Enrica, 37-47. New York: Routledge
Volume first published by St. Jerome Publishing in 2011.
Abstract: "Cicero’s achievement of producing a stream of
philosophical works in the last few years of his life is as
remarkable as it is unusual. This activity constituted a heady
mix of linguistic skill, intellectual ambition and an attempt at
self-healing after his political and personal life had been hit by
disaster.
Cicero’s important role in the transformation of Greek
philosophy into Latin is well-known, but the linguistic and
cultural aspects of his translation activities have not received a
lot of attention. This paper explores the ways in which Cicero
attempted to transpose Greek philosophical thought into the
Latin language (Latine reddere) and examines how his
personal circumstances prompted this flood of translation in
his final years."
6. Barnes, Jonathan, and Griffin, Miriam, eds. 1989. Philosophia
Togata I. Essays on Philosophy and Roman Society. Oxford:
Clarendon Press
Revised reprint 1997 with an updated bibliography.
Table of Contents: 1. Miriam Griffin: Philosophy, Politics, and
Politicians at Rome 1; I.G. Kidd: Posidonius as Philosopher-
Historian 38; 3. Jonathan Barnes: Antiochus of Ascalon 51; 4.
David Sedley: Philosophical Allegiance in the Greco-Roman
world 97; 5. D. P. Fowler: Lucretius and Politics 120; 6. Julia
Annas: Cicero on Stoic Moral Philosophy and Private Property
151; 7. P. A. Brunt: Philosophy and Religion in the Late
Republic 174; 8. Christopher Pelling: Plutarch: Roman Heroes
and Greek Culture 199; 9. Elizabeth Rawson: Roman Rulers
and the Philosophic Adviser 233; Philippa Smith Revised by
Maddalena Bonelli and Ben Morison Bibliography 259; Indexes
289-308.
7. ———, eds. 1997. Philosophia Togata II. Plato and Aristotle at
Rome. Oxford: Clarendon Press
Contents: 1. Jonathan Barnes: Roman Aristotle ι; 2. Andrew
Lintott: The Theory of the Mixed Constitution at Rome 70; 3.
Miriam Griffin: From Aristotle to Atticus: Cicero and Matius on
Friendship 86; 4. David Sedley: Plato’s Auctoritas and the
Rebirth of the Commentary Tradition 110; 5. Thomas Tarver:
Varro and the Antiquarianism of Philosophy 130; 6. Simon
Swain: Plutarch, Plato, Athens, and Rome 165; 7. Leofranc
Holford-Strevens: Favorinus: the Man of Paradoxes 188: 8.
Michael Frede: Celsus’ Attack on the Christians 218; 9. Fergus
Millar: Porphyry: Ethnicity, Language, and Alien Wisdom 241;
Maddalena Bonelli and Benjamin Morison: Bibliography 263;
Index Locorum 287; Index of Names 293; General Index 297-
300.
8. Bell, Brenda. 1991. "Roman literary attitudes to technical
terms." Acta Classica no. 34:83-92
"Ancient theoreticians have virtually nothing to say on literary
attitudes to technical terms.(1) Yet it is commonly pointed out
by modern scholars that Latin writers with stylistic pretensions
deliberately avoid technical or official terminology.(2) This
paper seeks to explore the reasons for the apparently cautious
treatment of technical terms in Latin authors of the late
Republic and early Principate.(3) Were such terms intrinsically
suspect, considered unworthy of the higher genres of literature,
simply because of their technical nature? Or were they handled
with circumspection for other literary reasons." (p. 83)
(...)
"Complaints about the lexical poverty of Latin began with
Lucretius, who laments the 'patrii sermonis egestas'(32) when
faced with the practical prob lems of rendering Epicurean
terms in Latin for the first time. Cicero faced the same difficulty
of non-existent Latin terms when discussing philosophy and
rhetoric.(33) He complains of the 'inopia' of Latin (Fin. 3.51 cf.
15; Orat. 211). Marouzeau sees the reason for these complaints
as arising out of the fact that literary language at this stage had
not developed to its full powers of expression.(34) In particular,
it was lacking in abstract nouns. This is true, but the complaints
continue well beyond the time of Cicero. In looking for
resources to express the terms of Plato, Seneca laments, 'quanta
verborum nobis paupertas, immo egestas sit numquam magis
quam hodierno die in tellexi. Mille res inciderunt cum forte de
Platone loqueremur, quae nomina desiderarent nec haberent,
quaedam vero cum habuissent fastidio nostra perdidissent' (Ep.
58.1). As he says, 'quae philosophia fuit facta philologica est'
(Ep. 108.23). It is noteworthy that charges of lexical poverty
occur when the writer is declaring his need for neologisms.
They can be seen in fact as excuses or justification for new
coinages." (pp. 85-86.)
(1) Symptomatic is the fact that there is no entry under
'Technical' in the General Index of D.A. Russell and M.
Winterbottom (eds.), Ancient Literary Criticism: The Principal
Texts in New Translations, Oxford 1972. The later
grammarians and commentators in H. Keil's Grammatici
Latini (8 vols., Leipzig 1855-80, reprinted Hildesheim 1961) do
not yield anything of interest either. Nor is this surprising. The
grammarian's tradition remained remarkably stable. See R.A.
Raster, Guardians of Language: The Grammarians and
Society in Late Antiquity, Berkeley, Los Angeles, London 1988,
196f.
(2) e.g. R. Syme, Tacitus, Oxford 1958, 343; W. Kroll, Studien
zum Verständnis der römischen Literatur, Stuttgart 1964, 112-
4; F.R.D. Goodyear's commentary on Tacitus Annals, Vol. 1,
Cambridge 1972, 344f.
(3) Following the Cambridge History of Classical Literature 2
(ed. E.J. Kenney and W. V. Clausen, Cambridge 1982), I regard
the early Principate as ending with Gellius and Fronto. I am not
here concerned with later authors or Christian technical terms.
(32) Lucr. 1.832; 3.260 (with Kenney's note) cf. 1.136-9.
(33) On Cicero's difficulties in creating a satisfactory
philosophical vocabulary in Latin see Leeman [A.D. Leeman,
Orationis Ratio: The Stylistic Theories and Practice of the
Roman Orators Historians and Philosophers 1, Amsterdam
1963, 348-52] 1, 206-9.
9. Boys-Stones, George. 2013. "Seneca against Plato: Letters 58
and 65." In Plato and the Stoics, edited by Long, A. G., 128-146.
Cambridge: Cambridge University Press
"Seneca, I have argued, manifests an unqualified opposition to
Platonic metaphysics in Letters 58 and 65, and it is a stance
that defines his response to the Platonist movement which,
emerging in his day, differentiated itself from Stoicism
principally by its commitment to this metaphysics. (The attack
is, in this sense, a total attack on Platonism as a movement, not
a quibble over details.) But, as I noted in the Introduction,
Seneca also allows it to determine his philosophical opposition
to Plato. His argument might have been that Platonists were
wrong, that they misunderstood what Plato actually meant. But
it was not. As far as Seneca is concerned, the Platonists were
quite right about Plato – and so much the worse for Plato. And
in this retreat from the pro-Plato tendencies of the late
Hellenistic Stoa,(28) Seneca is consistent with all our evidence
for post-Hellenistic Stoicism.(29)" (pp. 142-143)
(28) I have in mind, most obviously, Panaetius and Posidonius;
but cf. also Antipater (SVF 3 (Antipater).56).
(29) Boys-Stones 2009 [‘Cornutus und sein philosophisches
Umfeld: der Antiplatonismus der Epidrome’ in A. Cornutus:
Die griechischen Götter. Ein Überblick über Namen, Bilder
und Deutungen, Scripta Antiquitatis Posterioris ad Ethicam
Religionemque, ed. H.G. Nesselrath. Tübingen, Mohr Siebeck:
141–61] is another case study of the phenomenon (dealing with
Cornutus). A possible exception is the mysterious Trypho,
‘Stoic and Platonist’, mentioned at Porphyry, Life of Plotinus
17.3
10. Cassin, Barbara. 1990. "Greeks and Romans: Paradigms of the
Past in Arendt and Heidegger." Comparative Civilizations
Review no. 22:1-26
Translated from the French by Jonathan Barnes.
"The thread I shall follow is the contrast between political
thought and professional thought or thought about thought.
And with its help I shall analyse more closely the different
dealings which Arendt and Heidegger have with the past.
We must, I think, begin with the most impressive piece of
evidence: Arendt and Heidegger refer to different pasts. Arendt
makes a double reference—to the Greeks and to the Romans.
For Heidegger there is only one reference point: the Greeks—
and again the Greeks.
One may say, with only a little exaggeration, that for Heidegger
the relation between Rome and Greece is one of translation and
betrayal. When Heidegger invokes Latin it is usually to show
how the translation of Greek terms betrays the Greek
experience of aletheia. Veritas bolts the door on aletheia, and
Heidegger's intellectual journey takes him "upstream" (by what
Rene Char calls a retour amont) from the Latins to the Greeks—
and then from the Greeks to what is more Greek than the
Greeks.
To indicate the tone and substance of this relation, one
quotation may suffice. It comes from Heidegger's essay "The
Origin of the Work of Art:"(5) "By these [Greek] determinations
. . . the Western interpretation of the Being of beings [is]
stabilized. The process begins with the appropriation of Greek
words by Roman-Latin thought. Υποκείμενον becomes
subiectum, πόστασις becomes substantia, συμβεβηκός
becomes accidens. However, this translation of Greek names
into Latin is in no way the innocent process it is considered to
this day. Beneath the seemingly literal and thus faithful
translation there is concealed, rather, a translation of Greek
experience into a different way of thinking.
Roman thought takes over the Greek words without a
corresponding, equally original experience of what they say,
without the Greek word. The rootlessness of Western thought
begins with this translation." (p. 34)
(5) Poetry, Language, Thought, trans. A. Hofstadter (New
York, 1971), p. 23 (the essay dates from 1935/6).
11. Coleman, Robert. 1989. "The Formation of Specialized
Vocabularies in Philosophy, Grammar and Rhetoric: Winners
and Losers." Cahiers de l'Institut de Linguistique de Louvain
no. 15:77-89.
12. Copeland, Rita. 1991. Rhetoric, Hermeneutics, and Translation
in the Middle Ages. Cambridge: Cambridge University Press
Chapter 1: Roman theories of translation: the fusion of
grammar and rhetoric, pp. 1-8.
"The book begins by constructing a history of the interaction of
the disciplines of rhetoric and hermeneutics from late antiquity
through the Latin Middle Ages. Modern work on hermeneutics,
especially that of Gadamer, provides some valuable models for
theorizing the way in which exegesis appropriates the tools of
rhetoric. In the first chapter I consider how Roman disciplinary
debates and practice created a space in which a rhetorical
theory of translation could emerge; and the second chapter
considers how that space could be redefined in the early Middle
Ages by the force of new disciplinary directives. The rhetorical
value of translation is lost in the very discourses that carry over
Ciceronian theories of translation; but hermeneutical practice
itself takes over the functions of rhetoric and creates a new
context in which a rhetorical model of translation can emerge.
In order to establish the terms of this argument it is necessary
to examine the character of medieval hermeneutics, and in the
third chapter I show how exegesis assumes the force of
rhetorical performance and in fact supplants rhetoric as the
master discourse. My concern here and throughout is with
commentaries from the arts curriculum, not scriptural
exegesis." (p. 6)
13. D'Alisera, Alexander Amir. 2015. "Romanus Sum Ergo Sum:
Claims to Romanitas from Late Antiquity to the Dawn of
Humanism." Senior Projects Spring no. 130:1-94
"It should first be noted that I use the term Romanitas
anachronistically (in the vein of many contemporary historians)
in order to refer to feelings and evocations of Roman-ness and
Roman identity. Though the word itself is not found in classical
Roman sources and was invented by Tertullian in the late-
second or early-third centuries,[*] the concept of the cultural
identity implied by Romanitas is present throughout the Latin
corpus. The Aeneid of Virgil – the late-first century B.C.E. epic
poem and cornerstone of the western literary canon both in its
day and two thousand years later – carries the most cogent
evocations of Romanitas among these ancient sources." (p. 4)
(...)
"It is with the Virgilian understanding of classical Romanitas in
hand that my endeavor begins. Most generally, I seek to
examine later historical claims to Romanitas by individual
philosophers, political leaders, and literary figures whose actual
cultural identity was far removed from that of Augustus and
Virgil. In the broadest sense, my work stands as an intellectual
and cultural history, grounded in various responses to the
classical era by those individuals living and acting in decidedly
post-classical times.
I shall first examine the period of late antiquity, as seen
through (but not necessarily exemplified by) the writings of
Saint Augustine in the late 300s and early 400s.
(...)
"I follow my discussion of late antiquity with an examination of
the Romanitas found in the fragmentary period following
Augustine’s death, from the middle of the 400s to the late
900s."
(...)
"I end my macrohistorical examination with a nod towards
Petrarch’s transference of the Roman ideal into the proto-
Italian national ideal at the dawning days of the Renaissance,
before returning to Mussolini’s fascistic appropriation of
Romanitas as means of conclusion." (pp. 7-8)
[*] Tertullian, De pallio, IV, 1: "Quid nunc, si est Romanitas
omni salus, nec honestis tamen modis ad Graios estis?" (note
added)
14. De Graff, Thelma B. 1940. "Plato in Cicero." Classical Philology
no. 35
"It would seem well to remind ourselves at the outset of
Cicero's avowed aim, a highly laudable one. He wished to make
available to his fellow-countrymen, who regarded speculation
per se as a dangerous pastime,(4) the rich treasures of Greek
philosophy." (p. 143)
(...)
"The best method of throwing light upon this difficult but
fascinating problem would be to select some philosopher whose
works are extant, to examine carefully all of Cicero's works for
references to that philosopher or his writings, and to endeavor
to determine on the basis of the evidence amassed the degree of
success with which Cicero has approximated both the spirit and
the thought of his original. Our choice of philosopher is Plato,
perhaps the greatest of all philosophers, whom Cicero
reverenced and admired both for his beautiful literary style and
for his brilliant philosophical speculations.(7) To the writer's
best knowledge and belief all direct references in Cicero to
Plato or to any work of Plato have been included in this paper.
Moreover, since the personality of Socrates as created by his
most famous pupil is infinitely more vivid and more appealing
than that created by Xenophon and the lesser Socratici,(8) and
since, possibly by virtue of that fact, references to Socrates are
usually, though not invariably, to the Platonic Socrates, all
references to Socrates himself (including those not found in
Plato) have been assembled in similar fashion.
Finally, a number of probable references to Plato or to Plato's
works has been added." (p. 144)
(4) De orat. ii. 37. 156; Rep. i. 18. 30; Tacitus Agr. 4.
(7) Div. i. 30. 62; i. 36. 78; ii. 31. 66; Fin. v. 3. 7; Leg. i. 5. 15; iii.
1. 1; iii. 6. 14; Off. i. 1. 4; Rep. iv. 4. 4; Tusc. i. 10. 22; i. 21. 49; i.
32. 79; ii. 3. 8; v. 4. 11; v. 10. 30; v. 41. 119; Brut. vi. 24; xxxi.
121; De orat. i. 11. 47-49; iii. 4. 15; Opt. gen. v. 16-vi. 17; Orat.
iii. 12; ix. 62; xx. 67.
15. Deligiannis, Ioannis, ed. 2024. Cicero in Greece, Greece in
Cicero: Aspects of Reciprocal Reception from Classical
Antiquity to Byzantium and Modern Greece. Berlin: de Gruyter
Contents: Part I: Aspects of Greece and its World in Cicero’s
Works
Introduction 3; Georgia Tsouni: Athens’ Authority in Cicero’s
Philosophical Works 11; Gabriel Evangelou: Loss of Self,
Desperation, and Glimmers of Hope in Cicero’s Letters from
Exile 31; Ximing Lu: Mercatura Bonarum Artium. The Politics
of Marcus’ Study Abroad in Cicero’s De Officiis 55; Matilde
Oliva: Eloquence as Handmaiden of Wisdom. Hellenistic
Philosoph(ies) in Cicero’s Partitiones Oratoriae 73;
Part II: Aspects of the Reception of Cicero in the Greek-
Speaking World
Introduction 97; Fernanda Maffei: Preliminary Remarks on the
Technical Language of the Bilingual Glossaries of Cicero 103;
Tiziano F. Ottobrini: Cicero and Photius. An Analysis of the
Survival and Influence of Cicero on Photius’ Bibliotheca, at the
Crossroads between History and Drama 123; Vasileios Pappas:
Greek Translations of Cicero’s Works in the Nineteenth
Century 139; Ioannis Deligiannis: The First Greek Translation
of Cicero’s De re publica (1839) 171; Appendix: Modern Greek
Translations of and/or Commentaries on Cicero 203;
Abbreviations 227; Bibliography 229; List of Contributors 255;
Index Locorum 257; Index Nominum 267; Previous Volumes of
the Series 273.
16. Detreville, Eleanor. 2015. An Overview of Latin Morphological
Calques on Greek Technical Terms. Formation and Success
A Thesis Submitted to the Graduate Faculty of The University
of Georgia in Partial Fulfillment of the Requirements for the
Degree Master of Arts.
Abstract: "This thesis investigates the composition and success
of Latin morphological calques on Greek technical terminology
in the vocabulary of poetry and literature, rhetoric, philosophy,
grammar, medicine, and early Christianity by studying the
construction of these calques, including their individual
morphemes and, where relevant, their Indo-European origins;
and it compares the composition of the corresponding Greek
terms. Considerable attention is given to trends in composition
in each terminology field, such as suffixes and types of
compound formations. Additionally, the study discusses those
factors which appear to have played the greatest role in the
success of morphological calques over competing Greek loan
words, semantic calques, and synonyms."
Chapter 4: Philosophical calques, pp. 50-59.
17. Douglas, Alan Edward. 1962. "Platonis Aemvlvs?" Graece &
Rome no. 9:41-51
"Having then considered the general character of Cicero's
sources, and the form in which he presented their works, we
may look more closely at his relation to those sources as
translator and adapter. How effectively does Cicero's Latin
convey the ideas of his originals? It is usually conceded, even by
those who find little other use for Cicero's philosophical
writings, that as a redactor of the original Greek sources Cicero
was competent, though not infallible, and that this competence
was no small achievement, for it involved the virtual creation of
a philosophical Latin.
But since this view is in danger of becoming a typical piece of
uncritically transmitted second-hand textbook lore, it is well
that it has recently been most penetratingly examined by
Professor P. Poncelet,(2) even if one cannot accept all his
conclusions. His argument is that Ciceronian Latin is an
extremely inadequate vehicle for philosophy, and this of its
nature-indeed the more faithful Cicero was to the genius of
Latin, the less adequately could he render the Greeks. Classical
Latin does not emerge well from Poncelet's rigorous and subtle
investigation, which ranges beyond the more obvious
deficiencies of Latin, e.g. the lack of the article, or the shortage
of participles, into the problems of metaphor and abstraction in
philosophical language, and much besides.
But there is something to be said on the other side. First, much
of Poncelet's case rests on a comparison with its original of the
surviving portion of Cicero's translation of Plato's Timaios, that
is, on the hurried rendering of an abstruse work by a man who
never claimed to be a scholar in the modern sense, working
centuries before modern criteria of translation came into
existence. Next, Poncelet often looks for philosophical
conclusions without dealing with the problem of translation in
general, that is, the extent to which thought is bound up with
the language in which it is expressed. In the end his book does
not prove much more than that Greek philosophy is best
expressed in the Greek language. It is by ignoring this that
Poncelet can see in Greek precision and flexibility, but in Latin
nothing but rigidity and vagueness. He does not adequately
distinguish the question of Cicero's faithfulness as a translator
from that of the value of Latin as a vehicle for thought." (pp.
48-49)
(2) Cicéron traducteur de Platon (Paris, 1957).
18. Dowson, Christopher. 2023. "The Social Networking Function
of Cicero’s Prefaces to the Philosophical Works." Philologus no.
167:22-45
Abstract: "The value of the prohoemia or ‘prefaces’ to Cicero’s
later philosophical works, composed in the last years of his life,
has not yet been settled. Two schools of thought have emerged
somewhat more clearly in recent times: one places a greater
value on the prefaces as tools for understanding Cicero’s
philosophica as a whole,the other applies a more skeptical
approach, using a degree of caution as to the nexus between the
prefaces and the treatises to which they were affixed. The
article advocates for the latter camp, however not only to
temper the recent emphasis the optimists have placed on the
prefaces as key interpretive elements to the dialogues, but to
refocus their importance as extensions of Cicero’s personal and
social networking with other Roman elites of his time. I rely on
two main lines of argument: the anecdotal evidence from
Cicero’s volumen prohoemiorum, “book of prefaces”,
mentioned in a letter to Atticus in 44 BCE, as well as a broader
analysis of a deeper disconnect between Cicero’s prefatory
rhetoric regarding Latin philosophical vocabulary compared
with Greek and his translation practices in his treatises."
19. ———. 2024. "Glossing as a Rhetorical Strategy: Seneca the
Younger's Use of Greek Loan-Words in his Philosophical
Works." In Recent Trends and Findings in Latin Linguistics:
Volume I: Syntax, Semantics and Pragmatics. Volume II:
Semantics and Lexicography. Discourse and Dialogue, edited
by Cabrillana, Concepción. Berlin: de Gruyter
Abstract: "This paper examines the Greek scientific and
philosophical vocabulary present in Seneca the Younger's
Naturales Quaestiones and the Epistulae Morales. I discuss the
function of Seneca's glossing of Greek terms and how they
formed part of a broader rhetorical approach to explicating
natural phenomena and philosophical concepts to his Roman
audience. I argue that, rather than coining new Latin terms ex
nihilo (neologisms) or extending the meaning or application of
existing terms (semantic extension), Seneca used variations of
specific rhetorical strategies such as praeteritio and captatio
benevolentiae, which could be employed to enhance his exposit
ion of technical expressions as well as to convey them more
ingeniously to his readers."
20. Dowson, Christopher J. 2022. "The Translation of Greek
Philosophical Terminology in Marius Victorinus’ Opera
Theologica: A Quantitative and Qualitative Study." Antichthon
no. 56:203-225
Abstract: "The article collects and analyses philosophical terms
formed in Latin by fourth-century rhetorician and philosopher
Marius Victorinus (c. 285–360s C.E.) as a result of his
translation from Greek sources. The study examines primarily
his theological treatises: the Ad Candidum Arianum (De
Generatione Divini Verbi) and the Adversus Arium. It
undertakes a quantitative and qualitative examination of these
terms by studying two linguistic mechanisms which constitute
‘term-formation’ in Latin: lexical innovation and lexical
augmentation. Both functioned as important linguistic and
conceptual devices in Victorinus’ translations. The article also
examines the theological contexts of certain metaphysical terms
to understand further their similarities and differences, not
only in Victorinus’ translations, but also in earlier uses of
central Latin philosophical terms, e.g., essentia and substantia.
The article concludes that Victorinus was more didactic than
his philosophical predecessors such as M. Tullius Cicero,
Seneca the Younger or Apuleius of Madaura, preferring literal
translation (particularly morphological calquing) rather than
semantic extensions or metaphorical usages (lexical
augmentation). By using neologisms formed using derivational
word-formation processes and, on rare occasions, loan-words
from Greek, Victorinus adopted an approach of adapting Greek
terminology with a high degree of precision in Latin, from a
range of sources including Christian, Neo-Platonist, and
Gnostic authors. He thereby introduced a new Christological
vocabulary in the Latin tradition, making him a significant
intellectual figure of the fourth and fifth centuries. Although by
no means as dominant as others, such as Augustine or
Boethius, Victorinus would nonetheless come to exert influence
over later Christian philosophers in the Latin West, particularly
during the Scholastic period of the Middle Ages."
21. ———. 2023. Philosophia Translata: The Development of Latin
Philosophical Vocabulary through Translation from Greek. A
Case Study Approach. Leiden: Brill
"This book is first and foremost an investigation of Latin
philosophical vocabulary that developed through a process of
translation from Greek sources over an extended period,
predominantly between the first century BC and the sixth
century AD. The book includes not only a collation of terms
which one might call ‘Latin philosophical vocabulary’, but
further analyses of the methods bywhich philosophical
expression was transferred, translated, or applied in new
contexts (hence translata) from Ancient Greek language and
culture into a new Roman context." (p. 1)
(...)
"A theme of this study is the interaction between Greek
philosophical terminology and Latin authors’ translation
choices in adapting them through certain formal
(morphological) and conceptual (semantic) parameters. These
choices required invention, not simply along formal dimensions
(what we might describe as ex nihilo: neologism; the creation of
new lexemes), but using the raw lexical materials within the
language as well, refashioning them into new meanings within
a philosophical literary genre (ex materia: e.g. semantic shifts,
extensions, metaphorical usages). ‘Innovation’, in either of
these cases, is often difficult to pinpoint given the lack of
textual evidence. Claiming, for instance, that Cicero was the
‘first’ author to use a term in Latin is fraught with speculation
unless a consistent methodology can be developed to
circumscribe the lexical evidence available (the sheer size of the
extant Ciceronian corpus alone dwarfs that of his predecessors
or near-contemporaries, for example).
To that end, the dual approach of ‘innovation’ versus
‘augmentation’, ‘neologism’ versus ‘semantic shift’, ‘ad sensum’
versus ‘verbum e verbo’, etc., is useful in conceptualizing
translation practices only in certain contexts.(2) This will form
one aspect of the analysis, which aids in categorizing the lexical
data collected throughout the case studies into certain types of
common translation practices." (pp. 2-3)
(2) In the conclusion of this study, I turn to these specific
contexts to elucidate certain findings along the lines of ‘literal’
and ‘non-literal’ translation practices These findings will be
discussed in more detail.
22. Erler, Michael. 2022. "On the Relationship between Auctoritas
and Philosophia in Greek and Roman Philosophy." In
Philodorema. Essays in Greek and Roman Philosophy in
Honor of Phillip Mitsis, edited by Konstan, David and Sider,
David, 411-425. Fonte Aretusa: Parnassos Press
"In my discussion, I illustrate that a process of re-coloring was
necessary during this conspiratio in unum [between Greek and
Roman literature and philosophy]. I do so by using a rather
minor example which nevertheless pertains to a concept of
great importance for Roman culture—the concept of auctoritas
and the part it plays in art, literature, and philosophy. It is
particularly the latter role, the impact of auctoritas on
philosophy, which Boethius addresses in a passage of the
Consolatio that is going to be of interest to us. At the outset of
his work, Boethius portrays philosophia as a woman endowed
with many impressive features, including auctoritas(.8) In
combining philosophia and auctoritas, Boethius not only
brings together different concepts from different spheres, one
Greek, the other Roman; he also introduces two concepts
which, ever since the acculturation of philosophy in Rome, have
formed a relationship characterized by tension or even
opposition, as becomes obvious, e.g., from the philosophical
writings of Cicero.(9)
It should be noted in what follows that Boethius evokes this
very discussion and that he takes a stand in the controversy, as
it were, by applying the Roman concept of auctoritas to the
Greek idea of philosophy. By no means does this kind of
approach have to be an impediment to independent thinking;
rather, it helps to set it free, thus rendering the notion of this
combination a useful tool for understanding the literary form of
Boethius’s writing. We should therefore start by taking a first
glance at the Consolatio and by reminding ourselves of the
Roman concept of auctoritas and the role it plays (as
auctoritas antiquorum) within the philosophical discourse of
Cicero. Additionally, it should be kept in mind that the notion
of “authority of the ancient” or “ancient wisdom” also played an
important part in Greek philosophical—especially Platonic—
discourse, where it emerges as a concept that does not inhibit
independent ideas, but rather creates the necessary free space."
(pp. 412-413)
(8) Cf. Cons. 1.1.13, 1.4.7, 5.1.2
(9) For Christian authors, see K.-H. Lütcke, Auctoritas bei
Augustin, mit einer Einleitung zur romischen Vorgeschichte
des Begriffs. Tubinger Beitrage zur Altertumswissenschaft 44
(Stuttgart: Kohlhammer, 1968), 51 ff., 64 ff.; K.-H. Lütcke, "Art.
Auctoritas,” Augustinus-Lexikon. Band 1, vol. 1, fasc. 1/2, ed. C.
Mayer (Basel: Schwabe, 1986), 86–1994.
23. Farrell, Joseph. 2001. Latin Language and Latin Culture: from
Ancient to Modern Times. Cambridge: Cambridge University
Press
"This grammatical geography is directly implicated in the
poverty topos. Cicero, in a certain mood, could invert the topos
completely. At one point he boasts that in writing philosophy
``we seem to have made such progress that the Greeks do not
surpass us even in vocabulary'' (De natura deorum 1.8); and
again, more generally, ``I have often observed that Latin is not
only not destitute (inopem), as is vulgarly believed, but that it is
even richer (locupletiorem) than Greek'' (De finibus 1.10). The
etymology of locuples refers to the extensive land holdings in
which honest Roman wealth traditionally consisted. It is
tempting to see an implied connection here (as of course there
was in fact) with the enormous personal estates acquired by the
Roman elite and the vast expansion of public holdings in the
form of provinces ± including, of course, Greece. But for
another purpose, Cicero would deploy the motif more
conventionally by linking territorial to linguistic poverty:
``Greek is read among practically all peoples; Latin is
contained within its own borders, and those quite small'' (pro
Archia 23)." (pp. 37-38)
(...)
"In his doxography Lucretius systematically debunks the idea
that Greek is superior to Latin as a medium for poetry and
philosophy on every score: its supposedly greater beauty and
mellifluous qualities, its larger vocabulary, the ease with which
it forms compounds, its capacity for subtle philosophical
expression, all are revealed as traps that lead to obscurity,
muddled thinking, silliness. Even the geographical extension of
the language is turned to its disadvantage, except as westward
colonization has brought about proximity to Lucretius' own
linguistic domain.
The ``poverty'' of Latin is thus revealed as a positive advantage.
We tend to take Lucretius' disclaimer about ``poverty'' too
literally, to interpret it simplistically, and to believe in it
implicitly; but we shouldnot. For that matter, we should be
careful of assuming too easily that poverty does in fact connote
inadequacy. In Epicurus' and therefore Lucretius' ethical
system it is strongly asserted that human wants are few, that
luxury corrupts and debilitates. In Latin culture too the praise
of an unassuming, even a hardscrabble way of life is a constant
theme, representing almost an article of faith. When Lucretius
refers to the poverty of the Latin language that forces him to
work hard at finding the right words to convey Epicurus'
message, there is no reason to assume that he sees the poem he
has labored to write as second best. In producing a Latin De
rerum natura, Lucretius was not attempting to supply a
surrogate Peri phuseos but rather to improve on the original as
only the specific resources of the Latin language would allow
him to do.
Even Epicurus, forced to contend with the luxuriance of the
Greek tongue, could not find a form adequate to his message;
this task was left to his greatest disciple, who was also one of
the greatest masters of Latin speech." (pp. 50-61)
24. Fögen, Thorsten. 2011. "Latin as a Technical and Scientific
Language." In A Companion to the Latin Language, edited by
Clackson, James, 445-463. Malden: Blackwell
"This overview of the technical and scientific elements of Latin
starts with a brief summary of modern definitions of “technical”
texts and languages and connects them with ancient
approaches to their description. It takes into account the
lexical, morphosyntactical, pragmatic and stylistic features of
Latin technical texts and devotes particular attention to the role
of Greek in the formation of Latin as a language for specific
purposes." (p. 445)
(..)
"Cicero has contributed a great deal to the formation of Latin as
a standard language, in particular its technical vocabulary. It is
one of his major achievements to have developed a complex
Latin terminology in the areas of philosophy and rhetoric.
Although he does not deny that his own treatises are indebted
to Greek thinking, he is one of the first Roman authors to
exhibit a hitherto unknown self- confidence that enables him to
create literary products of their own value and thus make a
significant contribution to Roman culture as a whole. When he
claims that there exist no noteworthy, stylistically
accomplished and sufficiently precise philosophical texts in
Latin before his own time (Tusc. 1.5–6), it becomes obvious
that Cicero follows a rigorous strategy of self- advertisement.
He even goes so far as to say that he was the first to have
created a philosophical terminology in Latin (Fin. 3.5). This in
turn is part of what he calls the extension or expansion of the
Latin language (Fat. 1: ugentem linguam Latinam), or, to be
more precise, the enlargement or enrichment of its vocabulary
(copia uerborum; cf. Ac. 1.26), which thanks to his personal
commitment can now compete with that of Greek and even
surpass it (N.D. 1.8; cf. Tusc. 2.35, 3.8–11, de Orat. 2.17–18,
Sen. 45)."
25. Fraño, Peter. 2020. "Cicero's Translations of the Stoic Term
συμπάϑεια into Latin." Graeco-Latina Brunensia no. 25:87-97
Abstract: "The present study analyses Cicero’s approaches to
translating the Stoic term συμπάϑεια into Latin. In his treatise
On Fate, the Roman author differentiates two types of situation
in which Stoic sympathy functions. In the scientific sense, the
word sympathy refers to mutual connections between physical
phenomena, such as the connections between the phases of the
moon and the alternating tides. In the divinatory sense,
sympathy acts in the connection between a prophecy and its
fulfilment, such as between the flight of birds and the start of a
war.
In Cicero’s view, only the scientific sense of sympathy should be
accepted. For this reason, in his treatise On Fate, he translates
the Greek term συμπάϑεια using the Latin word contagio (Cic.
Fat. 3, 5–6), since the verb tango means “to make or come into
physical contact with”. In contrast, he does not accept that
sympathy acts in a divinatory sense, explaining the connection
between a prophecy and its fulfilment as the result of chance."
26. Friedlander, Paul. 1944. "The Greek behind Latin." The
Classical Journal no. 39:270-277
"It would be interesting to expatiate upon an enterprise of such
far-reaching importance as Cicero's foundation of classical
prose literature, "the only work," as Seneca says, "which the
Roman mind produced worthy of the Roman Empire." Cicero
himself tells us what induced him to write Latin philosophy. He
wanted to oppose the conviction "that any Romans who were
learned in the teaching of the Greeks and who felt an interest in
philosophy would rather read Greek than Roman writings, and,
conversely, that if they shrank from the sciences and the
systems of the Greeks, they would not care even for philosophy
in Latin, which cannot be understood without Greek learning."
(5) He wanted to overcome this Roman contempt for Latin
writings: "Why should they dislike their native language for
serious and important subjects when they are quite willing to
read Latin plays translated word for word from the Greek? Why
should not Latin be read by Romans?"(6) Cicero could have
written on philosophy in Greek, as he wrote the memoirs of his
consulship in Greek, but he preferred to create, after Greek
models, the classical prose of Roman philosophy. Creative
philosophy, to be sure, had not very much to gain, but literature
and general culture were better off for such works as the
Platonizing De Re Publica, with the Somnium at the end, or the
Hortensius; i.e., the Romanized Aristotle." (pp. 273-274)
(5) Academica 11 2, 4.
(6) De Finibus 1, 2, 4.
27. Glucker, John. 2012. "Cicero's Remarks on Translating
Philosophical Terms - Some General Problems." In Greek into
Latin from Antiquity until the Nineteenth Century, edited by
Glucker, John and Burnett, Charles, 37-96. London: The
Warburg Institute
"In this study I shall discuss some general problems concerning
the general nature of the emarks made by Cicero himself, in
various places in his philosophical and rhetorical works, about
his translation of a Greek term into Latin. We have over two
hundred such remarks scattered throughout these writings.
Some of them are brief and give us only the bare facts about the
Latin word and its Greek original – e.g. Luc. 54, ‘ea dico incerta
quae δηλα Graeci’. Some are longer, explaining the various
ways of rendering a Greek term into Latin, and the reasons for
Cicero’s preference for this or that Latin term. Some of these
remarks appear as part of a more general discussion of how one
should translate Greek words for abstract concepts. The
Appendix to this article is, to the best of my knowledge, the
second complete collection of all such Greek-into-Latin
remarks in Cicero’s philosophical and rhetorical works. The
only other collection I have encountered is Appendix I to
Christian Nicolas’s Sic enim appello.1 Nicolas’s collection of
these notes is ‘minimalist’, and does not include the larger
contexts of Cicero’s explanations, hesitations, and
methodological discussions." (p. 37)
(1) Christian Nicolas, Sic enim appello: Essai sur l’autonymie
terminologique Gréco-latine chez Cicéron (Louvain, etc.,
2005), pp. 315–25.
28. ———. 2015. "Cicero as Translator and Cicero in Translation."
Philologica no. 10:37-53
"My lecture will attempt to consider some aspects of the
influence of Cicero as translator from Greek on future
generations, in Latin and beyond Latin. The influence of
Cicero’s translations of works like Aratea and Timaeus was
restricted to the period in which there were Latin readers who
preferred, even if they knew some Greek, to read works of
philosophy in Latin, and when the classics of Greek philosophy
were still regarded as essential reading for philosophers and
philosophically-minded people. It is no accident, therefore, that
of Cicero’s translations of Greek works none has survived in a
complete form. Indeed, most of Cicero’s own philosophical
works were also hardly read in the Middle Ages, when the
Greek classics no longer stood at the centre of philosophical
studies in Latin Western Europe, and they were rediscovered in
manuscripts, mostly in isolated monastic libraries, by Italian
Renaissance scholars, as part of the Revival of Learning.
Cicero’s abiding influence, in Western civilization, as a
translator from Greek consists in the Greek terms –
philosophical and rhetorical – for which he was one of the first
to create Latin equivalents. Some of these equivalents, such as
qualitas, comprehensio, and individuum, have survived into
modern English, French, German and Italian, and have been
borrowed from them into other modern languages. Some of
these terms have kept their original Latin meaning, or a
meaning very close to it, in modern languages, while some have
acquired a new – usually more restricted – meaning. Quality
still has the same meaning as Latin qualitas (and Greek
ποιότης), while honest and honnête have a rather limited
meaning in modern English and French, as against the more
general Latin honestum – on which later." (p. 38)
29. Görler, Woldemar. 2017. "Roman Philosophy? A Ciceronian
Ambition." In For a Skeptical Peripatetic: Festschrift in
Honour of J. Glucker, edited by Liebersohn, Yosef, Ludlam,
Ivor and Edelheit, Amos, 2202-232. Sankt Augustin Academia
Verlag.
30. Guite, Harold. 1962. "Cicero's Attitude to the Greeks." Greece &
Rome no. 9:142-159
"The preface of the De Finibus, published in 45, is concerned to
defend the translation of Greek philosophy into Latin and takes
entirely for granted the value of the original. As in the other
philosophical works the exposition is punctuated by allusions
to Greek inferiority." (p. 156, anote omitted)
(...)
"Book III deals with Stoicism, and a prefatory reference to its
technical language brings Cicero back to his favourite theme of
Latin linguistic superiority." (p. 156)
(,,,)
In the last paragraph of the De Finibus Atticus congratulates
Cicero on the success of his enterprise: (...) Here equality with
the Greeks is high praise, and the praise depends on the
admission that pre-Ciceronian Latin was inadequate for the
exposition of philosophy." (p. 156)
(,,,)
"But whence the eclecticism? From the school in which he was
trained and which was old when he was born, the school that
confounded philosophy with rhetoric. If Cicero was no true
philhellene, it was partly because he loved the wrong Greeks."
(p. 159)
31. Halichias, Ana Cristina. 2012. "The Intellectual Vocabulary in
Latin Philosophical Prose." International Journal of Cross-
Cultural Studies and Environmental Communication no. 1:69-
87
Abstract: "The article analyses the terms that make up the
lexical field of intellectual traits in the philosophical works of
Cicero, Seneca and Apuleius. The research demonstrates the
fact that these authors use a rich vocabulary, expressing
different nuances of the positive and negative intellectual
capacities."
32. Henderson, John. 2006. "From ΦΙΛΟΣΟΦΙΑ into
PHILOSOPHIA: Classicism and Ciceronianism." In Classical
Pasts: The Classical Traditions of Greece and Rome, edited by
Porter, James I., 173-203. Princeton: Princeton University
Press
"The death of daughter Tullia figures as Cicero’s equivalent of
the death of Socrates in Platonic self-authorization; it opens a
wound between the performativity of mourning rites within the
norms of Romanness, and the therapeutic ambitions of
Hellenistic philosophy to regulate grief and condolence.
While vindicating the father’s humanity (and through her
infant son’s death, Tullia’s postpartum decease stands as
gentilician quasi-oblivion for M. Tullius Cicero), the personal
catastrophe challenges the philosopher’s capacity to handle his
own case. Some of Tully has died, his purer self, immaculate
love and self-love; and he has lived on to feel this death, the
pain, distress, stress, and menace to his manliness (uirtus).(4)
Mores and ethics pull in different directions: they were
supposed to; yet their friction powers an ongoing competition
in mutual intertranslatability: the crisis of bereavement was the
proving ground for tradition and radicalism, it brought the self
closest to sampling its own finitude.
In Latin culture, Greek thought met a massive limit to its
purchase on credibility insofar as that might depend on
generalizability across cultural divides. If applicability, let alone
universalizability, mattered to φιλοσοφία, then norms for grief
in bereavement posed amongst the stiffest of tests; if
philosophia were to matter “beyond Athens,” then it must
bridge the intercultural chasm, cross every impasse into the
empire of Latinity. Cicero staked out his own writerly self-cure
programme as a brainstorming thrash-out between the
imperatives of Rome and the Academy: life handed him an
eloquent mise-en-scène: a death." (pp. 173-174)
(4) For the conciliatory style of the philosophers figured as “a
young girl, innocent, modest, and somehow unspoilt”: Cicero,
Orator 64.
33. Hine, Harry. 2016. "Philosophy and philosophi: From Cicero to
Apuleius." In Roman Reflections: Studies in Latin Philosophy,
edited by Williams, Gareth D. and Volk, Katharina, 13-29. New
York: Oxford University Press
"The aim of this chapter is to trace the history of the use of the
Greek loan word philosophus (“philosopher”) in Latin from the
late Republic down to the time of Aulus Gellius and Apuleius in
the second century CE. Cicero and Seneca regularly describe
themselves as pursuing philosophia (“philosophy”), and they
apply the verb philosophari (“to philosophize”) to themselves,
but neither of them ever straightforwardly calls himself, or any
of his social and political peers, a philosophus, or expresses any
aspiration to be one; nor are they so labeled by any
contemporaries or near contemporaries.(1) This is because for
them a philosophus is a professional, typically someone who
offers teaching in philosophy to young men or offers public
lectures on philosophy, and usually someone of lower social
status, generally Greek. The first Latin writer known to us who
publicly declares himself to be a philosophus is Apuleius.
This chapter will first describe the usage of Cicero and Seneca
in more detail, then will look at Apuleius’s usage, and will offer
some remarks on the social and intellectual changes that
accompanied this shift in the application of the word
philosophus." (pp. 13-14)
(1) The adjectival use of philosophus is well established in
Christian Latin, but extremely rare in our period (see TLL
10.1.2038.68–2039.26).
(...)
In Greek, on the other hand, in our period φιλόσοφος is
regularly used as an adjective; and whereas the Latin adverb
philosophe is not found until much later (see TLL
10.1.2039.27–34), Greek writers do use φιλοσόφως (indeed
Cicero switches into Greek and uses the adverb at Att. 7.8.3 and
13.20.4).
34. Hoenig, Christina. 2018. Plato's Timaeus and the Latin
Tradition. Cambridge: Cambridge University Press
Contents: List of Tables IX; Acknowledgements I; List of
Abbreviations XIII; Introduction 1; 1 The Setting: Plato’s
Timaeus 14; 2 Cicero 38; 3 Apuleius 102; 4 Calcidius 160; 5 5
Augustine 215; Bibliography 285; Index Verborum Graecorum
305; Index Verborum Latinorum 306; Index Locorum 309;
Subject Index 315-331.
"As we turn to Cicero’s Timaean methodology, my aim is to
provide evidence for the agenda I believe him to have followed
in his Timaeus project: to present the Timaean creation
account as the cosmological theory that would have been
adopted by the sceptical Academy as the most probable
position.
I will go about answering these questions in several steps. In
the first part of this section, I illustrate how Cicero translated
Tim. 29b2– d3, the passage in which Timaeus reflects upon his
methodology as a narrator, by resorting to vocabulary
characteristic of the investigative methodology associated with
Philo’s sceptical Academy. At the same time, I shall emphasize
the extent to which Cicero stresses the rhetorical nature of the
sceptical investigative method, an aspect of his Latin
translation that has gone unnoticed thus far. Taking Cicero’s
translation of this passage to be representative of his overall
authorial approach, I shall argue that Timaeus’ speaking part
was most likely intended for Cicero himself. Finally, I shall
argue that Cicero found in Timaeus’ narrative at Tim. 29d7–
30c1 an argumentative pattern that, with the help of some
minor modifications of the Greek text, appeared rather like an
example for the application of sceptical– rhetorical
investigative method to a question of fundamental import, the
inquiry after the reason that induced the demiurge to create the
visible cosmos." (pp. 55-56)
35. ———. 2023. "Translation." In The Oxford Handbook of
Roman Philosophy, edited by Garani, Myrto, Konstan, David
and Reydams.Schils, Gretchen, 293-323. New York: Oxford
University Press
"It has become a commonplace observation, in the particular
case of Greek- Latin translation, that Roman translators
generally prioritized literary creativity, invention, and variatio
over authenticity and faithfulness. Yet, to appreciate their
contributions fully, we need to contextualize Roman translators
beyond customary references, for instance, to Horace’s warning
against the all- too- slavish “faithful interpreter” (fidus
interpres, Ars P. 133), or to Cicero’s maxim of translating not
“like an interpreter [he means by this ‘literally’], but like an
orator” (De optimo genere oratorum 14, see below). In addition
to adjusting our expectations with regard to the equivalence
between Greek source text and Roman translation, it is useful
to examine the specific manner in which a source text is
integrated into a new environment: what parts of the Greek text
are translated? Does the source text appear in a new genre? Are
speaking parts assigned to a specific character, fictional or
otherwise? Does the translation explicate, disambiguate, create
new associations, connotations, semantic relations? I shall
bring these and similar questions to bear on several writers of
Roman philosophy." (p. 294)
(...)
"We will witness the changing role of translation for Roman
philosophical literature as we look at the authors Cicero,
Lucretius, Apuleius, and Calcidius. For each of these authors,
we will find, translation is a defining factor in their engagement
with Greek philosophy." (p. 295)
36. Hösle, Vittorio. 2008. "Cicero's Plato." Wiener Studien no.
121:145-170
Summary: "The essay explores the relation of Cicero to Plato.
First, Cicero interprets Plato fundamentally as a sceptic (and so
in a way radically different fom Middle and Neoplatonism);
secondly, Cicero is proud of the superiority of the Roman
culture in various respects; thirdly, Cicero vies with the
dialogues written by Plato. The essay shows how even more
than the explicit statements on Plato, the indirect criticism in
the conception of Cicero's dialogues sheds light on his relation
to Plato. Cicero's insistence on Plato's Pythagoreanism must be
taken very seriously, since it does not fit well with his general
view of Plato.
37. Hutchinson, G. O. 2013. Greek to Latin: Frameworks and
Contexts for Intertextuality. New York: Oxford University
Press
"This book is designed in four growing parts; a prospective on
those parts may be helpful. Part I will look at Roman
conceptions of Greek and Latin literature in time. It will show
the notional separation in time of the two sequences of authors,
and the quasi-military conflict imagined between them. Part II
will set out the different places in which Romans would actually
encounter, or have experience related to, Greek literature both
classic and contemporary. Many kinds of performance and
interaction will show the intensity and liveliness of such
experience.
The panorama will bring out how Greek literature is both
integrated with Roman existence and conceived of as located
elsewhere. Part III will show Roman conceptions of the Greek
language as contrasting with Latin, aesthetically and morally.
Groups of related passages will be analysed closely, to see how
Latin exploitation of Latin differs from Latin exploitation of
Greek, and to see how Latin exploitation of Greek operates
within the framework of the pre-existing stylistic parameters
which are set by Latin author and period. Part IV will look at
interaction with Greek within large generic frameworks. Three
prose supergenres, philosophy, history, and oratory, are seen to
exhibit basic differences in their relation to Greek. The
hexameter super-genre will be explored in closer textual detail;
diverging relations to Greek will appear. These differences will
be seen to connect with material, period, author, text." (p. 2)
38. Inwood, Brad. 2007. "Seneca, Plato and Platonism: The case of
Letter 65." In Platonic Stoicism - Stoic Platonism: The
Dialogue between Platonism and Stoicism in Antiquity, edited
by Bonazzi, Mauro and Helmig, Christoph, 149-168. Leuven:
Leuven University Press
"I will be looking at one of the famous letters [Letter 65], whose
main theme is causation, neither as a mere source for the
recovery and reconstruction of middle Platonic doctrine nor as
a simple reaction to the evolving school culture of the day. It is
not as though we have any substantial body of evidence for
such schools which antedates Seneca and so might be thought
to have historical value greater than what we can infer from his
texts, which are themselves some of the earliest and best
evidence (best, if only because these are integral works not in
need of complex reconstruction) for the state of philosophical
life in Rome at the time.(4) I will be focussing on letter 65, but
this cannot properly be done in abstraction from its obvious
companion piece, letter 58 (which I believe helps to set the
scene for it in the larger economy of the collection of letters), or
from its immediate sequel, letter 66, which seems to be equally
though less overtly engaged with Platonic themes such as the
relation of body and soul to one another. One point for which I
wish to argue is that Seneca should be seen as reacting directly
to several Platonic dialogues and that we should not leap to the
conclusion that his main sources – if it is even right to think in
terms of ‘sources’ from which he might be supposed to have
copied rather than works of philosophical literature by which
he was influenced in some measure – were written works from
Platonist schools." (p. 150)
(4) Note, for example, the closing chapter of NQ VII.
39. Jocelyn, H. D. 1977. "The ruling class of the Roman Republic
and Greek philosophers." Bulletin of the John Rylands Library
no. 59:323-366
"What I am concerned with in this essay is a kind of activity
imported into Rome from those communities of Greek culture
which fell under Roman domination during the last three
centuries of the Republic and the degree to which this activity
affected the character of Roman society and the behaviour of
individual Romans. The formal study of logic, physics and
ethics, the three areas into which Greek φιλοσοφοι divided the
content of their teaching,(2) could be pursued seriously in an
ancient Mediterranean society only by men of considerable
wealth(3) and the modern student must bear in mind
constantly how few of the families which possessed the Roman
citizenship also possessed sufficient material resources to
permit an individual member to devote part of his life to an
activity like philosophical study. It is also important to
remember that not all wealthy families shared directly in the
governance of the Republican state. The senator is not to be
confused with the average Roman or even with the average
wealthy Roman." (p. 323, a note omitted)
(2) For the triple division see Cic. De orat. 1.68, Ac. 1.19, 2.116,
Fin. 4.4, Diog. Laert. 1.18,7.39,10.30.
(3) For the expensiveness of higher education see, for example,
Plat. Prot. 326 c, [Lysias] 20.11, Lucian, Somn. I.
40. Jones, David Mervyn. 1959. "Cicero as a Translator." Bulletin of
the Institute of Classical Studies no. 6:22-34
"The subject of Cicaro’s translations from Greek greatly exceeds
the range of a single paper. It cannot be cleanly severed from
topics of even wider scope, on the one hand the history of the
development of Latin as a medium of literary and intellectual
expression, on the other the history of Latin literature and
Cicero’s place in it. This paper, sketchy and superficial in
treatment as it is, and notwithstanding some adverse criticisms
of detail, is intended as a tribute to a genius notably creative in
tha field of language and style.
Considering the variety of works cited by Cicero in translation,
not all of which survive entire, it is remarkable that in the
overwhelming majority of cases the Greek of the translated
passages is known from one source or another. I therefore
mention now, since I shall disregard it in what follows, the
important passage of twenty-eight lines from Aeschylus’
Prometheus Liberatus (Tusc. 11.23).
I begin with a review of the translations and the various
motives which seem to have prompted them. They fall into two
main groups, each containing both verse and prose; the first
belongs to Cicero’s youth, and can be related to his education,
the second to the period of his philosophical writings. The
translations of Aeschines and Demosthenes occupy a place
apart." (p. 22)
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
From Greek to Latin. The
development of the Latin
philosophical vocabulary. Second
part
Bibliography
English studies K - Z
1. Kaimio, Jorma. 1979. The Romans and the Greek Language.
Helsinki: Societas Scientiarum Fennica
"The present work comprises the first part of a sociolinguistic
study of Rome and the Roman world, the theme of which is
concerned with the position and status of the Greek language
within this context.
(....)
The division of the study into two parts is of practical value; it is
based on the outstanding importance which Greek, as
compared with other languages except latin, had in different
spheres of Roman life. From the point of view of the whole
Empire this exceptional position can still be seen on the
linguistic map of Europe. Moreover, the problems involved in
the status of Greek and that of the other indigenous languages
are as different from each other as was the eventual outcome of
sociolinguistic development in the eastern and western parts of
the Empire." (p. 9)
(...)
Cicero considered himself a pioneer of Latin philosophy, and
together with M. Terentius Varro and M. Junius Brutus he
represents the only significant period of philosophical literature
in Latin before late Antiquity. But these writers, too, had to
defend their use of Latin, and their influence on contemporary
society remained small.(178) As the works of Varro and Brutus
are lost, we know only the apologies of Cicero, but interestingly,
one of these occurs in a conversation with Varro (ac. post. 1.4-
8), while another is addressed to Brutus (de fin. 1.1-5).
(...)
"The third century A.D. knows only few pagan philosophers,
and for our purpose, only one of them, Aemilius Gentilianus,
(215) is of any importance. He was from Etruria, a pupil of
Plotinus in Rome; he published a great number of Plotinus'
treatises as well as a large number of his own works, all in
Greek. One may assume that with such prominent figures as
Plotinus and Porphyrius, Greek invariably constituted the
language of the philosophical centre of Rome, irrespective of
the origin of the philosophers." (p. 248)
(178) ac. pos. 1.5; Tusc. 1.6; 2.7; 4.6; ad fam. 15.2; cf. Quint.
10.1.124.
(215) See Zeller,[The Philosophy of Greeks in their Historical
Development] IIL.2, 688—692.
2. Kotzia, P. 2007. "Philosophical Vocabulary." In A History of
Ancient Greek: From the Beginnings to Late Antiquity, edited
by Christidis, Anastassios-Fivos, 1089-1103. Cambridge:
Cambridge University Press
"The way philosophical concepts were formulated reflects the
structure of the Greek language, the nature of its syntax and
vocabulary, and its distinctive characteristics in general. The
classic example in almost all studies relating to the
development of philosophical termninology is the potential for
substantivization inherent in the definite article. In Ancient
Greek, apart from ''things'' in the narrowest sense, any of the
following can become the subject of a clause, and subsequently
a term: not only properties e.g., the substantivized adjective
πείρων ''the unlimited'' for Anaximander's ''principle'';
compare Cicero's difficulty in rendering Socrates' τό άγαθων in
Latin, which has no definite article: id quod re vera bonum
est), but also infinitives, participles, prepositional, adverbial,
and pronominal phrases, and even entire clauses." (p. 1091)
3. Lampe, Kurt. 2014. "Greek Philosophy, Translation." In
Encyclopedia of Ancient Greek Language and Linguistics.
Volume 2 G-O, edited by Giannakis, Georgios K., 136-140.
Leiden: Brill
"My focus in this article is not the history of translation, but
rather the nature of translation and its consequences for Greek
philosophy. Because ‘translation theory’ encompasses
linguistics, analytical and continental philosophies of language,
and the broader context of semiotics ( Ancient Philosophers
on Language), it raises possibilities of enormous diversity and
complexity. In the following I merely provide a preliminary
survey. At the most naive level we might formulate the aim of
translating as “saying the same thing in the target language as
the source text says in Greek”. We may then ask at what level
one should “say the same”: should one seek equivalences word-
by-word, phrase-by-phrase, or with greater latitude? Lexical
equivalence raises obvious problems. First, the target language
often lacks parts of speech present in Greek (Word Classes
(méré tot lögou), Ancient Theories of).
For example, Latin lacks articles, and English is short on
particles. (The problem would be enormously greater in a
polysynthetic language like Navajo). Second, even where
grammatical forms coincide, it is frequently impossible to find
a word with the same connotation as the Greek word to be
translated. For example, the Cyrenaic philosophers designate
pönos as the greatest intrinsic evil. Pönos refers primarily to
bodily exertion and the discomfort associated with it. It is
usually translated in English as ‘pain,’ but this English term
does not connote exactly the same thing as the Greek original:
most importantly, ‘pain’ is only very weakly associated with
exertion." (p. 136)
4. Leeman, Anton Daniel. 1963. Orationis Ratio: The Stylistic
Theories and Practice of the Roman Orators Historians and
Philosophers. Amsterdam: Hakkert
"If historiography was to reach the level of the classical Greek
achievements only in the decades after Cicero’s death, it had at
least an ancestry reaching back well into the second century
B.C. The third genre [after oratory and historiography] of
literary prose that was recognized as such by the Romans,
philosophy, had a harder task yet in establishing itself at Rome,
though it reached a standard with which at least the Romans
themselves were satisfied already during the latter days of
Cicero. In the second century Rome remained almost totally a-
philosophical - the poet Ennius is of course a striking and
unique exception —, though some outstanding Greek
philosophers made their appearance there, together with
adventurous rhetoricians. A man like Panaetius was accepted in
certain quarters, mainly because he gave no offence and
supported the Roman political and moral views. But Carneades,
who did give offence, was told to leave the place at once. A
deeper interest in Greek philosophy as we find it in men like C.
Laelius ‘Sapiens’ and Q. Aelius Tubero, who failed to become a
praetor in 129 B.C. because of his Stoic convictions, seems to
have been exceptional. We have viewed the intimate relations
of the Gracchi with Greek philosophers in the light of an early
connection between ‘progressive’ politics and Graecophilia.
When Cicero decided to introduce philosophy into Latin
literature, he found the field virtually uncultivated; at the same
time he felt that he had to overcome a strong Roman prejudice,
even in the intelligentsia, against this most Greek of all Greek
activities. There is indeed a marked difference between his plea
for a high standard of historiography as we found it in our last
chapter, and the curious arguments which he put forward as a
defence of his turning philosopher at a time when we expected
him to become Rome’s first ‘literary’ historian. We find these
arguments scattered throughout the prologues of his
philosophica, but they are expounded nowhere in a more
significant manner than in the first prologue of the Tusculanae
disputationes, which is one of the most revealing documents
for the history of Latin culture and conceptions. Therefore we
shall have to deal with it at some length. It is addressed to
Brutus, who in this respect seems to have been of one mind
with him - and he seems to have been one of the very few
indeed." (p. 198)
5. Lévy, Carlos. 2003. "Cicero and the Timaeus." In Plato’s
Timaeus as Cultural Icon, edited by Reydams-Schils, Gretchen
J., 95-110. Notre Dame: University of Notre Dame Press.
6. ———. 2022. "Cicero and the Creation of a Latin Philosophical
Vocabulary." In The Cambridge Companion to Cicero's
Philosopy, edited by Atkins, Jed W. and Bénatouïl, Thomas, 71-
87. Cambridge: Cambridge University Press
"It is both right and erroneous to say that Cicero was the
creator of Roman philosophical vocabulary. Before him, at the
outset of the Hellenization of Roman culture, poets like Ennius
(c. 240 - 170 BCE) and Lucilius (180/148? - 102/101? BCE)
began to give Latin equivalents of Greek concepts.
This task was brilliantly pursued by Lucretius, after the rather
disastrous attempts, at least according to Cicero (Acad. 15-6;
Tusc. 4.6), of Amafinius and Rabirius to propagate the
Epicurean doctrine. Lucretius was not only a great poet but also
a prodigious demiurge of the language, trying to remedy the
poverty of Latin, patrii sermonis egestas. He succeeded in
expressing a lot of Epicurean technical terms in Latin, though
the Latin vocabulary of his literary predecessors did not seem at
this time suited to accommodate an atomistic theory. By
comparison, Cicero’s originality lay in giving precise
translations of many Platonic, Academic, Stoic, and Peripatetic
concepts, in translating many Greek philosophical texts, and
above all in strongly asserting the right of Latin to become a
philosophical language. All those who pretend that Cicero
dramatically lacked originality in the field of philosophy ought
to imagine what a challenge it was to claim that there was no
structural reason preventing Latin from becoming a
philosophical language.." (p. 71, notes omitted)
7. Long, A. A. 2003. "Roman Philosophy." In The Cambridge
Companion to Greek and Roman Philosophy, edited by Sedley,
David, 184-210. Cambridge: Cambridge University Press
"Prior to Lucretius and Cicero, there had been no philosophical
writing of consequence in the Latin vernacular. This explains
Lucretius’ complaint in his poem about the ‘poverty’ of the
Latin language for rendering the obscure details of Epicurean
physics.
Cicero, writing a few years later, frequently finds it necessary to
coin Latin words for the Greek terms he needs to convey to his
readers. Hence we have, as English derivatives from Cicero’s
Latin, such words as ‘quality’ (poiotes). The Latin that he and
Lucretius inherited was ill-suited to expressing the nuances of
philosophical Greek. Yet, thanks to their remarkable initiative,
Latin was launched on the way to becoming the superb
instrument for scientific discourse that it would be for
Copernicus, Galileo, Descartes and Newton. Indeed, a large
part of our English philosophical terminology, although
ultimately derived from Greek, is most directly taken from
classical and mediaeval Latinizations of Greek terms, e.g.
‘virtue’, ‘substance’, ‘essence’, ‘element’, ‘principle’, ‘matter’,
‘form’, ‘potentiality’, ‘accident’, ‘efficient cause’, ‘final cause’,
etc. (cf. glossary, pp. 373–85, for details of these and others)."
(p. 185)
8. McElduff, Siobhán. 2009. "Living at the level of the word.
Cicero's rejection of the interpreter as translator." Trasnslation
Studies no. 2:133-146
Abstract: "This article argues that Cicero’s rejection of the
interpreter as a literal translator was not just a rejection of a
particular style of translation but an attempt to keep translation
of Greek literature in Rome an elite activity. I discuss the social
status and role of Roman interpreters and their repeated
association with limited education in our sources, finally
concluding that the interpreter is despised as a translator by
Cicero not necessarily because he translates literally, but
because he is a potential rival translator from a lower social
rank who may allow the spread of inappropriate translations of
Greek material to Rome."
9. ———. 2013. Roman Theories of Translation: Surpassing the
Source. New York: Routledge
Chapter 4: Cicero’s Impossible Translation: On the Best Type of
Orator and Beyond, pp. 104-121.
"Marcus Tullius Cicero (106–43 BCE) was Rome’s greatest
orator, as well as a prodigious translator of Greek thought and
texts into Latin. He was also Rome’s most famous writer on
translation.(1) It is a rare introduction to the history of
translation in the West that does not cite his comment that he
translated “not as an interpreter but as an orator” (On the Best
Type of Orator 14). Therein lies part of the problem: as
Frederick Rener pointed out, the endless repetition of this
formula tends to have a soporific effect on those who encounter
it [Rener, Frederick M. 1989. Interpretatio: Language and
Translation from Cicero to Tytler. Atlanta, GA: Rodopi,] 1989,
2. Familiarity has bred not so much contempt as a tendency to
switch off. As a result, Cicero’s comments on translation are
rarely situated within the context of his other works, his literary
and political aims, his personal circumstances, and the cultural
moment he inhabited and helped shape. His translation theory
needs to be seen as part of a larger cultural debate, not as a set
of sound bites isolated from the world of the Late Republic." (p.
96, a note omitted)
(1) I discuss here Cicero’s writing on translation, rather than his
translations, the latter being an enormous topic and outside the
scope of this work.(...)
10. Mohrmann, Christine. 1951. "How Latin Came to Be the
Language of Early Christendom." Studies: An Irish Quarterly
Review no. 40:277-288
"When the Gospel of Christ was brought to the Western part of
the Roman empire, the new thoughts and interests coming with
Christianity transformed the Latin language. A new spirit
moved the disciples of the new -doctrine and new necessities of
expression stimulated the creative powers of the early Christian
communities. In this way came into being a christianized Latin,
which survived antiquity: it survived in the Romance languages
and it survived also in medieval Latin. Expansion of Latin in
the early Middle Ages is expansion of Christianity: for
Christianity has Latinity in its train and the Northern peoples
adopted Latin with the Christian faith. Latin was the language
of Christianity and at the same time of civilization. In this way
medieval Latin became the mouth-piece of medieval Christian
civilization. The writers of the Middle Ages moulded the Latin
tongue to utter the various matters which moved their minds:
for medieval Latin was not an immutable and dead language,
even though it was not the mother-tongue of peoples and
nations. Under the two universal influences of Christianity and
antique culture medieval Latin will be for centuries and
centuries the repository of European thought. This evolution
has been possible because Latin had become, in the course of
the first centuries of our era, a Christian language: Latin had
been modified and reinspired and loosed in the bosom of the
Christian communities. It was inspired by the spirit of Christian
faith and it was modified by the exigencies of Christian life." (p.
277)
11. O'Sullivan, Neil. 2019. "Manuscript Evidence for Alphabet-
Switching in the Works of Cicero. Common Nouns and
Adjectives." The Classical Quarterly no. 68
"Of the hundreds of Greek common nouns and adjectives
preserved in our MSS of Cicero, about three dozen are found
written in the Latin alphabet as well as in the Greek. So we find,
alongside συμπάθεια, also sympathia, and στορικός as well as
historicus. This sort of variation has been termed alphabet-
switching;(1) it has received little attention in connection with
Cicero,(2) even though it is relevant to subjects of current
interest such as his bilingualism and the role of code-switching
and loanwords in his works.3 Rather than addressing these
issues directly, this discussion sets out information about the
way in which the words are written in our surviving MSS of
Cicero and takes further some recent work on the presentation
of Greek words in Latin texts." (p. 498)
(1) J.N. Adams, Bilingualism and the Latin Language
(Cambridge, 2003), 71.
(2) S.C.R. Swain, ‘Bilingualism in Cicero? The evidence of code-
switching’, in J.N. Adams, M. Janse and S.C.R. Swain (edd.),
Bilingualism in Ancient Society: Language Contact and the
Written Text (Oxford, 2002), 128–67, at 156–7, and M.
Dubuisson, ‘Le grec da la correspondance de Cicéron: questions
préliminaires sur un cas de bilinguisme’, La Linguistique 41
(2005), 69–86, at 71–2, both mention it briefly.
12. ———. 2020. "Manuscript Evidence for Alphabet-Switching in
the Works of Cicero: Proper Nouns and Adjectives." The
Classical Quarterly no. 70
"Our manuscripts of Cicero contain dozens of Greek word sthat
are presented in some passages in Greek letters, and in others
are transliterated into Latin. In a recent paper I collected the
evidence for this phenomenon in connection with common
nouns and adjectives (for example ποθήκη vs hypotheca,
στορικός vs historicus), surveyed scholarship to date and
posited an interpretative framework which is assumed in this
study also. Key components of this framework are the use of
mixed alphabets in surviving ancient documents (especially
inscriptions) and an awareness of the frequency with which
modern editors change the alphabets in the manuscripts when
dealing with Greek words—hence the importance of using the
apparatus critici, not just the printed text, of our editions. The
earlier paper was also strict in its exclusion of words in
continuous passages, and even short phrases, of Greek, since
that context excludes the option of transliteration for the
author. The major contention of that earlier study was that a
coherent pattern of use in the manuscripts can only really be a
reflection of Cicero's own considered choice of alphabets:
consistently inexplicable choice may indicate that Cicero
himself was indifferent to which alphabet he used for single
Greek words, or that our copyists paid no attention to this
aspect of their exemplars, or both." (p. 677
13. Powell, Jonathan G. F. 1995. "Cicero's Translations from
Greek." In Cicero the Philosopher: Twelve Papers, edited by
Powell, Jonathan G. F., 273-300. Oxford: Clarendon Press
"A number of passages in Cicero's philosophical works are
translated directly from Greek. Apart from this, Cicero devotes
considerable attention to the problems of rendering individual
Greek words and concepts in Latin. In this chapter I shall
examine these two aspects of Cicero's literary activity, with a
view to enabling the reader to assess more accurately Cicero's
contribution to the development of the Latin language as a
medium for the expression of abstract thought. I do not aim to
provide a commentary on the translated passages or to
catalogue in detail every item in Cicero's philosophical
vocabulary, but merely to identify the central issues and
suggest some possible lines of thought about them.(1)" (p. 273)
(1) In this chapter I have disregarded the poetic translations
which Cicero includes in the philosophical works.
14. ———. 2007. "Translation and culture in ancient Rome:
Cicero's theory and practice of translation." In Übersetzung -
Translation - Traduction. 2. Teilband: Ein internationales
Handbuch zur Übersetzungsforschung, edited by Kittel,
Harald, Frank, Armin Paul and Greiner, Norbert, 1132-1137.
Berlin: de Gruyter
"Cicero was well aware in practice that there was a wide
spectrum of different kinds of translation, from the most
pedantically literal (and hence inelegant or unidiomatic) to the
freest of literary adaptations. He himself was prepared to place
his own activities at different points on the scale according to
his purposes in writing. His tendency to self-justification, so
insistent in his public career, extended also to literary activities,
including translation, and we have a number of remarks from
his pen regarding the policy he was adopting in particular
instances.
These remarks should not, however, be overvalued. They do not
constitute a well thought out and rigorous 'theory of transla-
tion', but are largely practical and intuitive, responding to the
demands of the individual occasion. However, they do cast light
on his methods and assumptions, and may help to warn us
against judging his translations by in- appropriate criteria. (For
a fuller treatment see Powell [Cicero's Translations from
Greek] 1995.)" (p. 1134)
(...)
"Cicero has sometimes been credited (at least since Plutarch's
Life of Cicero) with a systematic intention to create Latin
equivalents for all the Greek philosophical terms, but he
himself does not quite claim this, and his actual practice does
not go so far. His feeling for elegance in Latin precluded too
much innovation in vocabulary. Cicero makes some suggestions
for new coinages, only to abandon them thereafter (e.g.
veriloquium for 'etymology').
Some of these (e.g. beatitudo 'blessedness', medietas 'median')
were rescued by subsequent generations of Latin speakers and
became current even in the colloquial spoken language, as
shown by their occurrence in Roman literature or by the
existence of derivatives in Romance languages (e.g. Italian
'meta' , French 'moitié', both meaning 'half', derive from
medietas). Indeed, some of Cicero's coinages became so well
established that they are now part of the common European
linguistic inheritance, albeit usually with their original meaning
much changed. One may instance qualitas (quality: it may be
that Varro had a hand in the invention of this item), moralis
(moral), evidentia (evidence), indifferens (indifferent)." (p.
1135)
15. Rawson, Elizabeth. 1985. Intellectual Life in the Late Roman
Republic. London: Duckworth
Part II: The Artes, § 19. Philosophy, pp. 282-297.
"Fundamentally the book is concerned with figures of the
second rank, and with general patterns. We read Cicero and
Lucretius ; we also read Catullus, Caesar (though not the
fragments of his De Analogia) and Sallust; but we tend to know
far too little of the intellectual, as opposed to the political,
background to these writers. The Romans of this period had
just learnt that, if one wishes to write about a subject, one must
begin by defining it. 'Intellectual life' is not altogether easy to
define. I had a number of definite questions in mind as I
worked, however. What were the basic opportunities and
constraints in intellectual activity? For example, where were
the books and otherdocuments, and who could use them? How
far could one do without written materials? Who were the men
who pursued the different branches of study - from what
backgrounds did they come and how were they financed?
Which scholars were Greek, which Roman - and is there a strict
dividing line? Which can be called professionals and which
amateurs ? What were the relations between these different
classes? The role of the many learned Greeks who worked in
Rome is, it emerges, not altogether easy to decide.
Furthermore, what sort of activity was there outside the city, in
the rest of Italy, and how closely integrated was any of it with
what went on in the capital ? While the last and most important
task is to discover what intellectual objectives were pursued,
irrespective of the breadth of the audience which might be
expected, it is also vital to see what that audience in any case
might be. And what changes came about in the period of over
half a century with which we are dealing? To answer these
questions at all it is necessary at present to turn to a farge
number of specialised studies, mostly not in the English
language. This book tries to draw the threads together and (to
change the metaphor) to draw as full a general picture as our
inadequate evidence allows." (pp. VVII-VIII)
16. ———. 1989. "Roman Tradition and the Greek World." In The
Cambridge Ancient History. Second Edition. Volume 8: Rome
and the Mediterranean to 133 B.C., edited by Astin, A. E.,
Walbank, F. W., Frederiksen, M. W. and Ogilvie, R. M., 422-
476
"The distance which Rome had travelled in less than a century
was enormous. But there was still a long way to go. In 148
probably no Roman, of the upper class at least, had thought to
pay an extended visit toAthens or Rhodes for serious study with
the best Greek masters of rhetoric or philosophy, or, unless he
happened to be there already on public business, had gone
sightseeing in Greece. Exiles withdrew to the cities of Latium or
Etruria, not to the Greek East. It was barely respectable for a
noble to write verse, certainly not for him to abandon public
ambitions altogether for a life of study, as a few men of
prominent family did in the first century. If philosophy was
beginning to be known, Academic Scepticism, Epicureanism
and Cynicism were probably still all distrusted. In 146, when
political developments disrupted the Museum at Alexandria, it
seems that none of the scholars who had worked there fled to
Rome, though we are told that 'Greece and the islands' were
filled with refugee intellectuals of every kind(230) (it is true
that there was an Alexandrian painter in Rome somewhat
earlier(231). It was not till the first century that, as Philodemus
shows, a visit to Rome became the normal ambition of a Greek
teacher,(232) partly owing to the extinction of the various royal
courts that had offered patronage, and to the impoverishment
of many Greek cities, partly perhaps to the fact that by now so
many famous Greek libraries had come to Rome, mainly as
spoils of war, that scholarly activity could be carried on there as
well as anywhere else, and Rome and Alexandria could be
spoken of in the same breath as intellectual centres.
(,,,)
But the earlier period, as we have seen, had laid the
foundations for most of these developments. Above all, it had
on the one hand provided the basis for a real civilization that
should be something more than a pale copy of a Greek model,
but should preserve and develop much that was genuinely
Roman or Italian. And, on the other, though it ultimately
distanced the educated or wealthy Roman from his humbler
fellow cuntrymen (not that all of these were completely
untouched by any sort of Greek influence), it allowed and
initiated that possibility of understanding and co-operation
between the Latin- and Greek-speaking elites, which was to be
one of the most important factors in the long survival of the
Roman Empire." (pp. 475-476).
(230). iv. 184D-C (from Andron of Alexandria and Menecles of
Barca).
(231) Diod. Sic. xxxi. 18; cf. Val. Max. v. 1 - a topographos,
either a scene-painter or one who painted the pictures of cities
etc. carried in triumphs.
(232 Phld. Rhel. 11.145 Sudhaus.
17. Rèe, Jonathan. 2001. "The translation of philosophy." New
Literary History no. 32:223-257
"The discrepancies which Greek philosophers identified within
their own language grew even clearer when their work became
an object of study for people whose first language was not
Greek but Latin. When Cicero decided to devote the last years
of his life to philosophical translation - "teaching philosophy to
speak Latin" - he was acutely conscious of the limitations of his
linguistic resources.(44) He had to force strange new
abstractions out of existing Latin words (humanitas from homo
for example), to institute a basic set of Greek-Latin
equivalences (natura for phusis, res publica for polis, ars for
techné), and invent new Latin words by transliteration (logica,
dialectica, dogma). He also created an array of loan-
translations, or caiques, analyzing Greek words and translating
them part by part (as with subjectum for hypokeimenon). By all
these means he created, in effect, a half-Greek enclave within
Latin, for the purpose of discussing philosophy.(45)
Purists could of course object to Cicero's brash translation
language, and three centuries later, when Plotinus spent
twenty-five years working in Rome, he refused· to teach in any
language but Greek. But it was a losing battle, and philosophy
in the mainstream Christian tradition from Augustine to the
Renaissance was conducted almost entirely in Latin." (p. 247)
(44) 44 Cicero, Oratio pro Archia Poeta, ix, 23.
(45) Paul Friedlander, "The Greek behind Latin," Classical
journal, 39 (February 1944), 270-77.
18. Reiley, Katharine G. 1909. Studies in the Philosophical
Terminology of Lucretius and Cicero. New York: The Columbia
University Press
"Cicero and Lucretius created a philosophical terminology for
the Latin language. They found their native tongue a clear and
vigorous medium for the expression of the energies of a
practical and objective people. They left it a fine instrument for
the discussions of abstract and speculative philosophy." (p. 1, a
note omitted)
(,,,)
"The scope of the comparison is narrower than we could wish,
for Lucretius concerned himself chiefly with the mechanical
and physical side of Epicureanism, while Cicero, whose
philosophical interests were largely ethical, passed over these
elements of the system in rapid summary. When, however, the
interests of the two thinkers touched, we see in full view, just as
in the processes of a laboratory, their terminology in the very
making. A study of the causes and influences operating to
determine their choice of identical or different terms to express
the same idea, should be full of informing interest alike for the
philosopher, the linguist and the psychologist." (pp. 2-3)
(...)
"It is the object of our investigation to examine, as far as the
necessary limitations of so large an inquiry may permit, the
degree of success attained by each philosopher in the creation
of a terminology and the manner in which he achieved it." (p. 7)
19. Reinhardt, Tobias. 2016. "To See and to Be Seen: On Vision and
Perception in Lucretius and Cicero." In Roman Reflections:
Studies in Latin Philosophy, edited by Williams, Gareth D. and
Volk, Katharina, 63-90. New York: Oxford University Press
"4.1. Introduction. There exist many stereotypes about what
Roman philosophical texts are, and some of these stereotypes
derive from the history of Roman philosophy as it is written
into the texts themselves; the notion of patrii sermonis egestas
(Lucr. 1.832, 3.260) is a case in point. What makes a language
poorly suited or poorly equipped to talk and do philosophy in
it? Surely not the absence of technical terms. The aim of my
chapter is to show that the texts written by Lucretius and Cicero
reveal profound reflection not only on the “content” to be
conveyed—the doctrines expounded in their Greek “sources”—
but also on the preexisting resources of the Latin language, and
that they engender the reader’s retracing of these reflections
and their pursuit beyond the boundaries of the written text." (p.
63)
(...)
"4. 5. Conclusion. I have, at the end of sections 4.3 and 4.4,
offered some concluding observations specific to Lucretius and
Cicero. Here I would like to discuss a feature that the two
authors share and that marks them out as pioneers in the
project of revealing the potential of the Latin language as a
medium for philosophical discourse. This feature is the fact that
both authors encourage and demand reflection on Latin usages
in a profound way." (p. 88)
20. Rigolio, Alberto. 2014. "Translation of Greek Texts in Late
Antiquity." In Encyclopedia of Ancient Greek Language and
Linguistics. Volume 3 P-Z, Index, edited by Giannakis,
Georgios K., 436-441. Leiden: Brill
"A crucial aspect of translation practice is the degree of
faithfulness to the original text. At the extremes of the spectrum
one finds, on the one hand, translations that are configured as
paraphrases and, on the other hand, translations that
compromise the structure of the target language in favor of
meticulous rendering of the original text. The degree of
faithfulness to the originals has been explained either through
the nature of the original texts or through the development of
particular translation techniques. Scholarship on the Syriac
tradition has proposed a conciliation of the degree of
faithfulness to the originals with the chronological development
of the translation technique, while scholarship on the Armenian
tradition has shown particular interest in the linguistic impact
of faithful translations on the target language.
A key concern of cultural-historical scholarship has been to
identify translation features that characterize the specific
historical and cultural milieu in which the translations were
composed. Translations can betray a particular understanding
and interpretation of the original texts and the choice of
particular philosophical or theological terminology, as well as
the use of loanwords, » calques, or idiomatic translations, can
reveal dependence on, or independence from, a philosophical,
theological or exegetical tradition. The recurrence of common
linguistic and textual features has been used to support the
assignment of translations to the same historical milieu or
intellectual school. Furthermore, the selection of the texts to
translate and the omissions, additions and changes carried out
on the texts, such as the Christianization of non-Christian
material, can reveal the implementation of a particular cultural
agenda. Also, there are anonymous works that have been
disguised as translations from Greek." (p. 436)
21. Robinson, Douglas. 2002. Western Translation Theory from
Herodotus to Nietzsche. New York: Routledge
First published 1997 by St. Jerome Publishing.
Marcus Tullius Cicero, pp. 6-12.
"Cicero is often considered the founder of Western translation
theory; certainly he is the first to comment on the processes of
translation and offer advice on how best to undertake them. His
remarks on the pedagogical use of translation from Greek to
Latin in the training of an orator were expanded by Horace,
Pliny the Younger, Quintilian, and Aulus Gellius in Rome,
adapted for medieval Christian theology by Jerome, and cited
repeatedly by Catholics and Reformers and Humanists in
support of their translatorial and pedagogical principles from
the fourteenth to the seventeenth centuries." (p. 7)
22. Rose, H. J. 1921. "The Greek of Cicero." The Journal of Hellenic
Studies no. 41:91-116
"My object has been, first, to give as complete and reliable a list
as possible of the words used by Cicero himself (not his
correspondents, though I have included half-a-dozen words
quoted from Atticus and Caesar), omitting literary quotations
of all sorts, including proverbs and the chapter-headings of the
Paradoxa, and taking account of all the works, whole or
fragmentary, which have come down to us. This list is my own
compilation, not taken over from the earlier ones, which, except
that of Merguet,(7) are not full alphabetical lists of all the
words, and include quotations as well as Cicero's own words.
Within its assigned limits it is, I think, fairly complete and in
accordance with up-to-date texts." (p. 91)
(7) Merguet, Lexikon zu den philosophischen Schriften, end.
(7)This gives the words in the philosophical treatises only.
23. Rosén, Hanna. 1983. "The Mechanisms of Latin
Nominalization and Conceptualization in Historical View." In
Aufstieg und Niedergang der römischen Welt, Teil II:
Principat, Band 29.1: Sprache und Literatur (Sprachen und
Schriften), edited by Haase, Wolfgang, 178-211. Berlin: de
Gruyter
See in particular: Specialized uses and names for nominal
concepts: Cicero's methods of innovation, pp. 204-209.
"For the largest part of his terminological innovations Cicero
proceeds by the method of calque, of lending to an existing
Latin word, again almost exclusively to substantives, the
meaning of the Greek original, or at least a new nuance, new to
Latin or marginal in the existing word. Here too he often sees
fit to mention the Greek original, either to clarify the special
nuance meant (uoluntas for Stoic βούλησις: est quae quid, cum
ratione desiderat Tusc. 4.12) or to avoid misunderstanding
through the general meaning of the Latin word.
In the domain of grammatical terminology, Cicero uses the
action noun casus (Plautus, Accius) in the terminological
meaning of grammatical (case) ending, under the pressure of
synonymous πτώσις; notio, an abstract living on as a
nominalization, is employed to render (together with
intellegentia, Fin. 3.21) έννοια; uisum is imbued with the
meaning of φαντασία, sumptio becomes, like λήμμα, a
"premise". Via, besides functioning as a suppletive verbal noun
of ire (see above, note 25), is used to translate μέθοδος. Causa
becomes, by lexical equation with αιτία, "accusation" as well as
"cause", status, the action noun of esse (see above, p. 184),
serves to translate the rhetorical term στάσις "issue, position of
a defendant", also "mood" (grammatical, in Quintilian). Two
concepts central to the Roman way of life come into being in
this way: Cicero forms a new abstract humanitas
(φιλανθρωπία) after having calqued on the adjective humanus
(φιλάνθρωπος "loving men", άνθρώπινος "human") the other
meaning of the Greek counterpart, viz., "civilized,
cultivated"113. Vrbanitas (also "city life" in Cicero) and
urbanus likewise became imbued with the meaning "refined,
cultivated, elegant"114 after Greek άστειος (and άστικός)." (p.
208)
24. Rowland Jr., Robert. 1972. "Cicero and the Greek World."
Transactions and Proceedings of the American Philological
Association no. 103:451-461
"So, culture, services (mutual and one-way, public and private),
and governmental efficiency provided the necessity and
purpose for Greeks to cultivate Romans and for Romans to
cultivate and utilize the Greeks. Because of the accidents of
literary survival, Cicero's friendships and the details of his
relationships and services given and received-although often
shadowy-are better attested than those of any other Republican
figure. Had he never engaged in politics and statesmanship, he
would undoubtedly have acquired iendships (granted the
frequent meaninglessness of that term) with powerful and
influential Greeks acquired by a new man in relatively brief
tours of duty abroad is an important testimony to the workings
of the Roman system of provincia! government -- in fact, to the
workings of the Roman system. " (pp. 459-460)
25. Schofield, Malcolm. 2002. "Cicero, Zeno of Citium and the
Vocabulary of Philosophy." In Le style de la pensée: Recueil de
textes en hommage à Jacques Brunschwig, edited by Canto-
Sperber, Monique and Pellegrin, Pierre, 412-428. Paris: Les
Belles Lettres.
26. ———. 2022. "Cicero and Plato." In The Cambridge Companion
to Cicero's Philosopy, edited by Atkins, Jed W. and Bénatouïl,
Thomas, 88-102. Cambridge: Cambridge University Press
"Cicero was not a “Platonist.” He hardly ever described himself
as a philosopher at all. But Plato, the writer and thinker
himself, was a presence of the greatest importance in Cicero’s
own writing and thinking.
“No other individual philosopher,” as A. A. Long has written, “is
cited by Cicero as fully and frequently.”(3) This chapter will not
attempt to describe or assess Cicero’s treatment of “Platonism”
as a system. He inherited from his philosophical teachers –
Philo and Antiochus – differing views of the overall stance from
which Plato philosophized; even in Antiochus’ version of
Academic history it was only subsequently that a “system” was
articulated (descriptio disciplinae: Acad. 1-17) invoking his
authority. Instead it will explore just what Plato himself meant
to Cicero: first in some of his letters of the period 54 - 49 BCE,
then in the dialogues of 55-51, and finally in the theoretical
writings of 46 - 44." (p. 88)
Much of the material presented in this chapter was first
published in Schofield [“Cicero’s Plato,” in From Stoicism to
Platonism, ed. T. Engberg-Pedersen. Cambridge: 47–66]
2017b.
(1) A contrary view has lately been revived by Altman [The
Revival of Platonism in Cicero’s Late Philosophy: Platonis
aemulus and the Invention of Cicero. Lanham, MD] 2016a.
(2) See Hine [“Philosophy and philosophi: From Cicero to
Apuleius,” in Volk, K. and Williams, G. (eds.) Roman
Reflections: Studies in Latin Philosophy. Oxford.] 2015, 14-19.
Plutarch, however, says that he would often tell his friends that
they should call him a philosopher, not an orator, oratory
merely being his instrument (Plu. Cic. 32.5).
(3) Long [“Cicero’s Plato and Aristotle,” in J. G. F. Powell,
Cicero the Philosopher: Twelve Papers. Oxford 1995, pp. 37-
61], 44.
27. Sedley, David. 1998. Lucretius and the Transformation of
Greek Wisdom. Cambridge: Cambridge University Press
"1. Lunguistic poverty
In the preceding chapter, we met at the end of Lucretius’ proem
his famous apology on behalf of the Latin language (I, 136-45)
which he laments the linguistic struggle that he faces (I, 136-9):
nec me animi fallit Graiorum obscura reperta
difficile inlustrare Latinis versibus esse,
multa novis verbis praesertim cum sit agendum
propter egestatem linguae et rerum novitatem.
Nor do I fail to appreciate that it is difficult to illuminate in
Latin verse the dark discoveries of the Greeks, especially
because much use must be made of new words, given the
poverty of our language and the newness of the subject matter.
In §§ 2-7 of this chapter I shall be considering how he handles
this task of Latinising the technical terms of Epicurean
philosophy. In §§ 8-13 I shall turn to his own poetic use of
Greek loan-words and idioms. The two practices will come out
looking antithetical to each other. At the end I shall suggest
how we are meant to interpret this antithesis. What may start
out looking like an issue of linguistic mechanics will turn out, if
I am right, to reveal a fundamental tension in Lucretius’
evaluation of his own poetic and philosophical task." (p. 35)
28. ———. 1999. "Lucretius' Use and Avoidance of Greek." In
Aspects of the Language Poetry, edited by Adams, J. N. and
Mayer, R. G., 227-246. Oxford: Oxford University Press
An enlarged version of the paper appears as Chapter 2 Two
languages, two worlds of D. Sedley, Lucretius and the
Transformation of Greek Wisdom, Cambridge, Cambridge
Univeristy Press 1998, pp. 35-61.
Summary: "Lucretius uses highly technical Greek Epicurean
sources, but his strategy is to replace technical terms with
complementary sets of metaphors and images. Above all, he
never merely transliterates a Greek philosophical term, unless
for the exceptional purpose of keeping the corresponding
concept at arm's length. His aim is to make Epicureanism
thoroughly at home in a Roman cultural context. In the first
half of the present chapter, this policy is illustrated with
examples such as his vocabulary for visual 'images' in book 4
(where, thanks to the accidental survival of two successive
versions of the book's programme of topics, his methods can be
observed in action).
The second half of the chapter examines the ways in which he
does nevertheless introduce numerous Greek loan-words into
his vocabulary, arguing that this is done in order to build up
contexts which convey an exotic and alien Greek world.
Why does Lucretius combine these two antithetical policies
towards the Greek language? He is drawing a cultural map in
which the Roman and the Greek are widely separated, but in
which Epicureanism can, uniquely, cross that divide, and thus
prove its true universality."
29. ———. 2013. "Cicero and the Timaeus." In Aristotle, Plato and
Pythagoreanism in the First Century BC: New Directions for
philosophy, edited by Schofield, Malcolm, 187-205. Cambridge:
Cambridge University Press
"The Timaeus is one of just two Platonic dialogues from which
Cicero translated wholesale. The other translation, that of the
Protagoras, is lost, but we are fortunate to possess, apart from
one or two lacunae, his translation of Timaeus 27c–47b." (p.
187)
(...)
"... Cicero’s project of cumulatively enriching the native Latin
philosophical vocabulary, by explicitly introducing new
renditions of Greek terms one by one as they cropped up, was
maintained in his Timaeus translation, in seamless continuity
with his other philosophical writings of the period. The present
example is one of six Greek terms whose renditions are
announced during the course of the translation.(7) Four of the
six are terms imported into physics from mathematics, namely
ναλογία, σφαιροειδές μεσότης, άρμονία. A fifth has a
specifically astronomical sense, namely what he (questionably)
interprets as a special use of κόσμος to indicate the heaven,
which he decides to translate ‘lucens mundus’, ‘the illuminated
world’ (35.10 = Ti. 40a6). Only one of the six, δαίμων, falls
altogether outside mathematics. Here we can see Cicero
seeking in his Timaeus translation to rectify the poverty of the
Latin mathematical vocabulary, which he had made Varro
lament at the beginning of the Academic Books (1.6). Varro had
made it clear there that his ensuing account of early Academic
physics – an account itself derived ultimately from the Timaeus
– would be compelled to omit the more mathematical aspects
of Platonic cosmology. It is above all this lack that his Timaeus
translation seeks to rectify." (p. 191)
(7) Cf. Lambardi [Il ‘Timaeus’ ciceroniano: arte e tecnica del
‘vertere’. Florence.]1982: 69–90.
30. Siebengartner, Andrew. 2012. "Stoically Seeing and Being in
Cicero's Aratea." In Greek into Latin from Antiquity until the
Nineteenth Century, edited by Glucker, John and Burnett,
Charles, 97-116. London: The Warburg Institute
"...focuses on the early translation of Aratus’s Phaenomena by
Cicero, who changed not only the title of the original ( Aratea)
but also added to it a Stoic tinge, absent from Aratus’s poem.
Analyzing a number of excerpts, the author describes how
Cicero’s use of second-person verbs related to vision and of
descriptions of stars and constellations enhanced by additional
actions and characteristics (which resemble those of the Stoic
god) transformed Aratus’s poem and its static style into a
dramatized poem in support of the Stoic cosmology. The author
briefly touches on the influence of the Stoic exegesis of Aratus’s
poem by Boethus of Sidon on Cicero’s translation and the
similarities between Aratea and Cicero’s De Natura Deorum II.
The essay offers a deep discussion of the relationship between
the original author and his audience and how this relationship
may change between the translation author and his audience."
(from Ioannis Deligiannis, Review of John Glucker, Charles
Burnett (eds.), Greek into Latin from Antiquity until the
Nineteenth Century. Warburg Institute colloquia, 18. London;
Turin: Nino Aragno Editore, 2012, Bryn Mawr Classical
Review).
31. Spanos, William V. 2001. "Heidegger’s Parmenides: Greek
Modernity and the Classical Legacy." Journal of Modern Greek
Studies no. 19:89-115
Abstract: "One of Heidegger’s most insistent assertions about
the identity of modern Europe is that its origins are not Greek,
as has been assumed in discourses of Western modernity since
the Englightenment, but Roman, the epochal consequence of
the Roman reduction of the classical Greek understanding of
truth, as a-letheia (un-concealment), to veritas (the
correspondence of mind and thing). In the Parmenides lectures
of 1942–43, Heidegger amplifies this genealogy of European
identity by showing that this Roman concept of truth— and
thus the very idea of Europe— is also indissolubly imperial.
Heidegger’s genealogy has been virtually neglected by Western
historical scholarship, including classical. Even though
restricted to the generalized site of language, this genealogy is
persuasive and bears significantly on the conflicted national
identity of modern, post-Ottoman Greece. It suggests that the
obsessive pursuit of the unitary cultural ideals of the European
Enlightenment, in the name of this movement’s assumed
origins in classical Greece, constitutes a misguided effort to
accommodate Greek identity to the polyvalent, imperial,
Roman model of the polity that informs European colonial
practice. Put positively, Heidegger’s genealogy suggests a
radically different way of dealing with the question of Greek
national identity, one more consonant with the actual
philosophical, cultural, ethnic, and political heterogeneity of
ancient Greece (what Martin Bernal has called the “Ancient
Model”) and, thus, one less susceptible to colonization by
“Europe.”."
32. Steele, R, . B. 1900. "The Greek in Cicero's Epistles." The
American Journal of Philology no. 21:387-410
"The use of Greek by Cicero represents two phases of the
influence of the Greeks upon the Romans: the natural
utilization of a small part of the Greek vocabulary, and the free
use of Greek in the social intercourse of the day. When the
Romans came in contact with the higher artistic development
of the Greeks, they were content to adopt Greek forms of
presentation, and thus Roman literature became, so far as it
was original, the embodiment of Roman thought fashioned
according to Grecian models. Along with the adoption of the
forms of presentation came the admission of Greek words to a
place in the Roman vocabulary, and the naturalization process
was carried on somewhat freely, Saalfeld (Tensaurus Italo-
graecus) [*] giving about eight thousand words borrowed
entire, or in which some part is derived from the Greek.
This introduction of Greek terms was not in all respects a loss
to the borrower, as it gave to Roman philosophers, physicians
and rhetoricians the same technical vocabulary as was used by
the Greeks, and enabled them to deal with like objects and like
phases of thought in terms common to both languages." (p.
387)
(,,,)
"Though Cicero's use of Greek was justified by the prevailing
communicational forms of the day, yet, apart from the use of
direct quotations, it may be considered, (i) partly as a mere
display of a knowledge of Greek, (2) partly as an attempt to
make up for some of the deficiencies of the Latin language by
the use of a word afterwards fully naturalized, or of a substitute
for some form not so well developed in Latin as in Greek." (p.
390)
[*] Günther Alexander Saalfeld, Tensaurus Italograecus:
Ausführliches Historisch-Kritisches Wörterbuch der
Griechischen Lehn-und Fremdwörter im Lateinischen, Wien,
1884.
33. Striker, Gisela. 1995. "Cicero and Greek Philosophy." Harvard
Studies in Philology no. 97:53-61
"Cicero seems to have been the first educated Roman who
developed a real flair for philosophy and a serious attachment
to it, considering it not just as an intellectual hobby or a kind of
spiritual support in times of personal or political turmoil, and
attempting in earnest to make it a part of Roman culture. I do
not mean, of course, to overlook the great poet Lucretius. But
Lucretius, perhaps precisely because he was a great poet, but
also because he adopted the tone of a fervent missionary, seems
to have remained an isolated figure, at least as far as
philosophy was concerned. It was Cicero who gained a lasting
place in the history of European philosophy by creating a
vocabulary in which Romans could debate philosophical
questions; not just read, but write and discuss philosophy. No
doubt Cicero's own auctoritas helped here, too.
Not quite a century later, in the works of Seneca, the "poverty
of the Latin tongue" (Lucr. 1.139, 832; 3.260) so eloquently
lamented by Lucretius seems to have been overcome." (p. 54)
34. Swain, Simon. 2002. "Bilingualism in Cicero? The Evidence of
Code-Switching." In Bilingualism in Ancient Society:
Language Contact and the Written Text, edited by N., Adams
J., Janse, Mark and Swain, Simon, 128-167
Abstract: "This chapter explores the problem of Roman Latin-
Creek bilingualism in the Late Republic. There is an abundance
of evidence to show that Romans at this time knew classical
Greek literature well enough. Some of them, like Cicero, knew
key parts of it extremely well. Cicero himself was able to
compose Greek prose and verse and to deliver set speeches in
Greek before a Greek audience. No one would deny that he
could speak Greek well. It is a commonly held view that Cicero’s
peers were fluent in Greek and regularly used it in conversation
with each other. There are, however, no grounds for the latter
belief. This chapter places Cicero’s choices against the general
background and function of bilingualism in Rome."
35. Swanson, Donald Carl. 1962. A Formal Analysis of Lucretius’
Vocabulary. Minneapolis: Perine Book Co.
36. Toohey, Peter. 1981. "How good was Latin? Some opinions
from the Late Republic and early Empire." Arethusa no. 14:251-
269
"The paper is concerned primarily with "literary" — scholarly,
quasi-scholarly, and artistic — opinion: above all, how
"intellectuals" allowed themselves to dissemble. Hence I have
paid very to social and linguistic analogues: the closely related
question of the extent of Roman bilingualism; the question of
the extent of the influence of Latin upon Greek (and Greek
upon Latin).
(...)
For those, such as Cicero, who desired a broader spectrum of
culture than Rome had to offer, a knowledge of the Greek
language was obligatory. (In fact the educational system, at
least in Cicero's day, encouraged bilingualism. At school Cicero
would have studied Greek first and then Latin.)(5) But such a
seeming philhellenism had an obvious peril: one avowed
intellectual subservience to a subservient people. The tension
produced by such an apparently contradictory attitude may in
no small part be responsible for the potentially prejudiced
responses which I hope to describe.
To return to the initial point: bilingualism, to a large extent,
creates the situation which I will endeavor to discuss. However,
a lengthy examination of this topic would obscure the major
purpose of the paper, which is to examine how - rather than
why - linguistic prejudice and, ultimately therefore, racial
prejudice is or is not embodied in the work of certain Roman
intellectuals." (pp. 251-252, some notes omitted)
(5) So Marrou [Histoire de I'éducation dans I'antiquité (Paris2
1960] 335.
37. Woolf, Greg. 1994. "Becoming Roman, staying Greek. Culture,
identity and the civilizing process in the Roman East."
Proceedings of the Cambridge Philological Society no. 40:116-
143
"The limits of Romanization in general have been accounted for
in terms of many factors, but most can be dismissed where the
east is concerned. The elites of the most prominent Greek cities
had sufficient contact with Romans and sufficient wealth to
adopt anything they desired in the way of Roman culture. Nor
were Greeks resistant to the practices which gave scope in the
west to the development of a Roman style:
competitive energetism, civic and cultic monumentality and the
enhancement of personal status and identity through the
acquisition and display of expensive possessions. These
institutions were common to west and east, but Greeks used
them to remain Greek. This paper takes an alternative
approach to the problem by focusing on the cognitive aspects of
these changes and on continuities of culture and identity.
There is a danger in approaching these issues through posing
questions such as How did Romans understand Romanization?
How did they regard Greek culture and their role in relation to
it? and How did Greeks understand these cultural changes?
Most obviously such questions might lead to over-simplistic
answers; answers that assume the existence of single unified
'Roman' and 'Greek' viewpoints and identities, without leaving
space for dissenting views, uncertainties and live debates. But it
is possible to describe central features of belief-systems without
either over-schematizing or engaging in collective
psychologizing. All belief systems include central features of
this kind that connect different sets of ideas, and frame and
structure debate so as to determine the parameters of
discourse. The notions at issue here are sufficiently central -
Roman notions of civilization and of their imperial mission on
the one hand, and on the other Greek notions of their identity -
for the attempt to be made. My argument, in brief, will be that
the peculiar features of Romanization in the east can be largely
accounted for in terms of these cognitive structures. To begin
with (section 2), Romans conceived of their cultural and moral
vocation in respect of the Greeks as different from, if
complementary to, their mission to the barbarians.
Furthermore (section 3), Greeks did not conceive of the
relationship between material culture and collective or ethnic
identity in the same terms as did Romans. Finally (section 4),
the nature of the interaction between the two sets of beliefs is
worth exploring in order to suggest some reasons for the
Greeks' remarkable preservation, almost but not quite unique
among Rome's subjects, of a sense of identity separate from any
that had been assigned by Rome." (pp. 117-118, notes omitted)
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
From Greek to Latin. The
development of the Latin
philosophical vocabulary. Non-
English studies
Bibliography
Études en Français
1. Aubert-Baillot, Sophie. 2021. Le grec et la philosophie dans la
correspondance de Cicéron. Turnhout: Brepols
"D’un point de vue thématique, l’alliance intime de la
philosophie et de la langue grecque, dont Cicéron était l’héritier
par sa formation intellectuelle et par sa culture de Romain
bilingue, avant d’entreprendre le projet audacieux d’exposer la
philosophie en latin, justifie que près du tiers des occurrences
totales de mots ou expressions grecs dans la correspondance
(258 sur environ 850, selon notre décompte) soient
susceptibles d’une lecture philosophique. Une telle alliance
était de surcroît renforcée par l’existence de modèles littéraires
qui nourrissaient la réflexion et la pratique de Cicéron, et qui
rassemblaient les trois fils que nous avons isolés plus haut, à
savoir le grec, la philosophie et le genre épistolaire : il s’agissait
de lettres écrites par des philosophes grecs, à l’époque classique
et hellénistique." (pp. 20-21)
(...)
"Dans une première partie, nous avons donc procédé à la
définition de notre corpus (chapitre I), que nous avons présenté
sous forme de quatre tableaux successifs récapitulant les mots
et expressions grecs analysés, qui étaient à notre sens dotés
d’une teneur explicitement ou implicitement philosophique.
Nous avons ensuite proposé une première approche formelle
du corpus obtenu, en livrant des analyses grammaticales,
syntaxiques et stylistiques des occurrences grecques, classées
en allusions, mentions, et citations, puis nous en avons dégagé
les principales fonctions, avant d’examiner les modalités
d’accès au savoir philosophique grec qui s’offraient à Cicéron,
par le biais d’un enseignement oral, de la fréquentation de
bibliothèques, de la consultation de livres sous forme intégrale
ou résumée (chapitre II). Il ne convenait pas pour autant de
négliger la dimension proprement humaine de notre sujet. Le
corpus épistolaire de Cicéron est composé de lettres
authentiques, envoyées à des destinataires souvent fort connus,
dont la vie, la carrière politique, le statut social, les cercles
amicaux, les goûts intellectuels influent fortement sur la
présence, la fréquence et la qualité du grec qui leur est adressé.
Aussi avons-nous rédigé une notice sur chacun des treize
correspondants de Cicéron qui avaient reçu une ou des lettres
renfermant un ou plusieurs termes grecs susceptibles d’une
interprétation philosophique. Nous y avons décrit leurs
identités, leurs fonctions et leurs langages, grâce à une
approche d’ordre à la fois prosopographique, politique,
linguistique et philosophique. En adaptant son mode
d’expression et ses références grecques à chacun de ses
destinataires, Cicéron se montre fidèle à l’enseignement du
Phèdre platonicien qui enjoint, pour semer les graines du savoir
à bon escient, de connaître la nature de l’âme à laquelle
s’adresse le λόγος(94) (chapitre III).
Dans une seconde partie, nous avons examiné les sources
philosophiques du grec figurant dans la correspondance
cicéronienne en leur consacrant quatre études successives. La
première porte sur Platon, les Socratiques – Xénophon et
Antisthène – et les Académiciens – Arcésilas, Carnéade, Philon
(chapitre I). La deuxième, plus brève, se concentre sur Aristote
puis sur les Péripatéticiens Théophraste et Dicéarque (chapitre
II). La troisième a trait à Épicure ainsi qu’à quelques
Épicuriens, dont le plus connu est Philodème de Gadara
(chapitre III). Enfin, la quatrième étude est consacrée aux
Stoïciens et se conclut sur deux études de cas d’« intraduisibles
», la φιλοστοργία (ou « amour parental pour sa progéniture »)
et l’εθυρρημοσύνη (« le parler droit ») (chapitre IV)." (pp. 30-
31)
(94) Platon, Phèdre, 277 b-c.
2. Boyancé, Pierre. 1954. "Le platonisme à Rome. Platon et
Cicéron." In Association Guillaume Budé. Congrès de Tours et
Poitiers. Actes du congrès 3-9 Septembre 1953, 195-221. Paris:
Les Belles Lettres
Repris dans P. Boyancé, Études sur l’humanisme cicéronien,
Bruxelles: Latomus. Revue d'études latines, pp. 222-247.
"Une première série de problèmes concerne la question de
savoir quel contact Cicéron a pris réellement avec les dialogues.
Il est assez difficile de la séparer des problèmes concrets relatifs
aux divers points de doctrine où Cicéron s’inspire de Platon et
les auteurs qui traitent ceux-ci sont amenés occasionnellement
à faire des remarques utiles et peut-être même décisives sur la
question générale que nous venons de poser. Rappelons que
dans les oeuvres philosophiques les échos faits à Platon vont de
références qui sont de simples allusions jusqu’à des traductions
littérales. Rappelons que Cicéron lui-même a souligné le plaisir
qu’il a pris à ces traductions, qu’il considère comme un
véritable ornement ajouté à ses dialogues (De finibus, I, 7). La
liste en est donnée en dernier lieu dans l’article déjà cité de
Mme De Graff (2)." (p. 229)
(,,,)
"Quels sont les écrits de Platon desquels nous avons des échos
dans Cicéron ? On en trouvera la liste dans l’article de Mme De
Graff. D’une manière générale on peut dire qu’il s’est attaché
d’abord à ceux qui avaient un rapport plus direct avec ses
préoccupations personnelles, soit rhétoriques, soit politiques.
On peut remarquer en outre que ce sont les oeuvres qui ont joui
aux temps hellénistiques de la plus grande faveur. Tel est le cas
par exemple du Timée, malgré la difficulté du sujet sur laquelle
Cicéron insiste dans tel texte du De finibus (1 2). Les dialogues
ignorés de lui sont surtout les grands dialogues métaphysiques
comme le Paménide, où la théorie des idées —qui elle-même
n’a pas retenu beaucoup l’attention de Cicéron —a été de la part
de Platon l’objet d’une critique et d’un dépassement dont
l’histoire moderne de la philosophie n’a elle-même compris
qu’assez tard le sens et la valeur. On ne peut aucunement en
vouloir à Cicéron s’il n’a pas reconnu à l’intérieur même du
platonisme l’évolution complexe qui conduit du socratisme aux
grands dialogues de la théorie des idées et de ceux-ci aux
dernières oeuvres à travers la théorie des Idées-nombres et
cette mystérieuse leçon sur le Bien qui intéresse tant nos
platoniciens.
Ce n’est sans doute pas dans ses oeuvres proprement
philosophiques, celles des années 46-44, composées sous la
dictature de César, que Cicéron s’est montré le plus un homo
platonicus. Ce ne sont pas, notons-le bien, ses oeuvres les plus
personnelles, celles où il a mis le plus de son expérience et de sa
réflexion. Celles qui méritent le mieux d’être considérées
comme telles, ce sont les dialogues du De oratore, du De
republica et du De legibus.
(2)[Plato in Cicero, dans Classical Philology, t. XXXV, 1940, p.
143-153], p. 146 (liste des traductions et paraphrases).
3. ———. 1956. "La connaissance du grec à Rome." Revue des
Études Latines:111-131.
4. ———. 1960. "Cicéron et les semailles d'âme du Timée (De
legibus, I, 24)." Comptes rendus des séances de l'Académie des
Inscriptions et Belles-Lettres:283-289
Repris dans P. Boyancé, Études sur l’humanisme cicéronien,
Bruxelles: Latomus. Revue d'études latines, pp. 294-300.
"Cicéron présente au premier livre du De legibus un véritable
résumé de philosophie, afin d’appuyer sa théorie de la loi
naturelle.
Il y a là des pages d’un intérêt très grand à la fois pour l’étude
de Cicéron lui-même et pour celle de l’histoire de la
philosophie, sans compter celle de l’histoire du droit. Par leur
date (1), ces pages sont à peu près certainement le premier
contact étendu de l’oeuvre cicéronienne avec les grands
problèmes, qu’il s’agisse de l’éthique, de ce que l’auteur devait
approfondir surtout dans le De finibus et le De officiis (2), qu’il
s’agisse de la « physique» et de la théologie, de ce à quoi il
devait consacrer notamment le De natura deorum. Leur intérêt
est de nous montrer comment s’est formée la culture
philosophique de Cicéron. Elle est pour l’essentiel fixée
quelques années avant le moment où il se mettra
systématiquement, sous la dictature de César et à la faveur des
loisirs forcés qu’elle lui créait, à composer ses traités." (P. 283,
notes omises)
5. ———. 1969. "Trois citations de Platon chez Cicéron." In
Hommages à Marcel Renard, edited by Bibauw, Jacqueline,
126-132. Bruxelles: Latomus, Revue d'études latines
Repris dans P. Boyancé, Études sur l’humanisme cicéronien,
Bruxelles: Latomus. Revue d'études latines, pp. 248-255.
"La première citation se trouve au paragraphe 12[*] : «Il fallait
en outre prêter attention dans la cité à ce que l’on trouve
exprimé divinement dans notre cher Platon : tels sont dans la
république les premiers citoyens, tels ont coutume d’être les
autres» (2). Sa place dans le contexte est quelque peu obscure.
Cicéron vient d’énumérer les raisons qui l’ont rapproché de
César : au premier rang le souhait de Pompée, mais aussi la
vieille amitié qui les lie, son frère et lui, à César et qui a été
ranimée dans ces derniers temps par son humanitas et sa
liberalitas (allusion des plus précises, si Ton songe que Cicéron
se laissa prêter de l’argent par César et se vit confier par lui la
direction des travaux de son forum) (3). Il y a également
l’intérêt public qui lui paraissait, surtout après les hauts faits de
César (en Gaule), exclure des querelles avec ces hommes (les
triumvirs évidemment)." (p. 248)
(...)
"Les deux autres citations de Platon se trouvent plus loin, au
paragraphe 18, et elles sont très rapprochées l’une de l’autre. Il
y a le Criton d’abord, la Lettre V ensuite." (p. 253)
[*] Lettre à Lentulus du 54, Fam. 1.9.12.
(2) Fam., I, 9, 24.
(3) (...) Lentulus Spinther était édile curule en 63.
6. Dubuisson, Michel. 1981. "Vtraque lingua." L'antiquité
classique no. 50:274-286
Résumé: "L'examen des attestations de utraque lingua, apparue
à l'époque de Cicéron, et qui désigne toujours le grec et le latin,
permet de conclure que son emploi correspond au désir des
Romains d'associer, en les plaçant sur le même pied, leur
langue à celle des Grecs, afin de faire sortir la première du
groupe des idiomes barbares et de la faire bénéficier du prestige
de la seconde.
C'est là une des manifestations du complexe d'infériorité qui
caractérise l'attitude des Romains à l'égard de la langue et de la
culture grecques."
7. ———. 1982. "Y-a-t-il une politique linguistique romaine ?"
Ktèma : civilisations de l'Orient, de la Grèce et de Rome
antiques no. 7:187-210
"Conclusion
Le problème de l’existence d’une politique linguistique romaine
du IIe siècle av. J.-C. au Ier siècle après peut donc être résumé
de la façon suivante.
1. Rien ne permet de penser qu'il y ait eu, à l’un ou l'autre
moment, un «impérialisme linguistique» romain, c’est-à-dire
des efforts pour imposer l’usage du latin aux pays conquis. La
romanisation a été un phénomène spontané ; l'impulsion est
venue, dans bien des cas, des peuples soumis eux-mêmes.
2. L’État romain ne semble pas avoir eu, à l’égard des langues
étrangères en général, d’attitude bien déterminée ; le pouvoir
n'a pas réagi autrement que l'ensemble de la société, où
dominait l'indifférence à l'égard des langues autres que le grec
et le latin.
3. Le grec constitue précisément un cas particulier. Principale
langue véhiculaire de la Méditerranée, instrument d’une culture
prestigieuse, il est d’autant plus ressenti comme une menace
que les membres des classes supérieures le pratiquent pour la
plupart aussi bien, voire plus spontanément que le latin, et que
nombre d’entre eux affectent même de considérer l’hellénisme
comme la seule culture digne de ce nom. Il était inévitable que
des mécanismes de défense apparaissent, inévitable aussi que
le mos maiorum soit appelé à la rescousse et que les magistrats,
plus que tout autre citoyen, se sentent tenus de prendre
position en la matière. Le texte de Valére Maxime [*] trop
souvent sous-estimé, est particulièrement clair : au-delà des
nécessités pratiques qui imposent évidemment, en Orient, une
large prépondérance du grec (reflétée dans les documents
épigraphiques et papyrologiques), on cherche à définir un
domaine réservé et à affirmer sur un point au moins la
primauté symbolique du latin. Il s’agit en somme bien plus de
protectionnisme que d'impérialisme : en fait, la politique
linguistique romaine est apparue, au contraire, pour défendre
le latin contre l’impérialisme linguistique et culturel du grec, ou
contre ce qui, en tout cas, était ressenti comme tel." (p. 209)
[*] Valére Maxime, Facta et dicta memorabilia II, 2, 2-3.
8. ———. 1985. "La place du grec dans la société romaine : à
propos d'un ouvrage récent(1)." Revue belge de philologie et
d'histoire no. 63:108-115
(1) Jorma Kaimio, The Romans and the Greek Language,
Helsinki, 1979, 379 pp. (Commentationes Humanarum
Litterarum, 64).
"Sïl y a un sujet à la mode dans les sciences humaines
d·aujourd·hui, c·est bien le bilinguisme (ou le multilinguisme)
et les problèmes qu ïl pose en théorie et en pratique." (p. 108)
(...)
"Il faudrait donc à la fois entreprendre une série d'enquêtes du
type le plus traditionnel (on n'a même pas, par exemple. de
traitement complet de la question des hellénismes dans le
vocabulaire latin) et repenser les données disponibles d'une
manière qui soit à la fois conforme à la méthodologie de
l'histoire ancienne et pertinente d'un point de vue
sociolinguistique. Ce travail, énorme, demandera sans nul
doute plusieurs années et le concours d'un grand nombre de
spécialistes.
Jorma Kaimio a choisi de tenter sans attendre une synthèse au
moins partielle (puisqu'elle ne porte que sur rune des faces du
problème, le grec à Rome, sans faire entrer en ligne de compte
la question, à mon sens indissociable, du latin des Grecs) et que
l'on taxera sans doute de prématurée. Comme toute entreprise
de ce genre, elle présente cependant le grand avantage
d'inventorier les lacunes de nos connaissances et de lancer le
débat ; ses défauts mêmes seront pour ses successeurs autant
d'incitations à la réflexion. Aussi les critiques formulées dans
les pages qui suivent se voudront-elles, dans la pleine acception
du terme, constructives." (pp. 110-111)
(,,,)
"Bien d'autres remarques pourraient encore être faites à propos
de cet ouvrage, qui a le grand mérite de montrer combien le
problème du grec et de l'hellénisme traverse toute l'histoire et
la culture romaines, combien aussi il reste, dans l'ensemble,
mal connu. La synthèse entreprise par J. Kaimio était sans
doute prématurée dans l'état actuel de nos connaissances; le
plus bel hommage qu'on puisse lui rendre est qu'elle facilitera
considérablement le travail des chercheurs qui reprendront le
problème, et que leurs conclusions, même si elles sont
diamétralement opposées à celles de l'auteur finlandais,
reposeront en fin de compte sur le matériel qu ïl a été le
premier à rassembler sur une aussi vaste échelle." (p. 115)
9. ———. 1985. Le latin de Polybe. Les implications historiques
d'un cas de bilinguisme. Paris: Klinksieck
"Le plus intelligent des historiens de Rome est un Grec. Sa
vision est donc celle d'un étranger. La question de savoir dans
quelle mesure sa connaissance des choses romaines est exacte
ou suffisamment précise doit être posée. D'autre part, son
interprétation des réalités romaines dépend nécessairement de
façons de penser grecques. Ce regard étranger peut être
déformant, ou au contraire éclairant, ou l'un et l'autre à la fois;
il faut en tout cas l'analyser lui-même avec attention. La lecture
de l'Histoire a tôt fait de montrer, cependant, que le problème
des relations de Polybe avec Rome a aussi une autre dimension.
Nombreux sont les passages où cet exilé semble épouser la
cause du vainqueur et renier ou accabler ses compatriotes. On
s'étonne aussi de lire, sous 1a plume d'un Grec, des jugements
reflétant un point de vue qui paraît typiquement romain." (p. 8)
(,,,)
"La solution serait peut-être de tenter d'abord une approche
plus limitée, mais qui permette de s'avancer sur un terrain plus
solide. La linguistique moderne établit un lien étroit entre
langue, vision du monde et mentalité; le biculturalisme
s'accompagne, dans l'immense majorité des cas, d'un
bilinguisme, dont il procède.
Serait-il possible, en étudiant de près le bilinguisme de Polybe,
de se faire une première idée de son biculturalisme, autrement
dit de tracer, grâce aux conclusions d'une étude sur la
latinisation de sa langue, une première esquisse de la
romanisation de sa mentalité ?
C'est ce que j'ai tenté de faire dans le présent travail." (p. 8)
(...)
"L'apport essentiel de cette étude découle cependant de son
objet même. Il a déjà été exposé; on peut le rappeler d'un mot.
Savoir désormais avec certitude (au lieu de se borner à le
soupçonner) que Polybe a subi l'influence de la langue latine et
de la mentalité des Romains, et avoir une idée plus ou moins
précise de la façon dont elle s'est exercée, c'est le voir désonnais
d'un tout autre oeil.
L'introduction de cette perspective nouvelle devrait avoir des
répercussions considérables sur l'ensemble de la recherche
polybienne - et donc de l'histoire de Rome." (p. 294)
10. ———. 1992. "Le grec à Rome à l'époque de Cicéron, extension
et qualité du bilinguisme." Annales. Economies, sociétés,
civilisations no. 47:187-206
"Il s'agit donc de décrire le bilinguisme romain classique le plus
exactement possible, en déterminant en particulier, du moins
dans un premier temps, son extension (qui - quels hommes,
quels groupes sociaux - parle le grec?) et sa qualité (quel grec
parle-t-on et comment?).
Les données utilisées appartiennent en majorité à l'époque de
Cicéron, qui est à la fois particulièrement bien documentée et
essentielle pour notre problème.
Cicéron lui-même est d'ailleurs, à ce point de vue comme à bien
d'autres, un symbole et un résumé de son temps, dont il vit en
lui-même la plupart des conflits : l'examen de son oeuvre sera
particulièrement éclairant.(6) Le cas échéant, le rappel de
certains aspects de la période précédente aidera à mieux
comprendre celle-ci. Le Haut-Empire fournira de son côté un
certain nombre d'indications complémentaires. L'étude n'en
reste pas moins purement synchronique et ne tentera pas de
traiter la question de l'origine du grec à Rome ni des
développements ultérieurs de son usage." (pp. 187-188, une
note omise)
(6) Cf. M. A. Trouard, Cicero's attitudes towards the Greeks,
Chicago, 1952; M. Ruch, « Nationalisme culturel et culture
internationale dans la pensée de Cicéron», dans REL, 36
(1958), pp. 187-204; N. K. Petrochilos, Roman attitudes ta the
Greeks, Athènes, 1974.
11. Gaffiot, Félix. 1934. "Note sur Cicéron traducteur du grec."
Revue des Études Grecques no. 47:21-25
"Dans l'explication des textes latins, les commentateurs ont très
légitimement recours aux sources grecques, le cas échéant,
pour déterminer le sens exact d'un passage, pour rendre
compte d'une tournure, ou pour appuyer une remarque
grammaticale.
Mais il y faut de la prudence et ce serait s'exposer parfois à des
mécomptes que de se fier aveuglément à un rapprochement du
latin avec l'original grec.
Çicéron, par exemple, prend de grandes libertés avec ses
modèles, môme quand il les traduit. On connaît du reste ses
idées sur la question : il les a exposées notamment dans le De
Optimo génère oratorum (§§ 14 et 23), préface de la traduction
— malheureusement perdue — qu'il avait faite des célèbres
discours prononcés par Eschine et Démosthène à propos de
Ctésiphon.
Dans cette traduction, il entendait, d'une part rendre les
pensées et leur tour propre, d'autre part conserver la valeur et
la force des termes, et le tout, sans jamais ni s'asservir au mot à
mot ni surtout manquer aux lois de la langue." (p. 21)
12. Lemoine, Michel. 1998. "Innovations de Ciceron et de Calcidius
dans la traduction du Timée." In The Medieval Translator –
Traduire au Moyen Age, vol. 6, edited by Ellis, Roger, Tixier,
René and Weitemeier, Bernd, 72-81. Turnhout: Brepols
"(...) il n'existe pas actuellement d'etude d'ensemble sur ce sujet
[la comparaison systématique de Cicéron et Calcidius]. Il
s'agirait, il est vrai, d'une vaste entreprise, puisqu'il faudrait
établir un lexique comparatif gréco-latin des principaux termes
de la philosophie grecque. On constaterait alors les differences
qui existent entre les deux versions, mais aussi, a l'intérieur de
chacune d'elles, les variations, les hésitations de traducteurs qui
n' ont pas encore choisi definitivement les équivalents latins de
certains termes clefs. Cette etude lexicographique, toutefois,
devrait etre prolongèe par une étude portant sur la syntaxe et le
style,
c'est-a-dire sur le fonctionnement de la langue de chaque
traducteur. Il serait alors possible de saisir comment chacun,
globalement, a transposé le texte original du Timée, de
comparer ces versions a d'autres temoins de la tradition latine
de Platon, de les situer, enfin, dans l'histoire du latin
philosophique.
De cette enquête, à laquelle j'espère apporter une contribution,
on ne trouvera ici qu'un chapitre préliminaire dans lequel je
voudrais mettre en valeur l'originalité des traductions de
Cicéron et Calcidius en m'attachant à ce qui en constitue
!'aspect le plus visible, sinon le plus important : les
néologismes."
13. Lévy, Carlos. 1992. "Cicéron créateur du vocabulaire latin de la
connaissance : essai de synthèse." In La langue latine, langue
de la philosophie. Actes du colloque de Rome (17-19 mai 1990),
91-106. Rome: École Française de Rome
Résumé : "La création par Cicéron du vocabulaire
philosophique latin a été un acte d'une grande audace
intellectuelle, à l'égard duquel Atticus et Varron ont d'abord été
très réservés, pour des raisons à la fois culturelles et
philosophiques. C'est l'élaboration dans les Académiques d'une
terminologie fort complexe, destinée à rendre les concepts
gnoséologiques stoïciens et académiciens, qui a renforcé la
confiance que Cicéron a toujours eue dans les possibilités
philosophiques de la langue latine. L'étude de ce vocabulaire
(έποχή, καταληπτόν, συγκατάθεσις, έννοια, πρόληψις) montre
que, si le principal souci de Cicéron était de concilier précision
et uarietas, il a néanmoins exprimé, par son choix ou sa
création de certains termes, une vision du monde qui ne
coïncidait pas nécessairement avec celle des philosophes grecs.
La construction du concept de «probable» à partir du πιθανόν
et de l'εύλογον confirme à quel point cette démarche aura été
féconde."
14. ———. 2020. "Les limites de l’écriture philosophique chez
Cicéron (Lucullus) et chez Augustin (Contra Academicos)."
Ítaca. Quaderns Catalans de Cultura Clàssica no. 35-36:71-84
Abstract: "The aim of this article is to show both Augustine’s
dependence on Cicero and his independence from his model. In
the Lucullus, Cicero divides his discourse into two parts, one
dialectical, the other much more literary, because he believes
that philosophical reflection should not do without the
resources of persuasive and eloquent speech. In his Contra
Academicos III, Augustine goes from the refutation of skeptical
theses to a sort of explanatory myth, which he recognizes as
subjective but it seems to him necessary to mark the limits of
reason. The purpose of Cicero is literary and aesthetic, that of
Augustine has a much clearer historical and ontological
ambition. Neither admits that dialectical reason can be the only
requisite of a discourse in search of the truth."
15. Nicolas, Christian. 2005. Sic enim appello... Essai sur
l'autonymie terminologique gréco-latine chez Cicéron.
Louvain: Peeters
"Le corpus de cette étude est constitué des vingt « grands
traités » philosophiques, rhétoriques et politiques de Cicéron,
dans lesquels l’influence grecque est prépondérante et où les
énoncés autonymiques ont quelque chance d’abonder, à savoir
(dans l’ordre alphabétique de leur notation abrégée) : Priora et
Posteriora Academica (Ac.), Laelius de amicitia (Am.), Brutus
(Br.), De oratore (De or.), De divinatione (Div.), De fato (Fat.),
De finibus bonorum et malorum (Fin.), De inventione (Inv.),
De legibus (Leg.), De natura deorum (Nat.), De officiis (Off.),
De optimo genere oratorum (Opt.), Orator (Or.), Paradoxa
Stoicorum (Parad.), Partitiones oratoriae (Part.), De re
publica (Rep.), Cato Maior de Senectute (Sen.), Timaeus
(Tim.), Topica (Top.) et Tusculanae disputationes (Tusc.).
Quant au théme de cette étude, celui de l'autonymie bilingue, il
pourra paraitre dans un premier temps sinon futile, à tout le
moins bien mince. Mais j'espére montrer ce qu'une analyse
structurelle des nombreux énoncés offerts par le corpus peut
révéler sur la langue latine elle-méme et, peut-étre, sur la
pensée de Cicéron.
Le choix de cet auteur n'est évidemment pas aléatoire : il est le
meilleur spécialiste qui soit de la langue et toute option
terminologique est chez lui significative. Lorsqu'il écrit que le
meilleur équivalent latin du terme grec εδωλα, dans son
emploi technique et avec son sens de « images des objets,
simulacres », est imagines (Fin. 1, 21), non seulement il y a lieu
de le croire et d'en tenir compte, mais surtout — et c'est ce qui
intéresse un spécialiste de la langue -- il y a possibilité de
considérer un tel segment comme un lieu privilégié d'étude de
la création verbale en latin. Un tel énoncé, où le modèle grec et
l'aboutissement latin se trouvent mis en paralléle de maniére
univoque, concertée, parfois hésitante (et ces flottements
commentés « en direct » par Cicéron sont au moins aussi riches
d'enseignements que ses assertions définitives), avec tout leur
caractére empirique, constituent un inestimable laboratoire de
la néologie." (pp. XI-XII, notes omises)
16. Poncelet, Roland. 1957. Cicéron traducteur de Platon.
L'expression de la pensée complexe en latin classique. Paris: de
Boccard.
17. Ravaute, Jeanne. 2022. "Les traductions d'οσία dans le Timée
Cicéronien." Philosophie antique no. 22:65-91
Résumé : "Dans sa traduction partielle du Timée de Platon,
Cicéron traduit le terme grec οσία par aeternitas et materia.
Ces choix de traduction sont particulièrement intéressants à
étudier puisqu'il n'existe pas de traduction fixe d’οσία en latin
à l'époque de Cicéron – il n'est, en effet, pas à l'origine du
néologisme essentia. Pourquoi Cicéron choisit-il deux termes
latins pour traduire un même mot grec ? Pourquoi deux mots si
différents à la fois l'un de l'autre et du terme οσία ? Quelle
compréhension du concept d’οσία, mais aussi du Timée, cette
traduction induit-elle ? Nous étudions dans cet article chacune
des deux traductions latines et tentons de montrer que Cicéron
est influencé par le contexte dans ses choix de traduction. Dans
le « prélude » du discours de Timée, il traduit οσία par
aeternitas lorsqu'il considère que le terme grec, opposé à
γένεσις, correspond au participe substantivé το ν εί, γένεσιν
δε οκ χον. En traduisant οσία par aeternitas en 29c3, il fait
du sème de lìéternité une caractéristique discriminante
d’οσία, qui correspond également au modèle intelligible du
monde. Dans le cas de materia, le mot latin traduit l’οσία dans
le cadre du mélange de l'âme du monde par le démiurge dans
un cratère. Cicéron choisit le terme materia qui sert
généralement, en contexte philosophique, à désigner une
matière disponible pour prendre la forme qu'on veut lui
donner, selon différentes doctrines. Nous tentons de montrer
que le contexte de la métaphore du mélange pousse Cicéron à
considérer le terme οσία comme une « substance » qui entre
dans la composition dun mélange. Ces deux traductions
d’οσία montrent que l'Arpinate choisit chacun des termes
latins selon le sens précis qu'il donne à οσία, en fonction du
contexte philosophique mais aussi en fonction du registre du
discours."
18. Rochette, Bruno. 1995. "Du grec au latin et du latin au grec. Les
problèmes de la traduction dans l'antiquité gréco-latine."
Latomus no. 54:245-261
"Comme on le voit, que les Romains utilisent uertere ou
interpretari, la traduction constitue chez eux un phénomène
littéraire qui depasse largement la restitution fidèle, dans une
autre langue, d'une oeuvre dont l'original ne pourrait être
compris par un public romain. Aux yeux des Latins, traduire
c'est aussi adapter, c'est-à-dire reprendre les idées d'une oeuvre
grecque en en renouvelant la forme. Nous mettons ainsi le doigt
sur le phenomène bien connu de la μίμησις ( imitatio ), qui est
monnaie courante dans les conceptions littéraires des Grecs et
des Latins, qui n'accordent pour ainsi dire aucune valeur a la
notion de proprieté littéraire (85). Selon les theories des
anciens (86), l'imitation pouvait revetir trois formes différentes
: l'interpretatio, qui consiste a traduire une oeuvre fidèlement,
selon le contenu et la forme ; l'imitatio, qui renouvelle la forme
en conservant les grandes lignes du contenu de l'original ;
1'aemulatio, qui est une refonte compleèe du contenu et de la
forme. Consideré comme phénomène littéraire, la traduction,
qu'elle soit version fidèle ou adaptation libre, constitue done, a
Rome, un des degrés de dependance d'une littérature par
rapport a une autre, en l'occurrence celle de la Grèce." (p. 259)
(85) E. Stemplinger, Das Plagiat in der griechischen Literatur,
Leipzig-Berlin, 1912, p. 110-116.
(86) Elles sont etudiees par A. Reiff, Interpretatio, imitatio,
aemulatio. Begriff und Vorstellung literarischer Abhangigkeit
bei den Romern, Cologne, 1959.
19. ———. 2012. "Problèmes du bilinguisme dans l’Antiquité gréco-
romaine." In Langue et histoire - Problèmes du bilinguisme
dans l’Antiquité gréco-romaine, edited by Bertrand, Jean-
Marie, Boilley, Pierre and Genet, Jean-Philippe 103-122. Paris:
Éditions de la Sorbonne
"Les limites de cette communication imposent que je
sélectionne quelques aspects qui touchent directement le
rapport entre langue et société et entre langue et culture. J’en ai
privilégié trois : l’hellénisation de Rome et la politique
linguistique romaine à l’époque républicaine ; le code-switching
dans la correspondance de Cicéron ; bilinguisme, diglossie et
identité dans l’Imperium Romanum : le choix de la langue." (p.
104)
20. Trégo, Kristelle. 2012. "Substance, sujet, acte. La première
réception latine d'Aristote : Marius Victorinus et Boèce." Les
Études philosophiques no. 101:233-256
"Quoique son enjeu concerne l’histoire de la métaphysique, le
présent article ne s’intéressera donc pas au moment où la
métaphysique prend son essor dans l’Occident latin, suite à la
réception de l’ouvrage ainsi intitulé (conjointement au traité al-
Ilāhiyyāt du Kitāb al-Šifā’ d’Avicenne) ; il examinera plutôt le
moment de naissance du vocabulaire latin de l’être, à savoir le
moment où les Latins ont cherché à traduire non pas la
Métaphysique, mais une partie de l’oeuvre logique d’Aristote.
Quoi qu’il en soit toutefois du travail effectué par Marius
Victorinus et Boèce dans leur oeuvre logique, c’est tout autant,
et sans doute d’une manière tout particulièrement
remarquable, dans leur oeuvre théologique qu’un certain
nombre de décisions conceptuelles sont prises, qui contribuent
à la mise en place d’une compréhension originale de l’être." (p.
234, notes omises)
21. Volpi, Franco. 2001. "Heidegger et la romanité philosophique."
Revue de Métaphysique et de Morale no. 31:287-300
Résumé : "Face à la conviction heideggérienne que la
philosophie serait une affaire originairement et foncièrement
grecque, une question inévitable se pose : qu’en est-il de la «
romanité philosophique » ? L’auteur analyse dans une
perspective critique l’unilatérale recontruction heideggérienne
du rapport entre la romanitas et le monde grec, notamment
l’idée que la romanité exprimerait une forme d’existence
dérivée et décadente, qui ne serait plus à la hauteur de
l’expérience grecque de l’être, occultée par la traduction latine
des termes grecs fondamentaux. Il se propose donc de montrer
que les Romains ont introduit d’autres concepts, inconnus des
Grecs et devenus fondamentaux pour la culture européenne,
tels que religio ou pietas, dont il présente un premier petit
catalogue."
22. ———. 2001. "La Romanité philosophique et son vocabulaire."
In Philosopher en français. Langue de la philosophie et langue
nationale, edited by Mattéi, Jean-François, 487-499. Paris:
Presses Universitaires de France
"... je voudrais simplement prendre en considération la
première transformation linguistique à laquelle la philosophie
fut soumise, avant la genèse des partitions linguistiques
modernes et avant l'essor des traditions philosophiques
nationales correspondantes : la tradition latine des Romains,
qui s'approprie mais en meme temps délaisse la tradition
grecque précédente, et qui est la mère de toutes les partitions
linguistiques ultérieures. De l'analyse de cette nouvelle
tradition - et de la possibilité d'une romanité ou d'une latinité
philosophiques - nous pouvons dériver d'importantes
conclusions à propos des autres traditions philosophiques
romanes (française, espagnole, italienne, etc.). Je voudrais
donc prendre en vue la traduction du patrimoine de la
philosophie grecque dans le vocabulaire latin des Romains pour
poser les questions suivantes : Quelles ont été les conséquences
de cette traduction pour les contenus philosophiques transmis
?
Quel rôle philosophique a joué le latin? A-t-il été secondaire et
dérivé, ou bien a-t-il produit également des ouvertures
philosophiques nouvelles et originales ? En somme, la
philosophie a-t-elle parlé aussi en latin ? Et dans ce cas, y a-t-il
une spécificité de la philosophie latine?" (p. 488)
Studi in Italiano
1. Aronadio, Francesco. 2008. "L’orientamento filosofico di
Cicerone e la sua traduzione del Timeo." Méthexis no. 21:111-
129
"II Timaeus costituisce il più ampio esempio di traduzione
ciceroniana da testi greci che ci sia pervenuta. Sappiamo che il
giovane Cicerone tradusse l'Economico di Senofonte, e che si
dedicò, in un'epoca difficile da precisare, alla versione in latino
del Protagora.(1) Di tali opere non restano però che pochi
frammenti, laddove il Timaeus comprende la traduzione
pressoché completa di una consistente parte del dialogo
platonico (da 27d a 47b ).(2)" (p. 111)
(...)
"Come sempre accade per le migliori traduzioni, anche nel caso
di Cicerone il suo rapporto con il testo da riportare nella
propria lingua è segnato da un mobile equilibrio fra intelligenza
della fonte e libertà del rendere. Proprio in ragione di ciò,
piuttosto che inseguire nelle linee del Timaeus le
corrispondenze e le distanze nel confronto con il testo
platonico, vorrei considerare alcuni luoghi della traduzione che
si presentano come problematici, nel senso che - come già
emerge dai brevi esempi appena riportati - portano
all'espressione il personale orientamento di pensiero di
Cicerone. L'intento che perseguirò è indagare se essi non
possano fornire un qualche indizio sul senso dell'operazione
culturale e filosofica che Cicerone intendeva intraprendere
apprestandosi alla versione in latino del dialogo di Platone. In
sostanza, vorrei formulare qualche considerazione, sì, sul modo
di tradurre di Cicerone, ma inserendola nel quadro di una
riflessione sul taglio concettuale con il quale egli si è accostato
al Timeo." (p. 113)
(1) Per i frammenti superstiti di tali opere cfr. M Tuili Ciceronis
Fragmenta, ex libris philosophicis, ex aliis libris deperditiis, ex
scriptis incertis, Ioanna Garbarino recognovit, Milano 1984
(per l'Economico, p. 65-83; per il Protagora, p. 83-85). Cfr.
anche R. Philippson, s.v. Cicero (Philosophische Schriften), in
RE VII A 1 (1939) coll. 1104-1192 (sul Protagora col. 1150).
(2) Il Timaeus ciceroniano si presenta come un lungo
monologo, poiché non riporta dalla parte corrispondente del
testo platonico l'interlocuzione del personaggio Socrate (in
29d). A parte ciò, il testo latino procede in sostanziale
parallelismo con quello greco. Vi sono due lacune: non
disponiamo, in primo luogo, della traduzione della pagina
platonica 37c3-38c8 (una lacuna che è solo parzialmente
integrabile grazie alla testimonianza nel De compendiosa
doctrina, 198, 30 M., di Nonio); manca, in secondo luogo, il
testo corrispondente al passo 43b5-46a2.
2. Biasutti, Franco. 2004. "Il ruolo di Cicerone nella
interpretazione hegeliana della Romanitas." In Hegel,
Heidegger e la questione della romanitas: atti del Convegno,
Verona, 16-17 maggio 2003, edited by Illetterati, Luca and
Moretto, Antonio, 3-15. Roma: Edizioni di Storia e Letteratura
"Nel corso di Lezioni sulla filosofia della storia risalente al
semestre invernale del 1822 -23 , descrivendo i caratteri che
connotano la religione dei Romani, Hegel fa questa
osservazione: «Cicerone deriva religio da
religare, legare, e si rallegra al riguardo della verità dei
maiores. Presso i Romani si tratta in effetti di un essere-
vincolati, mentre presso i Greci la religione è libera fantasia,
libertà della bellezza e per i cristiani è la libertà dello
spirito»(39). L'infortunio di Hegel a questo riguardo è evidente,
in quanto attribuisce a Cicerone una etimologia che, come è
noto, è di Lattanzio e di Agostino(40). Cicerone, nel De natura
deorum, deriva viceversa religio da relegere(41). Questo errore
di attribuzione non è tuttavia isolato, in quanto si trova ripetuto
anche nelle Lezioni sulla filosofia della religione, dove può
essere forse fatto risalire al corso del 1831(42)." (p. 13)
(...)
"!Il significato delle analogie che sono state messe qui in rilievo
può probabilmente essere reso comprensibile da una
osservazione di Rosenkranz: «Compenetrato dalla nobiltà e
dalla bellezza dello spirito greco,
Hegel non riuscì mai a riconoscere il cristianesimo autentico in
una forma che escludesse da sé la solenne serenità degli
antichi»(52). Vista in questa luce, pur nella sua determinazione
errata, l'etimologia di religio ha, alla fine, la funzione di segnare
una differenza nella esperienza dell'antichità, una differenza
che separa il mondo greco dalla Romanitas in modo essenziale.
La grecità risulta un punto importante per Hegel anche per la
comprensione del Cristianesimo in quanto religione della
modernità.
Implicitamente, infatti, un rapporto ideale, privilegiato viene a
stabilirsi tra la libertà della fantasia (religione greca) e la libertà
dello spirito (Cristianesimo). L' errore hegeliano appare in
sostanza funzionale a
stabilire proprio questo rapporto ideale: in tal modo Hegel
mirava ad avvicinare l'esperienza greca del divino al mondo
cristiano, o forse, più verosimilmente, a rimodellare anche in
funzione dell'esperienza greca
del divino il contenuto, l'esperienza della religione cristiana."
(p. 15)
(39)Vorlesungen iiber die Geschichte der Philosophie 1822-23,
p. 402 (423) .
(40) Lactan. Div. inst. , I V, 28, 2 e Aug. Retract. , l, 1 3 , 8-9.
(41) Cic. De nat. deor. , Il, 28. Per gli aspetti strettamente
filologici della questione si rinvia a Ae. Forcellini, Lexicon
totius latinitatis, a L Furlanetto, F. Corradini et L Perin
emendatum et auctum, Patavii 1940, sub voce e ad A. Emout et
A. Meillet, Dictionnaire étymologique de la langue latine, Paris
19594, sub voce; più ampiamente sul problema cfr. A. Wlosok,
Romischer Religions- und Gottesbegriff in heidnischer und
christlicher Zeit, «Antike Abendland>>, 16 ( 1970), pp. 39-53 e
H. Bouillard, La formation du concept de religion en Occident,
in AA.VV., Humanisme et foi chrétienne. Mélanges
scientifiques du centenaire de l'Institut Catholique de Paris,
publiés par C. Kanneugiasser et Y. Marchasson, Paris 1976, pp.
451-461.
(42) Vorlesungen über die Philosophie der Religion , II, p. 588.
(52) 52 Ros., p. 12 (34)-
3. Brignoli, Fernando. 1957. "Le parole greche nelle opere di
Cicerone." In Studi ciceroniani, 101-162. Napoli: Armanni.
4. Brumana, Selene I. S. 2022. "Platonismo e aristotelismo nel
Timaeus di Cicerone." Elenchos no. 43:249-278
Abstract: "Cicero’s Timaeus legitimately stands as the first
Latin exegesis of the Platonic dialogue. I shall deal with the
interpretation of §§19–21, a passage that departs significantly
from the Greek text in several respects. The aim of this paper is
to explore the role Aristotelianism might have played in
Cicero’s Timaeus. Among the points that support such an
analysis is the mention of the Peripatetic Cratippus in the
prologue. The interpretative scenario I suggest considers both
Cratippus’ role and Antiochus’s philosophical system with its
agreement between Platonism and Aristotelianism."
5. Chiereghin, Franco. 1993. "L'inizio greco dell'Europa e la
questione della Romanitas. Il cammino di Heidegger verso un
altro inizio." Verifiche no. 22:95-122.
6. De Gennaro, Ivo, and Zaccaria, Gino. 2014. "Heidegger e Roma.
La romanità allo specchio della Seinsfrage." Eudia no. 8:1-19
"Ora, riprendendo il filo del discorso, il più importante di quei
luoghi — come s’è detto, particolarmente significativi — è un
corso su Parmenide, che il filosofo tenne nell’inverno 1941/42 a
Friburgo.(2) Nel contesto del tentativo di discernere l’indole di
λήθεια — la Dea, appunto, del cosiddetto “poema di
Parmenide” —, Heidegger dedica una puntuale analisi al senso
e alle conseguenze della traduzione, o, più esattamente, della
traslazione della verità greca — la λήθεια — nella sfera della
verità romana (la veritas) intesa come rectitudo, nozione a sua
volta interpretata alla luce dei tratti dell’imperium e dello
iustum. (L’analisi è insomma dedicata alla puntualizzazione dei
tratti con cui la greca λήθεια assume l’abito derivato della
romana veritas.) In particolare, si mostra come, in forza di tale
traslazione, il vero risponda ormai soltanto al carattere
“imperiale” del comando — di quel comando che, nel momento
genituralmente “opportuno”, informerà poi la metafisica della
soggettività e della volontà (da Cartesio a Nietzsche), il cui esito
è il malverso nichilismo che conferisce il geniturale tono di
fondo alla nostra epoca."
(2) Martin Heidegger, Parmenides, Frankfurt a. M.:
Klostermann, 21992
7. Illeterati, Luca, and Moretto, Antonio, eds. 2004. Hegel,
Heidegger e la questione della romanitas. Atti del Convegno.
Verona, 16-17 maggio 2003. Roma: Edizioni di Storia e
Letteratura
Indice: Premessa VII; Franco Chiereghin: Introduzione: La
condanna di Roma in Hegel e in Heidegger IX-XIX;
Saggi
Franco Biasutti: Il ruolo di Cicerone nella interpretazione
hegeliana della Romanitas 3; Giovanni Bonacina: Due prestiti
da Gibbon per la descrizione hegeliana dell'impero romano
d'Oriente nelle Lezioni sulla filosofia della storia 47;
FRancesco Camera: La critica heideggeriana al concetto di
religio e il problema del Cristianesimo 43; Umberto Regina:
Hegel e Heidegger. Prima e dopo la romanità 65: Mario
Ruggenini: Heidegger: la Grecia, Roma e il Cristianesimo 77;
Contributi
Stefano Fusau: Diritto e giustizia tra intelletto e ragione. Hegel
e il metodo della giurisprudenza romana 105; Francesca
Menegoni: Convergenze e divergenze nella definizione
senecana e hegeliana di libertà 127; Antonio Moretto: Sul ruolo
delle categorie logiche della limitazione nell'interpretazione
hegeliana della Romanitas 139; Luca lletterati: L'origine e la
sua dissoluzione: la Romanitas come problema in Hegel e
Heidegger 155; Leonardo Samonà: La Romanitas fra Heidegger
e Hegel 167;
Indice dei nomi 167-185.
8. Lambardi, Noemi. 1982. Il 'Timaeus' ciceroniano. Arte e
tecnica del 'vertere'. Firenze: Le Monnier
"Credo che il sottotitolo del presente lavoro (Il ‘Timaeus’
ciceroniano·, arte e tecnica del ‘vertere’') già ne delimiti i
confini in maniera netta. Però mi sembra opportuno fin d’ora
sottolineare che le pagine che seguono hanno come costante
punto di riferimento (non di rado polemico) gli studi di Roland
Poncelet[*] sull’espressione del pensiero astratto nella lingua
latina classica. Essi a mio avviso hanno dato un contributo
originale alla letteratura sul Timaeus." (p. 8)
(...)
"A conclusione della ricerca lessicale compiuta, sembra si possa
confermare quanto già si delineava nei capitoli precedenti.
Nonostante il tecnicismo che caratterizza ampi tratti del
modello (si pensi per esempio alla descrizione platonica in 3 le -
34c del demiurgo-architetto del mondo, che ordina secondo
rapporti proporzionali le parti costitutive del corpo
dell’universo), la lingua della traduzione non rinuncia ad
atteggiarsi secondo i moduli della prosa d’arte.
(...)
"Più in generale, dai confronti testuali dell’ultimo e dei
precedenti capitoli tra originale e traduzione sembra si possa
dedurre (contro l’interpretazione ponceletiana che vede
essenzialmente nel Timaeus il tentativo fallito di raggiungere la
precisione espressiva) che Cicerone ha rispetto al modello un
atteggiamento complesso che per comodità, ossia per
rappresentare sinteticamente i risultati conclusivi della ricerca
fin qui svolta, potremmo riassumere nella formula di un
concorso del tradurre ‘artistico’ e del tradurre ‘scientifico’. La
lingua del Timaeus, poiché non è solo prosastica e tecnica, non
si può intendere unicamente attraverso la analisi del valore
semantico della singola parola, ma richiede che si indugi tanto
sul colorito e sulla tonalità lessicale della parola isolata quanto
sugli effetti ritmici ed espressivi determinati dalle associazioni
tra più parole o tra più serie di parole. Cicerone si ispira, come è
nella logica della traduzione antica, a criteri letterari e artistici
di fronte ai quali può talora perfino passare in secondo piano lo
scrupolo della resa documentaria. Ma è anche vero, come si è
spesso segnalato, che la resa latina presuppone di norma una
attenzione meticolosa ai diversi valori del testo platonico, che
non lascia dubbi sulla profondità e consapevolezza di
quell’indagine, anche se essa evidentemente è di altra natura
rispetto ai criteri moderni di traduzione scientifica." (pp. 143-
144)
[*] Cicéron traducteur de Platon. L'expression de la pensée
complexe en latin classique, 1957.
9. Marchetta, Antonio. 1992. "Apuleio traduttore." In La langue
latine, langue de la philosophie. Actes du colloque organisé
É
par l’École française de Rome avec le concours’de l’Université
de Rome « La Sapienza », Rome, 17–19 mai 1990, 203-218.
Rome: École Française de Rome
Riassunto: "Nel testo del de mundo, versione latina di un
trattato (pseudo) aristotelico περί κόσμου giuntaci sotto il
nome di Apuleio, gli studiosi hanno ravvisato così gravi
travisamenti ed errori di traduzione, da ritenere inaccettabile
l'attribuzione al famoso retore e filosofo madaurese. Sennonché
mediante una più accurata verifica di questi presunti errori,
attenta alle varianti presentate dalla tradizione del testo greco,
capace di riconoscere particolari tecniche adottate
dall'interpres latino (traduzioni a distanza, traduzioni '
etimologiche ', doppia traduzione di un medesimo termine),
consapevole delle specifiche istanze medioplatoniche dello
scrittore latino, si può arrivare senz'altro a scagionare il
traduttore da ogni accusa e ad individuare in lui i tratti
dell'autentica personalità apuleiana. Di questo tipo di
approfondimento qui vengono forniti due esempi, miranti a
ricondurre due ' clamorosi ' scarti del testo latino nei confronti
del modello greco a un disegno precostituito e ben calcolato."
10. Marciniak, Katarzyna. 2020. "Cum tacei, vertit: Cicerone
traduttore dal greco al latino (in cinque puntate poetiche)."
Eikasmos. Quaderni Bolognesi di Filologia Classica no. 3
Abstract: "Il ruolo delle traduzioni è di importanza cruciale per
lo sviluppo delle culture sin dall 'antichità. La sensibilità
estetica, le forme esterne delle opere e persino i valori morali ivi
presenti vengono trasferiti e cominciano a fiorire in un
ambiente nuovo. Tuttavia, occorre osservare che l'adattamento
dei modelli culturali primari attraverso il processo traslatorio
porta paradossalmente alla creazione dei concetti ben diversi
da quello originale. Siccome i cambiamenti sono spesso quasi
impercettibili oppure si spiegano facilmente con le necessità di
adattare appunto l'originale all'altra cultura, le traduzioni- se
'applicate' da un visionario abile - possono diventare uno
strumento efficacissimo della formazione mentale (per non dire
'ideologica') della società in questa cultura. Marco Tullio
Cicerone è senza dubbio tale visionario, anzi, uno dei padri
fondatori della civiltà occidentale. Spesso privato della voce
sulla scena politica, ricorreva alla forza dell 'espressione
artistica, la pratica traslatoria inclusa, per promuovere le sue
idee e garantirgli una longue durée nei suoi scritti. Nel corso
dell' analisi sarà quindi dimostrato come l'Arpinate, per mezzo
delle traduzioni, ci abbia trasmesso la propria visione della
'Repubblica perfetta' - la visione che alimenta le menti delle
generazioni successive fino a quella nostra."
11. Setaioli, Aldo. 1988. Seneca e i Greci: Citazioni e traduzioni
nelle opere filosofiche. Padova: Patron
"Attraverso l'esame di tutte le citazioni da autori greci che
compaiono nell'opera filosofica senecana si indaga da un lato
sull'atteggiamento del filosofo romano nei confronti della
cultura ellenica, dall'altro sulle soluzioni da lui adottate di
fronte ai concreti problemi sollevati dalla resa in latino del
pensiero e della forma degli originali greci. Il tipo prevalente
della citazione senecana, che tende a configurarsi quasi sempre
in forma di sentenza, pone costantemente il problema del
carattere delle fonti greche utilizzate da Seneca. Il libro si
articola in capitoli dedicati ai vari autori greci citati dal
Romano, con il massimo spazio riservato a quelli
maggiormente utilizzati da lui: i filosofi stoici ed Epicurio.
Precede un capitolo sulla posizione teorica senecana sulle due
lingue e sulle due culture, fortemente influenzata da un lato
dall'atmosfera culturale della sua epoca, dall'altro dalle dottrine
filosofiche dello stoicismo relative al linguaggio, e strettamente
collegata col concreto problema della traduzione. Alle
dossografie dei vari libri delle Naturales questiones viene
dedicata una trattazione speciale, mentre alcune appendici
hanno lo scopo di completare il quadro tracciato nell'opera,"
Deutsche Studien
1. Büchner, Karl. 1974. "Zum Platonismus Ciceros. Bemerkungen
zum vierten Buch von Ciceros Werk De re publica." In Studia
Platonica. Festschrift fiir Hermann Gundert zu seinem 65.
Geburtstag am 30. 4. 1974, edited by Döring, Klaus and
Kullmann, Wolfgang, 165-184. Amsterdam: B. R. Grüner.
2. Fögen, Thorsten. 2000. Patrii sermonis egestas. Einstellungen
lateinischer Autoren zu ihrer Muttersprache. München: K. G.
Saur
Ein Beitrag zum Sprachbewußtsein in der römischen Antike.
Inhaltsverzeichnis: Vorwort 7; 1. Einleitung 11; 2.
Muttersprache und Fremdsprachen in der römischen Antike
27; 3. Lukrez 61; 4. Cicero 77; 5. Quintilian 142; 5.1
Vorbemerkungen 142; 6. Aulus Gellius 180; 7. Kurzer Ausblick
auf Zeugnisse der Spätantike 221; 8. Zusammenfassung:
Rückblick und Ausblick 229; 9. Bibliographie 237; 10.
Stellenregister 267.
3. Kosmas, Raspitsos. 2013. Die Latinisierung des Griechischen.
Übersetzung, Verstehen und Sprache im Ausgang von Martin
Heidegger und Hans-Georg Gadamer. Würzburg:
Königshausen & Neumann
"Die Analyse_ setzt mit zwei zentralen Beispielen der
Latinisierung ein, nämlich mit Heideggers Ausführungen zur
Übersetzung der griechischen philosophischen Begriffen
ενέργεια und φύσις in die lateinischen actualitas und natura.
Heideggers Auffassung des Übersetzens und ihre
philosophische Relevanz wird im Anschluss als Bedingung
dieser zwei Beispiele diskutiert.
Daraus wird ersichtlich, dass Heideggers Begriff des
Übersetzens gewisse Voraussetzungen hat. Er geht nämlich
nicht von einer übersetzungskritischen Analyse der lateinischen
Übersetzungen der griechischen Philosophie aus.
Die Motivation ist eher eine hermeneutische, genauer gesagt
die Abhängigkeit des Verstehens und mithin auch des
Übersetzens von dem jeweiligen Horizont und insbesondere
vom jeweiligen Sprachhorizont. Dieses Grundmotiv seines
Denkens, das auch seine Meinung zum Übersetzen bestimmt,
wird im Rest des ersten Kapitels dargelegt.
Heideggers Auffassung des Übersetzens wurzelt im Herzen
seiner ganzen Philosophie, in seinem Ansatz der
Seinsgeschichte. Das ist die allgemeinste Prämisse der
Latinisierung. Diese wird im zweiten Kapitel unter dem Titel
Die abendländische Metaphysik näher verdeutlicht. Dort wird
der Versuch unternommen, Heideggers Analyse der
Metaphysik des Abendlandes, von der Wandlung der λήθεια
zur adaequatio und der platonischen δέα bis zur neuzeitlichen
Wissenschaft und Technik und seine Kritik am Theoretischen
zu schildern." (pp. 12-13)
4. Mueller-Goldingen, Christian. 1992. "Ciceros als Übersetzer
Platons." In Zum Umgang mit fremden Sprachen in der
griechisch-römischen Antike edited by Müller, Carl Werner,
Sier, Kurt and Werner, Jürgen, 173-187. Stuttgart: F. Steiner.
5. Puelma, Mario. 1980. "Cicero als Platon-Übersetzer." Museum
Helveticum no. 37:137-178.
6. Ratkowitsch, Christine. 1996. "Die Timaios-Übersetzung des
Chalcidius - ein Plato christianus." Philologus no. 140:139-162.
7. Strasburger, Hermann, and Strasburger, Gisela. 1990. Ciceros
philosophisches Spätwerk als Aufruf gegen die Herrschaft
Caesars. Hildesheim: Georg Olms.
8. Switalski, Bronislaus Wladislaus. 1902. Des Chalcidius
Kommentar zu Plato’s Timaeus. Eine historisch-kritische
Untersuchung. Münster: Aschendorff.
9. Waszink, Jan Hendrik. 1964. Studien zum Timaioskommentar
des Calcidius. Leiden: Brill.
10. Wimmel, Walter. 1974. "Cicero auf platonischem Feld (zu § 9
des Orator)." In Studia Platonica. Festschrift fiir Hermann
Gundert zu seinem 65. Geburtstag am 30. 4. 1974, edited by
Döring, Klaus and Kullmann, Wolfgang, 185-194. Amsterdam:
B. R. Griiner.
11. Zoll, Galuus. 1962. Cicero Platonis aemulus. Untersuchungen
über die Form von Ciceros Dialogen, besonders von De
oratore. Zürich: Juris.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Synoptic Problem: Bibliography of
the main studies in English from
1964 (Tuc - Z)
Studies on the Synoptic Problem
1. Tuckett, Christopher M. 1979. "The Griesbach Hypothesis in
the 19th Century." Journal for the Study of the New Testament
no. 3:29-60.
Reprinted in S. E. Porter, C. A. Evans (eds.), New Testament
Interpretation and Methods: a Sheffield Reader, Sheffield:
Sheffield Academic Press, 1997, pp. 15-43.
Abstract: "Recent study of the history of the Synoptic Problem
has suggested that, in the 19th century, the theory of Marcan
priority was adopted, and the Griesbach hypothesis rejected, as
part of an attempt to counter the historical scepticism of D.F.
Strauss and others in the ’Tübingen school’, and to restore the
historical reliability of the gospel account.
This article examines this question, and suggests that, in fact,
the Griesbach hypothesis was considered, and rejected, quite
independently of any associations with the Tübingen school. A
brief survey of some of the arguments which were brought
against the Griesbach hypothesis suggests that what is lacking
is a set of convincing reasons for Mark’s having proceeded in
the way which the Griesbach hypothesis alleges
he did."
2. ———. 1980. "The Argument from Order and the Synoptic
Problem." Theologische Zeitschrift no. 36:336-354.
3. ———. 1983. The Revival of the Griesbach Hypothesis: An
Analysis and Appraisal. Cambridge: Cambridge University
Press.
4. ———. 1983. "The Beatitudes A Source-Critical Study. With a
Reply by M. D. Goulder." Novum Testamentum no. 25:193-216.
Reprinted in: David E. Orton (ed.), The Synoptic Problem and
Q: Selected Studies from Novum Testamentum, Leiden: Brill,
1999, pp. 180-203.
5. ———, ed. 1984. Synoptic Studies: The Ampleforth Conferences
of 1982 and 1983. Sheffield: Sheffield Academic Press.
Reprint New York: Bloomsbury 2014.
Contents: C. M. Tuckett: Preface VII; P.S. Alexander: Midrash
and the Gospels 1; P. S. Alexander: Rabbinic Biography and the
Biography of Jesus: A Survey of the Evidence 19; F. G.
Downing: Contemporary Analogies to the Gospel and Acts:
'Genres', or 'Motifs'? 51; D. L. Dungan: A Griesbachian
Perspective on the Argument from Order 67; W. R. Farmer:
Certain Results Reached by Sir John C. Hawkins and C.F.
Burney which make more sense if Luke knew Matthew, and
Mark knew Matthew and Luke 75; M. D. Goulder: Some
Observations on Professor Farmer's 'Certain Results . . . ' 99;
W. R. Farmer: Reply to Michael Goulder 105; M.D. Goulder:
The Order of a Crank 111 157; H. B. Green: The Credibility of
Luke's Transformation of Matthew 131; H. B. Green: Matthew
12.22-50 and Parallels: An Alternative to Matthean Conflation
157; G. D. Kilpatrick: Matthew on Matthew 177; A. Meredith:
The Evidence of Papias for the Priority of Matthew 187; C. M.
Tuckett: Arguments from Order: Definition and Evaluation 197;
Index of Biblical References 221; Index of Authors Cited 228.
6. ———. 1984. "On the Relationship between Matthew and Luke."
New Testament Studies no. 30:130-142.
7. ———. 1984. "Arguments from Order: Definition and
Evaluation." In Synoptic Studies: The Ampleforth Conferences
of 1982 and 1983, edited by Tuckett, Christopher M., 197-219.
Sheffield: JSOT Press.
Reprinted in: C. M. Tuckett, From the Sayings to the Gospels,
Tübingen: Mohr Siebeck, 2014, pp. 3-22.
8. ———. 1986. Nag Hammadi and the Gospel Tradition.
Synoptic Tradition in the Nag Hammadi Library. Edinburgh:
T & T Clark.
9. ———. 1987. "The Two Gospel Hypothesis Under Scrutiny: A
Response." Perkins School of Theology Journal no. 40:25-31.
10. ———. 1988. "Thomas and the Synoptics." Novum
Testamentum no. 30:132-157.
11. ———. 1990. "Response to the Two-Gospel Hypothesis [I]." In
The Interrelations of the Gospels. A Symposium led by M.-E.
Boismard - W.R. Farmer - F. Neirynck, Jerusalem 1984, edited
by Dungan, David L., 47-62. Leuven: Leuven University Press /
Peeters.
12. ———. 1990. "Response to the Two-Gospel Hypothesis II: The
Eschatological Discourse." In The Interrelations of the Gospels.
A Symposium led by M.-E. Boismard - W.R. Farmer - F.
Neirynck, Jerusalem 1984, edited by Dungan, David L., 63-76.
Leuven: Leuven University Press / Peeters.
13. ———. 1992. "Synoptic Problem." In The Anchor Bible
Dictionary: Vol. 6, edited by Freedman, Martin, 263-270. New
York: Doubleday.
14. ———. 1992. "Q (Gospel Source)." In The Anchor Bible
Dictionary: Vol. 5, edited by Freedman, David Noel, 567-572.
New York: Doubleday.
15. ———. 1993. "The Minor Agreements and Textual Criticism." In
Minor Agreements: Symposium Göttingen 1991, edited by
Strecker, Georg, 110-142. Göttingen: Vandenhoeck & Ruprecht.
16. ———. 1993. "Mark and Q." In The Synoptic Gospels: Source
Criticism and the New Literary Criticism, edited by Focant,
Camille, 149-175. Louvain: Louvain University Press.
17. ———. 1995. "The Existence of Q." In The Gospel behind the
Gospels: Current Studies on Q, edited by Piper, Ronald Allen,
19-47. Leiden: Brill.
Reprinted in : C. M. Tuckett (ed.), From the Sayings to the
Gospels, Tübingen: Mohr Siebeck, 2014, pp. 3-22.
18. ———. 1996. Q and the History of Early Christianity: Studies
on Q. Peabody (MA): Hendrickson Publishers.
19. ———. 1996. "Synoptic Tradition in the Didache." In The
Didache in Modern Research, edited by Draper, Jonathan A.,
92-128. Leiden: Brill.
"This paper has analyzed some of the parallels between
material in different parts of the Didache and material in the
synoptic gospels.
The result has been that these parallels can be best ex;plained if
the Didache presupposes the finished gospels of Matthew and
Luke.
Further, this result seems to apply to all parts of the Didache
examined here. Precisely how the gospels were available to the
author of the Didache is impossible to say: they may have been
available as separate texts; they may have been already
combined to form a single harmonized text. However, the
evidence of the Didache seems to show that the text is primarily
a witness to the post-redactional history of the synoptic
tradition. It is not a witness to any pre-redactional
developments." (p. 128)
20. ———. 2011. "The Current State of the Synoptic Problem." In
New Studies in the Synoptic Problem: Oxford Conference,
April 2008. Essays in Honour of Christopher M. Tuckett,
edited by Foster, Paul, Gregory, Andrew, Kloppenborg, John S.
and Verheyden, Joseph, 9-50. Leuven: Peeters.
21. ———. 2014. From the Sayings to the Gospels. Tübingen: Mohr
Siebeck.
22. ———. 2016. "Matthew's Conflation of His Sources." In An
Early Reader of Mark and Q, edited by Verheyden, Jozef and
van Belle, Gilbert, 67-107. Leuven: Peeters.
23. ———. 2020. "The Reception of Q Studies in the UK: No Room
at the Inn?" In The Q Hypothesis Unveiled: Theological,
Sociological, and Hermeneutical Issues Behind the Sayings
Source, edited by Tiwald, Markus, 62-85. Stuttgart:
Kohlhammer.
24. ———. 2020. "Theological Issues at Stake in Early-Twentieth-
Century: Research on the Synoptic Problem." In Theological
and Theoretical Issues in the Synoptic Problem, edited by
Kloppenborg, John S. and Verheyden, Joseph, 77-116. New
York: Bloomsbury.
"As we come to the end of the second decade of the twenty-first
century, the 2GH has waned somewhat in significance. Farmer
and Dungan, perhaps the most vocal and energetic of the
defenders of the 2GH in the recent past, have both died. Today,
lip service is regularly and explicitly paid to the 2GH as a
theoretical alternative to the 2DH, but I know of no great new
discussions or analyses of the theory in recent years.
Meanwhile, Goulder has also now died, but his mantle has been
taken over by others, so that the FH has gained considerable
momentum through the work of scholars such as Goodacre,
Poitier, Watson, and others, and now would appear to
command a significant level of support.
For some at least, it has inherited the place of the 2GH as the
main alternative theory to the 2DH. In any scholarly context,
the debates that take place are as often as not generated by, and
reflect, the interests and positions of the participants involved.
Hence today, in many contexts ( colloquia, volumes of essays,
etc.), space is regularly given to advocates of the FH to argue
their case, and the hypothesis is also often noted and discussed
in detail by advocates of the 2DH. By contrast, the 2GH today is
effectively rather sidelined." (p. 4, note omitted)
(...)
"We cannot and should not expect scholars of the past to have
anticipated the problems (and postulated solutions) that arose
subsequently to the time they wrote, especially in relation to the
Synoptic Problem where so many theoretical possibilities exist,
and it is simply not possible to consider them all in detail
within a finite time. In looking to the past, we have to seek to
engage in "fair play" in considering how
others at the time argued and debated and not impose our own
agendas, and presuppositions, on them.
In considering then "theological issues at stake" in past
discussions of the Synoptic Problem, I look first at the possible
issues that those engaged in the discussions at the time may
have thought were at stake. In a final section I offer some brief
critical reflections on those issues from a contemporary
standpoint from where, with hindsight, it is all too easy to be
critical! However, perhaps initially one owes it to those being
considered to try to understand what they thought were the key
issues concerned." (p. 6)
25. Turner, Nigel. 1959. "The Minor Verbal Agreements of Mt. and
Lk. against Mk." In Studia Evangelica. Papers presented to the
International Congress on "The Four Gospels in 1957, held ar
Christ Church, Oxford, 1957", edited by Aland, Kurt et al., 223-
234. Berlin: Akademie Verlag.
26. Tyson, Joseph B. 1976. "Sequential Parallelism in the synoptic
Gospels." New Testament Studies no. 22:276-308.
27. ———. 1983. "Conflict as a Literary Theme in the Gospel of
Luke." In New Synoptic Studies: The Cambridge Gospel
Conference and Beyond, edited by Farmer, William R., 303-
327. Macon: Mercer University Press.
28. ———. 1985. "The Two-Source Hypothesis: A Critical
Appraisal." In The Two-Source Hypothesis: A Critical
Appraisal, edited by Bellinzoni Jr., Arthur J., 437-452. Macon:
Mercer University Press.
29. Uchido, Kazuhiko. 1981. The Study of the Synoptic Problem in
the Twentieth Century: a Critical Assessment, Aberdeen
University.
Unpublished dissertation, Aberdeen University, accessible from
EThOS e-theses online service.
30. Vaage, Leif E. 2016. "How I Stopped being a Q-Scholar." In
Scribal Practices and Social Structures among Jesus
Adherents: Essays in Honour of John S. Kloppenborg, edited
by Arnal, William E., Ascough, Richard S., Derrenbacker, Jr.,
Robert A. and Harland, Philip A., 213-231. Leuven: Peeters.
31. Vaganay, Léon. 1954. Le problème synoptique : un hypothèse
de travail. Tournai: Desclée.
32. Valantsis, Richard. 2005. The New Q: A Translation with
Commentary. New York: T & T Clark.
33. Van Dore, James R. 2019. "Evidence for a Relationship
Between Mark and Q." In Greco-Roman and Jewish
Tributaries to the New Testament: Festschrift in Honor of
Gregory J. Riley, edited by Crawford, Chritpher S., 45-68.
Claremont, CA: Claremont Press.
34. Van Oyen, Geert. 1997. "The Doublets in 19th-Century Gospel
Studies." Ephemerides Theologicae Lovanienses no. 73:277-
306.
"In contemporary gospel study, the word ‘doublet' is used for
doubly attested sayings or narratives in one and the same
gospel. Its use was originally limited to saying doublets (logia),
especially in Mt and Lk. The great number of doublets in these
gospels became a classic argument for the two-source
hypothesis6: besides their knowledge and use of Mk, Matthew
and Luke used a second common source (a sayings collection,
Logienquelle, which was later called Q). At the times this
explanation of the doublets was something new in the study of
the synoptic gospels.
Before the rise of historical criticism it had been common to say
that the evangelist, who wrote twice the same saying of Jesus,
was convinced that Jesus had spoken these words on two
different occasions." (p. 278, notes omitted)
(...)
"At the end of the 19th century, with the priority of Mark
established, the search for Mark's literary sources will be
elaborated in the many theories of a primitive Markan gospel
and of a double miracle cycle. It will create a debate in Markan
exegesis of the twentieth century." (p. 306)
35. van Zyl, H. C. 1997. "Objective Display or Textual Engineering?
Hermeneutical aspects in Making and Using a Synopsis of the
Synoptic Gospels." Neotestamentica no. 31:361-368.
36. Vassiliadis, Petros. 1973. "Behind Mark: Towards a Written
Source." New Testament Studies no. 20:155-160.
37. ———. 1978. "The Nature and Extent of the Q-Document."
Novum Testamentum no. 20:49-73.
Reprinted in: David E. Orton (ed.), The Synoptic Problem and
Q: Selected Studies from Novum Testamentum, Leiden: Brill,
1999, pp. 138-162.
38. ———. 1982. "The Original Order of Q: Some Residual Cases."
In Logia. Les paroles de Jesus = The Sayings of Jesus:
Memorial Joseph Coppens, edited by Delobel, Joël, 379-387.
Leuven: Leuven University Press.
39. ———. 1999. LOGOI IÄSOU. Studies in Q. Atlanta: Scholars
Press.
Reconstruction of Q: The Q Text, pp. 85-116.
40. ———. 1999. "Prolegomena to a Discussion on the Relationship
Between Mark and the Q Document." In LOGOI IÄSOU:
Studies in Q, 71-84. Atlanta: Scholars Press.
41. Verheyden, Joseph. 1996. "Mark and Q." Ephemerides
Theologicae Lovanienses no. 72:408-417.
42. ———. 2011. "Proto-Luke, and What Can Possibly Be Made of
It." In New Studies in the Synoptic Problem: Oxford
Conference, April 2008: Essays in Honour of Christopher M.
Tuckett edited by Foster, P., Gregory, A., Kloppenborg, John S.
and Verheyden, Joseph, 617-654. Leuven: Peeters.
43. ———. 2020. "Introducing "Q" in French Catholic Scholarship
at the Turn of the 19th and 20th Century: Alfred Loisy’s
Évangiles synoptiques." In The Q Hypothesis Unveiled:
Theological, Sociological, and Hermeneutical Issues Behind
the Sayings Source, edited by Tiwald, Markus, 146-174.
Stuttgart: Kohlhammer.
44. Vinson, Richard. 2004. "How Minor? Assessing the
Significance of the Minor Agreements as an Argument against
the Two-Source Hypothesis." In Questioning Q: A
Multidimensional Critique, edited by Goodacre, Mark S. and
Perrin, Nicholas, 151-164. Downers Grove: InterVarsity Press.
45. Vinzent, Markus. 2014. Marcion and the Dating of the
Synoptic Gospels. Leuven: Peeters.
46. Viviano, Benedict Thomas. 2013. "Who Wrote Q? The Sayings
Document (Q) as the Apostle Matthew's Private Notebook as a
Bilingual Village Scribe (Mark 2:13-17; Matt 9:9-13)." In Mark
and Matthew II. Comparative Readings: Reception History,
Cultural Hermeneutics, and Theology, edited by Becker, Eve-
Marie and Runesson, Anders, 75-91. Tübingen: Mohr Siebeck.
47. ———. 2013. What Are They Saying About Q? New York:
Paulist Press.
48. ———. 2020. "French Catholic Scholarship on the Synoptic
Problem in the Late Nineteenth and Early Twentieth
Centuries." In Theological and Theoretical Issues in the
Synoptic Problem, edited by Kloppenborg, John S. and
Verheyden, Joseph, 151-164. New York: Bloomsbury.
"This is not a mysterious issue. The main figures are Loisy,
Lagrange, their reception of Harnack, the Biblical Commission
Decree of June 26, 1912, Leon Vaganay (1882-1969), and the
happy ending in the heroic figure of Bruno de Solages, whose
story should be better known." (p. 151)
(...)
"This report on French Catholic scholarship on the Synoptic
Problem in the late nineteenth and the twentieth centuries does
not come to a happy ending. From 1911 to 1956, French
Catholic scholars who expected an imprimatur for their studies
of the gospels felt that they were obliged to accept the decrees
of the Biblical Commission on this matter. The Commission
gave a particular reading of the words of Papias, as
preserved in Eusebius, Hist. eccl. 3.39. Papias briefly mentions
that Matthew wrote the oracles in the Hebrew language. The
Commission took this to mean the whole gospel of canonical
Matthew, but in Hebrew or Aramaic. This brief notice in
Papias/Eusebius was continuously repeated by those ancient
authors who discussed gospel origins, and they added the
chronological nuance that Matthew wrote before Mark,
although Papias does not say this. This ghost of an Aramaic
Matthew nearly identical with our canonical Greek Matthew
dominates Vaganay and still hovers over Boismard's
intermediate Matthew.
Boismard's three-volume work remains the most important
work in our purview. It culminates in a rich and remarkable
commentary on all of John, and in a valuable monograph on
Johannine Christology.
Recent commentaries on Mark by Simone Legasse(26) and
Camille Focant breathe a fresh spirit. Because of the war and
press of other business, de Solages never wrote a full
commentary on a Synoptic gospel.
The two-source hypothesis still has many enemies in France.
The battle is not over." (p. 164)
(26) Simon Legasse, L'Evangile de Marc (2 vols.; Lectio divina.
Commentaires 5; Paris: Les Editions du Cerf, 1997); Camille
Focant, L'Evangile selon Marc (Paris: Les Editions du Cerf,
2004), E.T. The Gospel According to Mark: A Commentary
(trans. L. R. Keylock; Eugene, OR: Wipf & Stock, 2012).
49. Walker, Norman. 1966. "Patristic Evidence and the Priority of
Matthew." In Studia Patristica. Vol. VII, 571-575. Berlin:
Akademie Verlag.
50. Walker, William O. Jr. 1977. "A Method for Identifying
Redactional Passages in Matthew on Functional and Linguistic
Grounds." Catholic Biblical Quarterly no. 39:76-93.
51. ———. 1983. "The Son of Man Question and the Synoptic
Problem." In New Synoptic Studies: The Cambridge Gospel
Conference and Beyond, edited by Farmer, William R., 261-
301. Macon: Mercer University Press.
52. ———. 1987. "The State of the Synoptic Question: Some
Reflections on the Work of Tuckett and McNicoI." Perkins
School of Theology Journal no. 40:14-21.
53. Walters, Patricia. 2010. "The Synoptic Problem." In The
Blackwell Companion to the New Testament, edited by Aune,
David E., 236-253.
54. Wansbrough, Henry, ed. 1991. Jesus and the Oral Gospel
Tradition. Sheffield: Sheffield Academic Press.
Contents: Henry Wansborugh: Introduction 9; Ørvind
Andersen: Oral Tradition 17; David E. Aune: Prolegomena to
the Study of Oral Tradition in the Hellenistic World 59; Hans
Peter Rüger: Oral Tradition in the Old Testament 107;
Shemaryahu Talmon: Oral Tradition and Written
Transmission, or the Heard and the Seen Word in Judaism of
the Second Temple Period 121; Philip S. Alexander: Orality in
Pharisaic-rabbinic Judaism al the Turn of the Eras 159; Rainer
Riesner: Jesus as Preacher and Teacher 185; David E. Aune:
Oral Tradition and the Aphorisms of Jesus 211; Birger
Gerhardsson: llluminating the Kingdom: Narrative Meshalim
in the Synoptic Gospels 266; E. Earle Ellis: The Making of
Narratives in the Synoptic Gospels 310; Marion L. Soards: Oral
Tradition Before, In, and Outside the Canonical Passion
Narratives 334; James D. G. Dunn: John and the Oral Gospel
Tradition 351; Traugott Holtz: Paul and the Oral Gospel
Tradition 380; Willy Rordorf: Does the Didache Contain Jesus
Tradition Independently of the Synoptic Gospels? 394; Ben F.
Meyer: Some Consequences of Birger Gerhardsson's Account of
the Origins of the Gospel Tradition 424; Index of Biblical and
other References 441; Index of Authors 463.
55. Watson, Francis. 2009. "Q as Hypothesis: A Study in
Methodology." New Testament Studies no. 55:397-415.
56. ———. 2013. Gospel Writing: A Canonical Perspective. Grand
Rapids, MI: Eerdmans.
57. ———. 2014. "A Response to Richard Bauckham and Heike
Omerzu." Journal for the Study of the New Testament no.
37:210-218.
Response to Bauckham (2014) and Omerzu (2014).
58. ———. 2016. "Luke Rewriting and Rewritten." In Luke's
Literary Creativity, edited by Nielsen, Jesper Tang and Müller,
Mogens, 79-95. New York: Bloomsbury.
59. ———. 2020. "The Archaeology of the Q Hypothesis: The Case
of H. J. Holtzmann." In Theological and Theoretical Issues in
the Synoptic Problem, edited by Kloppenborg, John S. and
Verheyden, Joseph, 37-52. New York: Bloomsbury.
"The question this raises is whether the Q consensus that
established itself in the later nineteenth centu1y was the all-
but-inevitable conclusion of a centu1y of intensive synoptic
research, or the product of contingencies-decisions that might
have gone the other way given a different set of scholarly
priorities. In addressing this question, the case of H.J.
Holtzmann (1832-1910) will prove to be exempla1y. Spanning
the last four decades of the nineteenth century, the period of
transition between the diversity of early synoptic research and
the triumph of the two-source hypothesis, Holtzmann's work
both contributes to that triumph and discloses the uncertainties
on which it is founded." (p. 39)
60. Wenham, John William. 1972. "The Synoptic Problem
Revisited: Some New Suggestions about the Composition of
Mark 4:1-34." Tyndale Bulletin no. 23:3-38.
61. ———. 1981. "Synoptic Independence and the Origin of Luke's
Travel Narrative." New Testament Studies no. 27:507-515.
62. ———. 1992. Redating Matthew, Mark & Luke: A Fresh Assault
on the Synoptic Problem. Downers Grove (IL): InterVarsity
Press.
63. West Jr., Philip H. 1967. "A Primitive Version of Luke in the
Composition of Matthew." New Testament Studies no. 14:75-
95.
64. Westcott, Brooke Foss. 1902. Introduction to the Study of the
Gospels with Historical and Explanatory Notes. New York:
Macmillan.
65. Williams, C.S.. 1945. "Did Matthew and Luke se a 'Western'
Text of Mark." The Expository Times:41-45.
66. Williams, Matthew C. 2000. "The Owen Hypothesis: an Essay
Showing that it Was Henry Owen Who First Formulated the
So-Called "Griesbach Hypothesis"." The Journal of Higher
Criticism:109-125.
67. ———. 2006. Two Gospels from One: A Comprehensive Text-
critical Analysis of the Synoptic Gospels. Grand Rapids (MI):
Kregel.
68. Williams, N. P. 1911. "A Recent Theory of the Origin of St.
Mark's Gospel." In Studies in the Synoptic Problem By
Members of The University of Oxford edited by Sanday,
William, 388-421. Oxford: Clarendon Press.
69. Wilson, B. E. 1997. "The Two Notebook Hypothesis: An
Explanation of Seven Synoptic Patterns." The Expository Times
no. 108:265-268.
70. Wilson, Robert McL. 1959. "Farrer and Streeter on the Minor
Agreements of Matthew and Luke against Mark." In Studia
Evangelica. Papers presented to the International Congress on
"The Four Gospels in 1957, held ar Christ Church, Oxford,
1957", edited by Aland, Kurt et al., 254-257. Berlin: Akademie
Verlag.
71. Winter, Paul. 1956. "The Proto-Source of Luke I." Novum
Testamentum no. 1:184-199.
72. ———. 1970. "The Proto-Source of Luke I. Addenda." Novum
Testamentum no. 12:349.
73. Wittkowsky, Vadim. 2016. "Luke Uses/Rewrites Matthew: A
Survey of the 19th Century Research." In Luke's Literary
Creativity, edited by Nielsen, Jesper Tang and Müller, Mogens,
3-25. New York: Bloomsbury.
"For more than one hundred years, research on the Synoptic
Problem has tended to deny any direct interdependence
between the Gospels of Matthew and Luke. There are several
well-known (but partly fallacious)
arguments against the assumption that one author used the
text of the other, but as a rule, dismissal of the dependence idea
no longer seem to require explanation." (p. 3)
"The present study deals with that period in New Testament
studies when it was considered quite natural that Luke should
have been a sort of critic and one who deconstructed the Gospel
of Matthew. This starting
point even dominated scholarship in the nineteenth century.
The contemporary authors of the time, mostly German, would
have been surprised to hear that precisely the "scattering"
should be seen as a huge problem with regard to Luke's
dependence on Matthew. These scholars, who have been
unmeritedly forgotten, can in part be considered as the
predecessors of Austin Farrer, Michael Goulder, Mark
Goodacre and especially - as we will see below - Eric Franklin,
and their works therefore need to be reexamined and
integrated into the ongoing discussion." (p. 4)
74. Wood, Herbert G. 1985. "The Priority of Mark." In The Two-
Source Hypothesis: A Critical Appraisal, edited by Bellinzoni
Jr., Arthur J., 77-84. Macon: Mercer University Press.
Reprint of "The Priority of Mark", The Expository Times, 65
(1953-19654), pp-17-19.
75. Woods, F. H. 1890. "The Origin and Mutual Relation of the
Synoptic Gospels." In Studia Biblica et Ecclesiastica: Essays
Chiefly in Biblical and Patristical Criticism. Volume 2, edited
by Driver, S. R., Cheyne, T. K. and Sanday, William, 59-104.
Oxford: Clarendon Press.
Reprint: Piscataway, NJ: Gorgias Press 2006.
"It will be seen that the essential feature in the line of argument
adopted is the importance attached to parallelism of sequence
between the three Synoptics, as distinguished from mere
resemblance in subject-matter and even language." (p. 1)
(...)
"I will now give the reasons which seem to me to prove
conclusively that the original basis of the Synoptical Gospels
coincided in its range and order with our St. Mark(A).
(1) The earliest and the latest parallels in all three Gospels
coincide with the beginning and end of St. Mark. The first is the
ministry of St. John the Baptist, the last the visit of the women
to our Saviour's tomb,
(2) With but few exceptions we find parallels to the whole of St.
Mark in either St. Matthew or St. Luke, and to by far the larger
part in both.
(3) The order of the whole of St. Mark, excepting of course what
is peculiar to that Gospel, is confirmed either by St. Matthew or
St. Luke, and the greater part of it by both.
(4) A passage parallel in all three Synoptists is never
immediately followed in both St. Matthew and St. Luke by a
separate incident or discourse common to these two evangelists
alone.
(5) Similarly in the parts common to St. Matthew and St. Luke
alone, no considerable fragments, with some doubtful
exceptions(B), occur in the same relative order, so that it is
unlikely that they formed part of the original source.
(6) To this we may add the fact that in the same parts the
differences between St. Matthew and St. Luke are generally
greater than in those which are common to all three.
Not one of these arguments is of itself necessary to prove our
point. That the Synoptists should have preserved so much of
the original source and of its order, is for the Gospel student a
happy accident which enables him to determine its limits with a
certain degree of exactness. It may be added that arguments of
a like kind could not be adduced to prove the priority of a
Gospel resembling St. Matthew or St. Luke." (pp. 61-62)
(A) By our St. Mark here and throughout is meant our present
Gospel according to the best critical texts, and excluding
therefore xvi. 9-20, against the genuineness of which this
inquiry alone will be found to add strong evidence.
No Marcan section of anything like the same importance is
absent from St. Matthew and St. Luke.
(B) 1 Cf. Matt. xii. 22-30 with Luke xi. 14-23 ; xii. 38-42 with xi.
29-32 ; xii.43-45 with xi. 24-26. See pp. 77, 78. Perhaps we
should add Matt xii.33-35 compared with Luke vi. 43-45.
76. Worden, Ronald D. 1975. "Redaction Critism of Q: A Survey."
Journal of Biblical Literature no. 94:532-546.
77. Wright, Arthur. 1890. The Composition of the Four Gospels: A
critical inquiry. London: Macmillan and Co.
78. Youngquist, Linden. 2013. "Matthew, Mark and Q. A Literary
Exploration." In Mark and Matthew I. Comparative Readings:
Understanding the Earliest Gospels in Their First-Century
Settings, edited by Becker, Eve-Marie and Runesson, Anders,
233-261. Tübingen: Mohr Siebeck.
79. Youngquist, Linden E., Klampfl, Thomas, Carruth, Shawn, and
Reed, Jonathan L., eds. 2011. Documenta Q: Reconstructions
of Q Through Two Centuries of Gospel Research. Excerpted,
sorted, and evaluated: Q 6:37-42. Not Judging – The Blind
Leading the Blind – The Disciple and the Teacher – The Speck
and the Beam. Leuven: Peeters.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Synoptic Problem: Bibliography of
the main studies in English from
1964 (Buc - Day)
Studies on the Synoptic Problem
1. Buchanan, George Wesley. 1974. "Has the Griesbach
Hypothesis Been Falsified?" Journal of Biblical Literature no.
93:550-572.
"In recent article, Professors Talbert and McKnight have
attempted to falsify, or at least cast doubt upon the Griesbach
hypothesis.(1) This is a legitimate and timely undertaking,
because the synoptic problem is currently receiving more
attention than it has commanded since Sanday's seminar at
Oxford and Streeter's publication of The Four Gospels.(2) Like
all other hypotheses, the Griesbach hypothesis should be re-
analyzed periodically to evaluate its strengths and weaknesses."
(p. 550)
(...)
"Conclusion. McKnight's work is certainly a contribution to the
discussion which attempts to describe the literary relationships
which exist between Matthew and Luke. His method of
selecting parallel passages and comparing poetry with poetry or
prose with poetry is one of the ways this might be done. The
results of the study, however, did not falsify the Griesbach
hypothesis. For the first example, there is a reasonable,
alternative explanation for the literary phenomena described.
Matthew and Luke appear to contain different Greek
translations of the same Semitic poetry, but that does not prove
that either gospel used the other or was written without access
to the other during its own composition. The second example
included chreias upon which both gospel writers had
elaborated. It appears, however, that the absence of the phrase
"scribes and Pharisees" may be explained as the sort of
omission one would expect in a gospel approved by Marcion.
This suggestion is at least as likely as the proposal that the
addition was made by a Palestinian author. The argument is
not very convincing either way, and it seems wise to
acknowledge ignorance of the precise way in which these gospel
writers put together these particular sources. The third example
shows that in this case Luke did not use Matthew as his source
but it does not show that Luke is earlier than Matthew or was
the source Matthew used. It seems reasonable to suggest that
Matthew and Luke are not directly related here but have
instead used a common source.
None of Talbert's and McKnight's efforts to falsify the
Griesbach hypothesis turn out, upon analysis, to be conclusive.
Indeed, some of the passages point the critic toward the
Griesbach hypothesis rather than away from it. The purpose of
this response, however, has not been to prove the validity
hypothesis, but to analyze an attempt made to falsify it. A
careful case against the Griesbach hypothesis suggests the
verdict: "Not proved." (pp.571-572)
(1) C. H. Talbert and E. V. McKnight, "Can the Griesbach
Hypothesis JBL 91 (1972) 338-68.
(2) B. H. Streeter, The Four Gospels (New York: Macmillan
1930).
2. ———. 1983. "Matthean Beatitudes and Traditional Promises."
In New Synoptic Studies: The Cambridge Gospel Conference
and Beyond, edited by Farmer, William R., 161-184. Macon:
Mercer University Press.
"The Old Testament and Previous Scholarship
For many years scholars have understood that the Matthaean
Beatitudes were closely related to the Old Testament, especially
Isaiah 57, 61, 66, and Psalms 24, 37, and 73. This Old
Testament information, however, has not led scholars to realize
fully the unity of the message and structure of these Beatitudes.
This may be true, because New Testament scholars have not
approached the Beatitudes from a midrashic point of view,
realizing the influence that an Old Testament text can have
upon the meaning of the midrash. They may not have
understood some of the thought forms that were basic to the
Old Testament texts which the author of the Beatitudes took for
granted. Therefore, this essay will begin with an Introduction to
some of these presuppositions: first, concerning the influence
of the whole text to the message of a midrash." (p. 161)
3. Bultmann, Rudolf. 1926. "The New Approach to the Synoptic
Problem." The Journal of Religion no. 6:337-362.
Abstract: "The two-document theory as to the relations of the
Synoptic Gospels so generally held twenty years ago has proved
to be insufficient to explain the facts. In this article recent
developments of synoptic criticism are indicated. The method
of investigation, called Formgeschichte, undertakes to discover
the various elements in the Gospels by means of typical forms
of literary style. On the basis of this study it becomes possible
to discover the nature of editorial redaction in the Gospels and
to distinguish those portions of the tradition which are original
from the secondary elements supplied by the Gospel writers. By
comparing the literary styles in the Gospels with parallel
literary expressions of Hellenistic and rabbinical literature,
light is thrown on the question as to whether a given utterance
originated on Palestinian or on Hellenistic soil. It is the
conviction of the advocates of formgeschichtliche investigation
that this method marks a genuine advance in the task of
ascertaining what the historical facts are concerning the
preaching of Jesus and the rise of the early Christian
community."
4. ———. 1963. The History of the Synoptic Tradition. New York:
Harper & Row.
Revised edition 1968.
Translation by John Marsh of Die Geschichte der synoptischen
Tradition, Göttingen: Vandenhoeck & Ruprecht, 1921 (second
revised edition 1931; fourth edition 1958 with a Supplement by
Gerd Theissen).
"The following investigation therefore sets out to give an
account of the history of the individual units of the tradition,
and how the tradition passed from a fluid state to the fixed
form in which it meets us in the Synoptics and in some
instances even outside them. I am entirely in agreement with
M. Dibelius when he maintains that form-criticism is not
simply an exercise in aesthetics nor yet simply a process of
description and classification; that is to say, it does not consist
in identifying the individual units of the tradition according to
their aesthetic or other characteristics and placing them in their
various categories. It ii much rather 'to rediscover the origin
and history of the tradition before it took literary form'. The
proper understanding of form-criticism rests upon the
judgement that the literature in which the life of a given
community, even the primitive Christian community, has taken
shape, springs out of quite definite style and quite specific form
and categories. Thus every literary category has its 'life
situation' (Sitz im Leben: Gunkel), whether it be worship in its
different forms, or work, or hunting, or war. The Sitz im Leben
is not, however, an individual historical event, but a typical
situation or occupation in the life of a community. In the same
way, the literary 'category', or 'form', through which a particular
item is classified is a sociological concept and not an aesthetic
one, however much it may be possible by its subsequent
development to use such form as aesthetic media in some
particular literary product. But in the literature of primitive
Christianity, which is essentially 'popular' (Dibelius) in kind,
this development had not yet taken place, and it is possible to
understand its forms and categories in connection with their
'life situation', i.e. the influences at work in the life of the
community." (p. 6, notes omitted)
5. Burkett, Delbert. 2004. Rethinking the Gospel Sources, Volume
1: From Proto-Mark to Mark. London: T & T Clark.
"The two-document hypothesis "affirms that Matthew and Luke
drew material from both Mark and a source or sources, now
lost, designated "Q" In an expanded form of the theory,
Matthew also used other material designated "M" while Luke
used other material designated "L"." (p. 1)
"In this study l am concerned primarily with the material in
Mark with its parallels in Matthew and/or Luke. Hence the
subtitle of my study designates its limits: "from Proto-Mark to
Mark." With respect to the "double tradition" found in Matthew
and Luke, I do not challenge the validity of the Q hypothesis.
My own theory includes something that could be called Q,
though I will not develop this aspect of the theory in the present
work. While my theory includes the hypothesis of Q, as well as
M and L, it goes beyond the scope of the present study to
delineate the contents of these sources or to discuss how they
have been incorporated into Matthew and Luke.
Chapters 2 through 6 present new data that leads to five major
conclusions. 1) The Gospel of Mark did not serve as a source for
either Matthew or Luke. 2) The Gospel of Matthew did not
serve as a source for either
Mark or Luke. 3) Matthew did not use Mark, nor did Mark use
Matthew, but both used the same three sources. 4) Luke did not
use Mark, nor did Mark use Luke, but both used the same
sources. 5) Mark often conflated two or more sources that were
also used by Matthew and Luke respectively. Chapter 7 uses
these five major conclusions as criteria to evaluate current
theories of Synoptic relations. Since no current theory meets all
five criteria, I present a new multi-source theory that does. This
theory proposes that a primitive gospel (Proto-Mark)
underwent two revisions (Proto-Mark A and Proto-Mark B).
Matthew knew Proto-Mark A, Luke knew Proto-Mark B, while
Mark knew and conflated both. In addition, several smaller
sources also contributed material. Chapters 8 to 11 discuss all
these sources in greater detail.
Finally, Chapter 12 gives examples of how this theory would
account for the composition of Mark." (pp. 5-6)
6. ———. 2009. "The Return of Proto-Mark. A Response to David
Neville." Ephemerides Theologicae Lovanienses no. 85:117-
134.
Abstract: "In my book Rethinking the Gospel Sources: From
Proto-Mark to Mark, I presented evidence for a new theory of
Synoptic relations, in which all three Synoptics depended on
earlier sources, including some form of a 'Proto-Mark'. My
arguments for this theory have been criticized in two articles by
David Neville.[*] Neville’s criticisms fall into three categories:
general criticisms, criticisms of my evidence against direct
dependence of one Synoptic on another (Chapters 2 and 3 of
my book), and criticisms of the constructive portion of my
book. An examination of his critique suggests that it does not
damage my case as much as Neville supposed. Ultimately,
Neville’s disagreements with my work are less significant than
his agreements. We both recognize that theories of Markan or
Matthean priority have had their day and that future progress
in solving the Synoptic Problem will require a hypothesis of
some form of Proto-Mark."
[*] Neville, 2006 and 2008.
7. ———. 2009. Rethinking the Gospel Sources, Volume 2: The
Unity and Plurality of Q. Atlanta: Society of Biblical Literature.
"This book constitutes the second of a series on the Synoptic
Problem. The first volume, Rethinking the Gospel Sources:
From Proto-Mark to Mark (T&T Clark, 2004), offered a new
theory about the sources of the material that Mark shares with
Matthew and/or Luke. The present book continues the former
by examining “Q,” the presumed source of the non-Markan
material common to Matthew and Luke. I address two disputed
issues in the study of Q: Is it necessary to hypothesize such a
source, and, if so, did the Q material come from a single source
or more than one? In chapter 1, I address the first issue and
conclude that some form of the Q hypothesis is necessary. In
chapters 2–11, I address the second issue. I conclude that Q
existed as a single written source unified by recurring features
of style and theme. I then identify the reasons why Matthew
and Luke often disagree in the wording of Q. Chapter 12
summarizes my conclusions. Several appendices then set out
significant results of this study." (from the Preface)
8. ———. 2018. The Case for Proto-Mark: A Study in the Synoptic
Problem. Tübingen: Mohr Siebeck.
"The present monograph makes a contribution to the study of
the Synoptic Problem, the question of what literary sources
were used by the Synoptic Gospels (Matthew, Mark, and Luke).
It does not consider every aspect of the Synoptic Problem but
addresses a single question: If the Q hypothesis is adopted to
explain the double tradition, then what theory best explains the
Markan material? I examine three theories
that are compatible with the Q hypothesis: the standard theory
of Markan priority, the Deutero-Mark hypothesis, and the
Proto-Mark hypothesis. The first two of these are theories of
Markan priority, while the Proto-Mark hypothesis is not. I
conclude that the Proto-Mark hypothesis best accounts for the
Markan material.
Any theory of Synoptic relations must account for two types of
material: the material that Matthew and Luke share with Mark
(the Markan material) and the non-Markan material common
to Matthew and Luke (the double tradition). Since the
beginning of the twentieth century, the most common
explanation for the double tradition has been the Q hypothesis,
the theory that Matthew and Luke took the double tradition
from a hypothetical source, now lost, called Q. This theory has
been challenged, especially by proponents of the Griesbach
hypothesis and proponents of the Farrer hypothesis. However,
it remains the most widely held theory to explain the double
tradition. In the present study, I do not enter into the debate
over the Q hypothesis but simply adopt it as a reasonable
working hypothesis. The question then becomes, if we adopt
the Q hypothesis to account for the double tradition, what
theory best accounts for the Markan material? This question is
the focus of the present study." (Introduction, p. 1)
9. ———. 2019. An Introduction to the New Testament and the
Origins of Christianity. Cambridge: Cambridge University
Press.
Second revised edition (First edition 2002); Chapter 10: The
Synoptic Problem, pp. 144-155.
"The first three gospels in the New Testament (Matthew, Mark,
and Luke) share many of the same sayings and stories about
Jesus. For instance, nearly every story and saying in Mark’s
gospel also occurs in one or both of the other gospels. In the
material that they share, they also tend to say the same things
about Jesus. They relate the same stories and sayings in the
same order with much the same wording. Because of these
similarities, scholars began to place all three texts on the same
page in parallel columns in order to more easily compare them.
Such a comparative view is called a synopsis, literally a
“viewing together.” Because these three gospels could be viewed
together in this way, they acquired the designation Synoptic
Gospels.
The similarities among the Synoptic Gospels give rise to the
Synoptic Problem. That is, why are these gospels so much
alike? What is the relationship between them? Most scholars
believe that the Synoptic Gospels
have similarities because they shared some of the same written
sources. The attempt to determine the sources of the gospels is
called “source criticism”." (p. 144)
10. Burrows, Edward B. 1976. "The Use of Textual Theories to
Explain Agreements of Matthew and Luke Against Mark." In
Studies in New Testament Language and Text: Essays in
Honour of George D. Kilpatrick on the Occasion of his Sixty-
Fifth Birthday, edited by Elliott, James Keith, 87-99. Leiden:
Brill.
"It is becoming increasingly popular to reject the hypothesis of
Q and to accept a direct literary connection between Matthew
and Luke, usually the use of Matthew by Luke. One main
argument in favour of a direct connection is provided by the
agreements of Matthew and Luke against Mark in passages
common to all three gospels, which, it is alleged, have not been
adequately accounted for by those who believe that Matthew
and Luke were written independently. Apart from the possible
overlapping of Mark and Q the two explanations usually given
(as for example by Streeter) are independent revision and
textual corruption. To many critics of this view textual
corruption looks suspiciously like an easy way out: surely we
cannot alter the text of the gospels to fit in with a literary
theory? Are there valid textual criteria that support the
proposed revisions of the text?
We may distinguish two main ways in which textual study has
been used to explain some of the agreements." (p. 87)
11. Butler, Basil Christopher. 1951. The Originality of St. Matthew:
A Critique of the Two-Document Hypothesis. Cambridge:
Cambridge University Press.
Contents: I. The Q Hypothesis Tested 1; II. II Arguments for Q
23; Ill. The Great Sermon 37; IV. Further Evidence 49; V. The
Lachmann Fallacy 62; VI. Matthew's Great Discourses 72; VII.
Streeter and Burney on Mark's Use of Q 107: VIII.
Miscellaneous Passages 123; IX. Doublets in Matthew 138; X.
Inclusio, Formulae and Aramaisms 147; XI. St Mark's Gospel
157; Epilogue 170; Index of New Testament Passages 173-178.
"At the end of the first quarter of the present century the Two-
Document hypothesis, the theory, that is to say, that our First
and Third Gospels depend on the Second Gospel and on a
conjectural source of which Q has become the usual
designation, was regarded in many scholarly circles as no
longer requiring proof, criticism or defence. It was on the way
to becoming, if it had not already become, less a hypothesis
than a dogma.
But criticism does not stand still. Wellhausen’s work on the
editorial aspect of St Mark’s Gospel was the prelude to the rise
of the school of Form Criticism, which contemptuously rejected
the supposition that that Gospel is virtually a mere transcript of
the oral teaching of an eyewitness. On the other side of the
Atlantic the eminent Professor J. H. Ropes admitted that the
grounds on which Q’s existence is inferred by modern scholars
are ‘far less secure than is commonly represented or supposed’,
and that the theory that St Luke’s Gospel draws its Q passages
from St Matthew’s ‘has never been shown to be impossible’.
The investigation recorded in the following pages was not, in
the main, carried out with direct reference to the Form Critics.
Yet it is hoped that what it has in fact achieved is to make
possible a synthesis of all that is objectively sound in the work
of that modern school with the elements of truth discovered by
the documentary critics of the generations preceding them. If
the outcome of the investigation may be said to contradict the
conclusions of the older critics, it will I hope be agreed that this
has been the result of a faithful application of their methods.
In the following pages ‘ Matthew’, ‘ Mark’, etc., mean
respectively the several Gospels, and their authors are referred
to as ‘ St Matthew’, etc. ‘Triple tradition’ means those sections
in which all three Synoptic Gospels are parallel, excepting only
those where Mark is not the connecting-link between Matthew
and Luke. ‘Marcan passage’ means a passage in Matthew or
Luke directly (as is usually maintained) connected with a
parallel passage in Mark; these passages constitute the ‘Marcan
tradition’, a more inclusive term than * Triple tradition*. By ‘Q
passages’ I mean such parts of Matthew and Luke as are
parallel with one another but are not parts of the Marcan
tradition. These terms are all used for convenience and without
prejudice." (From the Preface)
12. ———. 1985. "The Synoptic Problem." In The Two-Source
Hypothesis: A Critical Appraisal, edited by Bellinzoni Jr.,
Arthur J., 97-118. Macon: Mercer University Press.
Reprint of "The Synoptic Problem", A New Catholic
Commentary on Holy Scripture, ed. R.C. Fuller L. Johnson, C.
Kearns, London: Nelson, 1969, pp. 815-821.
From the Abstract: "Butler singles out for mention several
solutions to the synoptic problem: (1) The Two-Document
Hypothesis: original form (Weisse and Holtzmann: i.e., a first
edition of Mark [or Proto-Mark] and a conjectural Discourse
Source [later named Q]); (2) The Two-Document Hypothesis:
modern form (McLoughlin: i.e., Mark and Q); (3) The Four
Document Hypothesis (Streeter: i.e., Mark, Q, M. [the source of
Matthew’s peculiar material], and L [the source of Luke’s
peculiar material]); (4) Lagrange’s Modified Two-Document
Hypothesis (that is, an effort by Roman Catholic scholars to
reconcile the priority of Matthew with the Two-Document
Hypothesis); (5) The Priority of Matthew (Chapman); (6)
Pierson Parker (Matthew and Mark depend on a common
source, named by Parker K, a sort of Proto-Matthew); (7) A
Post-Lagrange Hypothesis (Vaganay); (8) Mark a conflation
(Farmer).
Butler proceeds to a detailed examination of certain aspects of
the Two-Document Hypothesis: (1) a seven-part critique of the
so-called Q passages, and (2) a three-part critique of the
priority of Mark as opposed to the priority of Matthew. He
concludes that the evidence requires that Mark depends on
Matthew, and that Luke depends on both Matthew (for his so-
called Q material) and on Mark. If conjectural sources are not
excluded from consideration, then Butler believes that it is
possible that Matthew and Mark on the one hand, and Matthew
and Luke on the other hand, are connected by the common use
of a lost Gospel, which can best be described as a Proto-
Matthew, a document of which our canonical Matthew is a
fairly faithful “second edition".” (pp. 97-98)
13. ———. 1985. "The Lachmann Fallacy." In The Two-Source
Hypothesis: A Critical Appraisal, edited by Bellinzoni Jr.,
Arthur J., 133-142. Macon: Mercer University Press.
Reprint from B. C. Butler, The Originality of St. Matthew: A
Critique of the Two-Document Hypothesis, Cambridge:
Cambridge University Press, 195 1 , pp. 962-971.
Abstract: "According to Butler, the priority of Mark rests, in
part, on an inference that is obviously false. Lachmann himself
drew a correct inference on the assumption that the Synoptic
Gospels are only indirectly connected by dependence of them
all on a lost document or oral tradition; namely, that the
phenomena of order show that the lost document is most
faithfully preserved in Mark. This conclusion was the basis of
the theory of Ur-Markus as a sort of first edition of Mark and as
a source for Matthew and Luke. In the course of time it was
seen that Ur-Markus must have been so similar to Mark as to
have been practically identical with it, and the proper step was
taken of abandoning this conjectural document. But it was not
noticed that by identifying Ur-Markus with Mark the terms of
Lachmann’s problem were essentially altered and his inference
no longer held good. In the theory of Markan priority Ur-
Markus’s ghost presides over his own sepulchre.
Butler quotes Streeter, interposing his own comments: “We
note, then, that in regard to (a) items of subject matter, (b)
actual words used, (c) relative order of incidents, Mark is in
general supported by both Matthew and Luke, and in most
cases where they do not both support him they do so alternately
[that is, one or the other supports him], and they practically
never agree together against Mark. This is only explicable [here
is the vicious inference] if they followed an authority which in
content, in wording, and in arrangement was all but identical
with Mark.”
This mistake, although not actually made by Lachmann, was
apparently fathered upon him and has been repeated in modem
times by Stanton, Abbott, Wellhausen, Burkitt, Hawkins,
Streeter, Rawlinson, Narborough, Redlich, and others. In fact,
Butler maintains, once the theory of Ur-Markus is rejected, all
that can be argued is that Mark is necessarily the connecting-
link between Matthew and Luke in the Triple Tradition, but not
necessarily the source of more than one of them. The data
simply do not support a more precise determination of the
relationship among the synoptic gospels.
Butler does concede that Mark’s use of phrases likely to cause
offense and his roughness of style and grammar and use of
Aramaic words is an argument for Markan priority deserving
serious attention."
14. Carey, Greg. 2013. "Moving Things Ahead: A Lukan
Redactional Technique and Its Implications for Gospel
Origins." BIblical Interpretation no. 21:302-319.
Abstract: "Recent and influential proposals (Richard
Bauckham; James Durin) have emphasized the role of memory
in the composition of the Gospels. Despite the diversity and
sophistication of these proposals, they have led to a devaluation
of source and redaction analysis among some interpreters. On
the contrary, attention to Lukan redaction of Mark, particularly
with respect to the sequence of pericopae, reveals both the
value of source and redaction analysis and the limitations of
memory-oriented accounts of Gospel origins. Lukan
transposition manifests itself most clearly in four pericopae:
Jesus in Nazareth (Luke 4:16-30), the woman who anoints
Jesus (7:36-50), the question of eternal life (10:25-37), and the
tradition of the fig tree (13:6-9). Looking at these pericopae one
by one, many interpreters debate whether Luke relies on
independent traditions; taken as a group, they reveal Luke's
redactional and literary activity. In each instance (a) Luke
neatly excises the pericope from its location in Mark's
sequence, (b) Luke changes fundamental dynamics of the
pericope, and (c) Luke's redactional activity favors widely
accepted Lukan emphases. Memory-oriented interpretations
will undervalue Luke's emphases in these instances."
15. Carlson, Stephen C. 2001. "Clement of Alexandria on the
‘Order’ of the Gospels." New Testament Studies no. 47:118-125.
"Proponents of the Griesbach hypothesis have often appealed to
a tradition handed down by Clement of Alexandria in support
of their position that Mark used Matthew and Luke. Written
early in his career in the now lost Hypotyposeis, Clement’s
information has been preserved for us by Eusebius of
Caesarea..." [follow the citation of Eusebius of Caesarea,
Historia Ecclesiastica 6.14.5-7] (p. 118)
(...)
"Although leading source critics have disputed the value of this
information, Clement’s statement, (...) is widely understood to
mean that Matthew and Luke, which include genealogies, were
written first, i.e. before Mark and John. Under this
interpretation, Clement’s statement raises perplexing questions
that have not been satisfactorily resolved.
For example, Clement’s order stands isolated in apparent
contradiction with the chronological order Matthew–Mark–
Luke–John given by virtually every other patristic witness. In
fact, Clement’s order was unsupported until the ninth century."
(p. 119)
(...)
"Clement’s statement [*] has puzzled commentators over the
years because it has been uniformly interpreted in
chronological terms, but its difficulties evaporate when
προγεγράφθαι is understood as a reference to the open
publication of Matthew and Luke. In terms of its textual and
historical contexts, therefore, the best interpretation of
Clement’s statement is that the gospels with the genealogies
were written before the public, as gospels for all Christians.
This interpretation makes better sense of the aetiology of Mark
that immediately follows and explains the patristic unanimity
of the chronological order for the gospels outside of Clement.
For the cause of synoptic source criticism, however, Clement’s
testimony can no longer be relied upon as evidence for the
relative order of the gospels." (p. 125, notes omitted)
[*] He said that those of the gospels comprising the genealogies
[Matthew and Luke] were ‘written before’ (προγεγράφθαι) that
Mark had this ‘disposition’.
16. ———. 2015. "Problems with the Non-Aversion Principle for
Reconstructing Q." In Marcan Priority Without Q:
Explorations in the Farrer Hypothesis, edited by Poirier, John
C. and Peterson, Jeffrey, 44-61. London: T & T Clark.
"The Critical Edition of Q was an ambitious undertaking by the
International Q Project. As a reconstruction of Q's text, it
seems reasonable that they should look for analogies by textual
critics in how they reconstructed the texts of the gospels based
on the manuscript evidence. Some of the techniques they
adopted from the textual critics seem appropriate to their task,
for example, their analysis of the text in
terms of variation units. (49) In fact, some of what the IQP did
can be seen as an improvement upon the praxis of textual
criticism, especially the compilation and publication of a
database of scholarly opinion on each variation unit. But other
aspects they adopted were less successful, and the {A} grade of
'virtual certainty' is one of them. Q is a hypothetical text whose
wording is contingent on other hypotheses, including the
hypothesis that the textual criticism can restore a sufficiently
accurate exemplar for Matthew and Luke. Because of this
contingency, it is impossible to be more confident in Q's text
than that of the attested
gospels and prima facie unlikely that even Q's doubly attested
text can be as confident as that of its witnesses." (p. 60, a note
omitted)
(49) Though this can be faulted since many of the variation
units do not appear to be independent.
17. Carlston, Charles E., and Norlin, Dennis. 1971. "Once More --
Statistics and Q." The Harvard Theological Review no. 64:59-
78.
"Exegetes are probably no less prone than anybody else to long
for something mathematical, something clearly right or wrong,
in their discipline. It is thus hardly surprising that in recent
years at least two attempts have been made to examine, on a
purely objective statistical basis, the disputed question of
synoptic relationships.(1) It is our intention in this paper to
comment briefly on these two studies and to add new figures to
the discussion." (p. 59)
(1) Theodore R. Rosché, The Words of Jesus and the Future of
the "Q" Hypothesis, Journal of Biblical Literature 79 (1960),
210-20; A. M. Honoré, A Statistical Study of the Synoptic
Problem, Novum Testamentum 10 (1968), 95-147. All pages
cited below refer to these two articles.
18. ———. 1999. "Statistics and Q--Some Further Observation."
Novum Testamentum no. 41:108-123.
"The Problem. In an article published in the Harvard
Theological Review in 1971(1) the authors suggested a method
of word-counting ("agreements" among various parallel
accounts) that might test certain literary relationships among
the first three gospels. Two responses to it make further
discussion necessary.(2)
Some preliminary observations: For the purposes of this
original article and the present response to its critics, we have
assumed that the so-called "Two-Source Theory" best explains
the synoptic problem.
But the Two-Source theory presumed here is not the only
option.
Other perfectly competent scholars hold to a wide variety of
viewpoints, which could be designated by tags such as
Griesbach, proto-Mark, two editions of Matthew, Lukan
priority, Luke's use of Matthew
or vice versa, multiple source theories, and even a benign
(resigned?) agnosticism toward the whole issue. Still, it should
be noted that the Two-Source theory is far more commonly
held than any other single
view. Consequently, our method should not be considered a
priori absurd, while those who hold different views have
neither established those views nor seriously challenged the
Two-Source theory by simply objecting to minor aspects of our
study. The larger problem is enormously complex and not
really under discussion here." (pp. 108-109)
(1) Charles E. Carlston and Dennis Norlin, "Once More-
Statistics and Q," HTR 64 (1971) 59-78. Allusions to the
"original article" in this study are intended as references to this
1971 study.
(2) John J. O'Rourke, "Some Observations on the Synoptic
Problem and the Use of Statistical Procedures,"Novum
Testamentum 16 (1974) 272-277; and Sharon L. Mattila, "A
Problem Still Clouded: Yet Again-Statistics and 'Q'," Novum
Testamentum 36 (1994) 314-329.
19. Carmignac, Jean. 1986. The Birth of the Synoptics Gospels.
Chicago: Franciscan Herald Press.
Translation of La naissance des Evangiles Synoptiques, Paris:
O.E.I.L. 1984.
20. Carruth, Shawn, and Garsky, Albrecht, eds. 1996. Documenta
Q: Reconstructions of Q Through Two Centuries of Gospel
Research. Excerpted, sorted, and evaluated: Q 11:2b-4. The
Lord’s Prayer. Leuven: Peeters.
21. Carruth, Shawn, and Robinson, James M., eds. 1996.
Documenta Q: Reconstructions of Q Through Two Centuries of
Gospel Research. Excerpted, sorted, and evaluated: Q 4:1-13,6.
The Temptations of Jesus – Nazara. Leuven: Peeters.
22. Carson, Donald A. 1994. "Matthew 11:19b/Luke 7:35: A Test
Case for the Bearing of Q Christology on the Synoptic Problem."
In Jesus of Nazareth: Lord and Christ. Essays on the
Historical Jesus and New Testament Christology, edited by
Green, Joel B. and Turner, Max, 128-146. Grand Rapids, MI:
Eerdmans.
23. Carson, D. A., and Moo, Douglas J. 2005. An Introduction to
the New Testament. Grand Rapids, MI: Zondervan.
Second edition (First edition 1992); Chapter 2: The Synoptic
Gospels, pp. 77-133.
"Over the last two centuries, scholars have scrutinized the
Synoptic Gospels from many angles and with many different
results. This is inevitable, given the vital importance of these
books for Christian belief and life. In these books is narrated
the life of the One in whom God has chosen especially to make
himself known to human beings. They depict the events on
which the significance of history and the destiny of every single
individual depend: the death and resurrection of Jesus the
Messiah. Issues pertaining to these books individually will be
treated in the chapters devoted to each; here we address
significant issues that embrace all three accounts. Specifically,
we examine three questions: How did the Synoptic Gospels
come into being? How should we understand the gospels as
works of literature? And what do the gospels tell us about
Jesus?" (p. 78)
24. Casey, Maurice. 2002. An Aramaic Approach to Q: Sources for
the Gospels of Matthew and Luke. Cambridge: Cambridge
University Press.
"In surveying the history of previous scholarship in chapter 1, I
showed that the Aramaic dimension of Q has never been
properly treated, and is conventionally omitted. This is a
remarkable fact. Most people have noticed that language is a
significant part of culture, but the study of Q, like the study of
Jesus in general, has proceeded as if this were not the case. I
also showed in chapter 1 that the whole notion that Q was a
single document written in Greek has never been satisfactorily
demonstrated.
The omission of the Aramaic dimension is one significant
aspect of this, since it has prevented a proper critical
assessment of those passages in which the material was
transmitted in Aramaic, of which Matthew and Luke used or
made different translations. It is not, however, the only
significant defect in scholarship. The predication of a Q
community, and attempts to portray Jesus as a Cynic
philosopher are among other major problems. All these
problems are related at a profound level. The omission of
Aramaic is one aspect of a general failure to see the Q material
within the culture in which it was produced. This general
failure is behind most of the other serious problems. This
failure is due to the presence of scholarly investigators in their
own part of the modern world, and their strong tendency to
repeat each other reflects the fact that a scholar’s membership
of our vast academic bureaucracies is in some ways as
important as ideological orientation." (p. 185)
25. Catchpole, David. 1993. The Quest for Q. Edinburgh: T & T
Clark.
Reprint New York: Bloomsbury 2015.
"This volume incorporates a series of previously published
articles, which have been extensively supplemented and in
some cases very drastically revised." (p. XI)
(...)
"The study of Q, the hypothetical second source used by
Matthew and Luke alongside Mark, has rarely flourished as
exuberantly as it does now. Monographs abound, articles jostle
with one another in the scholarly journals, ever more
sophisticated and nuanced proposals concerning its
development arise.
And yet at the same time Q is experiencing a mid-life crisis,
with wounding attacks being made on its identity, indeed its
existence, the intention being to kill the hypothesis stone dead.
Something therefore needs to be said in its defence." (p. 1)
(...)
"We shall consider in a series of test cases how well the
hypothesis that Luke used Matthew works, how well the theory
that all the material was created by Matthew works, and how
well the Q hypothesis might explain the data. The approach will
be essentially a combination of the form-critical and the
redaction-critical for the purpose of clarifying the source-
crit1cal situation. The suggestion will be that all traditions in
the sample provide evidence that Luke gives us access to an
earlier version than that in Matthew, and that in different ways
they undermine the theory of Matthaean creativity.
Some in addition provide very important evidence of the space
between the theology of Q and the theology of Matthew." (p. 6)
26. Chang, Kai-Hsuan. 2019. "Questioning the Feasibility of the
Major Synoptic Hypotheses: Scribal Memory as the Key to the
Oral–Written Interface." Journal for the Study of the New
Testament no. 41:407-432.
Abstract: "Instead of blurring the oral and the literary media in
antiquity (R. Bultmann and B. Gerhardsson) or dividing them
with unsatisfying principles (J.D.G. Dunn), this article follows
recent scholarship on orality to explore the mechanical
operation of ancient scribal memory as the oral-written
interface. In so doing, I argue that the agreement of order
between the Synoptic Gospels is characteristic of memory-
based utilizations of written texts and does not necessarily
indicate the scribes’ visual contact with those texts. It is, rather,
the very high degree of verbal agreement that indicates
Matthew’s frequent visual contact with Q 10–11 and 12–13
throughout the gospel, even when following Mark’s narrative
sequence by memory. This approach explains the infrequent
micro-conflations on the Two Document Hypothesis (2DH)
with a more mechanically probable procedure, and so
strengthens the argument that the 2DH is more feasible than
the Two Gospel Hypothesis and the Farrer-Goulder
Hypothesis."
27. Chapman, D. J. 1937. Matthew, Mark, and Luke: A Study in
the Order and Interrelation of the Synoptic Gospels. London:
Longmans, Green.
Edited by John M. T. Barton.
28. Cirafesi, Wally V. 2013. Verbal Aspect in Synoptic Parallels:
On the Method and Meaning of Divergent Tense-Form Usage
in the Synoptic Passion Narratives. Leiden: Brill.
"In this volume I argue that an approach to the Greek verbal
system that is based on verbal aspect theory has more
explanatory power than the traditional temporal and
Aktionsart approaches for answering the question, why do the
Synoptic Gospels at times employ different tense-forms in
recounting the same narrative event? In the light of previous
research, I suggest that understanding the Greek verb as
operating within a systemic network of semantic relationships,
from which an author/speaker can make a subjective formal
choice (whether conscious nor not) that can result in a range of
discourse highlighting functions, helps to explain Synoptic
tense-form differences on the basis of normal Greek usage,
rather than in terms of anomaly or unexplainable irregularity,
mid thus provides interpreters of the New Testament with a
significant exegetical resource.
In view of the stated argument, I have three main goals: (1) to
give insight into the individual tendencies of discourse
structure within selected portions of the Synoptic Passion
Narratives (PNs) via a comparison of verbal aspect choice, (2)
to provide objective criteria for evaluating discourse
prominence in Synoptic parallels, and (3) to demonstrate the
overarching exegetical value of a rigorous understanding of the
textual function of Greek verbal aspecL" (p. 1)
29. Collins, Raymond F. 1983. Introduction to the New Testament.
Garden City, NY: Doubleday.
Chapter Two: Historical-Critical Methodology, pp. 115-155.
"In short, the most significant area for source analysis in the
study of the Synoptic Gospels is the overarching network of
issues relating to the Synoptic Problem. The associated issues
with respect to a proto-Matthew, an Urmarkus, and a proto-
Luke also require the use of the source-critical methodology.
Yet with the practical rejection of these earlier-edition theories
and the popular acceptance of the Two-Source theory, source
analysis of Matthew, Mark, and Luke has not been completely
exhausted."
30. Collison, J. G. F. 1983. "Linguistic Usages in the Gospel of
Luke." In New Synoptic Studies: The Cambridge Gospel
Conference and Beyond, edited by Farmer, William R., 245-
260. Macon: Mercer University Press.
"This volume has as its stated objective the furthering of
redactional work on the basis of the Griesbachian hypothesis.
Not only does the Brauchbarkeit [usefulness] argument used
by the advocates of the two-document hypothesis, though not a
logical argument, need to be countered, but there is also need
to provide standard material which can be used by the growing
company of those who operate on the basis of the Griesbach
paradigm, for use in the situations in which most of them earn
their daily bread, namely, teaching. This need exists
particularly with regard to the Gospel of Luke.
A thorough study of the redactional theology of Luke is
dependent, in part, upon one’s ability to distinguish between
source and redaction, particularly in those parts of his gospel
which are not dependent on the Gospel of Matthew. For this, a
definitive list of linguistic usages of the author of the gospel, as
well as a list of linguistic usages which will help delineate
whether, in addition to Matthew, Luke has used another
written source or sources, is needed. While linguistic controls
are not the only controls needed, the relentless pursuit of
theological motifs without adequate linguistic controls can lead
to subjective evaluations of the redactional theology of Luke. It
also can lead to the ignoring of the influences of Nebenquelle
[secondary sources]. By linguistic usages is meant the
vocabular, grammatical, and syntactical aspects of the language
of the author or of a document. For various reasons, the phrase
“literary characteristics” is an inappropriate word for these
kinds of phenomena." (pp. 245-246)
31. ———. 1983. "Eschatology in the Gospel of Luke." In New
Synoptic Studies: The Cambridge Gospel Conference and
Beyond, edited by Farmer, William R., 363-371. Macon: Mercer
University Press.
"This is an attempt at describing some aspects of Lukan
eschatology on the hypothesis that Luke* knew and used the
canonical gospel of Matthew. But, it is also an attempt to
delineate Lukan theology. So if the perception is right it must
provide some illumination, whatever one’s own hypothesis of
synoptic interrelationships.(2)
1. Since Conzelmann’s influential work,(3) it has become
commonplace to suggest that Luke has replaced primitive
Christian eschatology with salvation history and that his
hortatory category is “suddenness” rather than imminence.
There is in the gospel an emphasis on suddenness and
unexpectedness. But this is seen clearly only in some parables
and in Lk 17:20-37." (p. 363)
* “Luke* is used to indicate the author of the Gospel, the text
being indicated by the abbreviation “Lk”; and so for the Gospel
of Matthew.
(2) The reader will note in due course that there are in fact a
number of instances where the perceptions of Luke derived on
the basis of the Griesbach hypothesis coincide with those of the
small but increasing number of scholars who do not subscribe
to the Conzelmann synthesis on Luke-Acts. Among such works
the writer has profited most from the following three articles: F.
D. Francis, “Eschatology and History in Luke-Acts,” Journal of
the American Academy of Religion 37 (1969): 49-63; C. H.
Talbert, “The Redaction Critical Quest for Luke the
Theologian,” in Jesus and Man's Hope, vol. 1 (Pittsburgh:
Pittsburgh Theological Seminary, 1970) 171-222; and, R. H.
Hiers, “The Problem of the Delay of the Parousia in Luke-Acts”,
New Testament Studies 20 (1974): 145-55.
(3) H. Conzelmann, The Theology of St. Luke (London: Faber
and Faber, 1960).
32. Connolly-Weinert, Frank. 1989. "Assessing Omissions as
Redaction: Luke's Handling of the Charge against Jesus as
Detractor of the Temple." In To Touch the Text: Biblical and
Related Studies in Honor of Joseph A. Fitzmyer, edited by
Horgan, Maurya P. and Kobelski, Paul J., 358-368. Mew York:
Crossroad.
33. Cope, Lamar. 1973. "Matthew 12:40 and the Synoptic Source
Question." Journal of Biblical Literature no. 92:115.
34. ———. 1983. "The Argument Revolves: The Pivotal Evidence for
Markan Priority Is Reversing Itself." In New Synoptic Studies:
The Cambridge Gospel Conference and Beyond, edited by
Farmer, William R., 143-159. Macon: Mercer University Press.
"There are two major reasons for this continued use of a
hypothesis even when several of its major assertions have long
since been proven faulty. The first, the subject of this essay, is
the firm belief that in a number of places it can be shown that
Matthew blatantly or clumsily altered Mark, either correcting
or corrupting the sense of his source. Those cases present
powerful, and as yet unshaken evidence that Mark is the
earliest gospel. The second reason, more subtle and less often
articulate, is the belief that one can make the best sense of the
development of earliest Christianity and early Christian
literature by use of the Mark-Q literary hypothesis.(2) Since,
however, this “usefulness” argument would be blatantly circular
and dogmatic if it stood alone, most critics would probably
agree that the crux of current belief that Mark is the earliest
gospel is the evidence that Matthew has altered Mark in several
instances in unmistakable ways.
As most readers know, the actual cases of clear Matthean
alteration of Mark vary from scholar to scholar. Many of the
claims rest firmly on the prior and unquestioned assumption
that Mark is the earliest. In these cases the writers are unaware
that the evidence is completely circular and so uncompelling.
There are four passages, however, that are widely used as
evidence for Matthew’s transparent alteration of his Marcan
source. They are: the “purpose of parables” pericope in Mark 4
|| Matthew 13, the story of “the death of John the Baptist” in
Mark 6 || Matthew 14, the famous “Why do you call me good?”
passage in Mark 10 || Matthew 19, and the saying on “clean-
unclean” in Mark 7:15 || Matthew 15:11. The evidence from
these four passages, taken together, constitutes the strongest
argument available for the use of Mark by Matthew.
Thus today any challenge to the theory of Markan priority must
be directed to this crucial material. In order to dispute the
priority of Mark, evidence must be presented to show that
Matthew did not alter Mark because of misunderstanding or for
a deliberate theological motive. Moreover, one would need to
show that the opposite is true, that is, that there are places
where Mark can be shown to have altered Matthew (or Luke)
through misunderstanding or out of deliberate theological bias.
To my surprise, work with the passages usually cited in favor of
Markan priority done in the process of redactional study of
Matthew appears to show that the evidence in these reverses in
just this way."
(2) N. Perrin, Rediscovering the Teaching of Jesus (New York:
Harper Λ Row, 1967), 35.
35. Corley, Kathleen E. 2011. "White Male Dominance of Synoptic
Gospel Research and the Creative Process " In New Studies in
the Synoptic Problem: Oxford Conference, April 2008: Essays
in Honour of Christopher M. Tuckett edited by Foster, Paul,
Gregory, Andrew F., Kloppenborg, John S. and Verheyden,
Joseph, 831-844. Leuven: Peeters.
36. Cotter, Wendy. 2004. "Christopher Tuckett and the Question of
Q." Bulletin of the John Rylands Library no. 86:141-173.
37. Crawford, Matthew A. 2015. "Ammonius of Alexandria,
Eusebius of Caesarea and the Origins of Gospels Scholarship."
New Testament Studies no. 61:1-29.
Abstract: "In the early third and fourth centuries respectively,
Ammonius of Alexandria and Eusebius of Caesarea engaged in
cutting-edge research on the relationships among the four
canonical gospels. Indeed, these two figures stand at the head
of the entire tradition of comparative literary analysis of the
gospels. This article provides a more precise account of their
contributions, as well as the relationship between the two
figures. It argues that Ammonius, who was likely the teacher of
Origen, composed the first gospel synopsis by placing similar
passages in parallel columns. He gave this work the title
Diatessaron-Gospel, referring thereby to the four columns in
which his text was laid out. This pioneering piece of scholarship
drew upon a long tradition of Alexandrian textual scholarship
and likely served as the inspiration for Origen’s more famous
Hexapla. A little over a century later, Eusebius of Caesarea
picked up where Ammonius left off and attempted to
accomplish the same goal, albeit using a different and improved
method. Using the textual parallels presented in the
Diatessaron-Gospel as his ‘raw data’, Eusebius converted these
textual units into numbers which he then collated in ten tables,
or ‘canons’, standing at the beginning of a gospel book. The
resulting cross-reference system, consisting of the Canon
Tables as well as sectional enumeration throughout each
gospel, allowed the user to find parallels between the gospels,
but in such a way that the literary integrity of each of the four
was preserved. Moreover, Eusebius also exploited the potential
of his invention by including theologically suggestive cross-
references, thereby subtly guiding the reader of the fourfold
gospel to what might be called a canonical reading of the four."
38. Creed, John M. 1935. "’L’ and the Structure of the Lucan
Gospel: A Study of the Proto-Luke Hypothesis." The Expository
Times no. 46:101-107.
39. Crook, Zeba Antonin. 2000. "The Synoptic Parables of the
Mustard Seed and the Leaven: a Test-Case for the Two-
Document, Two-Gospel, and Farrer-Goulder Hypotheses."
Journal for the Study of the New Testament:23-48.
Abstract: "It is not uncommon to read studies that either state
explicitly or work under the assumption that the synoptic
problem has been solved. Using the parables of the Mustard
Seed and the Leaven as a test-case, it becomes clear that the
problem is far from a solution. Each of the three major source
hypotheses has its strengths (and weaknesses) when it attempts
to account for the data generated by these two pericopae.
Although this paper concludes that the Two-Document
Hypothesis (2DH) deals with the data with the fewest
problems, the strengths of the other hypotheses coupled with
the weaknesses of the 2DH should help keep the 2DH honest."
(...)
"The order of the sections is not meant to presuppose a favored
hypothesis.
The 2DH is presented first because for better or worse it is the
most widely accepted hypothesis. Though the Griesbach
hypothesis was popular before the 2DH, in its modem
manifestation (2GH) it is a reaction against the 2DH, and hence
follows. The Farrer-Goulder hypothesis can also be said to be a
reaction against the 2DH (and possibly the 2GH as well), and
so it is third." (p. 24 note 3)
40. Damm, Alex. 2003. "Ornatus: An Application of Rhetoric to the
Synoptic Problem." Novum Testamentum no. 45:338-364.
Abstract: "In this essay I shall consider ancient rhetoric as a
means to suggest synoptic relationships. Focusing on the
stylistic virtue of ornatus ("adornment"), I shall examine three
triple tradition sentences in which the gospel of Mark employs
a word used nowhere by the gospels of Luke or Matthew.
Focusing on the relationship between Mark and the other
gospels, I shall ask whether it is more likely that Mark adds the
word to Matthew and/or Luke on the Two-Gospel Hypothesis,
or whether Matthew and/or Luke delete it from Mark on the
Two-Document Hypothesis. My study leads me to two
conclusions. On grounds of omatus, editing on either source
hypothesis is plausible. But such editing on the Two-Document
Hypothesis is more plausible, since Mark's addition of each
word would entail the unlikely discovery of near-perfect or
coincidentally co-ordinated literary patterns in Matthew and/or
Luke."
41. ———. 2011. "Ancient Rhetoric and the Synoptic Problem." In
New Studies in the Synoptic Problem: Oxford Conference,
April 2008: Essays in Honour of Christopher M. Tuckett
edited by Foster, Paul, Gregory, Andrew F., Kloppenborg, John
S. and Verheyden, Joseph, 483-508. Leuven: Peeters.
42. ———. 2013. Ancient Rhetoric and the Synoptic Problem:
Clarifying Markan Priority. Leuven: Peeters.
43. Davis III, Charles T. 1983. "Mark: The Petrine Gospel." In New
Synoptic Studies: The Cambridge Gospel Conference and
Beyond, edited by Farmer, William R., 441-466. Macon: Mercer
University Press.
"Thomas Longstaff argues persuasively, drawing on studies
assuming both the Griesbach and the Two Source Hypotheses,
that Mark should
be understood as a spokesman for orthodoxy, the author of a
Gospel written primarily to present to the reader the correct
understanding of Jesus’ messiahship and the correct
understanding of what following him entails.(1)
The present study seeks to advance this argument by defining
more precisely the Markan understanding of messiahship on
the grounds of an intrinsic literary analysis of the gospel as a
whole.(2) It will be suggested that Mark’s understanding of
messiahship is compatible with a Roman provenance in that it
advances the claims of Peter to be the fountainhead of the true
“secret” gospel. By implication the gospel challenges the
Gnostic claim of a “secret” tradition deriving from Thomas or
others. Finally it will be argued that this literary understanding
of Mark gives one a basis for explaining adequately why Mark
could have abbreviated the available tradition that we see
reflected in Matthew and Luke by omitting birth narratives,
genealogy, Sermon on the Mount/Plain traditions,
postresurrection appearances and much teaching material."
(pp. 441-442, two notes omitted)
(1) "Crisis and Christology: The Theology of the Gospel of
Mark,” Perkins Journal 33:4 (Summer 1980):28. (See p. 392,
above).
(2) For a complete exposition of method see Charles Thomas
Davis III, Speaking of Jesus (Lakemont GA: CSA Press, 1978)
61-81; or, by the same author, “A Multidimensional Criticism of
the Gospels,” Orientation By Disorientation: Studies in
Literary Criticism and Biblical Literary Criticism (Pittsburgh:
Pickwick Press, 1980) 87-98.
44. Day, Matthew. 2005. "Reading the Fossils of Faith: Thomas
Henry Huxley and the Evolutionary Subtext of the Synoptic
Problem." Church History no. 74:534-556.
"In what follows, I want to examine a thicket of historical
relationships and issues that the warfare model has obscured
from view by unraveling the connection between evolutionary
thought and biblical criticism in the nineteenth century.
Specifically, my aim is to unearth the link that unites the
Synoptic Problem, the workhorse of modern New Testament
studies, and Thomas Henry Huxley (1825-95)?a man who is
often viewed as the paradigmatic scientific warrior against
religion." (p. 536)
(...)
"As I see it, the pressing historical question is not "Why did
Huxley write about the Synoptic Problem?" but is instead "Why
did Huxley believe all three Synoptic Gospels were dependent
upon a single Ur-Marcus?".
I will argue that Huxley arrived at this conclusion by viewing
biblical criticism as one plank within a larger campaign for
cultural and social reform - a campaign that, among other
things, would make science the conceptual foundation for
humanistic studies. More precisely, by extending the discourse
of natural history to address religion, Huxley could regard
"scientific" biblical criticism and the anthropology of religion as
forms of biological inquiry. Thus, both the form and content of
the Ur-Marcus solution to the Synoptic Problem became an
opportunity for Huxley to demonstrate the methodological
superiority of scientific thought and the explanatory breadth of
the Darwinian hypothesis."
45. Dayton, Wilber T. 1963. "A New Look at the Marcan Hypothesis
and Gospel Research." The Asbury Seminarian no. 17:53-64.
"For more than half a century there had been a "consensus"
among the scholars not only as to the nature of the Synoptic
Problem but as to its solution. As early as the nineties, students
at Cambridge had been told that there was no longer a synoptic
problem to solve.(1)" (p. 53)
(...)
But in 1961 William R. Farmer, of Perkins School of Theology,
said, "During the past ten years the situation has changed. "(8)
He cites the work of Butler in England (1951), Parker in
America (1953), Vaganay in France (1954), and Ludlum in
America (1958), all of whom opposed the view that our Mark
could have been used as a source by our Matthew. Upon
investigation. Farmer rejects the hypothesis that these writers
were but serving some ecclesiastical or traditional cause. And
the major thrust of his paper is to present the question
whether, in
the light of serious research, the priority of Mark can still be
assumed as an assured result of nineteenth century criticism.
Since this question haunts every serious student of the Gospels,
he has entitled his treatise, "A 'Skeleton in the Closet' of Gospel
Research. " (pp. 54-55)
(1) Foakes Jackson, Constructive Quarterly (June 1920), p.
326.
(8) William R. Farmer, "A 'Skeleton in the Closet' of Gospel
Research," Biblical Research, VI, (Papers of the Chicago Society
of Biblical Research, published at 800 West Beldon, Chicago
14, Illinois), pp. 18-42..
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Synoptic Problem: Bibliography of
the main studies in English from
1964 (De - Fee)
Studies on the Synoptic Problem
1. De Jonge, Henk Jan. 1992. " Augustine on the Interrelations of
the Gospels." In The Four Gospels 1992. Festschrift Frans
Neirynck. Volume III, edited by van Seegreboeck, Frans,
Tuckett, Christopher M., Van Belle, Gilbert and Verheyden,
Joseph, 2409-2417. Leuven: Leuven University Press.
"In a contribution to the recent Jerusalem Symposium on The
Interrelations of the Gospels, Frans Neirynck makes mention
of the "Augustinian hypothesis" concerning the literary
relationships between the Gospels. According to Neirynck,
Augustine's view of these relationships was that Mark had
access to Matthew, and Luke to Mark."
(...)
"In a paper read at the Colloquium Biblicum Lovaniense of
1990, however, I have already argued that if Augustine had a
"Benutzungshypothese" [usage hypothesis] at all, it can only
have had the following form(3):
Mt -> Mk -> Lk -> Jn
The reason why Augustine should not be thought to have
regarded each evangelist äs dependent on all his predecessors
is that he, Augustine, wrote in De consensu evangelistarum
I,ii,4: "each evangelist proves to have chosen to write not in
ignorance of the other writer, his predecessor [in the singular!]"
(4)" (pp. 2409-2410)
(...)
Augustine had no "Benutzungshypothese" at all. The so-called
"Augustinian hypothesis" does not reflect Augustine's views on
the origin and interrelations of the Gospels. It is a recent
invention, possibly not older than the sixteenth Century(22)"
(p. 2417).
(3) H.J. DE JONGE, The Loss of Faith in the Historicity of the
Gospels, in A. DENAUX (ed.), John and the Synoptics (BETL,
101), Leuven, University Press - Peeters, 1992, 409-421.
(4) AUGUSTINUS, De consensu evangelistarum, ed F.
WEIHRICH (CSEL, 43), Vienna/Leipzig, Tempsky and Freytag,
1904, p 4, I,ii,4 "non tamen unusquisque eorum velut altenus
praecedentis [singular!] ignarus voluisse scnbere reppentur".
22. So far äs I know the first author to ascribe the "Augustinian
hypothesis" concerning the relationships between the Gospels
to Augustine was M. CHEMNITZ,Harmonia evangelica, 1593;
Frankfurt-Hamburg, 1652, "Prolegomena", cap. l, p. 3: "Et
manifestius hoc inde colligitur, cum, juxta Epiphanii et
Augustini sententiam, inter evangelistas illi, qui post alios
scripserunt, priorum scripta et viderint et legerint". For other
sixteenth-century authors who held the so-called "Augustinian
hypothesis" without ascribing it explicitly to Augustine, see H.J.
DE JONGE, The Loss of Faith (n. 3 above), especially footnotes
23-27.
2. de Lang, Marijke H. 1993. "The Prehistory of the Griesbach
Hypothesis." Ephemerides theologicae Lovanienses no. 69:134-
139.
"The theory that the Gospel of Mark is an abridgment of
Matthew and Luke has become known mainly through the work
of the eighteenth-century biblical scholar Johann Jakob
Griesbach. The question we want to deal with here is whether
Griesbach came to this hypothesis under the influence of the
investigations of other scholars or independently." (p. 134)
(...)
"However, Griesbach was not the first to argue that Mark had
used both Matthew and Luke. At least three authors had
defended the same view before him: Henry Owen, Anton
Friedrich Büsching and Friedrich Andreas Stroth.
Henry Owen's Observations on the Four Gospels appeared in
1764. Owen assumed Matthew had been the first to write his
Gospel, Luke being the second; and that Mark had made an
epitome of both Matthew and Luke." (p. 135, note omitted)
(...)
"The second work in which we find the thesis brought forward
that Mark is a compendium of Matthew and Luke, is the
harmony of the Gospels composed by Anton Friedrich Büsching
and published by him in 1766 under the title Die vier
Evangelien mit ihren eigenen Worten zusammengesetzt.
Büsching's view, however, differed from that of Owen and
Griesbach on one important point: he held that Luke, not
Matthew, was the earliest Gospel." (p. 136)
(...)
"The third scholar to defend the view that Mark is a
compendium of Matthew and Luke, was the anonymous author
of an article which appeared in 1781 in the periodical
Repertorium edited by J.G. Eichhorn. The author is generally
thought to be Friedrich Andreas Stroth. His essay is entitled
Von Interpolationen im Evangelium Matthäi. In it Stroth
argues that a number of passages in the Gospel of Matthew do
not belong to the original text of the evangelist, but are later
additions." (p. 137)
3. Deardorff, James W. 1992. The Problems of New Testament
Gospel Origins: A Glasnost Approach. San Francisco: Mellen
Research University Press.
4. Dearing, Vinton A. 1979. "The Synoptic Problem: Prolegomena
to a New Solution." In The Critical Study of Sacred Texts,
edited by O'Flaherty, Wendy Doniger, 121-137. Berkeley:
Graduate Theological Union.
5. Denaux, Adelbert. 1992. "The Q-Logion Mt 11,27/Lk 10,22 and
the Gospel of John." In John and the Synoptics, edited by
Denaux, Adelbert. Leuven: Leuven University Press / Peeters
Leuven.
6. ———. 1995. "Criteria for Identifying Q-Passages. A Critical
Review of a Recent Work by T. Bergemann." Novum
Testamentum no. 37:105-129.
Reprinted in: David E. Orton (ed.), The Synoptic Problem and
Q: Selected Studies from Novum Testamentum, Leiden: Brill,
1999, pp. 243-268.
"The hypothetical source Q receives much attention in N.T.
research today. A quick examination of the current
bibliography of D.M. Scholer clearly demonstrates this fact.(1)
The first task of Q research is to make a reliable reconstruction
of Q. It is such a reconstruction, reliable done, which acts as a
basis for what one can assert about other aspects of Q, such as
its literary unity and macro-structure, its literary genre and
theology, its (poetic) formal features, the tradition- and
composition history of Q and its place in the history of Early
Christianity. One cannot, of course, detach this primordial task
of reconstruction from the other tasks: there is a certain
reciprocity between all these aspects.
Elements of the task of reconstruction may be seen in the work
of A.D. Jacobson. He distinguishes two different but
complementary aspects: "Two reconstructive procedures are
necessary: (a) reconstruction of the original wording of each
saying or group of sayings, and (b) reconstruction of the
original sequence of the material.
It is not possible to do either in isolation from the other, but, as
in many large tasks, some division of labor is inevitable".(2)"
(1) One can find the basic bibliography in F. Neirynck & F. Van
Segbroeck, "Q Bibliography", in J. Delobel (ed.), Logia. Les
paroles de Jésus--The Sayings of Jesus (BETL, 59), Leuven,
1982, pp. 561-586; it was continued in "Q-Bibliography:
Additional List 1981-85", ETL 62 (1986) 157-65. From 1982 on,
see the current bibliography of D.M. Scholer, "Q Bibliography:
1981-1989", SBL 1989 Seminar Papers, pp. 23-37; "Supplement
I: 1990", SBL 1990 Seminar Papers, pp. 11-13; "Supplement II:
1991", SBL 1991 Seminar Papers, pp. 1-7; "Supplement III:
1992", SBL 1992 Seminar Papers, pp. 1-4; "Supplement IV:
1993", SBL 1993 Seminar Papers, pp. 1-5.
(2) A.D. Jacobson, The First Gospel. An Introduction to Q,
Sonoma, CA: Polebridge Press, 1992, p. 2
7. Derico, Travis Michael. 2016. Oral Tradition and Synoptic
Verbal Agreement: Evaluating the empirical evidence for
literary dependence. Eugene (OR): Pickwick Publications.
"This book is an attempt to address part of a difficult problem
in New Testament studies that, owing to certain advances in
our understanding of the relevant issues, has recently got much
worse. The problem can be adequately stated in three
sentences:
1. Some first-century Christians remembered and transmitted
oral traditions about Jesus.
2. The Synoptic Evangelists made some use of some of these
traditions in the composition of their Gospels.
3. We don't know very much about these traditions or how the
Synoptic Evangelists used them.
New Testament scholars have long been aware of this problem
and of the crucial importance of its solution. The Synoptic
Gospels contain the earliest and most detailed accounts of the
life and ministry of Jesus of Nazareth now extant. To be able to
accurately assess the data contained in these texts concerning
Jesus, the primitive church, the Synoptic Evangelists, and the
Synoptics themselves, we need to know something about the
sources consulted in process of their composition. And since
the Synoptic Evangelists were undoubtedly familiar with orally
transmitted Jesus traditions, we need to know the extent to
which their Gospels were derived from or influenced by those
traditions. Unfortunately, we have very little unambiguous
evidence to indicate the precise character of any part of the
first-century oral Jesus tradition, or to illuminate the editorial
policies of the Synoptic Evangelists with respect to it." (pp. 1-2)
8. Derrenbacker Jr., Robert A. 2002. "Greco-Roman Writing
Practices and Luke's Gospel: Revisiting "The Order of a
Crank"." In The Gospels Accordng to Michael Goulder: A
North American Response, edited by Rollston, Christopher A.,
61-83. Harrisburg: Trinity Press International.
9. ———. 2005. Ancient Compositional Practices and the
Synoptic Problem. Leuven: Leuven University Press / Peeters.
10. ———. 2009. "The "Abridgement" of Matthew and Luke: Mark
as Epitome?" In Resourcing New Testament Studies: Literary,
Historical, and Theological Essays in Honor of David L.
Dungan, edited by McNicol, Allan J., Peabody, David B. and
Subramanian, J. Samuel 36-45. New York: T & T Clark.
11. ———. 2011. "The "External and Psychological Conditions
under which the Synoptic Gospels Were Written": Ancient
Compositional Practices and the Synoptic Problem." In New
Studies in the Synoptic Problem: Oxford Conference, April
2008: Essays in Honour of Christopher M. Tuckett edited by
Foster, Paul, Gregory, Andrew F., Kloppenborg, John S. and
Verheyden, Joseph, 435-457. Leuven: Peeters.
12. ———. 2013. "Texts, Tables and Tablets A Response to John C.
Poirier." Journal for the Study of the New Testament no.
35:380-387.
13. ———. 2016. "Ancient Literacy, Ancient Literary Dependence,
Ancient Media, and the Triple Tradition." In Scribal Practices
and Social Structures among Jesus Adherents: Essays in
Honour of John S. Kloppenborg, edited by Arnal, William E.,
Ascough, Richard S., Derrenbacker, Jr., Robert A. and Harland,
Philip A., 81-95. Leuven: Peeters.
14. ———. 2017. "Matthew as Scribal Tradent: An Assessment of
Alan Kirk’s Q in Matthew." Journal for the Study of the
Historical Jesus no. 15:213-223.
15. Derrenbacker Jr., Robert A., and Kloppenborg, John S. 2001.
"Self-Contradiction in the IQP? A Reply to Michael Goulder."
Journal of Biblical Literature:57-76.
IQP = International Q Project.
16. Derrett, J. Duncan M-. 1987. "Marcan Priority and Marcan
Skill." Bibbia e oriente no. 29:135-139.
Reprinted in: John Duncan Martin Derrett, Studies in the New
Testament: Volume Five: The Sea-Change of the Old
Testament in the New, Leiden: Brill 1989, pp. 114-118.
17. deSilva, David A. 2018. An Introduction to the New Testament:
Contexts, Methods & Ministry Formation. Downers Grove, IL:
InterVarsity Press.
Second edition (First edition 2004).
Chapter 4: The Four Gospels and the On Jesus: Critical Issues
in the Study of the Gospels, pp. 117-173.
18. Dibelius, Martin. 1927. "The Structure and Literary Character
of the Gospels." The Harvard Theological Review no. 20:151-
170.
19. Dickerson, Patrick L. 1997. "The New Character Narrative in
Luke-Acts and the Synoptic Problem." Journal of Biblical
Literature no. 116:291-312.
20. Downing, F. Gerald. 1985. "Towards the Rehabilitation of Q."
In The Two-Source Hypothesis: A Critical Appraisal, edited by
Bellinzoni Jr., Arthur J., 269-285. Macon: Mercer University
Press.
Reprint from New Testament Studies, 11, 1964-65, pp. 169-181.
21. ———. 1988. "Compositional Conventions and the Synoptic
Problem." Journal of Biblical Literature no. 107:69-85.
22. ———. 1988. "Quite Like Q A Genre for 'Q': The 'Lives' of Cynic
Philosophers." Biblica no. 69:196-225.
23. ———. 1992. "A Paradigm Perplex: Luke, Matthew and Mark."
New Testament Studies no. 38:15-36.
24. ———. 1994. "A Genre for Q and a Socio-Cultural Context for Q:
Comparing Sets of Similarities with Sets of Differences."
Journal for the Study of the New Testament no. 55:3-26.
25. ———. 1996. "Word-Processing in the Ancient World The Social
Production and Performance of Q." Journal for the Study of the
New Testament no. 19:29-48.
26. ———. 2001. "Dissolving the Synoptic Problem Through Film?"
Journal for the Study of the New Testament no. 84:117-119.
27. ———. 2004. "Disagreements of Each Evangelist with the
Minor Close Agreements of the Other Two." Ephemerides
Theologicae Lovanienses no. 80:445-469.
Abstract: "Whilst the “Q” hypothesis is largely accepted in
continental European research, it continues to be disputed in
English language debate. Perhaps Mk conflated Mt and Lk
(Griesbach – Farmer); or Lk conflated Mk and Mt (Farrer –
Goulder). Largely unattended to in these debates, however, are
the very frequent though not entirely consistent refusals of the
imagined third author to copy his sources when they agree
verbatim or very closely, while happy to copy precisely one or
the other in the same immediate context. Some sixty instances
are discussed. Where other ancient authors explain their
preference for agreement in their sources, these writers have to
be imagined refusing just that, and going to considerable pains
to avoid it. Mk and Q as the sources for Mt and Lk remains by
far the more plausible hypothesis."
28. ———. 2011. "Writers’ Use or Abuse of Written Sources." In
New Studies in the Synoptic Problem: Oxford Conference,
April 2008: Essays in Honour of Christopher M. Tuckett
edited by Foster, Paul, Gregory, Andrew F., Kloppenborg, John
S. and Verheyden, Joseph, 523-550. Leuven: Peeters.
29. ———. 2013. "Waxing Careless: Poirier, Derrenbacker and
Downing." Journal for the Study of the New Testament no.
35:388-393.
30. ———. 2017. "Plausibility, Probability, and Synoptic
Hypotheses." Ephemerides Theologicae Lovanienses no.
93:313-337.
Abstract: "Scholars assert their reconstructions are possible,
probable, plausible. Even Matthew and Luke quite
independently agreeing against Mark in Markan contexts is
agreed by sceptics to be possible, if not really plausible. Can
'possibility' or 'plausibility' be quantified? Perhaps our
judgement between hypotheses is inescapably subjective.
However, if some proposed reconstruction can be shown to be
impossible, then any that are merely possible surely hold the
field, alone or 'complausible' with others. One evangelist
writing third (whether Mark, Luke, or recently, from Alan
Garrow, Matthew) turns out willing to paraphrase or often copy
verbatim – or all but – single matter from the other two, while
assiduously avoiding forty or so extensive sequences of the
verbatim agreed witness of the other two. Only the hypothesis
of Matthew and Luke independently using Mark and 'Q' (2DH)
avoids such an arguably impossible reconstruction."
31. Dunderberg, Ismo. 1995. "Q and the Beginning of Mark." New
Testament Studies no. 41:501-511.
32. Dungan, David Laird. 1970. "Mark - The Abridgment of
Matthew and Luke." In Jesus and Man's Hope. Volume 1,
edited by Buttrick, D. G., 51-97. Pittsburgh: Pittsburgh
Theological Seminary.
33. ———. 1974. "Reactionary Trends in the Gospel Producing
Activity of the Early Church: Marcion, Tatian, Mark." In
L'Évangile selon Marc : tradition et rédaction, edited by
Sabbe, M., 179-202. Louvain: Louvain University Press.
34. ———. 1983. "The Purpose and Provenance of the Gospel of
Mark according to the “Two-Gospel” (Owen-Griesbach)
Hypothesis." In New Synoptic Studies: The Cambridge Gospel
Conference and Beyond, edited by Farmer, William R., 411-
440. Macon: Mercer University Press.
35. ———. 1984. "A Griesbachian Perspective on the Argument
from Order." In Synoptic Studies: The Ampleforth Conferences
of 1982 and 1983, edited by Tuckett, Christopher M., 67-74.
Sheffield: JSOT Press.
36. ———. 1985. "Critique of the Main Arguments for Mark’s
Priority as Formulated by B. H. Streeter." In The Two-Source
Hypothesis: A Critical Appraisal, edited by Bellinzoni Jr.,
Arthur J., 143-161. Macon: Mercer University Press.
Reprint of "Mark - The Abridgement of Matthew and Luke", in
Jesus and the Man's Hope, Pittsburgh; Pittsburgh Theological
Seminary, 1970, Volume 1, pp. 54-74.
37. ———. 1985. "Critique of the Q Hypothesis." In The Two-
Source Hypothesis: A Critical Appraisal, edited by Bellinzoni
Jr., Arthur J., 427-433. Macon: Mercer University Press.
Reprint of "Critique of the Q Hypothesis", from "Mark - The
Abridgement of Matthew and Luke", in Jesus and the Man's
Hope, Pittsburgh; Pittsburgh Theological Seminary, 1970,
Volume 1, pp. 74-80.
38. ———, ed. 1990. The Interrelations of the Gospels: A
Symposium Led by M.-É. Boismard, W. R. Farmer, F.
Neirynck, Jerusalem 1984. Leuven: Leuven University Press /
Peeters.
Proceedings of the 1984 Jerusalem Symposium on the
Interrelations of the Gospels, April 8-22.
Contents: F. Neirynck: Introduction: The two-source
hypothesis; F. Neirynck: Matthew 4:23-5:2 and the Matthean
composition of 4:23-11:1; C.M. Tuckett: Response to the two-
gospel hypothesis; F. Neirynck: Response to the multiple-stage
hypothesis; W.R. Farmer: The Two Gospel Hypothesis: The
Statement of the Hypothesis; A.J. McNicol: The composition of
the synoptic eschatological discourse; D.L. Dungan: Response
to the two source hypothesis; D.B. Peabody: Response to the
multi-stage hypothesis; M.E. Boismard: Théorie des niveaux
multiples; B. Reicke: The history of the synoptic discussion;
D.L. Dungan: Synopses of the future; J.K. Elliott: The relevance
of textual criticism to the synoptic problem; S.O. Abogunrin:
The synoptic gospel debate. A re-examination from an African
point of view; P. Borgen: John and the Synoptics; F. Neirynck:
John and the synoptics: Response to P. Borgen; P.L. Shuler:
The Genre(s) of the gospel; P. Stuhlmacher: The genre(s) of the
gospels: response to the P.L. Shuler; B. Gerhardsson: The
gospel tradition; B.F. Meyer: Objectivity and subjectivity in
historical criticism of the gospels; R.H. Fuller: Response to B.F.
Meyer; H. Merkel: Die Überlieferungen der alten Kirche über
das Verhältnis der Evangelien; Bernard Orchard: Response to
H. Merkel.
39. ———. 1990. "Response to the Two-Source Hypothesis." In The
Interrelations of the Gospels. A Symposium led by M.-E.
Boismard - W.R. Farmer - F. Neirynck, Jerusalem 1984, edited
by Dungan, David L., 201-216. Leuven: Leuven University Press
/ Peeters.
40. ———. 1992. "Two-Gospel Hypothesis." In The Anchor Bible
Dictionary: Vol. 6, edited by Freedman, Martin, 671-679. New
York: Doubleday.
"The Two-Gospel Hypothesis, formerly known as the Griesbach
Hypothesis, proposes a comprehensive solution to the
SYNOPTIC PROBLEM. It was first given this new title by
Bernard Orchard (1982: vii; 1983: xii) to emphasize the central
argument that the gospel of Mark was originally composed by
joining together elements of the two earlier gospels, Matthew
and Luke. The name is intended to distinguish this approach
from the Two-Source (or Document) Hypothesis (hereafter
2SH), in that it does not postulate a hypothetical "lost
document" such as "Q" plus Mark (or a second hypothetical
"lost document" such as UrMark or DeuteroMark) as a source
of Matthew and Luke. See TWO-SOURCE HYPOTHESIS. The
Two-Gospel Hypothesis (hereafter 2GH) contends that the
gospel of Matthew was written first in the service of the
Palestinian Jewish Christian proclamation of the messiahship
of the recently crucified Jesus of Nazareth. It proposes that the
gospel of Luke + Acts was written second for use in the Pauline
mission to the gentiles, using Matthew as the main source. It
proposes that the gospel of Mark was written third as a
selective combination of Matthew and Luke, as an attempt to
reconcile the Jewish and gentile branches in the early Church.
It proposes that the gospel of John was written fourth,
revealing an extensive awareness of the other Gospels but
consisting mostly of a separate stream of the Jesus tradition."
(p. 671)
41. ———. 1995. ""Eppur si muove': Circumnavigating the Mythical
Recensions of Q." Soundings: An Interdisciplinary Journal no.
78:541-570.
42. ———. 1999. A History of the Synoptic Problem: The Canon,
the Text, the Composition and the Interpretation of the
Gospels. New York: Doubleday.
"Why Another History of the Synoptic Problem?
Given the hundreds of handbooks introducing the New
Testament and Bible study guides being used around the world,
as well as the scores of commentaries on the Gospels and the
dozen or so histories of New Testament scholarship, why
should I feel impelled to add another lengthy study of this
subject, especially since there is such unanimity regarding the
solution to the Synoptic Problem, namely, the almost universal
acceptance of the Two Source Hypothesis? What more could be
said that hasn't been already, more than once? My account will
differ from all others in four important ways:
• Most accounts do not tell the whole story; they begin around
1800 instead of at the beginning. As a result, they privilege the
most recent form of the Synoptic Problem, treating it as if it
were somehow self-evident. Thus, they do not notice that there
are earlier forms of the Synoptic Problem, and, by comparison
with them, they do not notice how destructive to traditional
Christianity the modern form is. This skewed situation is
instead regarded as morally and politically neutral and
objective, when precisely the opposite is the case.
• No history of source criticism correlates the four basic
components of the full Synoptic Problem to each other or
explains their intrinsic interrelationships. This history will
show how the Synoptic Problem has always involved much
more than just the question of how the Gospels were composed
and what sources were used. The complete Synoptic Problem
has always also involved the question of which Gospels to
consider (the question of canon), which text of the normative
Gospels to use (text criticism), and how to interpret the Bible as
a whole and the Gospels in particular (hermeneutics). The full
Synoptic Problem, strictly speaking, always includes these four
components.
• This history is unique in that it discusses the history of each of
these four components as they arise within each of the major
Forms of the Synoptic Problem.
• No history of the Synoptic Problem has tried to indicate the
cultural, political, economic, and technological presuppositions
undergirding and shaping the debate in every historical period.
Instead, most biblical scholars naively believe that their
discipline is free of such mundane concerns, as if their biblical
research had no economic agenda and did not serve
fundamental political objectives. It will be the task of this
history to make these political and economic aspects clear for
each of the major Forms of the Synoptic Problem." (pp. 2-3)
43. ———. 2011. "Dispensing with the Priority of Mark." In
Handbook for the Study of the Historical Jesus. Vol. 2. The
Study of Jesus, edited by Holmén, Tom and Porter, Stanley E.,
1313-1342. Leiden: Brill.
44. Dunn, James D. G. 1992. "Matthew's Awareness of Markan
Redaction." In The Four Gospels 1992: Festschrift Frans
Neirynck. Volume II, edited by van Segbroeck, Frans, Tuckett,
Christopher M., van Belle, Gilbert and Verheyden, Joseph,
1349-1359. Leuven: Leuven University Press / Peeters.
Reprinted in James D. G. Dunn, The Oral Gospel Tradition,
Grand rapids, MI: Eerdmans, pp. 109-119.
45. ———. 2003. "Altering the Default Setting: Re-envisaging the
Early Transmission of the Jesus Tradition." New Testament
Studies no. 49:139-175.
Abstract: "The literary mindset (‘default setting’) of modern
Western culture prevents those trained in that culture from
recognizing that oral cultures operate differently. The classic
solution to the Synoptic problem, and the chief alternatives,
have envisaged
the relationships between the Gospel traditions in almost
exclusively literary terms. But the earliest phase of
transmission of the Jesus tradition was without doubt
predominantly by word of mouth. And recent studies of oral
cultures provide several characteristic features of oral tradition.
Much of the Synoptic tradition, even in its present form,
reflects in particular the combination of stability and flexibility
so characteristic of the performances of oral tradition.
Re-envisaging the early transmission of the Jesus tradition
therefore requires us to recognize that the literary paradigm
(including a clearly delineated Q document) is too restrictive in
the range of possible explanations it offers for the
diverse/divergent character of Synoptic parallels. Variation in
detail may simply attest the character of oral performance
rather than constituting evidence of literary redaction."
46. ———. 2005. "Q1 as Oral Tradition." In The Writtten Gospel,
edited by Bockmuehl, Markus and Hagner, Donald A., 45-69.
Cambridge: Cambridge University Press.
Reprinted in James D. G. Dunn, The Oral Gospel Tradition,
Grand rapids, MI: Eerdmans, pp. 80-108.
47. Dyer, Charles H. 1981. "Do the Synoptics Depend on Each
Other?" Bibliotheca sacra no. 138:230-245.
"What is the literary relationship between the Synoptic
Gospels? How does one explain the many similarities of content
and wording within the Gospel accounts while at the same time
accounting for the numerous differences between the
individual records? This article examines the theories which
have been proposed in an attempt to arrive at an acceptable
solution to the question of literary dependence in the Synoptic
Gospels." (p. 230)
48. Edwards, James R. 2009. The Hebrew Gospel and the
Development of the Synoptic Tradition. Grand Rapids (MI):
Eerdmans.
49. Edwards, Richard Alan. 1975. A Concordance to Q. Missoula:
Scholars Press.
50. ———. 1976. A Theology of Q: Eschatology, Prophecy, and
Wisdom. Philadelphia: Fortress Press.
51. ———. 1982. "Matthew's use of Q in Chapter 11." In Logia : les
paroles de Jésus. mémorial Joseph Coppens, edited by Delobel,
Joël, 257-275. Leuven: Peeters.
52. Elliott, James Keith. 1971. "The Synoptic Problem and the Laws
of Tradition: A Cautionary Note." The Expository Times no.
82:148-152.
"It is a commonplace of Form-critical studies that as the Gospel
tradition developed, proper names were added to the material.
The ’ proofs ’ for this usually include such examples as the
identification of the high priest’s servant as Malchus only in the
developed tradition of the Fourth Gospel. The criterion that the
earliest tradition was largely without names is usually used by
writers on the synoptic problem often to support Markan
priority, it being stressed that Matthew makes many aspects of
Mark’s material more precise and detailed.(1)" (p. 148)
(...)
"In this paper I have dealt only with the appearance or absence
of proper names. In assessing the order of the gospels one
needs obviously to consider many other features, for example,
Hawkins’ conclusions about language(2) must be tested against
Butler’s(3) and both tested against the developments in Koine
on the one hand and against the evangelists’ own style and
idiosyncrasies of grammar on the other. Similarly, the author’s
own theological position will need to be tested against the
developments of theological thought elsewhere in the New
Testament. Stringent use of a redaction-critical approach to the
gospels not only enables the reader to assess the relative
priority of the synoptic gospels as complete units, but can also
be harnessed to test the relative
antiquity of individual pericopes in the gospels; but the main
contribution it can make to New Testament studies is less in
assessing antiquity of tradition than explaining the theological
position of the Gospel writers. And it is this which seems the
more worthwhile pursuit." (p. 152)
(1) e.g., The Gospel According to St Matthew by W. C. Allen
(I.C.C.) (1907), xxiv f.
(2) J. C. Hawkins, Horae Synopticae, 2nd ed. (1909).
(3) B. C. Butler, The Originality of St Matthew (1951).
53. ———. 2015. "The Relevance of Textual Criticism to the
Synoptic Problem." In Essays and Studies in New Testament
Textual Criticism, edited by Elliott, J. K., 147-158. New York:
Bloomsbury.
54. Engelbrecht, John. 1996. "Challenging theTwo-Source
Hypothesis: How Successful are the Commentaries?"
Neotestamentica no. 30:89-101.
55. Enslin, Morton S. 1985. "Luke and Matthew: Compilers or
Authors?" In Aufstieg und Niedergang der römischen Welt:
Principat 25.3. Religion (Vorkonstantinisches Christentum:
Leben und Umwelt Jesu; Neues Testament [Kanonische
Schriften und Apokryphen], Forts.), edited by Temporini,
Hildegard and Haase, Wolfgang, 2357-2388. Berlin: Walter de
Gruyter.
56. Evans, Craig A. 2004. "Sorting out the Synoptic Problem: Why
an Old Approach Is Still Best." In Reading the Gospels Today,
1-26. Grand Rapids, MI: Eerdmans.
57. ———. 2016. "The Two-Source Hypothesis." In The Synoptic
Problem: Four Views, edited by Porter, Stanley E. and Dyer,
Bryan R., 27-46. Grand Rapids, MI: Baker Academic.
58. ———. 2016. "Two-Source Hypothesis Response." In The
Synoptic Problem: Four Views, edited by Porter, Stanley E. and
Dyer, Bryan R., 113-126. Grand Rapids, MI: Baker Academic.
59. Evans, Owen E. 1961. "Synoptic Criticism since Streeter." The
Expository Times no. 72:295-299.
60. Eve, Eric. 2004. "Reconstructing Mark: A Thought
Experiment." In Questioning Q: A Multidimensional Critique,
edited by Goodacre, Mark S. and Perrin, Nicholas, 89-114.
Downers Grove: InterVarsity Press.
61. ———. 2011. "The Synoptic Problem without Q?" In New
Studies in the Synoptic Problem: Oxford Conference, April
2008: Essays in Honour of Christopher M. Tuckett edited by
Foster, P., Gregory, A., Kloppenborg, John S. and Verheyden,
Joseph, 551-570. Leuven: Peeters.
62. ———. 2015. "Memory, Orality and the Synoptic Problem."
Early Christianity no. 6:311-333.
63. ———. 2015. "The Devil in the Detail: Exsorcising Q from the
Belzebul Controversy." In Marcan Priority Without Q:
Explorations in the Farrer Hypothesis, edited by Poirier, John
C. and Peterson, Jeffrey, 16-43. London: T & T Clark.
"In all three synoptic gospels, the Beelzebul Controversy (Mt.
12.22-37 // Mk 3.20-30 // Lk. 11.14-23) takes the form of a
sorcery accusation. It also provides a textbook example of
where, exceptionally, it is Matthew
rather than Mark that constitutes the 'middle term' among the
three synoptics. On the Two-Document hypothesis (henceforth
2DH) this is explained as a Mark-Q overlap, meaning that
versions of this pericope
appeared in both Mark and Q, and that Matthew combined the
two (while Luke, in this case, broadly followed Q alone). On the
Griesbach hypothesis (henceforth GH) the data are explained
on the basis that Luke
and Mark each adapted Matthew (there would be little need to
argue for Mark's conflation of Matthew and Luke in this case).
Supporters of the Farrer hypothesis (henceforth FH) would
instead argue that here
Matthew adapted Mark and Luke adapted Matthew." (p. 16,
notes omitted)
(...)
"The present essay has had the following limited aim: to
determine whether the Synoptic parallel Mt. 12.22-37
//Mk3.20-30//Lk. 11.14-23 is more plausibly explained on the
Two-Document hypothesis (2DH) or
on the Farrer Hypothesis (FH) - that is, whether, assuming
Marcan priority, the major agreements of Matthew and Luke
against Mark in the Beelzebul Controversy are more plausibly
explained as a Mark-Q overlap
or an instance where Matthew has reworked Mark and Luke
has reworked Matthew. To achieve this, the Matthaean and
Lucan versions of the Beelzebul Controversy have been
examined in some detail." (p.42)
64. ———. 2016. Writing the Gospels: Composition and Memory.
London: SPCK.
65. ———. 2021. Relating the Gospels: Memory, Imitation and the
Farrer Hypothesis. New York: Bloomsbury.
66. Farkasfalvy, Denis. 1992. "The Presbyters' Witness on the
Order of the Gospels as Reported by Clement of Alexandria."
The Catholic Biblical Quarterly no. 54:260-270.
"In his Ecclesiastical History, Eusebius reports that Clement of
Alexandria in his work Hypotyposes had transmitted a
tradition preserved by "the ancient presbyters" about the order
of the Gospels.[*]
(...)
Current scholarship routinely uses this text for claiming that
Clement of Alexandria not only accepted the fourfold Gospel
canon but also held that Matthew and Luke were composed
before Mark and John. The purpose of this article is to propose
a new interpretation of this text by carefully distinguishing
among the three levels on which this passage must be analyzed:
the understanding of Eusebius, that of Clement, and that of the
"ancient presbyters."
While the actual order of the composition of the four Gospels is
undoubtedly an important issue, here I do not want to enter
into that question as such, nor do I think that this article should
be considered as support for any of the theories espoused in the
current debate. In fact, I attempt to show that the presbyters
quoted by Clement of Alexandria did not provide information
about the chronological order of the four canonical Gospels and
thus the passage neither favors nor contradicts any of the
modern theories concerning that question." (pp. 261-262, note
omitted)
[*] Book 6.14.5
67. ———. 1998. "The Papias Fragments on Mark and Matthew and
Their Relationship to Luke's Prologue: An Essay on the Pre-
History of the Synoptic Problem." In The Early Church in its
Context: Essays in Honor of Everett Ferguson, edited by
Malherbe, Abraham J., Norris, Frederick W. and Thompson,
James W., 92-106. Leiden: Brill.
"Papias is our earliest known author who tells us explicitly of
two gospels coexisting in the Church, Matthew and Mark. The
fragments of Papias which have survived do not speak of the
parallel or combined use of these two gospels but reveal the
problem caused by the plurality of the gospels as it was
perceived at the beginning of the second century. The thesis of
this article is threefold. First, it intends to show that Papias
transmits information coming from a significantJy earlier
source.
Second, it demonstrates that this source, when speaking of
Mark, is reflecting views closely similar to those contained in
the prologue of Luke. Third, it demonstrates that, in the
fragments of Papias, Mark is judged by the same criteria which
Luke held and that these reflect a gospel model developed in
the early church under the influence of Matthew's gospel. The
importance of this investigation consists in unveiling the
thought pattern which brought together the Synoptic Gospels
into one single gospel canon." (p. 92)
68. Farmer, William R. 1962. "Notes on a Literary and Form-
Critical Analysis of Some of the Synoptic Material Peculiar to
Luke." New Testament Studies no. 8:301-316.
Extract: "We may begin our analysis of the synoptic tradition
peculiar to Luke with a study of one of its most important
component parts, namely that preserved in the fifteenth
chapter. The whole of this chapter constitutes a single literary
unit, whose beginning and end are well defined and whose
internal structure, while not uniform, is perfectly self-
consistent. The Introduction to this literary unit points to the
‘grumbling’ of the Pharisees and Scribes in response to Jesus'
behaviour of receiving and eating with those tax collectors and
sinners who had come to hear him. This response of the
Pharisees and Scribes occasions a threefold response from
Jesus, namely a threefold insistence upon the single point that
it is right to accept the repentance of sinners and to rejoice with
them, since their repentance is accepted by God who himself in
heaven rejoices over their return."
69. ———. 1964. The Synoptic Problem: A Critical Analysis. New
York: Macmillan.
A critical review of the literary relationship between Matthew,
Mark, and Luke.
Contents: I. The Essential Developments in the Pre-Holtzmann
Period 1; II. The Holtzmannian Synthesis 36; III. The English
Endorsement and Modification of the Two-Document
Hypothesis 48; IV. An Analysis of Streeter’s Contribution to the
Two-Document Hypothesis 118; V. Other Factor· Contributing
to the Twentieth-Century Consensus 178; VI. A New
Introduction to the Problem 199; VII. Notes for a History of the
Redaction of Synoptic Tradition in Mark 233; Appendix A 284;
Appendix B 287; Index 294-308.
"A history of the Synoptic Problem is a history of the basic ideas
which have influenced men’s thinking about this problem.
These ideas are limited in number and can be presented in such
a way as to provide the reader with a firm grasp of the
essentials of the problem and its history. He who would
attempt to go beyond this, and attempt to review all the work
that has ever been done on this problem, faces an almost
limitless task." (p. 3)
(...)
"Prior to the publication of Lessing' views in 1784 [*], other
developments had taken place, the importance of which it is
essential to grasp. We have already mentioned the emergence
of a new type of Gospel harmony, specifically the famous
“Synopsis” of Griesbach. While Griesbach printed some
passages of John, he included the entire texts of only Matthew,
Mark, and Luke. Therefore, these three Gospels, which were
featured in his “Synopsis,” came to be known as the “Synoptic”
Gospels.
In the beginning of this work, which in its successive editions
was to become a handbook for subsequent scientific
investigators, Griesbach confessed to “the heresy” of doubting
the possibility of harmonizing even the closely related but
conflicting chronologies of Matthew, Mark, and Luke. In other
words, Griesbach’s harmony, if a harmony at all, was a
harmony to end harmonization. Henceforth, those who
followed in his footsteps would no longer seek to reconcile the
conflicting chronologies of the Gospels, but rather would seek
to understand the relationships between the Gospels in terms
of their direct literary dependence, or in terms of their indirect
literary dependence through the mutual use of earlier
hypothetical sources.
It is important to recognize the fact that all previous authors of
Gospel harmonies had been wrestling with the problem created
by chronological differences between Gospels believed to have
been written by authoritative witnesses who would not
deliberately have differed from one another without good
cause. The frank and shocking admission of Griesbach that he
confessed to the “heresy” of doubting that this problem could
be solved paved the way for widespread theological interest in
Lessing’s solution. For with Lessing’s hypothesis, scholars were
provided with an explanation of the reasons why the canonical
Evangelists, who frequently agreed verbatim, sometimes
differed from one another. Because on this hypothesis each
Evangelist could be thought of as following faithfully an
apostolic model preserved in the particular modified form of
the original Nazarene Gospel available to him." (pp. 5-6)
[*] Gotthold Ephraim Lessing, “Neue Hypothese über die
Evangelisten als bloss menschliche Geschichtschreiber
betrachtet,” Theologischer Nachlass, Berlin, 1784, pp. 45-72.
English translation: “New hypothesis on the evangelists as
merely human historians”, in H. B. Nisbett (ed.), Lessing.
Philosophical and Theological Writings, Cambridge:
Cambridge University Press 2005, pp. 148-171.
70. ———. 1968. "‘The Lachmann Fallacy’." New Testament Studies
no. 14:441-443.
71. ———. 1973. "A Response to Robert Morgenthaler's
"Statistische Synopse"." Biblica no. 54:417-433.
72. ———. 1977. "Modern Developments of Griesbach's
Hypothesis." New Testament Studies no. 23:275-295.
73. ———. 1980. "A Note on the Ideological Background of the
Marcan Hypothesis." In Occasional Notes on Some Points of
Interest in New Testament Studies, edited by Farmer, William
R., 1-6. Dallas: Southern Methodist University.
"In his recent book on the synoptic problem, after having
presented the results of his extensive and detailed philological
analysis of the seven most important arguments that have been
used to support Marcan priority. Hans-Herbert Stoldt turned to
the larger and very speculative historical and sociological
question of the idiological background of the Marcan
hypothesis.1 Because of the importance of the issues involved,
and because of their complexity, it is necessary to clarify the
larger significance of Stoldt's over-all argument, and explore
the perimeters within which Stoldt's original contribution to
our understanding of the idiological background of the Marcan
hypothesis can best be evaluated The purpose of this note is not
to settle any of the issues involved, but rather to orient readers
to the current discussion of Stoldt’s book in such a way that his
discoveries about the importance of the reaction to David
Friedrich Strauss' Leben Jesu for understanding the history of
the synoptic problem are neither over-emphasized nor unfairly
discounted." (p. 1)
74. ———. 1980. "Notes For a Compositional Analysis on the
Griesbach Hypothesis of the Empty Tomb Stories in the
Synoptic Gospels." In Occasional Notes on Some Points of
Interest in New Testament Studies, edited by Farmer, William
R., 7-14. Dallas: Southern Methodist University.
"A hypothesis that works may not be true. But any hypothesis
that merits widespread consideration ought to work. How well
the Griesbach hypothesis does or does not work may be seen
from a compositional analysis of the empty tomb narratives in
the Synoptic Gospels. On the Marcan hypothesis one begins an
analysis of this tradition by considering the text preserved in
Mark 16:1-8. But on the Griesbach hypothesis the Gospels were
written in the order of Matthew, Luke and Mark. On this
hypothesis, therefore, the synoptic texts can best be understood
when considered in that order.
The strict parallel in Matthew to Mark 16:1 -8 is Matthew 28:1
-10. It is especially important to study Matthew 28:1 -10 within
the context of the continuous narrative of which it is a part. The
thread of this narrative can be conveniently picked up at 27:50
where "Jesus ... gave up his spirit." For with these words the
account of the events leading up to the death of Jesus are
brought to an end, and what follows narrates the events that
occurred after Jesus' death." (p. 7)
75. ———, ed. 1983. New Synoptic Studies: The Cambridge Gospel
Conference and Beyond. Macon: Mercer University Press.
Table of Contents:
Introduction
William R. Farmer: Introductio 1;
PART ONE
The Patristic Evidence
1. William R. Farmer: The Patristic Evidence Reexamined: A
Response to George Kennedy 3; 2. Giuseppe Giov. Gamba: A
Further Reexamination of Evidence from the Early Tradition
17; 3. David Peabody: Augustine and the Augustinian
Hypothesis: A Reexamination of Augustine’s Thought in De
consensu evangelistarum 37;
PART TWO
Further evidence for the Posteriority of Mark and for the Early
Character of Matthean Tradition in Relation to Luke and Mark
1. Pierson Parker: The Posteriority of Mark 67; 2. Lamar Cope:
The Argument Revolves: The Pivotal Evidence for Markan
Priority Is Reversing Itself 143; 3. George Wesley Buchanan:
Matthean Beatitudes and Traditional Promises 161; 4. Phillip
Sigal: Aspects of Mark Pointing to Matthean Priority 185; 5. Bo
Reicke: A Test of Synoptic Relationships: Matthew 10:17-23
and 24:9-14 with Parallels 209;
PART THREE
New Methodological Approaches
1. Albert C. Outler: Canon Criticism and the Gospel of Mark
233; 2. J. G. F. Collison: Linguistic Usages in the Gospel of
Luke 245; 3. William O. Walker, Jr.: The Son of Man Question
and the Synoptic Problem 261; 4. Joseph B. Tyson: Conflict as a
Literary Theme in the Gospel of Luke 303;
PART FOUR
Papers Assuming the “Two-Gospel” (Owen-Griesbach)
Hypothesis
1. Jack Dean Kingsbury: The Theology of St. Matthew’s Gospel
according to the Griesbach Hypothesis 331; 2. J. G. F. Collison:
Eschatology in the Gospel of Luke 363; 3. Thomas R. W.
Longstaff: Crisis and Christology: The Theology of Mark 373; 4.
J. B. Orchard: The “Common Step” Phenomenon in the
Synoptic Pericopes 393;
PART FIVE
Papers Exploring a Paradigm Shift in Gospel Studies
1. David L. Dungan: The Purpose and Provenance of the Gospel
of Mark according to the “Two-Gospel” (Owen-Griesbach)
Hypothesis 411; 2. Charles T. Davis III: Mark: The Petrine
Gospel 441; 3. Philip Shuler: Genre Criticism and the Synoptic
Problem 467; 4. Peter W. Agnew: The “Two-Gospel”
Hypothesis and a Biographical Genre for the Gospels 481;
Appendix
William R. Farmer: A Response to Joseph Fitzmyer’s Defense
of the “Two-Document” Hypothesis 501-523.
Index: Modern autors: 525; "Fathers" of the Church 532-533.
76. ———. 1983. "The Patristic Evidence Reexamined: A Response
to George Kennedy." In New Synoptic Studies: The Cambridge
Gospel Conference and Beyond, edited by Farmer, William R.,
3-15. Macon: Mercer University Press.
77. ———. 1983. "Appendix: A Response to Joseph Fitzmyer’s
Defense of the “Two-Document” Hypothesis." In New Synoptic
Studies: The Cambridge Gospel Conference and Beyond,
edited by Farmer, William R., 501-523. Macon: Mercer
University Press.
78. ———. 1984. "Certain Results Reached by Sir John C. Hawkins
and C.F. Burney which make more sense if Luke knew
Matthew, and Mark knew Matthew and Luke." In Synoptic
Studies: The Ampleforth Conferences of 1982 and 1983, edited
by Tuckett, Christopher M., 75-94. Sheffield: JSOT Press.
79. ———. 1984. "Reply to Michael Goulder." In Synoptic Studies:
The Ampleforth Conferences of 1982 and 1983, edited by
Tuckett, Christopher M., 105-110. Sheffield: JSOT Press.
80. ———. 1984. "Is Streeter's Fundamental Solution to the
Synoptic Problem Still Valid?" In The New Testament Age,
Volume1: Essays in Honor of Bo Reicke, edited by Weinrich,
William C., 147-164. Macon, GA: Merce University Press.
81. ———. 1984. "The Import of the Two-Gospel Hypothesis."
Concordia Theological Quarterly no. 48:55-59.
82. ———. 1985. "A New Introduction to the Problem." In The Two-
Source Hypothesis: A Critical Appraisal, edited by Bellinzoni
Jr., Arthur J., 163-197. Macon: Mercer University Press.
Reprint from The Synoptic Problem: A Critical Appraisal,
second edition, Macon, Ga: Mercer University Press 1976, pp.
199-232.
83. ———. 1985. "A Fresh Approach to Q." In The Two-Source
Hypothesis: A Critical Appraisal, edited by Bellinzoni Jr.,
Arthur J., 397-408. Macon: Mercer University Press.
Reprint from Jacob Neusner (ed.), Christianity, Judaism, and
Other Greco-Roman Cults: Studies for Morton Smith at Sixty,
Part One: New Testament, Leiden: Brill, 1975, pp. 39-50.
84. ———. 1990. "The Passion Prediction Passages and the
Synoptic Problem: a Test Case." New Testament Studies no.
36:558-570.
85. ———. 1990. "The Two Gospel Hypotesis: The Statement of the
Hypothesis." In The Interrelations of the Gospels. A
Symposium led by M.-E. Boismard - W.R. Farmer - F.
Neirynck, Jerusalem 1984, edited by Dungan, David L., 125-
156. Leuven: Leuven University Press / Peeters.
86. ———. 1993. "The Minor Agreements of Matthew and Luke
Against Mark and the Two Gospel Hypothesis. A Study of These
Agreements in Their Compositional Contexts." In Minor
Agreements: Symposium Göttingen 1991, edited by Strecker,
Georg, 773-815. Göttingen: Vandenhoeck & Ruprecht.
87. ———. 1994. The Gospel of Jesus: The Pastoral Relevance of
the Synoptic Problem. Louisville: Westminster/John Knox
Press.
88. ———. 1995. "State Interesse and Markan Primacy: 1870-1914."
In Biblical Studies and the Shifting of Paradigms, 1850-1914,
edited by Reventlow, Henning Graf and Farmer, William, 15-
49. Sheffield: Sheffeild Academic Press.
"In 1987 the late Professor Bo Reicke of Basel University
published his study of 'Synoptic Theories Advanced during the
Consolidation of Germany, 1830-1870', in which he traced the
history of the idea of
Markan primacy from Strauss to Holtzmann. In passing, Reicke
noted that the appointment in 1874 of Holtzmann to the
prestigious chair of New Testament at the reconstituted
University of Strasbourg gave this
young scholar's career (and thus the Markan Hypothesis) an
important boost.(2) Stoldt had analyzed Holtzmann's
influential work published in 1863 in his 1977 work, and had
demonstrated its critical untenability.
This had been done independently as early as 1866 by Hajo
Meijboom, eight full years before Holtzmann's appointment to
the chair at Strasbourg.(3) Thus it is an unsolved question in
the social history of
biblical studies how and why this important appointment was
made.(4)
This leads me to focus on the decade in which this happened—
1870-1880, the era of the Kulturkampf—in order to see
whether it is possible to discover how and why what was still
only a very popular 'scientific'
hypothesis in 1870 was eventually transformed into what Bo
Reicke designates as a theologumenon. It should be said in
advance that this bit of social history cannot settle the vexing
question of whether Mark was
or was not the earliest Gospel. That question can only be settled
on the basis of historical and literary evidence. This bit of social
history can, however, help explain what might be called the
sociology of Markan
primacy. (pp. 16-17)
(2) 'From Strauss to Holtzmann and Meijboom: Synoptic
Theories Advanced during the Consolidation of Germany,
1830-1870', Novum Testamentum 19.1 (1987), pp. 1-21, p. 18.
(3) Hajo Uden Meijboom, Geschiedenis en critiek der
Marcushypothese (Amsterdam: Gebroeders Kragg, 1866).
[English translation: A History and Critique of the Origin of
the Marcan Hypothesis, 1835-1866. A Contemporary Report
Rediscovered, 1993]
(4) The correspondence between Bismarck and Ledderhose,
who represented the University in the appointment process,
focuses on Holtzmann's church politics.
89. ———. 1998. "The Present State of the Synoptic Problem." In
Literary Studies in Luke-Acts: Essays in Honor of Joseph B.
Tyson, edited by Thompson, Richard P. and Phillips, Thomas
E., 11-36. Macon (GA): Mercer University Press.
90. ———. 2001. "The Case for the Two-Gospel Hypothesis." In
Rethinking the Synoptic Problem, edited by Black, David Alan
and Beck, David R., 97-135. Grand Rapids (MI): Baker
Academic.
.
91. Farnell, F. David. 2002. "Independence Response." In Three
Views on the Origins of the Synoptic Gospels, edited by
Thomas, Robert L., 111-125. Grand Rapids (MI): Kregel
92. Farnell, P. David. 1999. "The Synoptic Gospels in the Ancient
Church: the Testimony to the Priority of Matthew's Gospel."
The Master's Seminary Journal no. 10:53-86.
Abstract: "Modern historical criticism has systematically
ignored the writings of the early church fathers regarding their
viewpoints on the Gospels. This article examines pertinent
writings of several significant early fathers (Papias, Tertullian,
Irenaeus, Clement of Alexandria, Origen, Eusebius, and
Augustine) regarding any information that they can impart
regarding the chronological order of the Gospels. Their writings
reveal that the unanimous and unquestioned consensus of the
early church was that Matthew was the first gospel written.
They also reveal that, while they considered John as written
last, Luke was predominately considered second and Mark
third (although admittedly Mark, at times, appears in second
place). Since the church fathers lived much closer to the time of
the composition of the gospels and were scholars in their own
right, their testimony must be given serious consideration in
any hypothesis regarding chronological order. Such early
testimony stands in direct contradiction to the predominant
contention of source criticism that concludes for the Two- or
Four-Document Hypothesis (i.e. priority of Mark and Q),
especially since the latter is not a product of objective historical
analysis but a late-blooming conjecture spawned by
Enlightenment ideologies."
93. ———. 2002. "How Views of Inspiration Have Impacted
Synoptic Problem Discussions." The Master's Seminary
Journal no. 13:33-64.
Abstract: "Second Corinthians 10:5 and Colossians 2:8 warn
believers to examine their thought life carefully to guard
against being taken prisoner by philosophical presuppositions
that are hostile to the Bible. One can either take thoughts
captive or have their thought life taken captive to the detriment
of their spiritual lives. One place in particular where
conservative evangelicals have been taken captive is in the
historical-critical discipline of source criticism. The
predominant view of the early church was that the Gospels
were four independent witnesses to the life of Christ.
Starting around the A. D. 1600-1700s, there occurred a
philosophical and ideological shift in thinking about the origin
of the Gospels, particularly in relationship to Synoptic Gospels.
Due to the rise of Rationalism, Deism, Skepticism, the
Enlightenment, and Romanticism (to name a few), the
Independence approach was rejected and two qualitatively
different approaches in explaining the Gospels resulted: the
Two-Gospel hypothesis and Two-Source hypothesis. A careful
investigation reveals that both approaches stemmed from the
same errancy roots as modern unorthodox views of inspiration.
Because of the history and philosophy behind source criticism,
when evangelicals adopt either approach in their interpretation
of the Gospels, they automatically tap into these errancy roots
that inevitably lead to deprecating the historicity of the
Gospels."
94. Farrer, Austin M. 1954. Saint Matthew and Saint Mark.
Westminster: Dacre Press.
95. ———. 1985. "On Dispensing with Q." In The Two-Source
Hypothesis: A Critical Appraisal, edited by Bellinzoni Jr.,
Arthur J., 321-356. Macon: Mercer University Press.
Reprint from D. E. Nineham (ed.), Studies in the Gospels:
Essays in Memory of R. H. Lightfoot, Oxford: Blackwell 1955,
pp. 55-88.
96. Fee, Gordon D. 1978. "Modern Text Criticism and the Synoptic
Problem." In J. J. Griesbach: Synoptic and Text-Critical
Studies, 1776-1976, edited by Orchard, Bernard and Longstaff,
Thomas R. W., 154-169. Cambridge: Cambridge University
Press.
"That there is an interrelationship between textual criticism
and the Synoptic Problem is the presupposition of most
Synoptic studies. Nonetheless the specific nature of that
relationship, especially as it affects the
finding of solutions, is seldom spelled out, and, it would seem,
is frequently neglected. This present paper is an attempt,
partially at least, to fill up that lacuna.
As far as I know, the last comprehensive study which took both
disciplines (textual and Synoptic criticism) seriously as being
interrelated in arriving at solutions was B. H. Streeter's
monumental The Four Gospels
(1924). The first two large sections of his book were entitled
'The Manuscript Tradition' and 'The Synoptic Problem'. I may
be pardoned for borrowing this Gattung for my paper. In part I,
some suggestions are
offered as to what 'modern textual criticism' means, by
overviewing some recent work on method. Since I am part of
the debate in this area, I can scarcely be expected to achieve
objectivity! But I do hope I have been fair to all, and have
touched on the essential issues. In part II, I offer some general
observations on the chief area of interrelationship, the problem
of harmonization/dis-harmonization. The illustrations in this
section are basically concerned with the resolution of textual
questions." (p. 154)
97. ———. 1980. "A Text-Critical Look at the Synoptic Problem."
Novum Testamentum no. 22:12-28.
Reprinted in: David E. Orton (ed.), The Synoptic Problem and
Q: Selected Studies from Novum Testamentum, Leiden: Brill,
1999, pp. 163-179.
98. ———. 1993. "Modern Textual Criticism and the Synoptic
Problem: On the Problem of Harmonization in the Gospels." In
Studies in the Theory and Method of New Testament Textual
Criticism, edited by Epp, Eldon Jay and Fee, Gordon D., 174-
182. Grand Rapids, MI: Eerdmans.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Synoptic Problem: Bibliography of
the main studies in English from
1964 (Fit - Gou)
Studies on the Synoptic Problem
1. Fitzmyer, Joseph A. 1970. "The Priority of Mark and the 'Q'
Source in Luke." In Jesus and Man's Hope. Volume 1, edited by
Buttrick, D. G., 131-170. Pittsburgh: Pittsburgh Theological
Seminary.
2. ———. 1985. "The Priority of Mark." In The Two-Source
Hypothesis: A Critical Appraisal, edited by Bellinzoni Jr.,
Arthur J., 63-75. Macon: Mercer University Press.
Reprint of Donald G. Miller (ed.), Jesus and Man's Hope,
Pittsburgh: Pittsburgh Theological Seminary, 1970, Volume 1,
pp. 134-147 and 164-166.
3. ———. 1985. "Luke Use of Q." In The Two-Source Hypothesis:
A Critical Appraisal, edited by Bellinzoni Jr., Arthur J. Macon:
Mercer University Press.
Reprint of Donald G. Miller (ed.), Jesus and Man's Hope,
Pittsburgh: Pittsburgh Theological Seminary, 1970, Volume 1,
pp. 147-156.
4. Fleddermann, Harry T. 1995. Mark and Q: A Study of the
Overlap Texts. Leuven: Leuven University Press / Peeters.
With an assessment by Frans Neirynck, pp. 261-307.
5. ———. 2003. "Mid-Level Techniques in Luke's Redaction of Q."
Ephemerides Theologicae Lovanienses no. 79:53-71.
6. ———. 2005. Q: A Reconstruction and Commentary. Leuven:
Peeters.
7. ———. 2008. "The Doublets in Luke." Ephemerides
Theologicae Lovanienses no. 84:409-444.
8. ———. 2012. "The Plot of Q." Ephemerides Theologicae
Lovanienses no. 88:43-69.
Abstrac t: "This essay addresses two questions: (1) Is Q a
narrative?, and (2) Is Q a narrative gospel? Both questions
receive an affirmative answer as Q has all the essential
characteristics of a narrative, including an identifiable plot, and
all the essential elements of a gospel. The author of Q develops
the plot of Q in a series of dialogues and speeches. The five
dialogues in Q provide a symbolic presentation of the
transformation Jesus undergoes in the crucifixion and
resurrection and arange of reactions to this tranformation. The
speeches of Q unfold the four dimensions of the revelation
contained in the transformation: (1) The disclosure of Jesus as
the end-time savior and judge, (2) The revelation of a new way
of living through absolute faith in God to the exclusion of any
concern for the Self, (3) The revelation of a new radical ethic of
love, and (4) The disclosure of a new understanding of
community as a radical religious and economic democracy."
9. ———. 2016. "Matthew's Sources." In An Early Reader of Mark
and Q, edited by Van Belle, Gilbert and Verheyden, Joseph, 1-
43. Leuven: Peeters.
10. Focant, Camille. 1993. The Synoptic Gospels: Source Criticism
and the New Literary Criticism. Leuven: Leuven University
Press / Peeters.
11. Foster, Lewis A. 1964. "The "Q" Myth in Synoptic Studies."
Bulletin of the Evangelical Theological Society no. 7:111-119.
12. Foster, Paul. 2003. "Is it possible to dispense with Q?" Novum
Testamentum no. 45:313-337.
13. ———. 2011. "The M-Source. Its History and Demise in Biblical
Scholarship." In New Studies in the Synoptic Problem: Oxford
Conference, April 2008: Essays in Honour of Christopher M.
Tuckett edited by Foster, Paul, Gregory, Andrew F.,
Kloppenborg, John S. and Verheyden, Joseph, 591-616.
Leuven: Peeters.
14. ———. 2013. "Is Q a "Jewish Christian" Document?" Biblica no.
94:368-394.
15. ———. 2020. "The Rise and Development of the Farrer
Hypothesis." In The Q Hypothesis Unveiled: Theological,
Sociological, and Hermeneutical Issues Behind the Sayings
Source, edited by Tiwald, Markus, 86-128. Stuttgart:
Kohlhammer.
"During the period from the 1960s until the 1990s it is fair to
say that the major rival alternative to the widely accepted two-
source theory was the Griesbach hypothesis, or perhaps more
correctly the neo-Griesbach hypothesis. In no small part, due to
the indefatigable stream of publications and presentations from
W.R. Farmer and his energetic band of supporters,(1) the neo-
Griesbach hypothesis gained a prominence which was probably
disproportionate to its numerical support. The basic tenet of
this theory was that the Gospel of Mark was the last of the three
synoptic gospels to be composed, and that it was the result of
the conflation of the Matthean and I.ukan accounts. In the
contemporary period support for this theory appears to have
quite literally ‘died out’. With the deaths of the major
proponents of this theory of synoptic relationships, and the
failure of this hypothesis to have attracted new defenders, there
appears to be few if any advocates for this solution. Moreover,
no significant publications in support of the neo-Griesbach
hypothesis have appeared during the last couple of decades.
This demise of the neo-Griesbach hypothesis has not, however,
resulted in an upsurge of support for the two-source theory.
The decrease in support for Farmer’s ideas has coincided with a
notable increase in support for the Farrer hypothesis (FH), or,
as some prefer, the Mark without Q theory (MwQ). The primary
figure associated with this synoptic solution, Austin Farrer,
presented his major statement in defence of the basic claims of
the theory prior to Farmer’s work on the neo-Griesbach
hypothesis.(2) Its two basic tenets are the defence of Markan
priority, and in place of the Q hypothesis the claim that Luke
made direct use of the Gospel of Matthew as a source for the
material that is shared uniquely by Matthew and Luke (the so-
called double tradition material). Farrer’s work attracted some
limited support in the period from the 1950s to the 1980s.
However, growth in support became more widespread from the
1990s onwards, to the extent that it might now be correctly
seen as the current major rival proposal to the two-source
theory, which still remains the most widely accepted and
preferred solution to the synoptic problem.
In this discussion, the development and emergence of the
Farrer hypothesis will be traced from its antecedents to the
current form of this synoptic solution theory. An attempt will
also be made to account for this rise in popularity of the variant
forms of this hypothesis, and an assessment will be made of its
impact on synoptic gospels scholarship and possible future
trajectories in the discussion surrounding the Farrer
hypothesis." (pp. 86-87)
(1) Perhaps Farmer’s most influential publication on the topic
was Farmer, Synoptic Problem.
(2) See Farrer, On Dispensing with Q, 55-88.
16. Foster, Paul, Gregory, Andrew F., Kloppenborg, John S., and
Verheyden, Joseph, eds. 2011. New Studies in the Synoptic
Problem: Oxford Conference, April 2008: Essays in Honour of
Christopher M. Tuckett Leuven: Peeters.
Table of Contents: Preface VII; David R. Catchpole:
Christopher M. Tuckett: An Appreciation XIII; Publications
XiX; John S. Kloppenborg: Introduction 1;
PART I
Christopher M. Tuckett: The Current State of the Synoptic
Problem 9; John S. Kloppenborg: Synopses and the Synoptic
Problem 51; Andrew Gregory: What Is Literary Dependence?
87; Peter M. Head: Textual Criticism and the Synoptic Problem
115;
PART II
D.B. Peabody: Reading Mark from the Perspectives of Different
Synoptic Source Hypotheses: Historical, Redactional and
Theological Implications 159; D.C. Sim: Matthew and the
Synoptic Problem 187; John C. Poirier: The Composition of
Luke in Source-Critical Perspective 209; M. Eugene Boring:
The “Minor Agreements” and Their Bearing on the Synoptic
Problem 227; Robert H. Stein: Duality in Mark 253; Mark
Goodacre:
The Evangelists’ Use of the Old Testament and the Synoptic
Problem 281; Duncan Reid: Miracle Stories and the Synoptic
Problem 299; Charles W. Hedrick: The Parables and the
Synoptic Problem 321; William R.G. Loader: Attitudes to
Judaism and the Law and Synoptic Relations 347; William E.
Arnal: The Synoptic Problem and the Historical Jesus 371;
PART III
Robert A. Derrenbacker, Jr.: The “External and Psychological
Conditions under Which the Synoptic Gospels Were Written”:
Ancient Compositional Practices and the Synoptic Problem
435; Alan Kirk: Memory, Scribal Media, and the Synoptic
Problem 459; Alex Damm: Ancient Rhetoric and the Synoptic
Problem 483; Dennis R. MacDonald: The Synoptic Problem
and Literary Mimesis: The Case of the Frothing Demoniac 509;
F. Gerald Downing: Writers’ Use or Abuse of Written Sources
523;
PART IV
Eric C.S. Eve: The Synoptic Problem without Q? 551; Ulrich
Luz: Looking at Q through the Eyes of Matthew 571; Paul
Foster: The M-Source: Its History and Demise in Biblical
Scholarship 591; J. Verheyden: Proto-Luke, and What Can
Possibly Be Made of It 617;
PART V
Richard Bauckham: The Gospel of John and the Synoptic
Problem 657; Andreas Lindemann: The Apostolic Fathers and
the Synoptic Problem 689; Dieter Lührmann: Übrige
„apokryph gewordene“ Evangelien und das synoptische
Problem 721; Judith Lieu: Marcion and the Synoptic Problem
731; Scott G. Brown: The Longer Gospel of Mark and the
Synoptic Problem 753; Stephen J. Patterson: The Gospel of
(Judas) Thomas and the Synoptic Problem 783; Udo Schnelle:
Die synoptische Frage in der Geschichte der neueren
protestantischen Theologie 809; Kathleen E. Corley: White
Male Dominance of Synoptic Gospel Research and the Creative
Process 831; Christopher Rowland: Another Perspective on the
“Synoptic” Problem 845;
Abbreviations 857; Bibliography 859;
INDEXES
Index of Names 915; Index of Biblical References 930; Index of
Other References 959.
17. Franklin, Eric. 1994. Luke: Interpreter of Paul, Critic of
Matthew. Sheffield: JSOT Press.
18. Friedrichsen, Timothy A. 1989. "The Minor Agreements of
Matthew and Luke against Mark. Critical Observations on R. B.
Vinson's Statistical Analysis." Ephemerides Theologicae
Lovanienses no. 65:397-408.
19. ———. 1989. "The Matthew-Luke Agreements against Mark: A
Survey of Recent Studies: 1974 - 1989." In L'Évangile de Luc =
The Gospel of Luke : Revised and enlarged edition of
L'Évangile de Luc : problèmes Littéraires et théologiques,
edited by Neirynck, Frans, 335-391. Leuven: Leuven University
Press / Peeters.
20. ———. 1992. "'Minor' and 'Major' Matthew-Luke Agreements
Against Mk 4,30-32." In The Four Gospels 1992: Festschrift
Frans Neirynck. Volume I, edited by van Segbroeck, Frans,
Tuckett, Christopher M., van Belle, Gilbert and Verheyden,
Joseph, 649-676. Leuven: Leuven University Press / Peeters
Leuven.
21. ———. 1993. "Alternative Synoptic Theories on Mk 4,30-32." In
The Synoptic Gospels: Source Criticism and the New Literary
Criticism, edited by Focant, Camille and Neirynck, Frans, 427-
450. Leuven: Leuve University Press.
22. ———. 1996. "Luke 9:22: A Matthean Foreign Body?"
Ephemerides Theologicae Lovanienses no. 72:398-407.
Abstract: "In a lengthy article on “Matthean Foreign Bodies”
(1992) Robert H. Gundry pulls together strands of the
argument in his commentary on Matthew that some minor
agreements of Matthew and Luke against Mark represent
subsidiary influence of Matthew on Luke's use of his primary
sources, Mark and Q. F. Neirynck has already engaged in a
lively exchange with Gundry concerning the minor agreements
in the Great Commandment pericope (Lk 10,25-28). The
purpose of this note is to respond to Gundry's continued
defense of Matthean influence on Lk 9,22, with special
attention to his rejoinders to the brief article on which Neirynck
and I collaborated."
23. ———. 2001. "The Parable of the Mustard Seed: Mark 4,30-32
and Q 13,18-19. A Surrejoinder for Independence."
Ephemerides Theologicae Lovanienses no. 77:297-317.
24. ———. 2003. "A Note on the Lamp Saying, Mk 4,21 and Q
11,33." Ephemerides Theologicae Lovanienses no. 79:423-430.
Abstract: "Mk 4,21, the saying on the lamp, has a direct Lucan
parallel in Lk 8,16; a variant form appears in Lk 11,33 parallel
Mt 5,15, which is considered a Q-version of the saying. Among
other Mark–Q overlaps, H.T. Fleddermann proposes that here
Mark uses and redacts Q for his text1. In this note, we will
present Fleddermann’s argument and show why he has not
demonstrated his position, concluding that it is more probable
that the lamp saying in Mk 4,21 is independent from Q 11,33."
25. ———. 2004. "What Is Hidden Will Be Revealed. A Note on the
Independence of Mk 4,22 and Q 12,2." Ephemeriudes
Theologicae Lovanienses no. 80:439-444.
Abstract: "This note first provides an overview of the
presentation of H.T. Fleddermann's proposal (Mark and Q,
BETL 122, Leuven, 1995, esp. pp. 81-84) that the saying in Mk
4,22, concerning "what is hidden will be revealed", is Mark's
redaction of Q 12,2. The note then critiques his methodology as
insufficient for establishing Mark's dependence on Q 12,2 (this
note follows the author's similar treatment of the Lamp Saying,
Mk 4,21 and Q 11,33, in ETL 79 [2003] 423-430). First,
Fleddermann's proposal requires that Mark take the saying of
Q 12,2 out of its own logical context and attach it somewhat
uncomfortably to the saying on the lamp in Mk 4,21. More
specifically, the proposed Marcan redaction of Q 12,2 results in
three hapax legomena in one verse, which is highly improbable.
The article thus demonstrates that the independence of Mk
4,22 and Q 12,2 is a better understanding of these respective
forms of the saying."
26. ———. 2005. "The Measure: Mk 4,24cd and Q 6,38c; 12,31b. A
Note on Its Independence from Q." Ephemerides Theologicae
Lovanienses no. 81:186-196.
27. ———. 2006. "“To One Who Has…": Mk 4,25 (Mt 25,29; Lk
19,26). A Note on the Independence of Mk 4,25 from Q 19,26
and on the Sayings Cluster of Mk 4,21-25." Ephemerides
Theologicae Lovanienses no. 82:165-173.
28. Frye, Roland Mushat. 1978. "The Synoptic Problems and
Analogies in Other Literatures." In The Relationships Among
the Gospels. An Interdisciplinary Dialogue, edited by Walker,
William O., 261-302. San Antonio: Trinity University Press.
29. Fuller, Reginald H. 1978. "Baur Versus Hilgenfeld: A Forgotten
Chapter in the Debate on the Synoptic Problem." New
Testament Studies no. 24:355-370.
"William R. Farmer's history of the debate on the Synoptic
Problem contains the following footnote:
Baur answered Hilgenfeld in his Das Markusevangelium,
Tübingen, 1851, and the two carried on the debate for years in
the Theologische Jahrbücher. This debate is worthy of
thorough analysis and evaluation.(1)
When I was invited to read a paper at this year's meeting at
Tübingen with the understanding that the paper should deal if
possible with some aspect of the work of the Tübingen school of
the mid-nineteenth century, this seemed to be an appropriate
occasion to take up Professor Farmer's challenge." (p. 355)
(...)
"What can we learn of value for the discussion of the relations
between the gospels today? First, it confirms the point made by
E. P. Sanders(5) that most of the arguments for the priority of
one gospel over another are reversible.
To that I would add, that the direction in which you take them
depends largely if not entirely on your Blick - the view you have
already adopted on the relations between the gospels. There is
however one non-reversible criterion which emerges from this
debate. It appeared in Hilgenfeld's argument that the
dependence of one gospel upon another is demonstrated when
Tendenz material from the earlier gospel survives in the later. If
Luke's Tendenz shows up in Mark and if Mark does not share
that Tendenz, it would be a clear sign of Mark's dependence on
Luke. Today we would substitute the concept of' redaction' for
Tendenz. But even this criterion has to be applied with caution,
otherwise the argument becomes circular. A gospel's redaction
must be determined without recourse to a synoptic theory
already presupposed.(1a) That calls into question much of the
redactional study that has been done in recent years on
Matthew and on Luke. It is indeed ironic that the
Tendenzkritik, for which the Tübingen school has been so
notorious, at least in the English-speaking world, should have
led them to contribute a criterion of permanent value to the
discussion of the relation between the gospels today." (pp. 369-
370)
(1) W. R. Farmer, The Synoptic Problem (Dillsboro: WNC,
21976), p. 30, n. 50.
(5) E. P. Sanders, The Tendencies of the Synoptic Tradition
(SNTS Monograph 9; Cambridge, 1969
(1a) This is not meant to exclude a comparison of the parallels
in the other gospels, a procedure necessary to expose what is
unique to and characteristic of the gospel which is being
studied.
30. Funk, Robert W. 1985. New Gospel Parallels. Volume 2: John
and the Other Gospels. Philadelphia: Fortress.
31. ———. 1985. New Gospel Parallels: Volume 1: Mark. Sonoma:
Polebridge.
32. Gamba, Giuseppe Giovanni. 1983. "A Further Reexamination of
Evidence from the Early tradition." In New Synoptic Studies:
The Cambridge Gospel Conference and Beyond, edited by
Farmer, William R., 17-35. Macon: Mercer University Press.
33. Garrow, Alan J. P. 2004. The Gospel of Matthew's Dependence
on the Didache. New York: T & T Clark International.
34. ———. 2016. "Streeter’s ‘Other’ Synoptic Solution: The Matthew
Conflator Hypothesis." New Testament Studies no. 62:207-
226.
35. ———. 2016. "An Extant Instance of ‘Q’." New Testament
Studies no. 62:398-417.
36. ———. 2020. "Plausibility, Probability, and Synoptic
Hypotheses: A Response to F. Gerald Downing." Ephemerides
Theologicae Lovanienses no. 96:131-137.
37. Garsky, Albrecht, Heil, Christoph, Hieke, Thomas, and Amon,
Josef E., eds. 1997. Documenta Q: Reconstructions of Q
Through Two Centuries of Gospel Research. Excerpted, sorted,
and evaluated: The critical edition of Q. Q 12,49-59. Children
against Parents – Judging the Time – Settling out of Court.
Leuven: Peeters.
38. Gathercole, Simon. 2012. The Composition of the Gospel of
Thomas: Original Language and Influences. Cambridge:
Cambridge University Press.
39. ———. 2018. "The Alleged Anonymity of the Canonical
Gospels." The Journal of Theological Studies no. 69:447-476.
40. Gerhardsson, Birger. 1998. Memory and Manuscript: Oral
Tradition and Written Transmission in Rabbinic Judaism and
Early Christianity. With Tradition and Transmission in Early
Christianity. Grand Rapids, MI: Eerdmans.
Foreword by Jacob Neusner.
41. Goguel, Maurice. 1933. "Luke and Mark: With a Discussion of
Streeter's Theory." The Harvard Theological Review no. 26:1-
55.
42. Goodacre, Mark S. 1996. Goulder and the Gospels: An
Examination of a New Paradigm. Sheffield: Sheffield
Academic Press.
An Examination of a New Paradigm.
43. ———. 1998. "Fatigue in the Synoptics." New Testament
Studies no. 44:45-48.
Abstract: "Matthew and Luke sometimes write versions of
Marcan pericopae in which they make initial changes, only to
lapse into the thought or wording of the original. Clear
examples are Matt 14.1-12 II Mark 6.14-29 (Death of John);
Matt 8.1-411 Mark 1.40-5 (Leper); Matt 12.46-5011 Mark 3.31-5
(Mother and Brothers); Luke 8.4-1511 Mark 4.1-20 (Sower);
Luke 5.17-2611 Mark 2.1-12 (Paralytic) and Luke 9.10-1711
Mark 6.30-44 (Five Thousand), all of which make good sense
on the theory of Marcan Priority. 'Fatigue' may also suggest a
solution to the problem of double tradition material: Luke 9.1-6
(cf. Matt 10.5-15, Mission Charge) and Luke 19.11-2711 Matt
25.14-30 (Talents) both make good sense on the theory of
Luke's use of Matthew."
44. ———. 1999. "Beyond the Q Impasse or Down a Blind Alley?"
Journal for the Study of the New Testament no. 76:33-52.
45. ———. 2000. "The Synoptic Jesus and the Celluloid Christ:
Solving the Synoptic Problem though Film." Journal for the
Study of the New Testament no. 80:31-43.
46. ———. 2000. "A Monopoly on Marcan Priority? Fallacies at the
Heart of Q." Society of Biblical Literature Seminar Papers
2000:583-622.
47. ———. 2001. The Synoptic Problem: A Way Through the Maze.
London: T & T Clark.
48. ———. 2002. The Case against Q: Studies in Markan Priority
and the Synoptic Problem. Harrisburg: Trinity Press
International.
49. ———. 2003. "On Choosing and Using Appropriate Analogies:
A Response to F. Gerald Downing." Journal for the Study of the
New Testament no. 26:237-240.
50. ———. 2004. "A World without Q." In Questioning Q: A
Multidimensional Critique, edited by Goodacre, Mark S. and
Perrin, Nicholas, 174-179. Downers Grove: InterVarsity Press.
51. ———. 2004. "When Is a Text Not a Text? The Quasi Text-
Critical Approach of the International Q Project." In
Questioning Q: A Multidimensional Critique, edited by
Goodacre, Mark S. and Perrin, Nicholas, 115-126. Downers
Grove: InterVarsity Press.
52. ———. 2011. "The Synoptic Problem: John the Baptist and
Jesus." In Method and Meaning: Essays on New Testament
Interpretation in Honor of Harold W. Attridge, edited by
McGowan, Andrew B. and Richards, Kent Harold, 177-192.
Atlanta: Society of Biblical Literature.
53. ———. 2011. "The Evangelists' Use of the Old Testament and
the Synoptic Problem." In New Studies in the Synoptic
Problem: Oxford Conference, April 2008: Essays in Honour of
Christopher M. Tuckett edited by Foster, Paul, Gregory,
Andrew F., Kloppenborg, John S. and Verheyden, Joseph, 281-
298. Leuven: Peeters.
54. ———. 2012. Thomas and the Gospels: The Case for Thomas's
Familiarity with the Synoptics. Grand Rapids (MI): Eerdmans.
55. ———. 2012. "Criticizing the Criterion of Multiple Attestation:
The Historical Jesus and the Question of Sources." In Jesus,
Criteria, and the Demise of Authenticity, edited by Keith, Chris
and Le Donne, Anthony, 152-169. London: T & T Clark.
56. ———. 2014. "A Flaw in McIver and Carroll’s Experimentsto
Determine Written Sources in the Gospels." Journal of Biblical
Literature no. 133:793-800.
57. ———. 2014. "Did Thomas Know the Synoptic Gospels? A
Response to Denzey Lewis, Kloppenborg and Patterson."
Journal for the Study of the New Testament no. 36:282-293.
58. ———. 2015. "Too Good to Be Q: High Verbatim Agreement in
the Double Tradition." In Marcan Priority Without Q:
Explorations in the Farrer Hypothesis, edited by Poirier, John
C. and Peterson, Jeffrey, 82-100. London: T & T Clark.
"It is a fact seldom acknowledged that the double tradition
material in Matthew and Luke shows a remarkably high degree
of verbatim agreement.
It is a fact still more rarely acknowledged that the high
verbatim agreement makes best sense if Luke is copying from
Matthew. The issue is surprisingly straightforward, and yet it is
almost always missed in
discussions of the Synoptic Problem. Where two documents
show very close agreement in wording in parallel passages, the
best explanation is that one is copying directly from the other,
not that both are copying
from a hypothetical third document. Where two documents are
copying from a third, we should not expect to see the kind of
high verbatim agreement that we often see in the double
tradition. The evidence
suggests that Luke had direct contact with Matthew, and this
entails dispensing with Q." (p. 82)
59. ———. 2016. "Re-Walking the "Way of the Lord": Luke's Use of
Mark and His Reaction to Matthew." In Luke's Literary
Creativity, edited by Nielsen, Jesper Tang and Müller, Mogens,
26-43. New York: Bloomsbury.
60. ———. 2016. "Farrer Hypothesis Response." In The Synoptic
Problem: Four Views, edited by Porter, Stanley E. and Dyer,
Bryan R., 127-138. Grand Rapids, MI: Baker Academic.
61. ———. 2016. "The Farrer Hypothesis." In The Synoptic
Problem: Four Views, edited by Porter, Stanley E. and Dyer,
Bryan R., 47-66. Grand Rapids, MI: Baker Academic.
62. ———. 2017. "Q, Memory and Matthew: A Response to Alan
Kirk." Journal for the Study of the Historical Jesus no. 15:224-
233.
63. ———. 2018. "Taking Our Leave of Mark-Q Overlaps: Major
Agreemnts and the Farrer Theory." In Gospel Interpretation
and the Q-Hypothesis, edited by Müller, Mogens and Omerzu,
Keike, 201-222. New York: Bloomsbury.
64. Goodacre, Mark S., and Perrin, Nicholas, eds. 2004.
Questioning Q: A Multidimensional Critique. Downers Grove:
InterVarsity Press.
Contents: List of tables VIII; N. T. Wright: Foreword IX;
Abbreviations XIII; Nicholas Perrin: Introduction: Reasons for
Questioning Q 1; John C. Poirier: The Q Hypothesis and the
Role of Pre-Synoptic Sources in Nineteenth-Century
Scholarship 13; Jeffrey Peterson: Order in the Double Tradition
and the Existence of Q 28; Mark A. Matson: Luke s Rewriting of
the Sermon on the Mount 43; Nicholas Perrin: The Limits of a
Reconstructed Q 71; Eric Eve: Reconstructing Mark: A Thought
Experiment 89; Mark Goodacre: When Is a Text Not a Text?
The Quasi Text-Critical Approach of the International Q Project
115; Ken Olson: Unpicking on the Farrer Theory 127; Richard
Vinson: How Minor? Assessing the Significance of the Minor
Agreements as an Argument against the Two-Source
Hypothesis 151; Nicholas Perrin: Some Implications of
Dispensing with Q 165; Mark Goodacre: A World without Q
174; Bibliography 181; Index of Ancient and Biblical Texts 191;
Index of Modern Authors 198-201.
65. Gorman, Heather M. 2015. "Crank or Creative Genius? How
Ancient Rhetoric Makes Sense of Luke's Order." In Marcan
Priority Without Q: Explorations in the Farrer Hypothesis,
edited by Poirier, John C. and Peterson, Jeffrey, 62-81. London:
T & T Clark.
"Conclusion
In sum, with the help of the ancient rhetorical tradition, I have
demonstrated that Luke's narrative is indeed orderly, just as he
claims. This proves true on a macro scale insomuch as Luke
arranges his material sequentially according to the topics listed
in the progymnasmata. On a micro scale, I have also shown
that if Luke did indeed use Matthew as a source for his SOP
[Sermon of the Plain], such redaction would have made sense
on ancient rhetorical grounds. His rearrangements and
omissions of Matthaean material would be justified in light of
his larger concerns for clarity, brevity, and plausibility.
What implications does this study have for source criticism of
the gospels? Perhaps one of the strongest criticisms launched
against the FH has been aimed at Luke's order.
(...)
"The above clarification of the rhetorical principles on which
Luke ordered his narrative suggests that there is less need to
invoke Q to account for Luke's sequence. This study, of course,
does not prove that Luke used Matthew, but it does make the
FH that much more probable. While there are still problems to
be solved regarding the sources of the Synoptics and their
relationship to one another, this study has done at least two
things: (1) it has removed a significant obstacle for proponents
of the FH by showing Luke's order is justifiable on rhetorical
grounds, and (2) it suggests that rhetorical analysis may be a
profitable way forward in source-critical studies of the gospels."
(pp. 80-81, a note omitted)
66. Goulder, Michael D. 1974. Midrash and Lection in Matthew.
London: London.
The Speaker's Lectures in Biblical Studies 1969-71.
Reprint: Eugene, OR: Wipf & Stock, 2004.
67. ———. 1978. "On putting Q to the Test." New Testament
Studies no. 24:218-234.
68. ———. 1978. The Evangelists' Calendar: A Lectionary
Explanation of the Development of Scripture. London: SPCK.
69. ———. 1980. "Farrer on Q." Theology no. 83:190-195.
70. ———. 1984. "Some observations on Professor Farmer's
'Certain Results...'." In Synoptic Studies: The Ampleforth
Conferences of 1982 and 1983, edited by Tuckett, Christopher
M., 99-104. Sheffield: JSOT Press.
71. ———. 1984. "The Order of a Crank." In Synoptic Studies: The
Ampleforth Conferences of 1982 and 1983, edited by Tuckett,
Christopher M., 111-130. Sheffield: JSOT Press.
72. ———. 1985. "A House Built on Sand." In Alternative
Approaches to New Testament Study, edited by Harvey,
Anthony Ernest, 1-24. London: SPCK.
73. ———. 1989. Luke: A New Paradigm. Sheffield: Sheffield
Academic Press.
74. ———. 1993. "Luke's Knowledge of Matthew." In Minor
Agreements: Symposium Göttingen 1991, edited by Strecker,
Georg, 143-162. Göttingen: Vandenhoeck & Ruprecht.
75. ———. 1993. "Luke's Compositional Options." New Testament
Studies no. 29:150-152.
76. ———. 1994. "The Pre-Marcan Gospel." Scottish Journal of
Theology no. 47:453-472.
77. ———. 1996. "Is Q a Juggernaut?" Journal of Biblical
Literature no. 115:667-681.
78. ———. 1999. "Self-Contradiction in the IQP." Journal of
Biblical Literature no. 118:506-517.
79. ———. 2002. "The Derrenbacker-Kloppenborg Defense."
Journal of Biblical Literature no. 121:331-336.
80. ———. 2003. "Two Significant Minor Agreements (Mat. 4:13
Par.; Mat. 26:67-68 Par.)." Novum Testamentum no. 45:365-
373.
81. ———. 2009. Five Stones and a Sling: Memoirs of a Biblical
Scholar. Sheffield: Sheffield Phoenix Press.
Chapter 13: The Synoptic Problem, pp. 69-76.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Synoptic Problem: Bibliography of
the main studies in English from
1964 (Gre - Klo)
Studies on the Synoptic Problem
1. Green, H. Benedict. 1984. "The Credibility of Luke's
Transformation of Matthew." In Synoptic Studies: The
Ampleforth Conferences of 1982 and 1983, edited by Tuckett,
Christopher M., 131-156. Sheffield: JSOT Press.
2. ———. 1984. "Matthew 12.22-50 and Parallels: An Alternative
to Matthean Conflation." In Synoptic Studies: The Ampleforth
Conferences of 1982 and 1983, edited by Tuckett, Christopher
M., 157-176. Sheffield: JSOT Press.
3. ———. 1989. "Matthew, Clement and Luke: their Sequence and
Relationship." The Journal of Theological Studies no. 40:1-25.
4. Greenberg, Gary. 2020. The Case for a Proto-Gospel:
Recovering the Common Written Source Behind Mark and
John. New York: Peter Lang.
5. Gregory, Andrew. 2011. "What Is Literary Dependence?" In
New Studies in the Synoptic Problem: Oxford Conference,
April 2008: Essays in Honour of Christopher M. Tuckett
edited by Foster, Paul, Gregory, Andrew F., Kloppenborg, John
S. and Verheyden, Joseph, 87-114. Leuven: Peeters.
6. Griesbach, Johann Jakob. 1978. "A demonstration that Mark
was written after Matthew and Luke." In J. J. Griesbach:
Synoptic and Text-Critical Studies, 1776-1976, edited by
Orchard, Bernard and Longstaff, Thomas R. W., 103-135.
Cambridge: Cambridge University Press.
A translation of J. J. Griesbach's Commentatio qua Marci
Evangelium totum e Matthaei et Lucae commentariis
decerptum esse monstratur (1789, revised 1794) by Bernard
Orchard.
7. Gundry, Robert H. 1992. "Matthean Foreign Bodies in
Agreements of Luke with Matthew against Mark Evidence that
Luke Used Matthew." In The Four Gospels 1992: Festschrift
Frans Neirynck. Volume II, edited by van Segbroeck, Frans,
Tuckett, Christopher M., van Belle, Gilbert and Verheyden,
Joseph, 1467-1495. Leuven: Leuven University Press / Peeters.
8. ———. 1995. " A Rejoinder On Matthean Foreign Bodies in
Luke 10,25-28." Ephemerides Theologicae Lovanienses no.
71:139-150.
9. ———. 1999. "The Refusal of Matthean Foreign Bodies to Be
Exorcised from Luke 9,22; 10, 25-28." Ephemerides
Theologicae Lovanienses no. 75:104-22.
10. Günther, Heinz O. 1991. "The Sayings Gospel Q and the Quest
for Aramaic Sources: Rethinking Christian Origins." Semeia no.
55:41-76.
Abstract: "The assumption that a productive and vital Aramaic
tradition gave rise to early Christianity has haunted critical
New Testament scholarship since its inception some 200 years
ago. The traditional image of Christianity's birth in the
Aramaic-speaking milieu of Palestine, together with the idea of
the church's gradual expansion into the Hellenistic world, has
made scholarship search unabatingly for Q's Aramaic
ancestors. Fanciful translation hypotheses, prompted by Q's
Semitisms and its LXXal style, are coupled in the literature
with speculations about the transformation of Q's early
apocalyptic outlook on history into a manual of sapiential
instructions intended to shape Mediterranean life and culture.
A closer comparison of the arguments advanced in support of
or in opposition to this assumption reveals its problematic
nature. Studies of the evolution of Q from a compilation of
sayings into a Sayings Gospel have opened new vistas from
within the document itself. Q's portrait of Jesus as Sophia's
most trusted envoy, along with the literary devices employed by
the Q redactors to flesh out their vision of Jesus, suggests
strongly that at each stage of its evolution the document was at
home, in language and in thought, in the Hellenistic milieu of
Galilee and Syria."
11. Gupta, Nijay K. 2020. A Beginner's Guide to New Testament
Studies: Understanding Key Debates. Grand Rapids, MI: Baker
Academic.
Chapter 1. The Synoptic Problem, pp. 1-14.
12. Gustaffson, Daniel. 2016. "Luke's Rewriting of the Markan
Mélange of Christological Titles (Mark 8.27-33 par.; 12.35-37
par.; 14.55-64 par.)." In Luke's Literary Creativity, edited by
Nielsen, Jesper Tang and Müller, Mogens, 185-207. New York:
Bloomsbury.
13. Guthrie, Donald. 1990. New Testament Introduction. Downers
Grove, IL: InterVarsity Press.
Fourth revised edition (First edition 1961).
Chapter Five: The Synoptic Problem, pp. 136-208.
14. Guy, Harold H. 1972. "Did Luke Use Matthew?" The Expository
Times no. 83:245-247.
15. Hägerland, Tobias. 2019. "Editorial Fatigue and the Existence
of Q." New Testament Studies:190-206.
Abstract: "This article challenges Mark Goodacre's contention
that the distribution of editorial fatigue in Matthew and Luke
points not only to Markan priority but also to Luke's
dependence on Matthew. Goodacre's argument is criticised
through questioning the assumptions that Matthew's handling
of Q would have been analogous to his handling of Mark and to
Luke's handling of Q, as well as the claim that no instances of
editorial fatigue can be detected in Matthew's handling of the
double tradition. The conclusion is that the argument from
editorial fatigue cannot be used to establish that the existence
of Q is improbable."
16. Hagner, Donald A. 2012. The New Testament: A Historical and
Theological Introduction. Grand rapids, MI: Baker Academic.
Chapter 9: The Synoptic Problem, pp. 131-153; Chapter 10: Q as
an Entity, pp. 154-162.
17. Hamann, H. P. 1970. "Sic et Non: Are We So Sure of Matthean
Dependence on Mark?" Concordia Theological Monthly no.
41:462-469.
18. Hamilton, Catherine Sider, and Willits, Joel, eds. 2019. Writing
the Gospels: A Dialogue with Francis Watson. London: T & T
Clark.
Contents: List of Contributors IX; Preface X; Permissions XII;
Abbreviations XIII;
Catherine Sider Hamilton: Introduction: Francis Watson's
Gospel Writing and The Fourfold Gospel: engaging a "New
Paradigm" 1
Part I. Critical assessments of Gospel Writing and The Fourfold
Gospel
Chapter 1. Richard Bauckham: Gospels before normativization:
a critique of Francis Watson's Gospel Writing 17; Chapter 2.
Markus Bockmuehl: Fourfold Gospel writing 40;
Part II. Gospel writing and Gospel sources
Chapter 3. Richard A. Burridge: Ancient biography and the
development of the canonical collection 63; Chapter 4. Mark
Goodacre: What does Thomas have to do with Q? The afterlife
of a sayings Gospel 81;
Chapter 5. Jens Schroter: Gospels in the First and Second
century and the origin of the "Fourfold Gospel": a critical
appraisal of Francis Watson's Gospel Writing 90;
Part III. Gospel Writing and The Fourfold Gospel
Chapter 6. Jonathan T. Pennington: Revelatory epistemology in
the Gospel according to Matthew in dialogue w8ith Francis
Watson's "Canonical Perspective" 103; Chapter 7. Joshua W.
Jipp: Messiah language and Gospel writing 126; Chapter 8.
Catherine Sider Hamilton: Quartet for the End of Time: the
Fourfold Gospel, hitotry and Matthew's birth narrative 145;
Chapter 9. Frederik S. Mulder: Gospel contradictions,
harmonizations, and historical truth: Francis Watson and
Origen's comprehensive paradigm shift 166;
Chapter 10. Margaret M. Mitchell: Gospel optics 184; Chapter
11. Ephraim Radner: Singing the Gospels: beyond the bookish
text 206;
Part IV. Francis Watson's Response
Chapter 12. Francis Watson: A reply to my critics 227;
Bibliography 249; Index of Subjects 264; Index of Scripture
and Other Ancient Sources 268-275.
19. Harrington, Jay M. 2000. The Lukan Passion Narrative: the
Markan Material in Luke 22,54 - 23,25: a Historical Survey:
1891-1997. Leiden: Brill.
"The passion narrative has been and continues to be one of the
most studied sections of the Gospel of Luke. The problem is
that many differences exist between the Lukan account and the
passion in Mk, encompassing at times the absence of some
material and the addition of other material as well as the
difference in the order of various accounts. Our purpose is to
reexamine the use of the Markan material in Lk. In recent years
the discussion has once more focused on the question of Luke’s
sources as part of ongoing source-critical and redaction-critical
research. The issue of Luke’s use of a special source (or sources)
for his passion narrative has again generated much scholarly
debate. Consequently, some believe that the discussion has
arrived at an impasse4. Led by proponents of the new literary
criticism, a number of exegetes now prescind from source-
critical investigation, and even from any supposition
concerning sources.
Although the Lukan passion narrative has been the focus of
much analysis, no adequate history has sketched the contours
of the debate. Our goal is not only to present a recent history,
but to trace the discussion to its beginnings. We have generally
followed a combination of a chronological and systematic order
alternating between proponents and opponents of the theory of
a special source or sources. It has also been our intention to
report dependence of scholars upon one another.
The survey, covering roughly the period from the 1880’s to
1997, is divided into two major sections. The first details the
development from P. Feine through the 1960’s. The second
period begins with the work of G. Schneider and continues up
through 1997. In the treatment of each scholar’s position,
insofar as it is possible, we review their underlying Synoptic
theory, their source theory as applied to the passion in general,
then the trial of Pilate, and finally any contributions regarding
the trial before Herod. Three appendices are provided: 1)
Special LQ vocabulary and constructions according to J. Weiss,
2) Lukan priority theories, and 3) the Gospel of Peter and its
relation to the Herod pericope." (pp. XI-XII, note omitted)
20. Havener, Ivan. 1987. Q, the Sayings of Jesus: With a
reconstruction of Q by Athanasius Polag. Wimington (DE):
Glazier.
21. Hawkins, John C. 1911. "Three Limitations to St. Luke's Use of
St. Mark's Gospel." In Studies in the Synoptic Problem By
Members of The University of Oxford edited by Sanday,
William, 29-94. Oxford: Clarendon Press.
1. The Disuse of the Marcan Source in St. Luke ix. 51-xviii. 14
2. The Great Omission by St. Luke of the Matter contained in
St. Mark vi. 45-viii. 16
3. St. Luke's Passion-Narrative considere with reference to the
Synoptic Piobiem.
22. ———. 1911. "Probabilities as to the So-Called Double Tradition
of St. Matthew and St. Luke." In Studies in the Synoptic
Problem By Members of The University of Oxford edited by
Sanday, William, 95-138. Oxford: Clarendon Press.
23. Hays, Christopher. 2008. "Marcion vs. Luke: A Response to the
Plädoyer of Matthias Klinghardt." Zeitschrift für die
Neutestamentliche Wissenschaft und Kunde der Älteren Kirche
no. 99:213-232.
"Considerable mystery enfolds Marcion of Sinope, the
notorious second century heresiarch, since none of the
documents he bequeathed to history survive directly." (p. 213)
(...)
"One topic generated particularly heated debate, that of the
relation between the Gospel of Luke and the Gospel of Marcion.
Sparked by Johann Salomo Semler in 1783, the controversy
raged until 1921, when Adolf von Harnack’s magisterial
monograph reaffirmed the traditional position that Marcion
excised portions from Luke.(2) Though the alternative thesis
cropped up only sporadically during the 20th century, a small
contingent of scholars have recently reopened the question,
including the recent learned essay of Matthias Klinghardt
“Markion vs. Lukas: Plädoyer für die Wiederaufnahme eines
alten Falles.”(5)" (pp. 213-214, a note omitted)
(...)
"Though Klinghardt considers the historically broad assent to
Harnack’s later, critically grounded reaffirmation of the
position to have been prematurely dismissive (485), he has not
yet overturned Harnack’s case. The cumulative weight of
internal evidence and considerations of dating corroborate the
external testimony to Lukan priority over Marcion’s Gospel,
though whether the document which Marcion edited is
identical with the canonical Third Gospel remains a viable
question." (p. 232)
(2) A. von Harnack, Marcion: Das Evangelium vom fremden
Gott: Eine Monographie zur Geschichte der Grundlegung der
katholischen Kirche (TU 15), Leipzig 1921.
(5) M. Klinghardt, Markion vs. Lukas: Plädoyer für die
Wiederaufnahme eines alten Falles, NTS 52 (2006) 484–513.
24. Head, Peter M. 1997. Christology and the Synoptic Problem:
An Argument for Markan Priority. Cambridge: Cambridge
University Press.
25. ———. 2011. "Textual Criticism and the Synoptic Problem." In
New Studies in the Synoptic Problem. Oxford Conference,
April 2008: Essays in Honour of Christopher M. Tuckett
edited by Foster, P., Gregory, A., Kloppenborg, John S. and
Verheyden, Joseph, 115-156. Leuven: Peeters.
26. Heard, Richard. 1954. "The Aφomnhmoneymata in Papias,
Justin, and Irenaeus." New Testament Studies no. 1:122-129.
27. ———. 1954. "Papias' Quotations from the New Testament."
New Testament Studies no. 1:130-134.
28. Hedrick, Charles W. 2011. "The Parables and the Synoptic
Problem." In New Studies in the Synoptic Problem, Oxford
Conference, April 2008. Essays in Honour of Christopher M.
Tuckett, edited by Foster, Paul, Gregory, Andrew F.,
Kloppenborg, John S. and Verheyden, Joseph, 321-345.
Leuven: Peeters.
29. Henaut, Barry W. 1988. "Is Q but the Invention of Luke and
Mark? Method and Argument in the Griesbach Hypothesis."
Religious Studies and Theology no. 8:15-32.
30. Hengel, Martin. 2000. The Four Gospels and the One Gospel of
Jesus Christ: An Investigation of the Collection and Origin of
the Canonical Gospels. Harrisburg, PA: Trinity Press
International.
31. Hieke, Thomas, ed. 2001. Documenta Q: Reconstructions of Q
Through Two Centuries of Gospel Research. Excerpted, sorted,
and evaluated: Q 6:20-21. The Beatitudes for the Poor,
Hungry, Mourning. Leuven: Peeters.
32. Higgins, A. J. B. 1984. "Luke 1-2 in Tatian's Diatessaron."
Journal of Biblical Literature no. 103:193-222.
33. Hincks, Edward Y. 1891. "The Probable Use of the First Gospel
by Luke." Journal of Biblical Literature no. 10:92-106.
34. Hoard, George. 1978. "Stylistic Inversion and the Synoptic
Tradition." Journal of Biblical Literature no. 97:375-389.
35. Hobbs, Edward C. 1980. "A Quarter-Century Without "Q"."
Perkins School of Theology Journal no. 33:10-19.
36. Hobson, A. A. 1904. The Diatessaron of Tatian and the
Synoptic Problem. Chicago: University of Chicago Press.
Being an investigation of the Diatessron for the light which it
throws upon the solution of the problem of the origin of the
synoptic gospels.
37. Hodgson, Robert. 1985. "On the Gattung of Q: A Dialogue with
James M. Robinson." Biblica no. 66:73-95.
38. Hoffmann, Paul, Amon, Josef E., Brauner, Ulrike, Hieke,
Thomas, BBoring, M- Eugene, and Asgeirsson, Jon Ma., eds.
1997. Documenta Q: Reconstructions of Q Through Two
Centuries of Gospel Research. Excerpted, sorted, and
evaluated: Q 12:8-12. Confessing or Denying – Speaking
against the Holy Spirit – Hearings before the Synagogues.
Leuven: Peeters.
39. Hoffmann, Paul, Brandenburger, Stefan H., Brauner, Ulrike,
and Hieke, Thomas, eds. 1998. Documenta Q: Reconstructions
of Q Through Two Centuries of Gospel Research. Excerpted,
sorted, and evaluated: Q 22:28, 30: You will judge the twelve
tribes of Israel. Leuven: Peeters.
40. Holladay, Carl R. 2005. A Critical Introduction to the New
Testament: Interpreting the Message and Meaning of Jesus
Christ. Nashville: Abingdon Press.
Chapter 3: Relating the Gospels to Each Other, pp. 41-81.
41. Honoré, A. M. 1968. "A Statistical Study of the Synoptic
Problem." Novum Testamentum no. 10:95-147.
Reprinted in: David E. Orton (ed.), The Synoptic Problem and
Q: Selected Studies from Novum Testamentum, Leiden: Brill,
1999, pp. 70-122.
42. Hooker, Morna D. 1992. "The Son of Man and the Synoptic
Problem." In The Four Gospels 1992: Festschrift Frans
Neirynck. Volume I, edited by van Segbroeck, Frans, Tuckett,
Christopher M., van Belle, Gilbert and Verheyden, Joseph, 189-
201. Leuven: Leuven University Press / Peeters.
43. Horman, John. 2011. A Common Written Greek Source for
Mark & Thomas. Waterloo (On): Canadian Corporation for
Studies in Religion.
"This book uncovers an early collection of sayings, called N,
that are ascribed to Jesus and are similar to those found in the
Gospel of Thomas and in Q, a document believed to be a
common source, with Mark, for Matthew and Luke. In the
process, the book sheds light on the literary methods of Mark
and Thomas. A literary comparison of the texts of the sayings of
Jesus that appear in both Mark and Thomas shows that each
adapted an earlier collection for his own purpose. Neither Mark
nor Thomas consistently gives the original or earliest form of
the shared sayings; hence, Horman states, each used and
adapted an earlier source. Close verbal parallels between the
versions in Mark and Thomas show that the source was written
in Greek. Horman's conclusion is that this common source is N.
This proposal is new, and has implications for life of Jesus
research. Previous research on sayings attributed to Jesus has
treated Thomas in one of two ways: either as an independent
stream of Jesus sayings written without knowledge of the New
Testament Gospels or as a later piece of pseudo-Scripture that
uses the New Testament as source. This book rejects both
views."
44. Horsley, Richard A. 1999. "The Historical Context of Q." In
Whoever Hears You Hears Me: Prophets, Performance, and
Tradition in Q, edited by Horsley, Richard A. and Draper,
Jonathan A., 46-60. Harrisburg: Trinity Press International.
45. ———. 1999. "The Contours of Q." In Whoever Hears You
Hears Me: Prophets, Performance, and Tradition in Q, edited
by Horsley, Richard A. and Draper, Jonathan A., 61-93.
Harrisburg: Trinity Press International.
46. ———. 1999. "The Oral Communication Evironment of Q." In
Whoever Hears You Hears Me: Prophets, Performance, and
Tradition in Q, edited by Horsley, Richard A. and Draper,
Jonathan A., 123-149. Harrisburg: Trinity Press International.
47. ———. 1999. "Recent studies of oral-derived literature and Q."
In Whoever Hears You Hears Me: Prophets, Performance, and
Tradition in Q, edited by Horsley, Richard A. and Draper,
Jonathan A., 150-174. Harrisburg: Trinity Press International.
48. ———, ed. 2006. Oral Performance, Popular Tradition, and
Hidden Transcript in Q. Leiden: Brill.
Contents: Abbreviations VII; Richard A. Horsley: Introduction
1;
Part One. Oral Performance and Popular Tradition in Q
Essays
Werner H. Kelber: The Verbal Art in Q and Thomas: A
Question of Epistemology 25; Richard A. Horsley: Performance
and Tradition: The Covenant Speech in Q 43; Jonathan A.
Draper: Jesus’ “Covenantal Discourse” on the Plain (Luke 6:12–
7:17) as Oral Performance: Pointers to “Q” as Multiple Oral
Performance 71;
Responses
Joanna Dewey: Response to Kelber, Horsley, and Draper 101;
Vernon K. Robbins: Oral Performance in Q: Epistemology,
Political Conflict, and Contextual Register 109; John Miles
Foley: The Riddle of Q: Oral Ancestor, Textual Precedent, or
Ideological Creation? 123;
Part Two
Moral Economy and Hidden Transcript: Applying the Work of
James C. Scott to Q
Essays
Richard A. Horsley: Moral Economy and Renewal Movement in
Q 143; Milton Moreland: The Jesus Movement in the Villages of
Roman Galilee: Archaeology, Q, and Modern Anthropological
Theory 159; Alan Kirk: Going Public with the Hidden
Transcript in Q 11: Beelzebul Accusation and the Woes 181;
Melanie Johnson-DeBaufre: Communities Resisting
Fragmentation: Q and the Work of James C. Scott 193;
Response
William R. Herzog II: The Work of James C. Scott and Q: A
Response 211;
Bibliography 217-226.
49. Horsley, Richard A., and Draper, Jonathan A. 1999. Whoever
Hears You Hears Me: Prophets, Performance and Tradition in
Q. Harrisburg: Trinity Press International.
50. Howard, George. 1978. "Stylistic Inversion and the Synoptic
Tradition." Journal of Biblical Literature:375-389.
51. Howes, L. 2015. "'Divided Against Himself'? Individuals
Maxims and the Redaction of Q." Acta Theologica no. 35:96-
114.
52. Huggins, Ronald V. 1992. "Matthean Posteriority: A
Preliminary Proposal." Novum Testamentum no. 34:1-22.
53. Hultgren, Stephen. 2002. Narrative Elements in the Double
Tradition: A Study of Their Place within the Framework of the
Gospel Narrative. Berlin: Walter de Gruyter.
54. ———. 2008. "The Apostolic Church’s Influence on the Order of
Sayings in the Double Tradition. Part I: From John the Baptist
to the Mission Discourse; and the Rest of Matthew." Zeitschrift
für die Neutestamentliche Wissenschaft und Kunde der Älteren
Kirche no. 99:185-212.
55. ———. 2009. "The Apostolic Church’s Influence on the Order of
Sayings in the Double Tradition. Part II: Luke’s Travel
Narrative." Zeitschrift für die Neutestamentliche Wissenschaft
und Kunde der Älteren Kirche no. 100:199-222.
56. Humphrey, Hugh M. 2006. From Q to "Secret" Mark: A
Composition History of the Earliest Narrative Theology. New
York: T & T Clark.
57. Jackson, Henry Latimer. 1909. "The Present State of the
Synoptic Problem." In Essays on Some Biblical Questions of
the Day, edited by Swete, Henry Barclay, 421-460. London:
Macmillan.
58. Jacobson, Arland Dean. 1982. "The Literary Unity of Q."
Journal of Biblical Literature no. 101:365-389.
Reprinted in John S. Kloppenborg (ed.), The Shape of Q:
Signal Essays on the Sayings Gospel, Minneapolis, MN:
Augsburg Fortress, 1994.
59. ———. 2005. The First Gospel: An Introduction to Q. Eugene
(OR): Wipf & Stock.
60. Jameson, H. G. 1922. The Origin of the Synoptic Gospels: A
Revision of the Synoptic Problem. Oxford: Basil Blackwell.
61. Jenkins, Geoffrey. 1994. "A Written Jerusalem Gospel Ύ":
Reflections on the Socio-Politics of the Synoptic Problem."
Pacifica no. 7:309-323.
62. Johnson, Sherman E. 1991. The Griesbach Hypothesis and
Redaction Criticism. Atlanta: Scholars Press.
63. Johnson, Steven R., ed. 2001. Documenta Q: Reconstructions
of Q Through Two Centuries of Gospel Research. Excerpted,
sorted, and evaluated: Q 7:1-10. The Centurion’s Faith in
Jesus’ Word. Leuven: Peeters.
64. ———, ed. 2007. Documenta Q: Reconstructions of Q Through
Two Centuries of Gospel Research. Excerpted, sorted, and
evaluated: Q 12:33-34. Storing Up Treasures in Heaven.
Leuven: Peeters.
65. Johnson, Steven R., Steinhauser, Michael G., and Jolliffe,
Ronald L., eds. 2014. Documenta Q: Reconstructions of Q
Through Two Centuries of Gospel Research. Excerpted, sorted,
and evaluated: Q 13:34-35. Judgment over Jerusalem.
Leuven: Peeters.
66. Jolliffe, Ronald L., Harb, Gertraud, Heil, Christoph, Felber,
Anneliese, and Magnes, Angelika, eds. 2012. Documenta Q:
Reconstructions of Q Through Two Centuries of Gospel
Research. Excerpted, sorted, and evaluated: Q 11:39a, 42, 39b,
41, 43-44. Woes against the Pharisees. Leuven: Peeters.
67. ———, eds. 2012. Documenta Q: Reconstructions of Q Through
Two Centuries of Gospel Research. Excerpted, sorted, and
evaluated: Q 11:46b, 52, 47-51. Woes against the exegetes of
the Law. Wisdoms judgment on this generation. Leuven:
Peeters.
68. Jones, Brice C. 2011. Matthean and Lukan Special Material: A
Brief Introduction with Texts in Greek and English. Eugene,
OR: Wipf & Stock.
69. Joseph, Simon J. 2012. Jesus, Q, and the Dead Sea Scrolls: A
Judaic Approach to Q. Tübingen: Moh Siebeck.
70. Kahl, Werner. 2016. "Towards a Neutral Comparison of the
Synoptic Gospels, or Minor Agreements as Misleading
Category." In Luke's Literary Creativity, edited by Nielsen,
Jesper Tang and Müller, Mogens, 79-95. New York:
Bloomsbury.
71. Kelber, Werner H. 1983. The Oral and the Written Gospel: The
Hermeneutics of Speaking and Writing in the Synoptic
Tradition, Mark, Paul, and Q. Philadelphia: Fortress Press.
Reprint: Bloomington: Indiana University Press 1997.
72. Keown, Mark. 2018. Discovering the New Testament: An
Introduction to Its Background, Theology, and Themes. Vol. 1:
The Gospels & Acts. Bellingham, WA: Lexham.
Chapter 5: The synoptic Gospels.
73. Kilpatrick, G. D. 1946. The Origins of the Gospel accoring to St.
Matthew. Oxford Oxford University Press.
74. ———. 1984. "Matthew on Matthew." In Synoptic Studies: The
Ampleforth Conferences of 1982 and 1983, edited by Tuckett,
Christopher M., 177-186. Sheffield: JSOT Press.
75. Kingsbury, Jack Dean. 1983. "The Theology of St. Matthew’s
Gospel according to the Griesbach Hypothesis." In New
Synoptic Studies: The Cambridge Gospel Conference and
Beyond, edited by Farmer, William R., 331-361. Macon: Mercer
University Press.
76. Kirk, Alan. 1998. The Composition of the Sayings Source:
Genre, Synchrony and Wisdom Redaction in Q. Leiden: Brill.
77. ———. 2011. "Memory, Scribal Media, and the Synoptic
Problem." In New Studies in the Synoptic Problem. Oxford
Conference, April 2008: Essays in Honour of Christopher M.
Tuckett edited by Foster, P., Gregory, A., Kloppenborg, John S.
and Verheyden, Joseph, 459-482. Leuven: Peeters.
78. ———. 2012. "Orality, Writing, and Phantom Sources: Appeals
to Ancient Media in Some Recent Challenges to the Two
Document Hypothesis." New Testament Studies no. 58:1-22.
79. ———. 2016. Q in Matthew: Ancient Media, Memory, and
Early Scribal Transmission of the Jesus Tradition. New York:
Bloomsbury.
80. ———. 2017. "The Synoptic Problem, Ancient Media, and the
Historical Jesus. A Response." Journal for the Study of the
Historical Jesus no. 15:234-259.
Abstract: The editors of JHJS have pulled together an ideal set
of respondents to Q in Matthew: Robert Derrenbacker and
Sarah Rollens, fellow alums of the University of Toronto
program and representatives of the so-called ‘Toronto School’
of Q scholarship, Rafael Rodríguez, Synoptic source-critical
agnostic and fellowtraveler in the world of ancient media, and
Mark Goodacre, genial champion of the Farrar-Goulder
hypothesis (fgh). I am grateful for the investment of time
evident in their responses. While their expressions of
appreciation for the work are welcome, naturally what is of
most interest are the points they raise in critique. That this is a
journal dedicated to historical Jesus research also raises the
question of why the editors have seen fit to devote an issue to
the Synoptic Problem debate. We will therefore conclude with
reflections on the significance of the memory factor in the
transmission of the Jesus tradition, as this becomes visible in
Synoptic source relations, for historical Jesus enquiry."
81. ———. 2020. "Memory, Tradition, and Synoptic Sources: The
Quest ofHoltzmann and
Wemle for a Pre-Dogma Jesus." In Theological and Theoretical
Issues in the Synoptic Problem, edited by Kloppenborg, John S.
and Verheyden, Joseph, 53-70. New York: Bloomsbury.
"A grasp of nineteenth- and early-twentieth-century
scholarship on the Synoptic Problem is indispensable for
putting our own debates in perspective. Though good surveys of
this fascinating and pioneering period are available, (1) as yet
untried angle is a media analysis - what role particular
concepts of memory, oral tradition, and the written medium
played in nineteenth-century synoptic scholarship, and just as
importantly, what was at stake when critics invoked media
factors in their histories of the synoptic tradition and gospel
writing. In this exploratory probe we will focus on Heinrich
Julius Holtzmann and Paul Wernle, two of the most
consequential critics of that era. In particular, we will look at
how they deployed memory, oral tradition, and written sources
in their quest for a pre-dogma Jesus." (p. 53)
(1) The best is John S. Kloppenborg, Excavating Q: The
History and Setting of the Sayings Gospel (Minneapolis, MN:
Fortress, 2000), chapters 6 and 7.
82. Klinghardt, Matthias. 2008. "The Marcionite Gospel and the
Synoptic Problem: A New Suggestion." Novum Testamentum
no. 50:1-27.
Abstract: "The most recent debate of the Synoptic Problem
resulted in a dead-lock: The best-established solutions, the
Two-Source-Hypothesis and the Farrer-Goodacre-Theory, are
burdened with a number of apparent weaknesses. On the other
hand, the arguments raised against these theories are cogent.
An alternative possibility, that avoids the problems created by
either of them, is the inclusion of the gospel used by Marcion.
This gospel is not a redaction of Luke, but rather precedes
Matthew and Luke and, therefore, belongs into the maze of the
synoptic interrelations. The resulting model avoids the
weaknesses of the previous theories and provides compelling
and obvious solutions to the notoriously difficult problems."
83. ———. 2017. "Marcion's Gospel and the New Testament:
Catalyst or Consequence?" New Testament Studies no. 63:318-
323.
"In order to assess the importance of the Marcionite Gospel for
the New Testament we must determine the editorial relation
between this gospel and Luke: this is the basic problem for
everybody dealing with the Marcionite Gospel, no matter
whether for literary, historical or theological reasons. As I have
argued in some detail elsewhere, I strongly believe that the
direction of the editorial process linking the two texts runs from
the Marcionite Gospel to Luke.(1) Only under this basic
assumption does the full impact of the Marcionite Gospel
become visible: with regard to the emergence of the gospel
tradition, the understanding of the New Testament and its
textual history, and many other – hitherto unanswered –
questions.(2)" (p. 318)
(1) M. Klinghardt, Das älteste Evangelium und die Entstehung
der kanonischen Evangelien (2 vols.; TANZ 60/1-2; Tübingen:
Francke, 2015). An English translation is in preparation. [The
Oldest Gospel and the Formation of the Canonical Gospels:
Inquiry. Reconstruction - Translation - Variants, Leuven,
Peeters 2020]
(2) These problems precede and outweigh even a critical
reconstruction of the text of the Marcionite Gospel: significant
parts of the heresiologists’ testimony, particularly the
numerous contradictory attestations, will be evaluated
according to the direction of the editorial process.
84. Kloppenborg, John S. 1986. "The Formation of Q and Antique
Instructional Genres." Journal of Biblical Literature no.
105:443-462.
85. ———. 1987. "Symbolic Eschatology and the Apocalypticism of
Q." The Harvard Theological Review no. 80:287-306.
86. ———. 1990. "Nomos and Ethos in Q." In Gospel Origins &
Christian Beginnings: In Honor of James M. Robinson, edited
by Goehring, James E. , Sanders, Jack T. and Hedrick, Charles
W., 35-48. Sonoma: Polebridge Press.
87. ———. 1990. "City and Wasteland: Narrative World and the
Beginning of the Sayings Gospel (Q)." Semeia no. 52:145-160.
88. ———. 1991. "Literary Convention, Self-Evidence, and the
Social History of the Q People." Semeia no. 55:77-102.
89. ———. 1992. "The Theological Stakes in the Synoptic Problem."
In The Four Gospels 1992: Festschrift Frans Neirynck. Volume
II, edited by van Segbroeck, Frans, Tuckett, Christopher M.,
van Belle, Gilbert and Verheyden, Joseph, 93-120. Leuven:
Leuven University Press / Peeters.
Reprinted in: S. Kloppenborg, Synoptic Problems: Collected
Essays, Tübingen: Mohr Siebeck, 2014, pp. 11-37.
90. ———, ed. 1994. The Shape of Q: Signal Essays on the Sayings
Gospel Minneapolis: Fortress Press.
Contents: Acknowledgments V; Preface VII; John S.
Kloppenborg: Introduction 1; 1. Rudolf Bultmann: : What the
Saying Source Reveals about the Early Church 23; 2. Helmut
Koester: The Synoptic Sayings Source and the Gospel of
Thomas 35; 3. James M. Robinson: Jewish Wisdom Literature
and the Gattung, LOGOI SOPHON 51; 4. Dieter Luhrmann: Q
in the History of Early Christianity 59; 5. Heinz Schurmann:
Observations on the Son of Man Title in the Speech Source: Its
Occurrence in Closing and Introductory Expressions 74; 6.
Arland D. Jacobson: The Literary Unity of Q 98; 8. Dieter
Zeller: Redactional Processes and Changing Settings in the Q-
Material 116; 9. Ronald A. Piper: Matthew 7:7-11 par. Luke 11:9-
13: Evidence of Design and Argument in the Collection of Jesus’
Sayings 131; 10. John S. Kloppenborg: The Formation of Q and
Antique Instructional Genres 138; 10. Migaku Sato: The Shape
of the Q-Source156-179; Abbreviations 180; Bibliography 183;
Index of Names 209; Index of Ancient Sources 212-224.
91. ———, ed. 1995. Conflict and Invention: Literary, Rhetorical,
and Social Studies on the Sayings Gospel Q. Valley Forge, PA:
Trinity Press.
Contents: 1. John S. Kloppenborg: Conflict and Invention:
Recent Studies on Q; 2. Johnathan L. Reed: The Social Map of
Q; 3. Richard Horsley: Social Conflict in the Synoptic Sayings
Source of Q; 4. Ronald A. Piper: The Language of Violence and
the Aphoristic Sayings in Q: A Study of Q 6:27-36; 5. Leif E.
Vaage: Composite Texts and Oral Mythology: The Case of the
"Sermon" in Q (6:20-49); 6. Shawn Carruth: Strategies of
Authority: A Rhetorical Study of the Character of the Speaker in
Q 6:20-49; 7. R. Conrad Douglas: "Love Your Enemies":
Rhetoric, Tradents, and Ethos; 8. Wendy Cotter: "Yes, I Tell
You, and More Than a Prophet": The Function of John in Q; 9.
Patrick J. Hartin: "Yet Wisdom is Justified by Hew Children"
(Q 7:35): A Rhetorical and Compositional Analysis of Divine
Sophia in Q; 10. William Arnal: Redactional Fabrication and
Group Legitimation: The Baptist's Preaching in Q 3:7-9, 16-17;
11. Leif E. Vaage: More than a Prophet, and Demon-Possessed:
Q and the "Historical" John.
92. ———. 1995. "Jesus and the Parables of Jesus in Q." In The
Gospel behind the Gospels: Current Studies on Q, edited by
Piper, Ronald A., 275-319. Leiden: Brill.
93. ———. 1996. "The Sayings Gospel Q: Literary and Stratigraphic
Problems." In Symbols and Strata: Essays on the Sayings
Gospel Q, edited by Uro, Risto, 1-66. Helsinki: Finnish
Exegetical Society.
Reprinted in: S. Kloppenborg, Synoptic Problems: Collected
Essays, Tübingen: Mohr Siebeck, pp. 266-321.
94. ———. 1999. The Formation of Q: Trajectories in Ancient
Wisdom Collections. Harrisburg, PA: Trinity Press
International.
Second edition with a new preface (First edition Philadelphia:
Fortress Press 1987).
95. ———. 1999. "Q (Sayings Gospel)." In Dictionary of Biblical
Interpretation: Volume 2, edited by Hayes, John H., 343-346.
Nashville: Abingdon.
96. ———. 2001. "Discursive Practices in the Sayings Gospel Q and
the Quest of the Historical Jesus." In The Sayings Source Q
and the Historical Jesus, edited by Lindemann, Andreas, 149-
190. Leuven: Peeters.
97. ———. 2003. "On Dispensing with Q?: Goodacre on the
Relation of Luke to Matthew." New Testament Studies no.
49:210-236.
Reprinted in: S. Kloppenborg, Synoptic Problems: Collected
Essays, Tübingen: Mohr Siebeck, pp. 62-90.
98. ———. 2006. "Holtzmann's Life of Jesus according to the 'A'
Source: Part 1." Journal for the Study of the Historical Jesus
no. 4:75-108.
Abstract: "H.J. Holtztnann's Die synoptischen Evangelien
(1863) is not only regarded as having established Markan
priority and the basic contours of the Two Source hypothesis; it
also offered a sketch of the life of Jesus based on a Mark-like
source that represents a starting point for the so-called 'Liberal
Lives of Jesus' which prevailed from 1863 until the early 1900s.
Holtzmann's 'Life' portrayed Jesus as an exemplary personality,
and posited psychological development in seven stages in the
career of Jesus. This essay discusses the intellectual context
leading to Holtzmann's book and then offers an annotated
English translation of Holtzmann's 'Life of Jesus'. This is Part 1
of a two-part essay."
99. ———. 2006. "Holtzmann's Life of Jesus according to the 'A'
Source: Part 2." Journal for the Study of the Historical Jesus
no. 4:203-223.
100. ———. 2007. "Variation in the Reproduction of the Double
Tradition and an Oral Q?" Ephemeriudes Theologicae
Lovanienses no. 83:53-80.
Reprinted in: S. Kloppenborg, Synoptic Problems: Collected
Essays, Tübingen: Mohr Siebeck, pp. 91-119.
101. ———. 2008. Q, the Earliest Gospel: An Introduction to the
Original Stories and Sayings of Jesus. Louisville: Westminster
John Knox Press.
102. ———. 2008. "Q." In Encyclopedia of the Historical Jesus,
edited by Evans, Craig A., 469-472. New York: Routledge.
103. ———. 2011. "Gospels." In The Oxford Encyclopedia of the
Books of the Bible: Vol. 1, edited by Coogan, Michael D., 334-
349. New York: Oxford University Press.
The Synoptic Problem, pp. 345-347.
104. ———. 2014. Synoptic Problems: Collected Essays. Tübingen:
Mohr Siebeck.
Contents: Preface VII; Abbreviations XIII; Introduction 1;
Part I: SYNOPTIC PROBLEMS 9
1. The Theological Stakes in the Synoptic Problem 11; 2. Is there
a New Paradigm? 39; 3. On Dispensing with Q? Goodacre on
the Relation of Luke to Matthew 62; 4. Variation in the
Reproduction of the Double Tradition and an Oral Q? 91; 5.
Synopses and the Synoptic Problem 120;
Part II:THE SAYINGS GOSPEL Q 155
6. Symbolic Eschatology and the Apocalypticism of Q 157; 7.
“Easter Faith” and the Sayings Gospel Q 179; 8. Nomos and
Ethos in Q 204; 9. City and Wasteland: Narrative World and
the Beginning of the Sayings Gospel (Q) 222; 10. Literary
Evidence, Self-Evidence, and the Social History of the Q People
237; 11. The Sayings Gospel Q: Literary and Stratigraphic
Problems 266; 12. A Dog Among the Pigeons: The ‘Cynic
Hypothesis’ as a Theological Problem 322; 13. Discursive
Practices in the Sayings Gospel Q and the Quest for the
Historical Jesus 366;
Part III: MARK 407
14. Egyptian Viticultural Practices and the Citation of Isa 5:1–7
in Mark 12:1–9 409; 15. Self-Help or Deus ex Machina in Mark
12:9? 434; 16. Evocatio deorum and the Date of Mark 458; 17.
Agrarian Discourse in the Sayings of Jesus 490;
Part IV: PARABLES 513
18. Jesus and the Parables of Jesus in Q 515; 19. The Parable of
the Prodigal Son and Deeds of Gift 556; 20. Pastoralism, Papyri
and the Parable of the Shepherd 577; 21. The Representation of
Violence in the Synoptic Parables 600;
Bibliography 631; Index of Modern Authors 697.
105. ———. 2014. "A New Synoptic Problem: Mark Goodacre and
Simon Gathercole on Thomas." Journal for the Study of the
New Testament no. 36:199-239.
Abstract: "Recent analyses of the Gospel of Thomas by Mark
Goodacre and Simon Gathercole make only a partial and, in
several instances, unconvincing case for Thomas’s knowledge of
the Synoptic Gospels. Other neglected data suggests that some
portions of Thomas are substantially autonomous. This calls for
a more complex understanding of the composition of Thomas,
one that recognizes its construction as a ‘school text’ or
‘anthology’, drawing on multiple and parallel streams of the
Jesus tradition."
References
Gathercole, Simon 2012. The Composition of the Gospel of
Thomas: Original Language and Influences (SNTSMS, 151;
Cambridge: Cambridge University Press).
Goodacre, Mark S. 2012. Thomas and the Gospels: The Case
for Thomas’s Familiarity with the Synoptics (Grand Rapids,
MI: Wm. B. Eerdmans).
106. ———. 2015. "The Farrer/Mark Without Q Hypothesis: A
Response." In Marcan Priority Without Q: Explorations in the
Farrer Hypothesis, edited by Poirier, John C. and Peterson,
Jeffrey, 226-244. London: T & T Clark.
"It is an honour to be able to respond to the nine essays in this
collection, some offering arguments that advance the case for
the Farrer or Mark without-Q hypothesis, and others that raise
issues with the positing of Q as a component of the Two
Document hypothesis. In this response I will treat the essays
that advance the FH first (Eve, Gorman, Abakuks, Peterson,
Landry, Poirier), and then the remaining three essays (Carlson,
Olson, Goodacre). Although Poirier's essay is entitled to suggest
that it deals primarily with Q, it is in fact an analysis of Delbert
Burkett's critique of the FH, and a defence of some of the key
features of the FH, rather than simply a treatment of Burkett' s
view of Q." (p. 226)
107. ———. 2016. "Composing Matthew by Recomposing Q: The
Composition of Matt 23–25." In An Early Reader of Mark and
Q, edited by van Belle, Gilbert and Verheyden, Josef, 187-215.
Leuven: Peeters.
108. ———. 2017. "Conceptual Stakes in the Synoptic Problem." In
Gospel Interpretation and the Q-Hypothesis, edited by Müller,
Mogens, 13-42. New York: Bloomsbury.
109. ———. 2018. "Oral and Literate Contexts for the Sayings Gospel
Q." In Built on Rock or Sand? Q Studies: Retrospects,
Introspects and Prospects, edited by Heil, Christoph, Harb,
Gertraud and Smith, Daniel A., 49-72. Leuven: Peeters.
110. ———. 2019. "Macro-Conflation, Micro-Conflation,
Harmonization and the Compositional Practices of the Synoptic
Writers." Ephemerides Theologicae Lovanienses no. 95:629-
643.
111. ———. 2020. "Camouflaging Q: The Catholic 2DH from
Lagrange to Sickenberger and Beyond." In Theological and
Theoretical Issues in the Synoptic Problem, edited by
Kloppenborg, John S. and Verheyden, Joseph, 165-188.
London: T & T. Clark.
"The question posed in this chapter is not how Catholic
scholars at the turn of the last century came to embrace the
two-document hypothesis (2DH) - that is, the specific
arguments that were made, although that too is important but
what seems to have been at stake in them doing so. The matter
is complicated by the fact that, as in the case of many
treatments of the Synoptic Problem, the decision is often
framed as simply a matter of historical or literary probability or
even as "objective" scholarship; there is often very little
reflection on what might be at stake, both conceptually and
theologically, in a particular synoptic hypothesis.
I hasten to add that this chapter does not take the view that
synoptic hypotheses are embraced (or rejected) merely because
they have or lack some perceived theological utility; that would
be to misread the history of scholarship and this possibility was
expressly rejected by scholars such as Marie-Joseph Lagrange
and Friedrich Maier. Nevertheless, irrespective of the particular
historical and literary grounds upon which a particular
hypothesis is founded, there are theoretical "costs" and
"advantages" entailed in that hypothesis. My interest is not in
personal motivations, data for which is in almost all cases
lacking, but rather in the larger theoretical or conceptual
interests that may have been served by one or other synoptic
hypothesis.(1)" (p. 165)
(1) See Christopher M. Tuckett, "The Griesbach Hypothesis in
the 19th Century," JSNT 3 (1979), 29-60 for an analogous
exploration.
112. Kloppenborg, John S., and Verheyden, Joseph, eds. 2020.
Theological and Theoretical Issues in the Synoptic Problem.
New York: Bloomsbury.
Contents: Preface VI; Notes on Contributors VII; 1. Christopher
Tuckett: Theological Issues at Stake in Early-Twentieth-
Century Research on the Synoptic Problem 1; 2. Marijke H. de
Lang: The Decline of the Gospel Harmony: Loss or Gain? 19: 3.
Francis Watson: The Archaeology of the Q Hypothesis: The
Case of H. J. Holtzmann; 4. Alan Kirk: Memory, Tradition, and
Synoptic Sources: The Quest of Holtzmann and Wernle for a
Pre-Dogma Jesus; 5. Markus Tiwald: Die Suche nach dem ,,
Urevangelium" als Frage nach der Authentizitat der
Jesustiberlieferung 71; 6. Paul Foster: The Rise of the Markan
Priority Hypothesis and Early Responses and Challenges to It
89; 7. Daniel A. Smith: "No Weapon but That of Analysis":
Issues at Stake in the Rise and Reception of the Two-Document
Hypothesis 113; 8. Jens Schroter: The Synoptic Problem, the "
Apocryphal Gospels," and the Quest of the Historical Jesus:
Toward a Reformulation of the Synoptic Problem 135; 9.
Benedict Thomas Viviano O.P.: French Catholic Scholarship on
the Synoptic Problem in the Late Nineteenth and Early
Twentieth Centuries 151; 10. John S. Kloppenborg:
Camouflaging Q: The Catholic 2DH from Lagrange to
Sickenberger and Beyond 165; Bibliography 189; Inde.x of
Names 211; Inde.x of References 217-220.
113. Kloppenborg Verbin, John S. 2000. "Is There a New
Paradigm?" In Christology, Controversy and Community. New
Testament Essays in Honour of David R. Catchpole, edited by
Horrell, David G. and Tuckett, Christopher M., 23-47. Leiden:
Brill.
Reprinted in: S. Kloppenborg, Synoptic Problems: Collected
Essays, Tübingen: Mohr Siebeck, pp. 39-61.
114. ———. 2000. Excavating Q: The History and Setting of the
Sayings Gospel. Minneapolis: Fortress Press.
"This book explores two sets of issues crucial to the study of
early Christianity: first, the basic methodological issues bearing
on the identification and reconstruction of one of the earliest
documents of the Jesus movement, and second, how so
seemingly abstract and hypothetical a project has belonged and
continues to belong to the history of discourse on early
Christianity and what importance it has in that discourse. In
short, it is a book on how one talks about Q, and why it matters.
The motivations for this book are several. First, I have been
thinking and writing about Q for two decades and have watched
it transformed from a documentary source of rather limited
interest into a major point of debate in matters of the
delineation of the early Jesus movement and in the quest of the
historical Jesus. With much work already accomplished, this
seems a mod juncture at which to review and evaluate what has
been done. Second, for the last several years I have also
conducted a doctoral seminar on the Synoptic Problem, inviting
students to examine seriously, sympathetically, and critically a
variety of solutions to the Synoptic Problem—not only the two
Document hypothesis (2DH), but the Two Gospel (Griesbach)
hypothesis (2GH), the complex hypotheses of Vaganay,
Boismard, and Rolland, The solution of the so-called Jerusalem
school, and the Farrer-Goulder hypothesis. Part of my concern
has been to ensure that graduate students appreciate both the
strengths and weaknesses of various Synoptic solutions, and
that they understand the difference between well and poorly
constructed hypotheses." (From the Preface, IX)
115. ———. 2002. "Goulder and the New Paradigm: A Critical
Appreciation of Michael Goulder on the Synoptic Problem." In
The Gospels Accordng to Michael Goulder: A North American
Response, edited by Rollston, Christopher A., 29-60.
Harrisburg: Trinity Press International.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Synoptic Problem: Bibliography of
the main studies in English from
1964 (Kni - Mey)
Studies on the Synoptic Problem
1. Knight, Christopher. 2017. "The Synoptic Problem: Some
Methodological Considerations and a New Hypothesis."
Heythrop Journal no. 58:247-261.
Abstract: "Michael Goulder’s analysis of the predominant
understanding of the relationship between the synoptic gospels
is assessed in terms of the philosophy of science, and more
nuanced criteria for assessing the rationality of synoptic study
are developed, especially in relation to historical plausibility.
A new hypothesis is proposed, which has claims to greater
historical plausibility than the two-source hypothesis. While
Luke is still seen as being based on Mark and Q, it is argued
that these two documents were not a source for Matthew, but
were derived from an early version of its text and used initially
for didactic purposes. The advantages of this hypothesis are
urged, especially in relation to Mark’s ‘missing ending’."
2. Knoppers, Gary N. 2009. "The Synoptic Problem? An Old
Testament Perspective." Bulletin for Biblical Research no.
19:11-34.
3. Knox, John. 1987. "Marcion's Gospel and the Synoptic
Problem." In Jesus, the Gospels, and the Church: Essays in
Honor of William R Farmer, edited by Sanders, Ed Parish, 25-
31. Macon GA: Mercer University Press.
4. Knox, Wilfred L. 1953. The Sources of the Synoptic Gospels:
Volume One: St Mark. Cambridge: Cambridge University
Press.
Posthumously edited by Henry Chadwick.
5. ———. 1953. The Sources of the Synoptic Gospels: Volume
Two: St Luke and St Matthew. Cambridge: Cambridge
University Press.
Posthumously edited by Henry Chadwick.
6. Koester, Helmut. 1983. "History and Development of Mark's
Gospel (From Mark to Secret Mark and "Canonical" Mark)." In
Colloquy on New Testament Studies: A Time for Reappraisal
and Fresh Approaches, edited by Corley, Bruce, 35-85. Macon
GA: Mercer University Press.
7. ———. 1990. Ancient Christian Gospels: Their History and
Development. Philadelphia: Trinity Press International.
8. Köstenberger, Andreas J., Kellum, L. Scott , and Quarles,
Charles L. 2016. The Cradle, the Cross, and the Crown: An
Introduction to the New Testament. Nashville: B&H Publishing
Group.
Second edition (First edition 2009).
Chapter 3: Jesus and the relationship between the Gospels:
The Transmission of Gospel Traditions.
9. Kowalczyk, Andzej. 2013. The Synoptic Problem. Pelplin:
Bernardinum.
10. Kudasiewicz, Józef. 1996. The Synoptic Gospels Today. New
York: Alba House.
11. Kümmel, Werner Georg. 1975. Introduction to the New
Testament. Nashville: Abingdon.
Translated by Howard C. Kee.
Part One: The Formation of the New Testament Writings; A.
The Narrative Books; I. The Synoptic Gospels and the Acts; § 5.
The Synoptic Problem, pp. 38-79.
12. ———. 1985. "In Support of Markan Priority." In The Two-
Source Hypothesis: A Critical Appraisal, edited by Bellinzoni
Jr., Arthur J., 53-62. Macon: Mercer University Press.
Reprint of "Attempt at a Solution of the Synoptic Problem",
Introducton to the New Testament, Nashville: Abingdon Press
1973, pp. 56-63.
13. ———. 1985. "In Support of Q." In The Two-Source Hypothesis:
A Critical Appraisal, edited by Bellinzoni Jr., Arthur J., 227-
243. Macon: Mercer University Press.
Reprint of "Attempt at a Solution to the Synoptic Problem", in
Introduction to the New Testament, Nashville: Abingdon Press
1973, pp. 63-67.
14. Labahn, Michael. 2008. "Historical Crticism (or Gospels as
Sources)." In Encyclopedia of the Historical Jesus, edited by
Craig, Evans A., 280-296. New York: Routledge.
15. Labahn, Michael, and Schmidt, Andreas, eds. 2001. Jesus,
Mark, and Q. The Teaching of Jesus and Its Earliest Records.
Sheffield: Sheffield Academic Press.
Contents: Preface 7; Abbreviations 8; List of Contributors 12;
Andreas Schmidt:
Introduction 14
Part I. Mark and Q
Harry T. Fleddermann: Mark's Use of Q: The Beelzebul
Controversy and the Cross Saying 17; Jens Schröter: The Son of
Man as the Representative of God's Kingdom: On the
Interpretation of Jesus in Mark and Q 34;
Part II. The Historical Jesus in New Research
Michael Labahn: Introduction 70;
A. Recent Trends in the Historical and Sociological Portrait of
Jesus
David S. Du Tort: Redefining Jesus: Current Trends in Jesus
Research 82; Markus Ohler: Jesus as Prophet: Remarks on
Terminology 125; Tom Holmen: The Jewishness of Jesus in the
Third Quest' 143; Craig E. Evans: The New Quest for Jesus and
the New Research on the Dead Sea Scrolls 163; F. Gerlad
Downing: The Jewish Cynic Jesus 184;
B. Theological and Hermeneutical Investigations into the
Proclamation of Jesus
Marius Reiser: Eschatology in the Proclamation of Jesus 216;
Peter Balla: What Did Jesus Think about his Approaching
Death? 239; Elizabeth Schüssler Fiorenza: The Rhetorics and
Politics of Jesus Research: A Critical Feminist Perspective 259;
Index of References 283; Index of Authors 292-296.
16. Lambrecht, Jan. 1995. "The Great Commandment Pericope and
Q." In The Gospel behind the Gospels. Current Studies on Q,
edited by Piper, Roland Allen, 73-96. Leiden: Brill.
17. ———. 2003. "The Great Commandment Pericope (Mark 12,28-
34 and Q 10,25-28)." In Understanding What One Reads: New
Testament Essays, edited by Koperski, Veronica, 80-101.
Leuven: Peeters.
18. Landry, David. 2015. "Reconsidering the Date of Luke in Light
of the Farrer Hypothesis." In Marcan Priority Without Q:
Explorations in the Farrer Hypothesis, edited by Poirier, John
C. and Peterson, Jeffrey, 160-190. London: T & T Clark.
"Conclusion
The final dating technique that is applicable to the gospel of
Luke is consideration of the constellation of ideas found in the
text and their consonance or dissonance with a particular
historical context. Many of
the scholars who argue for a late date for Luke do so on the
basis of this criterion, claiming that (a) Luke's ideas clearly
reflect a later stage in the development of Christianity than
Mark and Matthew, and (b) that the texts whose ideas are most
similar to Luke's were all written in the second century. What is
more interesting is the fact that even those scholars who argue
for an early date often admit that Luke's thought fits
better in a second-century context than a first-century one."
(...)
"The fact is that the gospel of Luke (and Acts) display(s) almost
unmistakable signs of having been written after 115 CE. Luke
reflects know ledge of all the texts one would expect him to be
familiar with if he wrote the gospel this late: Mark, Matthew,
John, Josephus, and Paul. The terminus a quo for Luke cannot
be earlier than about 100 CE. But no other author quotes from
Luke until Marcion or Justin. Hence the terminus ad quem for
Luke lies somewhere between 125 and 160 CE." (pp. 189-190)
19. Lang, Marijke Hélene de. 2020. "The Decline of the Gospel
Harmony: Loss or Gain?" In Theological and Theoretical
Issues in the Synoptic Problem, edited by Kloppenborg, John S.
and Verheyden, Joseph, 19-36. New Yo9rk: Bloomsbury.
"The year 1774 is usually marked as an important year for New
Testament scholarship. It was the year Johann Jakob Griesbach
published his gospel synopsis, a presentation of the texts of the
first three gospels in columns side by side. The work was meant
as the first portion of an edition of the New Testament. The
synopsis was reissued in his edition of the whole New
Testament, which appeared in 1776. The
impo1tance of Griesbach's synopsis was not that it was a
synopsis. In the early modern period, apart from a host of
gospel harmonies, quite a number of gospel synopses had been
published. Well-known examples are the synopses published by
Calvin in 1555 and Jean Le Clerc in 1699. But Griesbach's
publication of 1774 had one striking new feature: no attempt
was made to reconstruct the life of Jesus.
(...)
Understandably, several experts on the history of the Synoptic
Question have supposed that Griesbach's synopsis was also the
point of departure from which he developed his solution of the
synoptic problem, in his case the Two Gospel Hypothesis. It is
true that no other synopsis before his time had ever been meant
for such a purpose.
(...)
In this chapter, I would like to address two questions. The first
is: Was the decline of the gospel harmony after the publication
of Griesbach's synopsis a loss or a gain? This entails the issue of
how the genre of the old-fashioned harmony related historically
to the new genre of the "unharmonized" synopsis.
My second question is: How clear-cut exactly was the
"paradigm shift" in synoptic studies that was brought about by
Griesbach's synopsis? Or, to rephrase this question more
strongly: Can we speak at all of a turning point or paradigm
shift with regard to Griesbach's synopsis?" (pp. 19-20, note
omitted)
20. Lieu, Judith. 2011. "Marcion and the Synoptic Problem." In
New Studies in the Synoptic Problem, Oxford Conference,
April 2008. Essays in Honour of Christopher M. Tuckett,
edited by Foster, Paul, Gregory, Andrew F., Kloppenborg, John
S. and Verheyden, Joseph, 731-751. Leuven: Peeters.
21. Lindemann, Andreas. 2011. "The Apostolic Fathers and the
Synoptic Problem." In New Studies in the Synoptic Problem,
Oxford Conference, April 2008. Essays in Honour of
Christopher M. Tuckett, edited by Foster, Paul, Gregory,
Andrew F., Kloppenborg, John S. and Verheyden, Joseph, 689-
719. Leuven: Peeters.
22. Lindsey, Robert L. 1963. "A Modified Two-Document Theory of
the Synoptic Dependence and Interdependence." Novum
Testamentum no. 6:239-263.
Reprinted in: David E. Orton (ed.), The Synoptic Problem and
Q: Selected Studies from Novum Testamentum, Leiden: Brill,
1999, pp. 7-31.
23. Lindsey, Robert Lisle. 1969. A Hebrew Translation of the
Gospel of Mark. Greek-Hebrew Diglot. Jerusalem: Dugith.
English Introduction bt R. L. Lindsey; foreword by David
Flusser.
24. ———. 1984. A New Approach to the Synoptic Gospels.
Jerusalem: Dugith Publishers.
25. Linnemann, Eta. 1992. Is There a Synoptic Problem?
Rethinking the Literary Dependence of the First Three
Gospels. Grand Rapids: Baker.
Translated from German by R. W. Yarbrough.
26. ———. 1996. "The Lost Gospel of Q—Fact Or Fantasy?" Trinity
Journal no. 17:3-18.
27. Linton, O. 1972. "The Q Problem Reconsidered." In Studies In
New Testament And Early Christian Literature: Essays In
Honor Of Allen P. Wikgren, edited by Aune, David E., 43-59.
Leiden: Brill.
28. Loader, William R. G. 2011. "Attitudes to Judaism and the Law
and Synoptic Relations." In New Studies in the Synoptic
Problem: Oxford Conference, April 2008: Essays in Honour of
Christopher M. Tuckett edited by Foster, Paul, Gregory,
Andrew F., Kloppenborg, John S. and Verheyden, Joseph, 347-
370. Leuven: Peeters.
29. Longstaff, Thomas R. W. 1975. "The Minor Agreements: An
Examination of the Basic Argument." The Catholic Biblical
Quarterly no. 37:184-192.
30. ———. 1977. Evidence of Conflation in Mark?: A Study in the
Synoptic Problem. Missoula: Scholars Press.
31. ———. 1983. "Crisis and Christology: The Theology of Mark." In
New Synoptic Studies: The Cambridge Gospel Conference and
Beyond, edited by Farmer, William R., 373-392. Macon: Mercer
University Press.
32. Lowe, Malcolm. 1982. "The Demise of Arguments from Order
for Markan Priority." Novum Testamentum no. 24:27-36.
33. ———. 1982. "From the Parable of the Vineyard to a pre-
synoptic source." New Testament Studies no. 28:257-263.
34. Lowe, Malcolm, and Flusser, David. 1983. "Evidence
Corroborating a Modified Proto-Matthean Synoptic Theory."
New Testament Studies no. 29:25-47.
35. Ludlum, John H. 1958. "New Light on the Synoptic Problem
(Part I)." Christianity Today no. 3:6-9.
"What is called the “modern” and the “critical” study of the
gospels began in earnest about 170 years ago. Through a series
of fortunate circumstances the writer has sometimes been led—
sometimes impelled—to examine in detail for himself nearly
the entire course of development of “critical” or “scientific”
gospel study. A thirteen years’ investigation of this little known
field yields a very different impression of it than the books and
the popularizers give us. Real acquaintance with such work
leads also to a markedly different evaluation of it than the
current one.
The results of such study would normally find embodiment in
monographs, and be put on a library shelf to collect dust. But in
the present case the results have an unusual practical value for
the Church and for its ministers. We will say no more of this,
but will allow the reader to judge of this matter for himself."
36. ———. 1958. "New Light on the Synoptic Problem (Part II)."
Christianity Today no. 3:10-14.
37. ———. 1959. "Are We Sure of Mark's Priority? (Part I)."
Christianity Today no. 3:11-14.
Abstract: "Is Matthew, our first canonical Gospel, a genuine
and authentic production of an apostle? The answer to this
question is at stake in the debate on the validity of the Mark-
hypothesis. The question of Matthew’s authenticity is tied to
the question whether it was known and used by Mark, or Mark
was used by its writer. It is therefore of importance to decide
whether Mark came first, as the Mark-hypothesis holds, or
whether Matthew was written first.
The writer of “More Light on the Synoptics” (Christianity
Today, March 2 issue) tries to prove the Mark-hypothesis. He
claims that Mark was written first and was used and adapted by
the writer of our Matthew. His attempted proof of the priority
of Mark is the most important part of his article. Therefore we
will consider it first. We meet here a kind of argument often
given for the Mark-theory. We are firmly convinced that it is
not, and indeed in the nature of the case can never become, a
valid proof. After pulling the attempted proof to the ground
four distinct times by four separate handles, we will explain
why, in our opinion, no one should accept the same article’s
special pleading for Matthew’s genuineness and authenticity.
And lastly, we have a point to clarify. Some readers of
CHRISTIANITY TODAY concluded that the present writer
argued (“New Light on the Synoptic Gospels”) for totally
independent origination of our first three Gospels. But this was
not so."
38. ———. 1959. "Are We Sure of Mark's Priority? (Part II)."
Christianity Today no. 3:9-10.
39. Lührmann, Dieter. 1989. "The Gospel of Mark and the Sayings
Collection Q." Journal of Biblical Literature no. 108:51-71.
40. Luomanen, Petri. 2013. "From Mark and Q to Matthew. An
Experiment in Evolutionary Analysis." In Mark and Matthew
II. Comparative Readings: Reception History, Cultural
Hermeneutics, and Theology, edited by Becker, Eve-Marie and
Runesson, Anders, 37-73. Tübingen: Mohr Siebeck.
41. Luz, Ulrich. 2011. "Looking at Q through the Eyes of Matthew."
In New Studies in the Synoptic Problem: Oxford Conference,
April 2008: Essays in Honour of Christopher M. Tuckett
edited by Foster, P., Gregory, A., Kloppenborg, John S. and
Verheyden, Joseph, 571-589. Leuven: Peeters.
42. MacDonald, Dennis Ronald. 2011. "The Synoptic Problem and
Literary Mimesis: The Case of the Frothing Demoniac." In New
Studies in the Synoptic Problem: Oxford Conference, April
2008: Essays in Honour of Christopher M. Tuckett edited by
Foster, Paul, Gregory, Andrew F., Kloppenborg, John S. and
Verheyden, Joseph, 509-522. Leuven: Peeters.
43. ———. 2012. Two Shipwrecked Gospels: The Logois of Jesus
and Papias's Exposition of Logia about the Lord. Atlanta:
Society of Biblical Literature.
44. MacDonald, Dennis Ronald, and Van Dore, James R. . 2019.
From the Earliest Gospel (Q+) to the Gospel of Mark: Solving
the Synoptic Problem with Mimesis Criticism. Lanham:
Lexington Books/Fortress Academic.
45. MacEwen, Robert K. 2015. Matthean Posteriority: An
Exploration of Matthew's Use of Mark and Luke As a Solution
to the Synoptic Problem. London: T & T Clark.
46. Mack, Burton L. 1992. "Q and the Gospel of Mark: Revising
Christian Origins." Semeia no. 55:15-39.
Abstract: "The importance of Q for reimagining Christian
origins can hardly be overstated. Recent studies in Q have
identified layers of literary tradition from which stages of the
social history of its tradents can be reconstructed. The
movement that comes into view is markedly different from the
kerygmatic congregation that scholars have customarily
imagined as the first social formation of Christianity. Since the
traditional picture of "the earliest Christian community" is
largely dependent upon a conflation of Pauline texts and the
Gospel of Mark, scholars are now forced to consider the
relation of Q to Mark and Paul. This essay takes up one of these
challenges by focusing upon the relation of Q to Mark. It argues
for the priority of Jesus movements like that reflected in Q and
explains the Markan divergences from Q in terms of Mark's
own plan for his gospel. Finally, the implications for a
reconstruction of Christian origins are sketched and some
consequences for New Testament studies in general are drawn."
47. ———. 1993. The Lost Gopel: The Book of Q and Christian
Origins. New York: HarperSanFrancisco.
48. MacLean, Gilmour. 1948. "A Critical Re-Examination of Proto-
Luke." Journal of Biblical Literature no. 67:143-152.
49. Maio, Eugene. 1959. "The Synoptic Problem and the Vaganay
Hypothesis." Irish Theological Q!uarterly no. 26:167-181.
50. Malan, Gert J. 2014. "Is rewritten Bible/Scripture the solution
to the Synoptic Problem?" HTS Teologiese Studies/Theological
Studies no. 70:1-10.
51. Manson, Thomas Walter. 1949. The Sayings of Jesus as
Recorded in the Gospels according to St. Matthew and St. Luke
arranged with Introduction and Commentary. London: SCM
Press.
52. Marshall, Ian Howard. 1984. "How to solve the Synoptic
Problem: Luke 11:43 and Parallels." In The New Testament
Age: Essays in Honor of Bo Reicke. Vol. 1, edited by Weinrich,
William C, 313-325. Macon: Mercer University Press.
53. Martin, R. A. 1987. Syntax Criticism of the Synoptic Gospels.
Lewiston: Edwin Mellen Press.
54. Matson, Mark A. 2004. "Luke's Rewriting of the Sermon on the
Mount." In Questioning Q: A Multidimensional Critique,
edited by Goodacre, Mark S. and Perrin, Nicholas, 43-70.
Downers Grove: InterVarsity Press.
55. Mattila, Sharon Lea. 1994. "A Problem Still Clouded: Yet Again
-- Statistics and "Q"." Novum Testamentum no. 36:313-329.
Reprinted in: David E. Orton. (ed.), The Synoptic Problem and
Q: Selected Studies from Novum Testamentum, Leiden: Brill,
1999, pp. 226-242.
56. ———. 1995. "A Question Too Often Neglected." New
Testament Studies no. 41:199-217.
57. ———. 2004. "Negotiating the Clouds Around Statistics and
"Q": A Rejoinder and Independent Analysis." Novum
Testamentum no. 46:105-131.
58. McCool, Francis J. 1956. "Revival of Synoptic Source-
Criticism." Theological Studies no. 17:459-493.
59. McIver, Robert. 1997. "Implications of New Data Pertaining to
the Problem of Synoptic Relationships." Australian Biblical
Review no. 45:20-39.
60. ———. 2011. Memory, Jesus, and the Synoptic Gospels.
Atlanta: Society of Biblical Literature.
61. McIver, Robert, and Carroll, Marie. 2002. "Experiments to
Develop Criteria for Determining the Existence of Written
Sources, and Their Potential Implications for the Synoptic
Problem." Journal of Biblical Literature no. 121:667-687.
62. McKnight, Scot. 1988. Interpreting the Synoptic Gospels.
Grand Rapids, MI: Baker Academic.
63. ———. 2001. "A Generation who Knew not Streeter: the Case
for Markan Priority." In Rethinking the Synoptic Problem,
edited by Black, David Alan and Beck, David R., 65-95. Grand
Rapids (MI): Baker Academic.
.
64. McLoughlin, Michael. 2009. "Synoptic Pericope Order."
Ephemerides Theologicae Lovanienses no. 85:71-97.
65. ———. 2011. "Listing the Minor Agreements." Ephemerides
Theologicae Lovanienses no. 87:201-228.
66. ———. 2018. "Using the Minor Agreements." Ephemerides
theologicae Lovanienses no. 84:93-114.
Abstract: "According to the Two Source theory (2ST) Matthew
and Luke derived their triple tradition material by copying
Mark. But occasionally the others agree against Mark. These
agreements are slight, but they could suggest that Mark was not
the only source. Authors who contest the 2ST frequently cite
these minor agreements as evidence against that theory. An
attempt is made here to identify the most weighty cases. Forty
were found. These are explained as independent reactions by
Matthew and Luke to the Markan text, so that the 2ST is safe
from objection. In addition, rival source theories are positively
discouraged."
67. McNicol, Allan J. 1987. "The Two Gospel Hypothesis Under
Scrutiny: A Response to C. M. Tuckett's. Analysis of Recent
Neo-Griesbachian Gospel Criticism." Perkins School of
Theology Journal no. 40:5-13.
68. McNicol, Allan James. 1990. "The Composition of the Synoptic
Eschatological Discourse." In The Interrelations of the Gospels.
A Symposium led by M.-E. Boismard - W.R. Farmer - F.
Neirynck, Jerusalem 1984, edited by Dungan, David L., 157-
200. Leuven: Leuven University Press / Peeters.
69. ———. 2009. "Has Goulder Sunk Q?: On Linguistic
Characteristics and the Synoptic Problem." In Resourcing New
Testament Studies: Literary, Historical, and Theological
Essays in Honor of David L. Dungan, edited by McNicol, Allan
J., Peabody, David B. and Subramanian, J. Samuel 46-65. New
York: T & T Clark.
70. McNicol, Allan James, Dungan, David L., and Peabody, David
Barrett. 1996. Beyond the Q Impasse: Luke's Use of Matthew:
A Demonstration by the Research Team of the International
Institute for Gospel Studies. Valley Forge: Trinity Press.
71. Mealand, David L. 2011. "Is There Stylometric Evidence for Q?"
New Testament Studies no. 57:483-507.
72. ———. 2017. "The Synoptic Problem and Statistics: A Review."
Journal for the Study of the New Testament no. 40:236-241.
73. Meijboom, Hajo Uden. 1993. A History and Critique of the
Origin of the Marcan Hypothesis, 1835-1866. A Contemporary
Report Rediscovered. Louvain: Peeters.
A translation with Introduction and notes of Geschiednis en
critiek der Marcushypothese (History and Critique of the
Marcan Hypothesis), translated and edited by John J. Kiwiet.
"The synoptic problem has vehemently disturbed the minds of
biblical scholars ever since the controversial publication of Das
Leben Jesu, kritisch bearheitet by David Friedrich Strauss in
1835-1836 (ET The Life of Jesus Critically Examined, 1846).
The author compared the reaction to his book to “a wailing of
terrified women after hearing the sound of a gunshot in their
vicinity.”' Even deep into the American frontier, revival
preachers for more than a century afterward would blast the
supposed demonic attack of higher criticism. Strauss not only
questioned the historical data of the New Testament, but its
theological content as well. The Gospel, he contended, did not
give the message of Jesus in the first place, but rather the
historical interpretations of the authors.
Crucial to this confrontation was the “two-document
hypothesis,” also called the “Marcan hypothesis.” The
opponents of the Tübingen School, which followed Strauss, saw
in this hypothesis a valid argument for the historicity of the
data presented by the synoptic gospels. They interpreted a
statement by Papias(2) as a reference to two historic
documents, namely an earlier form of Mark and a Logia
(“Sayings”) document, with which the later hypothetical Quelle
(“Source”) or Q-document is sometimes identified. Thus the
Marcan hypothesis claimed to defend the historical reliability of
the New Testament. This interpretation of history clashed with
that of the Tübingen school, whose adherents attempted to
discover the historical tendencies of the gospel writers, a view
later described as “Tendency Criticism".
Over against a documentary history came a doctrinal history,
which reflected the situation during the decades following the
cross and the resurrection. The Hegelian dialectic provided a
convenient pattern for this history, as Professor Bo Reicke has
described? The Jewish original Gospel of Matthew was
counteracted by the Hellenistic Gospel of Luke, which Mark—as
the new catholic gospel— then synthesized.
Conservative scholars welcomed Marcan priority, while liberal
theologians, valuing the ethical norms of the Sermon on the
Mount, claimed traditional Matthean priority. The debate was
fanned by the sociopolitical tensions of early mid-nineteenth-
century Germany. Conservative forces wanted to maintain and
extend the Prussian establishment, while liberal forces hoped
to achieve a more democratic pattern of government and
society. Originally the center of the debate was the newly
established University of Berlin, founded by the Prussian King
Friedrich Wilhelm III in order to revamp the German spirit by
establishing a bulwark against the rising revolutionary tide of
the French Revolution. Two of the leading protagonists were
Georg F. W. Hegel and Friedrich E. D. Schleiermacher." (pp.
XIII-XIV)
(1) See below, Hajo U. Meijboom, "History and Critique of the
Marcan Hypothesis,” 11.
(2) See below, Meijboom, "History and Critique,” 17, cf. 67ff.
74. Meredith, Anthony. 1984. "The Evidence of Papias for the
Priority of Matthew." In Synoptic Studies: The Ampleforth
Conferences of 1982 and 1983, edited by Tuckett, Christopher
M., 187-196. Sheffield: JSOT Press.
"The central purpose of this essay is to examine the external
evidence for the priority of Matthew; and as the main evidence
of this type is arguably, though not I suspect demonstrably, to
be found in the fragments of Papias largely preserved in
Eusebius, something must be said about the reliability as
distinct from the exact import of the evidence he provides. It
bas become the fashion to decry Papias himself and
consequently the evidence which comes from him by means of
an argument that can be reduced to syllogistic form somewhat
as follows.
(i) AJl the available external evidence for the independence and
priority of Matthew is derived from Papias.
(ii) But Papias was a 'pinhead, as well as a 'bottle neck'. (For
this minor Eusebius's words at Historia Ecclesiastica 3.39.13
are taken as conclusive evidence.)
(iii) Therefore we can afford to disregard all the external
evidence in favour of Matthaean priority." (p. 187)
(...)
"I have implied or more than implied in the above argument
that not all that Eusebius has to say on the subject of Papias
need be taken at its face value. Valuable though he is as an
historian, he is also a propagandist. In his efforts to portray the
empire as God’s work on earth and as reaching its culmination
he could not afford to treat favourably those writers or writings
which told a different story. Hence the silence on the Montanist
writings of Tertullian and the apocalyptic strain in Hippolytus.
Hence the fondness for the spiritualizing versions of the gospel
to be had in Origen and Dionysius. Hence too the hostility to
Papias. My conclusion is that to accept the superior dismissal
by Eusebius of Papias as σψόδρα σμικρός ών τον νούν is to
adopt a less than serious attitude to the historiographical
problems that H.E. 3.39.12-17 raise." (p. 195)
75. Metzger, Bruce M. 1950. "Tatian's Diatessaron and a Persian
Harmony of the Gospels." Journal of Biblical Literature no.
69:261-250.
76. Meynell, Hugo. 1967. "The Synoptic Problem: Some
Unorthodox Solutions." Theology no. 70:386-397.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Synoptic Problem: Bibliography of
the main studies in English from
1964 (Mic - Pat)
Studies on the Synoptic Problem
1. Michaud, Jean-Paul. 2005. "Effervescence in Q Studies."
Studien zum Neuen Testament und seiner Umwelt no. 30:61-
103.
2. Millard, A. R. 1995. "Writing and the Gospels." Qumran
Chronicle no. 5:55-62.
3. Monaghan, Christopher J. 1970. Reflections on the Synoptic
Gospels and Their Special Design. Staten Island, N.Y: Alba
House.
4. ———. 2010. A Source Critical Edition of the Gospels of
Matthew and Luke in Greek and English. Roma: Gregorian &
Biblical Press.
Two volumes.
5. ———. 2017. "The Synoptic Problem: Where to from Here?"
Pacifica no. 30:72-87.
Abstract: "The study of the Synoptic Problem continues with a
wide range of hypotheses proposed to explain the relationship
of Mark, Matthew and Luke to the early Jesus tradition, and to
each other. This article reviews recent developments in
synoptic studies highlighting the recognition of the ongoing
role of the oral tradition, the ways in which scribal
compositional practices in the first century have been used to
test the major hypotheses, and the methodological constraints
that accompany research in this area."
6. Montefiore, Claude Goldsmid. 1927. The Synoptic Gospels.
London: Macmillan.
Second revised edition in two volumes; first edition 1909.
7. Montgomery, Robert M. 1970. The Two-source Theory and the
Synoptic Gospels. Nashville: Abingdon Press.
8. Mosbo, Thomas J. 2017. Luke the Composer: Exploring the
Evangelist's Use of Matthew. Minneapolis: Fortress Press.
9. Mosse, Martin. 2007. The Three Gospels: New Testament
History Introduced by the Synoptic Problem. Miulton Keynes
(GB): Paternoster Press.
10. Mournet, Terence. 1969. Oral Tradition and Literary
Dependency. Variability and Stability in the Synoptic
Tradition and Q. Tübingen: Mohr Siebeck.
11. Müller, Mogens, and Omerzu, Keike. 2018. Gospel
Interpretation and the Q-Hypothesis. New York: Bloomsbury.
Contents: Preface VII; List of Contributors IX; Chapter 1. Heike
Omerzu: Introduction: what is at stake by advocating or
disputing to Two-Source Theory? 1;
Part I History and Theory
Chapter 2. John S. Kloppenborg: Conceptual stakes in the
synoptic problem 13; Chapter 3. Stefan Alkier: Sad sources:
observations from the history of theology on the origins and
contours of the synoptic problem 43; Chapter 4. Mogens
Müller: Were the gospel authors really 'simply Christians
without literary gift' (Albert Schweitzer) ?: Arguments for the
quest for sources behind to gospels 79; Chapter 5. Francis
Watson: Q and the Logia: on the discovery and marginalizing of
P.Oxy.1 97; Chapter 6. Christopher M. Tuckett: Watson, Q and
'L/M' 115; Chapter 7. Francis Watson: Seven these on te
synoptic problem, in disagreement with Christopher Tuckett
139;
Part II Textual Studies
Chapter 8. Eve-Marie Becker: Mark with and against Q: the
earliest gospel narrative as a counter-model 151; Chapter 9.
Clare K. Rothschild: Refusing to acknowledge the immerser (Q
7.31-35) 165; Chapter 10. Hildegard Scherer: Coherence and
distinctness: exploring the social matrix of the double tradition
185; Chapter 11. Mark Goodacre: Taking our leave of mark-Q
overlaps: Major Agreements and the Farrer Theory 201;
Chapter 12. Werner Kahl: The gospel of Luke as narratological
improvement of synoptic pre-texts the narrative Introduction
to the Jesus story (Mark 1.1-8 parr.) 223; Chapter 13. Shelly
Matthews: Does dating Luke-Acts to the Second Century affect
the Q Hypothesis? 245; Chapter 14. Dieter T. Roth: Marcion's
gospel and the synoptic problem in recent scholarship 267;
Author Index 283; Subject Index 288; Index of References 292-
302.
12. Myllykoski, Matti. 1991. "The Material Common to Luke and
John: A Sketch." In Luke-Acts. Scandinavian Perspectives,
Publications of the Finnish Exegetical Society, edited by
Luomanen, Petri. Göttingen: Vandenhoeck & Ruprecht.
13. Neirynck, Frans. 1972. Duality in Mark: Contributions to the
Study of the Markan Redaction. Leuven: Leuven University
Press / Peeters.
Revised edition, with supplementary notes 1988.
14. ———. 1973. The Argument from Order and St. Luke's
Transpositions. Gembloux: J. Duculot.
Reprinted in: F. Neirynck, Evangelica: Gospel studies = Études
d'Évangile : Collected Essays, pp. 737-768.
15. ———. 1973. "Minor Agreements: Matthew Luke in the
Transfiguration Story." In Orientierung an Jesus: Zur
Theologie der Synoptiker: Für Josef Schmid, edited by
Hoffmann, Paul, 253-266. Freiburg im Bresgau: Herder.
Reprinted in: F. Neirynck, Evangelica: Gospel studies = Études
d'Évangile : Collected Essays, pp. 797-810.
16. ———. 1974. The Minor Agreements of Matthew and Luke
against Mark, with a Cumulative List. Leuven: Leuven
University Press / Peeters.
In collaboration with Theo Hansen and Frans van Segbroeck.
17. ———. 1978. "The Symbol Q (= Quelle)." Ephemerides
Theologicae Lovanienses no. 54:119-125.
Reprinted in: F. Neirynck, Evangelica: Gospel studies = Études
d'Évangile : Collected Essays, pp. 683-689.
18. ———. 1979. "Once More: the Symbol Q." Ephemerides
Theologicae Lovanienses no. 55:382-383.
19. ———. 1982. "Recent Developments in the Study of Q." In
Logia. Les paroles de Jésus = The Sayings of Jesus: Mémorial
Joseph Coppens, edited by Delobel, Joël, 29-75. Leuven:
Leuven University Press / Peeters.
Reprinted in F. Neirynck, Evangelica: Gospel studies = Études
d'Évangile : Collected Essays. II. 1982-1991, pp. 409-464.
20. ———. 1982. "The Griesbach Hypothesis: the Phenomenon of
Order." Ephemerides Theologicae Lovanienses no. 58:111-122.
Reprinted in F. Neirynck, Evangelica: Gospel studies = Études
d'Évangile : Collected Essays. II. 1982-1991, pp. 281-292.
21. ———. 1982. Evangelica: Gospel studies = Études d'Évangile :
Collected Essays. Leucen: Leuven University Press / Peeters.
Contents: Collected Essays 1966-1981
I. The Four Gospels
1. La rédaction Matthéenne et la structure du premier évanglle
[1967]
2. La matière marcienne dans l'évangile de Luc [1973]
3. Duplicate Expressions in the Gospel of Mark [1971]
4. L'epanalepsis et la critique littéraire. Á propos de l'évangile
de Jean [1980]
II. The Empty Tomb Stories
5. ANATEIΛANTOΣ TOY HAIOY. Mc 16,2 (1978]
6. La fuite du jeune homme en Mc 14.51-52 [1979]
7. Marc 16,1-8: Tradition et rédaction. Tombeau vide et
angélophanie [1980]
8. Les femmes au tombeau. Étude de la rédaction mattéenne.
Matt. xxviii.1-10 [1969]
9. Le recit du tombeau vide dans l'évangile de Luc (Lc 24.1-12)
[1976]
10. Lc xxiv.12. Les témoins du texte occidental [1978]
11. The Uncorrected Historic Present in Lk xxiv.12 [1972]
12. The 'Other disciple' in Jn 18,15-16 [1975]
13. John and ihe Synoptics [1977]
14. ΠAPAKYΨAΣ BAEΠEI. Lc 24,12 et Jn 20,5 [1977]
15. AΠHΛΘEN ΠΡOΣ EAYTON. Lc 24.12 et Jn 20.10 (1978]
16. ElΣ TA IΔIA: Jn 19,27b (et 16.32) [1979]
17. La traduction d'un verset johannique: Jn 19,27b [1981]
III. The Gospel of Mark
18. L'évangile de Marc (I). Á propos de R. PESCH, Das
Markusevangelium, 1. Teil [1977]
19. L'évangile de Marc (II). Á propos de R. PESCH, Das
Markusevangelium, 2. Teil [1979]
20. Note sur la nouvelle édition du Commentaire [1980]
21. Marc 13. Examen critique de l'interprétation de R. Pesch
[1980]
22. Le discours anti-apocalyptique de Mc 13 [1969]
23. Deux nouveaux commentaires sur Marc [1981]
24. The Redactional Text of Mark [1981]
25. Jesus and the Sabbath. Some Observations on Mark II,27
[1975]
IV. Matthew and Luke
26. The Symbol Q (= Quelle) [1978]. Once More: The Symbol Q
[1979]
27. The Gospel of Matthew and Literary Criticism. A Critical
Analysis of A. Gaboury's Hypothesis [1971]
28. Les évangiles synoptiques: X. Léon-Dufour [1979]
29. The Sermon on the Mount in the Gospel Synopsis [1976]
30. The Argument from Order and SL Luke's Transpositions
[1973]
31. Deuteromarcus et les accords Mathieu-Luc [1980)
32. Les ac:cords mineurs et la rédaction des évangiles.
L'épisode du paralytique [1974]
33. Minor Agreements Matthew-Luke in the Transfiguration
Story [1973]
34. Mc 9,33-50 en de overlevering van de Jezuswoorden (E.T.
Concilium) [1966]
35. De Jezuswoorden over echtscheiding [1972]
36. The Miracle Stories in the Acts of the Apostles. An
Introduction [1979]
V. The Text of the Gospels
37. The Synopric Gospels According to the New Textus
Receptus [1976]
38. The New Nestle-Aland: The Text of Mark in N26 [1979]
39. L 'édition du texte de Q. A propos de A. POLAG, Fragmenta
Q [1979]
40. L'edition des Elzevier et le Textus Receptus du Nouveau
Testament [1980]
41. Note on the Codex Bezae in the Textual Apparatus of the
Synopsis [1976]
42. La Concordance de Franciscus Lucas Brugensis (1617)
[1979]
43. La nouvelle Concordance du Nouveau Testament [1976-
1981]
22. ———. 1984. "The Matthew-Luke Agreements in Mt 14,13-
14/Lk 9,10-11 (par. Mk 6,30-34). A Response to M.-E.
Boismard." Ephemerides Theologicae Lovanienses:25-43.
Reprinted in F. Neirynck, Evangelica: Gospel studies = Études
d'Évangile : Collected Essays. II. 1982-1991, pp. 75-94.
23. ———. 1985. "The Synoptic Problem." In The Two-Source
Hypothesis: A Critical Appraisal, edited by Bellinzoni Jr.,
Arthur J., 85-93. Macon: Mercer University Press.
Reprinted from The Interpreter's Dictionay of the Bible,
Nashville: Abindon 1976, Supp. pp. 845-848.
24. ———. 1987. "Τίς στιν παίσας σε: Mt 26,68/Lk 22,64 (diff.
Mk 14,65)." Ephemerides Theologicae Lovanienses no. 63:5-
47.
Reprinted in F. Neirynck, Evangelica: Gospel studies = Études
d'Évangile : Collected Essays. II. 1982-1991, pp. 95-138.
25. ———. 1989. "The Apocryphal Gospels and the Gospel of Mark."
In The New Testament and Early Christianity = La reception
des écrits neotestamentaires dans le christianisme primitif,
edited by Sevrin, Jean-Marie, 123-175. Leuven: Leuven
University Press / Peeters.
Reprinted in F. Neirynck, Evangelica: Gospel studies = Études
d'Évangile : Collected Essays. II. 1982-1991, pp. 715-772.
26. ———. 1989. "Note on Luke 9:22: a Response to M. D.
Goulder." Ephemerides Theologicae Lovanienses no. 65:390-
394.
Abstract: "In M.D. Goulder's opinion, the minor agreements of
Mt 16,21 and Lk 9,22 against Mk 8,31 indicate Matthean
influence on Luke. He does not question Matthew's redaction of
Mark's text, so here, too, the focus shall be on Luke's changes."
27. ———. 1990. "Introduction: The Two-Source Hypothesis." In
The Interrelations of the Gospels. A Symposium led by M.-E.
Boismard - W.R. Farmer - F. Neirynck, Jerusalem 1984, edited
by Dungan, David L., 3-22. Leuven: Leuven University Press /
Peeters.
Reprinted in F. Neirynck, Evangelica: Gospel studies = Études
d'Évangile : Collected Essays. III. 1992-2000, pp. 343-362.
28. ———. 1990. "Matthew 4:23-5:2 and the Matthean Composition
of 4:23-11:1." In The Interrelations of the Gospels. A
Symposium led by M.-E. Boismard - W.R. Farmer - F.
Neirynck, Jerusalem 1984, edited by Dungan, David L., 23-46.
Leuven: Leuven University Press / Peeters.
29. ———. 1990. "Response to the Multiple-Stage Hypothesis I: The
Introduction to the feeding story." In The Interrelations of the
Gospels. A Symposium led by M.-E. Boismard - W.R. Farmer -
F. Neirynck, Jerusalem 1984, edited by Dungan, David L., 81-
93. Leuven: Leuven University Press / Peeters.
30. ———. 1990. "Q Mt and Q Lk and the Reconstruction of Q."
Ephemerides Theologicae Lovanienses no. 66:385-390.
Reprinted in F. Neirynck, Evangelica: Gospel studies = Études
d'Évangile : Collected Essays. II. 1982-1991, pp. 475-480.
31. ———. 1990. "Synoptic Problem." In The New Jerome Biblical
Commentary, edited by Brown, Raymond E., Fitzmyer, Joseph
A. and Murphy, Roland E., 587-595. Englewood Cliffs: Prentice
Hall.
32. ———. 1990. "Response to the Multiple-Stage Hypothesis II:
The healing of the leper." In The Interrelations of the Gospels.
A Symposium led by M.-E. Boismard - W.R. Farmer - F.
Neirynck, Jerusalem 1984, edited by Dungan, David L., 94-107.
Leuven: Leuven University Press / Peeters.
33. ———. 1990. "Response to the Multiple-Stage Hypothesis III:
The eschatological discourse." In The Interrelations of the
Gospels. A Symposium led by M.-E. Boismard - W.R. Farmer -
F. Neirynck, Jerusalem 1984, edited by Dungan, David L., 108-
124. Leuven: Leuven University Press / Peeters.
34. ———. 1991. "The Minor Agreements and Proto-Mark. A
Response to H. Koester." Ephemerides Theologicae
Lovanienses no. 67:82-94.
Reprinted in: F. Neirynck, Evangelica II: Collected Essays,
1982-1991, Leuven: Peeters, 2000, pp. 59-73.
35. ———. 1991. "A Symposium on the Minor Agreements."
Ephemerides Theologicae Lovanienses no. 67:361-372.
Reprinted in: F. Neirynck, Evangelica III: Collected Essays,
1992-2000, Leuven: Peeters, 2000, pp. 333-339.
36. ———. 1991. "The Minor Agreements: Note on a Test Case. A
Response to W. R. Farmer." Ephemerides Theologicae
Lovanienses no. 67:73-81.
37. ———. 1991. Evangelica: Gospel studies = Études d'Évangile :
Collected Essays. II. 1982-1991. Leuven: Leuven University
Press / Peeters.
Contents: I. The Minor Agreements
1. The Minor Agreements and the Two-Source Theory [1991]
2. Note on Lk 9,22:: A Response to M.D. Goulder [1989]
3. Note on a Tesl Case: A Response to W.R. Farmer [1991]
4. The Minor Agreements and Proto-Mark: A Response to H.
Koester [1991]
S. The Matthew-Luke Agreements in Mt 14,13-14 / Lk 9,10-11
(par. Mk 6.30-34): A Reponse to M.-Ė Boismard ([984]
6. TIΣ EΣTIN HO ΠAIΣAΣ ΣE: Mt 26,68 / Lk 22,64 (diff. Mk
14.65) [1987]
II. Matthew and Luke
7. AΠO TOTE HPΞATO and 1be Structure of Matthew [1988]
8. Luke 14,1-6: Lukan Composition and Q Saying [1991]
9. Luc 24,36-43: Un réclt lucanien [1985]
10. Actes 10,36-43 et l'Évanglle [1984]
11. Actes 10,36a TON AOΓON ON [1984]
12. Le texte des Actes des Apôtres et les caracteristiques
stylistiques lucaniennes [1985]
lll. Mark and the Synoptic Problem
13. The Griesbach Hypothesis: The Phenomenon of Order
[1982]
14. Les expressions doubles chez Marc et le problèmc
synoptique [1983]
15. L'arrière-fond sémitique des évangiles synoptiques :
Réponse à P. Rolland [1984]
16. Marc 6,14-16 et par. [1989]
17. KAI EΛEΓON en Mc 6114 [1989]
18. Words Characteristic of Mark: A New List {M. Friedrich)
(1987]
19. Mark and His Commentators: Mk 1,1-8,26 [1989]
20. The Order of the Gospels and the Making of a Synopsis
[1985]
21. Once More: The Making of a Synopsis [1986]
22. Greeven's Text of the Synoptic Gospels [1982]
23. Le texte des évangiles dans la Synopse de Boismado-
Lamouille [1987]
IV. The Saylngs of Jesus
24. Recent Developments in the Study of Q [1982]
25. A Synopsis of Q [1988]
26. QMt and QLk and the Reconstruction of Q [1990]
27. Mt 12,25a / Lc 11,17a et la rédaction des évangiles [1986]
28. The Eschatological Discourse [1990]
29. Paul and the Sayings of Jesus [1986]
V. The Fourth Gospel
30. John and the Synoptics: The Empty Tomb Stories [1984]
31. John 21 [1990]
32. The Anonymous Disciple in John 1 [1990]
33. The Signs Source in the Founh Gospel: A Critique of the
Hypothesis [1983]
34. John 4,46-54: Signs Source and/or Synoptic Gospels [1984]
35. Note sur Jn 21,14 [1988]
36. Parentheses in the Fourth Gospel [1989]
37. John 5,1-18 and the Gospel of Mark: A Response to P.
Borgen [1990]
VL The Apocryphal Gospels
38. The Apocryphal Gospels and the Gospel of Mark [1989]
39. Papyrus Egenon 2 and the Healing of the Leper [985]
40. Le lexique de Bauer-Aland [1988]
38. ———. 1993. "The Minor Agreements and the Two-Source
Theory." In Minor Agreements: Symposium Göttingen 1991,
edited by Strecker, Georg, 25-63. Göttingen: Vandenhoeck &
Ruprecht.
Reprinted in F. Neirynck, Evangelica: Gospel studies = Études
d'Évangile : Collected Essays. II. 1982-1991, pp. 3-42.
39. ———. 1993. "The Minor Agreements in a Horizontal-Line
Synopsis: Appendices I, II, III 221." In Minor Agreements:
Symposium Göttingen 1991, edited by Strecker, Georg, 221-
230. Göttingen: Vandenhoeck & Ruprecht.
40. ———. 1994. "Luke 10:25-28: a Foreign Body in Luke?" In
Crossing the Boundaries: Essays in Biblical Interpretation in
Honour of Michael D. Goulder, edited by Porter, Stanley E.,
Joyce, Paul M. and Orton, David E., 149-165. Leiden: Brill.
41. ———. 1995. "The Minor Agreements and Lk 10,25-28."
Ephemerides Theologicae Lovanienses no. 71:151-160.
Reprinted in: F. Neirynck, Evangelica III: Collected Essays,
1992-2000, Leuven: Peeters, 2000, pp. 283-294.
Abstract: "In a recently published essay I studied the minor
agreements used by some scholars for expanding Q to triple-
tradition passages. I examined Q 3,2-4; 3,21- 22; 6,12-16;
10,25-28; 12,1b; 17,2; 17,31 as possible candidates for inclusion
in Q and had to conclude that “in none of them the Matthew-
Luke agreements against Mark seem to provide conclusive
evidence”. One of these passages, the pericope of the Great
Commandment, was studied again, and more extensively, with
regard to the alternative theory of Luke’s use of Matthew. It is
to this last essay that R.H. Gundry now responds with a
Rejoinder."
42. ———. 1995. "Q: From Source to Gospel." Ephemerides
Theologicae Lovanienses no. 71:421-430.
43. ———. 1995. "The Minor Agreements and Q." In The Gospel
Behind the Gospels: Current Studies on Q, edited by Piper,
Roland Allen, 49-72. Leiden: Brill.
44. ———. 1996. "The Sayings Source Q and the Gospel of Mark."
In Geschichte-Tradition-Reflexion: Festschrift für M. Hengel
zum 70. Geburtstag. III. Frühes Christentum, edited by Cancik,
H., Lichtenberger, H. and Schäfer, P., 125-145. Tübingen: Mohr
Siebeck.
45. ———. 1996. "Documenta Q: Q 11,2b-4." Ephemerides
Theologicae Lovanienses no. 72:418-424.
46. ———. 1996. "The First Synoptic Pericope: the Appearance of
John the Baptist in Q?" Ephemerides Theologicae Lovanienses
no. 72:41-74.
47. ———. 1996. "The International Q Project." Ephemerides
Theologicae Lovanienses no. 69:221-225.
48. ———. 1997. "Note on the Argument(s) from Order."
Ephemerides Theologicae Lovanienses no. 73:386-392.
49. ———. 1997. "Note on Q 4, 1-2." Ephemerides Theologicae
Lovanienses no. 73:94-102.
50. ———. 1998. "The Sources of Matthew. Annotations to U. Luz's
Commentary." Ephemerides Theologicae Lovanienses no.
74:109-126.
Reprinted in F. Neirynck, Evangelica: Gospel studies = Études
d'Évangile : Collected Essays. II. 1982-1991, pp. 371-398.
51. ———. 2000. "NAZAPA in Q: Pro and Con." In From Quest to
Q: Festschrift James M. Robinson, edited by Asgeirsson, Jon
Ma., de Toyer, Kristin and Meyer, Mavin W., 159-169. Leuven:
Leuven University Press / Peeters.
Reprinted in: F. Neirynck, Evangelica III: Collected Essays,
1992-2000, Leuven: Peeters, 2000, pp. 451-461.
52. ———. 2001. "Luke 9,22 and 10,25-28: the Case for
Independent Redaction." In Evangelica: Gospel studies =
Études d'Évangile : Collected Essays. II. 1982-1991, edited by
van Segbroeck, Frans, 295-306. Leuven: Leuven University
Press / Peeters.
53. ———. 2001. "Goulder and the Minor Agreements." In
Evangelica: Gospel studies = Études d'Évangile : Collected
Essays. II. 1982-1991, edited by van Segbroeck, Frans, 307-318.
Leuven: Leuven University Press / Peeters.
54. ———. 2001. "The Argument(s) from Order." In Evangelica:
Gospel studies = Études d'Évangile : Collected Essays. II.
1982-1991, edited by van Segbroeck, Frans, 363-370. Leuven:
Leuven University Press / Peeters.
55. ———. 2001. Q Parallels: Q Synopsis and IQP/CritEd
Parallels. Leuven: Leuven University Press / Peeters.
IQP = International Q Project.
56. ———. 2001. Evangelica: Gospel studies = Études d'Évangile :
Collected Essays. III. 1992-2000. Leuven: Leuven University
Press / Peeters.
Contents: I. Colloquium Biblicum Lovaniense: 1. John and the
Synoptics: 1975-1990; 2. Literary Criticism, Old and New. 3.
The Sayings of Jesus in 1 Corinthians. 4. Q 6,20b-21; 7,22 and
Isaiah 61. 5. Luke 4,16-30 and the Unity of Luke-Acts. II. The
Minor Agreements; 6. The First Synoptic Pericope; 7. The
Minor Agreements and Q: 8. Luke 10:25-28: A Foreign Body in
Luke?; 9. The Minor Agreements and Lk 10,25-28; 10. Luke
9,22 and 10,25-28: R.H. Gundry; 11. Goulder and the Minor
Agreements; 12. Gospel Issues in the Passion Narratives: R.E.
Brown; 13. A Symposium on the Minor Agreements. III. The
Synoptic Problem; 14. The Two-Source Hypothesis:
Introduction; 15. The Argument(s) from Order: D.J. Neville; 16.
The Sources of Matthew: U. Luz; 17. Urmarcus révisé: M.-É.
Boismard. IV. The Sayings Source Q:;18. Q: From Source to
Gospel; 19. Documenta Q: Q 11,2b-4; 20. Note on Q 4,1-2; 21.
Nazara in Q: Pro and Con; 22. The Divorce Saying in Q 16,18;
23. Saving/Losing One's Life: Luke 17,33 (Q?) and Mark 8,35;
24. Mark and Q: Assessment: H. Fleddermann. V. John and the
Synoptics Revisited; 25. Once More Luke 24,12: A. Dauer; 26. A
Supplementary Note on Lk 24,12; 27. Note on Mt 28,9-10; 28.
Short Note on John 19,26-27; 29. Jean 4,46-54: Une leçon de
méthode: S. Landis; 30. John and the Synoptics in Recent
Commentaries: U. Wilckens, U. Schnelle; 31. The Question of
John and the Synoptics: D.M. Smith; 32. The Gospels and
Jesus: J.D. Crossan.
57. Neville, David J. 1994. Arguments from Order in Synoptic
Source Criticism: A History and Critique. Macon: Mercer
University Press.
"The purpose of this historical-critical study is to evaluate the
various ways that critics have appealed to the phenomenon of
order in attempting to resolve the synoptic problem. But what
is “the phenomenon of order”? It refers neither to the historical
order of events in the life of Jesus of Nazareth nor to the
chronological order in which the gospels were written, but to a
literary feature related to the narrative structures of the
gospels. Within the context of gospel source criticism, “the
phenomenon of order” denotes the pattern of agreement and
disagreement between the first three gospels with respect to
narrative sequence or to the order in which pericopes are
arranged.(11) As such, this particular phenomenon must be
distinguished from similar patterns of convergence and
divergence in the order of words, phrases, clauses, or even
subsections within pericopes.(12)
This study is restricted to the phenomenon of order in relation
to material shared between all three gospels (“the triple
tradition”), together with material shared between Matthew
and Mark and between Mark and Luke. Sometimes designated
“the Marcan tradition,” this appellation stems from the view
that the Gospel of Mark, or a document similar to Mark’s
Gospel, was a principal source for Matthew’s and Luke’s
Gospels. No prejudice should be read into my decision to
exclude an analysis of the significance of similarity and
dissimilarity in the sequential arrangement of material
common only to Matthew’s and Luke’s Gospels." (pp. 3-4)
(...)
"The following historical and analytical survey is divided into
three sections. Section I explores the fons et origo of arguments
from order for each of these two views: Mark’s dependence on
Matthew’s and Luke’s Gospels or Matthew’s and Luke’s
dependence on Mark’s Gospel. The first to argue for a
particular source theory on the basis of the phenomenon of
order was Johann Jakob Griesbach (1745-1812), who also set
source criticism of the gospels on a scientific foundation by
constructing a tool designed to facilitate critical comparison of
the first three gospels. He called his tool a “synopsis” because it
presented the texts of Matthew, Mark, and Luke in parallel
columns so they could be viewed simultaneously.
Consequently, the first three gospels have since been referred to
collectively as “the synoptic gospels".” (p. 7)
(...)
"Section II traces the development of two distinct arguments
from order for Marcan priority in English-speaking synoptic
criticism between the publication of F. H. Woods’s influential
study, “The Origin and Mutual Relation of the Synoptic
Gospels,” and the release of B. H. Streeter’s epochal book on
The Four Gospels." (p. 7, two notes omitted)
(...)
"Section III examines major turning points in synoptic criticism
since the publication in 1951 of B. C. Butler’s The Originality of
St Matthew, which forced a number of critics to reassess B. H.
Streeter’s “fundamental solution.” The developmental thread in
this section is, first, Butler’s demonstration that Streeter’s
argument from order for Marcan priority was not so much an
argument as a fallacious inference; second, Farmer’s
resuscitation of Griesbach’s hypothesis as the theory that
allegedly provides the most tenable explanation of the various
literary phenomena in the synoptic gospels, particularly the
phenomenon of order; and third, Tuckett’s defense of a
particular type of argument from order in the wake of Butler’s
and Farmer’s criticisms of the use of an inconclusive argument
for Marcan priority."(p. 9)
(11) In the first instance, “the phenomenon of order” simply
refers to the sequential arrangement of pericopes in any one
gospel, but it is the pattern of agreement and disagreement
between the different arrangements of pericopes in all three
gospels that is significant for determining their
interrelationships.
(12) Cf. Thomas R. W. Longstaff, Evidence of Conflation in
Mark? A Study in the Synoptic Problem (Missoula MT:
Scholars Press, 1977). An entire issue of Second Century (6/2
[Summer 1987-1988]) is devoted to Longstaff s study under the
heading “Order in the Synoptic Gospels: Patterns of Agreement
within Pericopes.”
58. ———. 2002. Mark’s Gospel - Prior or Posterior? A
Reappraisal of the Phenomenon of Order. London: Sheffield
Academic Press.
59. ———. 2006. "The Demise of the Two-Document Hypothesis?
Dunn and Burkett on Gospel Sources." Pacifica: Australasian
Theological Studies no. 19:78-92.
60. ———. 2008. "The Phantom Returns: Delbert Burkett's
Rehabilitation of Proto-Mark." Ephemerides Theologicae
Lovanienses no. 84:135-173.
61. New, David S. 1993. Old Testament Quotations in the Synoptic
Gospels. Atlanta: Scholars Press.
62. Newman, Robert C. 1980. "The Synoptic Problem! A Proposal
for Handling both Internal & External Evidence." Westminster
Theological Journal no. 43:132-151.
63. Nickle, Keith F. 2001. The Synoptic Gospels: An Introduction.
Louisville: Westminster John Knox.
Second revised and expanded edition (First edtion 1989).
64. Nielsen, Jesper Tang, and Müller, Mogens, eds. 2016. Luke's
Literary Creativity. New York: Bloomsbury.
Contents: Preface VII; Abbreviations IX; Contributors XI;
Jesper Tang Nielsen: Introduction XIII-XXVII;
Part I. Luke Rewriting
Vladimir Wittkowsky: Luke Uses/Rewrites Matthew: A Survey
of the Nineteenth-Century Research 3; Mark Goodacre: Re-
Walking to "Way of the Lord": Luke's Use of Mark and His
Reaction to Matthew 26; Werner Kahl: Inclusive and Exclusive
Agreements - Towards a Neutral Comparison of the Synoptic
Gospels, or Minor Agreements as a Misleading Category 44;
Francis Watson: Luke Rewriting and Rewritten 79; Magnus
Müller: Acts as Biblical Rewriting of the Gospels and Paul's
Letters 96;
Part II. Rewriting of Testament Themes and Passages
Lukas Borman: Rewritten Prophecy in Luke-Acts 121; Lotta
Valve: The Lord Elijah in the Temple as in Malachi 3.1:
"Overkilling" Elijah Traditions in Luke 2 144; Joseph M. Lear
Jr: Luke's Use of the Old Testament in the Sending of the
Seventy(-Two): A Compositional Study 160;
Part III. Rewriting Gospel Themes and Passages
Daniel Gustafsson: Luke's rewriting o0f the Markan Mélange of
Christological Titles (Mark 8.27-33 par.; 12.25-37 par.; 14.55-
64 par.) 185; Marianne Bjelland Kartzow: Rewritten
Stereotypes: Scripture and Cultural Echo in Luke's Parable of
the Widows and the Judge 208; Niels Willert: Luke's Portrait of
Jesus and the Political Authorities in His Passion Narrative: A
Rewriting of the Passion Narratives of the Other Gospels 225;
Part IV. Luke Rewriting Roman Authorities
Martin Friis: Paul in the Presence of Power: Depictions of
Social Interactions in Acts and in the Hellenistic Historians
251; Stefan Nordgaard: Luke's Readers and Josephus: Paul and
Agrippa II as a Test Case 266;
Index of References 280; Index of Authors 295-299.
65. Niemeld, John H. 2002. "Two-Gospel Response." In Three
Views on the Origins of the Synoptic Gospels, edited by
Thomas, Robert L., 97-110. Grand Rapids (MI): Kregel
66. ———. 2002. " The Case for the Two-Gospel View of Gospel
Origins." In Three Views on the Origins of the Synoptic
Gospels, edited by Thomas, Robert L., 126-197. Grand Rapids
(MI): Kregel
67. O'Connell, L. J. 1978. "Boismard's Synoptic Theory: Exposition
and Response." Theology Digest no. 26:325-342.
68. O'Leary, Anne M. 2006. Matthew's Judaization of Mark.
Examined in the Context of the Use of Sources in Graeco-
Roman Antiquity. London / New York: T & T Clark.
69. O'Neill, J. C. 1975. "The Synoptic Problem." New Testament
Studies no. 21:273-285.
70. O'Rourke, John J. 1974. "Some Observations on the Synoptic
Problem and the Use of Statistical Procedures." Novum
Testamentum no. 16:272-277.
Reprinted in: David E. Orton (ed.), The Synoptic Problem and
Q: Selected Studies from Novum Testamentum, Leiden: Brill,
1999, pp. 132-137.
71. Olson, Ken. 2004. "Unpicking on the Farrer Theory." In
Questioning Q: A Multidimensional Critique, edited by
Goodacre, Mark and Perrin, Nicholas, 127-150. London: SPCK.
72. ———. 2015. "Luke 11.2-4: The Lord's Prayer (Abridged
Edition)." In Marcan Priority Without Q: Explorations in the
Farrer Hypothesis, edited by Poirier, John C. and Peterson,
Jeffrey, 101-118. London: T & T Clark.
"In the literature on the Lord's Prayer one frequently finds the
claim that there are no credible reasons for Luke to have
rejected the material he must have omitted if he knew the
longer version of the prayer. I do
not doubt that many of those accustomed to thinking of Luke's
prayer as earlier and more original will not find the reasons for
omission proposed here to be fully convincing. Deductions
about what an author might or might not have done are never
absolutely conclusive but always involve a contest of
plausibility among various options. The question, though, is
whether more convincing reasons can be given for the other
side. There seems to be a working assumption among many
scholars that we should assume as a default position that Luke
copied out everything in his source for the Lord's Prayer unless
it can be demonstrated that Luke necessarily would have
omitted it. We would have a great deal of difficulty explaining
Luke's omissions from Mark in the Sower, or Gethsemane, or
Jairus' Daughter, if this standard were applied consistently. It
ought to be incumbent on those asserting that Luke would have
retained the unparalleled material from the Lord's Prayer had
he known it to produce reasons that are equally or more
convincing than the ones given here for their omission. I do not
think this has been done." (p. 118)
73. Omerzu, Heike. 2014. "Beyond the Fourfold Gospel: A Critical
Reading of Francis Watson’s Gospel Writing: A
Canonical Perspective." Journal for the Study of the New
Testament no. 37:201-209.
74. Orchard, Bernard. 1976. "J.A.T. Robinson and the Synoptic
Problem." New Testament Studies no. 22:346-352.
75. ———. 1977. Matthew, Luke, & Mark: the Griesbach Solution
to the Synoptic Question. Manchester: Koinonia Press.
76. ———. 1979. "Why THREE Synoptic Gospels? A Statement of
the Two-Gospel Hypothesis." Irish Theological Quarterly no.
46:240-255.
77. ———. 1980. "The Two-Gospel Hypothesis or, Some Thoughts
on the Revival of the Griesbach Hypothesis." The Downside
Review no. 98:267-279.
78. ———. 1983. "The “Common Step” Phenomenon in the
Synoptic Pericopes." In New Synoptic Studies: The Cambridge
Gospel Conference and Beyond, edited by Farmer, William R.,
393-407. Macon: Mercer University Press.
79. ———. 1987. "Some reflections on the relationship of Luke to
Matthew." In Jesus, the Gospels, and the Church, edited by
Sanders, Ed Parish, 33-46. Macon GA: Mercer University Press.
80. ———. 1988. "The Formation of the Synoptic Gospels." The
Downside Review no. 106:1-16.
81. ———. 1990. "Response to H. Merkel." In The Interrelations of
the Gospels. A Symposium led by M.-E. Boismard - W.R.
Farmer - F. Neirynck, Jerusalem 1984, edited by Dungan,
David L., 591-604. Leuven: Leuven University Press / Peeters.
82. ———. 1992. "Mark and the Fusion of Traditions." In The Four
Gospels 1992: Festschrift Frans Neirynck. Volume II, edited by
van Segbroeck, Frans, Tuckett, Christopher M., van Belle,
Gilbert and Verheyden, Joseph, 779-800. Leuven: Peeters.
83. ———. 1993. "The Publication of Mark's Gospel." In The
Synoptic Gospels: Source Criticism and the New Literary
Criticism, edited by Focant, Camille, 518-520. Louvain:
Louvain University Press.
84. Orchard, Bernard, and Longstaff, Thomas R. W., eds. 1978. J. J.
Griesbach: Synoptic and Text-Critical Studies, 1776-1976.
Cambridge: Cambridge University Press.
Contents: Portrait of J. J. Griesbach page vi; Copy of
Colloquium announcement vii; List of participants and selected
observers ix; Preface xi; Abbreviations xvi;
1 William R. Farmer: The genesis of the Colloquium 1; 2
Gerhard Delling: Johann Jakob Griesbach: his life, work and
times 5; 3 Heinrich Greeven: The Gospel synopsis from 1776 to
the present day 22; 4 Bo Reicke: Griesbach's answer to the
Synoptic Question 50; 5 J. J. Griesbach: Commentatio qua
Marci Evangelium totum e Matthaei et Lucae commentariis
decerptum esse monstratur (Introduction by Bo Reicke) 68; 6.
Bernard Orchard: A demonstration that Mark was written after
Matthew and Luke (A translation of J. J. Griesbach's
Commentatio) 103; 7 G. D. Kilpatrick: Griesbach and the
development of text criticism 136; 8 Gordon D. Fee: Modern
text criticism and the Synoptic Problem 154; 9 Thomas R. W.
Longstaff: At the Colloquium's conclusion 170; Frans Neirynck
and F. Van Segbroeck: 10 The Griesbach Hypothesis: a
bibliography 176;
Notes 182; Appendix: Additional entries to the Bibliography
219; Index 220-224.
85. Orchard, Bernard, and Riley, Harold. 1987. The Order of the
Synoptics : Why Three Synoptic Gospels? Macon, GE: Mercer
University Press.
Contents: Foreword X; Abbreviations XIII; Part One: Harold
Riley: The Internal Evidence 3; Part Two: Bernard Orchard:
The Historical Tradition 111; Part Three: Bernard Orchard:
How the Synoptic Gospels Came into Existence (A tentative
reconstruction of the history of their composition by means of a
synthesis of the evidence drawn from parts one and two) 229;
REcapitualtion and Conclusion 275; Epilogue 278;
Bibliography 281; Indexes 289-294.
"This study is the first attempt to coordinate, within the
compass of a single volume, the three separate lines of
argument necessary to solve the Synoptic Problem, namely the
historical and patristic evidence, the internal critical evidence
for mutual literary dependence, and the ‘‘scenario” necessary to
show how the tensions between the first and the second lines of
argument can be satisfactorily resolved. It is the work of two
scholar priests. Harold Riley, an Anglican, and Bernard
Orchard, a Benedictine monk, and forms a further link in a
series of studies of the Synoptic Problem, initialed by John
Chapman. Christopher Butler, and later developed by William
R. Farmer. David L. Dungan Η. H. Stoldt. T. R. W. Longstaff,
and many others who have over the past fifty years helped to
expose the weaknesses of the various Markan-Priority
hypotheses, and have now built up a strong case for the
contrary hypothesis known as the Two-Gospel Hypothesis, a
recent development of the old Griesbach Hypothesis.
(...)
Part one does not attempt to deal with the usual flaws in the
argument for Markan Priority, for these have been adequately
dealt with by other writers. Instead, Riley works out an original
argument in which he shows how the thematic order of
Matthew cannot be derived from Mark, nor can that of Luke;
and he is then able to show that Mark is in fact derived mostly
from our Matthew and our Luke. His section concludes with a
refutation of G. M. Styler’s "key-passages” in favor of Markan
Priority.
In part two the historical testimonies are approached
scientifically, that is to say, in chronological order according to
the dates of the documents in which the evidence has come
down to us. Thus the vital Papias testimony is dealt with only
when the discussion reaches the fourth century witnesses. In
the course of this part the following points become clear: (I)
that the evidence for the apostolic origin of the Gospels is in
reality both consistent and cogent, despite the two or three
minor discrepancies, for which adequate explanations are
available; (2) that the late appearance (in mid-second century)
of the first direct written attestation of the authorship of the
Gospels is in itself no argument for disregarding its value; and
(3) that the "John the Presbyter" legend is a fabrication of
Eusebius on the basis of a single comment of Dionysius of
Alexandria. Thus the conclusions of part two support those of
part one.
Part three, however, will probably be the principal object of
critical concern. and understandably, in view of the
revolutionary yet conservative nature of the thesis proposed.
For here there is a great problem, since scholarly integrity
requires that a serious effort be made to see if the data of the
patristic tradition, now shown to be compatible with the critical
evidence, actually slot into the historical development of the
Primitive Church as portrayed in the Acts of the Apostles. In
fact they do. and part three shows that it makes excellent sense,
historically speaking, for our Greek Matthew to be the first
gospel and for our Luke to be the second, with Mark
chronologically in the third place. In fact, if Acts was written
and completed before Paul’s release from his Roman
confinement, it makes good sense to see Matthew as composed
for the primitive Jewish Christian Church described in Acts 1-
12. and Luke to have been written for Paul’s converts of Acts 13-
28. In other words, each Gospel reflects a well-defined stage in
the development of the Church, seen against the background of
the struggle between the Circumcision and the Non-
Circumcision parties. Peter and Paul being the two key figures."
(Foreword, X)
86. Orton, David E., ed. 1999. The Synoptic Problem and Q:
Selected Studies from Novum Testamentum. Leiden: Brill.
Preface VII; Places or Original Publication IX;
Stewart Petrie: "Q" Is Only What You Make It 1; R. L. Lindsey:
A Modified Two-Document Theory or the Synoptic Dependence
and Independence 7; Stefan Porúbcan: Form Criticism and the
Synoptic Problem 32; A.M. Honoré: A Statistical Study of the
Synoptic Problem 70; Alfred Jepsen: Ammerkungen eines
Aussenseiters zum Synoptkerproblem 123; John J. O'Rourke:
Some Observations on the Synoptic Problem and the Use of
Statistical Procedure 132; Petros Vassiliadis: The Nature and
Extent of the Q-Document 138; Gordon D. Fee: A Text-Critical
Look at the Synoptic Problem 163; C. M. Tuckett: The
Beatitudes: A Source-Critical Study. With a Reply by M. D.
Goulder 180; Ronald V. Huggins: Matthean Posteriority: A
Preliminary Proposal 204; Sharon L. Mattila: A Problem Still
Clouded: Yet Again - Statistics and "Q" 226; Adelbert Denaux:
Criteria for Identifying Q-Passages 243; Index of Authors 269;
Index of Biblical References 273.
87. Osborne, Grant R., and Williams, Matthew C. 2002. "The Case
for the Markan Priority View of Gospel Origins: The
Two-/Four-Source View." In Three Views on the Origins of the
Synoptic Gospels, edited by Thomas, Robert L., 19-96. Grand
Rapids (MI): Kregel
88. ———. 2002. "Markan Priority Response." In Three Views on
the Origins of the Synoptic Gospels, edited by Thomas, Robert
L., 198-209. Grand Rapids (MI): Kregel
89. Outler, Albert C. 1983. "Canon Criticism and the Gospel of
Mark." In New Synoptic Studies: The Cambridge Gospel
Conference and Beyond, edited by Farmer, William R., 233-
243. Macon: Mercer University Press.
90. Paffenroth, Kim. 1997. The Story of Jesus According to L.
Sheffield: Sheffield Academic Press.
91. Palmer, N. H. 1985. "Lachmann’s Argument." In The Two-
Source Hypothesis: A Critical Appraisal, edited by Bellinzoni
Jr., Arthur J., 119-131. Macon: Mercer University Press.
Reprint of "Lachmann’s Argument", New Testament Studies,
13, 1966-67,pp. 368-378.
92. Pardee, Cambry. 2019. Scribal Harmonization in the Synoptic
Gospels. Leiden: Brill.
93. Parker, Pierson. 1953. The Gospel Before Mark. Chicago:
Chicago University Press.
94. ———. 1981. "A Second Look at The Gospel Before Mark."
Journal of Biblical Literature no. 100:389-413.
"The late, great Burton Scott Easton was once heard to say that
his idea of heaven was a group of competent scholars, sitting
about a table through eternity, discussing the synoptic problem.
I hope we may infer, not that it will take eternity to solve the
problem, rather, that something very like heaven are occasions
such as the one that brought forth the present essay. At its 1979
meeting, the SBL [Society of Biblical Literature] Group on the
Relationships of the Gospels held a panel discussion. The topics
were (a) my old book, The Gospel Before Mark, and (b) a
statement from me that had appeared in Seminar Papers Vol. 1.
The assignment for the latter was to indicate where my own
thinking about the synoptic problem had changed in the past
quarter-century and, every whit as important, where it had not.
The present article has been revised in the light of comments
from the panelists3 and from the JBL editorial board." (p. 389,
notes omitted)
95. ———. 1983. "The Posteriority of Mark." In New Synoptic
Studies: The Cambridge Gospel Conference and Beyond,
edited by Farmer, William R., 67-142. Macon: Mercer
University Press.
96. ———. 1985. "The Second Gospel Is Secondary." In The Two-
Source Hypothesis: A Critical Appraisal, edited by Bellinzoni
Jr., Arthur J., 205-217. Macon: Mercer University Press.
Reprint from "A Second Look to the Gospel Before Mark",
Journal of Biblical Literature, 100, 1981, pp. 395-405.
97. Patterson, Stephen J. 1993. "Wisdom in Q and Thomas." In In
Search of Wisdom: Essays in Honor of John G. Gammie,
edited by Perdue, Leo G., 187-221. Louisville:
Westminster/John Knox Press.
Reprinted in: S. Patterson, The Gospel of Thomas and
Christian Origins: Essays on the Fifth Gospel, Leiden: Brill
2013, pp. 141-174.
98. ———. 2011. "The Gospel of (Judas) Thomas and the Synoptic
Problem." In New Studies in the Synoptic Problem. Oxford
Conference, April 2008: Essays in Honour of Christopher M.
Tuckett edited by Foster, Paul, Gregory, Andrew F.,
Kloppenborg, John S. and Verheyden, Joseph, 783-808.
Leuven: Leuven University Press / Peeters.
Reprinted in: S. Patterson, The Gospel of Thomas and
Christian Origins: Essays on the Fifth Gospel, Leiden: Brill
2013, pp. 93-118.
99. ———. 2014. "Twice More—Thomas and the Synoptics: A Reply
to Simon Gathercole, The Composition of the Gospel of
Thomas, and Mark Goodacre, Thomas and the Gospels."
Journal for the Study of the New Testament no. 36:251-261.
Abstract: "Whereas the recent studies by Mark Goodacre and
Simon Gathercole focus on sayings in the Gospel of Thomas
which have close Synoptic parallels, this review article
highlights the historical and theological questions raised by a
late rather than early Thomas.
Furthermore, the review argues that too much credit is given to
scanty or ambiguous evidence for Synoptic dependence
(Gathercole), and that several cases of verbatim agreement
between Thomas and the Synoptic Gospels (Goodacre) are
brief, formulaic
sayings which might in fact indicate familiarity with Q. Drawing
on the modern analogy of how jokes circulate, ‘diagnostic
shards’ (Goodacre) of shared words and phrases do not
necessarily brand the author of Thomas as a plagiarist, but
point in all likelihood to the author’s reliance on common oral
tradition. Thomas also draws on numerous other, Synoptic-like
traditions that are clearly independent of the canonical
Gospels."
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Synoptic Problem: Bibliography of
the main studies in English from
1964 (Pea - Row)
Studies on the Synoptic Problem
1. Peabody, David Barrett. 1978. "A Pre-Markan Prophetic
Sayings Tradition and the Synoptic Problem." Journal of
Biblical Literature no. 97:391-408.
2. ———. 1983. "The Late Secondary Redaction of Mark's Gospel
and the Griesbach Hypothesis: a Response to Helmut Koester."
In Colloquy on New Testament Studies: A Time for
Reappraisal and Fresh Approaches, edited by Corley, Bruce,
87-132. Macon GA: Mercer University Press.
3. Peabody, David Barett. 1983. "Augustine and the Augustinian
Hypothesis: A Reexamination of Augustine’s Thought in De
consensu evangelistarum." In New Synoptic Studies: The
Cambridge Gospel Conference and Beyond, edited by Farmer,
William R., 37-64. Macon: Mercer University Press.
4. Peabody, David Barrett. 1987. Mark as Composer. Macon, GA:
Mercer University Press.
5. ———. 1987. "Chapters in the History of the Linguistic
Argument for Solving the Synoptic Problem: The Nineteenth
Century in Context." In Jesus, the Gospels, and the Church.
Essays in Honor of William R. Farmer, edited by Sanders, Ed
Parish, 47-68. Macon GA: Mercer University Press.
6. ———. 1990. "Response to the Multi-Stage Hypothesis." In The
Interrelations of the Gospels. A Symposium led by M.-E.
Boismard - W.R. Farmer - F. Neirynck, Jerusalem 1984, edited
by Dungan, David L., 217-230. Leuven: Leuven University Press
/ Peeters.
7. ———. 1995. "H. J. Holtzmann and his European Colleagues:
Aspects of the Nineteenth-Century European Discussion of
Gospel Origins." In Biblical Studies and the Shifting of
Paradigms, 1850-1914, edited by Reventlow, Henning Graf and
Farmer, William, 50-131. Sheffield: Sheffeild Academic Press.
"I first became aware that studies by members of the so-called
Strasbourg school might have importance for understanding
the history of a paradigm shift that took place in Europe in the
middle of the nineteenth
century when I read an early version of an English translation
of a Dutch doctoral dissertation. The paradigm shift to which I
refer was the shift from the Griesbach explanation of gospel
origins to the theory
of Markan Priority. The dissertation was that by Hajo Uden
Meijboom entitled History and Criticism of the Markan
Hypothesis which was defended at Groningen, in the
Netherlands, on Thursday, 27 September
1866, at noon. The English translation was being prepared
already in the early 1980s by John J. Kiwiet of the
Southwestern Baptist Theological Seminary in Forth Worth,
Texas, It was published by Mercer University Press in 1993,
after more than ten years of work.
I have chosen to begin this paper with an overview of
Meijboom's dissertation and then to move to a closer
examination of one chapter within it, namely, Meijboom's
analysis of the development of the
Markan Hypothesis in France. The central section of my paper
consists of a series of biographical sketches of Timothee Colani
(1824-1888), Eduard Reuss (1804-1891), Edmond Scherer
(1815-1889), Albert
Reville (1826-1906) and Michel Nicolas (1810-1886), all
members of the Strasbourg school." (pp. 5051, notes omitted)
8. ———. 1998. "Luke's Sequential Use of the Sayings of Jesus
from Matthew's Great Discourses: A Chapter in the Source-
Critical Analysis of Luke on the Two-Gospel (Neo-Griesbach)
Hypothesis." In Literary studies in Luke-Acts: essays in honor
of Joseph B. Tyson, edited by Phillips, Thomas E., 37-58.
Macon, GA: Mercer University Press.
9. ———. 2011. "Reading Mark from the Perspectives of Different
Synoptic Source Hypotheses. Historical, Redactional and
Theological Implications." In New Studies in the Synoptic
Problem. Oxford Conference, April 2008: Essays in Honour of
Christopher M. Tuckett edited by Foster, P., Gregory, A.,
Kloppenborg, John S. and Verheyden, Joseph, 159-185.
Leuven: Peeters.
10. ———. 2016. "The Two Gospel Hypothesis." In The Synoptic
Problem: Four Views, edited by Porter, Stanley E. and Dyer,
Bryan R., 67-111. Grand Rapids, MI: Baker Academic.
11. ———. 2016. "Two Gospel Hypothesis Response." In The
Synoptic Problem: Four Views, edited by Porter, Stanley E. and
Dyer, Bryan R., 139-150. Grand Rapids, MI: Baker Academic.
12. Peabody, David Barrett, Cope, Lamar, and McNicol, Allan J.,
eds. 2002. One Gospel From Two: Mark's Use of Matthew and
Luke. Harrisburg: Trinity Press International.
"Also by the early 1980s, many of us had rejected the name
“Griesbach” as a label for our hypothesis and had come to call
our source theory “the Two Gospel hypothesis” for several
reasons. First, it brought the name of our theory into an
intended contrast and tension with the dominant view among
experts at that time, the Two Document or Two Source
hypothesis (the priority of the two documents/sources, Mark
and “Q,” followed by the mutual, but independent, use of these
sources by Matthew and Luke)." (Preface, XII)
"In the conclusion to our volume, Beyond the Q Impasse:
Luke’s Use of Matthew, we stated that we had provided a
plausible account of the composition of Luke on the
assumption that canonical Matthew was his main source. As far
as we knew, it was an entirely new contribution to the field of
Lukan Studies. Such an analysis of Luke was never attempted
by Griesbach or any of his followers in the nineteenth century.
In the conclusion, we stated that our next step would be to
provide a pericope-by-pericope compositional analysis of the
Gospel of Mark showing that a plausible account could be given
of it, assuming that it was written after and on the basis of
Matthew and Luke. After some forty years of painstaking
research, going back beyond William R. Farmer’s ground-
breaking book, The Synoptic Problem: A Critical Analysis, and
after several preliminary attempts. we now present One Gospel
from Two: Mark's Use of Matthew and Luke, the necessary
complement to Beyond the Q Impasse, to our peers and
colleagues for their consideration and critical response.
In the following detailed compositional analysis, we do not
posit the existence of lost versions of Mark (such as UrMarkus.
Secret Mark or Deutero Markus), or lost recensions either of
Luke (e.g., ProtoLuke) or of Matthew (Aramaic Matthew) to
help make sense out of the text of Mark. The number of such
hypothetical sources continues to grow in the scholarly
literature on the Synoptic Problem for one fundamental reason:
to defend the idea that Mark was written first. That task,
however, in our view, is unnecessary. As we seek to
demonstrate in this volume, Mark’s secondary character vis-à-
vis Matthew and Luke can be demonstrated at many different
levels and in many different ways." (Introduction, XV)
13. Perkins, Pheme. 2007. Introduction to the Synoptic Gospels.
Grand Rapids (MI) Eerdmans.
Chapter 3. The Quest for Sources. From a Synopsys:
Comparting the Synoptic Gospels; From Q and the Gopsel of
Thomas to Sayings Gospels; Q: Is It a Gospel?; Strata in Q; The
Community Responsible for Q.
14. Perrin, Nicholas. 2004. "Introduction: Reasons for Questioning
Q." In Questioning Q: A Multidimensional Critique, edited by
Goodacre, Mark S. and Perrin, Nicholas, 1-12. Downers Grove:
InterVarsity Press.
15. ———. 2004. "The Limits of a Reconstructed Q." In
Questioning Q: A Multidimensional Critique, edited by
Goodacre, Mark S. and Perrin, Nicholas, 71-88. Downers
Grove: InterVarsity Press.
16. ———. 2004. "Some Implications of Dispensing with Q." In
Questioning Q: A Multidimensional Critique, edited by
Goodacre, Mark S. and Perrin, Nicholas, 165-173. Downers
Grove: InterVarsity Press.
17. Peterson, Jeffrey. 2004. "Order in the Double Tradition and the
Existence of Q." In Questioning Q: A Multidimensional
Critique, edited by Goodacre, Mark S. and Perrin, Nicholas, 28-
42. Downers Grove: InterVarsity Press.
18. Petrie, C. Stewart. 1943. "The Proto-Luke Hypothesis." The
Expository Times no. 54:175-177.
19. ———. 1943. "The Proto-Luke Hypothesis: A Rejoinder." The
Expository Times no. 54:219-222.
20. ———. 1959. ""Q" Is Only What You Make It." Novum
Testamentum no. 3:28-33.
Reprinted in: David E. Orton (ed.), The Synoptic Problem and
Q: Selected Studies from Novum Testamentum, Leiden: Brill,
1999, pp. 1-6.
21. Petterson, Jeffrey. 2015. "Matthew's Ending and the Genesis of
Luke-Acts: The Farrer Hypothesis and the Birth of Christian
History." In Marcan Priority Without Q: Explorations in the
Farrer Hypothesis, edited by Poirier, John C. and Peterson,
Jeffrey, 140-159. London: T & T Clark.
"The present study is offered primarily to illustrate the
exegetical results made available by holding to Marcan priority
along with Luke's knowledge of both Mark and Matthew. I shall
suggest that adopting this as one's working model for exegesis
affords a more plausible account of Luke's decision to compose,
as a companion piece to his protos logos surveying Jesus' life
and ministry, a deuteros logos covering the ministry and travels
of the disciples through the succeeding generation, tracing the
progress of the word of God from Jesus' first Jewish followers
in Judea through Samaria to Gentile lands and peoples, toward
the ends of the earth (Acts 1.1-2, 8).(3)" (p. 141)
(3) 'Luke' is used here for the author of the third gospel and
Acts, but nothing crucial to the argument depends on his
traditional identification as the missionary associate of Paul,
nor on a first-century date of composition for Luke or Acts.
22. Piper, Roland Allen. 1982. "Matthew 7,7-11 par. Lk 11,9-13:
Evidence of Design and Argument in the Collection of Jesus’
Sayings." In Logia. Les paroles de Jésus. The Sayings of Jesus:
Mémorial Joseph Coppens, edited by Delobel, Joël, 411-418.
Leuven: Peeters.
Reprinted in: John S. Kloppenborg (ed.), The Shape of Q:
Signal Essays on the Sayings Gospel, Edited by Minneapolis,
MN: Augsburg Fortress, 1994, pp. 131-137.
23. ———, ed. 1995. The Gospel Behind the Gospels: Current
Studies on Q. Leiden: Brill.
Contents: Ronald A. Piper: Preface IX; Abbreviations: XI;
Ronald A. Piper: In Quest of Q: The Direction of Q Studies; 1;
Christopher M. Tuckett: The Existence of Q 19; Frans Neirynck:
The Minor Agreements and Q 49; S.J. Jan Lambrecht: The
Great Commandment Pericope and Q 73; Dieter Lührmann: Q:
Sayings of Jesus or Logia? 97; C.S.J. Wendy Cotter: Prestige,
Protection and Promise: A Proposal for the Apologetics of Q
117; Migaku Sato: Wisdom Statements in the Sphere of
Prophecy 139; Paul Hoffmann: The Redaction of Q and the Son
of Man: A Preliminary Sketch 159; Leif E. Vaage: Q and
Cynicism: On Comparison and Social Identity 199; Risto Uro:
John the Baptist and the Jesus Movement: What Does Q Tell
Us? 231; James M. Robinson: The Jesus of Q as Liberation
Theologian 259; John S. Kloppenborg: Jesus and the Parables
of Jesus in Q 275; Bradley H. McLean: On the Gospel of
Thomas and Q 321; Luise Schottroff: Itinerant Prophetesses: A
Feminist Analysis of the Sayings Source Q 347; Arland D.
Jacobson: Divided Families and Christian Origins 361; Index to
Modern Authors: 381; Index to Ancient Sources: Pages: 389-
412.
24. Poirier, John C. 2004. "Memory, Written Sources, and the
Synoptic Problem: A Response to Robert K. McIver and Marie
Carroll." Journal of Biblical Literature no. 123:315-322.
25. ———. 2004. "The Q Hypothesis and the Role of Pre-Synoptic
Sources in Nineteenth-Century Scholarship." In Questioning Q:
A Multidimensional Critique, edited by Goodacre, Mark S. and
Perrin, Nicholas, 13-27. Downers Grove: InterVarsity Press.
26. ———. 2008. "Statistical Studies of the Verbal Agreements and
their Impact on the Synoptic Problem." Currents in Biblical
Research no. 71:68-123.
27. ———. 2009. "The Synoptic Problem and the Field of New
Testament Introduction." Journal for the Study of the New
Testament no. 32:179-190.
Abstract: "The synoptic problem is an important and visible
subfield within NT studies, yet, for some reason, almost every
NT Introduction written in the past forty or so years has passed
on a defective understanding of that subfield. Two problems in
particular
plague these NT Introductions: (1) their discussions of the
synoptic problem tend to rely on a logical argument disproven
almost sixty years ago, and (2) they tend to misrepresent the
current state of the question by marginalizing the Farrer
hypothesis, which today is the Two-Source Theory’s leading
competitor."
28. ———. 2011. "The Composition of Luke in Source-Critical
Perspective." In New Studies in the Synoptic Problem. Oxford
Conference, April 2008: Essays in Honour of Christopher M.
Tuckett edited by Foster, Paul, Gregory, Andrew F.,
Kloppenborg, John S. and Verheyden, Joseph, 209-226.
Leuven: Leuven University Press / Peeters.
29. ———. 2012. "The Roll, the Codex, the Wax Tablet and the
Synoptic Problem." Journal for the Study of the New
Testament no. 35:3-30.
30. ———. 2015. "Delbert Burkett's Defense of Q." In Marcan
Priority Without Q: Explorations in the Farrer Hypothesis,
edited by Poirier, John C. and Peterson, Jeffrey, 191-225.
London: T & T Clark.
"Delbert Burkett's second volume of Rethinking the Gospel
Sources (2009) opens with one of the most robust defenses of
Q yet to address the Farrer hypothesis ( = FH). Burkett
understands that the existence of Q
depends in some measure on the unlikelihood that Luke used
Matthew.
He notes that not only does the FH hold to Luke's use of
Matthew, but so also do the Three-Document hypothesis (of
Gundry et al.), the Augustinian hypothesis, and the Griesbach
hypothesis. He seems to think
that, as far as Q goes, a critique of any one of these theories
might suffice, and he settles on the FH, perhaps due to its
recent successes. His critique of the FH is hard-hitting on some
points, and his understanding
of the main source-critical issues is on all points exceptional."
(p. 191)
(...)
"Thus the reader is made to think that, when Farrerians are
said to begin from a deficit, it is as though they failed to qualify
for the front row of the racing formation - that is, that they have
to begin the race several rows back - while the 2DH and the
'Burkett' hypothesis somehow get to begin at the front of the
pack. This in fact misrepresents the macro perspective with
which one must judge the main advantages of one source
theory over another. F arrerians accept the challenge of
explaining how Luke worked with Matthew, because they find it
easier and more believable than explaining how, on the 2DH,
the minor agreements
arose. Proponents of the 2DH, on the other hand, are convinced
that the opposite is the case. Progress is best made, of course,
by those who appreciate the straitening aspects of their own
source theories as
fully as they recognize them in an opposing view." (pp. 224-
225)
31. ———. 2015. "Introduction: Why the Farrer Hypothesis? Why
Now?" In Marcan Priority Without Q: Explorations in the
Farrer Hypothesis, edited by Poirier, John C. and Peterson,
Jeffrey, 1-15. London: T & T Clark.
"The reigning source theory in synoptic studies is the Two-
Document hypothesis (= 2DH), which consists of two main
tenets: (1) Matthew and Luke both used Mark as a source, and
(2) they did so independently,
which necessitates the postulation of an otherwise unattested
source, which scholars call 'Q'. The present book features
original essays written from the perspective of a competing
source theory - the Farrer
hypothesis (= FH) -which agrees with tenet (1) of the 2DH, but
which holds, in place of (2), that Luke knew Matthew's gospel
(obviating the need for Q). " (p. 1, note omitted)
(...)
"The PH has an easier time in 2015 than it did in (say) 1975.
Why is this the case? It would be difficult to name a point at
which the PH became (as it now is) the 2DH's leading
challenger, and it would be even
more difficult to account for all the reasons for this
development.
(...)
There are at least four such developments: (1) increased
awareness of the evangelists as writers and reshapers of
tradition rather than as strict (scissors-and-paste) compilers,
(2) wider acceptance of the view that
Luke wrote in response to other gospel writers, (3) increased
awareness of Luke's literary ability, and (4) wider acceptance of
a late date for Luke. These points, of course, do not tell the
whole story, particularly as
the PH's newfound respect is also owed in large part to the
efforts of some of its more able defenders. Nevertheless, it
appears that scholarship in general has become much more
accepting of the PH's major
facilitating adjuncts - viz. the ideas that help it make sense
within the reality of the NT world - and that this is at least
partly responsible for the PH's recent fortunes." (p. 2, two notes
omitted)
32. Poirier, John C., and Peterson, Jeffrey, eds. 2015. Marcan
Priority Without Q: Explorations in the Farrer Hypothesis.
London: T & T Clark.
Contents: List of Contributors IX; Acknowledgments XI;
Abbreviations XIII; Introduction: John C. Poirier: Why the
Farrer Hypothesis? Why Now? 1; Chapter 1. Eric Eve: The Devil
in the Detail: Exorcising Q from the Beelzebul controversy 16;
Chapter 2. Stephen C. Carlson: Problems with the Non-
Aversion Principle for Reconstructing Q 44; Chapter 3. Heather
M. Gorman: Crank or Creative genius? How Ancient Rhetoric
Makes Sense of Luke's Order 62; Chapter 4. Mark Goodacre:
Too Good To Be Q: High Verbatim Agreement i the Double
Tradition 82; Chapter 5. Ken Olson: Luke 11.2-4: The Lord's
Prayer (Abridged Edition) 101; Chapter 6. Andris Abakuks: A
Statistical Time Series Approach to the Use of Mark by
Matthew and Luke 119; Chapter 7. Jeffrey Peterson: Matthew's
Ending and the Genesis of Luke-Acts: The Farrer Hypotheses
and the Birth of Christian History 140; Chapter 8. David
Landry: Reconsidering the Date of Luke in Light of the Farrer
Hypothesis 160; Chapter 9. John C. Poirier: Delbert Burkett's
Defense of Q 191; Chapter 10. John S. Kloppenborg: The
Farrer/Mark Without Q Hypothesis: A Response 226;
Bibliography 245; Index of References 260; Index of Authors
269.
33. Porter, Stanley E. 2016. "The Synoptic Problem: The state of
the question." Journal of Greco-Roman Christianity and
Judaism no. 12:73-98.
34. ———. 2016. "The Legacy of B. F. Westcott and Oral Gospel
Tradition." In Earliest Christianity within the Boundaries of
Judaism: Essays in Honor of Bruce Chilton, edited by Avery-
Peck, Alan ., Evans, Craig A. and Neusner, Jacob, 326-345.
Leiden: Brill.
"Brooke Foss Westcott (1825–1901), one of the so-called
Cambridge triumvirate along with J.B. Lightfoot (1828–1889)
and F.J.A. Hort (1828–1892), was a truly outstanding New
Testament scholar of the nineteenth century, certainly in
Britain." (p. 326)
(...)
"One of the least well known of Westcott’s works began as an
essay that he wrote when he was twenty-five years old, entitled
“On the Alleged Historical Contradictions of the Gospels.”(5)
This prize-winning essay (one of several prizes Westcott won on
the basis of his academic prowess) was expanded into his first
book, The Elements of the Gospel Harmony,(6) and then
further expanded and subsequently titled An Introduction to
the Study of the Gospels, which went through eight editions.(7)
This is the volume with which I am concerned here. I wish to
return to Westcott’s theory of the origins of the Gospels,
examine the
response to his work in recent scholarship, and then propose
some explanations for this response." (p. 327)
(5) This essay won the Norris prize for 1850 in the University of
Cambridge. See C.D., “The Harmony of the Gospels,” in The
Journal of Sacred Literature 3 (1853), pp. 60–86, here 65.
(6) B.F. Westcott, The Elements of the Gospel Harmony
(Cambridge: Macmillan, 1851).
(7) B.F. Westcott, An Introduction to the Study of the Gospels
(London: Macmillan, 1860; 8th ed., 1896).
35. Porter, Stanley E., and Dyer, Bryan R., eds. 2016. The Synoptic
Problem: Four Views. Grand Rapids, MI: Baker Academic.
Contents: Preface VII; Abbreviations IX; Stanley E. Porter and
Bryan R. Dyer: 1. The Synoptic Problem: An Introduction to Its
Key Terms, Concepts, Figures, and Hypotheses 1; Craig A.
Evans: 2. The Two Source Hypothesis 27; Mark Goodacre: 3.
The Farrer Hypothesis 47; David Barrett Peabody: 4. The Two
Gospel Hypothesis 67; 5. Rainer Riesner: The Orality and
Memory Hypothesis 89; Craig A. Evans: 6. Two Source
Hypothesis Response 113; Mark Goodacre: 7. Farrer Hypothesis
Response 127; David Barrett Peabody: 8. Two Gospel
Hypothesis Response 139; Rainer Riesner: 9. Orality and
Memory Hypothesis Response 151; Stanley E. Porter and Bryan
R. Dyer: 10. What Have We Learned regarding the Synoptic
Problem, and What Do We Still Need to Learn? 165; Glossary
179; List of Contributors 181; Index of Authors and Subjects
183; Index of Scripture and Other Ancient Sources 187-194.
36. ———. 2016. "The Synoptic Problem: An Introduction to Its Key
Terms, Concepts, Figures, and Hypotheses." In The Synoptic
Problem: Four Views, edited by Porter, Stanley E. and Dyer,
Bryan R., 1-26. Grand Rapids, MI: Baker Academic.
37. ———. 2016. "What Have We Learned regardint the Synoptic
Problem, and What Do We Still Need to Learn?" In The
Synoptic Problem: Four Views, edited by Porter, Stanley E. and
Dyer, Bryan R., 165-178. Grand Rapids, MI: Baker Academic.
38. Porúbcan, Stefan. 1964. "Form Criticism and the Synoptic
Problem." Novum Testamentum no. 7:81-118.
Reprinted in: David E. Orton (ed.), The Synoptic Problem and
Q: Selected Studies from Novum Testamentum, Leiden: Brill,
1999, pp. 32-69.
39. Powell, Evan. 2006. The Myth of the Lost Gospel. La Vegas:
Symposium Press.
40. Powers, B. Ward. 2010. The Progressive Publication of
Matthew: An Explanation of the Writing of the Synoptic
Gospels. Nashville: B & H Academic.
41. Price, Ron. 2001. "A Three Source Theory for the Synoptic
Problem." Journal of Biblical Studies no. 1:1-9.
Abstract: "This paper posits that Luke used three written
sources: Mark's gospel, an early sayings source and
subsidiarily, Matthew's gospel. Evidence is provided for Luke's
knowledge of Matthew's gospel, and for the incongruity of Q as
normally delineated. Some of the pericopae usually assigned to
Q are shown to have typical Matthean features and so to be
unlikely to have originated in the sayings source. Instead it is
suggested that Luke derived these pericopae directly from
Matthew's gospel. This Three Source Theory is shown to
combine the best features of the Farrer-Goulder Theory and the
prevailing Two Source Theory."
42. Ra, Yoseop. 2016. Q, the First Writing about Jesus. Eugene,
OR: Wipf and Stock.
43. Reicke, Bo. 1978. "Griesbach's Answer to the Synoptic
Question." In J. J. Griesbach: Synoptic and Text-Critical
Studies, 1776-1976, edited by Orchard, Bernard and Longstaff,
Thomas R. W., 50-67. Cambridge: Cambridge University Press.
"Johann Jakob Griesbach (1745-1812) was active in Halle when
he published his epoch-making Synopsis of 1774 which
appeared separately in 1776. This instrument enabled him to
apply himself to an exhaustive study of the literary
relationships among the Gospels of Matthew, Mark and Luke.
He later moved to Jena, and in 1783 gave scholars of Germany
a hint of his Synoptic Theory.(1) In 1789-90 this was fully
elaborated and published under the title of Commentatio(2) in
1794 the study was republished with supplements.(3) Similar
theories had been put forward in Great Britain by Henry Owen
in 1764 and in Germany by Anton Friedrich Büsching in 1766;
but Griesbach mentioned neither of these.(4)" (p. 50)
(1) J. J. Griesbach, Fontes unde evangelistae suas de
resurectione Domini narrationes hauserint: Paschatos
solemnia... (Jena, 1783); reprinted in J. J. Griesbach, Opuscula
academica, ed. J. Ph. Gabler, vol. II (Jena, 1825),
pp. 241-56 (quotations below are from this edition).
(2) Idem, Commentatio qua Marci evangelium totum e
Matthaei et Lucae commentariis decerptum esse monstratur
(Jena, 1789-90).
(3) Idem, Commentatio (n. 2 ) . . . locupletata: J. C. Velthusen
et al (eds.), Commentationes Theologicae, vol. I (Leipzig, 1794),
pp. 360-434; reprinted in Griesbach, Opuscula (n. 1), pp. 358-
425 (quotations below
are from this edition).
(4) H. Owen, Observations on the Four Gospels (London,
1764), p. 32: Matthew-Luke-Mark; A. F. Büsching, Die vier
Evangelisten mit ihren eigenen Worten zusammengesetzt und
mit Erklärungen versehen (Hamburg,
1766), pp. 99,108,118ff.: Luke-Matthew-Mark.
44. ———. 1983. "A Test of Synoptic Relationships: Matthew 10:17-
23 and 24:9-14 with Parallels." In New Synoptic Studies: The
Cambridge Gospel Conference and Beyond, edited by Farmer,
William R., 209-229. Macon: Mercer University Press.
45. ———. 1986. The Roots of the Synoptic Gospels. Philadelphia:
Fortress Press.
46. ———. 1987. "From Strauss to Holtzmann and Meijboom:
Synoptic Theories Advanced during the Consolidation of
Germany, 1830-70." Novum Testamentum no. 29:1-21.
Abstract: "The discussion of the synoptic problem, which had
been promoted by Griesbach's publication of a Greek synopsis
in A.D. 1774, was largely intensified among German Protestants
during the years 1830-70. It was a period of academic
liberalism, historical positivism, national enthusiasm, and
political consolidation. During these years German theologians
produced critical and challenging studies of the synoptic
question with an enormous assiduity. Their contributions
gained wide importance for later generations occupied with the
synoptic Gospels, and the circumstances under which the
German discussion took place is therefore of interest."
47. ———. 1990. "The History of the Synoptic Discussion." In The
Interrelations of the Gospels. A Symposium led by M.-E.
Boismard - W.R. Farmer - F. Neirynck, Jerusalem 1984, edited
by Dungan, David L., 291-316. Leuven: Leuven University
Press.
48. Reicke, Bo, and Peabody, David B. . 1999. "Synoptic Problem."
In Dictionary of Biblical Interpretation: Volume 2, edited by
Hayes, John H., 517-524. Nashville: Abingdon.
49. Reid, Duncan Graham. 2011. "Miracle Stories and the Synoptic
Problem." In New Studies in the Synoptic Problem. Oxford
Conference, April 2008: Essays in Honour of Christopher M.
Tuckett edited by Foster, Paul, Gregory, Andrew F.,
Kloppenborg, John S. and Verheyden, Joseph, 299-319.
Leuven: Leuven University Press / Peeters.
50. ———. 2016. Miracle Tradition, Rhetoric, and the Synoptic
Problem. Leuven: Peeters.
51. ———. 2016. "Gospel Openings and the Synoptic Problem." In
Scribal Practices and Social Structures among Jesus
Adherents: Essays in Honour of John S. Kloppenborg, edited
by Arnal, William E., Ascough, Richard S., Derrenbacker, Jr.,
Robert A. and Harland, Philip A., 281-307. Leuven: Peeters.
52. Riesner, Rainer. 2012. "Martin Hengel's Quest for Jesus and
the Synoptic Question." In Earliest Christian History, History,
Literature, and Theology. Essays from the Tyndale Fellowship
in Honor of Martin Hengel, edited by Bird, Michael F. and
Maston, Jason, 171-190. Tübingen: Mohr Siebeck.
53. ———. 2016. "The Orality and Memory Hypothesis." In The
Synoptic Problem: Four Views, edited by Porter, Stanley E. and
Dyer, Bryan R., 89-112. Grand Rapids, MI: Baker Academic.
54. ———. 2016. " Orality and Memory Hypothesis Response." In
The Synoptic Problem: Four Views, edited by Porter, Stanley E.
and Dyer, Bryan R., 151-164. Grand Rapids, MI: Baker
Academic.
55. Riley, Harold. 1989. The Making of Mark: An Exploration.
Macon, GA: Mercer University Press.
56. ———. 1992. The First Gospel. Macon GA: Merce University
Press.
57. Rist, John M. 1978. On the Independence of Matthew and
Mark. Cambridge: Cambridge University Press.
58. Robbins, C. Michael. 2007. The Testing of Jesus in Q. Frankfurt
am Main: Peter Lang.
59. Robinson, John Arthur Thomas. 1975. "The Parable of the
Wicked Husbandmen: A Test of Synoptic Relationships." New
Testament Studies no. 21:443-461.
60. Robinson, James M. 1971. "LOGOI SOPHON: On the Gattung
of Q." In Trajectories through Early Christianity, edited by
Robinson, James M. and Koester, Helmut, 71-113. Philadelphia:
Fortress Press.
61. ———. 1999. "A Written Greek Sayings Cluster Older than Q: A
Vestige." The Harvard Theological Review no. 92:61-77.
"By way of conclusion, let me draw two inferences from this
little study that point the way for biblical scholarship of the
next century: First, the flood of new source material from early
Christianity that has emerged over the last half century not only
provides its own new information about early Christianity, but
also provides material for understanding better the traditional
source material, the New Testament itself. A scribal error in
Matthew and Luke, because it was already in Q, has corrupted
the text of one of the oldest small sayings collections in the New
Testament, containing material that has usually rightly been
ascribed to Jesus himself. Now a noncanonical gospel fragment
of the early third century and an erased text of Matt 6:28 from
the fourth century produce the text as it was prior to the scribal
error, and containing other traits of primitiveness. The canon
has always been seen as the official norm for the noncanonical
material, but in this case it is the noncanonical material that
corrects the very wording of the canon itself and may well be
nearer to what Jesus actually said.
Second, already as early as Q, a spiritualizing trend away from
the basic necessities of life was creeping into the Jesus tradition
in such a way that food and clothing were held to be less
important to God than the soul and body they nourish. What
Jesus himself had probably wanted to say was to trust God
precisely for the physical necessities of life, such as food and
clothing. That may not have sounded religious enough for the
early church or for much spirituality even today. Yet since God
acts through people, what Jesus would seem to have said
amounts in our time to a call for social responsibility that,
though uncomfortable for much of the established church, may
point the direction for the survival of a relevant Christianity in
the century to come." (p. 74)
62. ———. 2005. The Sayings Gospel Q: Collected Essays. Leuven:
Leuven University Press / Peeters.
Edited by Christoph Heil and Joseph Verheyden.
63. ———. 2016. "The Matthean Trajectory from Q to Mark." In
Ancient and Modern Perspectives on the Bible and Culture:
Essays in Honor of Hans Dieter Betz, edited by Collins, Adela
Yarbro, 122-154. Atlanta: Scholars Press.
64. Robinson, James M., Hoffman, Paul, and Kloppenborg, John S.
2002. The Sayings Gospel Q in Greek and English: with
Parallels from the Gospels of Mark and Thomas. Minneapolis:
Fortress Press.
65. Robinson, James M., Hoffmann, Paul, and Kloppenborg, John
S., eds. 2000. The Critical Edition of Q. Leuven: Peeters.
Synopsis including the Gospels of Matthew and Luke, Mark and
Thomas with English, German, and French Translations of Q
and Thomas.
Contents: Q Texts in Matthean Order IX; Frank Moore Cross
and Helmut Koester: Foreword Xlll; James M. Robinson, Paul
Hoffmann, and John S. Kloppenborg : Preface XV;
Acknowledgements XVIl; James M. Robinson: History of Q
Research XIX; James M. Robinson: Technical Data LXXII--
CVII; The Critical Text of Q 2-561; John Kloppenborg:
Concordance of Q 563-581.
66. ———, eds. 2001. The Sayings Gospel Q in Greek and English
with parallels from the Gospels of Mark and Thomas Leuven:
Peeters.
Contents: Preface: 3; Acknowledgements: 4; Q Texts in
Matthean Order 5; Divergences for the Lukan Sequence 9;
James M. Robinson: Introduction 11; Sigla 73; The text of Q in
Greek and English 75; John S. Kloppenborg: Concordance:
Introduction 153; Concordance 156; Recommended Reading
175.
67. Rodriguez, Rafael. 2017. "Matthew as Performer, Tradent,
Scribe: A Review of Alan Kirk’s Q in Matthew." Journal for the
Study of the Historical Jesus no. 15:192-212.
68. Rollens, Sarah E. 2010. ""Why Do You Not Judge for
Yourselves What is Right?". A Consideration of the Synoptic
Relationship between Mt 5,25-26 and Lk 12,57-59."
Ephemerides Theologicae Lovanienses:449-469.
69. ———. 2011. "Does “Q” Have Any Representative Potential?"
Method and Theory in the Study of Religion no. 23:64-78.
Abstract: "This article examines mutually exclusive
reconstructions of the community “behind” Q. It argues this
state of affairs is a product of the implicit assumptions about
religion that each reconstruction takes for granted. Rather than
dismissing theoretical reflection on the category of religion as
irrelevant for their work, it is time for Q scholars to recognize
that presuppositions about “religion” fundamentally shapes
their understanding of the text’s representative potential."
70. ———. 2017. "Q in Matthew: A Review Essay." Journal for the
Study of the Historical Jesus no. 15:169-191.
"In Q in Matthew: Ancient Media, Memory, and Early Scribal
Transmissions of the Jesus Tradition, Alan Kirk presents the
culmination of a long-held interest in the Synoptic Problem
with a nearly as long-held interest in the role of memory in the
transmission of the Jesus tradition and the production of the
earliest texts. This book is a welcome intervention into synoptic
studies, for it brings fresh attention to ancient media practices,
the production and conditions of writing, and the influence of
memory. Understanding ancient media practices (and the
mountain of scholarship that informs the topic) is no easy task,
and to be honest, biblical scholars have been known to ignore
methodologies other than philology and history. Therefore, the
careful attention to these neglected topics in Q in Matthew is an
invaluable contribution to the field." (p. 169)
71. Rollston, Christopher A., ed. 2002. The Gospels According to
Michael Goulder: A North American Response. Harrisburg:
Trinity Press International.
Contents: Preface VII; Contributors IX; Abbreviations X; 1.
Michael D. Goulder Matthew's Gospel Round the Year 1; 2.
Bruce Chilton: Festivals and Lectionaries: Correspondence and
Distinctions 12; 3. John S. Kloppenborg Verbin: Goulder and
the New Paradigm: A Critical Appreciation of Michael Goulder
on the Synoptic Problem 29; 4. Robert A. Derrenbacker Jr.:
Greco-Roman Writing Practices and Luke's Gospel: Revisiting
"The Order of a Crank" 61; 5. Gary Gilbert: From Eschatology to
Imperialism: Mapping the Territory of Acts 2 84; 6. Alan
F.Segal: Transformation and Afterlife 111; 7. Krister Stendahl:
Personal Reflections on the Goulder Symposium: An Afterword
131; Appendix: Michael Goulder Responds 137; Index of
Ancient Texts 153; Index of Authors and Subjects 162-165.
72. Ropes, James Hardy. 1934. The Synoptic Gospels. Cambridge,
MA: Harvard University Press.
73. Rosché, Theodore R. 1985. "The Words of Jesus and the Future
of the “Q” Hypothesis." In The Two-Source Hypothesis: A
Critical Appraisal, edited by Bellinzoni Jr., Arthur J., 357-369.
Macon: Mercer University Press.
Reprint from Journal of Biblical Literature, 79, 1960, pp. 210-
220.
74. Rowland, Christopher. 2011. "Another Perspective on the
"Synoptic" Problem." In New Studies in the Synoptic Problem:
Oxford Conference, April 2008: Essays in Honour of
Christopher M. Tuckett edited by Foster, Paul, Gregory,
Andrew F., Kloppenborg, John S. and Verheyden, Joseph, 845-
853. Leuven: Peeters.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Synoptic Problem: Bibliography of
the main studies in English from
1964 (San - Tri)
Studies on the Synoptic Problem
1. Sanday, William. 1876. The Gospels in the Second Century.
London: Macmillan.
2. ———, ed. 1911. Studies in the Synoptic Problem By Members
of The University of Oxford Oxford: Clarendon Press.
Contents: Introductory VII;
I. William Sanday:
The Conditions under which the Gospels were written, in their
bearing upon some difficulties of the Synoptic Problem 3;
II. John C. Hawkins:
Three Limitations to St. Luke's Use of St. Mark's Gospel: 29
1. The Disuse of the Marcan Source in St. Luke ix. 51-xviii. 14
2. The Great Omission by St. Luke of the Matter contained in
St. Mark vi. 45-viii. 16
3. St. Luke's Passion-Narrative considere with reference to the
Synoptic Probiem;
III. Probabilities as to the so-called Double Tradition of St.
Matthew and St. Luke 95;
B. H. Streeter:
IV. On the Original Order of Q 140
V. St. Mark's Knowledge and Use of Q 165
VI. The Original Extext of Q 185
VIL The Literary Evolution of the Gospels 209
VIIL On the Trial of Our Lord before Herod: A Suggestion 228
[See also Appendix, p. 425]
W. C. Allen:
IX.The Book of Sayings used by the Editor of the First Gospel
235
X. The Aramaic Background of the Gospels 287
J. Vernon Bartlet:
XI. The Sources of Luke's Gospel 314
W. E. Addis:
XII. The Criticism of the Hexateuch compared with that of the
Synoptic Gospels 367
N. P. Williams:
XIII. A Recent Theory of the Origin of St. Mark's Gospel 388
Appendix (B. H. Streeter)
Synoptic Criticism and the Eschatological Problem 425
Index 437-456.
3. ———. 1911. "The Conditions under which the Gospels were
Written, in Their Bearing upon Some Difficulties of the
Synoptic Problem." In Studies in the Synoptic Problem By
Members of The University of Oxford edited by Sanday,
William, 3-26. Oxford: Clarendon Press.
Reprinted in: Craig A. Evans, Stanley E. Porter (eds.), Essays in
Biblical Criticism and Exegesis, Sheffield: Sheffield Academic
Press 2001, p. 40-58.
4. Sanders, Ed Parish. 1969. The Tendencies of the Synoptic
Tradition. Cambridge: Cambridge University Press.
5. ———. 1973. "The Overlaps of Mark and Q and the Synoptic
Problem." New Testament Studies no. 19:453-465.
6. ———. 1985. "Suggested Exceptions to the Priority of Mark." In
The Two-Source Hypothesis: A Critical Appraisal, edited by
Bellinzoni Jr., Arthur J., 199-203. Macon: Mercer University
Press.
Reprint of "Appendix II: Suggested Exceptions to the Priority of
Mark", in The Tendencies of the Synoptic Tradition,
Cambridge: Cambridge University Press 1969, pp. 290-293.
7. ———. 1985. "The Argument from Order and the Relationship
Between Matthew and Luke." In The Two-Source Hypothesis:
A Critical Appraisal, edited by Bellinzoni Jr., Arthur J., 409-
425. Macon: Mercer University Press.
Reprint from New Testament Studies, 15, 1968-69, pp. 249-
261.
8. Sanders, Ed Parish, and Davies, Margaret. 1989. Studying the
Synoptic Gospels. London: SCM Press.
9. Scherer, Hildegard. 2020. "Learning Lessons on Q: The 2DH
and Q in Academic Teaching." In The Q Hypothesis Unveiled:
Theological, Sociological, and Hermeneutical Issues Behind
the Sayings Source, edited by Tiwald, Markus, 254-273.
Stuttgart: Kohlhammer.
10. Schmitt, John J. 1981. "In Search of the Origin of the Siglum
Q." Journal of Biblical Literature no. 100:609-611.
"In a recent critical note in this journal, Lou Silberman
suggested that Johannes Weiss in his use of the siglum Q in NT
studies was influenced by the use which Wellhausen had made
of the same sign in OT study, viz., for "[der] Kern der
Grundschrift."' This note offers further considerations on the
use of this sign in both OT and NT areas of biblical
scholarship." (p. 609)
(...)
"Quelle was abbreviated in print by Weiss in 1890, and it stuck,
no doubt, because it replaced the current Greek abbreviation Λ
for λόγια(13) The young theologians at Gottingen now used
with enthusiasm "Q" as a German abbreviation in NT study,
after OT study in the person of Wellhausen had tried, albeit
temporarily, to use it as a Latin abbreviation." (pp. 610-611, a
note omitted)
11. Schnelle, Udo. 1998. The History and Theology of the New
Testament Writings. Minneapolis: Fortress Press.
Chapter 3. The Synoptic Gospels: 3.1 The Gospel genre 151; 3.2
The Synoptic Problem 161; 3.3 The Sayings Source Q 179-197.
12. Schröter, Jens. 2020. "Key Issues Concerning the Q
Hypothesis: Synoptic Problem, Verbal Reconstruction, and the
Message of Jesus." In The Q Hypothesis Unveiled: Theological,
Sociological, and Hermeneutical Issues Behind the Sayings
Source, edited by Tiwald, Markus, 18-40. Stuttgart:
Kohlhammer.
13. ———. 2020. "The Synoptic Problem, the "Apocryphal
Gospels", and the Quest of the Historical Jesus: Toward a
Reformulation of the Synoptic Problem." In Theological and
Theoretical Issues in the Synoptic Problem, edited by
Kloppenborg, John S. and Verheyden, Joseph, 135-150. New
York: Bloomsbury.
"To sum up, in the late seventeenth century, the question of the
foundations of Christian faith is reformulated in the context of
the theology of Enlightenment. It now appears as the
hermeneutical problem whether or to what extent historical
testimonies from the early period of Christianity can serve as a
reliable basis also for later times. In this context, the Synoptic
Problem appears for the first time. As especially Lessing's thesis
of an original version of the Gospel of Matthew in Hebrew
language shows, an important aspect of that problem was the
question of the oldest sources for the activity and fate of the
earthly Jesus. Griesbach's rejection of a Gospel harmony and
his remark about the possible historical unreliability of all of
accounts of all the Gospels points to the literary dimension of
the Synoptic Problem, which
eventually leads to the interpretation of the Gospels as
individual writings.
The Synoptic Problem is therefore discussed from the
beginning in a framework determined by literary and historical
dimensions. Consequently, in one respect the debate is aimed
at a solution of the literary relationship between the Synoptic
gospels.
In this regard, the Synoptic Problem touches upon questions
such as the existence of Q or Luke's use of Mark and Matthew
as an alternative to the two-source hypothesis. The historical
dimension of the Synoptic Problem is concerned with the oldest
and most reliable sources for the activity and fate of Jesus. In
this respect, it is part of the wider discussion about sources for
a historical reconstruction of the activity and fate of Jesus.
From a current perspective, however, the Synoptic Problem has
to take into account the wider horizon of the early Jesus
tradition in its literary and historical dimensions. I will return
to this aspect below." (p. 141)
14. Sewell, Peter. 2001. "The Synoptic Problem: A Stylometric
Contribution Regarding Q." Colloquium no. 33:59-74.
15. Shellard, Barbara. 2002. New Light on Luke: Its Purpose,
Sources and Literary Context. Sheffield: Sheffield Academic
Press.
Chapter 3: Luke and Matthew: the Synoptic Problem, pp. 59-
84.
16. Shin, Hyeon Woo. 2004. Textual Criticism and the Synoptic
Problem in Historical Jesus Research: The search for valid
criteria. Leuven: Peeters.
17. Shuler, Philip L. 1980. "Griesbach Hypothesis and Gospel
Genre." Perkins School of Theology Journal no. 33:41-49.
18. ———. 1983. "Genre Criticism and the Synoptic Problem." In
New Synoptic Studies: The Cambridge Gospel Conference and
Beyond, edited by Farmer, William R., 467-480. Macon:
Mercer University Press.
19. ———. 1987. "The Genre of the Gospels and the Two Gospel
Hypothesis." In Jesus, the Gospels, and the Church, edited by
Sanders, Ed Parish, 69-88. Macon GA: Mercer University
Press.
20. ———. 1990. "The Genre(s) of the Gospels." In The
Interrelations of the Gospels. A Symposium led by M.-E.
Boismard - W.R. Farmer - F. Neirynck, Jerusalem 1984, edited
by Dungan, David L., 459-463. Leuven: Leuven University
Press / Peeters.
21. Sigal, Phillip. 1983. "Aspects of Mark Pointing to Matthean
Priority." In New Synoptic Studies: The Cambridge Gospel
Conference and Beyond, edited by Farmer, William R., 185-
208. Macon: Mercer University Press.
22. Silberman, Lou H. 1979. "Whence Siglum Q? A Conjecture."
Journal of Biblical Literature no. 98:287-288.
23. Sim, David C. 2011. "Matthew and the Synoptic Problem." In
New Studies in the Synoptic Problem: Oxford Conference,
April 2008: Essays in Honour of Christopher M. Tuckett
edited by Foster, Paul, Gregory, Andrew F., Kloppenborg, John
S. and Verheyden, Joseph, 187-208. Leuven: Peeters.
24. ———. 2011. "Matthew's Use of Mark: Did Matthew Intend to
Supplement or to Replace His Primary Source?" New
Testament Studies no. 57:176-192.
Abstract: "Most scholars acknowledge Matthew’s debt to Mark
in the composition of his own Gospel, and they are fully aware
of his extensive redaction and expansion of this major source.
Yet few scholars pose what is an obvious question that arises
from these points: What was Matthew’s intention for Mark
once he had composed and circulated his own revised and
enlarged account of Jesus’ mission? Did he intend to
supplement Mark, in which case he wished his readers to
continue to consult Mark as well as his own narrative, or was it
his intention to replace the earlier Gospel? It is argued in this
study that the evidence suggests that Matthew viewed Mark as
seriously flawed, and that he wrote his own Gospel to replace
the inadequate Marcan account."
25. Simpson, R. T. 1985. "The Major Agreements of Matthew and
Luke Against Mark." In The Two-Source Hypothesis: A Critical
Appraisal, edited by Bellinzoni Jr., Arthur J., 381-395. Macon:
Mercer University Press.
Reprint from New Testament Studies, 12, 1985-86, pp. 273-
284.
26. Sloan, David B. 2016. "The τίς ξ μν Similitudes and the
Extent of Q." Journal for the Study of the New Testament no.
38:339-355.
Abstract: "Most recent studies of Q are built on the assumption
that Q is not much more extensive than the double tradition, a
questionable assumption given that Mark is much more
extensive than the components of Mark that are found in both
Matthew and Luke and that Matthew’s selective rather than
consecutive approach to Q may have caused him to leave out
many verses of Q. This article considers three similitudes
unique to Luke that begin with the phrase τίς ξ μν (Lk. 11.5-
8; 14.28-33; 17.7-10) as well as one that is paralleled in
Matthew but has been omitted from the Critical Edition (Lk.
14.5 par. Mt. 12.11-12) and argues that all four of these passages
are from Q. The criteria of Vassiliadis and Kloppenborg for
finding Q passages in Lukan Sondergut are used, with
particular emphasis on Kloppenborg’s ‘stylistic coherence’."
27. Smit, Peter-Ben A. 2014. "Synoptic, Redactional, Stylistic and
Narratological Observations on the Retelling of Mark 7:30 in
Matthew 15:28." New Testament Studies no. 70:1-6.
28. ———. 2017. "Restoring Mark - Reducing Q? A Note on the
Reconstruction of the Original Text of Mark 9:28-29." Biblische
Notizen / Biblical Notes no. 172:53-64.
29. Smith, Daniel A. 2009. "Matthew and Q. The Matthean
Deployment of Q and Mark in the Apocalyptic Discourse."
Ephemerides Theologicae Lovanienses no. 85:99-116.
Abstract: "In their studies of Matthew and the Sayings Gospel
Q, Ulrich Luz and James M. Robinson agree in proposing that
the Matthean community was, sociohistorically as well as
theologically, the direct descendent of the Q community,
although they differ considerably as to the compositional
procedures of the author (hereafter simply “Matthew”) in his
use of Q (2). This paper will present brief synopses of the
approaches of Luz and Robinson to Matthew’s use of Q and
evaluate them in light of Matthew’s use of the latter parts of Q
in the composition of the Apocalyptic Discourse (Matthew 24–
25). The paper will also explore insights from Matthew’s
redeployment of Q’s eschatological materials and use them,
where possible, to assess the arguments of Luz and Robinson in
favour of a possible sociohistorical connection between the
communities behind the texts of Q and Matthew."
(2) 2. Ulrich Luz, Matthew 1–7: A Commentary (Hermeneia),
Minneapolis, MN, Fortress, 2007, p. 49; ID., Matthäus und Q,
in Rudolf Hoppe – Ulrich Busse (eds.), Von Jesus zum
Christus: Christologische Studien. Festgabe für Paul
Hoffmann zum 65. Geburtstag
(BZNW, 93), Berlin, de Gruyter, 1998, 201-215, translated as
Matthew and Q, in ID., Studies in Matthew, Grand Rapids, MI,
Eerdmans, 2005, 39-53; James M. Robinson, The Matthean
Trajectory from Q to Mark, in Adela Yarbro Collins (ed.),
Ancient and Modern Perspectives on the Bible and Culture:
Essays in Honor of Hans Dieter Betz (SPHS, 22), Atlanta, GA,
Scholars, 1998, 122-154, reprinted in Christoph Heil – Josef
Verheyden (eds.), The Sayings Gospel Q: Collected Essays
(BETL, 189), Leuven, University Press – Peeters, 2005, 599-
627; ID., From Safe House to House Church: From Q to
Matthew, in Michael Becker – Wolfgang Fenske (eds.), Das
Ende der Tage und die Gegenwart des Heils: Begegnungen
mit dem Neuen Testament und seiner Umwelt. Festschrift für
Heinz-Wolfgang Kuhn zum 65. Geburtstag (AGJU, 44),
Leiden, Brill, 1999, 183-199, reprinted in Heil – Verheyden
(eds.), The Sayings Gospel Q, 629-644.
30. ———. 2018. "The Sayings Gospel Q in Marcion’s Edition of
Luke." Ephemerides Theologicae Lovanienses no. 94:481-503.
Abstract: "Recent studies proposing that Marcion’s Gospel
represents, or provides access to, an edition of Luke earlier
than its canonical form have obvious implications for Synoptic
Problem scholarship. This article examines the place of the
Double Tradition material (i.e., Q material) in the work of
Joseph Tyson, Jason BeDuhn, and Matthias Klinghardt, with
detailed analyses of the so-called Minor Agreements and the
problematic attestation of Double Tradition material in
Marcion’s Gospel. Finally, a moderate suggestion concerning
the place of Marcion’s Gospel in the web of Synoptic
relationships will be tentatively proposed."
Works cited
Jason David BeDuhn, The First New Testament: Marcion’s
Scriptural Canon, Salem, OR, Polebridge, 2013.
Jospeh B. Tyson, Marcion and Luke-Acts: A Defining Struggle,
Columbia: University of South Carolina Press 2006.
Matthias Klinghardt, The Oldest Gospel and the Formation of
the Canonical Gospels: Inquiry. Reconstruction - Translation -
Variants, Leuven: Peeters 2020 (original German edition
2015).
31. ———. 2019. "Marcion’s Gospel and the Synoptics: Proposals
and Problems." In Gospels and Gospel Traditions in the Second
Century: Experiments in Reception, edited by Schröter, Jens ,
Nicklas, Tobias, Verheyden, Joseph and Simunovic, Katharina,
129-158. Berlin: de Gruyter.
"To be sure, any proposal to include Marcion’s Gospel as a
factor in the Synoptic Problem will be beset with problems,
although this could never be an option for anyone who believes,
as Irenaeus, Tertullian, and many others since them have
claimed, that Marcion’s Gospel (hereafter, MLk) is the direct
descendent of Canonical Luke (hereafter, CLk), an abridged
Luke, the product of Marcion’s own editorial (“mutilating”)
hand.(1)"
(...)
"The essay has four parts. The first part assesses briefly the
three recent reconstructions of MLk by Jason BeDuhn,
Matthias Klinghardt, and Dieter Roth.(8) The second section
revisits the question whether CLk or MLk is the earlier form of
Luke, with observations concerning five different arguments in
favor of MLk being prior to (though not necessarily the direct
source of) CLk. The third section addresses the proposal of
Matthias Klinghardt and Markus Vinzent that MLk is “the
oldest gospel,” the Urquelle, with special attention to the
question of the relative priority of Mark and MLk.(9) A close
reading of Mark 16:1–8 and Luke 24:1– 12 will test Klinghardt’s
Arbeitshypothese (“working hypothesis”) of Markan
dependence on MLk(10). The fourth and final section deals
briefly with the question of the limits of Q in a scenario in
which, as BeDuhn and others propose, MLk is seen as a kind of
relic of an early edition of Luke, in which Mark and Q were
already combined." (p. 131)
(1) Irenaeus, Adv. Haer. 1.27.2; Tertullian, Adv. Marc. 4.2.4;
Epiphanius, Pan. 42.9.1–2. In this essay, “MLk” is meant to
refer to the recension of Luke associated with Marcion (but not
to a particular contemporary reconstruction), and “CLk” either
to the recension of Luke known to the heresiologists, and/or
established by textual criticism today (=Nestle-Aland28).
(8) Jason D. BeDuhn, The First New Testament: Marcion’s
Scriptural Canon (Salem, OR: Polebridge, 2013); Matthias
Klinghardt, Das älteste Evangelium und die Entstehung der
kanonischen Evangelien (TANZ 60/1–2; Tübingen: Francke,
2015); T. Roth, “Marcion’s Gospel and Luke: The History of
Research in Current Debate,” Journal of Biblical iterature 177
(2008): 513–27.
(9) See Markus Vinzent, Marcion and the Dating of the
Synoptic Gospels (Studia Patristica Supplements 2; Leuven:
Peeters, 2014); Klinghardt, Das älteste Evangelium (n. 8).
(10) Klinghardt, Das älteste Evangelium (n. 8), 1:195: “Als
Arbeitshypothese ist daher davon auszugehen, dass Mk die
erste Bearbeitung dieses mutmaßlich ältesten Evangeliums
darstellt” (emphasis original).
32. ———. 2020. "“No Weapon but That of Analysis”: Issues at
Stake in the Rise and Reception of the Two-Document
Hypothesis." In Theological and Theoretical Issues in the
Synoptic Problem, edited by Kloppenborg, John S. and
Verheyden, Joseph, 113-135. New York: Bloomsbury.
"The focus of this chapter, then, is the matter of stakes,
theological and otherwise, in the rise and reception of the 2DH
in nineteenth-century scholarship. Rather than attempting to
sketch these issues out in broad outline, this chapter will focus
on four figures of note, namely: Christian Hermann Weisse,
Heinrich Julius Holtzmann, Arthur Wright, and William
Sanday.(6) While the others scarcely need an Introduction,
Wright
probably does. Admittedly, he was not a major influence in
Synoptic scholarship in Britain, but his caution, moderation,
and piety in proposing what is essentially an oral catechesis
variant of the 2DH are worth considering. The discussion treats
Wright before Sanday because a definitive statement from the
latter on the Synoptic Problem was quite a long time in coming-
a matter worth considering in its own right.(7)" (p. 114)
(6) In treating the two German innovators of the 2DH with two
figures from English scholarship, one from Cambridge and one
from Oxford, I follow the rough schema of Farmer, who sees
the history of the Synoptic Problem unfolding in two
corresponding phases (Farmer, Synoptic Problem [n. 4], 47).
(7) Sanday hinted in already 1872 that he "accept[ed]
temporarily" the conclusions of those arguing for the 2DH, but
"hope[d] to be able to approach the subject [himself] with
sufficient independence": William Sanday, The Authorship and
Historical Character of the Fourth GospeL Considered in
Reference to the Contents of the Gospel Itself: A Critical Essay
(London: Macmillan, 1872), IX.
33. Smith, David Oliver. 2011. Matthew, Mark, Luke, and Paul:
The Influence of the Epistles on the Synoptic Gospels. Eugene,
OR: Wipf and Stock.
34. Smith, Shawn C. 2013. "A Defense of Using Patristic Sources in
Synoptic Problem Research." Stone-Campbell Journal no.
16:63-83.
35. Soards, Marion L. 1987. The Passion According to Luke: The
Special Material of Luke 22. Sheffield: Sheffield Academic
Press.
Reprint: New York: Bloomsbury 2015.
36. Stanton, Graham N. 1985. "The Origin and Purpose of
Matthew' s Gospel: Matthean Scholarship from 1945 to 1980."
In Aufstieg und Niedergang der römischen Welt. Teil II:
Principat. Band 36: Philosophie, Wissenschaften, Technik. 5.
Teilband: Philosophie (Einzelne Autoren, Doxographica),
edited by Haase, Wolfgang, 1889-1951. Berlin: Walter de
Gruyter.
"Q was assumed without discussion. In 1951 B. C. BUTLER
launched the first modern full-scale attack on Marcan priority,
but his attempt to revive Augustine's solution of the synoptic
problem did not attract many followers and it was not
influential on Matthean scholarship. In 1964 W. R. FARMER
revived the GRIESBACH hypothesis and he has continued to
champion it vigorously. On this view, Matthew's gospel was the
first to be written, Luke used Matthew, and Mark used both
Matthew and Luke. If the GRIESBACH hypothesis (or a
modern modification of it) were to be accepted, many of the
conclusions accepted by most Matthean
specialists would be falsified, for they rest on the
presupposition that Matthew used two sources, Mark and Q, as
weIl as oral tradition not found elsewhere in the gospels. Hence
it is not surprising to find that the origin and relationship of the
three synoptic gospels has been debated fiercely in recent
years." (p. 1899)
(...)
"Three British scholars, A. M. FARRER (1954), H. B. GREEN
(1975) and M. D. GOULDER (1974) have acknowledged that
there are sound reasons for concluding that Matthew's main
source is Mark, but have challenged the existence of Q.
FARRER argued that the Q hypothesis wholly depends on the
incredibility of Luke's having read Matthew's book. "It needs no
refutation except the demonstration that its alternative is
possible." (p. 62) Once rid of Q, FARRER believed, we are rid of
a progeny of nameless chimaeras, and free to let St. Matthew
write as he is moved. Most scholars have conceded that while
FARRER'S account of
Luke's use and redaction of Matthew is ingenious, it is
implausible."
(,,,)
"GOULDER has taken up and adapted FARRER'S emphasis on
Matthew's creative freedom. He claims that Matthew has
expanded Mark (his only source, apart from a small handful of
oral traditions) by means of midrash. Matthew's gospel is, quite
simply, a very free midrashic exposition and expansion of
Mark.
Why did Matthew want to write in this way? GOULDER' s
answer is novel, to say the least: Matthew's gospel was
developed liturgically and was intended to be used liturgically;
its order is liturgically significant, for the author has taken the
Jewish Festal Year and its pattern of lections as his base. With a
wave of the lectionary wand, Q is consigned to oblivion." (pp.
1901-1902)
37. Stanton, Graham N., and Perrin, Nicholas. 2013. "Q." In
Dictionary of Jesus and the Gospels. Second edition, edited by
Green, Joel B., Brown, Jeannine K. and Perrin, Nicholas, 711-
718. Downersa Grove, IL: InterVarsity Press.
38. Stegner, William Richard. 1982. "The Priority of Luke: An
Exposition of Robert Lindsey’s Solution to the Synoptic
Problem." Journal of the Chicago Society of Biblical Research
no. 27:26-38.
39. Stein, Robert H. 1971. "The Proper Methodology for
Ascertaining a Markan Redaction History." Novum
Testamentum no. 13:181-198.
40. ———. 1983. "Luke 1:1-4 and Traditiongeschichte." Journal of
the Evangelical Theological Society no. 26:421-430.
41. ———. 1983. "The ”Redaktionsgeschichtlich“ Investigation of a
Markan Seam (Mc 1 21f.)." Zeitschrift für die
Neutestamentliche Wissenschaft und Kunde der Älteren Kirche
no. 26:421-430.
42. ———. 1987. The Synoptic Problem: An Introduction. Grand
Rapids: Baker.
43. ———. 1992. "The Matthew–Luke Agreements Against Mark:
Insight from John." The Catholic Biblical Quarterly no.
54:482-502.
44. ———. 2001. Studying the Synoptic Gospels: Origin and
Interpretation. Grand Rapids (MI): Baker Academic.
Second revised edition of The Synoptic Problem (1987).
45. ———. 2011. "Duality in Mark." In New Studies in the Synoptic
Problem: Oxford Conference, April 2008: Essays in Honour of
Christopher M. Tuckett edited by Foster, Paul, Gregory,
Andrew F., Kloppenborg, John S. and Verheyden, Joseph, 253-
280. Leuven: Peeters.
46. Stephenson, T. 1918. "The Classification of Doublets in the
Synoptic Gospels." The Journal of Theological Studies no. 20:1-
8.
47. ———. 1918. "The Overlapping of Sources in Matthew and
Luke." The Journal of Theological Studies no. 21:127-145.
48. Stoldt, Hans-Herbert. 1980. History and Criticism of the
Marcan Hypothesis. Macon (GA): Mercer University Press.
Translated from the German Geschichte und Kritik der
Markus-hypothese, Göttingen: Vandenhoeck & Ruprecht, 1977,
and edited by Donald L. Niewyk; Introduction by William R.
Farmer.
"The present work does not approach a critical analysis of the
whole problem of the Gospels, but for the time being examines
only its most highly controversial and therefore most essential
feature, the synoptic problem." (p. 2)
(...)
"Until now it has been generally accepted that there were, in all,
six different possibilities of utilization, calculated according to
the law of permutation theory. But that hardly exhausts all of
the potential combinations of the three Gospels: of these, there
are not six, but over thirty (see below, p.!44ff). It can be said
that almost all of the theoretical relationships have been
represented experimentally, or have at least put in an
appearance, during the course of research. However, only two
of them have received the concentrated attention of scholarly
discussion, and thus taken on true historical importance; the
Griesbach hypothesis, and the Marcan hypothesis.
Both of these theories proceed from the assumption that the
key to the solution of the synoptic problem must lie in the
Gospel of Mark. Without a doubt, the Gospel of Mark occupies
a central position, and its relationship to the first and third
Gospels is different from the relationship between those two.
One may also reverse the situation and say: each of these two
Gospels has for its very own a special relationship to Mark
which cannot be compared with the one that relates it to the
other. Both hypotheses, therefore, start from the same
alternative: Either Matthew and Luke are dependent on Mark,
or Mark is dependent on them. In a chronological sense this
would mean that the Gospel of Mark is either the first or the
last of the synoptic Gospels. Griesbach’s hypothesis asserts the
latter, and the Marcan hypothesis the former." (pp. 4-5)
(...)
"One looks in vain among the founders of the Marcan
hypothesis for such a preparatory balancing of the pros and
cons of their theory of sources. Rather, one has the impression
that they rush too quickly into the thick of the fray, and that
their gaze is overwhelmingly turned toward questions of detail
in the synoptic gospels in order to consider these questions
from the perspective of the Marcan hypothesis and to bring
them into harmony with it whenever necessary. But only if
these parts were fitted together to form an unbroken chain of
evidence without excluding any unsolved questions could it be
said that the Marcan hypothesis had been proved, at all events
from this point of view.
Therefore, in the following chapters we shall submit this
source-theory to a severe ordeal by fire. In doing so it is of
decisive importance to examine this fundamental question
from its very beginning, that \s,from the laying of its
foundation by its originators. But for what reason? Is it not
possible to object and say that all of this is “old hat”—old
research results that have gathered dust for more than a
hundred years? Have not these results again and again been
scrutinized and confirmed by competent researchers? It does
not seem to be necessary to repeat the whole process; for some
time these conclusions have belonged to the “assured results of
scholarship,” and they have stood forth like a rock of Gibraltar.
But let us assume that this “assured result of scholarship” was
false. Then it must have been, or at least could have been, false
from the very beginning. Then it would be of decisive
importance to examine it as it comes to birth and to discover its
peccatum originale. This is what we shall undertake in the
following chapters." (pp. 22-23)
49. Stonehouse, Ned B. 1964. Origins of the Synoptic Gospels:
Some basic questions. Grand Rapids, Mi: Eerdmans.
50. Strecker, Georg, ed. 1993. Minor Agreements: Symposium
Göttingen 1991. Göttingen: Vandenhoeck & Ruprecht.
Inhalt: Georg Strecker: Vorwort/Foreword 7; Georg Strecker:
Begrüßung/Words of Welcome 17; Frans Neirynck: The Minor
Agreements and the Two-Source Theory 25; Albert Fuchs: Die
"Seesturmperikope" Mk 4,35-41 parr im Wandel der
urkirchlichen Verkündigung 65; Wolfgang Schenk: Zur Frage
einer vierten Version der Seesturm-Erzählung in einer Mt/Lk-
Agreement-Redaktions-Schicht ("Dt-Mk") 93; Christopher Μ.
Tuckett: The Minor Agreements and Textual Criticism 119;
Michael D. Goulder: Luke’s Knowledge of Matthew 143;
William R. Farmer: The Minor Agreements of Matthew and
Luke Against Mark and the Two
Gospel Hypothesis 163; Ulrich Luz: Korreferat zu W.R. Farmer,
The Minor Agreements of Matthew and Luke against Mark and
the Two-Gospel Hypothesis 209; The Minor Agreements in a
Horizontal-Line Synopsis (F. Neirynck): Appendices I, II, III
221; Literatur 231; Abkürzungen 241; Register 243;
Teilnehmerliste 245.
51. Streeter, Burnett Hillman. 1911. "On the Trial of Our Lord
before Herod: A Suggestion." In Studies in the Synoptic
Problem By Members of The University of Oxford edited by
Sanday, William, 228-231. Oxford: Clarendon Press.
52. ———. 1911. "The Literary Evolution of the Gospels." In Studies
in the Synoptic Problem By Members of The University of
Oxford edited by Sanday, William, 209-227. Oxford: Clarendon
Press.
53. ———. 1911. "On the Original Order of Q." In Studies in the
Synoptic Problem By Members of The University of Oxford
edited by Sanday, William, 140-164. Oxford: Clarendon Press.
54. ———. 1911. "Synoptic Criticism and the Eschatological
Problem." In Studies in the Synoptic Problem By Members of
The University of Oxford edited by Sanday, William, 425-436.
Oxford: Clarendon Press.
55. ———. 1911. "The Original Extext of Q." In Studies in the
Synoptic Problem By Members of The University of Oxford
edited by Sanday, William, 185-208. Oxford: Clarendon Press.
56. ———. 1911. "St. Mark's Knowledge and Use of Q." In Studies in
the Synoptic Problem By Members of The University of Oxford
edited by Sanday, William, 165-184. Oxford: Clarendon Press.
57. ———. 1921. "Fresh Light on the Synoptic Problem." The
Hibbert Journal no. 20:103-112.
58. ———. 1924. The Four Gospels: A Study of Origins, Treating of
the Manuscript Tradition, Sources, Authorship, and Dates.
London: Macmillan.
Selections (pp. 157-169 and 195-197) reprinted with the title
The Priority of Mark in: Arthur J. Belinzoni, Jr. (ed.), The
Two-Source Hypothesis A Critical Appraisal, Macon: Mercer
University Press 1985, pp. 23-36.
59. ———. 1985. "The Priority of Mark." In The Two-Source
Hypothesis: A Critical Appraisal, edited by Bellinzoni Jr.,
Arthur J., 23-36. Macon: Mercer University Press.
Reprint of B. H. Streeter, The Four Gospels; A Study of
Origins, London: Macmillan 1924, pp. 157-169 and 195-197.
60. ———. 1985. "The Document Q." In The Two-Source
Hypothesis: A Critical Appraisal, edited by Bellinzoni Jr.,
Arthur J., 221-225. Macon: Mercer University Press.
Reprint from The Four Gospels: A Study of Origins, London:
Macmillan 1924, pp. 182-186.
61. Strickland, Michael. 2014. The Evangelicals and the Synoptic
Problem. Bern: Peter Lang.
"The purpose of this work is to discover how, throughout their
history, evangelical Christians have approached the Synoptic
Problem (SP)-the classic puzzle in NT criticism-and engage
with recent scholarly discussion among evangelicals about
solutions to the SP. This study addresses five crucial questions.
First, for how long have those with evangelical convictions
sought to explain the similarities and differences between the
synoptic gospels by appealing to the evangelists' sources?
Second, as they considered these sources and the evangelists'
use of them, how were views of inspiration held by those
evangelicals affected and explained? Third, how have
evangelical solutions to the SP evolved as biblical criticism has
developed over the centuries? Fourth, how have evangelicals
advocated their preferred solutions to the SP and characterized
those solutions different from their own? Fifth, how has
ecclesiology factored into evangelical discussions of the SP?" (p.
XII()
62. ———. 2016. "The Synoptic Problem in Sixteenth-Century
Protestantism." Journal of Ecclesiastical History no. 67:82-93.
Abstract: "This article examines early Protestant discussion of
the historic puzzle in New Testament study known as the
Synoptic Problem, which deals with the potential literary
relationship between the
Gospels of Matthew, Mark and Luke. The subject was
addressed by John Calvin, pioneer Reformer, and by the early
Lutheran Martin Chemnitz. Calvin made a puissant
contribution by constructing the first three-column Gospel
harmony. Chemnitz contributed nascent redaction-critical
assessments of Matthew’s use of Mark. Thus, far from simply
being a concern to post-Enlightenment critics (as is often
assumed), interest in the Gospel sources was present from the
earliest days of the Reformation."
63. Stuhlmacher, Peter. 1990. "The Genre(s) of the Gospels.
Response to P. L. Shuler." In The Interrelations of the Gospels.
A Symposium led by M.-E. Boismard - W.R. Farmer - F.
Neirynck, Jerusalem 1984, edited by Dungan, David L., 464-
494. Leuven: Leuven University Press / Peeters.
64. Styler, G. M. 1985. "The Priority of Mark." In The Two-Source
Hypothesis: A Critical Appraisal, edited by Bellinzoni Jr.,
Arthur J., 63-75. Macon: Mercer University Press.
Reprint from C. F. D. Moule, The Birth of the New Testament,
New York: Harper & Row 1962, pp. 223-232.
"The priority of Mk and the hypothesis of Q have been widely
accepted in the present century, and are conveniently denoted
by the name ‘The Two-document Hypothesis’, although it
should be noted that the documents may well have been many
more than two.
The classical statement and defence was made by B. H.
Streeter,(1) who attempted to reconstruct Q as a unitary
document, but restricted it more narrowly than previous
scholars. He gave the labels ‘M’ and
‘L ’ to the material peculiar to Matt. and Lk., or (to be more
precise) to the sources from which he took most of their
peculiar material to be derived. Here again it may be noted that
some scholars have been
cautious in accepting the unity of the M or L material, and that
since this material appears in only one gospel any
reconstruction of its alleged source is even more speculative
than the reconstruction of a Q.
It was not necessary to maintain that Mk’s version must at
every point be older than Matt.’s parallel version, since it was
possible to say that anything in Matt. which in fact seemed
more original than Mk could have been derived from Q.
Further, there had been lingering doubts about the existence of
Q. But it came as a shock when in 1951 Dom B. C. Butler
published his book The Originality of St Matthew, attacking
the Q-hypothesis and the priority of Mk at the same time. In a
minutely detailed study he subjected both hypotheses to a
severe criticism, and argued strongly for the priority of Matt.
Mk, he argued, was dependent on Matt.; Lk. was dependent on
_Mk for the material which the two had in c6mmon, and on
Matt. for the Q-material. Once the Q-hypothesis is abandoned,
the priority of Matt., he claimed, quickly follows‘ from the
existence of those passages in which Matt.’s text seems clearly
more original than Mk’s, or in some other way superior to it.
In spite of much close and careful reasoning, and the existence
of at any rate some passages which tell in favour of Butler’s
conclusion, scholars have not abandoned the usual belief in the
priority of Mk.
In this Excursus it will not be possible to examine all Butler’s
arguments and instances one by one.(2) But an attempt will be
made to show that the belief in the priority of Mk is in fact
securely grounded, and to make clear the principal arguments
on either side, on which the decision must turn." (pp. 223-224)
(1) The Four Gospels (1924.).
(2) Nor to consider the various articles that have appeared
subsequently.
65. Talbert, Charles H. 1970. "The Priority of Mark and the 'Q'
Source in Luke." In Jesus and Man's Hope. Volume 1, edited by
Buttrick, D. G., 131-170. Pittsburgh: Pittsburgh Theological
Seminary.
66. ———. 1978. "Oral and Independent or Literary and
Interdependent?: A Response to Albert B. Lord." In The
Relationships Among the Gospels. An Interdisciplinary
Dialogue, edited by Walker, William O., 92-102. San Antonio:
Trinity University Press.
67. Talbert, Charles H., and McKnight, Edgar V. 1972. "Can the
Griesbach Hypothesis Be Falsified?" Journal of Biblical
Literature no. 91:336-368.
68. Taylor, Vincent. 1926. Behind the Third Gospel: A Study of the
Proto-Luke Hypothesis. Oxford: Clarendon Press.
69. ———. 1927. " Is the Proto-Luke Hypothesis Sound." The
Journal of Theological Studies:147-155.
70. ———. 1933. The Formation of the Gospel Tradition: Eight
Lectures. London: Macmillan.
71. ———. 1985. "The Original Order of Q." In The Two-Source
Hypothesis: A Critical Appraisal, edited by Bellinzoni Jr.,
Arthur J., 295-317. Macon: Mercer University Press.
Reprint from A. J. B. Higgins (ed.), New Testament Essay:
Studies in Memory of T. W. Manson, 1893-1958, Manchester:
Manchester University Press 1959, pp. 246 ff.; reprinted in V.
Taylor, New Testament Essays, London: Epworth Press 1970,
pp. 95-118.
72. Thomas, Robert L. 1976. "An Investigation of the Agreements
between Matthew and Luke against Mark." Journal of the
Evangelical Theological Society no. 19:103-112.
73. ———, ed. 2002. Three Views on the Origins of the Synoptic
Gospels. Grand Rapids (MI): Kregel
Contents: Contributors 7; Robert L. Thomas: Introduction 8;
Chapter 1: Grant R. Osborne and Matthew C. Williams: The
Case for the Markan Priority View of Gospel Origins: The
Two-/Four-Source View 19; John H. Niemeld:Two-Gospel
Response 97; F. David Farnell: Independence Response 111;
Chapter 2: John H. Niemeld: The Case for the Two-Gospel View
of Gospel Origins 126; Grant R. Osborne and Matthew C.
Williams: Markan Priority Response 198; F. David Farnell:
Independence Response 210;
Chapter 3: F. David Farnell: The Case for the Independence
View of Gospel Origins 226; Grant R. Osborne and Matthew C.
Williams: Markan Priority Response 310; John H. Niemeld:
Two-Gospel Response 323;
Robert L. Thomas: Conclusion: The Evidence Summarized 337;
Author Index 389; Scripture Index 393; Subject Index 398-
406.
74. ———. 2002. "Two-Gospel Response." In Conclusion: The
Evidence Summarized, edited by Thomas, Robert L., 327-387.
Grand Rapids (MI): Kregel
75. Throckmorton Jr., Burton H. 1948. "Did Mark Know Q?"
Journal of Biblical Literature no. 67:319-329.
76. Tischendorf, Costantin. 1867. Origins of the Four Gospels.
Boston: America Tract Society.
77. Tiwald, Markus. 2015. Q in Context I: The Separation between
the Just and the Unjust in Early Judaism and in the Sayings
Source. Göttingen: V & R unipress.
78. ———. 2015. Q in Context II: Q in Context II: Social Setting
and Archaeological Background of the Sayings Source.
Göttingen: V & R unipress.
79. ———, ed. 2020. The Q Hypothesis Unveiled: Theological,
Sociological, and Hermeneutical Issues Behind the Sayings
Source. Stuttgart: Kohlhammer.
Contents: Markus Tiwald: Looking behind the Curtain: An
Introduction to the Volume 9; Jens Schröter: Key Issues
Concerning the Q Hypothesis: Synoptic Problem, Verbal
Reconstruction and the Message of Jesus 18; Lukas Bormann:
Das lnteresse an Markuspriorität, Logienquelle und
Zweiquellentheorie im deutschen Protestantismus des
19.Jahrhunderts 41; Christopher Tuckett: The Reception of Q
Studies in the UK: No room at the inn? 62; Paul Foster: The
Rise and Development of the Farrer Hypothesis 86; Markus
Tiwald: The Investment of Roman Catholics in the 2DH and Q
129; Joseph Verheyden: Introducing "Q" in French Catholic
Scholarship at the Turn of the 19th and 20th Century: Alfred
É
Loisy's Évangiles synoptiques 146; Gerd Theissen: Itinerant
Radicalism: The Origin of an Exegetical Theory 175; Marco
Frenschkowski: Itinerant Charismatics and Travelling Artisans
- Was Jesus Travellng Lifestyle Induced by His Artisan
Background? 191; Sarah E. Rollens: Where Are All the Women
in Q Studies?: Gender Demographics and the Study of Q 223;
Hildegard Scherer: Learning Lessons on Q: The 2DH and Q in
Academic Teaching 254; Ralf Miggelbrink: The Quest for the
Historical Jesus and Q in the View of Systematic Theology 274;
Contributors 283.
80. ———. 2020. The Sayings Source: A Commentary on Q.
Stuttgart: Kohlhammer.
81. ———. 2020. "The Investment of Roman Catholics in the 2DH
and Q." In The Q Hypothesis Unveiled: Theological,
Sociological, and Hermeneutical Issues Behind the Sayings
Source, edited by Tiwald, Markus, 129-145. Stuttgart:
Kohlhammer.
82. Toda, Satoshi. 2012. "The reasons why the synoptic problem
should be reconsidered once again." Hitotsubashi Journal of
Arts and Sciences no. 53:47-78.
83. Trevett, Christine. 1984. "Approaching Matthew from the
Second Century: the Under-Used Ignatian Correspondence."
Journal for the Study of the New Testament no. 20:59-67.
"We are often told that in writing the seven letters of the so-
called Middle Recension Ignatius of Antioch, bishop and
martyr, showed knowledge of Matthew’s Gospel.(1) His
epistles, it has been claimed, provide therefore a terminus ante
quem for that Gospel’s creation and/or supportive evidence in
favour of its Syrian provenance.(2)
Although such statements are made, the question of literary
relationship has been relatively little studied, and this paper
will draw attention to the findings of a small number of
scholars which has considered seriously Ignatius’s alleged
dependence on Matthew’s Gospel. To facilitate comparison for
readers, it will include a table of the parallels between the
Gospel and the letters most frequently adduced as well as
comments concerning some of those factors which render the
approach to a Gospel from the second century difficult and
worth undertaking. For although no consensus of scholarly
opinion has emerged regarding Ignatius’s usage, the few
studies cited in this paper provide tempting glimpses of
insights yet to be gained.
They suggest that our knowledge of the Synoptic Problem, of
the form, date and provenance of individual Synoptic sources
and of the use of Gospel traditions in Christian communities
may be furthered by means of an approach to the Gospels from
the second century." (p. 59)
(1) Written to Ephesus, Magnesia, Tralles, Rome, Philadelphia,
Smyrna and to Polycarp.
(2) E.g. B.H. Streeter, The Primitive Church (London, 1929), p.
281; G.D. Kilpatrick, The Origins of the Gospel according to St.
Matthew (Oxford, 1946), p. 6; G. Strecker, Der Weg der
Gerechtigkeit (Gottingen, 1962), pp. 35f.; J.C. Fenton, The
Gospel of St. Matthew (Harmondsworth, 1963), p. 11; D. Hill,
The Gospel of Matthew (London, 1972), pp. 48f., 51.
84. Tripp, Jeffrey M. 2013. "Measuring Arguments from Order for
Q: Regression Analysis and a New Metric for Assessing
Dependence." Neotestamentica no. 47:123-148.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Synoptic Problem: Bibliography of
the main studies in English from
1964 (A - Bro)
Bibliographies on the Synoptic problem
1. Longstaff, Thomas Richmond Willis, and Thomas, Page Allison,
eds. 1989. The Synoptic Problem. A Bibliography, 1716-1988.
Macon: Mercer University Press.
"This bibliography includes the major works (books and
reviews; articles in journals and collected essays; dissertations;
unpublished material) not only with reference to the synoptic
problem, but with reference to the wider question of the
sources of and interrelationships among the synoptic gospels. A
number of works are included which, while not dealing with the
issues directly, are relevant and have been cited in the
literature. Many of the books in the bibliography themselves
contain excellent bibliographies. The most important of these
have the notation “Includes bibl. ”
This bibliography is divided into three sections: (1) Author/title
index; (2) date of publication/writing index (author and entry
number listed); and (3) keyword index with entry numbers." (p.
XV)
2. McKnight, Scot, and Williams, Matthew C. 2000. The Synoptic
Gospels: An Annotated Bibliography. Grand Rapids, MI: Baker
Books.
Studies on the Synoptic Gospels, pp. 37-46.
"The number of studies devoted to the Synoptic Problem is
immense and no longer controllable. The following works are
among the most important. For those who wish to delve further
into the Synoptic Problem, the bibliography of Longstaff (see
#142) is exhaustive through 1988. Besides the industry of
individual scholars poring painstakingly over the data of the
texts themselves, scholars of the Synoptic Problem have
frequently sponsored international conferences where heated
debate and constructive progress held the day. Fortunately,
many of the conferences have had their papers published. A
virtual history of the debate can be traced by studying such
volumes. Let it be observed that one's solution to the Synoptic
Problem has a decided impact on one's perception of early
Christian history and the nature of the theology of each
Evangelist (see Farmer, #120)." (p. 37)
References
#142 = Longstaff, Thomas, The Synoptic Problem. A
Bibliography, 1716-1988.
#120 = Farmer, The Synoptic Problem: A Critical Analysis.
Studies on the Synoptic Problem
1. Abakuks, Andris. 2006. "A Statistical Study of the Triple-Link
Model in the Synoptic Problem." Journal of the Royal
Statistical Society no. 169:49-60.
Summary: "In New Testament studies, the synoptic problem is
concerned with the relationships between the gospels of
Matthew, Mark and Luke. A careful specification in
probabilistic terms is set up of what is known as the triple-link
model, and, as a special case, the double-link model.
Counts of the numbers of verbal agreements between the
gospels are examined to investigate which of the possible triple-
link models appears to give the best fit to the data."
"Honoré (1968) in a pioneering paper carried out a statistical
analysis of the synoptic problem, a well-known branch of New
Testament studies, in which hypotheses about the relationships
between the gospels of Matthew, Mark and Luke are
investigated. A good Introduction to the various theories that
have been proposed for the relationships between the synoptic
gospels is given by Goodacre (2001). Honoré (1968) is
particularly useful in that it provides a comprehensive listing of
the data that were used in the analysis and a detailed account of
the mathematical and statistical reasoning. However, from the
point of view of a statistician, one of the challenges of Honoré
(1968) is that his terminology tends not to conform to what is
accepted usage in statistical theory." (p. 49)
2. ———. 2007. "A Modification of Honoré’s Triple-link Model in
the Synoptic Problem." Journal of the Royal Statistical Society
no. 170:841-850.
Summary: "In an earlier paper a careful specification in
probabilistic terms was set up of Honoré’s triple-link model. In
the present paper, a modification of Honoré’s model is
proposed. As previously, counts of the numbers of verbal
agreements between the gospels are examined to investigate
which of the possible triple-link models appears to give the best
fit to the data, but now using the modified version of the model
and additional sets of data."
3. ———. 2012. "The Synoptic Problem: on Matthew’s and Luke’s
Use of Mark." Journal of the Royal Statistical Society no.
175:959-975.
Summary: "Assuming Markan priority, we investigate the
relationship between the words in Mark that are retained
unchanged by Matthew and those that are retained unchanged
by Luke. This is done by mapping the sequence of words in
Mark into binary time series that represent the retention or
non-retention of the individual words, and then carrying out a
variety of logistic regression analyses.
4. ———. 2015. The Synoptic Problem and Statistics . Boca Raton
(FL): CRC Press.
"Outline of this book"
"In Chapter 2, we build upon the triple-link model introduced
by Honoré (1968), broadly following the development in
Abakuks (2006a, b, 2007), but with some changes. In Chapter
3, the bivariate binary time series obtained from the
highlighted text of Mark in Farmer's Synopticon is introduced,
and much of the rest of the book is concerned with the analysis
of such binary time series. In Chapter 3 itself, following the
treatment in Abakuks (2012), under the assumption of Markan
priority, i.e., that Mark was the first of the synoptic gospels to
be written, the time series is analyzed using logistic regression
methods in order to investigate Matthew's and Luke's use of
Mark and, in particular, to test whether Matthew and Luke
were statistically independent in their verbal agreements with
Mark. From Chapter 4 onwards, hidden Markov models are
used to analyze the series. Chapter 4 is a theoretical interlude in
which the theory of hidden Markov models for binary data is
presented, with some associated R code in Appendix A at the
end of the book. In Chapter 5, hidden Markov models are used
to investigate Matthew's and Luke's use of Mark.(24) In
Chapter 6, a different bivariate binary time series, which uses
Matthew as the base text instead of Mark, is analysed in order
to investigate the verbal agreements of Mark and Luke with
Matthew.
After the statistical analysis in earlier chapters of the binary
data extracted from the gospel texts, in Chapter 7 we turn to
some examples of the incomparably richer material of the texts
themselves in Greek, to be able to exhibit the verbal agreements
word by word, and in English translation, to make the texts
accessible to a wider readership. Parallel passages from the
synoptic gospels, which emerge from the results of the
statistical analysis as particularly significant for the synoptic
problem, are presented for detailed examination.
We focus especially on passages that, from the statistical
analysis, appear likely to provide the strongest evidence that,
under the assumption of Markan priority, Matthew and Luke
were not independent in their use of Mark. This leads to the
discussion of specific issues concerning the relationships
between parallel sections of text and the responses of New
Testament scholars who defend different synoptic hypotheses.
Finally, in Chapter 8 we summarize the conclusions that may
be drawn from our analysis and suggest directions for further
research.
To put things in the broader context of New Testament studies,
much of the material in this book could be regarded as falling
within the scope of what is known as source criticism, which
seeks to identify the sources used by the gospel authors. Some
of the discussion in Chapter 7 touches on aspects of redaction
criticism, which deals with the way in which the gospel authors
edited and adapted their sources to fit in with their own
theological standpoint.
These and other aspects of biblical criticism are surveyed in
Tuckett (1987)."
(24) An introductory sketch of this approach is given in
Abakuks (2015).
5. ———. 2015. "A Statistical Time Series Approach to the Use of
Mark by Matthew and Luke." In Marcan Priority Without Q:
Explorations in the Farrer Hypothesis , edited by Poirier, John
C. and Peterson, Jeffrey, 119-139. London: T & T Clark.
"1. Introduction
The statistical approach to the synoptic problem to be
described in this study follows a tradition of statistical analysis
of verbal agreements comprehensively reviewed in a recent
article by John Poirier.(1) In particular, it builds on aspects of a
seminal paper by A. M. Honoré.(2) Earlier analysis by the
present author(3) put some of Honoré's work on the so-called
triple-link model on a more rigorous mathematical footing.
Using the symbols A, B, and C to refer to any permutation of
the synoptic gospels, it is supposed in the triple-link model
that, (...) Gospels B and C both use Gospel A and that Gospel C
also uses Gospel B as a source. To summarise very briefly the
results of this earlier work, it was found that the triple-link
model appeared to give a good fit to the data, with the best fit
provided by the two cases of the model where Luke was the last
of the gospels to be written: A = Mark, B = Matthew, C = Luke,
and A = Matthew, B = Mark, C = Luke, respectively." (p. 119)
1. John C. Poirier ' Statistical Studies of the Verbal Agreements
and their Impact on the Synoptic Problem', Currents in Biblical
Research 7 (2008), pp. 68- 123.
2. A. M. Honoré,' A Statistical Study of the Synoptic Problem',
NovT 10 (1968), pp. 95- 147.
3. Andris Abakuks, 'A Statistical Study of the Triple-link Model
in the Synoptic Problem', Journal of the Royal Statistical
Society, Series A, 169 (2006), pp. 49- 60; idem, 'A Modification
of Honoré's Triple-link Model in the Synoptic Problem',
Journal of the Royal Statistical Society, Series A, 170 (2007),
pp. 841- 50.
6. Abbott, Edwin. 1901. The Corrections of Mark Adopted by
Matthew and Luke . London: Adam and Charles Black.
Book II: The principal corrections of Mark , pp. 61-300; § 80.
Minor agreements of Matthew and Luke , pp- 300-304.
Appendix I: A complete table of the corrections in Greek , pp.
307-324; Appendix II: Oral tradition , pp. 325-330.
"The object of this book is to demonstrate that Mark contains a
tradition from which Matthew and Luke borrowed, and to
discuss the corrections of Mark jointly adopted by Matthew and
Luke." (Preface, VII).
(....)
"A comparison of the Synoptists will show that Matthew and
Luke, where Mark is altogether wanting, often agree very
closely indeed, as, for example, in this passage of the Sermon
on the Mount: " No one (Lk. servant) can be bond-servant to
two lords ; for either he will hate the one and love the other or
hold fast to one and despise the other. Ye cannot serve God and
Mammon." ^ In the whole of the Triple Tradition there is
perhaps no instance of such close agreement as in this and in
other passages common to Matthew and Luke and wanting in
Mark. But these passages are best considered by themselves.
Almost all of them contain sayings, not doings, of Christ, and
they have (many of them) peculiarities of style and subject-
matter which render it desirable to consider them separately, as
constituting a distinct document from the Triple Tradition.
Theoretically, it may be urged that this has no more right to be
treated as a distinct document than any other doubly-attested
tradition, e.g. the similarities common to Mark and Matthew
alone, or to Mark and Luke alone. But in practice this collection
of Matthew -Luke passages is so much more important than
any other " double traditions " in the Synoptists that we shall
find it convenient, for brevity, to call it the Double Tradition,
and to discuss it in a separate volume, without, of course,
allowing this convenient title to commit us to any conclusions
about the authorship of this or that passage in the collection."
(p. 48)
(1) Mt. vi. 24, Lk. xvi. 13.
7. Abogunrin, Samuel Oyinloye. 1990. "The Synoptic Gospel
Debate: A Re-Examination from an African Point of View." In
The Interrelations of the Gospels. A Symposium led by M.-E.
Boismard - W.R. Farmer - F. Neirynck, Jerusalem 1984 ,
edited by Dungan, David L., 381-407. Leuven: Leuven
University Press / Peeters.
8. Adamczewski, Bartosz. 2010. Q or not Q? The So-called Triple,
Double, and Single traditions in the Synoptic Gospels .
Frankfurt am Main: Peter Lang.
"If the 'Q source' ever existed, it must have been one of the
pillars of theology of early Christianity. In such a case, why was
this pillar so underdeveloped theologically, especially in
comparison to the Pauline ideas? Why did 'Q' completely
disappear as a literary entity soon after the composition of the
gospels of Matthew and Luke? Shall we believe that Christianity
is based on sand of an unknown, lost, theologically problematic
document?
It is therefore evident that the solution to the synoptic problem
has fundamental importance for interpretation of the Synoptic
Gospels and of the early Christian tradition as a whole. Every
solution to the synoptic problem offers not only a more or less
satisfactory explanation of the literary similarities and
differences among the gospels of Matthew, Mark, and Luke. It
either gives or presupposes also an answer to a more general
question, whether the Synoptic Gospels and other New
Testament writings were based on one internally coherent
gospel tradition or on numerous disparate, partially
overlapping traditions and literary
sources.
Consequently, every solution to the synoptic problem not only
explains the origin of the so-called triple, double, and single
traditions in the Synoptic Gospels but also gives an explicit or
implicit answer to the more fundamental literary-hermeneutic
question, in what sense we may call them 'traditions' at all.
Were they channels of more or less faithful oral transmission of
some preliterary material or rather ways of literary-rhetorical
formulation and reformulation of some particular theological
ideas? Accordingly, shall we understand the synoptic
'traditions' as having (similarly to other scriptural traditions)
mainly a historical-informative or rather an intertextual-
performative nature?
The quest for the correct solution to the synoptic problem is
therefore by no means a purely technical issue. Every solution
to the synoptic problem to a considerable degree conditions
understanding not only of the history of early Christianity but
also of the literary character of the New Testament writings and
consequently of adequate ways of their overall interpretation."
(pp. 17-18)
9. Addis, William Edward. 1911. "The Criticism of the Hexateuch
compared with that of the Synoptic Gospels." In Studies in the
Synoptic Problem By Members of The University of Oxford
edited by Sanday, William, 367-386. Oxford: Clarendon Press.
Syllabus: "The principles of criticism whether applied to the
Old or New Testament are identical.
But the subject-matter in each case is very different.
The date of Moses most uncertain, but he must have lived at
least several centuries before any record of his life, which has
reached us, came into being. Contrast with this the proximity of
St. Mark's Gospel and of Q to the events which they attest.
The present position of criticism of the Hexateuch. The
uncritical conservatism of MoUer and Orr. New views on the
early date of Monolatry. Eerdmans' rejection of critical
principles accepted ever since Astruc published his book on the
composition of Genesis in 1751.
Sir W. M. Ramsay's protest against the claim of Hexateuch
critics to determine in the minutest details the extent of the
several documents. The misleading nature of the parallel which
he draws.
The minute severance of documents in the Hexateuch justified
by an examination of the story of the Flood as given in Genesis.
General sketch of the documents in the Hexateuch and their
characteristics.
Both Hexateuch and Gospels of composite origin. Similar
composite origin can be proved in case of Chronicles, I Esdras,
and may be illustrated from the Saxon Chronicle.
Doublets the best clue to diversity of documents. Doublets in
Synoptic Gospels, Psalms, and Proverbs.
The compiler of the Hexateuch had no documents near to the
time of Moses, and he makes his latest document the
framework in which he sets and to which he adapts all his
earlier material. The Synoptic Evangelists, on the contrary, base
their narratives on Mark, their earliest document for the life of
Christ. Matthew and Luke also build on Q, which may belong to
the Apostolic age. But a peculiar difficulty arises in the Gospels
from the fact that there must have been an Aramaic
background."
10. Agnew, Peter W. 1983. "The “Two-Gospel” Hypothesis and a
Biographical Genre for the Gospels." In New Synoptic Studies:
The Cambridge Gospel Conference and Beyond , edited by
Farmer, William R., 481-499. Macon: Mercer University Press.
"The gospels differ considerably from each other. The question
this raises is pressing for genre criticism: what gives the gospels
themselves any generic affinity with each other, let alone
generic identity with Hellenistic biography? Can we really
speak of the gospels as belonging to one genre? Under the sui
generis solution this problem is nonexistent, for the gospels,
being Kleinliteratur, are in a category by themselves, separate
from any extant examples of Hellenistic Hochliteratur , and
generically united with each other in their own genre gospel on
the basis of their kerygmatic content. But if the gospels are not
simply gospels alone, being instead, generically speaking,
literary works, perhaps biographies, which incidentally have
gospel subject matter, then their differences do create the
problem of what comprises their generic unity. Current
discussion on this question must discern some factor that gives
the gospels their common genre other than the gospels’ subject
matter, if the gospels can successfully be regarded as
Hellenistic biographies.
The purpose of this paper is to suggest that such a factor is
discernible, in the case of the synoptic gospels, in the historical
source-copier relationship that exists among Matthew, Mark,
and Luke-Acts. This proposal explores the ramifications of one
of Shuler’s [*] observations about genre, that it must be a
dynamic concept, allowing for the influence of one work on
those that follow, so that the works in question can be different
because they stand in relation to one another, each author
reacting to the preceding authors’ work, while at the same time
the works belong to a single genre. Perhaps the synoptic
gospels’ historical interrelationships can make intelligible the
differences among these works without infringing on their
generic unity, thus opening the way for a new biographical
consensus view on the question of the genre of the synoptic
gospels based on contemporary scholarship. We shall see how
such a consensus might look after first considering in detail the
historical relationships existing among Matthew, Mark, and
Luke-Acts." (pp. 485-486, notes omitted)
[*] Philip L. Shuler, A Genre for the Gospels: The Biographical
Character of Matthew , Philadelphia: Fortress Press 1982.
11. Allen, Willoughby C. 1911. "The Aramaic Background of the
Gospels." In Studies in the Synoptic Problem By Members of
The University of Oxford edited by Sanday, William, 287-312.
Oxford: Clarendon Press.
"The first three Gospels are written in Greek.
Was that their original language, and are they based on Greek
sources? Apart from the question of the language of the first
Gospel writings, did Christ speak in Aramaic or in Greek ?
The case of St. Luke is the easiest and may be taken first. It is
written in Greek, and is largely based on Greek sources. That is
to say, the compiler had before him a Greek Gospel practically
identical with our St. Mark.
He has also a good many sayings which are also found in St.
Matthew. Whatever St. Matthew may have done, St. Luke no
doubt drew them from a Greek source or sources. The rest of
the Gospel of St. Luke was probably also based on Greek
sources. The first two chapters, which are strongly marked by
Hebraisms (not Aramaisms), have often been thought to be
translation work of a Hebrew original. But it is equally possible
that they were purposely written in the style of the Greek
version of the Old Testament. St. Luke's language, generally
speaking, in the Gospel is tinged with Hebraisms, but these
need not anywhere be signs of translation work. Conscious
imitation of the Septuagint will quite adequately account for
them.
The case of the Second Gospel is rather different. This too is
extant in Greek, and in the judgement of most modem writers
that was the original language. The Greek of the Gospel is
coloured by Aramaisms (not Hebraisms).
So long ago as 1902 I ventured to suggest that the only
adequate explanation of this foreign element is that the Gospel
is a translation of an Aramaic original.(1) Recently this opinion
has received the weighty corroboration of the judgement of
Wellhausen. It is not sufficient to say that the writer may have
been an Aramaic-speaking Jew who was not very adequately
equipped with a knowledge of Greek, and that he was writing in
Greek matter which had come to him orally in Aramaic. The
evidence rather suggests, as Wellhausen points out, a translator
of an Aramaic document who sometimes misinterprets by
translating
too literally.
On the original language of the First Gospel much has been
written, but the investigations of the last century of criticism
seem to have proved beyond reasonable doubt that the Gospel
was written in Greek, and is based at least in part upon Greek
sources. Like St. Luke, the author had before him a Gospel
practically identical with our St. Mark. And he also has a good
many sayings which in substance are also found in the Third
Gospel." (pp. 292-293)
(1) Expository Times, xiii. 328 fl.
12. ———. 1911. "The Book of Sayings used by the Editor of the
First Gospel." In Studies in the Synoptic Problem By Members
of The University of Oxford edited by Sanday, William, 235-
286. Oxford: Clarendon Press.
"The criticism of the Synoptic Gospels seems to have reached
this point. It is very generally agreed that Matthew and Luke
have edited and enlarged the Second Gospel. The points still
debated in this connexion are details. The main fact is, as it
would seem, undeniable.
There is further a very widely held belief that Matthew and
Luke had also before them a second source, consisting mainly
of discourses ; and for some years attempts have been made to
reconstruct this.
It was at one time usual to call this alleged discourse source the
Logia, but as that term seemed to beg disputable questions
connected with a statement of Papias about the Logia written
by Matthew, recent writers have preferred to adopt for it a
colourless symbol Q ( = Quelle).
Harnack (2) has recently set himself to the reconstruction of Q,
and as his results are likely to be widely accepted, it is the
purpose of this chapter to offer some criticism of both his
methods and his results by way of introducing a reconstruction
of a discourse source which was used by the editor of the First
Gospel." (p. 235)
(2) The Sayings of Jesus (Crown Theological Library, 1908).
13. Anderson, Paul N. 2014. From Crisis to Christ: A Contextual
Introduction to the New Testament . Nashville: Abingdon.
"Therefore, most scholars embrace a two-source or a four-
source approach, and such is warranted by the evidence. A
glaring weakness, though, with all approaches to the Synoptic
problem is that none of them does anything with the Gospel of
John. If John represents an independent Jesus tradition with
different perspectives from the beginning, though theologically
developed, might it require consideration alongside the other
Gospels? This would call for a new theory; we might call it a Bi-
Optic Hypothesis.
A Bi-Optic Hypothesis—Bringing John into the Mix
The Gospel of John alone argues that the primary source for its
material was an eyewitness, the beloved disciple, who leaned
against the breast of Jesus at the Last Supper and whose
“testimony is true” (John 21:23-24). The question is whether
such is a knowing opinion or simply a rhetorical claim with no
basis in knowledge—therefore a false assertion. Of course, John
is so different from the Synoptics that it makes it easier for
interpreters to ascribe John’s story of Jesus to theological
factors rather than historical ones, thereby expunging it from
canons of historical memory about Jesus and his ministry. And
yet, this is a simplistic and facile way out of the problem, as
John’s final compiler claims the opposite, and John also
includes apparent historical tradition that is not in the
Synoptics.
The de-historicization of John appeals to some historical-
critical scholars, as it is much easier to deal with the Synoptics’
literary and historical issues without John in the mix. But is
this a robust approach or a timid one? Ascribing John’s origin
to theology rather than history has also come to be preferred by
some traditionalist scholars because if John were judged
historically correct where it differed from the other Gospels,
this would create new problems for interpreting the canonical
Gospels. Therefore, critical and traditional scholars have settled
for a more manageable compromise, differing from the early
church, claiming that John is not historical but is theological
only; three against one, John is the lone Gospel out. However, if
Matthew and Luke built upon settled for a more manageable
compromise, differing from the early church, claiming that
John is not historical but is theological only; three against one,
John is the lone Gospel out. However, if Matthew and Luke
built upon Mark, it is not a three-to-one majority; it is a factor
of John and Mark—two Gospels having individuated
perspectives, perhaps from day one—deserving to be analyzed
critically as the Bi-Optic Gospels." (Part I: The Gospels and
Jesus; Excursus I: A Bi-Optic Hypothesis - A Theory of Gospel
Relations , pp. 102-126)
14. Andrejevs, Olegs. 2019. Apocalypticism in the Synoptic
Sayings Source: A Reassessment of Q's Stratigraphy .
Tübingen: Mohr Siebeck.
"While we presuppose the validity of the 2DH and Q’s written
character, in what follows we shall engage the feasibility of Q’s
reconstruction and the attainability of the document’s wording.
The former has recently been dismissed by a number of
scholars who have pointed out the inferiority of the
reconstructed Mark(4) to the canonical version of the gospel,
while Q’s wording has come under renewed scrutiny. This will
be followed by arguments in support of the autonomy of
Didaché 1:3b–2:1 and portions of the Gospel of Thomas , both
contested subjects in recent academic discussion. Some of the
observations included in the treatment of these matters will
cover familiar terrain. However, their configuration is designed
to highlight the problematic nature of a number of current
claims and to lay the methodological foundation for the present
investigation as well as for a fresh treatment of the Sayings
Source and related documents." (p. 2, note 5 omitted)
(4) Viz., Mark’s gospel as reconstructed from its reception by
Matthew and Luke.
15. ———. 2020. "The “Reconstructed Mark” and the
Reconstruction of Q: A Valid Analogy?" Biblical Theology
Bulletin: Journal of Bible and Culture no. 50:83-91.
Abstract: "Described as a “thought experiment” by a number of
scholars, Mark’s Gospel as reconstructed exclusively from its
reception by Matthew and Luke has been repeatedly advanced
as a challenge to the reconstruction of Q in recent decades. This
essay analyzes the “Reconstructed Mark” argument, finding it
to form a poorly calibrated analogy for the Q document. It will
be shown that Matthew and Luke treat Q, which is a sayings
collection, differently from the sayings of Jesus in Mark’s
Gospel, which are already valued by them more highly than
Mark’s narrative. Further arguments in support of the
feasibility of Q’s reconstruction and the attainability of its text
will also be provided."
16. ———. 2020. "A Source-critical Analysis of the Lord's Prayer:
Multiple Autonomous Recensions or Q?" Ephemerides
Theologicae Lovanienses no. 96:661-679.
Abstract: "Although in the New Testament the Lord’s Prayer is
extant only in Matthew and Luke, scholars who work with the
Two-Document hypothesis frequently maintain the Prayer’s
proliferation apart from the Q source, in a liturgical tradition
potentially also responsible for the Didache ’s recension and for
the Prayer’s echoes in Mark’s gospel. This essay analyzes the
data supporting the above hypothesis, reopening the question
of the Prayer’s exclusive transmission through Q. Some
observations are included concerning the alternative solution
offered by the Farrer-Goulder hypothesis."
17. ———. 2021. "The Double Tradition in Luke (Q) 3–7 as a
Macro-Chiasm and its Significance for the Synoptic Problem."
New Testament Studies :388-406.
Abstract: "The level of scepticism met by the concept of macro-
chiasm in ancient literature is noticeably lower today than two
decades ago, with sizable agreement coalescing around certain
examples. One such example is found in the synoptic double-
tradition material as it is preserved in Luke's Gospel, which
provides the methodological foundation for the reconstruction
of the hypothetical synoptic source document Q. This article
explores the study of the macro-chiasm identified in Luke (Q)
3.7–7.35 and its implications for the synoptic problem. It also
addresses the methodological considerations advanced by S. E.
Porter and J. T. Reed in their NTS article two decades ago,
meeting a certain stipulation placed by them upon subsequent
scholarship."
18. Argyle, Aubrey William. 1985. "Evidence for the View that St.
Luke Used St. Matthew’s Gospel." In The Two-Source
Hypothesis: A Critical Appraisal , edited by Bellinzoni Jr.,
Arthur J., 371-379. Macon: Mercer University Press.
Reprint from Journal of Biblical Literature , 83, 1964, pp. 390-
396.
Abstract: "Argyle notes that there are a number of editorial
agreements between Matthew and Luke that are best explained
not by their use of a common source (Mark), but by the fact
that one of them was acquainted with the work of the other.
The evidence at the beginning of Matthew 5 suggests
unmistakably that Luke followed Matthew.
Argyle examines a number of passages to show how Luke has
dealt with material from Matthew and argues that the
differences between Matthew and Luke are no obstacle to the
belief that Luke uses Matthew’s gospel, a belief for which the
very many agreements of Matthew and Luke against Mark
afford sufficient warrant.
After examining in detail several passages in the Triple
Tradition, Argyle concludes on the basis of the evidence that
the view that Luke knew and used Matthew’s gospel is not only
a possible one, but is very probable."
19. Arnal, William E. 2007. "The Q Document." In Jewish
Christianity Reconsidered, Rethinking Ancient Groups and
Texts , edited by Jackson-McCabe, Matt, 119-154. Minneapolis:
Fortress Press.
20. ———. 2011. "The Synoptic Problem and the Historical Jesus."
In New Studies in the Synoptic Problem: Oxford Conference,
April 2008: Essays in Honour of Christopher M. Tuckett
edited by Foster, Paul, Gregory, Andrew F., Kloppenborg, John
S. and Verheyden, Joseph, 371-432. Leuven: Peeters.
"Arguably, the synoptic problem has been intimately related to
the quest for the historical Jesus from its inception. The
recognition that the gospels are not perfect renditions of “what
actually happened” is what
raises the question of their sources of information and the
reasons for their agreements or disagreements; and at the same
time, what makes pressing the issue of how much of what they
relate is reliable" (p. 371)
(...)
"To conclude inconclusively, then, one’s solution to the
synoptic problem does have important consequences for how
one approaches individual texts, and even for what one may
reasonably infer about the
overall development of the traditions about Jesus –
consequences that are not always admitted by advocates of that
solution. There may also be affinities between one’s solution
and one’s reconstruction of the historical Jesus, something we
see when a 2DH advocate produces a Q-like Jesus, or a FH
advocates produces a Mark-like Jesus, or a 2GH advocate
produces a Matthew-like Jesus. At the same time, however,
both in theory and in practice, no necessary relationship
emerges between one’s synoptic source theory and one’s
portrait of Jesus: similar portraits of Jesus are held by
adherents of different synoptic source theories, while very
different reconstructions of Jesus may be offered by adherents
of the same solutions to the synoptic problem. The critical
questions that must be answered before one can address the
vexed matter of the historical Jesus are less those of the literary
relationship among the extant gospels than historical questions
about the nature and transmission of the tradition." (pp. 429-
430)
21. ———. 2013. "The Trouble with Q." Forum. Foundations and
Facts no. 2:7-76.
"The bulk of this article, therefore, is devoted to attempting a
rather less idealized characterization of Q’s literary
development and social history than has been customary. It is
not of especially great concern to me that the people
responsible for Q be identified specifically and precisely with
the exact office of village scribe (κωμογραμματεύς, sometimes
translated as “village clerk”), or whether they “should perhaps
be estimated a few notches higher.”(30) Caviling about just how
high or low on the spectrum of literate administrators these
people should be does not much affect the basic reading of Q’s
rhetoric or situation
(though it might have some impact on the details), and in any
case misses the point, which is to situate Q and its literary
development in a genuinely historical context, that is, one that
is specific, concrete, material, and also has the potential to be
truly explanatory.(31) So long as Q and its traditions are
recognized as the literary product of a bureaucratic-scribal
milieu rather than an incidentally transcribed residue of
indigenizing village prophets or the self-promotion of destitute
peasant itinerants, this will suffice." (pp. 15-16, some notes
omitted)
(30) So Kirk, The Composition of the Sayings Source , 399.
(31) In what follows I am taking it for granted that Q is the
product of a Galilean environment and that it dates to before
the war of 66–70 CE.
22. Asgeirsson, Jon Ma, De Troyer, Kristin, and Meyer, Marvin W.,
eds. 2000. From Quest to Q: Festschrift James M. Robinson .
Leuven: Leuven University Press / Peeters.
Contents: Preface VII;
H. Koester: An Intellectual Biography of James M. Robinson
XIII;
James M. Robinson: Curriculum Vitae XXIII; James M.
Robinson: Bibliography XXV;
Founder and Fashion
M. Frenschkowski: Welche biographischen Kentnisse von Jesus
setzt die Logienguelle voraus? Beobachtungen z:ur Gattung von
Q im Kontext antiker Spruchsammlungen 3; Th. Hieke:
Schriftgelehrsamkeit in der Logienguelle: Die altestamentlichen
Zitate in der Versuchungsgeschichte Q 4,1-3 43; J.S.
Kloppenborg Verbin: A Dog among the Pigeons: The "Cynic
Hypothesis" as a Theological Problem 73; M. Ebner:
Feindesliebe - ein Ratschlag zum Überlegungen? Sozial- und
religionsgeschichtliche Überlegungen zu Mt 5,38-47/Lk 6,27-
35 119; M.W. Meyer: Did Jesus Drink from a Cup? The
Equipment of Jesus and His Followers in Q and al-Ghazzali
143;
Topos and Topics
F. Neirynck: NAZAPA in Q:: Pro and Con 159; C.M. Tuckett: Q
12,8: Once again "Son of Man" or "I''? 171; A.O. Jacobson: Jesus
against the Family: The Dissolution of Family Ties in the
Gospel Tradition 189; R.A. Piper: Wealth, Poverty and
Subsistence in Q 219; P.J. Hartin: The Woes against the
Pharisees (Matthew 23,1-39): The Reception and Development
of Q 11,39-52 within the Matthean Community 265; F. Bovon:
Tracing the Trajectory of Luke 13,22-30 Back to Q: A Study in
Lukan Redaction 285; H.W. Attridge: "Seeking" and "Asking"
in Q. Thomas, and John 295; R. Uro: Washing the Outside of
the Cup: Gos. Thom. 89 and the Synoptic Parallels 303;
Indexes; Abbreviations 325; Index of Biblical References 329;
Index of Other Ancient Writings 341.
23. Barker, James W. 2016. "Ancient Compositional Practices and
the Gospels: A Reassessment." Journal of Biblical Literature
no. 135:109-121.
Abstract: "Recent studies of ancient compositional practices
and the Synoptic Problem have validated the Two-Source
hypothesis and challenged the “Augustinian,” Farrer–Goulder,
and Griesbach hypotheses. These studies conclude that,
according to the Two-Source hypothesis, subsequent
evangelists would have adhered to the Greco-Roman
conventions of working with one source at a time and not
working backward through a text. The present essay adduces
counterexamples such as the Greek Minor Prophets Scroll from
Naal ever, which predates the Gospels, and Tatian’s
Diatessaron, which postdates the Gospels. Upon further
examination, simultaneously accessing multiple sources and
reordering those sources were established compositional
practices in the first century. Moreover, every solution to the
Synoptic Problem necessitates such scribal conventions.
Therefore, the lesser extent of these ancient compositional
practices does not privilege the Two-Source hypothesis over its
rivals."
24. Barrett, Charles Kingsley. 1985. "Q: A Reexamination." In The
Two-Source Hypothesis: A Critical Appraisal , edited by
Bellinzoni Jr., Arthur J., 259-268. Macon: Mercer University
Press.
Reprint from The Expository Times, 54, 1942-43, pp. 320-323.
Abstract: "Barrett questions the theory that the material we
have called Q was all derived from one written document;
rather it was derived from a number of non-Markan sources
that were used by Matthew and Luke. Barrett’s investigation is
directed toward two issues.
(1) The degree of agreement not only in words but also in
traditional background ( Sitz im Leben ) between Matthew and
Luke when they are reporting sayings of the same purport.
Barrett finds, in this regard, that in some of the Q passages the
agreement is so close that there is no reason to doubt they were
drawn from a common source or sources, but in other passages
the agreement is much less close. He concludes that the part of
the material where agreement is closest may be satisfactorily
explained as derived from a single common Greek source, but
that the remainder cannot be explained without recourse to
some parallel version. Barrett maintains that it is simpler to
suppose that Matthew and Luke in collecting their material
used traditions that were similar but not identical than that
they each had identical copies of one source, which in the case
of one of them was contaminated with a parallel version.
(2) If Matthew and Luke are both using the same continuous
source, we should expect them to show in their use of it the
same agreements in order that, in general, they show when
both are following Mark. Barrett finds, in this regard, that the
argument that the order of the Q sections in Matthew and Luke
indicates that they were drawn from a common document,
breaks down. The common order of much of the Q material in
Matthew and Luke is afforded rather by the outline of Mark.
In conclusion, Barrett argues that behind Q we should probably
see a wider editorial research and a greater number of sources
than have commonly been allowed for."
25. Bartlet, J. Vernon. 1911. "The Sources of Luke's Gospel." In
Studies in the Synoptic Problem By Members of The University
of Oxford edited by Sanday, William, 314-363. Oxford:
Clarendon Press.
Syllabus: "The current Two-Document theory is open to
question. The differences in the Logian element of Matthew
and Luke demand fuller scope for the Oral factor.
I. Yet Luke used a second written source besides Mark, and our
problem is to define its character.
(i) The test of style points to the Jewish-Christian or Hellenistic
nature of Luke's special source (S).
(ii) Characteristic ideas confirm this, e.g. the notion of '
fulfilment ', Messiah, etc.
Analysis of certain sections in this light:—The Epileptic Boy (ix.
37-43*); Peter's Confession; the non-use of Mk vi. 45-viii. 26 ;
the Feeding of the 5,000 (ix. 10b-17) ; and especially the
Mission of the Twelve.
Hence the basal Apostolic tradition (Q), implied even by Mark,
was used by Luke in an independent form (QL) already
embedded in his ' special source ' (S) ; while Q itself included
the ' Logia '. This seen in the Great Sermon, the Message of the
Baptist and Jesus' response, and the Parable of the Sower.
The question whether one ' special source ' will explain all
Luke's non-Marcan matter, to be answered in the affirmative:
e.g. for the Sermon at Nazareth, the incident at Nain, etc.
These results apply also to the Passion story, on the view that
this also stood in Q as far back as we can trace it: detailed proof.
Further, it is there even clearer than elsewhere that the
continuous twofold special material in Luke (S + QL), apart
from Mark, lay before the Evangelist already unified in an order
fixed by the witness of a single authoritative informant.
Traces of independent historical witness peculiar to Luke's
narrative, both before the Passion (xviii. 15-xxi. 38) and after
(ch. xxiv).
Luke's 'Great Insertion' (ix. 51-xviii. 14) best explained on the
above theory: The ' Peraean ' Ministry ; the Mission of the
Seventy (special relation of Luke's informant to their circle);
the Lucan Parables, their setting and special features.
Exact form of Luke's special source: its probable place of origin
among Palestinian Hellenists; its Johannine elements; Luke's
editorial handling of it.
II. Objections met.
Professor Stanton's kindred view.
Merits of the theory. Diagram.
26. Batovici, Dan. 2009. "The Oxford Conference on the Synoptic
Problem." Currents in Biblical Research no. 7:245-271.
Abstract: "The past two centuries have witnessed a wide
spectrum of solutions for the Synoptic Problem. Even though
quite far from a consensus, the problem tends to incorporate
new domains from ongoing connected research: the relevance
of the Gospel of Thomas, the Synoptic authors’ use of the Old
Testament or recent studies on communication media in
antiquity. This article surveys a number of issues presented in
the papers of the Oxford Conference on the Synoptic Problem,
held in May 2008, ranging from challenging past and present
solutions of the Synoptic Problem from different perspectives
to new directions of research on this topic."
27. Bauckham, Richard. 2011. "The Gospel of John and the
Synoptic Problem." In New Studies in the Synoptic Problem:
Oxford Conference, April 2008: Essays in Honour of
Christopher M. Tuckett edited by Foster, Paul, Gregory,
Andrew F., Kloppenborg, John S. and Verheyden, Joseph, 657-
688. Leuven: Peeters.
28. ———. 2014. "Gospels before Normativization: A Critique of
Francis Watson’s Gospel Writing ." Journal for the Study of the
New Testament no. 37:185-200.
Abstract: "This extended review of Francis Watson, Gospel
Writing , engages critically with some of the major arguments
of the book, including Watson's case against Q and for Luke’s
use of Matthew, his claim that the Gospel of Thomas preserves
a very early genre of gospel writing, his argument that the
Gospel of John is dependent on the Egerton Gospel, and his
account of the process (‘normativization’) that produced the
canon of the four gospels.
His work is criticized generally for neglecting the wider literary
context of the gospels in ancient Jewish and Graeco-Roman
literature."
29. Bauer, David R. 2019. "Streeter Versus Farmer: The Present
State of the Synoptic Problem as Argument for a Synchronic
Emphasis in Gospel Interpretation." The Journal of Inductive
Biblical Studies no. 6:7-28.
Abstract: "The dominant method for Gospel interpretation over
the past several decades has been redaction criticism, which
depends upon the adoption of a certain understanding of
synoptic relationships in order to identify sources that lie
behind our Gospels. Yet an examination of the major proposals
regarding the Synoptic problem reveals that none of these
offers the level of reliability necessary for the reconstruction of
sources that is the presupposition for redaction criticism. This
consideration leads to the conclusion that approaches to Gospel
interpretation that require no reliance upon specific source
theories are called for."
30. Baum, Armin D. 2008. "Matthew's Sources - Written or Oral? A
Rabbinic Analogy and Empirical Insights." In Built Upon the
Rock: Studies in the Gospel of Matthew , edited by Gurtner,
Daniel M. and Nolland, John, 1-23. Grand Rapids, MI:
Eerdmans.
"How did the textual similarities and differences between
Matthew and Mark and Matthew and Luke develop? The
answer to this question has to be well founded.
A mere description of the New Testament evidence is not
enough. The synoptic data raise a number of preliminary
questions, but in themselves they do not provide a reliable
answer. In order to solve the Synoptic Problem on the basis of a
broader foundation it is necessary to compare the New
Testament synoptic data (part 1) to the relationship that exists
between other parallel texts from antiquity, especially from
rabbinic tradition (part II ), and to relevant results from
experimental psychology and oral poetry research (part III).
Most Gospels scholars have not paid much attention to these
analogies to the Synoptic Problem. But of those scholars who
took these analogies into account only a minority argued for a
simple literary dependence between the New Testament
Gospels. Most of them integrated, to varying degrees, an oral
factor into their solution to the Synoptic Problem. l would like
to develop their approach a step further.
One of my results is that neither the selection of material nor its
order is adequate criterion for distinguishing between literary
and orally related parallel texts. The verbal agreements and
disagreen1ents are much more relevant.
But it has turned out to be essential to look not only at the
number of verbal agreements (1) but also at their dispersion
(2), and at the higher figures in the poetic sections (3), in the
words of Jesus (4) and in the Old Testament quotations (5) as
well as at the Minor Agreements (6)." (pp. 1-2)
31. ———. 2013. "Synoptic Problem." In Dictionary of Jesus and
the Gospels. Second edition , edited by Green, Joel B., Brown,
Jeannine K. and Perrin, Nicholas, 911-919. Downers Grove, IL:
InterVarsity Press.
"The Synoptic Problem deals with the interrelationship of the
Synoptic Gospels (Matthew, Mark, Luke) and addresses a
foundational question: What is the best explanation for the
textual similarities and
differences between Matthew, Mark, and Luke? Based on the
Synoptic evidence, this question can be split into a number of
subquestions, which can be formulated on the basis of the most
commonly accepted
solution, the two-source hypothesis (...).
1. The Synoptic Evidence
2. The Proposed Explanations
3. Insights from Cognitive Psychology
4. Conclusion" (p. 911)
(...)
"2.8. Conclusion. Irrespective of the many different opinions
about chronological order and the mutual relationships among
the Synoptic Gospels, there exists a broad variety of views
about the relative amount of literary dependence and oral
tradition involved in the composition of the Gospels. The
explanation of the Synoptic evidence in terms of a more or less
exclusively literary dependence is widespread (cf. Wilke;
Farmer; Goulder; Burkett) but contested. A second approach
combines literary dependence with the influence of oral
tradition and/or human memory and appears in two variants.
Some parts of the Synoptic parallels are explained by literary
dependence, while other parallel sections are explained as the
result of oral tradition (Dunn; Mournet). Alternatively, one
ascribes the Synoptic parallels to a concurrence of literary
dependence and human memory activity (Goodacre). Third, a
clear alternative to the theory of literary dependence is the oral-
tradition hypothesis originally put forward by Westcott
(Reicke; Baum)." (p. 918)
32. Beare, Francis W. 1964. The Earliest Records of Jesus: A
Companion to the Synopsis of the First Three Gospels by
Albert Huck . Oxford: Blackwell.
"This book is intended in the first instance for the use of
students in theological colleges and kindred institutions who
have in their hands the well-knowm edition of the Synoptic
Gospels arranged in parallel columns, first prepared by Albert
Huck. This Synopsis of the First Three Gospels is now available
in an English edition prepared by Professor F. L. Cross, which
is based upon the ninth German edition of Huck, revised by
Hans Lietzmann, with the same Greek text, but with
prolegomena, section-headings and sub-titles given in English.
Students also have at their disposal the same text in the English
of the American Revised Standad Version, edited by Burton H.
Throckmortorn, Jr. (and edition, 1957).
(...)
These notes are intended to serve as a companion to the Huck
Synopsis .
They are not meant to offer anything like a commentary on the
first three Gospels. Their purpose is rather to lead the student
into an understanding of thye nature of the materials with
which he has to deal, and of the motives and methods of the
Evangelists. Exegesis and exposition are therefore
suborfdinated to the discussion of the problems raised by
criticism." (from the Foreword)
33. Becker, Eve-Marie. 2013. "Dating Mark and Matthew as
Ancient Literature." In Mark and Matthew I. Comparative
Readings: Understanding the Earliest Gospels in Their First-
Century Settings , edited by Becker, Eve-Marie and Runesson,
Anders, 123-143. Tübingen: Mohr Siebeck.
" Conclusion s. Even if it seems to be the case that, in terms of a
relative chronology, Matthew follows Mark rather than vice
versa, in terms of an absolute dating, Matthew provides no
unique or even more precise indications for a terminus post
quem in comparison to Mark. This observation can be
interpreted twofold: First, in regard to the post quem -dating,
Mark and Matthew need to be treated equally.
And because we could not find a further(112) or later date than
70 C. E. in the history of the first century C. E. that could
function as a terminus post quem for dating Mark and
Matthew, we need to conclude that both Gospels were written
either before or after 70 C. E. Secondly, what can be said for the
literary intention of the Markan Gospel is also relevant for
Matthew: Both Gospels obviously refuse a precise dating. This
does not mean, however, that we are discharged from dating
Mark and Matthew. To the contrary, a precise dating of Mark
and Matthew could shed light on central issues of Markan and
Matthean exegesis: for instance, we could precisely formulate
the extent of the authors’ agreement in creating the ‘level of
narration,’ how much they reveal of the ‘level of reference,’ and
the extent to which each narrator affects the Gospel narrative
and makes himself visible. In terms of a relative chronology,
Matthew might be the later Gospel. The manner in which
Matthew succeeds Mark also indicates how
Matthew values his writing in relation to the Markan ‘Vorlage,’
namely, as a competitive completion of Mark rather than as a
totally new-conceptualization." (p. 143, a note omitted)
(112) The only exception might be 44 C. E. (cf. Mark 10:35
ff.par. Matt 20:20 ff.).
34. Becker, Eve-Marie, and Runesson, Anders, eds. 2011. Mark and
Matthew I. Comparative Readings: Understanding the
Earliest Gospels in their First-Century Settings . Tübingen:
Mohr Siebeck.
Table of Contents: Preface V; Eve-Marie Becker and Anders
Runesson: Introduction: Studying Mark and Matthew in
Comparative Perspective 1;
1. History of Research
Cilliers Breytenbach: Current Research on the Gospel according
to Mark: A Report on Monographs Published from 2000–2009
13; David C. Sim: Matthew: The Current State of Research 33;
2. Reconstructing the Artifacts: Text-Critical and Linguistic
Aspects of the Study of Mark and Matthew;
Barbara Aland: Was heißt Abschreiben? Neue Entwicklungen
in der Textkritik und ihre Konsequenzen für die
Überlieferungsgeschichte der frühesten christlichen
Verkündigung 55; Tommy Wasserman: The Implications of
Textual Criticism for Understanding the 'Original Text' 77;
Stanley E. Porter: Matthew and Mark: The Contribution of
Recent Linguistic Thought 97;
3. Date and Genre
Eve-Marie Becker: Dating Mark and Matthew as Ancient
Literature 123; David E. Aune: Genre Theory and the Genre-
Function of Mark and Matthew 145;
4. Socio-Religious Location
Sean Freyne: Matthew and Mark: The Jewish Contexts 145;
Morten Hørning Jensen: Conflicting Calls? Family and
Discipleship in Mark & Matthew in the Light of First-Century
Galilean Village Life 205; Linden Youngquist: Matthew, Mark
and Q 233; Wayne Baxter: Matthew, Mark, and the Shepherd
Metaphor: Similarities, Differences, and Implication 263s;
5. Conflict and Violence
Warren Carter: Matthew: Empire, Synagogues, and Horizontal
Violence 285; Lorenzo Scornaienchi: The Controversy
Dialogues and the Polemic in Mark and Matthew 309; John S.
Kloppenborg: The Representation of Violence in Synoptic
Parables 323;
6. Building Community Using Text
Oda Wischmeyer: Forming Identity Through Literature: The
Impact of Mark for the Building of Christ-Believing
Communities in the Second Half of the First Century C. E. 355;
Anders Runesson: Building Matthean Communities: The
Politics of Textualization 379;
7. Notes from the Conference: Further Discussion
Adela Yarbro Collins: Reflections on the Conference at the
University of Aarhus, July 25–27, 2008 411;
Bibliography 415; List of Contributors 457; Index of References
459; Index of Subjects 483-491.
35. ———. 2013. "Introduction: Studying Mark and Matthew in
Comparative Perspective." In Mark and Matthew I.
Comparative Readings: Understanding the Earliest Gospels in
Their First-Century Settings , edited by Becker, Eve-Marie and
Runesson, Anders, 1-10. Tübingen: Mohr Siebeck.
"The study of Mark and Matthew in comparative perspective
has a long history, but mainly insofar as we attempt to solve the
Synoptic Problem, and, to a certain degree, to untangle the
relationship of these Gospels through redaction-historical
analyses. However, ever since the theory of Markan priority
became firmly established in the first half of the 19th century,
such redaction-historical work has focused on understanding
Matthew rather than Mark when they are compared.
To be sure, many studies, especially commentaries of either
Mark or Matthew, make observations related to the other
Gospel as they interpret specific passages or reconstruct certain
events; nevertheless, most often the result of studying Mark
and Matthew is that one Gospel stands in the shadow of the
other." (p. 1)
(...)
"In this volume, the purpose of comparing Mark and Matthew
is to shed light on the earliest history of gospel literature, i. e.,
the earliest history of Jesus-traditions that were transformed
into a more or less coherent Jesus-story that was not only
repeated and imitated, but also modified and redefined. Within
this comparative approach, the most challenging and
deceivingly simple question arises: What is it that makes
Mark’s Gospel a Markan Gospel, and Matthew’s Gospel a
Matthean Gospel?
For the Aarhus conference, and thus for this volume, we
decided to focus on investigating the first Gospels in their first-
century C. E. settings." (pp. 2-3)
36. Becker, Eve-Marie, and Vinzent, Markus. 2018. "Marcion and
the Dating of Mark and the Synoptic Gospels." In Studia
Patristica. Vol. XCIX: Marcion of Sinope as Religious
Entrepreneur , edited by Vinzent, Markus. Leuven: Peeters.
In conversation with Markus Vinzent.
"In this contribution, however, I [E.-M- Becker] have to limit
my thoughts about the Marcionite Gospel, and I will restrict
myself to examining some of the critical reflections and ideas
concerning Marcion and the Dating of the Synoptic Gospels
raised in your 2014 monograph.[*] The following remarks
should therefore be seen as critical responses to the discourse
opened up – or, better, renewed – by you and your suggestion
that we view Marcion as the creator of ‘the new literary genre of
the “Gospel”’.(26) As indicated already, my remarks are
motivated by – what I would call – a New Testament scholar’s
view on Marcion’s general place in 2nd century CE Christianity
and – more particularly – Marcion’s interaction with the gospel
traditions and writings.
Firstly, I will outline my general approach to Marcion and 2nd
century literary history – an approach derived from my
perspective on New Testament exegesis and its specific interest
in literature that succeeds – what might best be called – the
‘New Testament’ period of formative literature. This will help to
illuminate more in detail my disciplinary perspective and
heuristic presuppositions when investigating and interpreting
who Marcion was and which role he really played in Christian
literary history in the 2nd century CE.
Secondly, I will comment on some of your arguments that
present Marcion as the founder of the gospel genre. Finally, I
will suggest how to approach the question of dating the
Synoptic Gospels, and, more specifically, the Markan Gospel,
which I consider to be the earliest gospel narrative with a
prototype like status in the history of early Christian literature."
(pp. 12-13)
[*] Markus Vinzent, Marcion and the Dating of the Synoptic
Gospels , Studia Patristica Supplement 2 (Leuven, 2014).
(26) M. Vinzent, Marcion (2014), 277. As Dieter Roth claims,
this discourse can only be renewed to the extent that it was
initiated by scholars such as Baur and Ritschl in the 1840s and
1850s. See D.T. Roth, ‘Marcion’s Gospel and Luke: The History
of Research in Current Debate’, Journal of Biblical Literature
127 (2008), 513-27.
37. Bellinzoni Jr., Arthur J., ed. 1985. The Two-Source Hypothesis:
A Critical Appraisal . Macon: Mercer University Press.
Edited with an Introduction by Arthur J. Bellinzoni, Jr. with
the assistance of Joseph B. Tyson and William O. Waker, Jr.
Contents: Arthur J. Bellinzoni, Jr.: Preface IX; Arthur J.
Bellinzoni, Jr.: Introduction 1;
THE CASE FOR THE PRIORITY OF MARK 21
B. H. Streeter: The Priority of Mark 23; J. A. Fitzmyer: The
Priority of Mark 37; W. G. Kümmel: In Support of Markan
Priority 53; G. Μ. Styler: The Priority of Mark 63; H. G. Wood:
The Priority of Mark 77; F. Neirynck: The Synoptic Problem 85;
THE CASE AGAINST THE PRIORITY OF MARK 95
B. C. Butler: The Synoptic Problem 97; N. H. Palmer:
Lachmann’s Argument 119; B. C. Butler: The Lachmann Fallacy
133; D. L. Dungan: Critique of the Main Arguments for Mark’s
Priority as Formulated by B. H. Streeter 143; W. R. Farmer: A
New Introduction to the Problem 163; E. P. Sanders: Suggested
Exceptions to the Priority of Mark 199; P. Parker: The Second
Gospel Is Secondary 205;
THE CASE FOR THE Q HYPOTHESIS 219
B. H. Streeter: The Document Q 221; W. G. Kümmel: In
Support of Q 227; J. A. Fitzmyer: Luke’s Use of Q 245; C. K.
Barrett: Q: A Reexamination 259; F. G. Downing: Towards the
Rehabilitation of Q 269; E. L. Bradby:
In Defense of Q 287; V. Taylor: The Original Order of Q 295;
THE CASE AGAINST THE Q HYPOTHESIS 319
A. Μ. Farrer: On Dispensing with Q 321; R. Rosche: The Words
of Jesus and the Future of the “Q” Hypothesis 357; A. W.
Argyle: Evidence for the View that St. Luke Used St. Matthew’s
Gospel 371; R. T. Simpson: The Major Agreements of Matthew
and Luke Against Mark 381; A. M. Farmer: A Fresh Approach
to Q 397; E. P. Sanders: The Argument from Order and the
Relationship Between Matthew and Luke 409; D. L. Dungan:
Critique of the Q Hypothesis 427;
CONCLUSION 435
Joseph B. Tyson: The Two-Source Hypothesis: A Critical
Appraisal 437;
Bibliography 453; Indexes: Biblical Citations 471; Names 483-
486.
38. ———. 1985. "Introduction." In The Two-Source Hypothesis: A
Critical Appraisal , edited by Bellinzoni Jr., Arthur J., 1-19.
Macon: Mercer University Press.
"Basically, the purpose of this collection of essays is to afford to
the reader easy access to the literature that is most critical to an
understanding of the question of synoptic relationship, or more
particularly to an understanding of the two-source hypothesis.
Specifically, the volume is divided into two main sections: the
first dealing with the question of the priority of the Gospel of
Mark, and the second dealing with the question of the
hypothetical source “Q. ” In each principal section we have tried
to assemble those essays which argue most strongly, most
forcefully, most convincingly the case for and the case against
Markan Priority and Q. Some of the arguments are repeated in
more than one essay, but each essay makes a special
contribution to the question of synoptic relationships.
Effectively, the volume should be read as a whole, although it
may serve some readers simply as a convenient source for the
individual essays being consulted. Each main section is viewed
as a unit; together the several essays within the section argue
the case for or the case against Markan priority or the use of Q.
The effect of the case made by each section must weighed as the
reader tries to judge whether the two-source hypothesis
deserves to continue to serve as the basic model for
contemporary gospel research." (pp. 12-13)
(...)
"This volume does not represent a single point of view. It has
no particular model that it seeks to promote. It has no axe to
grind other than to offer the strongest arguments possible on
both sides of the issues, to give a hearing to alternative
solutions to the synoptic problem, and to encourage further
research in the area. This volume has no pretense of being
exhaustive, but these essays and their bibliographical
references are important resources for any scholar interested in
synoptic studies." (p. 14)
39. Betz, Hans-Dieter. 1992. "The Sermon on the Mount and Q.
Some Aspects of the Problem." In Synoptische Studien.
Gesammelte Aufsätze II . Tübingen: J.C.B. Mohr (P. Siebeck).
"The relationship between the Sermon on the Mount, Matt. 5:
3-7: 27 (henceforth abbreviated: SM), and Q is far more
intricate than a superficial view of a synopsis of the New
Testament gospels would suggest.
James Robinson pointed to the problem years ago in a
footnote, when he said: •The cohesion of the collection suggests
that the Sermon on the Mount (or Plain) is derived from an oral
or written collection of its own, and did not first come into
being in the context of Q ... The end seems to be the conclusion
of a collection, and this is not simply because of the occurrence
there of the term logoi .(1) This way of stating the matter,
however, leaves room for several options. Since two texts are
involved, the SM and the Sermon on the Plain, Luke 6: 20b-49
(henceforth: SP), the question is whether we are dealing with
one sermon or two. Which of them is derived from a previous
collection? Since that previous collection is said to be oral and
thus different from the written Q, how many collections are we
to assume? What relationship exists between the presumed oral
source and the written Q?" (p. 249)
(1) James M. Robinson and Helmut Koester, Trajectories
Through Early Christianit y
(Philadelphia: Fortress Press, 1971) 94 n. 4 7.
40. Bird, Michael F. 2014. The Gospel of the Lord: How the Early
Church Wrote the Story of Jesus . Grand Rapids, MI:
Eerdmans.
Chapter 4: The Literary Genetics of the Gospels: The Synoptic
Problem and Johannine Question 221; Excursus: Patristic
Quotations on the Order of the Gospels 281-298.
"Conclusion: In sum, I believe in a literary relationship between
the Gospels, because oral tradition does not account for the
strong verbal and structural correspondences that we find in
the Gospels and because proto-Gospel theories are speculative
and lack solid evidence. I believe in Marcan priority, because it
explains why Mark is the middle term between Luke and
Matthew and why Mark’s roughness in language is smoothed
over by the other two Evangelists. I believe in Q because,
despite its potential misgivings, it allows us to hold together a
literary connection between Matthew and Luke that is indirect
enough to explain their varied order and divergent utilization of
the double tradition. I believe that Luke used Matthew because
it accounts for the minor agreements and erases the anomaly of
the so-called Q-Mark overlaps." (p. 187)
41. Black, David Alan. 1988. "Some Dissenting Notes on R. Stein's
The Synoptic Problem and Markan "Errors"." Filología
neotestamentaria no. 1:95-101.
42. Black, David Alan, and Beck, David R., eds. 2001. Rethinking
the Synoptic Problem . Grand Rapids (MI): Baker Academic.
Contents: Abbreviations; David Alan Black and David R. Beck:
Introduction; 1. Craig L. Blomberg: The Synoptic Problem:
Where We Stand at the Start of a New Century; 2. Darrell L.
Bock: Questions about Q; 3. Scot McKnight: A Generation Who
Knew Not Streeter: The Case for Markan Priority; 4. William
Farmer: The Case for the Two-Gospel Hypothesis; 5. Grant R.
Osborne: Response; Notes; Subject Index; Scripture Index.
43. Black, Steve D. 2010. "One Really Striking Minor Agreement:
ΤΙΣ ΕΣΤΙΝ Ο ΠΑΙΣΑΣ ΣΕ in Matthew 26:68 and Luke 22:64."
Novum Testamentum no. 52:313-333.
Abstract: "It is asserted that Matt 26:68|Luke 22:64(|Mark
14:65) is the most difficult of the minor agreements. Some
advocates of the two-source theory have addressed this minor
agreement by trying to make sense of the narrative as we have
it, and others by making sense of the text as we have it (arguing
for textual corruption or lost recensions). While some of these
arguments are reasonable, in the final analysis they are not
satisfying. Although we might remain persuaded that the two-
source theory best integrates the data relating to the synoptic
problem, this minor agreement reminds us that the synoptic
problem is still a problem."
44. Blair, Geroge Alfred. 2003. The Synoptic Gospels Compared .
Lewiston: Edwin Mellen Press.
45. Bloomberg, Craig. 2001. "The Synoptic Problem: Where We
Stand at the Beginning of a New Century." In Rethinking the
Synoptic Problem , edited by Black, David Alan and Beck,
David R., 17-40. Grand Rapids, MI: Baker.
"... I limit this survey to what has traditionally come under the
rubric of the “Synoptic problem”—the question of the written
sources of Matthew, Mark, and Luke, and the literary
interrelationship of these three Gospels. The most recent
history of the Synoptic problem, by David Dungan, casts its net
far more widely, covering issues of textual criticism,
canonization, and hermeneutics as well, demonstrating the
interrelatedness of each of these three issues with source-
critical questions.(5) It is a fascinating study that I highly
commend, but I cannot hope in this short time to do anything
as wide-ranging.
With this Introduction, let us turn to the major solutions to the
Synoptic problem. I discuss them in what I perceive to be a
decreasing order of probability, which also roughly corresponds
to a decreasing order of how commonly each is held. Obviously,
not all of us agree that these two sequences match each other.
Also I focus on the most recent and important work in each
area, because the literature is voluminous and others have well
documented earlier developments.(6)" (p. 18)
(5) David L. Dungan, A History of the Synoptic Problem: The
Canon, the Text, the Composition and the Interpretation of the
Gospels , ABRL (New York and London: Doubleday, 1999).
(6) In addition to Dungan, History , and the previous historical
surveys cited therein, see esp. the thorough bibliography by T.
R. W. Longstaff and P. A. Thomas, The Synoptic Problem: A
Bibliography, 1716–1988 , NGS 4 (Macon, Ga.: Mercer
University Press, 1988).
46. Bock, Darrell L. 2001. "Questions about Q." In Rethinking the
Synoptic Problem , edited by Black, David Alan and Beck,
David R., 41-64. Grand Rapids (MI): Baker Academic.
"In this opening section I treat how arguments against Q are
made by those who do not believe the source ever existed as
well as explain the rationale for arguing for the source’s
existence. In sum, those who hold to Matthean priority reject
Q’s existence largely on the basis of the external evidence of
church tradition, which argued that Matthew was the first
Gospel composed. In their view, there is no need to posit the
existence of this hypothetical source. It is necessary to evaluate
this church tradition surrounding Matthew’s origin. Only then
does it become clear that one should also consider issues tied to
internal evidence, such as the order of units and their wording,
as well as evidence for or against Luke’s use of Matthew.(1) If
Matthew is not the first Gospel written or there is evidence that
Luke did not use Matthew, then the rationale for the existence
of a source like Q becomes plausible." (p. 41)
(1) For reasons of space, I cannot go over the full debate that
argues internally for Matthean priority, including the important
argument made from agreements between Matthew and Luke
against Mark. I will only try to make the positive case for the
possibility of Q. A complete treatment would require that one
deal with this argument in some detail. In fact, this essay in
general focuses only on “macro” arguments of larger structures
between the Gospels. The issues raised by “micro” arguments of
details within are also important, but are so varied as to be
difficult to pursue in a summarizing essay. For a full argument
to be present, however, both macro and micro arguments need
consideration.
47. Boismard, Marie-Émile. 1979. "The Two-Source Theory at an
Impasse." New Testament Studies no. 26:1-17.
"To summarize the conclusions resulting from the analyses in
this article:
1. Mark blends two parallel accounts, taken from two distinct
sources, which we could call Document A and Document B.
2. One must distinguish between two successive states of
Matthew; we call them Matt. I and Matt. II. Matt. I does not
depend on Mark, but on one of Mark's sources, Document A.
Matt. II complements the Matt. I
account by copying ad litteram a section from Mark.(32)
3. Luke, here, depends fundamentally on Matt. I and not on
Mark. He complements the former by using Mark: this shows
up most if one thinks of the account which immediately
precedes the pericope we have analysed.
4. In this article we have not studied John's text. It would be
possible to show that John 6. 1-2 depends either on Matt. I or,
more probably, on Matt. I's source, Document A, as we have
acknowledged in our Commentary on John's Gospel.(33)
A synoptic theory that wishes to account for all the literary facts
contained in the Gospels should include, at the minimum, the
synoptic relations which we have just mentioned. The Two-
Source theory is much too simple to answer such a
requirement; the same can be said about Griesbach's theory,
though it has the advantage of recognizing an influence of
Matthew on Luke.
The reader might refer to the rather complex synoptic theory
we presented, which takes into account the literary facts
analysed here.(34"
(32) All the conclusions in this second paragraph can be found
in Michel Hubaut's study, La Parabole des vignerons
homicides (Cahiers de la Revue Biblique, 16; Paris, 1976); see
the outline on page 128.
33) M.-E. Boismard and A. Lamouille, L'Évangile de Jean
(Synopse des quatre évangiles en français, tome III; Paris,
1977), 179.
(34 P. Benoit and M.-E. Boismard, Synopse des quatre
évangiles en français , tome II, Commentaire, par M.-E.
Boismard avec la collaboration de A. Lamouille et P. Sandevoir
(Paris, 1972).
48. ———. 1992. "Two-Source Hypothesis." In The Anchor Bible
Dictionary: Vol. 6 , edited by Freedman, Martin, 679-682. New
York: Doubleday.
Translated from French by Terrence Prendergast.
"To account for the complexity of the Synoptic Problem, the
Two-Source Hypothesis in its purest form can best be
summarized in the following three propositions: (a) in the
sections common to the three Synoptics (the Triple Tradition),
Matthew and Luke depend on Mark; (b) in the sections
common only to Matthew and Luke (the Double Tradition),
these two gospels depend on a second source, designated by the
letter "Q" (for the German Quelle = "source", which was made
up almost exclusively of logia ("sayings"); c) Matthew and Luke
are independent of one another. Scholars also concur that
Matthew and Luke had available to them their own particular
sources for those sections which are unique to themselves. This
hypothesis—widely held today, though with important
qualifications—was only worked out in successive stages." (p.
679)
49. Borgen, Peder. 1990. "John and the Synoptics." In The
Interrelations of the Gospels. A Symposium led by M.-E.
Boismard - W.R. Farmer - F. Neirynck, Jerusalem 1984 ,
edited by Dungan, David L., 406-437. Leuven: Leuven
University Press / Peeters.
50. Boring, M. Eugene. 1992. "The Synoptic Problem, "Minor"
Agreements, and the Beelzebul Pericope." In The Four Gospels
1992: Festschrift Frans Neirynck. Volume I , edited by van
Segbroeck, Frans, Tuckett, Christopher M., van Belle, Gilbert
and Verheyden, Joseph, 587-619. Leuven: Peeters.
51. ———. 2011. "The "Minor Agreements" and Their Bearing on
the Synoptic Problem." In New Studies in the Synoptic
Problem, Oxford Conference, April 2008. Essays in Honour of
Christopher M. Tuckett , edited by Foster, Paul, Gregory,
Andrew F., Kloppenborg, John S. and Verheyden, Joseph, 227-
251. Leuven: Peeters.
52. Bradby, E. L. 1985. "In Defense of Q." In The Two-Source
Hypothesis: A Critical Appraisal , edited by Bellinzoni Jr.,
Arthur J., 287-293. Macon: Mercer University Press.
Reprint from The Expository Times , 68, 1956-57, pp. 315-318.
Abstract: "Biadby’s purpose is to suggest a rough-and-ready
method of judging Austin Farrer’s hypothesis in “On
Dispensing with Q” that Luke had available and used as the
basis of his gospel both Mark and Matthew. Bradby maintains
that Farrer’s thesis can fairly be judged by reference to a small
number of key-passages from the Triple Tradition in which
Matthew’s text is fuller than Mark’s. In these instances, if
Farrer is right, we should surely find some instances in which
Luke has reproduced material from Matthew which neither
Matthew nor Luke could have gotten from Mark, because it is
not paralleled in Mark.
Bradby considers four sets of passages from the Triple
Tradition:
1. the walk through the cornfields and its sequel
2. the parable of the sower
3. the charge to the apostles
4. Peter’s confession at Caesarea Philippi.
Bradby concludes that Farrer’s thesis cannot be “proved” or
“disproved.” But in the four instances examined, if Farrer’s
thesis is correct, then Luke has consistently spurned the latter
and fuller version in Matthew in favor of the earlier and shorter
version in Mark. Bradby prefers to fall back on the theory of the
priority of Mark and the use of Mark and Q by both Matthew
and Luke."
53. Breckenridge, James. 1983. "Evangelical Implications of
Matthean Priority." Journal of the Evangelical Theological
Society no. 26:117-121.
"The fact is that no evangelical solution to the synoptic problem
is going to be found through Marcan priority. Scholars like
Farmer and Griesbach have presented the elements of an
answer. It is up to modern evangelicals to take that answer-
Matthean priority-and adapt it to a conservative view of
Scripture. Such an option requires three things: (1) a clear
theological commitment to inerrancy, (2) an elevation of
patristic tradition and resources, and (3) a reasonable and
constructive use of form criticism. Relative to the latter, we
seem to have two choices: either opt for Matthean priority and
a reasonable exercise of form criticism,
or accept Marcan priority and suffer the consequences of a
more severe redaction criticism." (p. 121)
54. Breytenbach, Cilliers. 2013. "Current Research on the Gospel
according to Mark. A Report on Monographs Published from
2000–2009." In Mark and Matthew I. Comparative
Readings: Understanding the Earliest Gospels in Their First-
Century Settings , edited by Becker, Eve-Marie and Runesson,
Anders, 13-32. Tübingen: Mohr Siebeck.
"Six years ago, in 2004, Andreas Lindemann published his
report on Markan research from 1992 till 2000.(1) His essay is
valuable for many reasons, not least because it helps us to
follow certain tendencies in Markan research2 Rather than
structuring the current report according to categories such as
volumes of essays, monographs, specific topics, expositions of
particular passages, and commentaries, as Lindemann did, I
shall focus this review on the literature that has been published
in monograph form since 2000. When necessary, the preceding
discussion will be briefly summarized. Sometimes the question
is not only what
was published, but rather what questions have not been
addressed. It is not possible to give due credit to new
commentaries, nor is it commendable to pay attention to the
volumes of collected essays on Mark or monographs confined
to specific episodes or single passages of the Gospel." (p. 13,
some notes omitted)
(1) A. Lindemann, “Literatur zu den Synoptischen Evangelien
1992–2000 (III): Das Markusevangelium,” Theologische
Rundschau 69 (2004): 369–423.
55. Broadhead, Edwin K. 1997. "On the (Mis)definition of Q."
Journal for the Study of the New Testament no. 68:3-12.
Abstract: "Important developments in the study of the Sayings
Tradition (Q) and growing awareness of this issue beyond
critical circles demand renewed attention to how the Sayings
Tradition is defined and to the terminology by which it is
described. Definitions based upon where this tradition is found
or how it was used are no longer adequate. Future descriptions
must be based upon the fundamental identity of this tradition
and upon its role in the development of early Christianity.
Furthermore, it is time to rethink the terminology by which we
refer to the collection of Jesus’ sayings. The relevance of the
designation ’Q’ is questionable, and the propriety of speaking of
a Sayings Gospel is debatable. In light of these problems, new
terminology is proposed, and a more descriptive definition of
the Sayings Tradition is offered."
56. Brodie, Thomas L. . 1995. "Re-Opening the Quest for Proto-
Luke: The Systematic Use of Judges 6-12 in Luke 16:1-18:8."
The Journal of Higher Criticism no. 2:68-101.
57. Brodie, Thomas L. 1999. "The Unity of Proto-Luke." In The
Unity of Luke-Acts , edited by Verheyden, Jozef, 627-638.
Leuven: Leuven University Press / Peeters.
"The theory of Proto-Luke is an hypothesis that Luke-Acts first
existed in a shorter edition, independently of Mark(1). As
proposed here - in a way which differs from the proposal of M.-
E. Boismard(2) - there are essentially three arguments for
Proto-Luke:
(1) Distinctive dependence on the LXX. Within Luke-Acts is a
stream of texts which has a distinctive dependence on the LXX.
This does not prove former separateness, merely
distinctiveness. The texts: Lk 1,1-4,22a(3) (except 3,7-9; 4,1-13);
7,1-8,3; 9,51- 10,20; 16,1-9.19-31; 17,11-18,8; 19,1-10; chaps. 22-
24 (except 22,31-65): Acts 1.1-15,35.
(2) Distinctive unity, especially unity of structure (eight
diptychs).
The above texts have a unique unity: unity of content and,
above all, of structure - a precise structure of eight diptychs.
Such unity argues not only for distinctiveness but also for
former separateness. (Separateness need not mean two
authors. Both editions probably come from one person - Luke
the evangelist).
(3) Subsequent verification: the hypothesis solves problems.
Once Proto-Luke is so identified (as in the above texts),
problems about gospel origins and relationships, including
aspects of Mark and Q. come closer to resolution." (p. 627)
(1) On the history or Proto-Lukan research. see esp. J.M.
Harrington, The Lukan Passion Narrative. The Markan
Material in Luke 22.ì,S4-23,2S. Diss. Leuven. 1998, pp. 4-557,
esp. 4-45, 98-200, 412-468.
(2) See esp. En quête du Proto-Luc (ĖB, 37). Paris, Gabalda,
1997.
(3) Not 4,30 or 427 as indicated in some of lhe present authors
earlier publications.
58. ———. 2001. "An Alternative Q/Logia Hypothesis:
Deuteronomy-Based, Qumranlike, Verifiable." In The Sayings
Source Q and the Historical Jesus , edited by Lindemann,
Andreas, 729-743. Leuven: Peeters.
"Within Matthew 5 and 11,25-30 lies a group of sayings that
constitutes a distinct synthesis of Deuteronomy, and, to a lesser
degree, of Sirach.
The sayings are three-part: Five Beatitudes (Matt 5,5-9); Five
Antitheses (plus prologue and sequel) (partly scattered, within
Matt 5,17-48); A Wisdom Cry/Song/Hymn (Matt 11 ,25-30).
The relationship of these Matthean sayings to the OT is
complex, but it is precise and verifiable.
The purpose of this paper is to indicate that this short
arrangement of sayings constituted the original logia which
underlie many NT writings.
This hypothesis. when combined with a specific form of the
theory of Proto-Luke(1) makes the prevailing notion of Q
unnecessary." (p. 729)
(1) On the general history of Proto-Luke research, see J.M.
Harrington, The Lukan Passion Narrative. The Markan
Material in Luke 22,54-3,25. A Historical Survey 1891-1991
(NTTS. 30) Leiden, Brill, 2000, esp. 4-45, 98-200, 412-468
(diss. Leuven, 1998; dir. F. Neirynck). For the specific theory of
Proto-Luke presupposed here there are three basic arguments:
(A) Distinctive dependence on the LXX . Within t.uke-Acts is a
stream of texts which as a distinctive dependence on the LXX.
This does not prove former separateness, merely
distinctiveness. The texts: Lk 1,1-4.22a (excerpt 3,7-9; 4,1-13);
7,1-8,3; 9,51-10,20; 16,1-9.19.31; 17,11-18,8; 19,1-10: chaps. 22-
24 (except 22,31-65); Acts 1,1-15,35. (B). Distinctive unity,
especially unity of structure (eight diptychs) .
The above texts have a unique unity: unity of content and,
above all, of structure - a precise structure of eight diptychs.
Such eight-fold unity argues not only for distinctiveness but
also for former separateness. (Separateness need not mean two
authors. Both editions probably come from one person - Luke
the Evangelist), On a literary precedent of this eight-fold
structure in the Elijah-Elisha narrative, see T.L. Broodie, The
Crucial Bridge. The Elijah-Elisha Narrative as an Interpretive
of Genesis-Kings and a Literary Model for the Gospels.
Collegeville. MN, Liturgical Press, 2000, pp. 6-27, 85. (C).
Subsequent verification: the hypothesis solves problem . Once
Proto-Luke is so identified (as in the above texts), problems
about gospel origins and relationships, including aspects of
Mark and Q, come close lo resolution. For further details, see T.
L. Brodie, The Unity of Proto-Luke, in J. Verheyden (ed.), The
Unity of Luke-Acts (BETL, 142), Leuven, University Press -
Peeters, 1999, pp. 627-638, esp. 627; Id. Intertextuality and Its
Use in Tracing Q and Proto-Luke, in C. M. Tuckett (ed.), The
Scripture in the Gospels, (BETL, 131), Leuven, University Press
- Peeters, 1997, pp. 469-477.
59. ———. 2004. The Birthing of the New Testament: The
Intertextual Development of the New Testament Writings .
Sheffield: Sheffield Phoenix Press.
"The purpose of this work is to outline the literary development
of several of the New Testament writings and, while doing so, to
unravel the Synoptic Problem-the well known puzzle about the
relationship between the first three gospels ('the Synoptics').
'Outline' is the key word. The New Testament is like a vast
complex tapestry, and one volume cannot try to unravel all the
levels of textual weaving. This work does indeed look closely at
some levels of some texts, but the volume has already become
bulky, and for several reasons it is appropriate, necessary even,
to keep a focus on leading threads and to provide just an
outline. This then is the goal: an outline that hopefully can be
tested and developed by others.
The work has four parts:
I. General Introduction: Ancient Writing and its Context
(Chapters 1-9)
II. The Overall Picture: Initial Evidence (Chapters 1 0--26)
III. Proto-Luke as Septuagint-Based (Argument 1): Supporting
Evidence (Chapters 27-54)
IV. Appendices: Further, Exploratory Aspects of New
Testament Intertextuality (Appendices I-8)" (Preface, p. XX)
60. ———. 2006. Proto-Luke: The Oldest Gospel Account: A
Christ-Centered Synthesis of Old Testament History, Modelled
Especially on the Elijah-Elisha Narrative. Introduction, Text,
and Old Testament Model . Sheffield: Phoenix.
61. Brooks, Stephenson. 1987. Matthew’s Community: The
Evidence of His Special Sayings Material . Sheffield: Sheffield
Academic Press.
Reprint New York: Bloomsbury 2015.
[Matthew 23,-1-3 and 16-22]
Verses 1-3 and 16–22 contain statements that imply various
and even contrary relationships to Jewish authorities
sanctioned by reference to sayings of Jesus. What relationship
did Matthew advocate for his readers? Not only are Matt 23.1-3,
16-22 unique in the Synoptics specifically and in the NT
generally, but a large portion of Matt 23 is unparalleled in the
Synoptics. Sayings similar to those found in Matt 23 also occur
in Matt 5.17–6.18 and Matt 10. These sayings, like those in Matt
23, are also unparalleled and suggest the possibility of various
relationships between Matthew’s community and Judaism.
Unparalleled sayings are also found in Matt 5.5, 7–10, 14–16;
7.6, 15 16a, 11.28-30; 12.34–37; 16.17–19, 18.16–19; 19.10-12."
(pp. 11-12)
(...)
"Chapters 2, 3, and 4 will isolate the M sayings in Matt 5.17–
6.18; 10, 23, respectively. Each chapter will be organized
according to thought units made apparent by literary shifts in
the text. Within each section of the text, first a translation will
be given, followed by an identification of four types of material,
always in the same order: (a) verses with parallels in Mark; (b)
verses with parallels in Luke; (c) verses likely to come from
Matthew; (d) verses with a strong possibility of containing an M
saying. Chapter 5 will accumulate the results from these
chapters, describe the material, and establish probable life
settings for the sayings or groups of sayings. Use of the
preliminary results from Chapter 5 will be an aid in Chapter 6
in recovering other M sayings that may occur throughout the
Gospel.” Whereas the unparalleled material in Matt 5.17–6.18;
10; 23 occurs in contexts where the use of parallels, style,
vocabulary, and content can be employed with relative ease,
there are other unparalleled sayings in Matthew in contexts
where those criteria are more difficult to utilize. These
additional M sayings will also be described and assigned life
settings. Chapter 7 will relate the results of the analysis to a
hypothesis that suggests a reconstruction of the history of the
community and accounts for the tradition(s) recovered." (p. 22)
62. Brown, John Pairman. 1959. "An Early Revision of the Gospel
of Mark." Journal of Biblical Literature no. 78:215-227.
"fundamental datum of the Synoptic problem is that Luke in its
"Markan materials" (primarily Luke 4 31-44, 5 12-6 19, 8 4-9
50, 18 15-43, 19 28-22 23, 22 31-24 11) has only minor
agreements with Matthew against Mark, either in matter or
order.' Mark then must be some kind of connecting link
between Matthew and Luke; the usual solution, which I take to
be correct, is that both Matthew and Luke knew some form of
Mark. What form of Mark they knew I hope here to define more
precisely." (p. 215)
(...)
"We are thus led to the proposal that there existed in the first
century a revised version or versions of Mark, which accounts
for many textual variants in our MSS of Mark, for many
divergences from Mark in Matthew and Luke, and particularly
for the bulk of the agreements of Matthew and Luke against
Mark; and that to this recension the best witness is the
"Caesarean."
We have already considered the importance of this suggestion
for the Synoptic problem; I add just a word about what it would
mean for textual history, and then leave it to the mercy of more
competent hands.
If the suggestion is right, Mark's Greek was very rough, scribes
corrected it very early, and already in the first century we could
talk about a "vulgate text" of Greek Mark. Only Alexandria,
most particularly in codex B, preserved with any consistency
the forms of the original; although indeed a series of
Aramaisms, in Mark as elsewhere, have been preserved only in
D.(30). Both d the Old Syriac will then come from good local
texts with a moderate contamination of "vulgate" readings; the
Byzantine text will represent a different contamination of
vulgate readings into a local text, which, further revised,
happened to win the day.
The "Caesarean" witnesses, which it is becoming harder and
harder to localize geographically, will then simply be direct
descendants of the "first century vulgate" which to varying
degrees have escaped assimilation to the Byzantine text."
(1) I.e., Luke (unlike Matt) after 4 16 does not give "Q-
materials" in the context of their Markan parallels. The only
exception is Luke 9 3-5, where the agreements with Matt 10 7-
14 against Mark 6 6-11 are echoes or transfers from the (Q)
mission-discourse Luke 10 1-12.
(30) Matthew Black, An Aramaic Approach to the Gospels and
Acts (2nd ed.; Oxford, 1954).
63. ———. 1959. "Mark as Witness to an Edited Form of Q."
Journal of Biblical Literature no. 80:29-44.
"It is doubted, even by believers in the existence of the Q
document, that Mark can have known it. Streeter's earlier
view(1) was that "Mark wrote to supplement Q," which
explained why Mark, "while
apparently familiar with Q ... uses it so little and usually with
abbreviation."
Afterwards Streeter(2) rejected this view, and his second
thoughts have usually been taken as decisive; e. g., by Taylor,
on the grounds that "the existence of parallel versions of
sayings in the great Churches of primitive Christianity is highly
probable."(3) That is, the question, "Did Mark know Q?"(4)
tends to be answered a priori, on the basis of our general
opinion how the sayings of Jesus circulated. I here suggest, on
the contrary, that the relations between Mark and Q are
concrete evidence how those sayings circulated." (p. 29)
(1) W. Sanday (ed.), Studies in the Synoptic Problem , p. 219;
cf. pp. 166-83.
(2) B. H. Streeter, The Four Gospels, rev. ed., pp. 186-91.
(3) V. Taylor, The Gospel According to St. Mark , p. 87.
(4) Cf. T. E. F. Honey, "Did Mark Use Q?" Journal of Biblical
Literature , 62 (1943), pp. 319-31; B. H. Throckmorton, Jr.,
"Did Mark Know Q?" Journal of Biblical Literature , 67 (1948),
pp. 319-29.
64. ———. 1961. "The Form of ‘Q’ known to Matthew." New
Testament Studies no. 8:27-42.
"It is usually assumed that Matthew did not know Luke, nor
Luke Matthew.(1)
The non-Marcan ('Q,'-) materials common to Matthew and
Luke, then, ultimately go back to a common source or sources,
oral or written, much of which anyway had reached a fixed
Greek form. Attempts have been made to split up the source of
the Q-materials into two documents,(2) into one-sheet 'tracts',
(3) and into individual floating sayings.(4) I here assume that
the great bulk of the Q-materials have as their ultimate
common source a single Greek document 'Q,' (while holding
open the possibility that behind Matthew—but probably not
Luke—there lies also independent knowledge of Aramaic
originals for some sayings). The basic evidence is the
considerable series of Q-materials given in the same order by
Matthew and Luke." (p. 27)
(1) I have made a textual suggestion ('An Early Revision of the
Gospel of Mark', Journal of Biblical Literature, LXXVIII
(1959), 215-27) which would eliminate most of the 'minor
agreements' between Matthew and Luke. Mgr de Solages, A
Greek Synopsis of the Gospels (Leiden, 1959), pp. 1055-65, now
gives the fullest list of such agreements. For the text of Mark
known to Matthew and Luke, cf. A. F. J. Klijn, 'A Survey of the
Researches into the Western Text of the Gospels and Acts', 11,
Novum Testamentum , III (1959). 162 note 2.
(2) Wilhelm Bussmann, Synoptische Studien : II, Zur
Redenquelle (Halle, 1929), pp. 137-49.
(3) Wilfred L. Knox, The Sources of the Synoptic Gospels: II, St
Luke and St Matthew (Cambridge, 1957), ed. H. Chadwick.
(4) Joachim Jeremias, ' Zur Hypothese einer schriftlichen
Logienquelle Q,', Zeitschrift für die neutestamentliche
Wissenschaft xxix (1930), 147-9.
65. Brown, Raymond E. 1997. An Introduction to the New
Testament . New Haven: Yale University Press.
Chapter 6: Gospels in General; Synoptic Gospels in Particular,
pp.118-139.
The Synoptic Problem p. 127; The Existence of Q, p. 130-136.
"A further stage in Gospel development is required to explain
the interrelationship of the first three Gospels, called
“Synoptic” because they can be reviewed side by side (syn-
optically). These Gospels have so much in common that in the
third stage described above there must have been some
dependence of one or two on the other or on a common written
source. Although much scholarly attention and even passion
has been devoted to this problem, most readers of the NT find
the issue complex, irrelevant to their interests, and boring—a
fact that causes me to be succinct in my treatment. Ample
bibliography will be given; but beginners are warned that the
subject tends to generate complexity, and they may want to
settle for the most common conclusions that I have italicized
below (pp. 114, 115, 122).
Statistics and terminology: Mark has 661 verses (vv.); Matt has
1,068, and Luke has 1,149. Eighty percent of Mark’s vv. are
reproduced in Matt and 65 percent in Luke.(18) The Marcan
material found in both the other two is called the “Triple
Tradition.” The approximate 220–235 vv. (in whole or in part)
of nonMarcan material that Matt and Luke have in common is
called the “Double Tradition.” In both instances so much of the
order in which that common material is presented, and so
much of the wording in which it is phrased are the same that
dependence at the written rather than simply at the oral level
has to be posited. Let me simply list some proposals offered to
explain these statistics, including for each the main
argument(s) pro and con. Finally I shall draw out corollaries
from the most commonly accepted solution." (p. 127, a note
omitted)
(18) 18Numbers drawn from Neirynck, The New Jerome
Biblical Commentary , 40:5. Very few Marcan pericopes have
no parallel in either Matt or Luke.
66. Brown, Scott G. 2011. "The Longer Gospel of Mark and the
Synoptic Problem." In New Studies in the Synoptic Problem:
Oxford Conference, April 2008: Essays in Honour of
Christopher M. Tuckett edited by Foster, Paul, Gregory,
Andrew F., Kloppenborg, John S. and Verheyden, Joseph, 753-
782. Leuven: Peeters.
External links
Stephen C. Carlson, Synoptic Problem Website
Alan Bill, Gospel Origins
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Studies on Synopsis,
Concordances, Harmonies of the
Gospels
Bibliography
1. Aland, Kurt, ed. 1978. Vollständige Konkordanz zum
griechischen Neuen Testament: unter Zugrundelegung aller
modernen kritischen Textausgaben und des Textus receptus.
Berlin: de Gruyter.
Band 1/I; Band 1/II; Band 2 (1978-1983).
2. ———, ed. 1996. Synopsis Quattuor Evengeliorum: Locis
parallelis evangeliorum apocryphorum et patrum adhibitis
edidit Kurt Aland. Stuttgart: Deutsche Bibelgesellschaft.
First edition 1963; 15th corrected edition 2005.
"The plan of the Synopsis in detail can be seen directly from
using it, and therefore only a few observations need to be made
here.
The headings in several languages will facilitate the use of the
Synopsis beyond the area where German is understood. The
Latin and English texts do not represent simply a wooden
translation from the German, but provide headings for the
respective sections in accord with usage current among those
who use Latin and English (at the same time account is taken of
the advantages of assimilation whenever possible). The chapter
and verse references for the leading texts (which, in their
succession, form the consecutive text of the Gospels) are
printed in medium bold-face type. References at the beginning
and at the end of these sections, so far as they are not given in
their original order, indicate clearly the connection between
them. In addition to these leading texts there will be found
primary and secondary parallels. The primary parallels are
printed in normal type and can be recognized by the fact that
their chapter and verse references are not printed in medium
bold-face type; the secondary parallels are immediately
recognizable by being in smaller print. In each case both kinds
of parallels are supplied with references by number and page to
the place where they are printed as leading texts. A critical
apparatus is provided not only for each principal passage but
for the principal parallels also, for an investigation of mutual
relationships requires the consultation of textual variants. The
subject apparatus for each section supplies references within
the text as weil as parallels from the Old and New Testament
which will serve to illustrate the text. In other words, here is a
concise commentary which will direct the user to further
material, and thus in academic instruction teacher and student
alike will no doubt be spared much trouble both in dictating
and in writing down information." (from the Preface to the
First Edition)
3. ———, ed. 1996. Synopsis of the Four Gospels. Greek-English
Edition of the Synopsis Quattuor Evangeliorum. Stuttgart:
German Bible Society.
First edition 1972; 15th edition 1987.
Numerous copies of the comprehensive edition of the Synopsis
Quattuor Evangeliorum are in international circulation, as is
shown by the publication of six editions in just over six years. It
is therefore unnecessary to say anything further about it here,
except to justify the publication of this Greek-English edition. A
short description of its structure will accomplish this: The
Greek part of this diglot edition agrees exactly with the
comprehensive edition in its structure, arrangement of parallel
texts, and critical apparatus. The last has even been enlarged by
the addition of newly discovered papyri and uncials. Omitted
are the appendices (the Gospel of Thomas and the witnesses of
the early Church Fathers concerning the origin of the Gospels)
and the additions to the individual pericopes from the
apocryphal Gospels and the Church Fathers. A number of less
important secondary parallels has been dispensed with. Their
texts, previously given in small print, have been replaced by
references. In this way, the Greek part has been made clearer
and more concise.
The decisive reasons for these modifications were that the user
of the Greek-English Synopsis is chiefly interested in the texts
of the Gospels and much less in the witnesses of the early
Church and in noncanonical supplementary material. He
frequently wants to use primarily the English part and is only
concerned to be able to compare the translation at certain
points with the original text. This is now possible for him to do
in a completely systematic manner. For this reason, the English
part consists of the text of the Revised Standard Version. In
addition the critical apparatus lists all variant readings
occurring in the Authorized Version, the American and English
Revised Versions, and the Catholic Edition of the Revised
Standard Version insofar as they are of any relevance (cf. the
Introduction to the English part, p. XI). The user therefore not
only has before him at all times several different possible
translations of the Greek text and can choose between them,
but he also has a concise survey of the development of official
and semi-official Bible translations in the English language.
The Revised Standard Version has been chosen as the basic text
since it enjoys such general approval. Not only is it the
translation most widely used at present but it is also a
comparatively literal translation of the Greek text." (From the
Preface to the First edition)
"The second edition of the Synopsis of the Four Gospels in 1975
was characterized by a change of texts: the Greek text was
adapted to the 26th edition of Nestle-Aland, Novum
Testamentum graece, and the 3rd edition of the United Bible
Societies’ Greek New Testament, and the English text was
conformed to the second edition of the Revised Standard
Version. In the present sixth edition the earlier apparatus,
which is now dated, has been replaced by the apparatus
familiar to the reader from the 26th edition of Nestle-Aland,
increasing the usefulness of the Synopsis. For this edition the
corrected apparatus of the 4th printing was reviewed once
again." (From the Preface to the Sixth edition)
4. Bachmann, Horst, Slaby, Wolfgang, Aland, Kurt, and Werner,
Helmut, eds. 2015. Concordance to the Novum Testamentum
Graece of Nestle-Aland, 26th edition, and to the Greek New
Testament, 3rd edition/ Konkordanz zum Novum
Testamentum Graece von Nestle-Aland, 26. Auflage, und zum
Greek New Testament, 3rd edition. Berlin: de Gruyter.
Contents / Inhalt: 1. Preface - Vorwort; 2. Directions for use -
Anweisung zum Gebrauch; 3. Concordance - Konkordanz; 4.
Appendix.
"The present concordance was produced because, in addition to
the users of the "Complete Concordance to the Greek New
Testament on the Basis of All Modern Critical Text Editions
and the Textus Receptus" (ed. Κ. Aland, 2 vols. Berlin/New
York, 1983) there are larger groups of students and parish
pastors who are interested in owning an overview of the words
in the New Testament which is as far as possible complete.
Thus the limited selection in Schmoller is insufficient for them.
On the other hand, they believe they do not necessarily need
the complete tradition of the text as offered by the "Complete
Concordance." In the latter the readings of all the critical
editions from Tischendorf to the present (and the Textus
Receptus) are given under each entry. The present
concordance, however, only employs the text of Nestle-Aland26
(in its contents identical with the Greek New Testament3) as its
basis. In the "Complete Concordance" the occurrences of all
words in the New Testament are offered with a full text.
(...)
Schmoller's concordance only offers a limited selection. Those
of Bruder and Moulton are 100 years old and are based on an
antiquated text. Thus we believe the present concordance fills a
real gap and - within the limits described - presents a welcome
tool for the exegesis of the New Testament." (From the Preface
by K. Aland, H. Werner)
5. Baird, J. Arthur, and Freedman, David N. 1971. A Critical
Concordance to the Synoptic Gospels. Wooster, Hoio: Biblical
Research Associates.
6. Barr, Allan. 1995. A Diagram of Synoptic Relationships: In
Four Colors. Edinburgh: T & T Clark.
Second Edition with a New Introduction by James Barr.
First edition 1938.
"The Preface and Introduction which my father wrote for the
original edition of his Diagram was concerned principally with
pragmatic questions. He introduced the organization and use of
the Diagram and furnished the practical explanations necessary
for the use of it by the reader; and along with this he provided a
minimal statement of the critical theories implied, such as the
existence of the document Q and the use of the symbols M and
L for the material peculiar to Matthew and Luke respectively."
(p. 1)
(...)
"The advantage of the Diagram as a mode of presentation is
that it displays very clearly and on one visual plane six things
that are highly essential: (a) the relative lengths of a passage as
between Gospels (e.g.
where Mark has a passage that is also in Matthew and/ or Luke,
the Marc an version is commonly longer); this is displayed
because the Diagram is to the scale of 32 verses to one inch; (b)
the extent of material which is found in Mark and also in one or
both of the other two Gospels; this is indicated by red; (c) the
existence of material which is peculiar to one of the three
Gospels; this is indicated by white in Matthew, by yellow in
Luke, and by green for the small amount of material peculiar to
Mark; (d) the existence of material which is common to
Matthew and Luke but absent from Mark; this is indicated by
blue; (e) differences in order as between Mark and the other
two Gospels, or between Matthew and Luke; these are indicated
by lines drawn between one column and another; (f) passages
in Mark which are absent from either Matthew or Luke are
indicated with a heavy black block at the appropriate side. All
this can be quickly seen by the student of the Bible without
having to look up references or turn over pages." (p. 4)
7. Benoit, Pierre, and Boismard, Marie-Émile. 1973. Synopse des
quatre Évangiles en français avec parallèles de apocryphes et
de Pères. Paris: Les éditions du Cerf.
Deuxième édition revue et corrigée par P. Sandevoi; trois
volumes. Première édition 1965-1967).
Tome I: Textes; Tome II: Commentaire par M. É. Boismard
avec la collaboration de Arnaud Lamouille et Pierre Sandevoir;
Tome III: L'Évangile de Jean, commentaire par M. É.
Boismard et A. Lamouille avec la collaboration de Gérard
Rochais.
"Le premier volume de cette Synopse mettait « sous les yeux
des lecteurs les textes confrontés des quatre évangiles » de
façon à « souligner leurs différences et leurs ressemblances »
(vol. I, p. VII). Ce deuxième volume en est un commentaire,
section par section, dont le but est d’aider le lecteur à scruter
les textes évangéliques afin de « mieux comprendre leurs
parentés littéraires, la genèse de leur rédaction, leurs emprunts
mutuels et leurs sources » (ibid.). C’est, en un mot, la «
préhistoire » de nos évangiles actuels qu’il s’agit de
reconstituer. Depuis longtemps, les commentateurs ont essayé
de trouver une théorie qui puisse rendre compte de toutes les
données littéraires de ce qu’on a l’habitude d’appeler le «
problème synoptique»; il faut bien avouer que pas une n’a
réussi à s’imposer. Même la théorie des « Deux Sources », qui
a pourtant connu un succès certain et, encore maintenant, est
tenue pour un « dogme » indiscutable par beaucoup de
commentateurs, surtout en Allemagne, se trouve soumise à de
virulentes attaques venant d’horizons divers. Le fait même que
le problème synoptique continue à susciter études et
polémiques est un indice qu’il se pose en termes complexes ; s’il
est possible de lui trouver une solution (ce qui n’est pas
certain), cette solution ne peut être que complexe. Dans cette
Introduction, nous voudrions exposer les grandes lignes d’une
théorie que nous avons élaborée en étudiant toutes les
péricopes évangéliques; nous donnerons ensuite une
justification de cette théorie en renvoyant de façon
systématique au commentaire de la Synopse." (Tome II, p 15)
"En présentant le tome II de la Synopse des Quatre Évangiles
en français, nous écrivions : «Ce volume a pour but de
proposer une explication de la genèse littéraire des quatre
évangiles ; il donne donc le primat aux analyses littéraires. La
valeur théologique des textes n'est cependant pas négligée,
dans la mesure où elle interfère arec leur évolution littéraire.
Malgré tout, on ne trouvera pas, dans les notes, un
commentaire détaillé et complet de chaque péricope
évangélique. Pour cette raison, nous avons renoncé à rédiger
des notes sur les sections johanniques qui n'ont pas de parallèle
dans les Synoptiques... Le problème littéraire posé par les
textes johanniques pourra faire l'objet d'un volume ultérieur »
{p. 7). Ce projet s'est réalisé. Ce tome III de la Synopse, qui
paraît sous le titre : L’évangile de Jean, se situe dans la même
perspective que le tome II. Il s'en distingue toutefois sur deux
points. D'une part, les analyses de vocabulaire et de style y sont
beaucoup plus poussées. D'autre part, les développements et les
synthèses théologiques ont souvent une ampleur plus
considérable que les analyses littéraires. Pour faciliter l'accès de
ce volume aux personnes qui sont peu familiarisées avec le
travail exégétique, nous avons, dans chaque note, groupé en
deux parties distinctes les analyses littéraires et les
développements théologiques ; ceux qui ne voudraient pas se
lancer dès l'abord dans le dédale d'analyses souvent subtiles
pourront commencer par lire la dernière partie de chaque note
où nous donnons le sens des récits ou des discours de Jésus à
leurs divers niveaux rédactionnels. Il reste qu'analyses
littéraires et développements théologiques sont étroitement
liés, à tel point que, souvent, les premières ne trouveront leur
achèvement qu'à la lecture des seconds. En général, les discours
sont d'un abord plus difficile que les récits. Pour se familiariser
avec la méthode que nous avons suivie, nous suggérons au
Lecteur de se laisser guider par la Samaritaine, personnage, au
reste, peu farouche {note § 81)." (Tome III, p. 7)
É
8. Boismard, Marie-Émile, and Lamouille, Arnaud. 1986.
Synopsis Graeca Quattuor Evangeliorum. Leuven: Peeters.
9. Bruder, Karl Hermann, ed. 1842. Ταμιε
ον τ
ν τ
ς καιν
ς
διαθήκης λέξεων sive Concordantiae omnium vocum Novi
Testamenti graeci, primum ab Erasmo Schmidio editae.
Leipzig: Karl Tauchnitz.
10. Crook, Zeba A. 2011. Parallel Gospels: A Synopsis of Early
Christian Writing. New York: Oxford University Press.
11. de Lang, Marijke H. 1993. "Gospel Synopses from the 16th to
the 18th Centuries and the Rise of Literary Criticism of the
Gospels." In The Synoptic Gospels: Source Criticism and the
New Literary Criticism, edited by Focant, Camille, 599-607.
Louvain: Louvain University Press.
"From the 16th century until the time of Griesbach, no less than
24 synopses of the Gospels and works of a synopsis-like
structure appeared. The new genre of the synopsis rose up in
the 16th century beside the much older and more popular genre
of the harmony. In the harmonies of the Gospels, the texts of
the four Gospels were integrated into one continuous text so
that a single flowing overview of the works of Jesus was
achieved. At this point, the harmonies become irrelevant for
our study due to the fact that the Gospels as individual writings
are completely lost in the harmonies. Moreover, the harmony
prevents the
reader from confronting the problem of the discrepancies and
the similarities between the Gospels, a problem which
motivates and encourages the reader to further investigate the
formation of the Gospels.
Because of these factors, the harmonies have played no
significant role in the development of the historical and literary
criticism of the Gospels.
From the very beginning, two works have had a profound
influence upon the way synopses were arranged: 1) Augustine's
treatise De consensu evangelistarum, which appeared around
the year 400; and 2) the Harmonia evangelica published by
the German Lutheran Andreas Osiander in the year 1537." (pp.
600-601, notes omitted)
12. ———. 2020. "The Decline of the Gospel Harmony: Loss or
Gain?" In Theological and Theoretical Issues in the Synoptic
Problem, edited by Kloppenborg, John S. and Verheyden,
Joseph, 19-36. New York: Bloomsbury.
"The year 1774 is usually marked as an important year for New
Testament scholarship.
It was the year Johann Jakob Griesbach published his gospel
synopsis, a presentation of the texts of the first three gospels in
columns side by side." (p. 19)
(...)
Understandably, several experts on the history of the Synoptic
Question have supposed that Griesbach's synopsis was also the
point of departure from which he developed his solution of the
synoptic problem, in his case the Two Gospel Hypothesis. It is
true that no other synopsis before his time had ever been meant
for such a purpose.
(...)
"In my dissertation of 1993 on the history of the gospel
synopsis from Calvin to Griesbach, I also took Griesbach's
synopsis as a turning point in the history of synoptic studies.
However, I have come to wonder if this view does not need to
be qualified.
The influence of Griesbach's theory on the synoptic discussion
at the end of the eighteenth century turned out to be marginal:
the Two Gospel Hypothesis disappeared and surfaced only in
1825 when Heinrich Saunier adopted it.(7) In particular, the
question has to be reconsidered whether there was indeed a
direct link between Griesbach's synopsis and his solution of the
Synoptic Problem in the form of the Two Gospel Hypothesis.
In this chapter, I would like to address two questions. The first
is: Was the decline of the gospel harmony after the publication
of Griesbach's synopsis a loss or a gain? This entails the issue of
how the genre of the old-fashioned harmony related historically
to the new genre of the "unharmonized" synopsis.
My second question is: How clear-cut exactly was the
"paradigm shift" in synoptic studies that was brought about by
Griesbach's synopsis? Or, to rephrase this question more
strongly: Can we speak at all of a turning point or paradigm
shift with regard to Griesbach's synopsis?" (p. 20)
(7) See John S. Kloppenborg, Excavating Q: The History and
Setting of the Sayings Gospel (Minneapolis, MN: Fortress,
2000), 282.
13. Dungan, David Laird. 1980. "Theory of Synopsis Construction."
Biblica no. 61:305-329.
14. ———. 1985. "Synopses of the Future." Biblica no. 66:457-492.
Reprinted in: D. L. Dungan (ed.)., The Interrelations of the
Gospels. A Symposium led by M.-E. Boismard - W.R. Farmer -
F. Neirynck, Jerusalem 1984, Leuven: Leuven University Press,
1990. pp. 317-347.
15. Easley, Kendell H, and Cox, Steven L. 2007. HCSB Harmony of
the Gospels. Nashville: Holman Bible Publishers.
16. Elliott, James Keith. 1980. "Textual Criticism, Assimilation and
the Synoptic Gospels." New Testament Studies no. 26:231-242.
Reprinted in: J. K. Elliott, New Testament Textual Criticism:
The Application of Thoroughgoing Principles, Leiden: Brill
2010, pp. 417-430.
"The main object of textual criticism is to establish as
accurately as possible a text approximating to the original
words of the original authors.
As far as the text of the synoptic gospels is concerned, one of
the main problems in establishing the text is the amount of
cross-fertilization in the MSS whenever the gospels are in
parallel. Scribes were prone
to assimilate the gospel they were copying to a parallel text in
another gospel." (p. 231)
(...)
"The principles which were applied to some of the variants in
Mark seem therefore not to have been consistently
acknowledged in other variants. This observation ought to
make us cautious in using the UBS3
text or of our accepting uncritically the explanatory notes in
Metzger’s Commentary. Our concentrating here on the UBS3
text is significant, because the 9th edition of Aland’s Synopsis
(= Syn9) (3) has a text substantially the same as UBS3 (which
also agrees with Nestle–Aland in the forthcoming 26th edition
of that text) whereas the 8th edition of Aland’s Synopsis was
based on Nestle–Aland25 (= N–A25). The majority
of scholars who will work on the synoptic problem in the future
are likely to base their work on the text of Syn9 It is important
therefore to see how far that text is reliable and in particular to
what extent
assimilated readings have been allowed to appear as the text
rather than as part of the marginal apparatus." (p. 232)
(3) K. Aland, Synopsis Quattuor Evangeliorum, 9th edition
(Stuttgart: United Bible Societies [UBS], 1975).
17. ———. 1986. "An Examination of the Text and Apparatus of
Three Recent Greek Synopses." New Testament Studies no.
32:557-582.
Reprinted in: J. K. Elliott, New Testament Textual Criticism:
The Application of Thoroughgoing Principles, Leiden: Brill
2010, pp. 385-416.
"Serious study of the synoptic problem can be undertaken only
with the aid of a Greek synopsis. At the present time three such
synopses are readily available:(1) Aland’s Synopsis Quattuor
Evangeliorum, the 13th
edition of Huck extensively revised by H. Greeven and the
recently published text by B. Orchard. In this article these
synopses are referred to as follows: Aland as Syn when all
editions are intended, otherwise
as SynA=1–8 or SynB=9–12 to differentiate between the two major
editions of the text, the earlier of which has a text comparable
with the twenty-fifth edition of Nestle-Aland Novum
Testamentum Graece (= N-A25)
and the later a text comparable with N-A26; Greeven’s revision
as H-G; and Orchard’s text as Orchard.
Syn and H-G print the parallel columns of the synoptic gospels
in the sequence Matthew, Mark, Luke. Orchard, whose text was
produced in order to assist those scholars who feel such a
sequence prejudicial
against the neo-Griesbach theory, prints the parallels in the
sequence Matthew, Luke, Mark. It is my task in this article not
to discuss these three editions as aids to a particular attempted
solution to the synoptic problem but to examine the texts and
apparatuses with special reference to H-G and Orchard but
with comparisons with Syn also.(2) What is immediately
striking is that each of the three has a different text despite the
claim of one of them (SynB p. xi) to be the ‘Standard Text’ of the
future." (p. 557)
(1) R.J. Swanson ‘s Horizontal Line Synopsis of the Gospels the
Greek edition of which at present covers only Matthew and its
parallels has been discounted from this article, so too has W.R.
Farmer ’s Synopticon dismissed by H.F.D. Sparks in his review
in Journal of Theological Studies 1971 as of use only in
conjunction with a conventional synopsis. Farmer’s exercise
cannot be considered a new synopsis in its own right.
(2) A full discussion of the text found in SynB is to be found in
my reviews of UBS3 and N-A26 in Novum Testamentum 20
(1978) pp. 242–77 and JTS 32 (1981) pp. 19–49.
18. ———. 1986. "Printed Editions of Greek Synopses and their
Influence on the Synoptic Problem." In The Four Gospels 1992
(Festschrift for Frans Neirynck), edited by van Segbroeck, F.,
Tuckett, C. M., van Belle, G. and Verheyden, J., 337-357.
Leuven: Peeters.
Reprinted in: J. K. Elliott, New Testament Textual Criticism:
The Application of Thoroughgoing Principles, Leiden: Brill
2010, pp. 431-458.
"I have attempted on several occasions(2) to preach that
decisions about the Synoptic Problem ought not to be made on
the basis of the text in any one Synopsis but that one should
make use of the alternative
readings to be found in the critical apparatus and that one
should not imbue the editor of any one printed text with an
omniscience that enabled him to produce a definitive version of
the text. In reality I
recognise that such preaching generally falls on deaf ears. Most
writers on the Synoptic Problem still base their discussions on
one printed text and with scarcely an acknowledgement that
the apparatus is of
help. However, one notable exception among scholars of the
Synoptic Problem is Professor Neirynck, and that is why this
present study is offered in grateful tribute to an indefatigable
contributor to and critic
of the international synoptic debate. Neirynck is all too well
aware of the differences in printed synopses and the effect these
can have on aspects of the Synoptic Problem: he is also alert to
the textual variants." (p. 338)
(2) Most recently in D.L. Dungan, The Interrelations of the
Gospels (BETL, 95), (Leuven: University Press – Peeters, 1990)
pp. 348–359. My article [The relevance of textual criticism to
the synoptic problem] is reprinted in J.K. Elliott, Essays and
Studies in New Testament Textual Criticism chapter 12
(Cordova: El Almendro, 1992) (= Estudios de Filología
Neotestamentaria 3).
19. ———. 1993. "Resolving the Synoptic Problem using the Text of
Printed Greek Synopses." Filología Neotestamentaria no.
11:51-58.
Reprinted in: J. K. Elliott, New Testament Textual Criticism:
The Application of Thoroughgoing Principles, Leiden: Brill
2010, pp. 459-467.
"In the Neirynck Festschrift(1) I listed under several categories
differences between the Greek text printed in the synopses of
Aland(2) (= Syn) and Greeven(3) (= HG) and with cross-
references to the synopses of Orchard(4) and Boismard-
Lamouille(5) (= BL) in order to demonstrate the effect editorial
text-critical decisions could have on an investigation into, or on
statistics relevant to, the resolution of the Synoptic Problem. In
that article I tried to present mere lists without commentary. In
the present article I shall endeavour to make the dry
presentation of lists into a practical exposition of how these
texts (on which most exegetes will base their conclusion about
the Synoptic Problem) can lead the unsuspecting along
differing paths. For my examples below I shall use samples that
reveal different aspects of literary interrelationship. We are
concerned here only with those variants that are the cause of
differences in the printed editions." (p. 51)
(1) F. van Segbroeck et al. (ed.), The Four Gospels 1992
(Leuven: University Press and Peeters) pp. 338–57 “Printed
Editions of Greek Synopses and their Influence on the Synoptic
Problem”. Reprinted here as Chapter 26.
(2) K. Aland, Synopsis Quattuor Evangeliorum (Stuttgart:
Deutsche Bibelgesellschaft, 131985).
(3) A. Huck, Synopse der drei ersten Evangelien. Synopsis of
the First Three Gospels 13th edition revised by H. Greeven
(Tübingen: J.C.B. Mohr [Paul Siebeck], 1981).
(4) J.B. Orchard, Synopsis of the Four Gospels in Greek
(Edinburgh: T. and T. Clark, 1983).
(5) M.-E. Boismard and A. Lamouille, Synopsis Graeca
Quattuor Evangeliorum (Leuven and Paris: Peeters, 1986).
20. Farmer, William R. 1979. Synopticon: The Verbal Agreement
between the Greek Texts of Matthew, Mark and Luke
Contextually Exhibited. Cambridge: Cambridge University
Press.
"This Synopticon is designed to supplement existing aids to
Gospel studies. It stands in a tradition which began with the
earliest systematic attempts to compare the work of one
evangelist with that of another. Ammonius of Alexandria
constructed an aid to Gospel studies which made it possible to
compare passages in Mark, Luke and John with their parallels
in Matthew. This was accomplished by copying the relevant
portions of the other Gospels alongside the full text of Matthew.
Eusebius noted that this procedure often destroyed the
sequence of the material in Mark, Luke and John. He also
complained that it presented only those parts of these Gospels
which had parallels in Matthew. In order to facilitate the study
of similar passages in all four of the Gospels, and to preserve
the sequential arrangement which each evangelist gave to his
material, Eusebius developed a cross reference system which
was widely accepted and remains useful today.
The basic format for most modern synopses was established by
J. J. Griesbach in 1776 with the publication of his Synopsis
Evangeliorum Matthaei Marci et Lucae una cum iis Johannis
pericopis. . . . Most subsequent synopses have varied only in
their use of John and in the degree to which relevant citations
and parallels from apocryphal and patristic literature are
included." (Introduction, p. VII)
21. Funk, Robert Walter. 1985. New Gospels Parallels. Volume 1:
The Synoptic Gospels. Phildalphia: Fortress Press.
22. Gaston, Lloyd. 1973. Horae Synopticae Electronicae: Word
Statistics of the Synoptic Gospels. Missoula: Society of Biblical
Literature.
23. Greven, Heinrich. 1978. "The Gospel Synopsis from 1776 to the
Present Day." In J. J. Griesbach: Synoptic and Text-Critical
Studies, 1776-1976, edited by Orchard, Bernard and Longstaff,
Thomas R. W., 22-49. Cambridge: Cambridge University Press.
"Griesbach's synopsis and its significance for Gospel research
can be properly judged only when it is seen in the total context
in which it belongs: namely that Christianity has never fully
satisfied itself or been quite at ease with the fact that what it
knows of its Master has been handed down to it in four books
which - unanimous as their witness is - do differ from one
another in numerous details. Whatever theological motives
may underlie this, the Church has never, or at least never for
long, wanted to accept the four Gospels simply as they are. The
replacement, connected with the beginnings of the Syrian
Church, of the four Gospels by Tatian's Diatessaron is no doubt
the most violent attempt up to now, and so one not repeated, to
cut the Gordian Knot. But also the Eusebian Canons cautiously
try to put some order into the Gospels' mixture of agreement,
divergence and contradiction. The problem, here only sketched
out, is discussed at length by Augustine. In his De consensu
evangelistarum he shows that the Gospels present a clear and
complete picture of the persons and things about which they
narrate, and that the occasional contradictions are either no
contradictions at all, are insignificant, or serve the purpose of
clarification. His harmonizing is sometimes forced and can
hardly prove acceptable to a critical reader, but he has no
intention of turning the four Gospels into a single work, behind
which the four Evangelists would have to retire. So the early
Church already took in hand a theme of Biblical scholarship
that was afterwards always with it, obviously not without being
variously illuminated by the historical currents of the human
spirit and of theology. The ways in which this theme is
expressed are diverse. The trend of the scribes, more or less
observable everywhere, to harmonize the text of the canonical
Gospels (mostly with Matthew) belongs to it, as does a broad
stream of harmonizing Gospel interpretation which is handed
down in the exegetical tradition." (pp. 22-23, a note omitted)
24. Hawkins, John C. 1909. Horae Synopticae: Contributions to
the study of the Synpotic Problem. Oxford: Clarendon Press.
Second edition, revised and supplemented. (First edition 1898).
"The origin, mode of composition, and mutual relations of the
three Synoptic Gospels form so obscure and so complex a
subject of inquiry that it has come to be generally known as the
'Synoptic Problem'. Among the many modern attempts to deal
with it, this volume has a limited and merely preparatory
purpose, which I have tried to indicate upon its title-page. It is
called by the plural name 'Horae Synopticae', because, while it
is the outcome of a good many hours spent in examination of
the Synoptic Gospels and in tabulation of the results thus
obtained, those results are presented separately and almost
independently in the successive sections of the book, no
attempt being made to combine them as foundations or
supports of any system or theory. And the sub-title is '
Contributions to the study ' - rather than to the solution - ' of
the
Synoptic Problem', because I have only been trying to help in
that preliminary process of collecting and sifting materials
which must be carried much further than it has yet been before
we can be ready for the solution of the Problem - or, as I would
rather express it, of such parts of it as are not now insoluble."
(Preface to the First Edition, p. V)
25. Hoffman, Paul, Hieke, Thomas, and Bauer, Ulrich. 1999.
Synoptic Concordance: Vol. 1: Introduction / Einführung.
A[lpha] - D[elta] Berlin: De Gruyter.
A Greek Concordance to the First Three Gospels in Synoptic
Arrangement, statistically evaluated, including occurrences in
Acts.
"At the beginning of each entry a chart with the New Testament
word statistics gives information about the distribution of the
key word in the whole New Testament."
(...)
"The synoptic statistics give in three lines (Mt, Mk, Lk) a
classified statistical overview of the number of occurrences of
the key word in the Synoptic Gospels. A chart containing a
three-digit statistical code classifies the synoptic situation in
several columns.
The first digit stands for Matthew, the second for Mark, the
third for Luke."
(...)
"The term “triple tradition” refers to all verses of the Gospel of
Mark as well as to those verses of the Gospels of Matthew and
Luke that have a parallel in Mark.
If the Synoptic Concordance speaks of the “triple tradition”,
there is always a Markan verse at issue. In the statistical code
the second digit is either “1” or “2”. On the two-document
hypothesis one can speak
of the Markan tradition.
The term “double tradition” refers to all verses of the Gospel of
Matthew with a parallel in Luke, but not in Mark, and to all
verses of the Gospel of Luke with a parallel in Matthew, but not
in Mark.
If the Synoptic Concordance speaks of the “double tradition”, a
Markan verse is not at issue. In the statistical code the second
digit is “0”. On the two-document hypothesis one can speak of
the Q tradition.
The term “Sondergut” refers to all verses in the Gospels of
Matthew and Luke that have no parallels in the other two
Synoptic Gospels." (p. 8)
26. ———. 2000. Synoptic Concordance: Vol. 2: E[psilon] - I[ota].
Berlin: De Gruyter.
27. ———. 2000. Synoptic Concordance: Vol. 3: K[appa]-
O[mikron]. Berlin: De Gruyter.
28. ———. 2000. Synoptic Concordance: Vol. 4: P[i] - O[mega].
Berlin: De Gruyter.
29. Huck, A., and Greeven, H. 1981. Synopsis of the First Three
Gopsels, with the Addition of the Johannine Parallels.
Tübingen: J. C. B. Mohr.
Thirteenth edition.
German title: Synopse der drei ersten Evangelien, mit Beigabe
der johannischen Parallelstellen.
30. Kloppenborg, John S. 1988. Q Parallels: Synopsis, Critical
Notes & Concordance. Santa Rosa (CA): Polebridge Press.
31. ———. 2011. "Synopses and the Synoptic Problem." In New
Studies in the Synoptic Problem, Oxford Conference, April
2008. Essays in Honour of Christopher M. Tuckett, edited by
Foster, Paul, Gregory, Andrew, Kloppenborg, John S. and
Verheyden, Joseph, 51-85. Leuven: Peeters.
Reprinted in: S. Kloppenborg, Synoptic Problems: Collected
Essays, Tübingen: Mohr Siebeck, pp. 120-154.
"Since Griesbach’s time, it is safe to say that every study of the
synoptic problem has relied on the tool of the synopsis. The
modern three- or four-gospel synopsis in a complex tool,
displaying not only the texts of
the gospels for comparison, but often including an apparatus
criticus with text-critical data, and other apparatus with
indications of citations of or allusions to the Hebrew Bible
(rarely an actual display of the text
in Hebrew and Greek), parallel texts drawn from the Pauline
epistles, patristic writers, and extracanonical gospels (rarely,
however, displayed in parallel with the synoptic texts), section
titles, and a conspectus locorum.
Not all of these features of the synopsis are oriented to the
same task: some assist in the close verbal comparison of the
texts of the Synoptics; others facilitate seeing the role of
harmonization in the textual
tradition of the gospels; others allow the user to see the
variations in gospel texts as they are variously performed in the
Synoptics, patristic writers and extracanonical gospels; and still
other features are designed
to display the varying degrees of indebtedness that gospels
texts have to the Hebrew Bible.(8)
The modern synopsis, then, has multiple functions, with the
inevitable result that not all synopses are equally suited to every
task.(9) My interest in this paper is not to offer a general survey
of synopses and to comment on their advantages and
disadvantages for a variety of critical operations, but instead to
focus on the issue, raised by Bernard Orchard, David Dungan,
and others, as to whether synopses are in principle ‘neutral’ in
regard to synoptic source theories." (p. 53, a note omittted)
(8) See the survey of synopses by G. Lasserre, Les synopses:
élaboration et usage (Subsidia Biblica, 19), Rome, Pontifical
Biblical Institute Press, 1996.
(9) See the survey by J.K. Elliott (Which is the Best Synopsis?,
in Expository Times 102 [1991] 200-204) who agrees that the
choice of synopsis depends on one’s purpose, but nonetheless
suggests that, if pressed to recommend one synopsis, he would
recommend Huck-Greeven.
32. ———. 2014. "Gospel Parallels/Parallel Gospels." Biblical
Theology Bulletin no. 44:156-161.
Abstract: "Zeba Crook’s Parallel Gospels, mainly for use by
undergraduates and students who lack Greek, takes the genre
of the Gospel synopsis in innovative and helpful directions.
Crook’s addition of texts of the “Sayings Gospel Q” and the
Gospel of Thomas enhance the utility of his synopsis; Crook’s
innovative and controversial English translation is designed to
maximize the user’s ability to see small differences and critical
similarities; and his display and alignment of parallels lets the
user see what other many synopses obscure."
33. Miller, Robert J., ed. 2010. The Complete Gospels. The
Scholars Version. Salem, OR: Polebridge Press.
Fourth edition revised and expanded.
"IThe Complete Gospels offers its readers several distinctive
features.
First, it is the premier publication of the Scholars Version
translation of the gospels, and represents the efforts of a group
of independent scholars to capture die meaning of the original
documents in living American English and in a text that is
entirely free of ecclesiastical control.
The Complete Gospels is also the first publication to include
both the canonical gospels and their principal extracanonical
counterparts under one cover. Within this anthology can be
found:
• the lost Q Gospel, in a reconstructed text that is the fruit of
years of critical scholarly work. The Q Gospel is a crucial
literary source for the Gospels of Matthew and Luke.
• the first publication for the general reader of the Signs Gospel,
which many believe underlies the canonical Gospel of John,
and is thus older than the Fourth Gospel.
• the first publication for the general reader of the fragmentary
Gospel of the Savior, which was discovered in the 1990s, as well
as the Gospel of Judas, which came to light in 2006.
• the first publication of the miscellaneous collection we call
“Orphan Sayings and Stories”—anecdotes and sayings that
never found a firm place in the manuscript tradition of any
particular gospel, but which nevertheless survived as notes in
one or more manuscripts." (p. 3)
34. Morgenthaler, Robert. 1971. Statistische Synopse. Stuttgart:
Gotthelf-Verlag.
35. Moulton, William Fiddian, and Geden, Alfred Shenington.
2004. Concordance to the Greek New Testament. London: T &
T Clark.
Sixth edition fully revised, edited by I. Howard Marshall.
36. Neirynck, Frans. 1970. "Hawkins's Additional Notes To His
"Horae Synopticae"." Ephemerides theologicae Lovanienses
no. 46:78-111.
37. ———. 1986. "Once More: The Making of a Synopsis."
Ephemerides theologicae Lovanienses no. 62:141-154.
38. ———. 1987. "A Concordance of the Synoptic Parallels."
Ephemerides theologicae Lovanienses no. 63:375-383.
39. ———. 1988. Q-Synopsis: The Double Tradition Passages in
Greek. Leuven: Leuven University Press.
In the order of Luke.
40. ———. 1991. The Minor Agreements in a Horizontal-Line
Synopsis. Leuven: Leuven University Press / Peeters.
41. ———. 1999. "A New Synoptic Tool." Ephemerides theologicae
Lovanienses no. 75:407-418.
42. Neyrinck, Frans, and van Segbroeck, Frans. 1984. New
Testament Vocabulary: A Companion Volume to the
Concordance. Leuven: Leuven University Press.
With the collaboration of Henri Leclercq.
43. Orchard, Bernard. 1978. "Are all Gospel Synopses Biased?"
Theologische Zeitschrift no. 34:149-162.
44. ———, ed. 1983. A Synopsis of the Four Gospels, in Greek,
Arranged According to the Two-Gospel Hypothesis. Macon:
Mercer University Press.
45. Petersen, William L. 1997. "From Justin to Pepys: The History
of the Harmonized Gospel Tradition." In Studia Patristica. Vol.
XXX: Biblica et Apocrypha, Ascetica, Liturgica, edited by
Livingstone, Elizabeth A., 71-96. Leuven: Peeters.
Reprinted in: Jan Krans, Josepeh Verheyden (eds.), Patristic
and Text-Critical Studies, The Collected Essays of William L.
Petersen, Leiden: Brill 2012, p. 272-300.
"Treatments of the harmonized gospel tradition usually follow
one of two paths. Either they focus on only Tatian and his
Dialessaron, or they deal with only a single pericope or witness.
Both of these norms will be transgressed in this study, for it
seeks to offer an overview - a tour d'horizon, if you will - of a
literary genre: gospel harmonies.
Tatian will, of course, loom large in this scheme, but· our
survey will not be limited to him and his Diatessaron. Rather,
we will take bird's eye view of gospel harmonies, commencing
with their pre-Tatianic origins in the writings of Juslin Martyr
(who died sometime between 163 and 167 CE), and continuing
down through the late Middle Ages. We will conclude with lhe
Chemnitz-Leyser-Gerhard harmony, published in I 652.
Compiled by three generations of Germans, this harmony was
not, however, the only one circulating in the seventeenth
century, for at the same time the library of the English diarist
Samuel Pepys (1633-1703) contained a Middle English
manuscript (now in the library of Magdalene College,
Cambridge, catalogued as MS Pepys 2698, and known to
scholarship as the 'Pepysian Harmony') which is today
recognized as the sole surviving witness in English to Tatian's
Diatessaron(1)." (p. 71)
(1) 1he Pepysian Harmony. ed. M. Goates (EETS O.S. 157;
London, 1922).
46. Read-Heimerdinger, Jenny, and Rius-Camps, Josep, eds. 2014.
A Gospel Synopsis of the Greek Text of Matthew, Mark and
Luke: A Comparison of Codex Bezae and Codex Vaticanus.
Leiden: Brill.
"The purpose of this edition of the Synoptic Gospels is to
provide an objective tool for New Testament study and research
that has hitherto not been available." (p. IX)
(...)
"It is intended that this new Gospel Synopsis should give an
insight into the subtle and complex nature of the variation
between early New Testament manuscripts. It becomes readily
apparent that the type of variation found among the three
Synoptic Gospels, which is something of a minefield in itself (or
‘a maze’ to take up Goodacre’s term), also exists among the
manuscripts. This fact compounds, of course, the difficulty for
synoptic studies. But to adopt the easy solution of disregarding
the complexity is to work with an illusion and to risk producing
misleading results.
In the first instance, the Gospel Synopsis serves directly as a
means to compare Codex Bezae with Codex Vaticanus, and to
establish the nature of their relationship as well as their
distinctive features. This is potentially of great importance for
textual studies for, apart from the insight given into the two
manuscripts, it will allow more precise notions of editorial and
scribal activity, in particular with regard to harmonisation, to
be formulated.
The value for synoptic studies, on the other hand, is that it
offers a tool for examining with a higher degree of accuracy
than has been possible with the current Greek editions the
interrelatedness of the Gospel texts. By shining light on the
amount and the nature of textual variation that existed in the
early centuries, it disturbs the false sense of security often
present in synoptic studies and reveals how the issues of the
order of the Gospel writings, the relationships among them and
their connection with other traditions and sources are even
more intricate than is usually envisaged. In setting out the three
Gospels in turn, the aim has been to facilitate the study of the
different forms and the connections between them.
Of particular value for synoptists is that the entire text of the
manuscripts in continuous form is made available, so enabling
a complete reading of any given passage of each of the Gospels,
where the significance of variant readings is enhanced as they
are seen working together within their context." (p. XVII)
47. Schmoller, Alfred, ed. 1998. Pocket Concordance to the Greek
New Testament = Handkonkordanz zum griechischen Neuen
Testament. Stuttgart: German Bible Society.
Based on the Text of the Nestle-Aland Novum Testamentum
Graece (28th Edition)
and The Greek New Testament (5th Edition).
Revised by Beate von Tschischwitz at the Institute for New
Testament Textual Research Münster/Westphalia (Ninth
edition 2014).
"When Otto Schmoller produced his "Ταμιεον τς καινς
διαθήκης εγχειριδιον oder, Handconcordanz zum griechischen
Neuen Testament" in 1869, it filled a real need in the market.
The fact that his work has been reprinted up to the present
demonstrates that the need for a pocket concordance continues
unabated. But since 1938, when Alfred Schmoller adapted his
father's work in the seventh edition to the 15th/16th edition of
Erwin Nestle's Novum Testamentum Graece, "Schmoller" has
not been compared with modern editions. In view of the
progress made in New Testament textual criticism this
situation requires urgent attention.
The German Bible Society resolved therefore to adapt
"Schmoller" to the text of Nestle-Aland26 and GNT3. The Greek
vocabulary presented no problem, but the notes on the
vocabulary of the Septuagint and the Latin Vulgate which
Alfred Schmoller had added in the seventh edition of the
concordance raised a question. Would it be worth the expense
of correcting this supplemental information against modern
critical editions, especially when despite their acknowledged
significance they are no substitute for the use of Septuagint and
Vulgate concordances?
In view of the fact that today's reader is primarily if not
exclusively concerned with the Greek text, it was decided to
adapt only the Greek text and to let the notes on the Septuagint
and Vulgate texts remain unchanged. This would require a
resetting of only the lines requiring changes in the Greek text.
The data for the text of the Septuagint and the Vulgate,
therefore, do not reflect the state of modern critical editions,
although the notes on the text of the Vulgate in particular
continue to serve as a valuable resource for persons interested
in the history of the Latin text of the Bible." (From the
Introduction)
48. Solages, Bruno de. 1959. A Greek Synopsis of the Gospels: A
new way of solving the synoptic problem. Leiden: Brill.
49. Sparks, H. F. D. 1964. A Synopsis of the Gospels: The Synoptic
Gospels with the Johannine Parallels. Philadelphia: Fortress
Press.
50. Swanson, Reuben J. 1984. The Horizontal Line Synopsis of the
Gospels. Pasadena, CA: William Carey Library.
Revised edition (First edition Dillsboro: Western North
Carolina Press, 1975).
51. Throckmorton Jr., Burton H., ed. 1992. Gospel Parallels: A
Comparison of the Synoptic Gospels. Nashville: Thomas
Nelson Publishers.
Based on 9th ed. of the Huck-Lietzmann Greek Synopsis
(1936). 5th ed. Nashville: Nelson, 1992.
52. Tyson, Joseph B., and Longstaff, Thomas R. W. 1978. Synoptic
Abstracts. Wooster, Ohio: Biblical Research Association.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliographies on Biblical Studies
Questions of Biblical Criticism
Hebrew Bible Textual Criticism
History of the Hebrew Bible Critical Research
New Testament Textual Criticism
History of New Testament Critical Research
Hebrew Bible
(Under construction)
New Testament
The Synoptic Gospels
The Synoptic Problem
The Gospel of Matthew
The Gospel of Mark
The Gospel of Luke
The Pauline Epistles
1 Thessalonians, 1 Corinthians, 2 Corinthians, Philippians, Philemon,
Galatians, Romans
Early Developments of Christianity
The Acts of the Apostles
Deutero-Pauline Epistles
2 Thessalonians, Colossians, Ephesians
Pastoral Epistles
1 Timothy, 2 Timothy, Titus
The Epistle to the Hebrews
The Catholic Epistles: James, 1 Peter, 2 Peter, Judas
The Johannine Literature
The Gospel of John
The Epistles: 1, 2, 3 John
The Christian Apocalyptic
The Book of Revelation
The Canon of the New Testament
The Formation of the Canon
The New Testament Apocrypha
on the Apocryphal Literature
General Studies on the Apocryphal Literature
New Testament Apocrypha
Apocryphal Gospels
Apocryphal Acts
Apocryphal Letters
Apocryphal Apocalypses
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliography on the Literature of
Early Christianity (I-II centuries)
Apostolic Fathers
Clement of Rome (fl. c. 95)
Ignatius of Antioch (fl. c. 100-115)
Polycarp of Smyrna (69- 155)
Didache (100-150)
The Epistle of Barnabas (130-131)
Papias of Hierapolis (c. 60-130)
Quadratus of Athens (d. 129)
Papias of Hierapolis (c. 60-130)
Epistle to Diognetus (130 ? - late 2nd century ?)
The Shepherd of Hermas (90-150)
Christian Writers of the Second Century
Justin Martyr (c. 100-165)
Aristide of Athens, Apology (c. 120-138)
Clement of Alexandria (c. 150-215)
Tertullian (155-c. 220)
Melito of Sardis (d. 180)
Irenaeus (early 2nd century – died c. 202)
Athenagoras of Athens (c. 133-c.190)
Theophilus of Antioch (d. 183-185)
Hippolitus of Rome (170-235)
The Bauer Thesis: The Origins of Orthodoxy and Heresy
Dissent in the First Century
Simon Magus
Ebionism
Nicolaism
Heresies of the Second Century
Christian Gnosticism
Sethianism
Marcionism
Montanism
Ebionites
Nazarenes
Elchasaites
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliography on the Religious
Literature of the Early Judaism
(Under construction)
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliography on the Philosophy
and Phenomenology of Religion
Fundamental Questions
The Definition of 'Religion'
The Sacred
Monotheism and Polytheism
History of the Ontological Argument for the
Existence of God
General Introduction
General Works on the History of the Ontological Argument
Anselm of Canterbury's argument in the Proslogion
The Medieval Period from Anselm of Canterbury to Duns Scotus
The Modern Period from Suárez to Frege
The Contemporary Period from Barth to the Present Time
A Selection of Primary Texts
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
History of the Ontological
Argument for the Existence of God
Introduction
"Philosophers who address the questions of what it is for an
individual to exist, or what it is for an individual to be actual, often
do so with reference to the fallacy they have uncovered in the
classical Ontological Argument for God's existence. Indeed, the
Ontological Argument is useful as a vehicle by which this and other
issues in ontology and the philosophy of logic may be introduced and
sharpened."
Nathan Salmon - Existence - in: Philosophical Perspectives, vol. 1 "
Metaphysics" edited by James E. Tomberlin, 1987, p. 49.
"Higher-type classical logic is intensional logic with the intensional
features removed, so this is a good place to start. Ontological
arguments, Gödel's in particular, are natural examples of intensional
logic at work, so this is a good place to finish." (page XI)
"There are many directions form which people have tried to prove
the existence of God. There have been arguments based on design: a
complex universe must have a designer. There have been attempts to
show that the existence of an ethical sense implies the existence of
God. There have been arguments based on causality: trace chain of
effect and cause backward and one must reach a fist cause.
Ontological arguments seek to establish the existence of God based
on pure logic: the principles of reasoning require that God be part of
ones ontology." (p. 133)
Melvin Fitting - Types, tableaus and Gödel's God - Dordrecht,
Kluwer, 2002.
"Of all the arguments for the existence of God, the one which Anselm
first formulated is the most refined and the least capable of a finally
satisfactory statement. It draws its strength from an ambiguity,
which appears to be an ambiguity in language, but is more deeply an
ambiguity in human experience. If God exists, there must be a level
of experience at which it is impossible to think of God as not existing.
But at what level can this impossibility be made to appear? Must the
demonstration await the experience of the Beatific Vision? Or can it,
at the very opposite extreme, be made out at the level of linguistic-
logical analysis? Whether valid or not, the first three chapters of the
Proslogion were the first piece of writing in which this problem was
raised and a solution proposed which will probably never be finally
buried. It may be agreed that Descartes put it better, because more
simply and with fewer philosophical presuppositions. He had the
advantage, which Anselm lacked, of inheriting, if only to reject, a
long philosophical tradition. The Augustinian and grammatical
background of Anselm's thought, which made it possible for him to
formulate the argument, also burdened it with limitations. But these
pages of Anselm must be placed among the most deeply interesting
pieces of reasoning ever written The early chapters of the Proslogion,
in which the argument was first expressed, will never be read without
excitement, nor thought about without appearing to be more cogent
than they are. For the most extraordinary thing about the argument
is that it loses nothing of its power, its freshness, or even in a curious
way its persuasiveness, by being refuted. The Proslogion may not set
forth a valid argument for belief in God, and even if it were valid it is
doubtful whether it would ever persuade an unbeliever; but in its
subtlety, and in a certain unsubstantial, ethereal quality which
antagonizes men of robust common sense, it perfectly reflects the
quality and mystery of Anselm's personality." (pp. 74-75).
Richard William Southern - Saint Anselm and His Biographer: A
Study of Monastic Life and Thought 1059-c. 1130, Cambridge:
Cambridge University Press, 1963.
"The ontological argument for the existence of Cod has fascinated
philosophers ever since it was formulated by St. Anselm of
Canterbury (1033-1109). It is doubtful, I think, that any person was
ever brought to a belief in God by this argument, and unlikely that it
has played the sort of role in strengthening and confirming religious
belief that, for example, the teleological argument has played. To the
unsophisticated, Anselm's argument is (at first sight at least)
remarkably unconvincing, if not downright irritating, it smacks too
much of word magic. And yet almost every major philosopher from
the time of Anselm to the present has had his say about it; the last
few years have seen a remarkable flurry of interest in it.
What accounts for this fascination? Not, I think, the religious
significance of the argument, although no doubt that can be
underrated. The cause is perhaps twofold. First, the ontological
argument offers an enormous return on a pretty slim investment - a
definition, and a perplexing but not altogether implausible premise
connecting existence and 'greatness,' yield the theistic conclusion.
Second, although the argument certainly looks at first sight as if it
ought to be unsound, it is profoundly difficult to say what exactly is
wrong with it. Indeed, it is doubtful that any philosopher has given a
really convincing and thorough refutation of the ontological
argument. Too often philosophers merely remark that Kant refuted
the argument by showing that existence is not a predicate and that
'one cannot build bridges from the conceptual realm to the real
world.' But it is very doubtful that Kant specified a sense of 'is a
predicate' such that, in that sense, it is clear both that existence is not
a predicate and that Anselm's argument requires that it be one. Nor
are the mere claims that no existential propositions are necessary or
the above comment about bridge building impressive as refutations
of Anselm - after all, he claims to have an argument for the necessity
of at least one existential proposition. So one must either show just
where his argument goes wrong, or else produce a solid argument for
the claim that no existential (in the appropriate sense) propositions
can be necessary-and this, I think, no one has succeeded in doing."
Alvin Plantinga - God and others minds. A study of the rational
justification of belief in God. - Cornell University Press (1967) pp.
26-27.
"PROSLOGION 2-4 consists of four pages. Barth's book about them
["Fides Quaerens Intellectum" (1931)] has 165 pages. All the books
and essays written about them in the last eight hundred years would
fill libraries. It is a legitimate question to ask, What is it, in these four
pages, that makes them so potent a challenge to the best minds of
humanity? What is the spell they cast over the reader so that
occupation with them becomes a passionate enterprise? These pages
do not seem to have the completeness and remoteness of a classic;
rather, they seem to call on the reader personally to do something
about them. They arouse in him an intellectual passion -- either for
or against them -- which makes him feel that the core of his own
thinking is being touched. On the one hand, they seem so concise
that nothing can be added, on the other, so loose that everything still
has to be done. But what? The reader feels puzzled, teased, imposed
upon. He feels called to take a personal part in a herculean
intellectual struggle.
The reason for this spell -- which was already felt in Anselm's life
time --cannot be solely Anselm's subject matter, for this has treated
by many before and after with less than intriguing effects. It must be,
to a large degree, his method. But what can there be so exciting about
a logical demonstration?"
Robert S. Hartman - Prolegomena to a meta-Anselmian axiomatic -
Review of Metaphysics, XIV, 4, June 1961 p. 637.
"No logician wishes to deny that in ordinary speech sentences such
as 'tame tigers exist' can be used with perfect propriety. Some of
them may be false, but it is not for the logician to determine which
are and which are not. If, however, we assume that grammatical form
is a sure guide to logical structure, we may be tempted to say that in
these sentences the word 'existence' stands for a predicate, where
'predicate' has a logical sense distinct from its grammatical sense.
That some philosophers have taken the word 'existence' to stand for
a predicate in the logical sense, i.e., for an attribute, may be seen
from their use of the ontological argument to prove the existence of
God.
Descartes' exposition of the argument is clearer than most others. He
starts from the position, supposed to be already established, that we
can know some propositions, e.g., simple theorems of mathematics,
to be necessarily true. It does not matter for our purposes whether he
thinks that his necessary propositions are analytic or synthetic,
although we may remark in passing that the language in which he
refers to them suggests that they are analytic. He wishes to say that
the proposition that God exists can be proved in the same way as that
in which a necessary proposition of mathematics is proved.(...) [His]
argument is based on the assumption that 'God exists' is a
proposition of the same sort as a theorem of geometry. Descartes
writes as though both propositions predicated something of a
subject, the one being about 'God,' the other about 'the triangle.' If he
did not assume this, he would not say that they can be proved in the
same fashion. Gassendi was the first, I think, to criticize the
argument on the ground that existence is not a property of God or of
anything else. (...) No doubt Descartes and those who agree with him
would say, if questioned, that they wished to make a distinction
between existence and qualities such as redness. But refinements of
the theory of existence as a predicate only introduce fresh difficulties.
The theory is unacceptable."
William Calvert Kneale - Is Existence a Predicate? - Aristotelian
Society, Supplementary volume 15, 1936 (reprinted in: Herbert Feigl
and Wilfrid Sellars (eds.) - Readings in Philosophical Analysis - New
York, Appleton-Century-Crofts, Inc. (1949) pp. 29-30.
"It is much harder than one might first suspect to see what is wrong -
if anything - with the ontological argument, in some of its variants at
least. By way of criticism, it is often said that the argument fails
because 'existence is not a predicate'. However, there are senses -
and what is more, senses other than the purely grammatical one - in
which existence clearly is a predicate. It is sometimes said that
existence is not the kind of property that can be included in the
essence of anything; but the reasons for saying so are far from clear,
and the notion of essence is a notorious mess in the best of
circumstances. One might suspect that something goes wrong with
the logic of definite descriptions in the modal contexts involved in
the argument; but I shall try to reconstruct some of the most
important aspects of the ontological argument in terms having little
to do with ordinary modalities and nothing whatsoever with definite
descriptions. In fact, the independence of the essential features of the
ontological argument from the theory of definite descriptions ought
to be clear enough without much detailed argument. If what we are
trying to do is to establish that there exists a unique being 'than
which nothing greater can be conceived' - in short, a unique
supremely perfect Being - surely the great difficulty is to show that
there exists at least one such being, whereas we can face the problem
of uniqueness with relative calm.
Furthermore, it has been complained that the notion 'being greater
than anything else that can be conceived of' and the notion of
supreme perfection are unclear. More than that, it is sometimes
suggested that they are systematically ambiguous - that they make no
sense until it has been specified in what respect greatness or
perfection is to be measured. Certainly, greater evil or more perfect
vice cannot be what is meant - but even if there be no such things as
these, what precisely is meant? Yet a straightforward answer to this
question is forthcoming. What is at stake is surely greatness or
perfection with respect to existence. It does not take a neo-Platonist
to agree that the greatest or most supreme being intended in the
argument is certainly one whose powers of existing are maximal or
whose mode of being is, as existence qua existence goes, supremely
perfect."
Jaakko Hintikka - On the Logic of the Ontological Argument. Some
elementary remarks - in: Models for Modalities - Dordrecht, D.
Reidel Publishing Company (1969) pp. 45-46.
"Modal reasoning can be replaced by non-modal, ordinary reasoning
about possible things. Given an obscure modal argument, we can
translate it into a non-modal argument - or into several non-modal
arguments, if the given argument was ambiguous. Once we have a
nonmodal argument, we have clear standards of validity; and once
we have non-modal translations of the premises, we can understand
them well enough to judge whether they are credible. Foremost
among our modal headaches is Anselm's ontological argument. How
does if fare under the translation treatment I have prescribed? It
turns out to have two principal non-modal translations. One is valid;
the other has credible premises; the difference between the two is
subtle. No wonder the argument has never been decisively refuted;
no wonder it has never convinced the infidel. (pp. 10-11).
CONCLUSION. Of the alternative non-modal translations of our
ontological argument, the best are the arguments from 3A and 3B.
The premises of the argument from 3B enjoy some credibility, but
the argument is invalid. The argument from 3A is valid, but 3A
derives its credibility entirely from the illusion that because our
world alone is actual, therefore our world is radically different from
all other worlds - special in a way that makes it a fitting place of
greatest greatness. But once we recognize the indexical nature of
actuality, the illusion is broken and the credibility of 3A evaporates.
It is true of any world, at that world but not elsewhere, that that
world alone is actual. The world an ontological arguer calls actual is
special only in that the ontological arguer resides there - and it is no
great distinction for a world to harbor an ontological arguer. Think of
an ontological arguer in some dismally mediocre world - there are
such ontological arguers - arguing that his world alone is actual,
hence special, hence a fitting place of greatest greatness, hence a
world wherein something exists than which no greater can be
conceived to exist. He is wrong to argue thus. So are we." (p. 20)
David Lewis - Anselm and Actuality - Noûs, 4 (1970) pp. 175-188
(reprinted with a Postscript (pp. 21-25) in: Philosophical Papers -
vol. I Oxford, Oxford University Press 1983 p. 10-20.
"In the preface to his Proslogion Anselm audaciously claims
discovery of 'a single formula which needs no other to prove itself but
itself alone, and which by itself suffices to establish that God truly is,
and that he is the greatest good needing no other, and that which
everything needs if it is to be and be well, and whatever else we
believe about divine being' (93.6-10). Anselm published his
argument in 1077 or 1078. The dispute immediately kindled was
bright but brief; and after Anselm's death his argument lay fallow for
some hundred years. Then, in the thirteenth century, it was widely
debated, and widely accepted, (...) until it received the authoritative
disapproval of St Thomas Aquinas.
In the Seventeenth century Descartes discovered and vigorously
defended an argument for the existence of God which was plainly
similar to and allegedly identical with Anselm's argument.
Controversy over the Cartesian argument culminated with Kant; in a
section 'On the Impossibility of an Ontological Argument for the
Existence of God' in the Critique of Pure Reason, Kant performed for
Descartes the service Aquinas had rendered Anselm. Incidentally he
gave the argument a title, imposing, universally adopted, and wholly
opaque.
After Kant's assault the argument again languished - for the Hegelian
claim to have revived it is specious (...). In recent years, however,
philosophers and theologians have again looked with favour, or at
least attention, on the Ontological Argument. In this renaissance of
interest a new version of the argument has been brought to birth;
Norman Malcolm and Charles Hartshorne, its independent
obstetricians, both maintain that the new version, unlike the old,
does provide a proof of the existence of God."
Jonathan Barnes - The Ontological Argument - London, Macmillan
St. Martin's Press (1972) p. 1
"This argument has excited enormous controversy. Nearly every
great philosopher from Anselm's time to ours had his say about it:
Aquinas rejected it, John Duns Scotus 'coloured' (modified) it a bit
and accepted it. René Descartes and Nicolas Malebranche accepted
it; Leibniz accepted a version of it; Kant rejected it (and delivered
what many have thought the final quietus to it); Arthur
Schopenhauer thought it at best a charming joke; and many
contemporary philosophers seem to think it as a joke all right, but at
all a charming joke."
Alvin Plantinga - Ontological Arguments. I: Classical - in:
Handbook of Metaphysics and Ontology, eds., B. Smith and H.
Burkhardt, Philosophia Verlag, Munich, 1991pp. 622-623.
"Gödel showed his *1970 [Ontological Proof] to Dana Scott, and
discussed it with him, in February 1970. Gödel was very concerned
about his health at that time, feared that his death was near, and
evidently wished to insure that this proof would not perish with him.
Later in 1970, however, he apparently told Oskar Morgenstern that
though he was 'satisfied' with the proof, he hesitated to publish it, for
fear it would be thought "that he actually believes in God, whereas he
is only engaged in a logical investigation (that is, in showing that
such a proof with classical assumptions [completeness, etc.],
correspondingly axiomatized, is possible)." Scott made notes on the
proof and presented a version of the argument to his seminar on
logical entailment at Princeton University in the fall of 1970.
Through this presentation and the recollections and notes of those
who attended the seminar, Gödel's ontological proof has become
fairly widely known. Discussion of the proof, thus far, has been based
largely on Scott's version of it (Dana Scott 'Gödel's ontological proof'
in: Judith Jarvis Thomson (ed.) 'On being and saying: essays for
Richard Cartwright' - Cambridge, Mass. MIT Press 1987), which
differs somewhat in form from Gödel's own memorandum. The latter
is published here - though not for the first time; like Scott's version,
it was published as an appendix to John Howard Sobel 'Gödel's
ontological proof' in: J. J. Thomson cit. pages 256-7.
Gödel had devised his ontological proof some time before 1970.
Other, presumably earlier, versions of it have been found among his
papers. A sheet of paper headed "Ontological Proof' (in German),
and dated, in Gödel's own hand, 'ca. 1941', contains some but not all
of the ideas of the proof. Extensive preparatory material is contained
in the philosophical notebook 'Phil XIV'. The first page of this
notebook bears a notation indicating that it was written during the
period 'Ca. Ju1y 1946-May 1955". The last page of the notebook
contains the note 'Asbury Park 1954 p. 100 ff.', which presumably
applies to the pages (103-109) pertaining to the ontological proof.
Other documents, including letters, indicate that Gödel intended to
leave Princeton for the shore 9 August 1954, was vacationing in
Asbury Park on 25 August 1954, and was probably back in Princeton
by 3 October 1954. We may reasonably assume, then, that the
notebook pages on the ontological proof were written in the late
summer and early fall of 1954 and were completed at any rate by
May 1955. Relevant excerpts from the notebook, and two of the
(presumably earlier) loose sheets headed 'Ontological Proof',
including the one dated 'ca. 1941', are published in Appendix B to
this volume."
Robert Merrihew Adams - Introductory note to *1970 [Ontological
proof] in: Kurt Gödel - Collected Works - vol. III Unpublished essays
and lectures - Edited by Solomon Feferman and alii. - New York -
Oxford University Press 1995 p. 388-389 (notes omitted).
HISTORY OF THE ONTOLOGICAL
ARGUMENT
Graham Oppy wrote ( Ontological Arguments and Belief in God -
Cambridge University Press, 1995, pp. 202-203):
"1. SOME HISTORICAL CONSIDERATIONS.
As far as I know, there has been no exhaustive historical study of
ontological arguments, even for relatively narrow historical periods.
In particular, I found the pre-Cartesian discussion of ontological
arguments very hard to investigate. An accessible book of
translations, commentary, and analysis would be very useful.
1.1 HISTORICAL SYNOPSIS.
Gilson (1955) [History of Christian Philosophy in the Middle Ages]
contains much information about the status of ontological arguments
- versions of the arguments of St. Anselm - in the Middle Ages.
Unfortunately, there is no subject index to this book, so the
information is not easily accessed. As we have seen, Thomists
rejected ontological arguments; but other philosophers of a more
rationalistic bent - for example, Scotists - accepted them.
Consequently, there were lively debates about ontological arguments
during the golden age of Scholasticism. However, the victory of
Occamist nominalism seems to have led to a widespread rejection of
those arguments by the end of the fourteenth century. Among those
who discussed St. Anselm's argument, there are the following:
William of Auxerre, Richard Fishacre, Alexander of Hales, Matthew
of Aquasparta, Johannes Peckham, Nicolaus of Cusa, [this is the
same error of Hartshorne (1965) p. 154: Daniels (1909) speaks of
Nicolaus Occam] Aegidius of Rome, William of Ware, Albertus
Magnus, Peter of Tarentaise, Henry of Ghent, Gregory of Rimini,
Robert Holcot, John of Beverley, John Wyclif, Richard Rufus of
Cornwall, Pierre Oriole, and Richard Middleton."
That no historical study of ontological arguments exists, is not exact
(see the bibliography at the bottom of this page).
HISTORICAL STUDIES
In English: The Part Two of Hartshorne (1965) titled "A critical
survey of responses to Anselm's proof" pp. 137-303, Harrelson
(2009) and Logan (2009) Chapter 6, 7, 8.
In German: Grunwald (1907), Daniels (1909), Dyroff (1928), Henrich
(1960), Rohls (1987), Röd (1992).
In French: Chatillon (1959).
In Italian: Scribano (1994), Tomatis (1997), Piazza (2000).
In Spanish: Ceñal (1970).
Daniels (1909) contains "an invaluable collection of medieval Latin
texts referring to the Argument, with a penetrating analysis of them
as indications that the author accepted or rejected Anselm's Proof,
and a careful discussion of the philosophical beliefs which
determined this acceptance or rejection" Hartshorne (1965) p. 306.
"The reception of the Argument in the Twelfth and thirteenth
centuries was almost as odd as what happened in its inventor's own
lifetime or in the modern period. (In this section I am heavily
indebted - and deeply grateful -to P. A. Daniels 1909). In the twelfth
century the Proof was simply ignored, so far as our records go. Three
conclusions have been drawn from this: all accepted the Proof, all
rejected it, they were unacquainted with it. Daniels shows that the
last is the most reasonable. In the next three centuries things were
dramatically different. Fifteen authors refer to the Proof, of whom
the following ten accept it: William of Auxerre, Richard Fishacre,
Alexander of Hales, Bonaventura, Matthew of Aquasparta, Johannes
Peck ham, Nicolaus of Cusa, [this is a lapsus: Daniels (1909) speaks
of Nicolaus Occam] Aegidius of Rome, William of Ware, and Duns
Scotus. Of these at least four, Alexander, Bonaventura, Nicolaus, and
Scotus seem to have some appreciation of Proslogion III and of the
true Anselmian Principle; the rest seem to be thinking largely or
exclusively of Proslogion II. Albertus Magnus, Peter of Tarentaise,
and Henry of Ghent take no position on the Proof; of these, only the
first seems to have read past Proslogion II. St. Thomas and his
disciple Richard of Middleton reject the Proof; Richard cites only
Proslogion II, while Thomas refers (in five different writings)
sometimes to this and sometimes to the following chapter; however,
where he is explicitly rejecting the Proof (in the two Summas) he
mentions only Proslogion II; and where he does mention the other
chapter he, in my opinion, misconceives the relationship of the two.
We have then fifteen medieval judges, of whom at most five show
that they have the Principle clearly and centrally in mind; one or two
others exhibit some conception of it, and the rest, little or none. Of
the five having the Principle (as Anselm did) clearly and centrally in
mind, four accept the Proof, and the fifth takes no stand. Of the other
ten, those who seem not to grasp the centrality of Proslogion III, six
accept, two reject, and two give no verdict. Thus even where the
Proof was taken at its weakest, still six found it convincing and but
two rejected it; and where it was taken at its strongest, four out of
five accepted and none rejected i t. This seems to show the power of
the Proof even when incompletely grasped, and its much greater
power when fully grasped. It also shows the blighting influence of
Gaunilo's inability to read beyond Chapter II.
Unfortunately, the example of Thomas has in the end outweighed in
prestige all the others put together. Bonaventura's cogent rebuttal of
Gaunilo's 'island' analogy has been passed over as though it had
never happened, while the objections of Thomas have been
treasured."
Charles Harstshorne - Anselm's Discovery: A re-examination of the
Ontological Proof for God's Existence - Lasalle - Open Court 1965
pp. 154-155.
A SELECTION OF PRIMARY AUTHORS,
WITH ANNOTATED BIBLIOGRAPHIES
Legenda: P = Pro (accept the proof); C = Contra (rejected the proof);
I = indifferent (take no position on the proof); ca. = circa; fl =
flourished; d. died.
References are to the most important works where ontological
argument is discussed.
The Medieval Period from Anselm to Scotus
P Anselm of Canterbury [Anselmus Cantuariensis, Doctor Angelicus]
C Gaunilo of Marmoutiers [Gaunilo, monachus]
P William of Auxerre [Guillelmi Altissiodorensis]
P Alexander of Hales [Alexander Halensis, Doctor Irrefragabilis]
P Richard Fishacre [Richardus Flamesburensis]
C Richard Rufus of Cornwall [Richaruds Rufus Cornubiensis]
P Bonaventure of Bagnorea [Bonaventurae, Johannes Fidanza,
Doctor Seraphicus]
I Albert the Great [Albertus Magnus, Doctor Universalis ]
C Thomas Aquinas [Thomae Aquinatis, Doctor Angelicus]
I Peter of Tarentaise [Petrus a Tarentasia, Pope Innocent V]
P John Peckham [Johannis Packham, Doctor Ingeniosus]
I Henry of Ghent [Henrici de Gandavo, Doctor Solemnis]
P Nicolaus of Ockham [Nicolaus de Ockham]
P Matthew of Aquasparta [Matthaei ab Aquasparta]
P Giles of Rome [Aegidius Romanus, Egidio Colonna]
C Richard of Middletown [Richardus of Mediavilla]
P William of Ware [Gulielmi Guarae]
P John Duns Scotus [Johannes Duns Scotus, Doctor Subtilis]
The Modern Era from Suárez to Frege
P Francisco Suárez
P René Descartes
C Pierre Gassendi
P Henry More
P Ralph Cudworth
P Baruch Spinoza
P Nicolas Malebranche
P Gottfried Wilhelm Leibniz
P François Fénelon
P Samuel Clarke
P Christian Wolff
C David Hume
P Alexander Baumgarten
C Immanuel Kant
P Moses Mendelssohn
P Georg Wilhelm Friedrich Hegel
P Friedrich Wilhelm Joseph Schelling
C Ludwig Feuerbach
P Robert Flint
P Franz Brentano
C Gottlob Frege
The Contemporary Debate
P Heinrich Scholz
P Karl Barth
P Robin George Collingwood
P Charles Hartshorne
C John Niemeyer Findlay
P Kurt Gödel
P Norman Malcolm
P Jan Berg
C John Howard Sobel
P Alvin Plantinga
C David Kellogg Lewis
P Robert Maydole
C Graham Oppy
P Alexander Pruss
Related pages
Pages about the History of the Ontological Proof:
History of the Ontological Argument. Introductory Remarks
Bibliography of General and Introductory Studies
The Medieval Period from Anselm of Canterbury to Duns Scotus
Bibliography on Medieval Authors
The Modern Period from Suárez to Frege
Bibliography on Modern Authors
The Contemporary Period from Barth to the Present Time
Bibliography on Contemporary Authors
A Selection of Text of Primary Authors
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Selected Bibliography on the
History of the Ontological
Argument. General Works
General Histories of the Ontological
Argument
1. Bonansea, Bernardino. 1979. God and Atheism. A Philosophical
Approach to the Problem of God. Washington: The Catholic
University of America Press.
See Chapter III. The Ontological Argument pp. 107-170.
2. Harrelson, Kevin J. 2009. The Ontological Argument from
Descartes to Hegel. Amherst: Prometheus Books.
Contents: Preface 9; List of Abbreviations 11; Introduction: an
episode in the history of an argument 15; Chapter One: Proof
and perception: the contest of the Argumentum Cartesianum
41; Chapter Two: Refutations of atheism: ontological
arguments in English philosophy, 1652-1705 79; Chapter
Three: Being and intuition: Malebranche's appropriation of the
Argument 101; Chapter Four: An adequate conception: the
argument in Spinoza's philosophy 121; Chapter Five:
Ontological Arguments in Leibniz and the German
Enlightenment 141; Chapter Six: Kant's systematic critique of
the Ontological Argument 167; Chapter Seven: Hegel's
reconstruction of the Argument 197; Glossary of terms,
arguments, and positions 231; Bibliography 235; Index 249-
253.
"This book provides a philosophical analysis of the several
debates concerning the "ontological argument" from the middle
of the seventeenth to the beginning of nineteenth century. My
aim in writing it was twofold. First, I wished to provide a
detailed and comprehensive account of the history of these
debates, which I perceived to be lacking in the scholarly
literature. Second, I wanted also to pursue a more
philosophically interesting question concerning the apparent
unassailability of ontological arguments. In pursuit of this
latter problem, the driving question that my account addresses
is "why has this argument, or kind of argument, been such a
constant in otherwise diverse philosophical contexts and
periods?"
As familiar as the ontological argument is, there have been no
book- length studies in English about the historical
development of the arguments of Anselm, Descartes, etc. A vast
collection of articles and chapter-length treatments of the
history of these arguments does exist, however; and in
composing this work I have benefited from the labors of
numerous scholars. Particularly helpful was the work of
Bernardino Bonansea, Charles Hartshorne, Asnat Avshalom,
and Oded Balabon. Even more influential were the many
monograph-length studies that have long appeared in other
Western languages, especially in German and French. In
conducting the necessary research I accrued an enormous debt
to the authors of these texts. I thus owe my sincere gratitude to
Wolfgang Röd, Louis Girard, and Jan Rohls. My greatest debt
in this regard, however, is to Dieter Henrich. My work is little
more than an extended argument with him." (From the
Preface)
3. Matthews, Scott. 2001. Reason, Community and Religious
Tradition. Anselm's Argument and the Friars. Aldershot:
Ashgate.
Contents: Preface; Introduction: Arguments, texts and
contexts; Anselm and tradition; Encountering God within:
Anselm's argument among the early Franciscans in Paris; Other
ways to God: Anselm, the early Dominicans and the friars in
Oxford; Bonaventure and the Franciscan community; Thomas
Aquinas and the Dominican community; Contested traditions;
Conclusion; Bibliography; Index.
"This book examines key questions about the relationship of
rationality to its contexts by tracing the early history of the so-
called 'ontological' argument. The book follows Anselm's
Proslogion from its origins in the private, devotional context of
an eleventh-century monastery to its reception in the public
and adversarial contexts of the friars' schools in the thirteenth
century. Using unpublished manuscript evidence from the
Dominican and Franciscan schools at Oxford, Paris and
Bologna in the thirteenth century, Matthews argues that the
debate over Anselm's argument embodied the broader religious
differences between the Franciscan and Dominican
communities. By comparing the most famous figures of the
period with their lesser-known contemporaries, Matthews
argues that the Friars thought as communities and developed
as traditions as they developed their arguments."
4. Chatillon, Jean. 1959. "De Guillaume d'Auxerre à saint Thomas
d'Aquin: l'argument de Saint Anselme chez les premiers
Scolastiques du XIII siècle." In Spicilegium Beccense I.
Congrés International du IX centenaire de l'arrivée d'Anselme
au Bec, 209-231. Paris: Vrin.
5. Piazza, Giovanni. 2000. Il nome di Dio. Una storia della prova
ontologica. Bologna: Edizioni dello Studio Domenicano.
6. Scribano, Emanuela. 1994. L'esistenza di Dio. Storia della
prova ontologica da Descartes a Kant. Bari: Laterza.
Traduction française par Charles Barone: L'existence de Dieu.
Histoire de la preuve ontologique de Descartes a Kant, Paris:
Seuil 2002.
7. Staglianò, Antonio. 1996. La mente umana alla prova di Dio:
filosofia e teologia nel dibattito contemporaneo
sull'argomento di Anselmo d'Aosta. Bologna: Edizioni
Dehoniane.
8. Tomatis, Francesco. 1997. L'argomento ontologico: l'esistenza
di Dio da Anselmo a Schelling. Roma: Città Nuova.
9. Daniels, Augustinus. 1909. Quellenbeiträge und
Untersuchungen zur Geschichte der Gottesbeweise im
Dreizehnten Jahrundert, mit besonderer Beruchsichtigung des
Arguments im Proslogion des Hl. Anselm, Beiträge zur
Geschichte der Philosophie des Mittelalters. Münster: Druck
und verlag der Aschendorffschen Buchhandlung.
Inhaltsverzeichnis:
A. Texte.
I. Anselm von Canterbury 3; II. Richard Fishacre 21; III.
Wilhelm von Auxerre 25; IV. Alexander von Hales 28; V. Albert
der Grosse 36; VI. Bonaventura 38; VII. Johannes Peckham 41;
VIII. Matthaeus von Aquasparta 51; IX. Thomas von Aquino
64; X. Peter of Tarentaise 68; XI. Ägidius von Rom 72; XII.
Heinrich von Gent 79; XIII. Nicolaus Occam 82; XIV. Richard
von Middleton 84; XV. Wilhelm von Ware 89; XVI. Johannes
Duns Scotus 105;
B. Untersuchungen.
I. Vorfragen.
1. Die Bedeutung des Schweigens gewisser Scholastiker mit
Bezug auf Anselms Argument 111; 2. Der scholastische
Lehrbetrieb und das gegenwärtige Problem 115;
II. Das Ergebnis der Texte.
III. Die Voraussetzungen, welche für die Annahme von
Anselms Argument in Frage kommen 131.
1. Die angeborene Gottesidee bei S. Bonaventura und seiner
Schule 132; 2. Das primum cognitum bei den Anhängern des
Gottesbeweises des Proslogion 143; 3. Der Satz "non ens non
potest esse obiectum intellectus" in seiner Beziehung zum
Gottesbeweis des Proslogion 154;
Anhang.
1. Scholastiker des dreizehnten Jahrunderts, die den
Gottesbeweis des Proslogion nicht erwähnen 157; 2. Die
Abhängigkeit des Matthaeus von Aquasparta von Bonaventura
159; 3. Die Unechtheit der dom Scotus zugeschriehenen Schrift:
Expositio et Quaestiones in VIII Libros Physicorum Aristotelis
162; Namenregister 165-167.
10. Dyroff, Adolf. 1928. "Der ontologische Gottesbeweis des hl.
Anselmus in der Scholastik." In Probleme der
Gotteserkenntnis, 79-115. Münster: Verlag der
Aschendorffschen Verlagsbuchhandlung.
11. Grunwald, Georg. 1907. Geschichte der Gottesbeweise im
Mittelalter bis zum Ausgang der Hochscholastik nach den
Quellen Dargestellt. Münster: Aschendorff.
12. Henrich, Dieter. 1960. Der ontologische Gottesbeweis. Sein
Problem und seine Geschichte in der Neuzeit. Tübingen: Mohr.
Traduzione italiana di Sonia Carboncini: La prova ontologica
dell'esistenza di Dio. La sua problematica e la sua storia
nell'età moderna, Napoli, Prismi, 1983.
13. Rõd, Wolfgang. 2009. Der Gott der reinen Vernunft.
Ontologischer Gottesbeweis und rationalistische Philosophie.
München: Beck.
Nachdruck 2009: Der Gott der reinen Vernunft. Ontologischer
Gottesbeweis und rationalistische Philosophie.
14. Rohls, Jan. 1987. Theologie und Metaphysik. Der ontologische
Gottesbeweis und seine Kritiker. Gütersloher: Verlagshaus
Gerd Mohn.
15. Ceñal, Ramon. 1970. "El argumento ontologico de la existencia
de Dios en la escolastica de los siglos 17 y 18." In Homenaje a
Xavier Zubiri. Tomo I, 247-325. Madrid: Editorial Moneda y
Crédito.
Introductory Studies on the Ontological
Argument
1. Barnes, Jonathan. 1972. The Ontological Argument . London:
Macmillan.
Contents: General Editor's Preface VII; Author's Preface VIII; 1.
The Arguments 1; 2. Necessary Existence 29; 3. Existence and
Predication 39; 4. 'God' 67; Appendix A: Chronology of
Anselm's Life 87; Appendix B: Anselm's Reductio 88;
References 91-98.
"The Ontological Argument has been debated for eight
centuries, and never more energetically than in the last decade.
The present essay is less concerned to break new ground than
to harrow land already ploughed. Thus Chapter 1 expounds,
perhaps rather more particularly than is customary, some of
the chief versions of the Ontological Argument; while Chapters
2-3 attempt to appraise and then to outflank the two main
manoeuvres which opponents of the Argument have essayed.
Finally, Chapter 4 outlines and advocates a more elementary
plan of attack.
My goal has been to state, as plainly as I can, what the
Ontological Argument is, and what is and is not most wrong
with it. But I have tried to keep in mind a secondary objective,
and to provide some intimation of a few of the wider
philosophical issues which the Argument raises. For even those
philosophers who are sceptical of the merits of the Argument
itself must allow that it has inspired and stimulated some
considerable work in philosophical logic, and that it still offers
a pointed introduction to a number of peculiarly recalcitrant
problems.
The literature on the Ontological Argument is of daunting
magnitude, and it swells almost daily: I am acutely conscious of
broad lacunae in my reading, especially of the more
theologically inclined matter. Nevertheless, my debts to the
published thoughts of others are frequent and heavy; I have
tried to acknowledge the most important in the text." (P. VIII)
2. Bastit, Michel. 2016. Le principe du monde. Le Dieu du
philosophe . Paris: Les Press universitaires de l'IPC.
Table des matières : Introduction : À la recherche du principe 7;
Chapitre 1: Des traditions religieuses à la philosophie 13;
Chapitre 2: Persuasion et démonstration 29; Chapitre 3: De la
pensée à la pensée ou de la pensée à l’existence ? 47; Chapitre
4: Commencement et fin 63; Chapitre 5: Le concert des
sciences 85; Chapitre 6: Survie des substances dans l'espace-
temps 107; Chapitre 7: Les mouvements des corps mobiles 135;
Chapitre 8: Le temps des mouvements 147; Chapitre 9: Limites
et unicité du monde 157; Chapitre 10: Les causes 171; Chapitre
É
11: La Cause Première 199; Chapitre 12: Éléments principaux de
théologie naturelle 217; Conclusion 237; Bibliographie 243-258.
"Cet ouvrage est un livre de philosophie première, et
particulièrement de théologie naturelle. Il a pour objet
l’établissement de l’existence d’un principe premier de la réalité
qui pourra peut-être par la suite être identifié avec Dieu, puis
l’exploration de quelques-uns des attributs de ce principe. Sa
démarche ne relève pas de croyances religieuses, mais de la
pure rationalité philosophique. Il relève de la métaphysique en
sa partie ultime, mais d’une métaphysique appuyée sur une
physique. Il pourra arriver au cours de la réflexion de croiser
des problèmes et des thèmes qui relèvent aussi des croyances
religieuses. Ces points de contact, à l’exception de l’étude de la
portée philosophique des croyances religieuses qui forme une
partie importante du chapitre premier, seront signalés, mais ils
doivent être considérés comme accidentels par rapport à la
démarche et seront donc traités marginalement." (p. 7)
(...)
"La recherche scientifique d’un principe n’est pas exclusive de
l'adhésion de foi à ce principe. Inversement la foi peut susciter
le désir de démontrer ce que l’on croit ou une partie de ce que
l’on croit. C’est une attitude de ce genre qui est à l’origine de la
démonstration dite par la preuve ontologique due à Anselme de
Cantorbéry et à un grand nombre de ses successeurs, comme
aujourd’hui par exemple Plantinga. Le mérite de ces démarches
est sans aucun doute leur recherche de scientificité et rigueur
attestée d'ailleurs par un certain nombre de formalisations
possibles, toujours chez Plantinga qui fait appel au système
modal S5, ou chez Gödel qui a été préoccupé par une
élaboration rigoureuse de la preuve pendant une longue partie
de sa carrière.
Il est probable que l’idée de la preuve ontologique procède en
partie de la vanité et de l’impossibilité de concevoir une
démonstration à partir d’un principe situé au-delà du premier
principe. Il vient facilement à l’idée devant l’impossibilité
radicale de posséder un principe au-delà du premier principe
pour le démontrer, de recourir à une sorte de dédoublement du
premier principe dont une partie sert de principe à l’autre. La
preuve ontologique repose sur un mécanisme de ce genre : une
partie du principe, son essence, sert à démontrer son
existence." (p. 47)
Le Chapitre 3 contient une discussion détaillée des argument de
Anselme de Cantorbéry, Kurt Gödel et Alvin Plantinga (pp. 47-
62).
3. Bourgeois-Gironde, Sacha. 2002. "L'argument ontologique." In
Analyse et théologie. Croyances religieuses et rationalité ,
edited by Bourgeois-Gironde, Sacha, Gnassounou, Bruno and
Pouivet, Roger, 31-52. Paris: Vrin.
4. Breton, Stanislas. 1990. "L'argument ontologique aujourd'hui.
Problèmes et perspectives." In L'argomento ontologico / The
ontological Argument / L'argument ontologique / Der
Ontologische Gottesbeweis , edited by Olivetti, Marco M., 665-
678. Padova.
5. Bromand, Joachim, and Kreis, Guido, eds. 2011.
Gottesbeweise: von Anselm bis Gödel . Berlin: Suhrkamp.
6. de la Sienra, Adolfo García. 2000. "The Ontological argument."
In The Rationality of Theism , edited by de la Sienra, Adolfo
García, 127-142. Amsterdam: Rodopi.
7. Dore, Clement. 1984. Theism . Dordrecht: Reidel.
See Chapters: 5. A Modal Argument 49; 6. Is God's Existence
Logically Possible? 62; 7. Descartes's Meditation V Argument
82-103; Appendix: Two Argument of St. Anselm 141-147.
8. Durrant, Michael. 1973. The Logical Status of 'God' and the
Function of Theological Sentences . London: Macmillan.
9. Gale, Richard. 1991. On the Nature and Existence of God .
Cambridge: Cambridge University Press.
See Chapter 6: Ontological arguments pp. 201-237.
10. Hick, John, and McGill, Arthur C., eds. 1967. The Many-faced
Argument. Recent Studies on the Ontological Argument for the
Existence of God . London: Macmillan.
Contents: Preface VII; Part I. The argument in Anselm; I.
Anselm: Proslogion (Chapter II-IV) 3; Gaunilo and Anselm:
Criticism and reply 9; III: Arthur C. McGill: Recent discussions
of Anselm's argument 33; IV. A. Beckaert: A Platonic
justification for the argument a priori (1959) 111; V. Karl Barth:
A presupposition of the proof: the Name of God (1931) 119; VI.
Karl Barth: Proslogion III : the special existence of God (1931)
135; VII. André Hayen: The role of the Fool in St. Anselm and
the necessarily Apostolic character of true Christian reflection
(1959) 162; VIII. Anselm Stolz: Anselm's theology in the
Proslogion (1933) 183; Part II. The argument in recent
philosophy; IX. John Hick: Introduction 209; A. Is existence a
predicate?; X. Bertrand Russell: General propositions and
existence (1918) 219; XI. Jerome Shaffer: Existence,
predication and the ontological argument (1962) 226; B. The
Hegelian use of the argument; XII. Gilbert Ryle: Mr.
Collingwood and the ontological argument (1935) 246; XIII. E.
E. Harris: Mr. Ryle and the ontological argument (1936) 261;
XIV. Gilbert Ryle: Back to the ontological argument (1937) 269;
XV. Aimé Forest: St. Anselm's argument in reflexive philosophy
(1959) 275; C. The second form of the argument; XVI. Norman
Malcolm: Anselm's ontological arguments (1960) 301; XVII.
Charles Hartshorne: What did Anselm discover? (1962) 321;
XVIII. Charles Hartshorne: The irreducibly modal structure of
the argument (1962) 334; XIX. John Hick: a critique of the
"Second argument" 341; Selected bibliography 357; Index of
topics 371; Index of names 373.
11. Inwagen, Peter van. 1998. "Arguments for God's Existence:
Ontological Arguments." In Philosophy of Religion , edited by
Davies, Brian, 54-58. Washington: Georgetown University
Press.
"This chapter gives a very compressed history of the ontological
argument from Anselm to Kant, and discusses briefly a modern,
modal version of the argument. It is argued that Anselm's and
Descartes's versions of the argument are flawed, and that one
cannot know the main premise of the modal argument -- 'It is
possible for there to be a perfect being (a being that has all
perfections essentially)' -- to be true otherwise than by
knowing, on some ground independent of the modal argument,
that a perfect being actually exists."
12. ———. 2002. "Necessary Being: the Ontological Argument." In
Metaphysics , 91-114. Boulder: Westview Press.
Second revised edition (first edition 1993).
Reprinted in: Eleonore Stump, Michael J. Murray (eds.),
Philosophy of Religion. The Big Questions, Malden: Blackwell,
1999, pp. 69-83.
13. Kutschera, Franz von. 1990. Vernunft und Glaube . Berlin:
Walter de Gruyter.
See: Anhang: 1) Zum ontologischen Gottesbeweis pp. 323-334.
14. Leftow, Brian. 2005. "The Ontological Argument." In The
Oxford Handbook of Philosophy of Religion , edited by
Wainwright, William J., 80-116. New York: Oxford University
Press.
"I analyze and evaluate ontological arguments and objections to
them in Anselm, Gaunilo, Descartes, his immediate objectors,
Leibniz, Kant and Brouwer. Anselm comes off rather better
than he is often portrayed, Kant rather worse; Descartes (I
argue) is as bad as you've heard."
15. Logan, Ian. 2009. Reading Anselm's Proslogion. The History
of Anselm's Argument and its Significance Today . Farnham:
Ashgate.
Contents: Acknowledgements VII; List of Abbreviations IX; 1.
Introduction 1; 2. The pre-text: the dialectical origins of
Anselm's Argument 7; 3. The Text Proslogion 25; Pro
Insipiente 59; Responsio 67; 4. Commentary on the Proslogion
85; 5. Anselm's defence and the Unum Argumentum 115; 6.
The medieval reception 129; 7. The modern reception 151; 8.
Anselm's Argument today 175; Conclusion: the significance of
Anselm's Argument 197; Bibliography 203; Index 215.
"Presenting an account of Anselm's Proslogion argument, its
background and its subsequent history in later thought is more
than an exercise in intellectual archaeology. Work still needs to
be done to understand what Anselm was trying to achieve arid
how he was trying to achieve it, Anselm's argument presents an
important paradigm for the history or ideas, since it has been
treated directly or indirectly by so many different thinkers in
subsequent centuries, and it provides a direct challenge to the
way philosophy has been done over those centuries. That
Anselm has been consistently misunderstood and
misrepresented is a central thesis of this book. It is only by
returning to and reading Anselm's text that we can hope to
establish what he was trying to say and understand how he was
trying to say it. Anselm's argument has fascinated and
continues to fascinate philosophers and theologians, to such an
extent that it is no longer possible in a single work to review
exhaustively the history of its reception. Thus, the account of
the reception in this book is selective, particularly in Chapter 8
where I limit myself in the main to its reception amongst
modern English speaking philosophers. It is these philosophers
who have been particularly concerned with the logical form,
validity and soundness of. Anselm's argument, and to whom it
is necessary to respond, if one wishes to discover wether
Anselm still has something of philosophical interest to say to us
in the Proslogion.
There has been a natural tendency amongst modern thinkers to
adhere, wittingly or unwittingly, to a Whig view of history, to
see the history of ideas as the steady progress of enlightened
thought over benighted ignorance. The past is a bad or at best
confused place, in which people concerned themselves 'with a
lot of outdated foolishness', such as questions about the
existence of God, which we now correctly consider to be
irrelevant. (1) It is my hope that the study of Anselm's
argument and its subsequent reception will help to counter
such views, not because everything in the past was good, but
because some things were, and it may just be that some of those
good things are what 'we' now consider outdated and irrelevant.
Anselm's argument is frequently identified with later
ontological arguments. It is one of my tasks in this work to
show how that has happened, and that Anselm's argument has
to be addressed in its specificity, that 'that than which a greater
cannot be thought' is the irreplaceable middle term of Anselm's
argument, which for Anselm functions as the 'natural or proper
word' for God. This is not simple a question of scholarship, but
also of philosophy, for in my view the latter is aided by the
former.
In this book I seek to create and 'audit trail' which stretches
from (I) a prehistory of the text (Chapter 2) to (ii) the
manuscript tradition and a translation which seeks to remain
faithful to Anselm's Latin text (Chapter 3), presenting the Latin
and English texts in parallel to (iii) a commentary on the text
(Chapter 4) to (iv) an exposition of the debate that immediately
followed its 'publication' (Chapter 5) to (v) a review and
evaluation of the historical ongoing reception of the Proslogion
(Chapters 6, 7 and 8). It concludes with an assessment of the
significance of Anselm's argument." (pp. 1-2)
(1) See R. Rorty, 'The historiography of philosophy: four
genres', in R. Rorty et al. (eds.), R‘¨þé Philosophy in History.
Essays on the historiography of philosophy , Cambridge 1984,
pp. 49-75, p. 52.
16. Mackie, John Leslie. 1982. The Miracle of Theism. Arguments
for and Against the Existence of God . Oxford: Clarendon
Press.
Chapter 3. Ontological Arguments: (a) Descartes's Proof and
Kant's Criticism 41; (b)Anselm's Ontological Proof and
Gaunilo's Reply 49; (c) Plantinga's Ontological Proof 55-63.
17. Matthews, Gareth B. 2004. "The ontological argument." In The
Blackwell Guide to the Philosophy of Religion , edited by
Mann, William E. Malden: Blackwell.
18. Micheletti, Mario. 1972. Il problema teologico nella filosofia
analitica. Vol. II: Lo status logico della credenza religiosa .
Padova: Editirice La Garangola.
Capitolo IV: L'argomento ontologico nella filosofia analitica
282-377.
19. Miethe, Terry. 1977. "The Ontological Argument: A Research
Bibliography." Modern Schoolman no. 54:148-166.
"Within the past two decades or so there has been a gradual
renewal of interest in metaphysics in general and in the theistic
arguments in particular. This is the most comprehensive
bibliography ever done on this argument for God's existence,
with over 330 items listed. The article is divided into the
following categories:
I. General histories of the argument; II. The argument in
Anselm; III. The argument in the Middle Ages after Anselm; IV:
The argument from Descartes to Kant; V: The Hegelian and
Idealist use of the argument; VI. The argument in Continental
philosophy; VII: The argument in British and American
philosophy; VIII. The logic of "exists"; IX. The concept of
necessary being; X: Additions as a result of additional
research."
20. Olivetti, Marco M., ed. 1990. L'argomento ontologico / The
ontological Argument / L'argument ontologique / Der
Ontologische Gottesbeweis . Padova: Cedam.
21. Plantinga, Alvin, ed. 1965. The Ontological Argument from St.
Anselm to Contemporary Philosophers . London: Macmillan.
Contents: Richard Taylor: Introduction VII-XVIII; Part I. The
ontological argument in the history of philosophy; 1. St. Anselm
3; 2. St. Thomas Aquinas 28; 3. René Descartes 31; 4. Benedict
de Spinoza 40; 5. Gottfried Wilhelm Leibniz 54; 6. Immanuel
Kant: The impossibility of an Ontological Proof of the existence
of God 57; 7. Arthur Schopenhauer 65; Part II. Contemporary
views of the ontological argument; 8. G. E. Moore: Is existence
a predicate? 9. William P. Alston: The ontological argument
revisited 86; 10. J. N. Findlay: Can God's existence be
disproved? 111; 11. Charles Hartshorne; The Necessarily
Existent 123; 12. Norman Malcolm: A. Malcolm's statement of
Anselm's ontological argument 136; B. A reply by Alvin
Plantinga: A valid ontological argument? 160; C. A reply by
Paul Henle: Uses of the ontological argument 171-180.
22. Sciacca, Michele Federico, ed. 2009. Con Dio e contro Dio.
Raccolta sistematica degli argomenti pro e contro l'esistenza
di Dio . Milano: Marzorati.
Vol. I: Dai Presocratici a Kant (1972); Vol. II: Dal pensiero
romantico a oggi (1972); Vol. III: Novecento teologico. Il Dio
dei teologi (1995); Vol. IV: Novecento teologico: Il Dio dei
filosofi e degli scienziati (1995).
23. Seifert, Josef. 2000. Gott als Gottesbeweis. Eine
phänomenologische Neubegründung des ontologischen
Arguments . Heidelberg: C. Winter.
Second improved and substantially (by a new statement of the
core of the ontological argument of 102 pages and a Preface for
the Arabic translation of 29 pages) enlarged edition. (First
edition 1996).
24. Szatkowski, Miroslaw, ed. 2012. Ontological Proofs Today .
Frankfurt: Ontos Verlag.
Contents: Acknowledgements 5; Authors of Contributed Papers
7;
Part I. Introduction
1. Mirosław Szatkowski: Guided Tour of the Book: Ontological
Proofs Today 19
Part II. Interpretation of Old Ontological Proofs. God’s
Attributes
2. Reinhard Hiltscher: Ratio Anselmi 69; 3. L. Jason Megill:
Two Ontological Arguments for the Existence of an Omniscient
Being 77; 4. L. Jason Megill and Amy Reagor: A Modal Theistic
Argument 89; 5. Marcin Tkaczyk: A Debate on God: Anselm,
Aquinas and Scotus 113; 6. Peter Van Inwagen: Three Versions
of the Ontological Argument 143;
Part III. New Ontological Proofs
7. Richard M. Gale: More Modest Ontological Argument 165; 8.
E. J. Lowe: A New Modal Version of the Ontological Argument
179; 9.Uwe Meixner: A Cosmo-Ontological Argument for the
Existence of a First Cause - perhaps God 193; 10. Alexander R.
Pruss: A Gödelian Ontological Argument Improved Even More
203;
Part IV. Semantics for Ontological Proofs
11. Sergio Galvan: Logic of Existence, Ontological Frames,
Leibniz’s and Gödel’s Ontological Proofs 215; 12. Mirosław
Szatkowski: Fully Free Semantics for Anderson-like Ontological
Proofs 243;
Part V. Ontological Proofs and Kinds of Necessity
13.Anthony C. Anderson: Conceptual Modality and Ontological
Argument 295; 14. Stamatios Gerogiorgakis: Does the Kind of
Necessity which Is Represented by S5 Capture a Theologically
Defensible Notion of a Necessary Being? 309; 15. Srećko Kovač:
Modal Collapse in Gödel’s Ontological Proof 323; 16. Richard
Swinburne: What Kind of Necessary Being Could God Be? 345;
Part VI. Ontological Proofs and Formal Ontology
17. Robert E. Maydole: On Grim’s Cantorian Anti-Ontological
Argument 367; 18. Edward Niezńanski: Concepts of Proof and
Formalized Arguments ex gradibus perfectionis 379; 19. Jerzy
Perzanowski: Onto/Logical Melioration 391; 20. John Turri:
Doomed to Fail: The Sad Epistemological Fate of Ontological
Arguments 413; 21. Paul Weingartner: The Premises of
Anselm’s Argument 423;
Part VII. Debate Maydole-Oppy
22. Graham Oppy: Maydole on Ontological Arguments 445; 23.
Robert E. Maydole: Ontological Arguments Redux 469; 24.
Graham Oppy: Response to Maydole 487; 25. Robert E.
Maydole: Reply to Oppy’s Response to ”Ontological Redux”
501;
Author Index 511; Subject Index 515-520.
25. Tilliette, Xavier. 1990. "Quelques défenseurs de l'argument
ontologique." In L'argomento ontologico / The ontological
Argument / L'argument ontologique / Der Ontologische
Gottesbeweis , edited by Olivetti, Marco M., 403-420. Padova:
CEDAM.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Selected Bibliography on the
Ontological Argument of Anselm of
Canterbury
Anselm of Canterbury (1033-1109)
Texts and translations
The standard critical edition of Anselm's works is the Opera omnia
prepared by Fr. F. S. Schmitt: S. Anselmi Cantuariensis
archiepiscopi opera omnia, ad fidem codicum recensuit, 6 vols [the
first printed at Seckau, 1938, the second at Rome in 1940, all reset
for the Nelson edition], (Edinburgh: Nelson, 1946-1961).
Reprinted with new editorial material as: S. Anselmi Cantuariensis
archiepiscopi opera omnia, ad fidem codicum recensuit, 2 vols.
(Stuttgart-Bad-Cannstatt: Frommann, 1968-1984)
1. Anselm, of Canterbury. 1938. Proslogion. Edinburgh: Thomas
Nelson & Sons.
Written in 1077-1078.
Critical edition of Latin text in the first volume of: Sancti
Anselmi Cantuariensis Archiepiscopi Opera Omnia ad fides
codicum recensuit Franciscus Salesius Schmitt, OSB - 6 voll.
(1938-1961); reprinted in two volumes, Stuttgart (Bad
Cannstatt) Friedrich Frommann Verlag 1968 with an
introducition by Schmitt drawing together his articles on
Anselm.
Proslogion vol. I pp. 93-122.
2. ———. 1938. Responsio Anselmi (Quid ad haec respondeat
editor ipsius libelli). Edinburgh: Thomas Nelson & Sons.
Reply to Gaunilo written in 1078.
Critical edition of Latin text in the first volume of: Sancti
Anselmi Cantuariensis Archiepiscopi Opera Omnia, vol. I pp.
130-139.
3. ———. 1986. A new, interpretive translation of St. Anselm's
Monologion and Proslogion. Minneapolis: Arthur J. Banning
Press.
Translated by Jasper Hopkins
4. ———. 2000. Complete philosophical and theological treatises
of Anselm of Canterbury. Minneapolis: Arthur J. Banning
Press.
Translated by Jasper Hopkins and Herbert Richardson.
Proslogion pp. 88-112.
5. ———. 2001. Proslogion, with the Replies of Gaunilo and
Anselm. Indianapolis: Hackett.
Translated, with introduction, by Thomas Williams.
Studies
1. Adams, Robert Merrihew. 1971. "The Logical Structure of
Anselm's Argument." Philosophical Review no. 80:28-54.
Reprinted in: R. M. Adams, The Virtue of Faith and Other
Essays in Philosophical Theology, New York: Oxford University
Press, 1987, pp. 221-242.
"In this essay I offer a formal analysis of Anselm's arguments
for the existence of God in the Proslogion and in his reply to
Gaunilo. I do not attempt to show here that the arguments are
compelling, or that they are not. What I try to do is discover in
each argument, so far as possible, a valid logical form, to
exhibit the relations of the arguments to each other, and to
show how they depend on certain doctrines in logic or the
philosophy of logic. Anselm's arguments are far from dead, and
in this paper I hope to provide a logical map, so to speak, of
some ground that is still very much fought over.
The first two sections of the paper are concerned with the most
famous of Anselm's arguments, the argument of Chapter 2 of
the Proslogion. In Section I, I formulate a version of the
argument in modern logical symbolism, and state the
assumptions about existence and predication on which the
argument seems to me to depend. Gaunilo's criticism of Anselm
was directed very largely against the ontological
presuppositions of the Proslogion 2 argument; and in Section II
I try to show how Gaunilo's famous "lost island"
counterexample proves that the assumptions stated in Section I
must be modified, if not rejected. In his reply to Gaunilo
Anselm introduced two new arguments for the existence of
God, which do not depend on assumptions about predication.
I discuss one of these arguments in Section III; it seems to me
to be at least a better argument than the argument of
Proslogion 2. Analysis of this argument from the reply to
Gaunilo leads to the conclusion that the crucial question about
logically necessary divine existence is whether it is possible.
Section IV is devoted to an analysis of Anselm's argument in
the third chapter of the Proslogion and its relation to the other
arguments."
2. Anscombe, Gertrude Elizabeth. 1985. "Why Anselm's proof in
the Proslogion is not an ontological argument." Thoreau
Quarterly no. 17:32-40.
3. Armour, Leslie. 1999. "Anselm's proof and some problems of
meaning and reference." In God and argument, edited by
Sweet, William, 97-113. Ottawa: Ottawa University Press.
"In Proslogion IV, Anselm addresses the peculiar referring
power of the expression "God". In the light of the idea of
determinates and determinables (used by W.E. Johnson and
others) one can read what Anselm says here, supplemented
perhaps by De Grammatico, as making a case for the belief that
"God" refers not to a thing in the world but to the highest
member of the system of determinates and determinables, and
that this hierarchy is essential to meaning. The highest order
determinable can plausibly be identified with God. Denying
that God exists, therefore, is denying the possibility of
meaningfulness."
4. Bäck, Allan. 1981. "Existential Import in Anselm's Ontological
Argument." Franciscan Studies no. 41:97-109.
"The ontological argument of Saint Anselm has attracted a
great deal of attention. There has been considerable discussion
of whether the argument begs the question, by assuming the
existence of God in the premises of the argument. But, although
the theological, Augustinian context of Anselm's argument has
been dealt with, and although the argument has been
extensively treated in modern logical terms, little attention has
been paid to how the argument fares in terms of traditional
logic. In this article I shall analyze the argument of Proslogion
2 in traditional terms. I shall then argue that to a great extent
the debate between Anselm and Gaunilon can be viewed as
depending on attitudes toward the Aristotelian syllogistic.1 In
short, the standard for the validity and soundness of arguments
in medieval philosophy was the syllogistic. It was apparently
assumed that all terms used in the syllogistic have existential
import. So Anselm's argument is suspect in that it employs a
term, 'that than which nothing greater can be conceived,' which
cannot be assumed to have existential import. I then shall offer
a solution of this difficulty. I shall argue that the success of the
argument of Proslogion 2 depends on the modal character of
'that than which nothing greater can be conceived.' That modal
character suggests that the argument of Proslogion 2 is modal
as well. I shall show that there are grounds in theology and in
the Aristotelian modal syllogistic for rejecting the existential
import assumption, and shall suggest that Anselm does not
make such an assumption, at least in the ontological argument.
Rather, despite its assertoric appearance, the argument in
Proslogion 2 is modal." (pp. 97-98)
5. ———. 1983. "Anselm on Perfect Islands." Franciscan Studies
no. 43:188-204.
6. Bencivenga, Ermanno. 1993. Logic and Other Nonsense. The
Case of Anselm and his God. Princeton: Princeton University
Press.
7. Boutin, Maurice. 1990. "L'argument d'Anselme et la règle de foi
selon Rudolf Bultmann." Archivio di Filosofia:471-481.
8. Brecher, Robert. 1974. "Greatness in Anselm's ontological
argument." Philosophical Quarterly no. 24:97-105.
"Examination of Anselm's Proslogion shows that he carefully
distinguishes 'greater' from 'better' or 'more perfect'. He says
that God 'most truly exists', that he exists 'in the highest
degree'; the Neo-platonist metaphysical framework suggested
by this is confirmed by examining Anselm's Augustinian
background, and the Monologion. 'Greatness' is an ontological
concept. This both makes good sense of Anselm's argument,
and justifies his refutation of the 'Lost Island' objection: it is
nonsense to say of any island, or dollar, that it is ontologically
superior to another, or to anything else."
9. ———. 1983. "Gremlins and parodies." Philosophical Studies
(Ireland) no. 29:48-54.
"The paper aims to show that parody-based critiques of
Anselm's ontological argument fail to do damage because there
is a crucial disanalogy between 'God' and for example,
Gaunilean 'Islands'. the basis of the disanalogy is God's alleged
uniqueness in terms of necessary existence. It is this rather
than the structure of Anselm's argument which constitutes the
real problem in attempting to assert that there is a God."
10. ———. 1985. Anselm's argument. The logic of divine existence.
Aldershot: Gower.
11. Brunner, Fernad. 1976. "Questions sur l'interprétation du
"Proslogion" par Jules Vuillemin." In Saint Anselme ses
précurseurs et ses contemporains, edited by Kohlenberger,
Helmut, 65-83. Frankfurt: Minerva.
12. Campbell, Richard James. 1976. From Belief to Understanding.
A Study of Anselm's Proslogion Argument on the Existence of
God. Canberra: Australian National University.
Contents: Acknowledgments VII; 1. Introduction 1; 2. The Text
6; 3. The Structure of the Argument 10; 4. The First Stage 30; 5.
The Second Stage 92; 6. The Third Stage 126; 7. A
Formalisation of the Argument 151; 8. The Force of the
Argument 172; 9. The Relevance of the Argument 208; Index
228-229.
13. Cappuyns, Maieul D. 1934. "L'argument de saint Anselme."
Recherches de Théologie ancienne et médiévale no. 6:313-330.
14. Cattin, Yves. 1986. La preuve de Dieu. Introduction à la lecture
du Proslogion d'Anselme de Canterbury. Paris: Vrin.
15. Chambers, Timothy. 2000. "On behalf of the Devil: a parody of
Anselm revisited." Proceedings of the Aristotelian Society no.
100:93-113.
"This paper treats a question which first arose in these
Proceedings: Can Anselm's ontological argument be inverted
so as to yield parallel proofs for the existence (or nonexistence)
of a least (or worst conceivable being? Such "devil parodies"
strike some commentators as innocuous curiosities, or
redundant challenges which are no more troubling than other
parodies found in the literature (e.g., Gaunilo's Island). I take
issue with both of these allegations; devil parodies, I argue,
have the potential to pose substantive, and novel, challenges to
Anselm's ontological argument."
16. Chandler, Hugh S. 1993. "Some ontological arguments." Faith
and Philosophy no. 10:18-32.
"The principal arguments considered are in some ways similar
to those offered in Anselm's Proslogium, Chapters II and III. In
addition, two quick' versions of the ontological argument are
examined. Finally, I worry a bit about the ineffable One. The
general line of attack is similar to a procedure employed by
David Lewis in discussing Proslogium II. My approach to
Proslogium III is based upon the idea that the appropriate
modal logic for these matters is much weaker than the standard
S5. The hope is that this alternative perspective reveals features
worthy of notice."
17. Corbin, Michel. 1983. "Cela dont plus grand ne puisse être
pensé." Anselm Studies.An Occasional Journal no. 1:59-83.
18. ———. 1988. ""Nul n'a plus grand amour que de donner sa vie
pour ses amis (Jn 15,13)". La signification de l'unum
argumentum du Proslogion." Anselm Studies.An Occasional
Journal no. 2:201-228.
19. D'Onofrio, Giulo. 1990. "Chi è l' "insipiens"? L'argomento di
Anselmo e la dialettica dell'alto Medioevo." In L'argomento
ontologico / The ontological Argument / L'argument
ontologique / Der Ontologische Gottesbeweis, edited by
Olivetti, Marco M., 95-109. Padova: CEDAM.
20. Davies, Brian. 2004. "Anselm and the ontological argument."
In The Cambridge Companion to Anselm, edited by Davies,
Brian and Leftow, Brian, 157-178. Cambridge: Cambridge
University Press.
21. De Boni, Luis Alberto. 2011. "Saint Anselm and Duns Scotus."
In Anselm of Canterbury (1033-1109). Philosophical Theology
and Ethics, edited by Pich, Roberto Hofmeister, 169-195. Porto:
Fédération Internationale des Institutd d'Études Mèdiévales.
22. Delgado, Antolin Salvador. 1988. El argumento anselmiano.
Sevilla: Publicaciones de la Universidad.
23. Devine, Philip. 1977. "'Exists' and Saint Anselm's argument."
Grazer Philosophische Studien no. 3:59-70.
"This paper examines interpretations of the doctrine that
"exists" is not a predicate (existence is not a property). None, it
is concluded, is both true and a refutation of st Anselm's
"ontological" argument for the existence of God."
24. Dicker, Georges. 1988. "A refutation of Rowe's critique of
Anselm's ontological argument." Faith and Philosophy no.
5:193-202.
25. Evans, Gillian Rosemary. 1978. Anselm and talking about God.
Oxford: Clarendon Press.
26. Evdokimov, Paul. 1959. "L'aspect apophatique de l'argument de
Saint Anselme." In Spicilegium Beccense (vol. I), 233-258.
Paris.
27. Forest, Aimé. 1972. "Remarques sur l'argument du Proslogion."
In Scritti in onore di Carlo Giacon, 147-172. Padova.
28. Galvan, Sergio. 1989. "Una variante deontica dell'argomento
modale di S. Anselmo." Epistemologia no. 12:135-144.
29. ———. 1993. "Aspetti problematici dell'argomento modale di
Anselmo." Rivista di Storia della Filosofia:587-609.
30. Ghisalberti, Alessandro. 1990. "Per una rilettura
dell'argomento ontologico di Anselmo d'Aosta." Vita e Pensiero
(7-8):543-549.
31. Gilbert, Paul. 1990. "Unum argumentum et Unum
necessarium." In L'argomento ontologico / The ontological
Argument / L'argument ontologique / Der Ontologische
Gottesbeweis, edited by Olivetti, Marco M., 81-94. Padova:
Cedam.
32. ———. 1990. Le Proslogion de S. Anselme. Silence de Dieu et
joie de l'homme. Roma: Editrice Pontificia Università
Gregoriana.
Bibliographie Anselmienne: pp. 249-279: sur l'argument
ontologique: livres pp. 253-255, articles pp. 267-273.
33. Gilson, Etienne. 1934. "Sens et nature de l'argument de saint
Anselme." Archives d'Histoire Doctrinale et Littéraire du
Moyen Age no. 9:5-51.
34. Gogacz, Mieczyslaw. 1970. "La "ratio Anselmi" en face du
problème des relations entre métaphysique et mystique."
Analecta Anselmiana no. 2:169-185.
35. Gombocz, Wolfgang. 1974. Uber E! Zur Semantik der
Existenzprädikates und des ontologischen Arguments für
Gottes Existenz von Anselm von Canterbury. Wien: Verband
der Wissenschaflliche Gesellschaft.
Unpublished Dissertation (University of Graz).
36. ———. 1976. "Zur Zwei-Argument-Hypotese bezüglich Anselms
Proslogion." In Saint Anselme ses précurseurs et ses
contemporains, edited by Kohlenberger, Helmut, 85-98.
Frankfurt: Minerva.
37. Grappone, Arturo Graziano. 1999. "Anselm's Ontological Proof:
Consequences in System Theory." Metalogicon no. 12:33-40.
38. Hartman, Robert S. 1961. "Prolegomena to a Meta-Anselmian
Axiomatic." Review of Metaphysics no. 14:637-675.
39. Hartshorne, Charles. 1983. "Anselm and Aristotle's First Law of
Modality." Anselm Studies.An Occasional Journal no. 1:51-58.
40. Hendley, Brian. 1981. "Anselm's "Proslogion" argument." In
Sprache und Erkenntnis in Mittelalter (vol. II), 838-846.
Berlin, New York.
41. Henry, Desmond Paul. 1969. "Proslogion Chapter III." In
Analecta Anselmiana (vol. I), 101-105.
42. ———. 1993. "Aliquid quo nihil maius cogitari possit:
counterpart of homo mortuus." Rivista di Storia della
Filosofia:513-525.
43. Herrera, Robert A. 1979. Anselm's Proslogion: an introduction.
Washington: University Press of America.
44. ———. 1984. "The "Proslogion Argument" viewed from the
perspective of "De casu diaboli"." In Spicilegium Beccense (vol
II), 623-629.
45. Hochberg, Herbert. 1959. "Anselm's ontological argument and
Russell's theory of descriptions." New Scholasticism:319-330.
46. Holopainen, Toivo. 2007. "Anselm's argumentum and the early
medieval theory of argument." Vivarium no. 47:1-29.
"The article aims at elucidating the argumentation in Anselm's
Proslogion by relating some aspects of it to the early medieval
theory of argument. The focus of the analysis is on the "single
argument" (unum argumentum), the discovery of which
Anselm announces in the Preface to the Proslogion. Part 1 of
the article offers a preliminary description of the single
argument by describing the reductio ad absurdum technique
based on the notion "that than which a greater cannot be
thought". Part 2 discusses the ideas about arguments and
argumentation that Boethius presents in Book One of his In
Ciceronis Topica. Part 3 draws attention to some early
medieval sources (Abelard, Lanfranc, Anselm) that are witness
to the importance of the Boethian ideas in Anselm's time.
Finally, Part 4 argues that Anselm looked at his single
argument in the Boethian framework and that the term "that
than which a greater cannot be thought" should be identified as
his single argument."
47. Hopkins, Jasper. 1972. A Companion to the Study of St.
Anselm. Minneapolis: University of Minnesota Press.
Chapter III. Ontological Argument 67-89.
48. ———. 1978. "On Understanding and Preunderstanding St.
Anselm." New Scholasticism no. 52:243-284.
Review of R. Campbell, From Belief to Understanding. A Study
of Anselm's Proslogion Argument on the Existence of God
(1976).
49. Huber, Carlo. 1990. "Considerazioni semantiche e logiche sul
cosiddetto argomento ontologico di Anselmo d'Aosta nel
Proslogium." In l'attualità filosofica di Anselmo d'Aosta, edited
by Hoegen, Maternus, 11-23. Roma.
50. Jacquette, Dale. 1997. "Conceivability, intensionality, and the
logic of Anselm's modal argument for the existence of God."
International Journal for Philosophy of Religion no. 42:163-
173.
51. Jarmuzek, Tomasz, Nowicki, Maciej, and Pietruszczak, Andrzej.
2006. "An outline of the Anselmian theory of God." In Essays
in logic and ontology, edited by Malinowski, Jacek and
Pietruszczak, Andrzej, 317-330. Amsterdam: Rodopi.
"The article presents a formalization of Anselm's so-called
'ontological arguments' from Proslogion. The main idea of our
research is to stay to the original text as close as is possible. We
show, against some common opinions, that (i) the logic
necessary for the formalization must be neither a purely
sentential modal calculus, nor just non-modal first-order logic,
but a modal first-order theory; (ii) such logic cannot contain
logical axiom A right arrow implies that A is possible; (iii)
none of Anselm's reasoning requires the assumptions that God
is a consistent object or that existence of God is possible; (iv) no
such thing as the so-called Anselm's principle is involved in any
of the proofs; (v) Anselm's claims (that God exists in reality and
that God necessarily exists in reality) can be obtained
independently, hence, there is no need for presenting them in
an opposite order than Anselm did."
52. Kelly, Charles J. 1994. "Circularity and Amphiboly in Some
Anselmian Ontological Proofs: A Syllogistic Inquiry." Noûs no.
28:482-504.
53. Kenny, Anthony Patrick. 1990. "Anselm on the conceivability of
God." In L'argomento ontologico, edited by Olivetti, Marco M.,
71-79. Padova.
54. Kienzler, Klaus. 1993. "Das Proslogion-Argument. Anselm's
und die Confessiones des Augustinus." In The European
dimension of St. Anselm's thinking, 137-161.
55. ———. 1999. International bibliography - Anselm of
Canterbury. Lewiston: The Edwin Mellen Press.
In cooperation with Eduardo Brinacesco, Walter Fröhlich,
Helmut Kohleberger, Frederick Van Flaten, Coloman Viola.
Contains 3.784 references up to 1996.
Contents: I. Text and editions 12 (items 1-441); II. Alpahbetical
Table 33 (items 442-3784); III. Systematic Table 158-201.
Introduction: "With this International Bibliography of Anselm
of Canterbury we intend to lay out a comprehensive list of
works and sources of Anselm of Canterbury as well as the
relevant research literature. The systematic presentation takes
into consideration the time period from the first manuscripts
until 1996. The bibliography includes all together three
thousand, seven hundred, and eighty four individual citations.
Part I: For a manual of this kind, not only a presentation of
secondary literature, but also a presentation of texts,
manuscripts, omnia opera, editions, and translations, ordered
according to the most important languages, should be useful.
This latter collection is presented in the first part of the
bibliography, entitled 'Texts and Editions'. We have undertaken
no new studies of sources and manuscripts, but have taken the
references of F. S. Schmitt's Omnia Opera and F. S. Schmitt's
and R. Southern's Memorial, and have reprinted the most
important bibliographical information.
Part Il: The 'Alphabetical Table' presents alphabetically all the
relevant secondary literature in detail. This second section is
the heart of the bibliography. It serves as the foundation for
Part III. The systematic presentation of the literature extends to
the year 1996. The final references were to the contributions in
the collection of D. E. Luscombe and G. R. Evans, Aosta, Bec,
and Canterbury. Papers in Commemoration of the Nine-
hundreth Anniversary of Anselm's Enthronement as
Archbishop, 25 September 1093 (1996). After that, particular
titles appear only sporadically.
Part III: The 'Systematic Table' is conceived as an aid for
research into the works of Anselm of Canterbury. In a
systematic reference word table, developed especially for this
purpose, relevant research contributions are presented in short
form. It should be possible quickly to find citations in the
'Alphabetical Table' through the presentation of references of
Author (Year) in the 'Systematic Table'."
56. King, Peter. 1984. "Anselm's intentional argument." History of
Philosophy Quarterly no. 1:147-166.
"Anselm's Ontological Argument is an ad hominem argument
against the Foole, part of which is a reductio ad absurdum,
designed to prove the existence of God. The actual argument
offered by St. Anselm has seventeen premisses; the heart of the
argument is a careful distinction among intentional objects-and
the Ontological Argument cannot be formalized by modal logic.
It is not a modal argument at all, but rather relies on certain
intuitive principles of intentional logic, which Anselm applies
throughout the Proslogion. The Ontological Argument is valid,
if one accepts these principles; insofar as an ad hominem
argument may be sound, it is sound as well. It is not a
demonstration, for the key premiss granted by the Foole is
highly implausible. Those who agree with the Foole, however,
may justifiably assert God's existence.
These claims only apply to Anselm's actual argument, not to
other Ontological Arguments, no matter how distinguished the
pedigree, no matter how careful the formalization. Other
Ontological Arguments only interest me insofar as they shed
light on, or claim to accurately represent, Anselm's Ontological
Argument. Other Ontological Arguments must be judged on
their own merits. Anselm's actual argument, unlike most
versions, is an exercise in intentional logic, a fact that has
eluded commentators from the time of Gaunilon. That
Ontological Argument is the subject of this article, and
henceforth I shall call it the Ontological Argument."
57. Klima, Gyula. 2000. "Saint Anselm's Proof: a problem of
reference, intentional identity and mutual understanding." In
Medieval philosophy and modern times, edited by Holmström-
Hintikka, Ghita, 69-87. Dordrecht: Kluwer.
58. ———. 2003. "Conceptual closure in Anselm's Proof: reply to
Professor Roark." History and Philosophy of Logic no. 24:131-
134.
"This paper provides replies to the objections Tony Roark
presented (Roark, T. 2003. 'Conceptual closure in Anselm's
proof', History and Philosophy of Logic 24) to my
reconstruction of Anselm's famous argument in the Proslogion
(Klima, G. 2000. 'Saint Anselm's Proof: A Problem of
Reference, Intentional Identity and Mutual Understanding', in
G. Holmström-Hintikka, Medieval Philosophy and Modern
Times, Dordrecht: Kluwer Academic Publishers, 69-87). The
replies argue that Roark's objections actually strengthen the
general conclusion of my original paper concerning the
different attitudes one can take toward Anselm's argument,
depending on whether one refers to that than which nothing
greater can be thought 'constitutively' or 'parasitically'. In
agreement with Roark, however, at the end of the paper I also
indicate some of the broader implications of this distinction
worthy of further exploration."
59. Kopper, Joachim. 1962. Reflexion und Raisonnement im
ontologischen Gottesbeweis. Köln: Universitätsverlag.
60. Koyré, Alexandre. 1923. L'idée de Dieu dans la philosophie de
St. Anselme. Paris.
61. La Croix, Richard R. 1972. Proslogion II and III. A third
interpretation of Anselm's argument. Leiden: E. J. Brill.
62. Losoncy, Thomas. 1982. "Anselm's Response to Gaunilo's
Dilemma -- An Insight into the Notion of 'Being' Operative in
the Proslogion." New Scholasticism no. 56:207-216.
63. ———. 1994. "Chapter 1 of St. Anselm's Proslogion: its
preliminaries to proving God's existence as paradigmatic for
subsequent proofs of God's existence." In Greek and Medieval
Studies in Honor of Leo Sweeney, S.J., edited by Carroll,
William J. and Furlong, John J., 171-180. New York: Peter
Lang.
64. ———. 2008. "Language and Saint Anselm's Proslogion
argument." In Acta Conventus Neo-Latini Bononiensis, edited
by Schoeck, Richard J. Binghantom: State University of New
York Press.
Proceedings of the Fourth International Congress of Neo-Latin
Studies: Bologna, 26 August to 1 September 1979.
"In the over nine hundred years since Saint Anselm wrote the
Proslogion steadfast disagreement over what he meant, and
sometimes over what he said, functions as an unbroken
principle of interpretation among its readers and
commentators alike. How to explain this phenomenon has
proven equally controversial. However, two explanations of the
long embattled history of the Proslogion are feasible.
One is that access to the complete Proslogion was impossible
for many of Anselm's successors, including such renowned
reviewers of the work as Aquinas, Scotus, and the noted
modern critic of the ontological argument, Immanuel Kant. A
second, applying more to recent times, appears to be a failure
to exercise due regard for the language of the work. (1) This is
further evidenced by a tendency to concentrate only on part of
the Proslogion, principally chapters two-four."
(1) Two recent discussions of the Proslogion deserve notice in
this regard. Professor G. R. Evans, Anselm and Talking about
God (Oxford: Clarendon Press, 1978), devotes more time to
talking about the interpretation a large tradition has placed
upon the Proslogion argument than to an analysis of the
argument's language as such. See, especially, chapters two and
three, pp. 39-75. On the other hand, Professor Gregory
Schufreider's study, "The Identity of Anselm's Argument," The
Modern Schoolman, LIV (1977), pp. 345-61, breaks genuinely
new ground in its search for the argument in Anselm's
Proslogion instead of a new search for confirmation of an old
rendition. In arguing that Saint Anselm has a single argument
in the Proslogion Schufreider provides a careful analysis of
Anselm's use of "vere esse" in chapter eleven's heading and
chapter three's text (pp. 349-52); of "absolute" in chapters
twenty-two and twenty-eight of the Monologion (pp. 353-58)
and the modal quality of the Proslogion's "vere esse" (p. 360).
The conclusion Schufreider reaches reinforces the argument of
this paper from a different perspective.
65. Makin, Stephen. 1988. "The ontological argument." Philosophy
no. 63:83-91.
"I offer a defence of the ontological argument. I argue for the
principle that if Fis a necessarily exemplified concept and G is
not, then Fs are a greater kind of thing than Gs. This principle
is defended on the basis of two other principles concerning
such attitudes as total reliance, which it is appropriate to take
to Fs if f is a necessarily exemplified concept."
66. ———. 1992. "The ontological argument defended." Philosophy
no. 67:247-255.
67. Mann, William E. 1972. "The ontological presuppositions of the
ontological argument." Review of Metaphysics:260-277.
"I present a semi-formal analysis of St. Anselm's version of the
ontological argument from Proslogion II, with two purposes in
mind. First, I show that some contemporary analyses of the
argument, in terms of the apparatus of modal logic, neglect the
conceptual framework within which Anselm worked. I then
display three ingredients of that framework: the distinction
between beings 'in intellectu' and beings 'in re', the distinction
between one's conceiving of a thing and one's conceiving it to
exist, and the doctrine that existence is a property of things.
Second, I argue that even if Anselm is granted all three of these
presuppositions, he still cannot produce a convincing argument
for the existence of God."
68. Marenbon, John. 2006. "Anselm Rewrites his Argument
Proslogion 2 and the Response to Gaunilo." In Écriture et
réecriture des textes philosophiques mèdiévaux. Volume
d'hommage offert à Colette Sirat, edited by Hamesse,
Jacqueline and Weijers, Olga, 347-365. Turnhout: Brepols.
69. Martinich, Aloysius P. 1977. "Scotus and Anselm on the
Existence of God." Franciscan Studies no. 37:139-152.
70. Matthews, Scott. 1999. "Arguments, Texts, and Contexts:
Anselm's Argument and the Friars." Medieval Philosophy and
Theology no. 8:83-104.
"The contrast between the reception of Anselm's Proslogion in
the work of Bonaventure and in the work of Thomas Aquinas is
often held up as a classic example of their competing
intellectual assumptions. Some have located the intellectual
prerequisites for the acceptance or rejection of Anselm's
argument in the prior acceptance of univocal or analogical
accounts of being. (1) P. A. Daniels argued that the
prerequisites for Bonaventure's acceptance of the argument
were not his "ontological" mode of thought, or a doctrine of the
innate idea of God within the soul, but in his acceptance of
examplar causality.(2) Half a century later, Jean Chattillon,
following Étienne Gilson, affirmed the more common view of
the issue, that the acceptance or rejection of Anselm's argument
among the first scholastics of the thirteenth century depended
upon their allegiance to Augustinian or Aristotelian traditions.
(3) Anton Pegis did the same when he insisted that recovery of
the Anselmian argument in its original form involved stripping
away the Aristotelian framework in terms of which the
Proslogion has been read since Thomas. (4)"
(1) In general terms, the interpretation of Bonaventure as
leader of an Augustinian tradition, and of Thomas as
representative of Aristotelianism, can be found in the work of
E. Gilson, A History of Christian Philosophy in the Middle
Ages (London, 1978). On Bonaventure's refinement of Anselm
in the context of the Augustinian tradition, see H. R. Klocker,
S.J. "Bonaventure's Refinement of the Ontological Argument,"
Mediaevilla 4 (1978): 209-23. On analogical and univocal
accounts of being as factors determining attitudes to Anselm's
argument, see H. J. Johnson, "Contra Anselm But Contra
Gentiles: Aquinas's Rejection of the Ontological Argument,"
Schede Medievali 13 (1986): 18-27.
(2) P. A. Daniels, Quellenbeiträge und Untersuchungen zur
Geschichte der Gottesbeweise im Dreizehnten Jahrhundert
(Münster, 1909), pp. 131, 156.
(3) Jean Chattillon, "De Guillaume d'Auxerre à Saint Thomas
d'Aquin: L'Argument de Saint Anselme Chez Les Premiers
Scolastiques du XIIIe Siècle," Spicilegium Beccense 1 (1959):
209-31.
(4) Anton C. Pegis, "St. Anselm and the Argument of the
"Proslogion"," Mediaeval Studies 28 (1966): 228-67.
71. McEvoy, James. 1994. "La preuve anselmienne de l'existence de
Dieu est-elle un argument "ontologique"? A propos de trois
interprétations récentes." Revue Philosophique de Louvain no.
92:167-183.
72. McGrath, P.J. 1988. "The ontological argument revisited."
Philosophy no. 63:529-533.
73. ———. 1990. "The refutation of the ontological argument."
Philosophical Quarterly no. 40:195-212.
74. ———. 1994. "Does the ontological argument beg the question?"
Religious Studies no. 30:305-310.
"In his paper Has the Ontological Argument Been Refuted?'
(Religious Studies, 29 (1993), 97-110) William F. Vallicella
argues that my attempt to show that the Ontological Argument
begs the question is unsuccessful. I believe he is wrong about
this, but before endeavouring to vindicate my position I must
first make clear what precisely is the point at issue between us.
The Ontological Argument is not a single argument, but a
family of arguments. Newly devised formulations of the
argument are frequently put forward by philosophers in an
effort to avoid difficulties that have been pointed out in
previous versions. As a consequence there is no possibility of a
conclusive proof that every form of the argument embodies the
same fallacy. Nevertheless, one can, I believe, prove that all the
standard versions of the argument embody a certain fallacy and
that, given the nature of the argument, it is therefore unlikely
that the argument can be formulated in such a way as to avoid
this difficulty. What I tried to show in my paper is that the six
best-known versions of the argument (the non-model versions
of Anselm, Descartes and Leibniz and the modal versions of
Malcolm, Hartshorne and Plantinga) all beg the question and
that they do so at the same point in the argument, namely when
it is asserted that it is possible,that an absolutely perfect being
exists. It is difficult to see how an ontological argument could
be formulated without, including this claim as one of its
premises, since the distinguishing badge of the argument is the
inference from the possibility of an absolutely perfect being to
its actuality. It must be unlikely then, if my criticism of these six
versions is correct, that there is any way of formulating the
argument that avoids this fallacy."
75. Millican, Peter. 2004. "The one fatal flaw in Anselm's
argument." Mind (113):437-476.
"Anselm's Ontological Argument fails, but not for any of the
various reasons commonly adduced. In particular, its failure
has nothing to do with violating deep Kantian principles by
treating 'exists' as a predicate or making reference to
'Meinongian' entities. Its one fatal flaw, so far from being
metaphysically deep, is in fact logically shallow, deriving from a
subtle scope ambiguity in Anselm's key phrase. If we avoid this
ambiguity, and the indeterminacy of reference to which it gives
rise, then his argument is blocked even if his supposed
Meinongian extravagances are permitted. Moreover it is
blocked in a way which is straightforward and compelling (by
contrast with the Kantian objections), and which generalizes
easily to other versions of the Ontological Argument. A
significant moral follows. Fear of Anselm's argument has been
hugely influential in motivating ontological fastidiousness and
widespread reluctance to countenance talk of potentially non-
existing entities. But if this paper is correct, then the
Ontological Argument cannot properly provide any such
motivation. Some of the most influential contributions to
ontology, from Kant to Russell and beyond, rest on a mistake."
76. Moreau, Joseph. 1967. Pour ou contre l'insensé? Essai sur la
preuve anselmienne. Paris.
77. ———. 1981. "Logique et dialectique dans l'argument du
"Proslogion"." In Sprache und Erkenntnis im Mittelalter. Axten
des VI. Internationalen Kongresses für Mittelaterliche
Philosophie der Société internationale pour l'étude de la
philosophie médiévale 29. August - 3, September 1977 in Bonn.
II Halbband, edited by Beckmann, Jan P., Honnefelder,
Ludger, Jüssen, Gabriel, Münxelhaus, Barbara, Schrimpf,
Gangolf, Wieland, Georg and Kluxen, Wolfgang, 718-721.
Berlin, New York: Walter de Gruyter.
78. ———. 1983. "Inintelligible et impensable (Anselm, Liber
Apologeticus, IV)." Anselm Studies.An Occasional Journal no.
1:85-93.
79. Morscher, Edgar. 1997. "Anselm's Argument -- Once Again."
Logique et Analyse no. 158:175-188.
"The kernel of Anselm's famous argument in chapter II of his
Proslogion consists of a few lines. Thousands of pages have
been written about them, but nevertheless they have resisted
final clarification, though the literature about them still grows.
Most of what has allegedly been written about Anselm's
argument is concerned more with phantasies than with
Anselm's original text. In fact most authors take Anselm's
argument as an excuse for doing quite different things and
developing their own ideas.
Anselm's brilliant text does not deserve such a treatment.
Accordingly I will focus on Anselm's own words and will display
the ingenuity of his argument as well as where it fails."
80. Müller, Jörn. 2011. "Ontologischer Gottesbeweis? Zur
Bedeutung und Funktion des unum argumentum in Anselm
von Canterburys Proslogion." In Anselm of Canterbury (1033-
1109). Philosophical Theology and Ethics, edited by Pich,
Roberto Hofmeister, 37-71. Porto: Fédération Internationale
des Institutd d'Études Mèdiévales.
81. Nef, Frédéric. 2002. "Perfection divine et propriétés positives.
L'argumentum unicum d'Anselme et la preuve ontologique de
Leibniz à la lumière de la preuve gödelienne de l'existence de
Dieu." In Analyse et théologie. Croyances religieuses et
rationalité, edited by Bourgeois-Gironde, Sacha, Gnassounou,
Bruno and Pouivet, Roger, 95-124. Paris: Vrin.
82. Park, Desirée. 1983. "Berkeley's Rejection of Anselm's
Argument." Anselm Studies.An Occasional Journal no. 1:105-
109.
83. Pearl, Leon. 1990. "A puzzle about Necessary Being."
Philosophy no. 65:229-231.
"I argue contrary to Stephen Makin's "The Ontological
Argument" (Philosophy 63, No. 243) that one can't show that
necessary being is a meaningful concept by the use of modal
notions involving the exemplification of concepts. For
conceptual coherence provides, at best, a necessary condition
for necessary exemplification, not a sufficient one. What then
could there possibly be about a concept beyond its coherence
that would necessitate its exemplification. I suspect there is
none."
84. Pegis, Anton Charles. 1966. "St. Anselm and the Argument of
the "Proslogion"." Mediaeval Studies no. 28:228-267.
"This study is a reexamination of the Proslogion, aiming, in the
light of the interpretations of K. Barth, E. Gilson and especially
H. Bouillard, to determine the nature of its argument for God
as a rational construction. St. Anselm believes that the
believing reason is both believing in itself and rationally visible
to an unbeliever. The argument in chapters 2-4 is not from
thought to existence, but from God as designated by and in
things to God as posited in his transcendence. There is no
reason for thinking that the so-called ontological argument
originates in the Proslogion."
85. Pich, Roberto Hofmeister. 2011. "Amselm's "Idea" and
Anselm's Argument." In Anselm of Canterbury (1033-1109).
Philosophical Theology and Ethics, edited by Pich, Roberto
Hofmeister, 73-110. Porto: Fédération Internationale des
Institutd d'Études Mèdiévales.
86. Priest, Stephen. 2000. "Reality and existence in Anselm."
Heythrop Journal.A Bimonthly Review of Philosophy and
Theology no. 41:461-462.
"Although 'exists' has the superficial appearance of a predicate
in the Proslogion, Anselm does not rely on the premise that
'exists' is a logical predicate (or that existing is a property) in
the ontological proof. Anselm argues that God exists not only as
a mental object (in intellectu) but also exists in extramental
reality (in re). Whether 'exists' is a predicate is irrelevant to this
inference. It follows that many putative refutations of the
argument fail."
87. Read, Stephen. 1981. "Reflections on Anselm and Gaunilo."
International Philosophical Quarterly no. 21:437-438.
"In Anselm's ontological argument, the phrase 'to exist (only) in
the understanding' needs explanation; so also does the claim
that something which exists only in the understanding, and so
does not exist, is less great than something that does exist.
What this means is that, if it were to exist, it would be less great
than the other. But it could not then be less great than itself. So
Anselm's argument collapses."
88. Roark, Tony. 2003. "Tarski and Klima: conceptual closure in
Anselm's Proof." History and Philosophy of Logic no. 24:1-14.
"Gyula Klima maintains that Anselm's ontological argument is
best understood in terms of a theory of reference that was made
fully explicit only by later medievals. I accept the interpretative
claim but offer here two objections to the argument so
interpreted. The first points up a certain ambiguity in Klima's
formulation of the argument, the correction of which requires a
substantive revision of the argument's conclusion. The second
exploits the notion of semantic closure introduced by Tarski.
Klima offers the atheist an 'out' by drawing a distinction
between constitutive and parasitic reference. I argue that using
Klima's preferred description ('the thought object than which
no thought object can be thought to be greater') to refer
constitutively to God results in conceptual closure, a condition
analogous to semantic closure that renders the instant
conceptual scheme inconsistent and subject to paradox.
Although the proof ultimately fails, Klima's development of the
notions of constitutive and parasitic reference has important
and far-reaching implications."
89. Sagal, Paul. 1973. "Anselm's Refutation of Anselm's Ontological
Argument." Franciscan Studies no. 33:285-291.
90. Scapin, Pietro. 1983. "Argomento Ontologico e Ateismo
Semantico." Anselm Studies.An Occasional Journal no. 1:95-
101.
91. Schmitt, Franciscus Salesius. 1933. "Der ontologische
Gottesbeweis Anselms." Theologische Revue no. 32:217-223.
92. Schnepf, Robert. 1998. "Sein als Ereignis: Zu einigen
Voraussetzungen des Gottesbeweises bei Anselm von
Canterbury." Patristica et Mediaevalia no. 19:3-22.
"In recent discussions on Anselm's ontological argument, the
assumption is made, that Anselm holds "existence" to be a first
order predicate.
However, there is no explicit statement in Anselm's texts that
confirms this interpretation. In Thomas Aquinas and his
predecessors, the logic of subject and predicate is applied on
Anselm's argument.
Anselm himself has no logic of "existence". The exact meaning
and function of the expression "existence" is, therefore, to be
investigated by an interpretation of its actual use in the
argument itself. I propose, that Anselm views existence to be an
event, and that the term "maius" can best be interpreted as a
relation between different kinds of events."
93. Schufreider, Gregory. 1977. "The identity of Anselm's
argument." Modern Schoolman no. 54:345-361.
94. ———. 1978. An introduction to Anselm's argument.
Philadelphia: Temple University Press.
95. ———. 1992. "A classical misunderstanding of Anselm's
argument." American Catholic Philosophical Quarterly no. 66
(4):489-499.
96. Smith, A. D. 2014. Anselm's Other Argument. Cambridge:
Harvard University Press.
97. Tichy, Pavel. 1979. "Existence and God." Journal of Philosophy
no. 76:403-420.
"The article presents an analysis of Anselm's ontological
argument for the existence of God, based on Transparent
Intensional Logic. Section I consists of general considerations
on denotation and existence. In section II, two fallacies flawing
Descartes's proof are exposed. Anselm's argument is
reconstructed and assessed in section III, it is found logically
sound, but doubt is cast on one of its premises."
98. Vallicella, William. 1993. "Has the ontological argument been
refuted?" Religious Studies no. 29:97-110.
"Suppose we say that a deductive argument is probative just in
case it is (i) valid in point of logical form, (ii) possesses true
premises, and (iii) is free of informal fallacy. We can then say
that an argument is normatively persuasive for a person if and
only if it is both probative and has premises that can be
accepted, without any breach of epistemic propriety, by the
person in question. If the premises of a probative argument
would be accepted by any reasonable person, I will call such an
argument demonstrative.
Now it seems that a reasonable position to take with respect to
the Ontological Argument for the existence of God (hereafter,
OA) is that none of its versions is demonstrative, though some
of the versions are normatively persuasive. If so, the OA in at
least one version is a 'good' argument although not a successful
piece of natural theology'. To show that the OA is 'bad' in all
versions one would have to show, for each version, either that it
is not probative, by showing that it is either invalid, or
possessed of one or more false premises, or guilty of informal
fallacy, or such that its premises are more rationally rejected
than accepted by the person who considers the argument. To
show a version 'bad', then, it does not suffice to show that it
fails to establish its conclusion in some incontrovertible
manner. Precious few philosophical arguments get the length of
that." (Notes omitted).
99. Varisco, Novella. 1998. "La 'Ratio Anselmi' nell'interpretazione
di alcuni pensatori medievali." Rivista di Filosofia Neo-
Scolastica no. 90:5-27.
100. Viola, Coloman E. 1992. "Origine et portée du principe
dialectique du 'Proslogion' de Saint Anselme. De l' 'argument
ontologique' à l' 'argument mégalogique'." Rivista di Filosofia
Neo-Scolastica no. 83:339-384.
101. ———. 1996. "Saint Anselme est-il le 'père de l'argument
ontologique'? Le Proslogion confronté à Kant." In Saint Anselm
- Thinker for Yesterday and Today. Anselm's Thought Viewed
by our Contemporaries, edited by Viola, Coloman E. and Van
Fleteren, Frederick. Evanston: Edwin Mellen Press.
102. Vuillemin, Jules. 1971. Le Dieu d'Anselme et les apparences de
la raison. Paris: Aubier.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Selected Bibliography on the
History of the Ontological
Argument from Anselm of
Canterbury to Duns Scotus
A Selection of Primary Authors
Legenda: P = Pro (accept the proof); C = Contra (rejected the proof);
I = indifferent (take no position on the proof); ca. = circa; fl =
flourished; d. died.
References are to the most important works where ontological
argument is discussed.
P Anselm of Canterbury [Anselmus Cantuariensis, Doctor
Angelicus]
C Gaunilo of Marmoutiers [Gaunilo, monachus]
P William of Auxerre [Guillelmi Altissiodorensis]
P Alexander of Hales [Alexander Halensis, Doctor
Irrefragabilis]
P Richard Fishacre [Richardus Flamesburensis]
C Richard Rufus of Cornwall [Richaruds Rufus Cornubiensis]
P Bonaventure of Bagnorea [Bonaventurae, Johannes Fidanza,
Doctor Seraphicus]
I Albert the Great [Albertus Magnus, Doctor Universalis]
C Thomas Aquinas [Thomae Aquinatis, Doctor Angelicus]
I Peter of Tarentaise [Petrus a Tarentasia, Pope Innocent V]
P John Peckham [Johannis Packham, Doctor Ingeniosus]
I Henry of Ghent [Henrici de Gandavo, Doctor Solemnis]
P Nicolaus of Ockham [Nicolaus de Ockham]
P Matthew of Aquasparta [Matthaei ab Aquasparta]
P Giles of Rome [Aegidius Romanus, Egidio Colonna]
C Richard of Middletown [Richardus of Mediavilla]
P William of Ware [Gulielmi Guarae]
P John Duns Scotus [Johannes Duns Scotus, Doctor Subtilis]
Gaunilo of Marmoutiers (fl. XI century)
Texts and translations
1. Gaunilo, of Marmoutiers. 1938. Liber Pro insipiente (Quid ad
haec respondeat quidam pro insipiente). Edinburgh: Thomas
Nelson & Sons.
Written in 1078.
Printed in the Opera Omnia by Anselm of Canterbury, edited
by Franciscus Salesius Schmitt - Vol. I pp. 123-129.
For the translations, see the editions of Anselm's Proslogion.
Studies
1. Bencivenga, Ermanno. 2007. "A note on Gaunilo's lost Island."
Dialogue.Canadian Philosophical Review no. 46:583-587.
"Gaunilo's "Lost Island" argument is his most famous objection
to Anselm's ontological proof, and Anselm is known to provide
quite an unsatisfactory response to it. So someone sympathetic
to Anselm might ask: is there something that Anselm is not
saying, some point he has perhaps made elsewhere and he
might be implicitly appealing to which would give substance to
his disappointing statement? I believe there is, and this paper
provides my answer."
2. Burgess-Jackson, Keith. 1994. "Anselm, Gaunilo, and Lost
Island." Philosophy and Theology no. 8:243-249.
"The received view is that Gaunilo's attempted refutation of
Anselm's ontological argument fails. But those who believe this
do not agree as to why it fails. The aim of this essay is to show
that "whether" the attempted refutation succeeds depends
crucially on how one formulates the so-called greatmaking
principle on which Anselm's argument rests. This principle has
largely been ignored by contemporary philosophers, who have
chosen to focus on other aspects of the argument. I sketch two
analyses of metaphysical greatness and suggest that on one of
them, which Anselm may have held, his argument avoids
Gaunilo's criticism."
3. Davis, Stephen T. 1975. "Anselm and Gaunilo on the Lost
Island." Southern Journal of Philosophy no. 13:435-448.
4. Hopkins, Jasper. 1976. "Anselm's debate with Gaunilo." In
Saint Anselme ses précurseurs et ses contemporains, edited by
Kohlenberger, Helmut, 25-33. Frankfurt: Minerva.
"Gaunilo, monk of Marmoutier, is known almost exclusively for
his attempted refutation of Anselm's ontological argument
around 1079. Indeed, both his counterexample about the
alleged island which is more excellent than all others and
Anselm's rebuttal thereof have nowadays become standard
items for courses in medieval philosophy. Over the past decade
or so, which has witnessed a revival of interest in the
ontological argument, Gaunilo has been either lauded for his
brilliancy or disparaged for his mediocrity. Thus, R. W.
Southern judges that, "in words which are as trenchant as, and
in some details strikingly similar to, those of Kant", Gaunilo
pointed out the main difficulty in accepting Anselm's argument.
(1) By contrast, the most Charles Hartshorne can say on
Gaunilo's behalf is that he is "a clever, but essentially
commonplace mind". (2) Those who praise Gaunilo tend to do
so because he "wisely" discerned the illegitimacy of inferring a
factual statement from an a priori description. Those who
speak derogatorily of his achievement tend to side with
Anselm's two criticisms: (I) that he misunderstood the phrase
aliquid quo nihil maius cogitari potest - replacing it by maius
omnibus - and (II) that his definition of "understanding" is
inconsistent with his having maintained that what is unreal can
be understood. (3) Now, if Gaunilo did commit himself to two
blatantly inconsistent statements within a few lines of each
other, as the second criticism maintains, then to call him a
clever mind would itself be an overstatement.
In this paper I want to cleat up several misinterpretations both
within and about the debate between Anselm and Gaunilo. At
the same time, I want to articulate the reformulations of the
ontological argument as they occur in Reply to Gaunilo 1. I
shall not take up the issue of whether or not any of these
reformulations presents a sound argument for the existence of
God, though in my judgment none does. Nor shall I worry
about the respective degrees of brilliancy attributable to our
two opponents, though on the present interpretation Gaunilo
will fare better than Hartshorne supposes but not as well as
Southern fancies." (pp.25-26)
(1) The Life of St Anselm by Eadmer, ed., introd., and trans. by
R. W. Southern (New York: Thomas Nelson and Sons, 1962), 31
n.
(2) Charles Hartshorne, Anselm's Discovery: A Re-
examination of the Ontological Proof for God's Existence (La
Salle, Ill.: Open Court, 1965), 20. See also p. 151.
(3) Hartshorne complains that Gaunilo, and others like him,
neglected the principle of Proslogion 3 that to exist without
conceivable alternative of not existing is better than to exist
with such alternative. Anselm's Discovery, 88 (verbatim).
5. Imbrisevic, Miroslav. 2007. "Gaunilo's Cogito argument." Saint
Anselm Journal no. 5:50-56.
"Gaunilo presents Anselm with a dilemma in section 7 of his
Responsio: I know most certainly that I exist. But If I cannot
think my non-existence at the same time, then Anselm's claim
in Proslogion 3 (that my inability to think God's non-existence,
while knowing most certainly that He exists, is a unique
property of God) would be false. If I can do so, however, then I
should also be able to know most certainly that God exists and,
at the same time, think his non-existence. I will show that
Anselm's response to Gaunilo's attack is not adequate because
it does not address the issue of certainty, which is at the heart
of Gaunilo's objection."
6. Losoncy, Thomas. 1996. "The Anselm-Gaunilo dispute about
Man's knowledge of God's existence: an examination." In
Twenty-five years (1969-1994) of Anselm studies, edited by
Fleteren, Frederick van and Schnaubelt, Joseph C., 161-181.
Lewiston: Edwin Mellen Press.
"The existence of major disagreement between Saint Anselm
and Gaunilo concerning reason's ability (unaided by faith) to
attain any knowledge of God's hence is easily recognized by
reading their famous exchanges. What has received minimal
notice is the extent of this disagreement and its significance for
interpreting Anselm's argument in the Proslogion. This study
will seek to establish to what extent knowledge of God's
existence is / is not attainable and what said knowledge
includes according to these two thinkers. The method for
conducting this endeavor will be to examine the kinds, range,
and origins of human knowledge of existence as variously held
and disputed by Anselm and Gaunilo. Such a survey should
help to place this aspect of the two protagonists' thought in
sharper relief. Moreover, expanding the parameters of our
consideration of Anselm's argument in this fashion will free us
from the, for many, enslaving fascination of Anselm's logic in
Proslogion II-IV and allow a clearer insight into the
metaphysics at work in these three chapters and the work as a
whole. Additionally, such freedom of inquiry will permit a due
recognition of chapter one's role in posing the problematic
according to Anselm.
Finally, the metaphysical notions stated obliquely in Proslogion
II-IV, and especially in III, will be better heard by examining
their elaboration in later chapters of Proslogion and the
subsequent exchanges between Anselm and Gaunilo.
It is necessary, then, to turn to the originals to see if, indeed,
such insights are forthcoming."
William of Auxerre (ca. 1140-1231)
Texts
É
1. William, of Auxerre. 1980. Summa Aurea. Paris: Éditions du
Centre national de la recherche scientifique.
Written ca. 1215-1229.
Magistri Guillelmi Altissiodorensis Summa aurea - Cura et
studio Jean Ribaillier - Grottaferrata, Romae: Editiones Collegii
S. Bonaventurae ad Claras Aquas, 1980-1987 (4 v. in 6) + 1
volume titled: Introduction générale.
Prologue 15-23;
Daniels (1909) pp. 25-27: Liber I. Quid sit fides et propter quid
ad probationem fidei adducantur rationes naturales.
2. Solère, Jean-Luc. 2008. "Présentation, traduction et annotation
de Guillaume d'Auxerre, Summa aurea, I, traité XI (extraits)."
In La Puissance et son ombre. De Pierre Lombard à Luther,
edited by Boulnois, Oliver, 99-127. Paris: Aubier.
Studies
1. Ottaviano, Carmelo. 1929. Guglielmo D'Auxerre (+1231). La
vita, le opere, il pensiero. Roma: L'universale Tipografia
Poliglotta.
2. Principe, Walter Henry. 1963. William of Auxerre's theology of
the hypostatic union. Toronto: Pontifical Institute of Mediaeval
Studies.
Alexander of Hales (1185-1245)
Texts
1. Alexander, of Hales. 1924. Summa Theologica seu sic ab
origine dicta 'Summa fratris Alexandri. Quaracchi: Editiones
Collegii s. Bonaventurae ad Claras Aquas.
Written after 1245.
Studio et cura PP. Collegii s. Bonaventurae ad fidem codicum
edita (reprinted 1979)
The Summa Alexandri, attributed to Alexander, is a
compilation put together by his students after his death.
Daniels (1909) pp. 28-35): Pars I Quaestio III. De
essentialitate divinae Substantie Membrum. I, II et III.
Studies
1. Gál, Gideon. 1998. "Alexander of Hales." In The Routledge
Encyclopedia of Philosophy, edited by Craig, Edward, 176-178.
New York: Routledge.
Vol. I.
2. Schumacher, Lydia. 2020. "The Proof for a Necessary Existent
in the Summa Halensis." In The Summa Halensis. Doctrines
and Debates, edited by Schumacher, Lydia. Berlin: de Gruyter.
Abstract: "Since the late medieval period, Anselm of
Canterbury has been heralded in the West as the first
proponent of the so-called ontological argument for God’s
existence.
This kind of argument purports to provide proof for the reality
of God, which is derived from the very definition of God as the
supreme being. Although Anselm’s work has garnered
considerable attention in the late medieval and modern
periods, it was largely neglected in the century between his
death and the first years of the University of Paris in the early
13th century. A few other precedents notwithstanding,
Alexander of Hales and the authors of the Summa Halensis
were the first extensively to appropriate and popularise the
work of Anselm, not least, the famous argument which can be
found in chapters 2–3 of his Proslogion. As I will demonstrate
in this chapter, however, the Summa’s version of Anselm’s
argument represents a significant development beyond
Anselm’s own iteration. Through an assessment of Anselm’s
argument on its own terms and a study of the Summa’s
presentation of the argument in relation to its sources—above
all, Richard of St Victor and Avicenna— I will argue that early
Franciscans rather than Anselm are responsible for developing
the version of the ontological argument that has been
associated in some form with Anselm’s legacy to this day."
Richard Fishacre (ca. 1205-1248)
Texts
1. Richard, Fishacre. 1240. Commentarias super I-IV Sententiam.
Written ca. 1240, this work, the first Commentary on the
Sentences of Peter Lombard written at Oxford, is unpublished;
a critical edition is in preparation.
Daniels (1909) pp. 21-24: Liber I, Distinctio III.
2. ———. 2003. In tertium Librum Sententiarum. München:
Bayerischen Akademie der Wissenschaften.
Vol. II Dist. 23-40.
Studies
1. Long, Raymond James. 1987. "Richard Fishacre's way to God."
In A straight path. Studies in medieval philosophy and culture.
Essays in honor of Arthur Hyman, edited by Link-Salinger,
Ruth, Hackett, Jeremiah, Manekin, C.H., Long, Raymond
James and Hyman, M.S., 174-182. Washington: Catholic
University of America Press.
2. ———. 1999. The life and works of Richard Fishacre OP.
Prolegomena to the edition of his Commentary on the
Sentences. München: Bayerischen Akademie der
Wissenschaften.
3. ———. 2002. "The significance of Richard Fishacre's Sentences-
Commentary." Bochumer Philosophisches Jahrbuch fur Antike
und Mittelalter no. 6:214-216.
Richard Rufus of Cornwall (fl. 1231-1256)
Texts
1. Richard, Rufus of Cornwall. 1250. Sententia Oxoniensis I-III.
Ca. 1250, available in only one manuscript: Oxford, Balliol
College (B62 cols. 57-59), partially edited by Gedeon Gal in
Viae ad existentiam Dei probandum in doctrina Richardi Rufi
OFM, Franziskanische Studien 1956, 38 pp. 187-202.
Studies
1. Gál, Gideon. 1956. "Viae ad exsistentiam Dei probandum in
doctrina Richardi Rufi OFM." Franziskanische Studien no.
38:177-202.
"Publishes substantial excerpts from Rufus' Oxford theology
lectures and brief excerpts from Assisi 138. Shows that Rufus
anticipated both Thomas' criticism of Anselm's Proslogion
proof for God's existence and Scotus' modal proof for the
existence of God." Rega Wood - The Richard Rufus of Cornwall
Project.
2. Long, Raymond James, and DeWitt, Richard. 2007. "Richard
Rufus's reformulations of Anselm's Proslogion argument."
International Philosophical Quarterly no. 47:329-340.
3. Raedts, Peter. 1987. Richard Rufus of Cornwall and the
tradition of Oxford theology. Oxford: Oxford University Press.
4. Wood, Rega. 2003. "Richard Rufus of Cornwall." In A
Companion to philosophy in the Middle Ages, edited by Gracia,
Jorge J.E. and Noone, Timothy B., 579-587. Malden: Blackwell.
5. ———. 2006. "Richard Rufus' response to Saint Anselm." In
Anselm and Abelard. Investigations and juxtapositions, edited
by Gasper, Giles and Kohlenberger, Helmut, 87-102. Toronto:
Pontifical Institute of Mediaeval Studies.
"In previous articles, Fr. Gedeon Gàl and I have shown that
after rejecting Anselm's argument in its original form, Rufus,
like John Duns Scotus, and like the modern American
analytical philosopher, Norman Malcolm, proposed another
ontological argument in its place. To oversimplify: either as a
gloss on Anselm or as a substitute for his argument, they
claimed that God's existence, or rather the existence of a per se
being, could be inferred by modus tollens: a per se being is
necessary if possible, a variety of arguments show that a per se
being is possible, therefore a per se being is necessary. (3) Here,
I want to look at Rufus' criticism and very briefly at another
proposed substitute argument for God's existence." (p. 88)
(3) G. Gàl, 'Viae ad exsistentiam Dei probandum in doctrina
Richardi' Franziskanische Studien, 38 (1956), 183-186, 194-
196. R. Wood, 'Scotus's Argument for the Existence of God,'
Franciscan Studies, 47 (1987), 270-274 and an unpublished
paper, Scotus' Ontological Argument'.
In Appendix (pp. 99-102) is given the Latin text of Rufus
(Sententia Oxoniensis 1.2, B62.20ra-va).
Bonaventure of Bagnorea (1221-1274)
Texts and translations
1. Bonaventure, of Bagnorea. 1882. Commentarium in Quatuor
Libros Sententiarum. Claras Aquas (Quaracchi): Typographia
Collegii S.Bonaventurae.
Written in 1251-1253.
Edita studio et cura PP. Collegii a S. Bonaventura.
See also the Editio Minor Quaracchi, Firenze, Ex typographia
Collegii S. Bonaventurae (1934).
Daniels (1909) pp. 38-39: Liber I, Distinctio VIII, Pars I. De
veritate et immutabilitate Dei. Articulus I. De veritate Dei.
2. ———. 1953. The minds road to God. New York: Macmillan.
Translated with an introduction by George Boas.
3. ———. 1979. Disputed Questions on the Mystery of Trinity. St.
Bonaventure: Franciscan Institute.
Works of Saint Bonaventure Vol. III.
Introduction and translation by Zachary Hayes (reprinted
2000).
4. ———. 1993. Quaestionum Disputatarum. De mysterio
Trinitatis. Roma: Città Nuova.
Written in 1254-1255.
Sancti Bonaventurae Opuscola theologica (Opera V/1) - Latin
text and Italian translation.
Daniels (1909) pp. 39-40: Quaestio I, Articulo I. Utrum Deum
esse sit verum.
5. ———. 2003. Itinerarium mentis in Deum. Saint Bonaventure
NY: Francsican Institute.
Written in 1259.
Latin text and English translation by Zachary Hayes;
introduction and commentary by Philotheus Boehner.
Studies
1. Bougerol, Jacques. 1972. "Saint Bonaventure and Saint
Anselme." Antonianum no. 47:333-361.
2. Doyle, John Patrick. 1974. "Saint Bonaventure and the
Ontological Argument." Modern Schoolman no. 52:27-48.
"For St Bonaventure the self-evident truth of God's existence
can be shown forth by 'intellectual exercises' like that of st
Anselm. Such exercises are not simple-minded transits from
the ideal to the real order. Rather they are based upon a
sophisticated metaphysics. They involve the experience of
common intelligibility. With Plato, they accept the 'really real'
character of that intelligibility. implicitly, they also accept a
plurality and a one-way hierarchy of intelligibles leading up to a
'First'. Turning then precisely upon the unprincipiated nature
of this 'First', they spread before us its absolute necessity both
in reality and for thought."
3. Mathias, Thomas. 1976. "Bonaventurian ways to God through
reason (First part)." Franciscan Studies no. 36:192-232.
4. ———. 1977. "Bonaventurian ways to God through reason
(Second part)." Franciscan Studies no. 37:153-206.
5. Oeing-Hanhoff, Ludger. 1973. "Note sur l'argument
ontologique chez Descartes et Bonaventure." Archives de
Philosophie no. 36:643-655.
6. ———. 1975. "Der sogennante ontologische Gottesbeweis bei
Descartes und Bonaventura." In Analecta anselmiana.
Frankfurt.
Vol. 4/1.
7. Pegis, Anton Charles. 1967. "The Bonaventurean way to God."
Mediaeval Studies no. 29:206-242.
8. Platzek, E.W. 1975. "Die Verwendung der 'via Anselmiana' bei
Bonaventura." In Analecta anselmiana. Frankfurt.
Vol. 4/1.
9. Rivera de Ventosa, Enrique. 1974. "Supuestos filosofico-
religiosos de la pruebas de la existencia de Dios en San
Bonaventura." In S. Bonaventura 1274-1974, edited by
Bougerol, Jacques, 201-258. Grottaferrata: Collegio S.
Bonaventura.
10. Seifert, Josef. 1992. "Si Deus est, Deus est. Reflections on St.
Bonaventure's interpretation of St. Anselm's ontological
argument." Franciscan Studies no. 52:215-231.
"The formula (if God is God, God exists) is the shortest
summary of the ontological argument. The article tries to
demonstrate that this argument, as interpreted by
Bonaventure, in no way is guilty of the logical mistakes with
which one reproaches it. It proceeds not from a subjective idea
or concept but from an intrinsically necessary and supremely
intelligible divine nature and therefore applies to no other
being but to the divine being. Bonaventure's basic thesis is that
the inner truth (necessity) of the divine nature imposes itself on
the mind and contains objectively the real existence of God.
Only someone who does not understand this inner necessary
truth can deny God's existence."
Albert the Great (ca. 1200-1280)
Texts and translations
1. Albert, the Great. 1978. Summa Theologiae, sive De mirabili
scientia Dei. Monasterii Westfalorum: Aschendorff.
Written ca. 1270-1280
Edidit Dionysius Siedler, collaborantibus Wilhelmo Kübel et
Henrico Georgio Vogels.
Daniels (1909) pp. 36-37: Pars I. Tractatus III, Quaestio XVII;
Tractatus IV, Quaestio XIX, Membrum II.
Studies
1. Noone, Timothy B. 1992. "Albert the Great on the Subject of
Metaphysics and Demonstrating the Existence of God."
Medieval Philosophy and Theology no. 2:31-52.
Thomas Aquinas (1225/6-1274)
Texts and translations
1. Thomas, Aquinas. 1961. Summa contra Gentiles. Torino:
Marietti.
Written ca. 1257-1273.
S. Thomae Aquinatis doctoris angelici Liber de veritate
catholicae fidei contra errores infidelium, qui dicitur Summa
contra Gentiles, cura et studio Petri Marc, coadiuvantur Ceslao
Pera, et Petro Caramello (3 vols. I: Introductio; II-III: Textus
Leoninus diligenter recognitus, 1961-1967).
Texts selected by Daniels (1909) pp. 64-67:
1) In librum Boethii de Trinitate Expositio: Quaestio I Articulus
III: Utrum Deus sit primum quad a mente cognoscitur.
2) Sententiarum Liber I Distinctio III Quaestio I Articulus II
Utrum Deum esse sit per se notum.
3) Summa Contra Gentiles Liber I Capitulo X et Capitulo XI.
4) De Veritate Queastio X Articulus XII. Utrum Deum esse sit
per se notum menti humnae sicut prima principia
demonstrationis quae non possunt cogitari non esse.
5) Summa Theologica Pars I. Quaestio II Articulus I. Utrum
Deum esse sit per se notum.
2. ———. 1962. Summa theologiae. Torino: Marietti.
Written ca. 1266-1273.
S. Thomae Aquinatis doctoris angelici Summa theologiae, cura
et studio Petri Caramello, cum textu ex recensione leonina.
(3 vols. I: Pars prima et Prima secundae; II: Pars Secunda
secundae; III: Tertia pars et Supplementum, 1962-1963).
Studies
1. Bassler, Wolfgang. 1970. Die Kritik des Thomas von Aquin am
ontologischen Gottesbeweis . Köln: Walter Kleikamp.
2. Cosgrove, Matthew R. 1974. "Thomas Aquinas on Anselm's
Argument." Review of Metaphysics no. 27:513-530.
3. Matthews, Gareth B. 1963. "Aquinas on saying that God doesn't
exist." Monist.An International Quarterly Journal of General
Philosophical Inquiry :472-477.
"The article discusses inadequacies in Aquinas' criticism of
Anselm's ontological argument. Aquinas is commonly credited
with criticizing Anselm by distinguishing two kinds of self-
evidence, a distinction which for the purpose of criticizing
Anselm, is not very helpful, and instead of an effective rebuttal
of Anselm, Aquinas provides mostly a mere denial that his
argument is cogent. The article attempts to show how Anselm's
ontological argument can be defeated."
4. Rikhof, Herwi. 1990. "Aquinas and the "ratio Anselmi". A theo-
logical analysis of Aquinas' criticism." In L'argomento
Ontologico , edited by Olivetti, Marco M., 137-202. Padova:
CEDAM.
5. Wippel, John. 1992. "Thomas Aquinas on what philosophers
can know about God." American Catholic Philosophical
Quarterly no. 66 (3):279-297.
Peter of Tarentaise (1225-1276)
Texts
1. Peter, of Tarentaise. 1259. Innocentii Quinti in IV libros
Sententiarum Commentaria.
Written ca 1259.
The last printed edition is that of Toulouse: Vol. I. (1652); Vol.
II (1649); Vol. III. (1652); Vol. IV. (1651).
Daniels (1909): Sententiarum I Distinctio III. Quaestio I. De
cognitine Dei. Articulus I. An Deus a creatura sit cognoscibilis.
Articulus Ii. Qualiter possit cognosci et probari Deum esse (pp.
68-71).
Studies
John Peckham (ca. 1230-1292)
Texts
1. John, Peckham. 1260. Commentariius in IV libros
Sententiarum.
Unpublished; a manuscript of Book I (written ca. 1260-1270):
Biblioteca Nazionale di Firenze Conv. G. 854.
Daniels (1909) pp. 41-50: Liber I Distinctio II, Quaestio I.
Quaesitum primum. Circa primum quaeritur an Deus sit, et
ostenditur.
Studies
Henry of Ghent (ca. 1217-1293)
Texts and translations
1. Henry, of Ghent. 2005. Henry of Ghent's Summa. The
Questions on God's Existence and Essence (Articles 21-24).
Leuven: Peeters.
Written 1280-1293.
Latin text, introduction, and notes by Roland J. Teske;
translation by Jos Decorte and Roland J. Teske.
N.B. Daniels (1909) edition of: Summae Quaestionum
Ordianrium Tous I. Articulus XXI. De Deo an sit in se
absolute. Quaestio I. Utrum Deus habest esse. Articulus XXII.
De Deo an sit in comparatione ad nostram notitiam. Questio
II. Utrum Deum esse sit homini notum naturaliter per se (pp.
79-81) is now supersed by the new edtion by R. J. Teske.
2. ———. 2006. Henry of Ghent's Summa. The Questions on
God's Unity and Simplicity (Articles 25-30). Leuven: Peeters.
Written 1280-1293.
Latin text, introduction, translation and notes by Roland J.
Teske.
Studies
1. Paulus, Jean. 1936. "Henri de Gand et l'argument ontologique."
Archives d'Histoire Doctrinale et Littéraire du Moyen Age no.
10-11:265-323.
2. Pegis, Anton Charles. 1968. "Toward a new way to God: Henry
of Ghent." Mediaeval Studies no. 30:226-247.
3. ———. 1969. "A new way to God: Henry of Ghent (II)."
Mediaeval Studies no. 31:93-116.
4. ———. 1970. "Four medieval ways to God." Monist.An
International Quarterly Journal of General Philosophical
Inquiry no. 54:317-358.
"St. Anselm, St. Bonaventure, St. Thomas Aquinas and Henry
of Ghent represent three medieval philosophical traditions in
proving the existence of God, namely, the Platonic, the
Aristotelian and the Avicennian. Platonic hierarchy and
participation, leading to a supreme term, govern the proof of
God in St. Bonaventure and St. Anselm. St. Thomas, beginning
with data in nature (e.g. motion), reaches God as the cause of
these data before reaching him as he is in his own absoluteness.
St. Thomas' argumentation and method are Aristotelian. The
proofs of God in St. Anselm (specifically, in the Proslogion ), in
St. Bonaventure and in St. Thomas are all empirical and "a
posteriori". but the proof of God in Henry of Ghent, Avicennian
in origin, is "a priori" and seeks to reach God in his unity as the
necessary being. Henry's proof is the model and perhaps the
origin of the ontological argument."
5. ———. 1971. "A new way to God: Henry of Ghent (III)."
Mediaeval Studies no. 33:158-179.
6. Teske, Roland J. 2005. "Henry of Ghent's metaphysical
argument for the existence of God." Modern Schoolman no.
83:19-38.
Nicolaus of Ockham (fl. XII century)
Texts
1. Nicolaus, of Ockham. 1260. Commentaria in Sententiarum.
Unpublished manuscript (ca. 1260-1270) - Biblioteca Nazionale
di Firenze Conv. G5, 858.
Daniels (1909) pp. 82-83: Sententiarum Libro I Distinctio III.
Quaestio II. Quaeritur secundo an Deum esse sit per se notum.
Studies
Matthew of Aquasparta (ca. 1240-1302)
Texts
1. Matthew, of Acquasparta. 1280. Commentarius in Primum,
Secondum et Quartum Librum Sententiarum.
Written ca. 1271-1280; unpublished.
See the introduction by Victorin Doucet to Fr. Matthaei ab
Aquasparta, O.F.M. ... Quaestiones disputatae de gratia ...
cum introductione critica de magisterio et scriptis eiusdem
doctoris, Quaracchi, Florence, 1935, pp. LVIII-CLV (on the
Commentatius see pp.LXXI-CVI. Daniels (1909) pp. 51-63:
Liber I Distinctio II Articulus Primus. De Unitate divina.
Quaestio I: Utrum Deum esse sit verum; Quaestio III: Utrum
Deum esse sit verum indubitabile.
Studies
Giles of Rome (ca. 1243-1316)
Texts
1. Giles, of Rome. 1492. Super Librum I Sententiarum
(Reportatio).
Written ca. 1280-1290; last printed edition: Venezia (1492).
Daniels (1909) pp. 72-78: Sententiarum Liber I Distinctio III.
Quaestio I. De cognitione Dei in se. Articulus I. Utrum Deum
possium cognoscere in vita ist (*); Articulus II. Utrum Deum
esse sit per se notum. Articulus III. Utrum Deum esse possit
demonstrari.
2. Luna, Concetta. 1990. "Fragments d'une reportation du
commentaire de Gilles de Rome sur le premier livre des
Sentences. Les extraits des mss. Clm. 8005 et Paris, B. N. Lat.
15819 (First Part)." Revue des Sciences Philosophiques et
Théologiques no. 74:205-254.
3. ———. 1990. "Fragments d'une reportation du commentaire de
Gilles de Rome sur le premier livre des Sentences. Les extraits
des mss. Clm. 8005 et Paris, B. N. Lat. 15819 (Second Part)."
Revue des Sciences Philosophiques et Théologiques no. 74:437-
456.
Richard of Middletown (1249-1308)
Texts
1. Richard, of Middleton. 1591. Super quatuor libros sententiarum
Petri Lombardi quaestiones subtilissimae.
Written ca. 1290-1300; last printed edition Bussels, 1591.
Daniels (1909) pp. 84-88: Sententiarum I. Distinctio III.
Articulus I. De cognitione Dei a creatura. Quaestio II. Utrum
Deum esse sit nobis per se notum. Quaestio III: Utrum Deum
esse possit demonstrari.
Studies
William of Ware (fl. 1290-1305)
Texts
1. William, of Ware. 1424. Quaestiones super libros Sententiarum.
Written ca. 1290-1300; available only in manuscript.
Daniels (1909) pp. 89-104: Quaestio XIV. Quaeritur utrum
Deus sit. Questio XXI. Quaeritur utrum Deum esse per se sit
notum.
Studies
John Duns Scotus (1265/6-1308)
Texts and translations
1. John, Duns Scotus. 1960. Lectura in librum primum
Sententiarum. Civitas Vaticana: Typis Poliglottis Vaticanis.
Written 1298-1299.
Opera Omnia. ("The Vatican edition"), vol. XVI: Librum I
Distinctio II, Quaestio I, nn. 38-135.
2. ———. 1982. A treatise on God as first principle. Chicago:
Franciscan Herald Press.
Written in 1308.
A Latin text and English translation of the De Primo Principio.
Second edition, revised, with a commentary by Allan B. Wolter.
Firs edition 1966.
3. ———. 2003. Opus Oxoniense.
Written 1300-1306.
Opera Omnia. ("The Vatican edition") Civitas Vaticana: Typis
Polyglottis Vaticanis, 1950-.
Vol. I Librum I, Distinctio II, Quaestio I, nn. 39-190.
Studies
1. Bonansea, Bernardino. 1967. "Duns Scotus and St. Anselm's
ontological argument." Studies in Philosophy and the History
of Philosophy no. 4:128-141.
2. Doyle, John Patrick. 1979. "Some Thoughts on Duns Scotus and
the Ontological Argument." New Scholasticism no. 53:234-241.
"Called since Kant “ the Ontological Argument,” the famous
reasoning originally offered by St. Anselm of Canterbury passes
from a concept of God as “ that than which a greater cannot be
thought ” (id quo maius cogitari nequit ) to the very fact of
God’s existence. (1) Our present first concern is with Duns
Scotus’ reduction of Anselm’s “ that than which a greater
cannot be thought ” to another notion, namely, that of “ the
Highest Thinkable ” (Summum cogitabile ). (2)
Between the Anselmian and the Scotistic concepts there is an
evident disparity. While “ the Highest Thinkable ” is something
which, as high as it might be, is still “ thinkable,” “ that than
which a greater cannot be thought ” need not be itself a
thinkable. All that Anselm’s expression on its face requires is
that nothing be thinkable beyond it. Anselm himself seems to
recognize this when, in reply to Gaunilo, he all but admits the
unthinkability of “ that thing (res illa ) than which a greater
cannot be thought.” (3)
Steeped as he was in medieval respect for “ authorities ”, Scotus
most certainly knew Anselm's position. Yet he ignored it.
Indeed, even as he accepts the basic validity of Anselm's
argument, in apparent opposition to Anselm, Scotus
understands it as turning on the notion of “ the Highest
Thinkable ”. The question is, why?
For answer, we must look to where Scotus has employed
Anselm's reasoning, but only after adding some ” coloration “
(coloratio ) to it. (4)" (pp. 234-235)
(...)
"Being compossible with something else is manifestly different
from having a cause adequate to one’s production or to being
possible in the full sense of having both internal and external
possibility together. Being incompossible with something else,
e. g. the Highest Thinkable with one yet higher—which is
actually all Scotus has aimed at showing—is even more
removed from having real adequate possibility. For
incompossibility with a higher already falls short of
compossibility with any or all others, whether the
incompossibility and the compossibility in question be real or
merely logical. Much more then does such incompossibility fall
short of real adequate (ordinarily including external as well as
internal) possibility.
In conclusion accordingly, Scotus must (as he in fact does)
advance his argument principally from his first “without
contradiction That is to say, God is a Highest Thinkable
inasmuch as such a notion is without contradiction. But the
Subtle Doctor still must bridge the gap which he himself
acknowledges between thinkability and real possibility. And
notwithstanding success in this, he has yet reached only a real
internal possibility and any further passage to actual existence
is very much subject to Descartes’ criticism." (p. 241)
(1) Cf. St. Anselm, Proslogion , cc. 2-4, in Obras completas de
San Anselmo (Madrid, 1952), I, pp. 366-370.
(2) Cf. Ordinatio I, d. 2, p. 1, q. 2 (ed. Vat. II, pp. 208-209, nn.
137-138); De primo principio , c. 4 (ed. Muller and Roche
[Madrid, 1950], p. 687.
(3) Quid ad haee respondeat editor ipsius libelli (more
commonly called: Liber apologeticus ) c. 9 (ed. Madrid, 1952),
p. 434.
(4) Cf. note 2, above.
3. Grabs, Harmut. 1997. "Johannes Duns Scotus' Rezeption des
Anselmianischen Arguments." Bochumer Philosophisches
Jahrbuch fur Antike und Mittelalter no. 2:105-125.
"In his "Ordinatio", Scotus disregards the constitutive function
of thinking inherent to Anselm's "ratio". Scotus's
representation of the argument in "Ordinatio" I d. 2 p. 1 q. 2,
which lays no claim to "coloratio", eliminates this constitutive
function, proving instead by means of a syllogism containing
the terms "being", "non-being" and "the highest" the existence
of the highest. In the "coloratio" ("Ord." I d. 2 p. 1 q. 1), then,
Scotus replaces Anselm's expression "that than which nothing
greater can be thought" with the concept "the highest
thinkable", by which he means an infinite being. The
introduction of an infinite being taken as the highest thinkable,
however, destroys the structure of Anselm's argument with its
innate coherence. In fact, Scotus proves the existence of the
highest thinkable not by means of this argumentative structure,
but instead on the basis of his own analysis of certain
ontological structures. This proof has no real connection in
content to Anselm's argument and does not foster its
comprehension; instead, Scotus merely couches his argument
in Anselm's terms, so that it is more appropriate to talk about a
"coloration rationum Scoti". "
4. Kielkopf, Charles. 1978. "Duns Scotus's rejection of 'Necessarily
Exists' as a predicate." Journal of the History of Philosophy no.
16:13-21.
"The paper begins with a reconstruction of Scotus's argument
in chapter three (3.23) of his Treatise about the first principle
that there can be at most one necessary being. This argument is
shown to presuppose that 'necessarily exists' is not a predicate.
Scotus' argument is modified to show that he also has to accept
that 'exists' is not a predicate. The remaining problem is, then,
to explain how Scotus can still accept a "colored" ontological
argument. This problem is met by suggesting that the nature of
an existing being has more perfections than any nature of a
non-existing being but that, still, existence is not one of the
features -l et alone anything which can be called a perfection --
making up the nature."
5. Wolter, Allan, and Adams, McCord Marilyn. 1982. "Duns
Scotus Parisian proof for the existence of God." Franciscan
Studies no. 42:248-321.
6. Wood, Rega. 1987. "Scotus argument for the existence of God."
Franciscan Studies no. 47:259-277.
Bibliography on the Ancient Period (before
Anselm of Canterbury)
1. Audet, Thomas-André. 1949. Une source augustinienne de
l'argument de S. Anselme. In Rencontres
Étienne Gilson, philosophe de la Chrétienté.
2. Baldassarri, Mariano. 1971. "Lo stoicismo antico e l'argomento
ontologico." Rivista di Filosofia Neo-Scolastica no. 63:391-418.
3. Beckaert, A. 1959. "Une justification platonicienne de
l'argument a priori." In Spicilegium Beccense I. Congrés
International du IX centenaire de l'arrivée d'Anselme au Bec,
185-190. Paris: Vrin.
Translated in English as: A Platonic justification for the
argument a priori in: J. Hick and A. C. McGill (eds.), The
many-faced argument. Recent studies on the ontological
argument for the existence of God, London: Macmillan 1967,
pp. 111-118.
4. Brunschwig, Jacques. 1994. "Did Diogenes of Babylon invent
the ontological argument?" In Papers in Hellenistic philosophy,
170-189. Cambridge: Cambridge University Press.
Translated by Janet Lloyd.
5. Burrell, David. 1986. Knowing the Unknowable God: Ibn-Sina,
Maimonides, Aquinas. Notre Dame: University of Notre Dame
Press.
6. Davidson, Herbert Alan. 1979. "Avicenna's proof of the
existence of God as a necessarily existent Being." In Islamic
philosophical theology, edited by Morewedge, Parviz, 165-187.
Albany: State University of New York Press.
"The first philosopher known to use the concept of necessary
existence in order to construct a proof of the existence of God
was Avicenna. Avicenna's proof, it will appear, neither is, nor
inevitably reduces itself to, an ontological proof. It is rather a
certain kind of cosmological proof.
The concept of necessary existence is used by Avicenna to prove
the existence of God in two works, at length in the Najat, briefly
and somewhat obscurely in the Isharat. The concept is also
discussed fully in two other works, the Shifa and Danesh
Namesh, but there Avicenna employs it only to define the
nature of God, not, as far as I can see, to establish His
existence."
7. ———. 1987. Proofs for eternity, creation and the existence of
God in Medieval Islamic and Jewish philosophy. New York:
Oxford University Press.
8. Dumont, Jean-Paul. 1982. "Diogène de Babylone et la preuve
ontologique." Revue Philosophique de la France et de
l'Étranger:391-395.
9. Faggiotto, Pietro. 1954. "La fonte platonica dell'argomento
ontologico di Anselmo d'Aosta." Rivista di Filosofia Neo-
Scolastica no. 46:495-497.
10. Fakhry, Majid. 1968. "The ontological argument in the Arabic
tradition: the case of Alfarabi." Studia Islamica no. 64:5-17.
11. Gelinas, Luke. 2006. "The Stoic argument Ex gradibus
entium." Phronesis no. 51:49-73.
"In this paper I offer an interpretation of the Stoic argumentum
ex gradibus entium as it appears in Book II of Cicero's De
Natura Deorum. In addition to displaying certain similarities
to later formulations of the so-called "ontological argument,"
particularly Anselm's, I argue that the argument ex gradibus
entium was a versatile feature of Stoic philosophical theology,
capable of employment in relation to two distinct topics: the
existence of god and the identification of god's essential nature
with the world. I claim that the instance of the argument ex
gradibus entium at ND II 18-21 is a token of this latter type,
and show that there are no textual reasons precluding this
interpretation. In light of the fact that the argument can be
analyzed more effectively in this role, I suggest that this
particular instance of the argument is best thought of as an
attempt on the part of the Stoics to identify the world with god
rather than as a strict proof for god's bare existence. I end with
some reflections on the general type of the Stoic argument qua
precursor to two of Anselm's ontological proofs. Although I
think it is a mistake to call the Stoic argument "ontological" in a
strict sense, it may, I suggest, have shared a similar conceptual
underpinning with at least one of Anselm's famous
formulations."
12. Gerogiorgakis, Stamatios. 2005. "Wenn die Möglichkeit in
Notwendigkeit umschlägt. Ein Beitrag zur Vorgeschichte
modaler ontologischer Beweise." Bochumer Philosophisches
Jahrbuch für Antike und Mittelalter no. 10:21-36.
"Aristotle produced several arguments to vindicate the futura
contingentia and to refute the conception of modalities which
do not allow incidental facts. This conception was coined
mainly by Diodorus Cronus and implied the view that whatever
may happen, is to happen necessarily. Although Aristotle
condemned this view and refuted the theology which it implies,
Diodorean modalities were employed by the Scholastics (at
least since Abelard, as Leibniz pointed out) to support their
theology. Abelard's Diodorean formula reads: God wishes no
more and no less than what He is able to do -- i.e., God's ability
to do something implies necessity. In the Summa theologiae,
Thomas Aquinas employed Diodorean modalities along with
this result of Abelard's. Leibniz himself confessed his debt to
Diodorean modalities as well as to the work of Abelard in
formulating his own ontological proof. For the Greek-speaking
scholars of the Middle Ages, however, Aristotelian influences
were stronger than Diodorean as regards theory building on
modalities. The absence of Leibniz-like modal ontological
proofs in the Greek tradition seems more plausible under these
circumstances."
13. Halfwassen, Jens. 2002. "Sein als uneingeschränkte Fülle. Zur
Vorgeschichte des ontologischen Gottesbeweises im antiken
Platonismus." Zeitschrift für Philosophische Forschung no. 56.
14. Held, Klaus. 1983. "Zur Vorgeschichte des ontologischen
Gottesbeweis. Anselm und Parmenides." Perspektiven der
Philosophie no. 9:217-234.
15. Johnson, J.Prescott. 1953. "The ontological argument in Plato."
Personalist no. 44:24-34.
16. Mayer, Tony. 2001. "Ibn Sina's 'Burhan Al-Siddiqin'." Journal
of Islamic Studies no. 12:18-39.
"Ibn Sina (d.429/1037) gave a distinctive argument for the
existence of God in his works. Scholars disagree on the exact
structure and character of his argument (admittedly, Ibn Sina
gives it in more than one form). This paper tries to determine
the argument's precise shape and classify it in relation to other
such proofs. It attempts this through a detailed analysis of one
of the best known presentations of the proof, in Ibn Sina's
Isharat, which is cross-checked with other versions and the
commentaries. The argument is found to build on the
proposition that existence occurs in the mind dichotomically, as
either necessary or contingent. Ibn Sina claims that an
extramental Necessary Existent follows from both modes. In
the first case, it is contradictory to posit 'necessary existence' in
the mind and deny it outside the mind. In the second case
'contingent existence' is such that it could not be self-
explanatory. Most space in Ibn Sina's argument is taken up
with showing that contingent existence, even if temporally
infinite, ultimately implies necessary existence. On these
grounds, it is concluded that Ibn Sina's proof must be classified
as both ontological and cosmological, without paradox. It is
ontological insofar as 'necessary existence' in intellect is the
first basis for arguing for a Necessary Existent in re. It is,
however, also cosmological insofar as most of it is taken up
with arguing that contingent existents cannot stand alone and
must end up in a Necessary Existent."
17. Moreau, Joseph. 1947. "L'argument ontologique dans le
Phédon." Revue Philosophique de la France et de l'Étranger
no. 137:320-343.
18. Morewedge, Parviz. 1979. "A third version of the ontological
argument in the Ibn Sinian metaphysics." In Islamic
philosophical theology, edited by Morewedge, Parviz, 182-222.
New York: State University of New York Press.
Reprinted in: P. Morewedge, The mystical philosophy of
Avicenna, Binghamton: Global Publications, 2001 pp. 117-163.
19. Papazian, Micharl. 2007. "The Ontological Argument of
Diogenes of Babylon." Phronesis no. 52:188-209.
"An argument for the existence of gods given by the Stoic
Diogenes of Babylon and reported by Sextus Empiricus appears
to be an ancient version of the ontological argument. In this
paper I present a new reconstruction of Diogenes' argument
that differs in certain important respects from the
reconstruction presented by Jacques Brunschwig. I argue that
my reconstruction makes better sense of how Diogenes'
argument emerged as a response to an attack on an earlier Stoic
argument presented by Zeno of Citium. Diogenes' argument as
reconstructed here is an example of a modal ontological
argument that makes use of the concept of being of such a
nature as to exist. I argue that this concept is a modal concept
that is based on the Philonian definition of possibility, and thus
that Diogenes' argument is a source of important evidence
about the use of non-Stoic modalities in the post-Chrysippean
Stoa. I conclude by arguing that the objections made against
considering Diogenes' argument as ontological are unfounded
and that Diogenes' argument clearly resembles modern
versions of modal ontological arguments."
20. Vergnes, Jules. 1924. "Les sources de l'argument de Saint
Anselme." Revue des Sciences Religeuses no. 4:576-579.
Bibliography on the Medieval Period
1. Bettoni, Efrem. 1950. Il problema della conoscibilità di Dio
nella scuola francescana. Padova: Cedam.
2. Bonansea, Bernardino. 1973. "The Ontological Argument:
Proponents and Opponents." Studies in Philosophy and the
History of Philosophy no. 6:135-192.
"This study is a follow-up to my previous article, Duns Scotus
and St Anselm's ontological argument, and traces the history
of the controversy about the Anselmian proof from the time
when it was first proposed up to the present day. The argument
found its strongest opponents in Gaunilo, Aquinas, and Kant,
who objected to it on more or less the same ground but from a
different perspective, while Bonaventure, Descartes, Leibniz,
and Barth came to its support. Between these two opposite
positions there is the view of Malcolm and Hartshorne, who see
in the "ratio Anselmi" two distinct pieces of reasoning and
claim that only one is valid. Koyré and Gilson view the
argument within the context of the whole Proslogion and other
Anselmian works. Each position is carefully analyzed and
evaluated."
3. ———. 1979. "The Ontological Argument." In God and Atheism.
A Philosophical Approach to the Problem of God, 107-170.
Washington: Catholic University of America Press.
This chapter is a combination, with some minor changes, of two
essays which appeared in Studies in Philosophy and the
History of Philosophy, ed. John K. Ryan (Washington, D.C.:
The Catholic University of America Press), i.e., "Duns Scotus
and St. Anselm's Ontological Argument," vol. IV (1969), pp.
128-41, and "The Ontological Argument: Proponents and
Opponents," vol. VI (1973), pp. 135-92.
"St. Anselm's ontological argument is one of the most
provocative and fascinating topics in the field of philosophy.
Although the subject of endless discussion, the argument
continues to draw the attention of philosophers of different
persuasions. New interpretations have superseded those of the
past and new insights into the controversy have been revealed
which point out, among other things, the difficulty and
complexity of the issue.
It has been customary to dismiss the Anselmian argument for
the existence of God on the ground that it involves a transition
from the ideal to the real order, from a concept in our mind to
the existence of the being so conceived. This transition, it is
asserted, is never permissible, not even in the case of the
greatest conceivable being, as the argument seems to imply.
The fact that many great thinkers, such as Aquinas and Kant,
have felt a need to refute the argument is a further proof, so it is
claimed, that the ratio Anselmi has little more than a historical
value. St. Anselm would have fallen victim to an illusion, and
no dialectical effort could ever rescue his argument from the
attacks of its critics, even though no serious scholar would
subscribe today to Schopenhauer's view that the ratio Anselmi
is merely a charming joke.
Yet, despite the many attacks and "refutations", the argument
has a peculiar power of survival. There is a growing realization,
even among those whose philosophical background is very
different from St. Anselm's way of thinking, that the argument
is not as simple as it first appears to be and that much of the
criticism directed against it is due to a superficial knowledge of
its context and the general framework of Anselm's thought. As a
contemporary author points out, "If Anselm is to be refuted, it
should be for what he said, taken in something like the context
which he provided, and not for something someone else said he
said, or a fragment of what he said, torn wholly out of context.''
(1) The Anselmian argument, which has been called "one of the
boldest creations of man's reason and a credit not only to its
inventor, but to human reason itself," (2) is not to be treated
lightly, nor are some of its later formulations.
An objective study of the Anselmian argument in its actual
context and historical development may reveal that, while
undue credit has been given to certain modern and
contemporary thinkers for their role in the controversy about it,
the actual contribution of philosophers who long preceded
them in the academic arena has often been neglected or even
completely ignored. Yet it is perhaps in the writings of these
forgotten masters, who both historically and intellectually are
closer to the "father of scholasticism" than their later
contenders, that one may find a clue to a better appreciation of
the celebrated argument.
To avoid misunderstanding, a distinction must be made at the
very outset between two different issues: first, the nature and
scope of the argument in the mind of its author, and second,
the validity of the argument as an attempt to prove the
existence of God. The first issue must be solved in terms of the
argument's original text as contained in the Proslogion and set
in relation to Anselm's other writings where his philosophical,
and especially his epistemological, doctrines are more clearly
stated. The solution of the second issue rests to a great extent
on the critic's conviction as regards the possibility, ways, and
means of attaining to any knowledge of a Supreme Being by
unaided reason. The failure to make such a distinction has
contributed to much of the confusion in appraisals of the
Anselmian proof.
The purpose of this chapter is to present the essential features
of the ontological argument as stated in the Proslogion and
follow the history of the controversy it has generated from
Anselm's first debate with his fellow-monk Gaunilo down to the
present day. The presentation will be followed by a critical
evaluation of the argument itself and of the argument's
interpretations by succeeding philosophers and
commentators." pp. 107-108
(1) Charles Hartshorne, Introduction to the Second Edition of
Saint Anselm: Basic Writings, trans. by S. W. Deane (La Salle,
Ill.: The Open Court Publishing Company, 1962), p. 2.
(2) Richard Taylor, Introduction to The Ontological Argument
from St. Anselm to Contemporary Philosophers, ed. by Alvin
Plantinga (Garden City, N.Y.: Doubleday "Anchor Books, 1965),
p. XVIII.
4. Gómez Caffarena, José. 1963. "Review of: Die ontologische
Gottesbeweis by Dieter Henrich." International Philosophical
Quarterly no. 3:617-624.
5. Javelet, Robert. 1984. "L'argument dit ontologique et la
speculatio." In Spicilegium Beccense (vol. II), 501-510. Paris.
6. Johnson, H.J. 1981. "The Ontological Argument and the
Languages of "Being"." In Sprache und Erkenntnis im
Mittelalter (vol. II), 724-737. Berlin, New York.
7. Pegis, Anton. 1970. "Four Medieval Ways to God." Monist no.
54:317-358.
About St. Anselm, St. Bonaventure, St. Thomas Aquinas amd
Henry of Ghent.
8. Streveler, Paul. 1976. "Two "New" Critiques of the Ontological
Argument." In Saint Anselme ses précurseurs et ses
contemporains, edited by Kohlenberger, Helmut, 55-64.
Frankfurt: Minerva.
"We need only look back upon the history of medieval
philosophy to become immediately aware that it was not only
Gaunilon who saw reason to criticise Anselm's famous
argument. I would like to examine here, in a rather sketchy
manner, two medieval critiques of Anselm's argument which, to
my mind, are quite unique and which, in many ways, far
surpass in cogency and relevancy the common criticisms found
in textbooks. The first I gather from certain remarks of William
of Occam which, are not directed precisely at Anselm's
argument, but which are naturally applicable to it. The second
is the critique of Gregory of Rimini.
Occam's critique, it will be seen, rests upon a very subtle logical
point, which is somewhat unique in medieval philosophy and
which anticipates views in modern symbolic logic. Occam was
recognized even in his own day as somewhat of an innovator,
although we have since learned that there were others of his
contemporaries of even more radical stature.
The second critique I gather from Gregory of Rimini, a younger
contemporary of Occam, whose thought evinces certain
affinities to that of the latter. Rimini's fame among logicians of
modern symbolic logic who attempt to see anticipations of later
more sophisticated developments in medieval philosophy, rests
upon his doctrine of the cornplexe significabile which seems to
be a subtle anticipation of our modern notion of a proposition,
or at least of the Fregean notion of the "object" of thought.
It should be remarked also, by way of introduction, that a great
deal of the ideas and interpretations as well as of the scholarly
references utilized in this paper came to me through
discussions with my former teacher and friend of happy
memory, the late, Julius R. Weinberg." (pp. 55-56)<
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Selected Bibliography on History of
the Ontological Argument from
Suárez to Frege
A Selection of Primary Authors
Legenda: P = Pro (accept the proof); C = Contra (rejected the proof);
I = indifferent (take no position on the proof).
References are to the most important works where ontological
argument is discussed.
P Francisco Suárez
P René Descartes
C Pierre Gassendi
P Henry More
P Ralph Cudworth
P Baruch Spinoza
P Nicolas Malebranche
P Gottfried Wilhelm Leibniz
P François Fénelon
P Samuel Clarke
P Christian Wolff
C David Hume
P Alexander Baumgarten
C Immanuel Kant
P Moses Mendelssohn
P Georg Wilhelm Friedrich Hegel
P Friedrich Wilhelm Joseph Schelling
C Ludwig Feuerbach
P Robert Flint
PFranz Brentano
C Gottlob Frege
Francisco Suárez (1548-1617)
Texts and translations
1. Suárez, Francisco. 1965. Disputationes Metaphysicae.
Hildesheim: Georg Olms.
The first edition was published in Salamanca (Spain) in 1597
(two wolumes) and reprinted in the Luis Vivés edition: R. P.
Francisci Suárez e societate Jesu, Opera omnia - in 26 volumes
(1856-1861) with two additional volumes of indexes (27-28);
the Disputationes Metaphysicae are in voll. 25-26.
The only complete translation is: Disputaciones metafisicas,
edición y traducción de Sergio Rabade Romeo, Salvador
Caballero Sanchez, Antonio Puigcerver Zanón, Madrid Editorial
Gredos, 1960-1966 (7 voll.).
2. ———. 2004. The Metaphysical Demonstration of the
Existence of God. Metaphysical Disputations 28-29. South
Bend: St. Augustine Press.
XXVIII: De divisione entis in infinitum et finitum; XXIX: De
Primo et increato Ente, an sit.
Translated and edited with an introduction (pp. X-XXIV) by
John P. Doyle.
Studies
1. Fastiggi, Robert. 1999. "The proof for the existence of God in
Suarez." In Francisco Suárez (1548-1617). Tradiçao e
Modernidade , edited by Cardoso, Adelino, Martins, Antonio
Manuel and Dos Santos, Leonel Ribeiro, 81-92. Lisboa: Ediçoes
Colibri.
René Descartes (1596-1650)
Texts and translations
1. Descartes, René. 1978. Méditations métaphysiques. Paris: Vrin.
French translation by Charles d'Albert, duc du Luyne (1647).
Œuvres complètes edited by Charles Adam and Paul Tannery,
originally published 1897-1913 in 12 volumes.Vol. IX, 1.
2. ———. 1983. Meditationes de prima philosophia. Paris: Vrin.
Written in 1641; See the III and V Meditations.
Œuvres complètes edited by Charles Adam and Paul Tannery,
originally published 1897-1913 in 12 volumes.Vol. VII.
Studies
1. Abbruzzese, John Edward. 2007. "The structure of Descartes's
ontological proof." British Journal for the History of
Philosophy no. 15:253-282.
2. Armogathe, Jean-Robert. 1995. "Caterus' objections to God." In
Descartes and His Contemporaries. Meditations, Objections
and Replies, edited by Ariew, Roger and Grene, Marjorie, 34-
43. Chicago: University of Chicago Press.
3. Cress, Donald. 1973. "Does Descartes' 'ontological argument'
really stand on its own?" Studi Internazionali di Filosofia no.
5:127-136.
A discussion of the Gouhier-Gueroult controversy on the
purpose of placing the ontological argument in Descartes' Fifth
Meditation.
4. ———. 1975. "Does Descartes have two "ontological
arguments?"." International Studies in Philosophy no. 7:155-
166.
"The ontological arguments of (1) the Fifth Meditation and (2)
the Principles and the Response to the Second set of Objections
differ in that they have two distinct major premises. By means
of a set of interlocking distinctions, I show how one might deal
with the vicious circle as well as resolve the dispute between
Gueroult and Gouhier on the standing of the ontological
argument in the Fifth Meditation."
5. Crocker, Sylvia Fleming. 1976. "Descartes' ontological
argument." Modern Schoolman no. 53:347-377.
6. Curley, Edwin. 2005. "Back to the ontological argument." In
Early modern philosophy. Mind, matter, and metaphysics,
edited by Mercer, Christa and O'Neill, Ellen, 46-64. New York:
Oxford University Press.
7. Dicker, Georges. 1993. Descartes. An Analytical and Historical
Introduction. New York: Oxford University Press.
Chapter 4. Meditation V: The Ontological Argument for the
Existence of God pp. 147-176.
8. Doney, Willis. 1991. "Did Caterus misunderstand Descartes's
ontological proof?" In René Descartes. Critical assessments.
Vol. II, edited by Moyal, Georges J.D., 344-353. London:
Routledge.
9. ———. 1993. "On Descartes' Reply to Caterus." American
Catholic Philosophical Quarterly no. 67:413-430.
"In Descartes' presentation of his a priori proof in the Fifth
Meditation, there are three sorts of problems often passed over
by commentators which will occupy me here. In each case, I
will first present the problem as clearly as I can and then
consider some important information found in the First Set of
Objections and Replies concerning a solution of the problem."
(p. 413)
10. ———. 2003. "Objections and Replies within the Fifth
Meditation." British Journal for the History of Philosophy no.
11:219-234.
11. Dougherty, Michael V. 2002. "The importance of Cartesian
triangles: a new look at Descartes's ontological argument."
International Journal of Philosophical Studies no. 10:35-62.
"In this paper, I argue that commentators have missed a
significant clue given by Descartes in coming to understand his
'ontological' proof for the existence of God. In both the analytic
and synthetic presentations of the proof throughout his
writings, Descartes notes that the proof works 'in the same way'
as a particular geometrical proof. I explore the significance of
such a parallel, and conclude that Descartes could not have
intended readers to think that the argument consists of some
kind of intuition. I argue that for Descartes the attribute of
existence is a 'second-order' attribute that is demonstrated to
belong to the idea of God on the basis of 'first-order' attributes.
The proof, properly understood, is in fact a demonstration.
Having brought to light the geometrical parallels between the
ontological and geometrical proofs, we have new evidence to
resolve the 'intuition versus demonstration' controversy that
has characterized much of the discussion of Descartes's
ontological argument."
12. Dutton, Blake. 1993. "The Ontological Argument: Aquinas's
Objection and Descartes' Reply." American Catholic
Philosophical Quarterly no. 67:431-450.
"One might wonder what Aquinas's response would have been
to Descartes' unique form of the ontological argument. He
certainly would not, as Descartes seems to think, find it
compatible with his own natural theology. But how exactly
would he have read it? Although one can only guess, I believe
he would have read it as a failed attempt to gain a supernatural
knowledge of God by the natural light of reason alone. More
specifically, he would have seen it as an attempt to attain a
knowledge of God that is accessible only to the elect in heaven
who enjoy the beatific vision.
We have seen that Aquinas rejects the possibility of all natural
knowledge which does not originate in the senses and is
independent of any sense-based image. This, of course, holds
true for natural knowledge of God as well. However, these
conditions do not pertain to the state of beatitude. In that state,
Aquinas tells us, the saints in heaven are granted an intellectual
vision of the essence of God to which no created similitude is
adequate. They are said to see the divine essence by an
uncreated similitude which, by virtue of being uncreated,
cannot be produced by the abstractive activity of the intellect
upon the image. Here the intellect has a direct apprehension of
its object which is not grounded in sense perception. Two
features of this account should strike us as familiar; the beatific
vision is an intellectual vision of the essence of God, and it is
not attained by the abstraction from an image. These features
are familiar because they are the very features we have found to
characterize Descartes' account of clear and distinct knowledge
of God. Such knowledge, Descartes claims, is of the nature of
God, and as it is attained only as the mind withdraws from any
presentation of the senses or the imagination, it is independent
of any image.
We may also recall that for Descartes the existence of God is
immediately and evidently known because in clearly and
distinctly perceiving the divine nature one also perceives that
existence pertains to that nature. Aquinas, because he denies
that we can have such natural knowledge of the essence of God,
denies that the existence of God is self-evident. Presumably,
though, this would not be the case for the saints in heaven who
are not bound by dependence on the senses or reliance on
images. We would expect that they, enjoying the vision of the
essence of God, would have the kind of immediate and evident
knowledge of the existence of God that Descartes claims for
himself. And this, it turns out, is exactly what we find. Aquinas
writes that "just as it is evident to us that a whole is greater
than a part of itself, so to those seeing the divine essence in
itself it is supremely self-evident that God exists because His
essence is His being" (Summa contra Gentiles I, 11, V, 5). Once
again, Descartes claims to see what Aquinas believes God has
reserved only for the eyes of the beatified." (pp. 448-449)
13. ———. 1993. "Suarezian Foundations of Descartes' Ontological
Argument." Modern Schoolman no. 70:245-258.
14. Forgie, William J. 1974. "Existence assertions and the
ontological argument." Mind no. 83:260-262.
"Many philosophers have claimed that Descartes' ontological
proof rests on the assumption that existence is not a property
and have then tried to attack that assumption by arguing that
existence assertions are not subject-predicate assertions. I try
to show that this kind of attack on Descartes is misguided. I
distinguish a 'semantic' and an 'ontological' criterion of
propertyhood. I argue that 1) Descartes' argument at most
requires that existence be a property in the ontological, not the
semantic, sense; and that 2) if existence assertions are not
subject-predicate assertions it follows only that existence is not
a property in the semantic sense."
15. ———. 1976. "Is the Cartesian ontological argument defensible."
New Scholasticism no. 50:108-121.
"Consider the following traditional criticism of Descartes'
ontological argument. "Either Descartes' first premiss ('God is a
supremely perfect being') is a categorical assertion, in which
case his argument begs the question by assuming the existence
of a subject of such an assertion, or it is a disguised
hypothetical assertion, in which case Descartes' conclusion --'
God exists' -- will also be hypothetical and so will lack
existential import." Anthony Kenny has recently argued that
this criticism can be avoided by construing Descartes' first
premiss as a non-question-begging, but nevertheless
categorical, assertion. I consider a number of different ways of
so construing Descartes' initial premiss, e.g., as an assertion
about a being in fiction or (following Anselm) a being in the
understanding, or an assertion about a Meinongian "pure
object" (Kenny's example). I argue that construing Descartes'
first premiss in any of these ways does nothing to avoid the
heart of the traditional criticism."
16. ———. 1990. "The Caterus objection." International Journal
for Philosophy of Religion no. 28:81-104.
"A successful ontological argument must meet Caterus's
objection that the argument's conclusion lacks existential
import. Caterus thought this was true of Descartes's argument
because Descartes's conclusion was merely a hypothetical, or
conditional, statement. However, it is easy -- by a device I call
"subjectizing" the argument -t o produce an ontological
argument with a categorical, not hypothetical, conclusion.
Anselm's arguments, as well as certain contemporary modal
arguments, are "subjectized" and so appear to avoid the Caterus
objection. This paper examines the nature of the subjectizing
process and argues that even though it yields ontological
arguments with categorical conclusions it guarantees that those
conclusions still lack existential import."
17. Goudriaan, Aza. 1999. Philosophische Gotteserkenntnis bei
Suárez und Descartes in Zusammenhang mit der
niederlandischen reformierten Theologie und Philosophie des
17. Jahrunderts. Leiden: Brill.
English summary pp. 308-312.
18. Humber, James M. 2003. "The order and placement of
Descartes' proofs of God in the Meditations." Philosophical
Inquiry.International Quarterly no. 25:41-58.
19. Kenny, Anthony P. 1969. "Descartes' ontological argument." In
Fact and Existence, edited by Margolis, Joseph, 18-36. Oxford:
Basil Blackwell.
Symposium with Anthony Kenny (pp. 18-36), Norman Malcolm
(pp. 36-43); Terence Penelhum (pp. 43-55), comments by
Bernard Williams (pp. 55-56) and Ernest Sosa (pp. 56-58) and
reply by Anthony Kenny (pp. 58-62).
20. Miner, Robert C. 2002. "The dependence of Descartes'
ontological proof upon the doctrine of Causa Sui." Revista
Portuguesa de Filosofia no. 58:873-886.
"Can God be the efficient cause of Himself (Causa Sui)? It is
well known that Descartes answers this question in the
affirmative, but it is considerably less clear why. The main
contention of the essay is that Descartes advances the causa sui
doctrine because he came to think that the ontological proof of
Meditation V required it. We argue these contentions through a
close analysis of Descartes' initial articulation of causa sui in
response to Caterus, followed by attention to the reformulation
of the doctrine in response to the logical objections posed by
Arnauld. Our understanding of causa sui as a move made
within the horizon of the ontological proof not only illuminates
why Descartes would have defended a doctrine as conceptually
problematic as causa sui, but also provides an alternative to
Jean-Luc Marion's view that causa sui constitutes a third,
distinct proof for the existence of God."
21. Nicolle, Jean-Marie. 2008. "The mathematical analogy in the
proof of God's existence by Descartes." In Mathematics and the
divine. A historical study, edited by Koetsier, Teun and
Bergmans, Luc, 387-403. Amsterdam: Elsevier.
22. Nolan, Lawrence. 2005. "The ontological argument as an
exercise in Cartesian therapy." Canadian Journal of
Philosophy no. 35:521-562.
"I argue that Descartes intended the so-called ontological
"argument" as a self-validating intuition, rather than as a
formal proof. The textual evidence for this view is highly
compelling, but the strongest support comes from
understanding Descartes's diagnosis for why God's existence is
not immediately self-evident to everyone and the method of
analysis that he develops for making it self-evident. The larger
aim of the paper is to use the ontological argument as a case
study of Descartes's non-formalist theory of deduction and his
method of analysis, showing how he conceives the latter as a
form of philosophical therapy."
23. Nolan, Lawrence, and Nelson, Alan. 2006. "Proofs for the
existence of God." In The Blackwell Guide to Descartes'
Meditations, edited by Gaukroger, Stephen, 104-121. Malden:
Blackwell.
"We argue that Descartes's theistic proofs in the Meditations
are much simpler and straightforward than they are
traditionally taken to be. In particular, we show how the causal
argument of the "Third Meditation" depends on the intuitively
innocent principle that nothing comes from nothing, and not
on the more controversial principle that the objective reality of
an idea must have a cause with at least as much formal reality.
We also demonstrate that the so-called ontological "argument"
of the "Fifth Meditation" is best understood not as a formal
proof but as an axiom, revealed as self-evident by analytic
meditation."
24. Tweyman, Stanley. 1991. "Deus ex Cartesio." In René
Descartes. Critical Assessments. Vol. II, edited by Moyal,
Georges J. D., 329-343. London: Routledge.
25. Van Inwagen, Margery Naylor. 1969. Descartes' three versions
of the ontological argument, University of Rochester, New
York.
Available at ProQuest Dissertation Express. Order number:
7002919.
26. Wee, Cecilia. 2014. "Descartes's Ontological Proof of God's
Existence." British Journal for the History of Philosophy no.
20:23-40.
Pierre Gassendi (1592-1655)
Texts and translations
1. Gassendi, Pierre. 1962. Disquisitio metaphysica, seu
Dubitationes et instantiae adversus Renati Cartesii
metaphysicam et responsa. Paris: Vrin.
Recherches métaphysiques, ou Doutes et instances contre la
métaphysique de R. Descartes et ses réponses (Answer to
Descartes' reply to Gassendi's objections published in 1644).
Texte établi, traduit et annoté par Bernard Rochot.
2. ———. 1983. Objectiones Quintae adversus Descartes
Meditationes. Paris: Vrin.
Written in 1644.
Œuvres complètes edited by Charles Adam and Paul Tannery,
originally published 1897-1913 in 12 volumes.Vol. VII.
Studies
1. Forgie, William J. 2007. "Gassendi and Kant on existence."
Journal of the History of Philosophy no. 45:511-523.
"In rejecting Descartes's ontological proof for the existence of
God, Gassendi maintained that existence is not a property and
Kant said that it is not a "real predicate". It is commonly
supposed that both are making the same claim. Some have even
thought that they advance essentially the same argument for
that same claim. I believe none of this is correct. Gassendi and
Kant offer different arguments. And they are arguing for
different conclusions. These differences stem from a more
fundamental one: they mean different things by existence."
Henry More (1614-1687)
Texts
1. More, Henry. 1966. Antidotus adversus Atheismus.
Hildesheim: Georg Olms.
First edition 1652.
In: Opera omnia - Vol. I Opera theologica - Vol II - III Opera
philosophica - London 1674-1679.
Studies
Ralph Cudworth (1617-1688)
Texts
1. Cudworth, Ralph. 1966. The True Intellectual System of the
Universe. Hildesheim: Georg Olms.
First edition 1678.
Studies
Baruch Spinoza (1632-1677)
Texts and translations
1. Spinoza, Baruch. 1925. Renati Cartesi Principia philosophiae -
Cogitata metaphysica. Heidelberg: Carl Winters.
First edition 1663.
Critical edition in: Spinoza Opera, edited by Carl Gebhardt.
2. ———. 1925. Ethica more geometrico demonstrata.
Heidelberg: Carl Winters.
First edition 1677.
Critical edition in: Spinoza Opera, edited by Carl Gebhardt.
3. ———. 1986. Korte Verhandeling van God, de mensch en
deszelus welstand (Short Treatise on God, Man, and His Well-
Being). L'Aquila: Japadre.
Written in 1661; first edition 1854.
Critical edition with introduction and Italian translation by
Filippo Mignini: Breve trattato su Dio, l'uomo e il suo bene.
Studies
1. Bar-On, Abraham Zvie. 1983. "The ontological proof --
Spinoza's version. In comparison with those of St. Anselm and
Descartes." In Spinoza. His Thought and Work , edited by
Rotenstreich, Nathan and Schneider, Norma, 101-109.
Jerusalem: Israel Academy of Sciences and Humanities.
"My chief concern in this paper is the question : in what way, if
at all, did Spinoza incorporate the Ontological Proof of the
Existence of God (OP) into his philosophical system? It may be
proper, however, to first consider another question : what kind
of proof of the existence of God is it appropriate to call
'ontological' ? This cannot be gathered from Spinoza's writings
for the simple reason that the term was coined more than a
century after his death. It was done by Kant in his
Transcendental Dialectic within his classification of the
traditional arguments for the existence of God, each class to be
refuted in its turn. (1)
There is enough textual evidence to show that in the refutation
of the OP Kant was taking issue with an argument found in
Descartes's texts, first and foremost in his Fifth Meditation.
Once christened `ontological', however, arguments of this
pattern have been traced by post-Kantian scholars to works of
philosophers both preceding and succeeding Descartes. The
search for the origin led eventually to St. Anselm's Proslogion,
which has been recognized as containing the classical version of
the OP. Still, Descartes's rendition remained a milestone in the
history of the OP, both in view of Descartes's impact upon the
whole course of modern philosophy and of the importance of
the OP in the Cartesian system. This is particularly relevant to
our context in view of the considerable impact of Descartes
upon Spinoza's philosophy.
Under the circumstances a comparative analysis of St.
Anselm's, Descartes's and Spinoza's versions of the OP will
prepare the ground for dealing with my main question. In
adopting this strategy I follow Harry Wolfson. (2) In my view,
however, Wolfson's implementation of this method resulted in
a highly objectionable conception of the OP. Let us examine
Wolfson's argument to see what I have in mind."
(1) See Immanuel Kant's Critique of Pure Reason, translated by
Norman Kemp Smith, New York 1961, pp. 500 ff.
(2) See H. A. Wolfson, The Philosophy of Spinoza, I, New York
1958, pp. 158 ff.
2. Friedman, Joel I. 1982. "Was Spinoza fooled by the ontological
argument?" Philosophia no. 11:307-344.
"First, I give Spinoza's version of the ontological argument for
God's existence. Then I logically reconstruct this version,
showing how to avoid any first-order existence predicate, as
well as any misuse of proper names and definite descriptions.
Thus, I show how Spinoza may avoid objections of Kant, Frege,
and Russell. However, my logical reconstruction requires the
questionable premise: "every causally necessary being is
logically (metaphysically) necessary". Conclusion: modal
confusion is unavoidable in the ontological argument."
3. Garrett, Don. 1979. "Spinoza's 'Ontological' Argument."
Philosophical Review no. 88:198-223.
"Spinoza's arguments for the existence of God in proposition xi
of the Ethics are usually characterized as ontological, and are
often said, in spite of Spinoza's argumentation, essentially to
report the results of a private "rational perception." I argue that
Spinoza offers four interrelated arguments which resemble
ontological arguments in being essentially a priori and in
relying on a definition of "God," but which resemble
cosmological arguments in depending on a version of the
principle of sufficient reason. These arguments are valid; if
sound, they would show that a sufficiently rational being could
indeed "rationally perceive" the necessary existence of God."
4. Humber, James. 1972. "Spinoza's proof of God necessary
existence." Modern Schoolman no. 49:221-233.
5. Jarrett, Charles. 1976. "Spinoza's Ontological Argument."
Canadian Journal of Philosophy no. 6:685-691.
"I argue that Spinoza's ontological argument is successful when
it is understood to have two premises: (i) it is possible for God
to exist, (ii) it is necessary that, if God exists, he necessarily
does. The argument is valid in S5. Spinoza is in a position to
establish the second premise of the argument on the basis of his
definitions and axioms. The first premise was assumed to be
true, but, as Leibniz noted, it must be established for the
conclusion of the argument to be forthcoming. This is one of
the main problems with the argument, and it requires a
solution to the problem of the attributes. Certain alternate
interpretations of Spinoza are then argued to be deficient on
textual and logical grounds."
6. ———. 1978. "The Logical Structure of Spinoza's Ethics, Part I."
Synthese no. 37:15-65.
7. Lin, Martin. 2007. "Spinoza's arguments for the existence of
God." Philosophy and Phenomenological Research no. 75:269-
297.
"It is often thought that, although Spinoza develops a bold and
distinctive conception of God (the unique substance, or Natura
Naturans, in which all else inheres and which possesses
infinitely many attributes, including extension), the arguments
that he offers which purport to prove God's existence contribute
nothing new to natural theology. Rather, he is seen as just
another participant in the seventeenth century revival of the
ontological argument initiated by Descartes and taken up by
Malebranche and Leibniz among others. That this is the case is
both puzzling and unfortunate. It is puzzling because although
Spinoza does offer an ontological proof for the existence of God,
he also offers three other non-ontological proofs. It is
unfortunate because these other non-ontological proofs are
both more convincing and more interesting than his ontological
proof. In this paper, I offer reconstructions and assessments of
all of Spinoza's arguments and argue that Spinoza's
metaphysical rationalism and his commitment to something
like a Principle of Sufficient Reason are the driving force
behind Spinoza's non-ontological arguments."
8. Marcus, Ruth Barcan. 1983. "Bar-On on Spinoza's ontological
proof." In Spinoza. His thought and work , edited by
Rotenstreich, Nathan and Schneider, Norma, 101-119.
Jerusalem: The Israel Academy of Sciences and Humanities.
"Bar-On proposes to show how the ontological proof is
incorporated, if at all, into Spinoza's philosophical system.
Preliminary to that he wants, following Wolfson's strategy, to
consider the nature of the ontological proof. Preliminary to
that, in turn, he wants to show that Wolfson's claims about the
ontological proofs in Anselm, Descartes, and Spinoza are
"highly objectionable".
I should like in my comments to begin by defending Wolfson. It
seems to me that his claims are not "highly objectionable". They
are in fact well focussed and more consistent with Bar-On's
analysis than he believes them to be." p. 101
"I should like in conclusion to say something about the uses of
modal logic in our understanding of proofs which have been
classified as ontological. Some and perhaps much of the recent
revival of interest in such proofs stems from the revived interest
in modal logic and the belief that ontological arguments can be
translated into modal arguments. I do not propose to go into
those various efforts with respect to Anselm's and Descartes's
versions, although the extent to which those efforts succeed, fail
or are misapplied is itself illuminating. I should like just to
mention in passing one such attempt with respect to Spinoza.
In a paper "Spinoza's Ontological Argument" Charles Jarett (*)
argues that if we interpret the first part of the Ethics as
claiming that
(1) It is possible that God exists
(2) Necessarily (If God exists then he exists necessarily) it
follows in one of the strong modal systems (with some
constraints on what is known as the Barcan formula) that
(3) Necessarily God exists.
I do not propose to discuss whether such an argument can be
culled from the Ethics. A strong case has been made for it. As it
and many such attempts stand, it is not an ontological
argument which is being presented. It does not have the
requisite epistemological features. There is no conditional
which takes us from what is conceived to what is known or to
what exists. There is no argument to warrant the identification
of conceivable with possible. Indeed, if the modal operators are
taken as operators for logical, or what Kripke has lately called
metaphysical possibility and necessity, then modal arguments
like Jarett's, if valid, would remain valid in the absence of an
epistemological subject or an idea of God altogether. Still,
modal logic is not without its uses in sorting out some of the
confusions which stem from the interplay of modal and
epistemic notions and in clarifying such relationships as they
occur in rationalist arguments like the cogito and the
ontological proofs." (p. 119)
(*) C. J. Jarett, "Spinoza's Ontological Argument", Canadian
Journal of Philosophy , VI (1976), pp. 685-691.
9. ———. 1986. "Spinoza and the ontological proof." In Human
nature and natural knowledge. Essays presented to Marjorie
Grene on the occasion of her seventy-fifth birthday , edited by
Donagan, Alan, Perovich, Anthony N. and Wedin, Michael V.
Dodrecht: Reidel.
Reprinted in: R. B. Marcus - Modalities. Philosophycal essays -
New York, Oxford University Press, 1993, pp. 163-177.
"This paper attempts to characterize the "ontological proof" for
the existence of God. It discusses Wolfson's analysis of the
proof and argues that his characterization is not mistaken but
insufficient. It is then argued that the characterization here
proposed provides a good account of Anselm's and Descartes'
proof, but shows that there is no "ontological proof" in Spinoza.
The paper concludes by identifying a confusion between
metaphysical and epistemological notions, which conflates very
different arguments under the heading "ontological proof"."
10. Mignini, Filippo. 1990. "Per una storia dell'argomento
ontologico in Spinoza. Le "prove" del "Tractatus de intellectus
emendatione"." In L'argomento ontologico / The ontological
Argument / L'argument ontologique / Der Ontologische
Gottesbeweis , edited by Olivetti, Marco M., 203-221. Padova:
CEDAM.
11. Saccaro del Buffa, Battisti Giuseppa. 1990. "La dimostrazione
dell'esistenza di Dio dall'abbozzo del 1661 e dalla Korte
Verhandeling al "De Deo"." In Dio, l'uomo, la libertà. Studi su
"Breve Trattato" di Spinoza , edited by Mignini, Filippo, 95-
118. L'Aquila: Japadre Editore.
12. Singer, Brent A. 1990. "Spinoza, Heidegger, and the Ontological
Argument." Journal of the British Society for Phenomenology
no. 21:265-273.
"In spite of the prima facie differences between Spinoza and
Heidegger, I argue that Heidegger's views in his 1929 lecture,
Was ist Metaphysik? , are both consistent with, and
supplemental to, the basic premise of Spinoza's ontological
argument in Part One of his Ethics . According to this view,
being held out into the nothing, in Heidegger's sense, is a
condition without which substance can not be adequately
conceived, while at the same time, being held out into the
nothing does not preclude the possibility that substance,
defined as an infinite being without negation, does exist."
13. Sobel, Jordan Howard. 2000. "A 'Russell' of Spinoza's
ontological argument." In The Logic Yeabook 1999 , edited by
Childers, Timothy, 149-163. Praha: Filosofia.
"Spinoza's reasoning for proposition eleven of Ethics pivots on
the sentence 'The infinite substance cannot be conceived not to
exist'. This sentence figures in two inferences, for one of which
its description needs to have wide -- and its negation narrow -
scope, whereas for the other these scopes needs to be narrow
and wide respectively. That is how Spinoza managed to
persuade himself that he had demonstrated from certain
premises that the infinite substance necessarily exists, though
in fact this conclusion is not entailed by those premises."
Nicolas Malebranche (1638-1715)
Texts and translations
1. Malebranche, Nicolas. 1962. De la recherche de la vérité. Paris:
Vrin.
First edition 1674.
Critical edition in: Oeuvres complètes, edited by André
Robinet.
2. ———. 1962. Entretiens sur la métaphysique et la religion.
Paris: Vrin.
First edition 1688.
Critical edition in: Oeuvres complètes, edited by André
Robinet.
Studies
1. Lardic, Jean-Marie. 1996. "Malebranche et l'argument
ontologique." Revue Philosophique de la France et de
l'Étranger :503-519.
2. Rome, Beatrice K. 1963. The philosophy of Malebranche. A
study of his integration of Faith, Reason, and Experimental
Observation . Chicago: Henry Regnery.
Chapter III § e): God as Being. The Ontological Proof pp. 143-
150.
Gottfried Wilhelm Leibniz (1646-1716)
Texts and translations
1. Leibniz, Gottfried Wilhelm. 1676. Quod ens perfectissimum sit
possibile.
C. I. Gerhardt (ed.), Die philosophischen Schriften von
Gottfried Wilhelm Leibniz, Berlin, 1875 ss., vol. 7, pp. 261-262;
critical edition in G. W. Leibniz, Sämtliche Schriften und
Briefe, Leipzig-Berlin, Akademie Verlag, VI, 3, 1980, n. 79, pp.
571-573.
2. ———. 1678. Epistola ad Hermannum Conringium de
Cartesiana demonstratione existentiae Dei.
First edition: (excerpt) Theodor Wilhelm Ritmeier, Dissertatio
de praecipuis errorum causis in prima philosophia, Helmst,
1727, p. 29; C. I. Gerhardt (ed.), Die philosophischen Schriften
von Gottfried Wilhelm Leibniz, Berlin, 1875, vol. 1, p. 188;
critical edition in G. W. Leibniz, Sämtliche Schriften und
Briefe, Leipzig-Berlin, Akademie Verlag, II, 1, Darmstadt 1926;
second revised edition Berlin 1987, n. 162, pp. 578-584 (cfr. p.
583).
3. ———. 1697. Animadversiones in partem generalem
Principiorum Cartesianorum.
C. I. Gerhardt (ed.), Die philosophischen Schriften von
Gottfried Wilhelm Leibniz, Berlin, 1875 ss., vol. 4, pp. 350-392;
G. W. Leibniz, Opuscules philosophiques choisis, Paris: Vrin,
1962, pp. 31-160 (with French translation).
4. ———. 1700. De la démonstration cartesienne de l'existence de
Dieu.
C. I. Gerhardt (ed.), Die philosophischen Schriften von
Gottfried Wilhelm Leibniz, Berlin, 1875 ss., vol. 4, pp. 401-404.
5. ———. 1714. Monadologie.
First edition in a German translation by Heinrich Köhler, Des
Hn. Gottfried Wilh. von Leibnitz Lehrsätze über die
Monadologie imgleichen von Gott und seiner Existenz, seinen
Eigenschafften, und von der Seele des Menschen, Frankfurt
und Leipzig: Johann Meyer 1720, pp. 1-42; Latin translation by
Michael Gottlieb Hansch with the title Principia philosophiae,
Acta Eruditorum, février 1721, Supplementum, T. VII, XI, pp.
500-514; first edition of the original French text by Johann
Erdmann with the title La Monadologie, in God. Guil. Leibnitii
Opera Philosophica quae extant Latina, Gallica, Germanica
omnia, Berlino 1839, 1, 702-712.
Critical edition by André Robinet: Principes de la nature et de
la grâce fondés en raison, Principes de la philosophie ou
monadologie, Paris: Presses universitaires de France, 1954.
6. ———. 1684. "Meditationes de cognitione, veritate et ideis."
Acta Eruditorum no. Novembre:537-542.
C. I. Gerhardt (ed.), Die philosophischen Schriften von
Gottfried Wilhelm Leibniz, Berlin, 1875 ss., vol. 4, pp. 422-426;
critical edition in G. W. Leibniz, Sämtliche Schriften und
Briefe, Leipzig-Berlin, Akademie Verlag, VI, 4, 1999, n. 141,
585-592.
7. ———. 1701. "De la démonstration cartésienne de l'existence de
Dieu du R. P. Lamy." Mèmoires de Trévoux no.
Septembre:200-207.
C. I. Gerhardt (ed.), Die philosophischen Schriften von
Gottfried Wilhelm Leibniz, Berlin, 1875 ss., vol. 4, pp. 405-406.
Studies
1. Adams, Robert Merrihew. 1994. Leibniz. Determinist, Theist,
Idealist. New York: Oxford University Press.
See Chapters: 4. The Ens Perfectissimus 113; 5. The Ontological
Argument 135; 6. Existence and essence 157-176.
"The metaphysical core of Leibniz's philosophical theology has
attracted less attention than its intrinsic interest deserves. In
some ways it is also the core of his metaphysics. It is intricately
connected with his logical doctrines and is the context for his
fullest reflections about the nature of existence and of essence,
and also about the most general structural relationships of the
properties of things. These topics are discussed in Part II of the
book, in the framework of a comprehensive study of Leibniz's
treatment of the ontological argument for the existence of God,
which I regard as exceptionally interesting. I do not think
Leibniz's or any other version of the ontological argument is
likely to convince many people of the existence of God, but a
related argument, which seems to me to have more persuasive
force, and perhaps to be the most promising of all a priori
arguments for the existence of God, is discussed in Chapter 7.
One reason for the neglect of this part of Leibniz's thought is
that its fullest development, in most respects, came in his early
years, and many of the most important texts were quite
inaccessible until the relevant volume of the Academy edition of
Leibniz's works (A VI,iii) was published in 1980. I have tried to
give a full account of the most important texts." pp. 4-5
2. Bausola, Adriano. 1981. "Die Möglichkeit des Vollkommensten
Wesens und der Ontologische Gottesbeweis: die position von
Leibniz." Studia Leibnitiana no. 13:1-24.
3. ———. 2000. "Il perfezionamento dell'argomento ontologico
nel carteggio Leibniz-Eckhard." Rivista di Filosofia Neo-
Scolastica no. 92:241-260.
4. Blumenfeld, David. 1995. "Leibniz's Ontological and
Cosmological Arguments." In The Cambridge Companion to
Leibniz, edited by Jolley, Nicholas, 353-381. Cambridge:
Cambridge University Press.
5. Consuelo, Martínez Priego. 2000. Las formulaciones del
argumento ontológico de Leibniz. Navarra: Servicio de
publicaciones de la Univesidad de Navarra.
Recopilación, traducción, comentario y notas,
6. González, Ángel Luis, ed. 2004. Las demonstraciones de la
existencia de Dios según Leibniz. Pamplona: Eunsa.
7. Gotterbarn, Donald. 1976. "Leibniz's Completion of Descartes's
Proof." Studia Leibnitiana no. 8:105-112.
8. Hunter, Graeme. 2014. ""La plus belle proposition modale", ou
commnet Leibniz améliora la version cartésienne de l'argument
ontologique." In Descartes et se critiques, edited by Charles,
Sébastien and Malinowski-Charles, Syliane, 53-71. Paris:
Hermann.
9. Iwanicki, Joseph. 1933. Leibniz et les démonstrations
mathématiques de l'existence de Dieu. Strasbourg: Librairie
Universitaire d'Alsace.
10. Jalabert, Jacques. 1960. Le Dieu de Leibniz. Paris.
11. Janke, Wolfgang. 1963. "Das ontologische Argument in der
Frühzeit des Leibnizschen Denkens (1676-78)." Kant-Studien
no. 54:259-287.
12. Krauze-Blachowicz, Krystyna, and Kłos, Jan. 2017. "Content
Analysis of the Demonstration of the existence of God Proposed
by Leibniz in 1666." Roczniki Filozoficzne:57-75.
13. Latzer, Michael. 1997. "The Proofs for the Existence of God:
Henry of Ghent and Duns Scotus as Precursors of Leibniz."
Modern Schoolman no. 74:143-160.
14. Lenzen, Wolfgang. 1990. "Leibnizens ontologischer
Gottesbeweis und das Problem der unmöglichen Dinge." In
Mathesis rationis. Festschrift für Heinrich Schepers, edited by
Albert, Heinekamp, Lenzen, Wolfgang and Schneider, Martin,
285-300. Münster: Nodus.
Nachdruck in: W. Lenzen, Calculus Universalis, Paderborn,
Mentis, 2004, pp. 331-342.
15. ———. 2017. "Leibniz’s Ontological Proof of the Existence of
God and the Problem of »Impossible Objects«." Logica
Universalis no. 11:85-104.
16. Loewer, Barry. 1978. "Leibniz and the Ontological Argument."
Philosophical Studies no. 34:105-109.
"According to Leibniz, Descartes' ontological argument
establishes that if God possibly exists then God exists. To
complete the argument a proof that God possibly exists is
required. Leibniz attempts a proof-theoretic demonstration
that 'God exists' is consistent and concludes from this that 'God
possibly exists is true'. In this paper I formalize Leibniz's
argument in a system of modal logic. I show that a principle
which Leibniz implicitly uses, 'if a is consistent then a is
possibly true' is either mistaken or useless in completing the
ontological argument."
17. Look, Brandon C. 2006. "Some Remarks on the Ontological
Arguments of Leibniz and Gödel." In Einheit in der Vielheit:
Akten des VIII. Internationalen Leibniz Kongresses. Hannover
24-29 July 2006, edited by Herbst, Jürgen, Breger, Herbert
and Erdner, Sven, 510-517. Hannover: Hartmann.
18. Nicolosi, Salvatore. 1990. "L'argomento ontologico secondo
Leibniz tra riserve e integrazioni." In L'argomento Ontologico,
edited by Olivetti, Marco M., 223-235. Padova: CEDAM.
19. Riley, Patrick. 1983. "Leibniz' Unpublished Remarks on the
Abbé Bucquoi's Proof of the Existence of God (1711)." Studia
Leibnitiana no. 15:215-220.
"Leibniz' critical remarks on the Abbé Bucquoi's Pensées sur
l'Existence de Dieu -- written in November 1711, (1) between the
publication of his Essais de Theodicée (1710) (2) and his
departure for the final visit to Vienna (1712) that yielded the
Monadology and the Principles of Nature and Grace (3) -- are
published here, for the first time, by generous permission of the
Niedersächsische Landesbibliothek, Hannover. (4)
They do not revolutionize our view of Leibniz' philosophy; but
they do throw a little additional light on his doubts about
Descartes' version of the ontological proof of the existence of
God. (5) And they provide an opportunity to recall some of the
facts about the existence of the Abbé Bucquoi - one of the
liveliest philosophical adventurers of Leibniz' day."
(1) Leibniz' unpublished manuscript is listed in Kurt Müller and
Gisela Krönen (eds.), Leben und Werk von Gottfried Wilhelm
Leibniz: Eine Chronik (Frankfurt am Main, 1969), p. 227. Dr.
Gerda Utermöhlen, of the Leibniz-Archiv, Hannover, made it
possible for me to see and transcribe Leibniz' manuscript in
September 1982.
(2) Leibniz, Essais de Theodicee sur la Bonté de Dieu, la
Liberté de l'Homme, et l'Origine du Mal (Amsterdam, 1710).
(3) See Muller and Krönert, Leben und Werk von Gottfried
Wilhelm Leibniz, op. cit., pp. 232-247.
(4) Through the kind intercession of Dr. Gerda Utermöhlen.
(5) For a good brief account of these doubts, see Robert Latta's
edition of The Monadology and other Philosophical Writings
(Oxford Press, 1898), pp. 274-277. For a brilliant but less
sympathetic account, see Bertrand Russell, A Critical
Exposition of the Philosophy of Leibniz (Cambridge, 1900), pp.
172-175.
20. Tortolone, Gian Michele. 1990. "La trattazione dell'argomento
ontologico nel carteggio Leibniz-Jaquelot (1702-1704)."
Filosofia no. 41:69-101.
21. Woltzenlogel Paleo, Bruno, Benter, Matthias, Benzmüller,
Christoph, and Streit, David. 2016. "Analysis of an Ontological
Proof Proposed by Leibniz." In Death and Anti-Death, Volume
14: Four Decades after Michael Polanyi, Three Centuries after
G.W. Leibniz, edited by Tandy, Charles, 333-352. Ann Arbor
(MI): Ria University Press.
François Fénelon (1651-1715)
Texts and translations
1. Fénelon, François. 1990. Traité de l'existence de Dieu. Paris:
Éditions universitaires.
First edition 1713.
Édition critique établie par Jean-Louis Dumas.
Studies
Samuel Clarke (1675-1729)
Texts
1. Clarke, Samuel. 1998. A Demonstration of the Being and
Attributes of God. More Particularly in Answer to Mr Hobbes,
Spinoza and Their Followers. Cambridge: Cambridge
University Press.
First edition 1705.
Reprint: A Demonstration of the Being and Attributes of God
and Other Writings - Edited by Ezio Vailati.
Studies
Christian Wolff (1679-1754)
Texts and translations
1. Wolff, Christian. 1981. Theologia naturalis. Pars Posterior qua
existentia et attributa Dei ex notione entis perfectissimi et
natura animae demonstrantur, et Atheismi, Deismi, Fatalismi,
Naturalismi, Spinosismi, aliorumque de Deo errorum
fundamenta subvertuntur. Hildesheim: Georg Olms.
First edition 1737.
Reprint of the 1741 edition with introduction, notes and index
by Jean École.
Studies
1. Bissinger, Anton. 1975. "Das ontologische Argument bei
Christian Wolff." Analecta Anselmiana no. 4:243-247.
2. École, Jean. 1979. "Les preuves wolfiennes de l'existence de
Dieu." Archives de Philosophie no. 42:381-396.
3. Paolinelli, Marco. 1974. "San Tommaso e Christian Wolff
sull'argomento ontologico." Rivista di Filosofia Neo-Scolastica
no. 66:897-945.
David Hume (1711-1776)
Texts
1. Hume, David. 1993. Dialogues concerning natural religion.
New York: Oxford University Press.
First edition 1779 (on the a priori arguments for the existence
of God, see part IX).
Reprinted in: Principal writings on religion including
Dialogues concerning natural religion; The natural history of
religion - Edited with an introduction by J.C.A. Gaskin.
Studies
1. Stahl, Donald E. 1984. "Hume's Dialogue IX defended."
Philosophical Quarterly no. 34:505-507.
2. Stove, D.C. 1978. "Part IX of Hume's Dialogues ." Philosophical
Quarterly no. 28:300-309.
Alexander Baumgarten (1714-1762)
Texts and translations
1. Baumgarten, Alexander. 1963. Metaphysica. Hildesheim:
Georg Olms.
First edition 1740.
Reprint of the Seventh edition (1779): Hildesheim, Georg Olms,
1969.
English translation by Courtney D. Fugate and John Hymers:
Metaphysics. A Critical Translation with Kant's Elucidations,
Selected Notes and Related Materials, New York:
Continuum, 2013.
Studies
Immanuel Kant (1724-1804)
Texts and translations
1. Kant, Immanuel. 1979. The one possible basis for a
demonstration of the existence of God. Lincoln: University of
Nebraska Press.
Translation and introduction by Gordon Treash.
2. ———. 1998. Kritik der reinen Vernunft. Berlin: Akademie
Verlag.
First edition 1781, second edition 1787.
Reprint edited by Georg Mohr and Marcus Willaschek.
3. ———. 1998. Der einzig mögliche Beweisgrund zu einer
Demonstration des Daseyns Gottes. Darmstadt:
Wissenschaftliche Buchgesellschaft.
First edition 1763.
I. Kant - Werke in sechs Bänden - Vol. II - Edited by Wilhelm
Weischedel.
Studies
1. Charles, Sébastien. 2000. "De l'utilisation critique d'un
exemple monétaire en philosophie: Kant face à Buffier." Kant-
Studien.Philosophische Zeitschrift der Kant-Gesellschaft no.
91:356-365.
"In this article, I establish a conceptual link between Claude
Buffier, a French Jesuit of the beginning of the eighteenth
century, and Immanuel Kant, pertaining to the question of the
refutation of the ontological argument. By using the same
'monetary' example, the two thinkers deal with the question of
exteriority and conceptualization.
However, there are differences in their treatment of the
ontological argument. After providing a detailed analysis of the
relevant points in Buffier's Metaphysical Conversations and
Kant's Critique of Pure Reason I argue that Buffier's work truly
influenced Kant, but I deny that the Konigsbergean was guilty
of plagiarism. Yet, even if they are concerned with the same
problem, there are obvious philosophical differences between
the French partisan of common sense and the German
philosopher."
2. Engel, Morris S. 1963. "Kant's 'Refutation' of the Ontological
Argument." Philosophy and Phenomenological Research no.
24:20-35.
3. Everitt, Nicholas. 1995. "Kant's Discussion of the Ontological
Argument." Kant-Studien.Philosophische Zeitschrift der Kant-
Gesellschaft no. 86:385-405.
4. "Traditional interpretations claim that Kant criticizes the
ontological argument for invoking a logically flawed concept of
necessary existence. They further claim that Kant produces
"good" arguments supporting this criticism. This paper claims
that none of Kant's arguments support the criticism, but that he
is not trying to produce such arguments anyway. His objections
to the ontological argument are epistemological, not logical. He
thinks that although we cannot have good reason to believe that
there is a necessarily existent being, we can certainly believe or
have faith that such a being exists, and hence that the concept
of such a being is logically in the clear."
5. Ferrari, Jean. 1990. "La critique kantienne de la preuve
ontologique, "dite cartesienne", de l'existence de Dieu." In
L'argomento Ontologico, edited by Olivetti, Marco M., 247-
254. Padova: CEDAM.
6. Forgie, William J. 1975. "Kant and the question 'Is existence a
predicate?'." Canadian Journal of Philosophy no. 5 (4):563-
582.
"Kant's arguments that existence is not a first-level property
can be seen as motivated by what I call his "doctrine of
isomorphism." The supposition that existence is a first-level
predicate is rejected because it conflicts with this doctrine. I
argue that there is no conflict provided one does not confuse
"intentional" and "extensional" claims about the object of a
concept. Thus Kant's arguments fail. Kant also claimed that
existence "is" a "second" -level property. but his argument for
that claim -- which anticipates Frege's argument for the same
view -- also fails."
7. ———. 1993. "Kant on the relation between the cosmological
and ontological argument." International Journal for
Philosophy of Religion no. 34:1-12.
8. "Kant maintained that the cogency of the cosmological
argument depends on that of the ontological, and that the
appeal to experience in the former is therefore superfluous. I
sketch a way of looking at both arguments which allows one to
reject Kant's charges. Central to that sketch is regarding the
common conclusion of both arguments, viz., that there
(necessarily) exists an "ens realissimum" (or supreme being, or
God), as a necessary, but a posteriori, proposition. The
cosmological arguer can thus quite coherently reject the
ontological argument and also maintain that empirical, a
posteriori, premisses are indispensable in any proof of a
supreme being."
9. ———. 1995. "The cosmological and ontological arguments:
how Saint Thomas solved the Kantian problem." Religious
Studies no. 31:89-100.
10. "Let us call the Dependency Theses (DT) the view, first stated
by Kant, that certain versions of the cosmological argument
depend on the ontological argument. At least two different
reasons have been given for the supposed dependence. Given
the DT, some of Aquinas' views about God's essence, and about
our knowledge of God's existence, can seem, at least at first, to
be inconsistent. I consider two different ways of defending
Aquinas against this suspicion of inconsistency. On the first
defense, based on a widespread understanding of his notion of
necessary being', Aquinas' views fall outside the scope of the
DT. The success of this defense is doubtful. There is, however,
another defense to be found in Aquinas' work, one directed not
to avoiding, but actually to rejecting, the DT. In this second
defense, the DT is not a correct assessment even of those views
that "do" fall within its scope. It success means that Aquinas
had available a principled refutation of the DT some five
hundred years before it was first formulated."
11. ———. 2000. "Kant and Frege: existence as a second-level
property." Kant-Studien.Philosophische Zeitschrift der Kant-
Gesellschaft no. 91:165-177.
12. Harris, Errol E. 1977. "Kant's refutation of the ontological
proof." Philosophy no. 52:90-92.
"Kant's refutation rests on the principle that without empirical
evidence no existence can be asserted, or proved, "a priori". But
he himself provides a cogent argument, in Kritik der reinen
vernunft A 657, B 679, why the idea of reason (which he
equates with the idea of God or ens realissimum) must be
affirmed as unreservedly objectively valid, because it is the
indispensable a priori condition of there being any empirical
evidence of the existence of anything whatsoever. And that is
precisely the nub of the ontological argument."
13. Herrlin, Olle. 1950. The Ontological Proof in Thomistic and
Kantian Interpretation. Leipzig: Otto Harrassowitz.
14. Hintikka, Jaakko. 1981. "Kant on existence, predication, and
the ontological argument." Dialectica no. 35:128-146.
Reprinted in: Simo Knuuttila and J. Hintikka (eds.) - The logic
of Being - Dordrecht, Reidel 1986 pp. 249-268.
"The ontological argument fails because of an operator order
switch between (1) "necessarily there is an (existentially)
perfect being" and (2) "there is a being which necessarily is
(existentially) perfect". Here (1) is trivially true logically but (2)
is problematic. Since Kant's criticisms were directed at the
notion of existence, not at the step from (1) to (2), they are
misplaced. They are also wrong, because existence can be a
predicate. Moreover, Kant did not anticipate Frege's claim that
"is" ("ist") is ambiguous between existence, predication,
identity, and class-inclusion. To restore the ontological
argument, an extra premise is needed to the effect (roughly)
that it is known who the existentially perfect being is. The
question is raised whether Kant could have meant the failure of
this extra premise by his thesis that existence is not a "real"
predicate."
15. Laberge, Pierre. 1973. La théologie kantienne précritique.
Ottawa: Éditions de l'Université d'Ottawa.
16. Logan, Ian. 2007. "Whatever happened to Kant's ontological
argument?" Philosophy and Phenomenological Research no.
74:346-363.
17. Marty, François. 1992. "L'argument ontologique dans l'Opus
postumum et l'influence de la Critique de la Faculté de Juger
dans l'Opus Postumum." Kant-Studien.Philosophische
Zeitschrift der Kant-Gesellschaft no. 83:50-59.
18. Nelson, Herbert J. 1993. "Kant on arguments cosmological and
ontological." American Catholic Philosophical Quarterly no.
67:167-184.
19. "Kant's rejection of speculative proofs of the existence of God,
his critique of the ontological argument, and his contention
that the cosmological argument is necessarily linked to the
ontological argument are familiar parts of the Critique of Pure
Reason. In spite of their familiarity, however, they remain
inadequately understood and appreciated in several respects.
First, the importance of Kant's criticism of theistic arguments
to the overall argument of the first Critique is sometimes
overlooked. I shall argue that a necessary condition of the
success of Kant's Critical enterprise is successful refutation of
the theistic proofs on grounds which do not presuppose the
distinctive conclusions of the Transcendental Aesthetic and the
Transcendental Analytic, i.e., which do not assume the
distinctive positions of Kant's Critical philosophy.
Second, the sense in which Kant takes the cosmological
argument to be necessarily linked to the ontological argument
is often misunderstood, and Kant's success in establishing that
link is overestimated. I shall argue that Kant fails to show that
the success of the cosmological argument is tied to that of the
ontological argument.
Third, the complexity of Kant's critique of the ontological
argument is often overlooked in summary invocations of the
dictum that existence is not a predicate. I shall exhibit some of
the dialectical complexity of that critique, and show that, even
if Kant succeeds in refuting the ontological argument, he fails to
discredit constitutive employment of the notion of a highest
reality (ens realissimum).
I shall conclude that Kant's critique of the theistic proofs fails to
support the restrictive epistemology of the Critical philosophy,
that the cosmological argument in particular emerges
unscathed from Kant's attack, and that, contrary to Kant, it is
the ontological argument which requires the cosmological
argument as a necessary, though not sufficient, condition of its
legitimacy." pp. 167-168.
20. Sala, Giovanni B. 1990. Kant und die Frage nach Gott.
Gottesbeweise und Gottesbeweiskritik in den Schriften Kants.
Berlin: Walter de Gruyter.
21. ———. 1996. "Le vie della ragione alla ricerca di Dio secondo
Kant: dall'ordine della natura all'imperativo della coscienza." In
Kant e la filosofia della religione. Tomo I, edited by Pirillo,
Nestore, 295-326. Brescia: Morcelliana.
22. Schmucker, Josef. 1983. Kants vorkritische Kritik der
Gottesbeweise. Ein Schlüssel zur Interpretation des
theologischen Haupstücks der transzendentalen Dialektik der
Kritik der reinen Vernunft, Franz Steiner: Wiesbaden.
23. Smith, Donald P. 2003. "Kant on the dependency of the
cosmological argument on the ontological argument."
European Journal of Philosophy no. 11:206-218.
24. Wood, Allen W. 1978. Kant's Rational Theology. Ithaca:
Cornell University Press.
Moses Mendelssohn (1729-1786)
Texts and translations
1. Mendelssohn, Moses. 1979. Morgenstunden oder Vorlesungen
über das Daseyn Gottes. Stuttgart: Reclam.
First edition 1786; reprint edited by Dominique Bourel.
English translation by Daniel O. Dahlstrom and Corey Dyck:
Morning Hours. Lectures on God's Existence, Dordrecht:
Springer, 2011.
Studies
1. Altmann, Alexander. 1979. "Moses Mendelssohn et les preuves
de l'existence de Dieu." Archives de Philosophie no. 42:397-
419.
"In the XVIIIth century the ontological proof of the existence of
God, together with the rational theology, was widely
undervalued, Moses Mendelssohn endeavored to show the
strength of the cosmological as well as of the ontological
argument. He followed, and also renewed, the ontology of the
Leibniz-wolff-Baumgarten school. Kant, while trying to show,
in his own critique, that the dogmatic metaphysics was an
illusion, acknowledged nevertheless that it reached his acme in
the Morgenstunden of Mendelssohn.
Mendelssohn was prevented by bad health from assimilating
Kant's critique, but was left unmoved by the refutation of the
proofs of the existence of God. He did his utmost to meet the
objections of Kant. He rightly felt he was not antipodal to Kant
who, though he criticized the theoretical foundations of rational
theology, never gave up his faith in God." (p. 397)
Georg Wilhelm Friedrich Hegel (1770-1831)
Texts and translations
1. Hegel, Georg Wilhelm Friedrich. 1986. Vorlesungen über die
Beweise vom Dasein Gottes (1829). Frankfurt: Suhrkamp.
First edition edited by Georg Lasson 1930.
Reprint: G: W. F. Hegel - Werke in 20 Bänden mit
Registerband. Vol. 17: Vorlesungen über die Philosophie der
Religion II. Vorlesungen über die Beweise vom Dasein Gottes.
2. ———. 2007. Lectures on the Proofs of the Existence of God.
New York: Oxford University Press.
Edited and translated, with introduction and notes, by Peter C.
Hodgson.
See The Ontological Proof (From the 1831 Lectures on the
Philosophy of Religion) pp. 187-194.
Studies
1. Calton, Patricia Marie. 2001. Hegel's Metaphysics of God. The
ontological proof as the development of a Trinitarian divine
ontology . Aldershot: Ashgate.
2. Girard, Louis. 1995. L'argument ontologique chez Saint
Anselme et chez Hegel . Amsterdam: Rodopi.
3. Lauer, Quentin. 1964. "Hegel on Proofs for God's Existence."
Kant-Studien.Philosophische Zeitschrift der Kant-Gesellschaft
no. 55:443-465.
Revised reprint in: Q. Lauer, Essays in Hegelian Dialectic, New
York: Fordham University Press, 1977, pp. 113-135.
"What is, perhaps, most remarkable in all this is the fact that
Hegel's philosophical concern with and extensive treatment of
God should have come in the immediate wake of Kant's
apparently irrefutable invalidation of all philosophical "proofs"
for the existence of God. On the other hand, nothing gives us a
clearer insight into the character of Hegel's philosophizing than
his contention--thrown in the teeth of romantics and
rationalists alike--that the proper task of philosophy is to think
the same content of which religion affords only a
representation (Vorstellung ). In this connection it is
significant that the form of argumentation to which he devotes
the most time and accords the most respect is the so-called
"ontological argument," which had been advanced by St.
Anselm. According to Kant all arguments for the existence of
God are ultimately reducible to the ontological argument and
are thus equally invalid. According to Hegel all arguments must
ultimately be reduced to the ontological argument and thus
share its validity as a description of the human spirit's elevation
to God. To understand this would require a complete grasp of
the "System" in its entirety and, above all, a minute
understanding of the Logic whose movement constitutes an
extended presentation of the ontological argument. It would in
addition require a most accurate understanding of Hegel's
severe and sometimes almost violent critique of Kant, which is
constantly cropping up in his writings -- nowhere more tellingly
than in his introduction to "Subjective Logic" ( Wissenschaft
der Logik II 213-234). In any event -- and paradoxically enough
-- whether one prefers to look upon Hegel as an atheist or a
theist, there is no way of grasping the movement of his
philosophizing without carefully studying his treatment of the
"proofs" for the existence of God." pp. 444-445.
4. Peperzak, Adriaan. 1990. "Le Proslogion d'Anselme aprés
Hegel." In L'argomento ontologico / The ontological Argument
/ L'argument ontologique / Der Ontologische Gottesbeweis ,
edited by Olivetti, Marco M., 335-352. Padova: CEDAM.
Friedrich Wilhelm Joseph Schelling (1775-
1854)
Texts and translations
1. Schelling, Friedrich Wilhelm Joseph. 1966. Philosophie der
Offenbarung (1841-1842). Darmstadt: Wissenschaftliche
Buchgesellschaft.
First edition 1843.
Reprint in: F. W. J. Schelling - Ausgewählte Werke voll. 8-9
(from the edition of the Sämmtliche Werke, voll. 3-4 -
Stuttgart, J. G. Cotta, 1858.
2. ———. 1968. Zur Geschichte der neueren Philosophie.
Münchener Vorlesungen (1833-1834). Darmstadt:
Wissenschaftliche Buchgesellschaft,.
First edition 1834.
3. ———. 1992. Urfassung der Philosophie der Offenbarung.
Hamburg: Felix Meiner.
Lectures delivered in 1831-1832, as transcribed by J. M. Wachtl
and published for the first time in 1992; edited by Walter E.
Ehrhardt.
Studies
1. Courtine, Jean-François. 1990. "La critique schellingienne de
l'ontothéologique (Le renversement de l'argument ontologique
au seuil de la philosophie positive)." In L'argomento ontologico
, edited by Olivetti, Marco M., 387-404. Padova.
2. Kinlaw, Jeffrey C. 2003. "Schelling's original insight: Schelling
on the ontological argument and the task of philosophy."
American Catholic Philosophical Quarterly no. 77:213-232.
"This paper concerns the way in which the transition from
negative to positive philosophy is executed in Schelling's
critique of modern philosophy. Schelling's original insight is
that the transition occurs within negative philosophy by means
of a twofold experience within philosophical reflection:(1)
recognizing the failure of the idealist project of the conceptual
determination of Being, and (2) the reversal of the idealist
conception of the relation between concepts and their objects. I
argue that Schelling uses a form of the ontological argument,
focusing on Anselm's formula aliquid, quo nihil maius cogitari
potest, both in his critique of traditional formulations of the
argument and to navigate the transition to positive
philosophy."
3. Tilliette, Xavier. 1963. "L'argument ontologique." Archives de
Philosophie :90-105.
Reprinted in: Xavier Tilliette - L'absolu et la philosophie.
Essais sur Schelling - Paris, Presses Universitaires de France,
1987 pp. 162-181.
Ludwig Feuerbach (1804-1872)
Texts and translations
1. Feuerbach, Ludwig. 1841. Das Wesen der Christentum. Leipzig:
O. Wigand.
2. ———. 1854. The Essence of Christianity. London: J. Chapman.
Translated by Marian Evans (George Eliot).
Reprinted with a new introduction by Wolfgang Vondey - New
York, Barnes & Noble Books, 2004.
Studies
Robert Flint (1838-1910)
Texts
1. Flint, Robert. 1877. Theism: being the Baird lecture for 1876.
Edinburgh: W. Blackwood.
Studies
Franz Brentano (1838-1917)
Texts and translations
1. Brentano, Franz. 1929. Vom Dasein Gottes. Leipzig: Felix
Meiner.
Aus seinem Nachlasse herausgegeben, eingeleitet und mit
erläuternden Anmerkungen und Register versehen von Alfred
Kastil.
2. ———. 1987. On the existence of God. Lectures given at the
Universities of Wurzburg and Vienna 1868-1891. Dordrecht:
Martinus Nijhoff.
Edited and translated by Susan F. Krantz.
Part One. Preliminar enquiries: II. The ontological argument
pp. 23-50.
Studies
1. Bausola, Adriano. 2000. "La dottrina sul giudizio di esistenza e
la critica ad alcuni argomenti per l'esistenza di Dio in Franz
Brentano." Rivista di Filosofia Neo-Scolastica no. 92:282-294.
2. Redmond, Walter. 2001. "Das ontologische Argument. Res,
Sachverhalte und mögliche Welten." Aletheia.An International
Journal of Philosophy no. 7:453-468.
"The article is a logical analysis of Brentano's objections against
St. Anselm's ontological reasoning for God's existence in the
context of J. Seifert's Gott als Gottesbeweis . One Anselmian
argument, which Brentano rejects, is seen to be valid when
interpreted in free logic. The conclusion of Brentano's
interpretation of a second argument is shown to be a key
premise in various recent modal ontological arguments
considered valid by many. Finally, the parallelism is pointed
out between Anselm's verbum (or vox ) plus its extranea
significatio and id ipsum quod res est intelligitur , Seifert's
conceptual-subjective and essential-objective aspects, and
propositions and states of affairs in possible worlds semantics."
Gottlob Frege (1848-1925)
Texts and translations
1. Frege, Gottlob. 1884. Die Grundlagen der Arithmetik. Ein
logisch mathematische Untersuchung über den Begriff der
Zahl. Breslau: Willhelm Koebner.
See § 53.
2. ———. 1950. The foundations of arithmetic. A logico-
mathematical enquiry into the concept of number. Oxford:
Blackwell.
German text and English translation by J.L. Austin.
Reprint of the English translation: Evanston, Northwestern
University Press, 1980.
§ 53.
3. Carnap, Rudolf. 2004. "The ontological proof of the existence of
God." In Frege's Lectures on Logic: Carnap's Student Notes,
1910-1914, 79-82. La Salle: Open Court.
Translated and edited, with introductory essay, by Erich H.
Reck and Steve Awodey; based on the German text, edited, with
introduction and annotations, by Gottfried Gabriel.
Studies
1. Forgie, William J. 1972. "Frege's Objection to the Ontological
Argument." Noûs no. 6:251-265.
""God possesses all perfections; existence is a perfection;
therefore, God possesses existence, i.e., God exists." Many
philosophers have claimed that:
1) Descartes' ontological proof of the existence of God rests on
the assumption that existence is a first-level, or first-order,
property (attribute, quality), a property of individuals such as
horses or buildings or you and me.
Some of these same philosophers have then gone on to argue
that:
2) Existence is actually a second-level property, a property of
concepts, or of properties, or even of propositional functions.
(A similar claim is made by saying that the concept of existence
is of second-level.)
3) Therefore, existence is not a first-level property.
4) Therefore, Descartes' argument fails.
Although I do not believe claim 1) has ever adequately been
made out, I shall, for the purpose of this paper, assume it to be
true. I shall also assume that the inference from claim 2) to
claim 3) is valid.
To my knowledge the most elaborate defense of the idea that
existence is a second-level property has been put forth by
Frege. In this paper I will discuss that defense and argue that it
fails."
2. Labenz, Piotr. 2006. "Does Frege's definition of existence
invalidate the ontological argument?" Sorites.An International
Electronic Magazine of Analytical Philosophy no. 17:68-80.
"It is a well-known remark of Frege's that his definition of
existence invalidated the ontological argument for the existence
of God. That has subsequently often been taken for granted.
This paper attempts to investigate, whether rightly so. For this
purpose, both Frege's ontological doctrine and the ontological
argument are outlined.
Arguments in favor and against both are considered, and
reduced to five specific questions. It is argued that whether
Frege's remark was right depends on what the answers to these
questions are, and that for the seemingly most plausible ones --
it was not."
Bibliography on the Modern Period
1. Dotto, Gianni. 1994. "Koyré e l'argomento ontologico." In
Alexandre Koyré. L'avventura intellettuale, 471-478. Perugia:
Vinti C.
2. Herrlin, Olle. 1950. The Ontological Proof in Thomistic and
Kantian Interpretation. Uppsala: Lundquistska Bokhandeln.
3. Marion, Jean-Luc. 1990. "L'Argument relève-t-il de
l'ontologie?" In L'argomento ontologico / The ontological
Argument / L'argument ontologique / Der Ontologische
Gottesbeweis, edited by Olivetti, Marco M., 43-69. Padova:
CEDAM.
4. Repris dans J.-L. Marion, Questions Cartésiennes. Méthode et
métaphysique, Paris, Presses universitaires de France, 1991,
Chapitre 7, pp. 221-258.
5. ———. 1992. "Is the Ontological Argument Ontological? The
Argument According to Anselm and Its Metaphysical
Interpretation According to Kant." Journal of the History of
Philosophy no. 30:201-218.
English translation of: L'argument relève-t-il de l'ontologie?
Reprinted in: J.-L. Marion, Cartesian Questions. Method and
Metaphysics, Chicago: Chicago University Press, 1999, Chapter
7 with the title: Is the Argument Ontological? The Anselmian
Proof and the Two Demostrations of the Existence of God in
the Meditations, pp. 139-160.
"In order to sketch a possible answer, one would have to
analyze conceptually what Kant calls the "ontological
argument". This analysis should proceed in three stages: (a)
determining the characteristics that Kant attributes to this
concept of "ontological argument"; (b) verifying whether, and
how, some of the thinkers from the metaphysical tradition
announce or sanction the characteristics of the "ontological
argument"; (c) deciding whether or not some of its figures -- in
particular, those conferred on it by Anselm and Descartes, who
do not use the qualifier "ontological" -- are exceptions to these
characteristics."
6. Micheletti, Mario. 1991. Pascal - Butler. L'argomento
ontologico. Studi sul pensiero etico-religioso inglese dei secoli
XVII e XVIII. Perugia: Editrice Benucci.
7. Park, Desirée. 1983. "Berkeley's Rejection of Anselm's
Argument." Anselm Studies.An Occasional Journal no. 1:103-
110.
8. Sillem, Edward Augustus. 1957. George Berkeley and the
Proofs for the Existence of God. London: Longmans, Green.
9. Tilliette, Xavier. 1962. "L'argument ontologique et l'histoire de
l'ontothéologie." Archives de Philosophie no. 25:128-149.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Selected Bibliography on the
History of the Ontological
Argument from Barth to the
Present Time (1931-2020)
A Selection of Primary Authors
Legenda: P = Pro (accept the proof); C = Contra (rejected the proof);
I = indifferent (take no position on the proof).
References are to the most important works where ontological
argument is discussed.
P Heinrich Scholz
P Karl Barth
P Robin George Collingwood
P Charles Hartshorne
C John Niemeyer Findlay
P Kurt Gödel
P Norman Malcolm
P Jan Berg
C John Howard Sobel
P Alvin Plantinga
C David Kellogg Lewis
P Robert Maydole
C Graham Oppy
P Alexander Pruss
Heinrich Scholz (1884-1956)
Texts
1. Scholz, Heinrich. 1961. "Der anselmische Gottesbeweis." In
Mathesis Universalis. Abhandlungen zur Philosophie als
strenger Wissenschaft, 62-74. Basel: Benno Schwabe.
Part one of the lecture course Einführung in die Kantische
Philosophie (1950-1951).
Studies
1. Peckhaus, Volker. 2008. "Logic and metaphysics: Heinrich
Scholz and the scientific world view." Philosophia Mathematica
no. 16:78-90.
"The anti-metaphysical attitude of the neo-positivist movement
is notorious. It is an essential mark of what its members
regarded as the scientific world view. The paper focuses on a
metaphysical variation of the scientific world view as proposed
by Heinrich Scholz and his Münster group, who can be
regarded as a peripheral part of the movement. They used
formal ontology for legitimizing the use of logical calculi.
Scholz's relation to the neo-positivist movement and his
contributions to logic and foundations are discussed. His
heuristic background can be drawn from a set of six
methodological 'articles of faith', formulated in 1942 and
published here for the first time."
Karl Barth (1886-1968)
Texts and translations
1. Barth, Karl. 1931. Fides quaerens intellectum. Anselm Beweis
der Existenz Gottes in Zusammenhang seines theologischen
Programms. Münich: C. Kaiser.
Second edition 1958.
2. ———. 1960. Anselm, Fides quaerens intellectum. Anselm's
proof of the existence of God in the context of his theological
scheme. London: SCM Press.
Translated by Ian W. Robertson; reprinted Pittsburgh,
Pickwick Press, 1975.
Studies
1. Bouillard, Henri. 1959. "La preuve de Dieu dans le Proslogion
et son interprétation par Karl Barth." In Spicilegium Beccense
I. Congrés International du IX centenaire de l'arrivée
d'Anselme au Bec , 191-207. Paris: Vrin.
2. Potter, Vincent G. 1965. "Karl Barth and the ontological
argument." Journal of Religion no. 45:309-325.
Robin George Collingwood (1889-1943)
Texts
1. Collingwood, Robin George. 1924. Speculum Mentis or the Map
of Knowledge. Oxford: Clarendon Press.
The 1919 Lectures on the Ontological Proof of the Existence of
God, Bodleian library, Collingwood dep. 2 (almost 100 pages)
are unpublished.
2. ———. 1998. An Essay on Metaphysics. Oxford: Oxford
University Press.
First edition 1940.
Revised edition, with an introduction by Rex Martin.
3. ———. 2005. An Essay on Philosophical Method. Oxford:
Oxford University Press.
First edition 1933.
Revised edition, with an introduction by James Connelly and
Giuseppina D'Oro.
Studies
1. D'Oro, Giuseppina. 2000. "On Collingwood's rehabilitation of
the ontological argument." Idealistic Studies.An
Interdisciplinary Journal of Philosophy no. 30:173-188.
"This paper assesses the nature of Collingwood's rehabilitation
of the ontological argument through a close reading of
Collingwood's private correspondence with Ryle following the
publication of "An Essay on Philosophical Method." The paper
asks whether Collingwood's rehabilitation of the ontological
proof entails that he is committed to a form of precritical,
dogmatic metaphysics, as Ryle suggests. The paper concludes
that Collingwood's rehabilitation of the ontological proof is
rather unorthodox and does not, contrary to what one might
expect, contradict the claim that existence is not a real
predicate."
2. ———. 2008. Collingwood and the metaphysics of experience .
New York: Routledge.
Chapter 5: Collingwood's 'rehabilitation' of the ontological
argument -- pp. 67-78.
"In this chapter I would like to consider a lively debate that
took place between Collingwood and Ryle in the aftermath of
the publication of An Essay on Philosophical Method (EPM),
The debate was prompted by Collingwood's reappropriation of
the ontological argument in Chapter 6 of EPM where he
defended what he regarded as a neglected kernel of truth in the
traditional proof. Ryle launched a fierce attack on
Collingwood's attempted rehabilitation of the ontological
argument in the pages of Mind, where he accused Collingwood
of ignoring crucial philosophical developments which had
occurred in the last two hundred years, in particular the thesis
that all existential propositions are knowable a posteriori and
the corollary that there can be no necessary existential
judgements. Collingwood newer took up Ryle's challenge
publicly, but did attempt to clarify his own position in a
number of private letters.(*) It was Errol Harris who replied to
Ryle publicly on Collingwood's behalf, locating Collingwood's
defence of the ontological argument in the tradition of Hegel's
objective or speculative idealism, thereby adding further fuel to
the controversy. As a result of Harris's reply on behalf of
Collingwood and the private exchange with Collingwood
himself Ryle responded with a further article aimed at
reasserting his original position that there can be no necessary
existential propositions." p. 67 (some notes omitted).
(*) The Collingwood-Ryle correspondence is deposited in the
Bodleian Library in Oxford, Collingwood Department 26/3.
3. Harris, Errol E. 1936. "Mr. Collingwood and the ontological
argument; reply to G. Ryle." Mind no. 45:474-480.
Reprinted in Hick, John and McGill, Arthur C. (ed.), The
many-faced argument. Recent studies on the ontological
argument for the existence of God, London: Macmillan, 1967.
4. ———. 1972. "Collingwood's treatment of the ontological
argument and the Categorical Universal." In Critical essays on
the philosophy of R. G. Collingwood , edited by Krausz,
Michael, 113-133. Oxford: Clarendon Press.
5. O'Neill, Michael J. 2006. "A peculiar "faith": on R. G.
Collingwood's use of Saint Anselm's argument." Saint Anselm
Journal no. 3:32-47.
"In this paper, I discuss the role of Anselm's ontological
argument in the philosophy of R. G. Collingwood. Anselm's
argument appears prominently in Collingwood's Essay on
Philosophical Method (1933) and Essay on Metaphysics
(1940), as well as in his early work Speculum Mentis (1924). In
the proof, Collingwood finds the central expression of the
priority of "faith" in the first principles of thought to reason's
activities. For Collingwood, it is Anselm's proof that clearly
expresses this relationship between faith and reason. The two
elements of this analysis that must be understood if one is to
understand Collingwood's use of the proof are what he means
by "the idea of an object that shall completely satisfy the
demands of reason" and the "special case of metaphysical
thinking." I analyze both of these elements and conclude by
showing how Anselm's proof is essential to Collingwood's
historical science of mind."
6. Ryle, Gilbert. 1935. "Mr. Collingwood and the ontological
argument." Mind :137-151.
Reprinted in Hick, John and McGill, Arthur C. (ed.), The
many-faced argument. Recent studies on the ontological
argument for the existence of God, London: Macmillan, 1967.
Also reprinted in: G. Ryle, Collected Papers , Vol. 2, Bristol:
Thoemmes Press, 1990.
7. ———. 1937. "Back to the ontological argument." Mind :53-47.
Reprinted in Hick, John and McGill, Arthur C. (ed.), The
many-faced argument. Recent studies on the ontological
argument for the existence of God, London: Macmillan, 1967.
Also reprinted in: G. Ryle, Collected Papers , Vol. 2, Bristol:
Thoemmes Press, 1990.
Charles Hartshorne (1897-2000)
Texts
1. Hartshorne, Charles. 1941. Man's vision of God and the logic of
Theism. Chicago: Willett, Clark and Co.
2. ———. 1944. "The formal validity and real significance of the
ontological argument." Philosophical Review no. 53:225-245.
3. ———. 1961. "The logic of the ontological argument." Journal of
Philosophy no. 58:471-473.
4. ———. 1962. The logic of perfection and other essays in neo-
classical metaphysics. La Salle: Open Court.
See in particular Chapter 2: Ten ontological or modal proofs
for God's existence pp. 28-117.
5. ———. 1962. "What did Anselm discover?" Union seminary
Quarterly Review no. 7:213-222.
6. ———. 1965. Anselm's discovery. A re-examination of the
ontological proof for God's existence. La Salle: Open Court.
7. ———. 1966. "Is the denial of existence ever contradictory?"
Journal of Philosophy no. 63:65-83.
"This article examines criticisms of the ontological argument
proposed by Plantinga and Alston. The conclusion is reached
that the denial of existence can be contradictory if this denial
implies that the ground of all possibility is itself but a mere
possibility, or that an indispensable predicate -- one whose
actualization or being instantiated is necessary to reality as
such -- is yet dispensable. It is conceded that the argument is a
proof for the divine existence only on the assumption that the
idea of God is logically admissible, and not an absurdity. It is
also shown that the argument need not beg the question by
assuming from the outset a subject of predication, God, but can
argue rather from the predicate divine and deduce from this
predicate the necessity of its instantiation in some suitable
actuality."
8. ———. 1983. "The Proslogion argument. Anselm and Aristotle's
First Law of Modality." Anselm Studies.An Occasional Journal
no. 1:51-58.
Studies
1. Brecher, Robert. 1975. "Hartshorne's Modal Argument for the
Existence of God." Ratio no. 17:140-146.
2. Brown, Charles D. 1976. "The Ontological Theorem." Notre
Dame Journal of Formal Logic no. 19:591-592.
3. Connelly, Robert J. 1969. "The ontological argument:
Descartes' advice to Hartshorne." New Scholasticism no.
43:530-554.
4. Dombrowski, Daniel A. 2006. Rethinking the ontological
argument. A neoclassical Theistic response . Cambridge:
Cambridge University Press.
5. Friedman, Joel I. 1980. "Necessity and ontological argument."
Erkenntnis no. 15:301-331.
"In this paper, I focus on Hartshorne's "de dicto" modal
reconstruction of the ontological argument for God's existence.
I consider "six" senses of necessity, and for all these senses, I
call into question either the truth of at least one of the premises
of the reconstructed argument or the truth of at least one of the
axioms of modal logic itself. the main conclusion is that it is
probably impossible to formalize within a "sound" modal logic
any traditional or semi-traditional version of the ontological
argument in such a way that it is both formally valid yet has
necessarily true, "a priori" known premises. I believe that any
claim to the contrary is based on acute modal confusion."
6. Goodwin, George L. 1978. The ontological argument of Charles
Hartshorne . Missoula: MT Scholars.
With a foreword by Charles Hartshorne.
7. ———. 1983. "The ontological argument in neoclassical context:
Reply to Friedman." Erkenntnis no. 20:219-232.
Reply to the article published in Erkenntnis , 15, 1980, 301-331.
"Professor Joel Friedman has contended that there is no
univocal sense of "de dicto" necessity in terms of which the five
axioms of Lewis' S5 system of modal logic and the two premises
of Hartshorne's ontological argument can be known "a priori"
to be true. Goodwin shows how Friedman's challenge can be
met in either Carnap's or Kripke's sense of logical necessity
when Hartshorne's temporal interpretation of possibility is
taken into account."
8. Lycan, Gregory W. 1968. "Hartshorne and Findlay on
'necessity' in the ontological argument." Philosophical Studies
(Ireland) no. 17:132-141.
9. Müller, Jörn. 2003. "Möglichkeit und Notwendigkeit der
Existenz Gottes: Anselms ontologischer Gottesbeweis in der
modallogischen Deutung von Charles Hartshorne."
Veritas.Revista de Filosofia no. 48:397-415.
"The author analyzes the validity of a certain variation of
Anselm's "ontological argument", namely the modal-logical
version from Charles Hartshorne. He firstly studies the origin
of Hartshorne's
arguments, whose starting point is an interpretation of Anselm;
secondly, the modal-logical argument from Hartshorne will be
presented together with its presuppositions and implications.
Finally, the author proposes an evaluation of Hartshorne's
approach."
10. Pailin, David A. 1969. "An introductory survey of Charles
Hartshorne's work on the ontological argument." In Analecta
Anselmiana. Untersuchungen über Person und Werk Anselms
von Canterbury , edited by Schmitt, Franciscus Salesius and
Kohlenberger, Helmut, 195-221. Frankfurt: Minerva.
"The importance of Hartshorne's use of the ontological
argument of a God's existence lies not merely in his recognition
of the second proof of Anselm's argument but more so in his di-
polar Panentheism as in his analyses of the meaning of
"necessary existence" which allows it to be significantly
attributed to an entity. Nevertheless, Hartshorne's claims that
the 'second proof' escapes the earlier criticisms of the
ontological argument and that necessary existence implies
factual existence are subject to criticism."
11. Purtill, Richard L. 1966. "Hartshorne's modal proof." Journal
of Philosophy no. 63:397-408.
"This paper restates and criticizes the modal version of the
ontological argument given by Charles Hartshorne in The logic
of perfection . I show that the argument is valid in modal
systems as strong as Lewis' S5 and that it is not subject to some
familiar refutations of the ontological argument. I argue that,
nevertheless, the ontological argument does not prove what it
sets out to, and that the value of Hartshorne's modal version of
the argument is that it enables us to state with some precision
why this is so."
12. ———. 1967. "Ontological modalities." Review of Metaphysics
no. 21:297-307.
"A formal proof, paralleling the argument given by Charles
Hartshorne in his reply to my "Hartshorne's modal proof," is
given and discussed. His version of the ontological argument in
modal logic seemed to offer a modalized ontological argument
valid for a system no stronger than Lewis' S3. However, a
logical mistake in one of the lemmas to the main proof
invalidates this aspect of the argument. (see section 8.5 of my
"Logic for philosophers," Harper and Row, 1971). The main
critical points of the paper were, however, independent of this
proof. The conclusion of the paper is that the ontological
argument is redundant if sound."
13. Shofner, Robert D. 1974. Anselm revisited. A study of the role
of the ontological argument in the writings of Karl Barth and
Charles Hartshorne . Leiden: Brill.
"This work traces the dimensions of two independent attempts
--- those of Karl Barth and Charles Hartshorne -- to set aside
the burden of the Kantian heritage in so far as it has influenced
the development of contemporary philosophical-theological
thinking. The focal issue throughout is the role that the
Anselmian formulation of the ontological argument plays in
these respective attempts. Such an issue is raised not out of an
historical-critical interest in the writings of the eleventh-
century saint, but because both Barth and Hartshorne have
found the Proslogion proof for God to be a particularly
propitious vantage point from which to gain a fresh perspective
on their own professional preoccupations. It is interesting to
note, however, that while Barth turns to a discussion of the
ontological argument as a phase in the development of a
methodological program which entails the rejection of natural
theology, Hartshorne undertakes a defense of the same
argument in an effort to establish an appropriate basis for the
acceptance of natural theology. The scope of the chapters to
follow has been shaped by the conviction that there is a
pressing need to account for this rather disconcerting
difference."
14. Towne, Edgar A. 1999. "Semantics and Hartshorne's Dipolar
Theism." Process Studies no. 28:231-254.
"The essay examines the syntactical, semantic and
philosophical issues raised by Charles Hartshorne's
formulation of the ontological argument for the existence of
God and by his effort to distinguish his dipolar panentheism
from supernatural theism. The essay shows how the argument
is invalid, admitted by Hartshorne. It shows Hartshorne's
metaphysics employs a natural language, not a modal one. It
elucidates the logical structure of dipolar theism. It shows faith
need not be contrary to reason though faith cannot expect
reason to prove theism. It shows that any non-dogmatic
rational inquiry into theistic belief must be open and on-going."
15. Viney, Donald Wayne. 1985. Charles Hartshorne and the
existence of God . Albany: State University of New York Press.
Chapter IV. The ontological argument pp. 45-57
16. Vitali, Theodore. 1980. "The ontological argument: model for
neoclassical metaphysics." Modern Schoolman no. 57:121-136.
"The ontological argument of Charles Hartshorne serves as the
speculative model for his neoclassical metaphysics.
Neoclassicism requires both the necessary existence of God and
his maximal relativity if its fundamental ontological principles
of world, order, and beauty are to be grounded. The ontological
argument proves directly the divine necessary existence and at
the same time grounds indirectly the divine relativity which
these fundamental principles require. The argument, therefore,
is neoclassicism's speculative model in that within this model
one is able to discover the structure of Charles Hartshorne's
entire metaphysics."
John Niemeyer Findlay (1903-1987)
Texts
1. Findlay, John Niemeyer. 1948. "Can God's existence be
disproved?" Mind no. 57:176-183.
Reprinted in:
A. Flew and A. MacIntyre (eds.) - New essays in philosophical
theology - London: SCM Press, 1957 pp. 47-56, with replies by
G. E. Hughes, pp. 56-67, A. C. A. Rainer, pp. 67-71, and a
rejoinder by J. N. Findlay, pp. 71-75.
J. N: Findlay - Language, truth and value - New York,
Humanities Press, 1963 pp. 96-108
A. Plantinga (ed.) - The ontological argument from St. Anselm
to contemporary philosophers - London, Macmillan, 1965, pp.
111-122.
"The course of philosophical development has been full of
attempted proofs of the existence of God. Some of these have
sought a basis in the bare necessities of thought, while others
have tried to found themselves on the facts of experience. And,
of these latter, some have founded themselves on very general
facts, as that something exists, or that something is in motion,
while others have tried to build on highly special facts, as that
living beings are put together in a purposive manner, or that
human beings are subject to certain improbable urges and
passions, such as the zeal for righteousness, the love for useless
truths and unprofitable beauties, as well as the many
specifically religious needs and feelings. The general
philosophical verdict is that none of these 'proofs' is truly
compelling. The proofs based on the necessities of thought are
universally regarded as fallacious: it is not thought possible to
build bridges between mere abstractions and concrete
existence. The proofs based on the general facts of existence
and motion are only felt to be valid by a minority of thinkers,
who seem quite powerless to communicate this sense of validity
to others. And while most thinkers would accord weight to
arguments resting on the special facts we have mentioned, they
wouldn't think such arguments successful in ruling out a vast
range of counter-possibilities. Religious people have, in fact,
come to acquiesce in the total absence of any cogent proofs of
the Being they believe in: they even find it positively satisfying
that something so far surpassing clear conception should also
surpass the possibility of demonstration. And non-religious
people willingly mitigate their rejection with a tinge of
agnosticism: they don't so much deny the existence of a God, as
the existence of good reasons for believing in him. We shall,
however, maintain in this essay that there isn't room, in the
case we are examining, for all these attitudes of tentative
surmise and doubt. For we shall try to show that the Divine
Existence can only be conceived, in a religiously satisfactory
manner, if we also conceive it as something inescapable and
necessary, whether for thought or reality. From which it follows
that our modern denial of necessity or rational evidence for
such an existence amounts to a demonstration that there
cannot be a God."
Studies
1. Blackman, Larry. 2005. "Another look at J.N. Findlay's
"Ontological Disproof of the Existence of God"." International
Journal of the Humanities no. 3:23-30.
"First published in 1948, J.N. Findlay's article, "Can God's
Existence Be Disproved?" remains interesting. Findlay argues
that a religious object possessing unsurpassable superiority (or
God), would be one whose existence is inescapable. By
"inescapable" he cannot mean "psychologically inconceivable",
because then the mere fact that there are unbelievers would
make atheism true. But if we interpret "inescapable" as
"logically inconceivable", then God's existence is inescapable,
that is, His nonexistence is logically inconceivable, only if He is
a necessarily existing being. Since, according to Findlay, there
are no necessarily existing beings, it follows that God does not
exist. In effect, he maintains that God is by definition a
necessarily existing being, but there are no such beings.
However, this "ontological disproof of the existence of God"
fails, because his claim that there are no necessarily existing
beings is unsupported. This paper suggests the plausibility of
the claim that there are necessarily existing beings without,
however, supposing that God is among them. Rather than
defending theism, the paper considers what would be required
to establish atheism, namely, the unintelligibility of the concept
of God due to certain antinomies. The position being advocated
is not, strictly speaking, atheism but, rather, conceptual
skepticism, that is, skepticism with regard to the very concept.
It might be described as functional atheism, inasmuch as it
entails suspending all matters having to do with God until the
conceptual problems are satisfactorily resolved. This
recommendation is different from the one offered by the logical
positivists in a bygone era, since it has nothing to do with
empirical verifiability. The antinomies are to a great extent "a
priori" and therefore rest on a rationalist, not an empiricist,
foundation."
2. Clarke, Bowman Lafayette. 1971. "Modal disproofs and proofs
for God." Southern Journal of Philosophy :247-258.
"This paper attempts to present J. N. Findlay's ontological
disproof of the existence of God as an extension of Hume and
Kant's treatment of the ontological argument. This modal
disproof is presented along side what is called the Leibnizian-
Hartshornean modal proof in order to reveal the modern
theistic modal paradox. In order to resolve this paradox, an
interpretation of 'possibility' is presented along the lines
suggested by Charles Hartshorne's justification of the premise
asserting the possibility of the existence of God, that is, in terms
of the other proofs."
3. Williams, John N. 1992. "Ontological disproof." Australasian
Journal of Philosophy :204-210.
Kurt Gödel (1906-1978)
Texts and translations
1. Gödel, Kurt. 1995. Unpublished essays and letters. New York:
Oxford University Press.
First draft written in 1941, revised in 1970; published in:
Collected works vol. III - Ontological proof - pp. 403-404.
2. ———. 2006. La prova matematica dell'esistenza di Dio.
Torino: Bollati Boringheri.
Indice: Prefazione di Gabriele Lolli; La prova matematica
dell'esistenza di Dio; Nota introduttiva di Robert Merrihew
Adams 23; Prova ontologica di Kurt Gödel 61; Testi collegati
alla prova ontologica 64; Appendici; A. Una dimostrazione
divina di Piergiorgio Odifreddi; B. Logica e teofilia.
Osservazioni su una dimostrazione attribuita a Gödel di
Roberto Magari, con presentazione di Gabrielle Lolli 95-120.
Studies
1. Adams, Robert Merrihew. 1995. "Introductory note to *1970."
In Kurt Gödel - Collected Works Vol. III: Unpublished Essays
and Lectures, edited by Feferman, Solomon, 388-402. New
York: Oxford University Press.
2. Anderson, Anthony C. 1990. "Some Emendations of Gödel's
Ontological Proof." Faith and Philosophy no. 7:291-303.
"A new version of the ontological argument for the existence of
God was outlined by Kurt Godel and elaborated by Dana Scott.
J. Howard Sobel has given a careful explication of the details
and has provided a powerful critique (1). I believe that Sobel’s
main objection is conclusive against the argument as sketched
by Godel. But it is possible to correct the argument, making
changes which can be independently motivated, and in such a
way that the revised argument is immune to the objection. And
a definition of one of Godel’s primitive concepts enables the
proof of some of his axioms. For the sake of those who do not
enjoy symbolism, I give a statement of Godel’s argument and
the suggested revisions in the vernacular. Some corollaries and
a lemma have been separated off in order to clarify the proof
and to isolate the difficulty. A brief statement of the formalities
is given in the appendix. To see a full formalization of Godel’s
original version, consult Sobel." (p. 191)
(1) Jordan Howard Sobel, “Godel’s Ontological Proof," in On
Being and Saying. Essays for Richard Cartwright, ed. Judith
Jarvis Thomson (Cambridge, Mass. & London, England: The
MIT Press, 1987). Sobel provides detailed renderings of both
Godel’s handwritten note and Scott's elaboration. Apparently
the contents of these have not appeared in print before.
3. ———. 2015. "Gödel’s ‘proof’ for the existence of God." In
Mathematicians and their gods: Interactions between
mathematics and religious beliefs, edited by Lawrence,
Snezana and McCartney, Mark, 279-289. New York: Oxford
University Press.
4. Anderson, Anthony C., and Gettings, Michael. 1996. "Gödel
Ontological Proof Revisited." In Gödel '96, edited by Hájek,
Petr, 167-172. Berlin, Heidelberg: Springer.
"Gödel's version of the modal ontological argument for the
existence of God has been criticized by J. Howard Sobel (5) and
modified by C. Anthony Anderson (1). In the present paper we
consider the extent to which Anderson's emendation is defeated
by the type of objection first offered hy the Monk Gaunilo to St.
Anselm's original Ontological Argument. And we try to push
the analysis of this Gödelian argument a bit further to bring it
into closer agreement with the details of Gödel's own
formulation. Finally, we indicate what seems to be the rnain
weakness of this emendation of Gödel's attempted proof."
5. Bjørdal, Frode. 1999. "Understanding Gödel's ontological
argument." In The Logica Yearbook 1998, edited by Childers,
Timothy, 214-217. Praha: Filosofia.
6. Cook, Roy T. 2004. "God, the Devil, and Gödel's Other Proof."
In The Logica Yearbook 2003, edited by Behounek, Libor, 97-
109. Prague: Philosophia.
"Gödel's 1970 proof of the existence of a god-like being (i.e., a
being having all the 'perfective' properties) is investigated. The
proof is streamlined and reformulated within the weakest logic
possible - and intuitionistic version of second-order logic with a
modal operator no stronger than the system K. It is shown that
even in this weak context one can derive that it is necessary that
a god-like being is at least possible. Finally, the prospects for a
similar proof of the existence of the Devil (or, more carefully, a
being who lacks all perfective properties) is investigated.
Technical reasons are given for why such a parallel proof of the
existence of an evil being is not forthcoming."
7. Czermak, Johannes. 2002. "Abriss des ontologischen
Argumentes." In Kompendium zum Werk, edited by Köhler,
Eckehart, Buldt, Bernd, De-Pauli Schimanovich-Göttig,
Werner, Klein, Carsten, Stöltzner, Michael and Weibel, Peter,
309-324. Wien: Öbv & Hpt.
Kurt Gödel. Wahrheit & Beweisbarkeit. Vol.1: Dokumente und
historische analysen; Vol. 2: Kompendium zum Werk.
8. Fitting, Melvin. 2002. Types, Tableaux and Gödel's God.
Dordrecht: Kluver.
See Part III. Ontological arguments. Chapter 10. Gödel
argument, background 133; Chapter 11. Gödel argument,
formally 145-172.
"Finally, Part III is devoted to ontological proofs. Chapter 10
gives a brief history and analysis of arguments of Anselm,
Descartes, and Leibniz. This is followed by a longer, still
informal, presentation of the Gödel argument itself. Formal
methods are applied in Chapter 11, where Gödel's proof is
examined in great detail. While Gödel's argument is formally
correct, some fundamental flaws are pointed out. One, noted by
Sobel, is that it is too strong -- the modal system collapses. This
could be seen as showing that free will is incompatible with
Gödel's assumptions. Some ways out of this are explored.
Another flaw is equally serious: Gödel assumes as an axiom
something directly equivalent to a key conclusion of his
argument. The problematic axiom is related to a principle
Leibniz proposed as a way of dealing with a hole he found in an
ontological proof of Descartes. Descartes, Leibniz, and Gödel
(and also Anselm) all have proofs that stick at the same point:
showing that the existence of God is possible.
If the Gödel argument is what you are interested in, start with
Part III, and pick up earlier material as needed. Many of the
uses of the formalism are relatively intuitive. Indeed, in Gödel's
notes on his ontological argument, formal machinery is never
discussed, yet it is possible to get a sense of what it is about
anyway." (pp. XIII-XIV).
9. Fuhrmann, André. 2005. "Existenz und Notwendigkeit - Kurt
Gödels axiomatische Theologie." In Logik in der Philosophie,
edited by Spohn, Wolfgang, Schroeder-Heister, Peter and
Olsson, Erik J., 349-374. Heidelberg: Synchron Publishers.
Gödels ontologischer Beweis pp. 354-360.
10. Goldman, Randolph Rubens. 2000. Gödel's Ontological
Argument, University of California at Berkeley.
Available at ProQuest Dissertation Express. Order number:
9979637.
11. Gonçalves, Gomes Nelson. 2006. "Summum Bonum."
Analytica.Revista de Filosofia no. 10:43-105.
(The article is in Portuguese).
"This article contains a presentation of Gödel's ontological
proof, from both the intuitive and the formal points of view.
Two other contemporary variations of it are also presented. The
article
discusses the philosophical and the theological criticisms of the
proof. The conclusion to be drawn is that the soundness of
Gödel's reasoning is an important logical result, which
nevertheless demands further work of analysis. The
metaphysical idea of a positive property (or positive set) for
instance needs clarification."
12. Hájek, Petr. 1996. "Magari and Others on Gõdel's Ontological
Proof." In Logic and Algebra, edited by Ursini, Aldo and
Agliani, Paolo, 125-136. New York: Dekker.
"Gödel's proof of the necessary existence of God is analyzed
from the point of view of modal logic together with related
papers by Magari and Anderson. ln particular, Magari's claim
on redundance in axioms is analyzed and shown to be only true
for some extension of Godel's system (but true for Anderson's
modification, as it as shown elsewhere). Completeness of the
underlying modal logic is proved; and it is shown that the
"ontological" proof may use only the logic KD45 (logic of belief)
instead of S5 (logic of knowledge)."
13. ———. 2002. "A New Small Emendation of Gödel Ontological
Proof." Studia Logica no. 71:149-164.
"Two variants of monadic fuzzy predicate logic are analyzed
and compared with the full fuzzy predicate logic with respect to
finite model property (properties) and arithmetical complexity
of sets of tautologies, satisfiable formulas and of analogous
notion restricted to finite models."
14. ———. 2002. "Der Mathematiker und die Frage der Existenz
Gottes." In Kompendium zum Werk, edited by Köhler,
Eckehart, Buldt, Bernd, De-Pauli Schimanovich-Göttig,
Werner, Klein, Carsten, Stöltzner, Michael and Weibel, Peter,
325-336. Wien: Öbv & Hpt.
Kurt Gödel. Wahrheit & Beweisbarkeit. Vol.1: Dokumente und
historische analysen; Vol. 2: Kompendium zum Werk.
15. ———. 2011. "Gödel's Ontological Proof and Its Varians." In
Kurt Gödel and the Foundations of Mathematics. Horizons of
Truth, edited by Baaz, Matthias, Papadimitriou, Christos H.,
Putnam, Hilary W., Scott, Dana S. and Harper, Jr, Charles L.,
307-321. Cambridge: Cambridge University Press.
16. Hazen, Allen P. 1998. "On Gödel's Ontological Proof."
Australasian Journal of Philosophy no. 76:361-377.
"Gödel, in a cryptic note given to Dana Scott in 1970, introduces
the notion of a positive property. (Thus the formalized version
uses a Third-Order constant, the predicate P(F), expressing the
positivity of the property F). The plausibility of his 'axioms' and
the theological relevance of its conclusion depend on the
interpretation of this notion; Gödel says that it means 'positive
in the moral aesthetic sense (independently of the accidental
structure of the world)', but also allows that it may mean 'pure
"attribution" as opposed to "privation".' The evidence available
from his notebooks suggests that he never found an
interpretation of this notion that fully satisfied him, and it is
perhaps best to assume that he thought of his ontological
argument not as a conclusive proof of the existence of God, but
as an attempt at a reconstruction of Leibniz's argument. In any
event, he laid down certain axioms concerning the notion. Any
property entailed by a positive property is positive, and the
conjunction of two positive properties (the property, that is,
that an individual has if and only if it has both of the given
properties) is positive. Together, these amount to saying that
the positive properties form a filter on the Boolean algebra of
properties. (Gödel adds in a footnote that the positivity of
conjunctions of positive properties holds for arbitrary numbers
of conjuncts, not just for two: as we shell see, this includes
infinite numbers.) Further, positivity is a non-contingent
feature of a property: any property which is positive is
necessarily positive, and no property which is not positive could
be.
Another axiom said that, of any pair of properties consisting of
a property and its negation (the property necessarily holding of
all and only the individuals not possessing the first property),
precisely one is positive. (Positive properties form an
ultrafilter.) We are now In a position to prove our first theorem:
positive properties are at least possibly instantiated, Proof: the
contradictory property (self-non-identity) entails all properties,
including Its own negation (self-Identity), so if it were positive
both properties of such a pair would be positive. (As has been
noted by commentators, the proof uses only part of the strength
of the latest axiom: of a pair of a property and its negation at
most one is positive.)
Gödel's remaining axiom is formulated in terms of a defined
notion. First define a property to be an essence of an individual
if it is a property, possessed by the individual (Godel left this
clause out in (1), but this appears to have been an oversight - -it
is Included In related manuscripts), which entails every
property the individual has. The terminology is somewhat
unfortunate: the notion defined is close to Leibniz's notion of
the complete concept of an object, but is not at all what current
philosophical usage calls an essence. 'Essence' and
'essentialism' were bad words for most analytic philosophers of
the 1960s -- many found the doctrines of Kripke downright
shocking -- but, with the flowering of modal metaphysics since,
they have come to have well-understood and generally agreed
meanings, defined in terms of de re modal locutions. An
individual. x, has a property, F, essentially iff x has F and it is
necessarily the case that x, provided it exists, has F. An essence
of x, in this post-1970 sense, is a property which entails all and
only the properties x has essentially. To avoid confusion,
therefore, let us re-christen Gödel's notion: the property an
individual has that entails every property it has is its
character." (pp. 364-365)
Notes omitted.
17. Kegler, Jeffrey. 2008. The God Proof: CreateSpace.
A novel on the ontological proof, useful as a non-technical, but
reliable, introduction to Gödel's argument.
18. Koons, Robert C. 2006. "Sobel on Gödel’s ontological proof."
Philosophia Christi no. 8:235-247.
Ś
19. Kordula, Świętorzecka, ed. 2016. Gödel’s Ontological
Argument. History, Modifications, and Controversies.
Warszawa: Semper.
Contents: Preface; Chapter 1. Kordula Świętorzecka: Gödel’s
‘Ontologischer Beweis’. Remarks on Its Philosophical
Background and Variations; Chapter 2. Johannes Czermak:
From Ontological Proof to Theological Theories; Chapter 3:
Edward Nieznański: Gödel’s summum bonum versus Leibniz’s
ratio sufficiens; Chapter 4: Srećko Kovač, Kordula
Świętorzecka: Gödel’s “Slingshot” Argument and His Onto-
Theological System; Chapter 5. Srećko Kovač: Causal
Interpretation of Gödel’s Ontological Proof; Chapter 6. André
Fuhrmann: Blogging Gödel: His Ontological Argument in the
Public Eye; Bibliography.
20. Kovac, Srecko. 2003. "Some Weakened Gödelian Ontological
Systems." Journal of Philosophical Logic no. 32:565-588.
"We describe a K B Gödelian ontological system, and some
other weak systems, in a fully formal way using theory of types
and natural deduction, and present a completeness proof in its
main and specific parts. We technically and philosophically
analyze and comment on the systems (mainly with respect to
the relativism of values) and include a sketch of some
connected aspect of Gödel's relation to Kant."
21. Magari, Roberto. 1988. "Logica e teofilia." Notizie di logica no.
7:11-20.
Ristampato in: Kurt Gödel - La prova matematica
dell'esistenza di Dio - Trino, Bollati Boringhieri, 2006, pp. 99-
120.
22. Muck, Otto. 1992. "Eigenschaften Gottes im Licht des
Godelschen Arguments." Theologie und Philosophie no. 67:60-
85.
"In his sketch of an Ontological Proof (dated February 10th
1970) Kurt Gödel introduces the concept of a positive property
and proves the necessary existence of exact one being which
instantiates all positive properties -- he calls it 'summun
bonum'. Special emphasis in the discussion of this argument is
put on the logical structure of positive property and the
comparison with the concept of (pure) perfection as it is used in
traditional philosophy of God for dealing with divine
attributes."
23. ———. 1992. "Religioser Glaube und Gödels ontologischer
Gottesbeweis." Theologie und Philosophie no. 67:263-267.
"In discussing the rationality of religious belief, Franz von
Kutschera (Vernuft und Glaube, 1990) criticises attempts to
clarify divine attributes and to demonstrate the existence of
God, including Gödel's Ontological Proof. The article argues
that the criticism proposed neglects the concept of pure
perfection and that the logical structure of this concept can be
clarified in further developing Gödel's concept of positive
property."
24. Oppy, Graham. 1996. "Gödelian Ontological Arguments."
Analysis no. 56:226-230.
"The main thesis of this paper is that Gödel's ontological
argument is subject to a kind of objection which has hitherto
been overlooked, but which has often been levelled at other
ontological arguments, viz. that it can be paralleled by
apparently equally persuasive proofs of the existence of beings
in which no one should wish to believe. (Compare Gaunilo's
objection to St. Anselm: No one should wish to believe in the
existence of an island than which no greater island can be
conceived.) "
25. Park, Woosuk. 2003. "On the Motivations of Gödel's
Ontological Proof." Modern Schoolman:144-153.
"In recent years there has been a surge of interest in Gödel's
ontological proof of the existence of God. Gödel showed his
proof (Gödel *1970) to Scott, and Scott made a note of the proof
and presented it in his seminar at Princeton University in the
fall of 1970. From then on, Gödel's proof has become widely
circulated. It was finally published in Sobel 1987 as an appendix
and later included in volume three of Gödel's Collected Works.
Recent discussions of Gödel's proof mostly start from Sobel's
criticisms. As is well known, the most influential criticism of
Sobel is that Gödel's proof leads to a consequence unacceptable
to most philosophers, i.e. that all truths are necessary truths.
Anderson 1990 viewed this as the modal collapse of Gödel's
assumptions, and tried to save Gödel's proof by some plausible
modifications.
Anderson's emendation secured many interesting responses
including Oppy 1996, where a parody of the Gödelian proof
reminiscent of Gaunilo's objection to Anselm's proof is
presented. As one might expect, such a parody has invited
friends of ontological proofs to follow in the footsteps of
Anselm.
In spite of all this extensive concern, it is not certain whether
there is any improvement in understanding the motivations of
Gödel's ontological proof. Why was Gödel so preoccupied with
completing his own ontological proof? To the best of my
knowledge, no one has dealt with this basic question seriously
enough to answer it.
In this article, I propose to examine Gödel's ideas against a
somewhat larger background in order to understand his
motivation for establishing the ontological proof.
I shall point out that the value of Gödel's proof is to be found in
the possible role of his proof of the existence of God in his
philosophy as a whole as well as in its relative merit as an
ontological proof. Hopefully, my guiding question as to Gödel's
motivation will turn out to be extremely fruitful by enabling us
to fathom his mind regarding God and mathematics."
26. Perzanowski, Jerzy. 1991. "Ontological arguments II - Cartesian
and Leibnizian." In Handbook of Metaphysics and Ontology,
edited by Burkhardt, Hans and Smith, Barry, 625-633.
München: Philosophia Verlag.
27. Roetti, Jorge Alfredo. 2004. "El argumento ontológico: La
variante de Gödel de la versión de Leibniz." Dialogos.Revista
del Departmento de Filosofia Universidad de Puerto Rico no.
39:77-105.
"The paper contains a full version of the well-known Gödel's
variant of the ontological argument. It is based on the Leibniz's
version of the proof, the axiom systems of Gödel 1970 and of
Anderson 1990, with some weakenings. We discriminate
between several types of existence; the form of existence of God
we assert is, in a constructive fashion, a weaker one. Later we
deal with Kant's criticism against the predicate of existence and
offer several commentaries on the proof, and on topics such as
perfection and existence."
28. Scott, Dana. 1987. "Gödel's Ontological Proof." In On Being
and Saying. Essays for Richard Cartwright, edited by
Thomson, Judith Jarvis, 257-258. Cambridge: MIT Press.
29. Sobel, John Howard. 1987. "Gödel's Ontological Proof." In On
Being and Saying. Essays for Richard Cartwright, edited by
Thomson, Judith Jarvis, 241-261. Cambridge: MIT Press.
"Notes in Gödel's "Nachlass" contain a sketch of a theory that
culminates in a theorem that says that it is necessary that there
is a being that has every positive property. I observe that in the
theory a being with all positive properties would have only
necessarily instantiated properties, and demonstrate that
modalities collapse in the theory -- in it everything actual or
true is so of logical necessity."
30. ———. 2004. Logic and Theism. Arguments For and Against
Beliefs in God. Cambridge: Cambridge University Press.
31. Sobel, Jordan Howard. 2006. "To My Critics with Appreciation:
Responses To My Critics with Appreciation: to Taliaferro,
Swinburne, and Koons." Philosophia Christi no. 8:249-293.
32. Świętorzecka, Kordula, ed. 2015. Gödel's Ontological
Argument. History, Modifications, and Controversies.
Warszawa: Semper Wydawnictwo Naukowe.
Contents: Preface VII-IX; 1. Kordula Świętorzecka: Gödel's
'Ontologischer Beweis’. Remarks on Its Philosophical
Background and Variations 1; 2. Johannes Czermak: From
Ontological Proof to Theological Theories 47; 3. Edward
Nieznanski: Gödel's summum bonum versus Leibniz’s ratio
sufficiens 85; 4. Gödel's, Kordula Świętorzecka: Gödel's
"Slingshot” Argument and His Onto-Theological System 123; 5.
Gödel's: Causal Interpretation of Gödel’s Ontological Proof 163;
6. André Fuhrmann: Blogging Gödel: His Ontological
Argument in the Public Eye 203; Bibliography 227-233.
33. Szatkowski, Miroslaw. 2005. "Semantic Analysis of Some
Variants of Anderson-Like Ontological Proofs." Studia Logica
no. 79:317-355.
"The aim of this paper is to prove strong completeness
theorems for several Anderson-like variants of Gödel's theory
wrt. classes of modal structures, in which: (i). 1st order terms
receive only rigid extensions in the constant objectual 1st order
domain; (ii). 2nd order terms receive nonrigid extensions in
preselected world-relative objectual domains of 2nd order and
rigid intensions in the constant conceptual 2nd order domain."
34. ———. 2019. "Deficiencies of Gödel’s Ontological Proof." In Quo
Vadis,Metaphysics? Essays in Honor of Peter van Inwagen,
edited by Szatkowski, Miroslaw, 469-476. Berlin: de Gruyter.
35. Wang, Hao. 1996. A Logical Journey. From Gödel to
Philosophy. Cambridge: MIT Press.
See Chapter 3.2 Religion and Gödel's Ontological Proof pp. 111-
121.
Norman Malcolm (1911-1990)
Texts
1. Malcolm, Norman. 1960. "Anselm's ontological argument."
Philosophical Review:41-62.
Reprinted in: N. Malcolm - Knowledge and certainty. Essays
and lectures - Ithaca, Cornell University Press, 1963, pp. 141-
162.
"I believe that in Anselm's Proslogion and Responsio editoris
there are two different pieces of reasoning which he did not
distinguish from one another, and that a good deal of light may
be shed on the philosophical problem of "the ontological
argument" if we do distinguish them. In Chapter 2 of the
Proslogion Anselm says that we believe that God is something a
greater than which cannot be conceived. (The Latin is aliquid
quo nihil maius cogitari possit. Anselm sometimes uses the
alternative expressions aliquid quo maius nihil cogitari potest,
id quo maius cogitari nequit, aliquid quo maius cogitari non
valet.) Even the fool of the Psalm who says in his heart there is
no God, when he hears this very thing that Anselm says,
namely, "something a greater than which cannot be conceived,"
understands what he hears, and what he understands is in his
understanding though he does not understand that it exists."
Studies
1. Morewedge, Parviz. 1970. "Ibn Sina (Avicenna) and Malcolm
and the ontological argument." Monist.An International
Quarterly Journal of General Philosophical Inquiry no.
54:234-249.
"Evidence is presented in support of the following theses: (1)
Prior to Anselm, Ibn Sina formulated a version of the
ontological argument which corresponds to Malcolm's second
version of this argument. (2) An examination of Ibn Sina's
formulation permits new criticism of Malcolm's version. The
latter makes the unwarranted deduction that in its
metaphysical use "the necessary existent" is identified with
"God" in its ordinary religious use. Further, Malcolm's informal
explication of "the necessary existent" in terms of "dependency
on privations" contains logical confusions. Departing from the
same premise as Malcolm, Ibn Sina deduces a different
conclusion, identifying "the necessary existent" not with a
substantial creator, but with the "source of the world's
dependence," analogous to the so-called "principle of sufficient
reason" used by the mystics. To clarify the alleged contentions
of the argument, analytical distinctions are drawn between
various metaphysical categories, e.g., "essence," "existence,"
and "substance"."
Jan Berg (1928-
Texts
1. Berg, Jan. 1961. "An examination of ontological proof."
Theoria.A Swedish Journal of Philosophy no. 27:99-106.
Studies
1. Mann, William E. 1967. "Definite descriptions and the
ontological argument." Theoria no. 33:211-229.
Somewhat revised version, incorporating new translations of
the passages of Anselm's works, in: Karel Lambert (ed.),
Philosophical Applications of Free Logic, New York: Oxford
University Press, 1991, pp. 257-272.
"Jan Berg has presented, in a painstaking and highly
compressed paper, St. Anselm's Ontological Argument ,
dressed in the garb of a formal language, L. L is the first-order
predicate calculus with identity and, particularly, with Russell's
theory of descriptions. It is the task of Berg's paper to
reconstruct Anselm's argument in L with an eye towards (1)
preserving historical accuracy and (2) preventing the argument
from begging the question. In this paper I will argue that he has
not completely satisfied either objective, and further, that the
reason he has not is that Russell's theory of descriptions is
particularly unsuitable for Anselm's argument. I will then
investigate the implications of reconstructing the argument in
L, supplemented not with Russell's theory, but with some
alternative theories."
John Howard Sobel (1929 - 2010)
Texts
1. Sobel, John Howard. 1987. "Gödel's Ontological Proof." In On
Being and Saying. Essays for Richard Cartwright, edited by
Thomson, Judith Jarvis, 241-261. Cambridge: MIT Press.
"Notes in Gödel's "Nachlass" contain a sketch of a theory that
culminates in a theorem that says that it is necessary that there
is a being that has every positive property. I observe that in the
theory a being with all positive properties would have only
necessarily instantiated properties, and demonstrate that
modalities collapse in the theory -- in it everything actual or
true is so of logical necessity."
2. ———. 2004. Logic and Theism. Arguments For and Against
Beliefs in God. Cambridge: Cambridge University Press.
3. ———. 2006. "To My Critics With Appreciation: Responses to
Taliaferro, Swinburne, and Koons." Philosophia Christi no.
8:249-292.
"This response to critics includes elaboration of ideas and
arguments in Logic and Theism regarding cumulative
arguments for theism, probabilities, 'fine-tuning' and many
worlds, and Gödel's ontological proof, probabilities subjective
and objective, and Mackiean doubts concerning the latter, are
explained. There is discussion of 'dividing the evidence' in
Bayesian confirmation exercises, with some of it allowed to
target 'priors' of hypotheses, and there is a note on my
problems with old evidence. Tentatively explored are Gödel's
considered modal opinions, which may have included that
every truth is necessary, and every falsehood impossible."
4. ———. 2007. "Born Again! Anselm in the Person of Charles
Hartshorne." In The Logic Yearbook 2006, edited by Tomala,
Andrej and Honzik, Radek, 223-235. Praha: Filosofia.
"Charles Hartshorne derives in a sentential modal logic, that
"perfection exists" from the premises that "perfection is not
impossible" and "perfection could not exist contingently."
These premises are, on certain assumptions, equivalent to
corollaries to which Anselm was committed of the premises of
the major argument in Proslogion 2, namely, that "
(S)omething-than-which-nothing-greater-can-be-thought
exists in the mind" and that "(T)hat-than-which-a-greater-
cannot-be-thought cannot exist in the mind alone," for the
conclusion that " something-than-which-a-greater-cannot-be-
thought exists both in the mind and in reality," which argument
is, on a generous construction, valid in a quantificational logic
for indefinite descriptions."
Studies
Alvin Plantinga (1932-
Texts
1. Plantinga, Alvin. 1966. "Kant's objection to the ontological
argument." Journal of Philosophy no. 63:537-545.
"The Ontological Argument for the existence of God has
fascinated and puzzled philosophers ever since it was first
formulated by St. Anselm, I suppose most philosophers have
been inclined to reject the argument, although it has an
illustrious line of defenders extending to the present and
presently terminating in Professors Malcolm and Hartshorne.
Many philosophers have tried to give general refutations of the
argument-refutations designed to show that no version of it can
possibly succeed-of which the most important is, perhaps,
Kant's objection, with its several contemporary variations. I
believe that none of these general refutations are successful; in
what follows I shall support this belief by critically examining
Kant's objection."
2. ———. 1967. God and other minds. A study of the rational
justification of belief in God. Ithaca: Cornell University Press.
Chapter Two: The Ontological Argument (I) 26; Chapter Three:
The Ontological Argument (II) 64-94.
3. ———. 1974. The nature of necessity. Oxford: Clarendon Press.
4. ———. 1974. God, freedom, and evil. New York: Harper & Row.
Studies
1. Coburn, Robert C. 1966. "Animadversions on Plantinga's Kant."
Journal of Philosophy :546-548.
"The bulk of the paper is devoted to an examination of the
'interpretations' which Alvin Plantinga suggests as to what Kant
was saying in his discussion of the ontological argument in the
first "Critique." I conclude with an independent account of
what Kant was getting at."
2. Grim, Patrick. 1981. "Plantinga, Hartshorne, and the
ontological argument." Sophia no. 20:12-16.
"R. L. Purtill has claimed that the ontological argument that
Plantinga presents in The nature of necessity is basically the
same as that offered in Hartshorne's The logic of perfection and
that it falls victim to the same criticisms. I argue that
Plantinga's ontological argument is different enough "not" to
fall victim to Purtill's criticisms. What makes Plantinga's
argument different, however, also makes it vulnerable to a
different criticism: the God of Plantinga's conclusion is not a
being greater than which none can be conceived."
3. Inwagen, Peter van. 1977. "Ontological arguments." Noûs no.
11:375-395.
"In this paper I shall delimit an infinite class of valid arguments
I shall call ontic arguments. These arguments proceed from a
premise that asserts of a set of properties that it satisfies certain
conditions, to the conclusion that there exists something that
exemplifies that set of properties. If the conclusion of an ontic
argument can be read as asserting the existence of a Deity, then
I call that argument an ontological argument. In the present
sense of this term, there are infinitely many ontological
arguments, all of them valid. I shall devote special attention to
one particular ontological argument, the most modest, since
many of its features are shared by all other ontological
arguments. I shall argue that anyone who wants to claim either
that this argument is sound or that it is unsound is faced with
grave difficulties.
I shall take it for granted that the connection between what I
call ontological arguments and traditional presentations of
"the" ontological argument (there is, of course, no one
argument that can be called the ontological argument) is plain.
I make the following historical claim without arguing for it:
Every well-known "version of the ontological argument" is
either, (I) essentially the same as one of the arguments called
ontological herein, or (ii) invalid or outrageously question-
begging, or (iii) stated in language so confusing it is not
possible to say with any confidence just what its premises are or
what their relation to its conclusion is supposed to be. I should
myself be inclined to place all historical "versions of the
ontological argument" in category (iii), but this is a function of
the way I read them: I would place many of the arguments
certain contemporary philosophers claim to see in the original
sources in one of the first two categories. I shall examine one
contemporary argument, that presented by Alvin Plantinga in
The nature of necessity (Chapter X) and in God, freedom, and
evil (pp. 85-112). Plantinga's argument falls into category (I). I
shall dispute Plantinga's contention that his argument can be
used to show that belief in God is not contrary to reason."
4. Purtill, Richard L. 1976. "Plantinga, necessity, and God." New
Scholasticism no. 50:36-60.
"This paper is a critical overview of Alvin Plantinga's recent
book entitled The nature of necessity . While noting the many
virtues of the work, I criticise Plantinga on a number of points,
major and minor. In particular I argue that Plantinga's notion
of an "essence" is lacking in content and that his formulation of
the ontological argument does not advance the question much
beyond the stage reached by Hartshorne's formulation of the
argument and criticisms of this formulation by myself and
others. Plantinga also fails to distinguish sufficiently between
narrowly logical necessity and broadly logical necessity and
between the direct and inverse probabilities involved in a
probabilistic version of the argument from evil. I also criticise
Plantinga's strategy of merely defending theistic belief as not
disprovable and in that sense rational; in my view this is too
modest an aim for the theistic philosopher."
5. Tooley, Michael. 1981. "Plantinga's defence of the ontological
argument." Mind no. 90:422-427.
"In chapter 10 of his book, The nature of necessity , Alvin
Plantinga contends that although many versions of the
ontological argument are unsound, there is at least one that is
valid, and whose premises may reasonably be accepted. It is
argued in this paper that Plantinga's defense of this contention
is unsatisfactory, and that the version of the ontological
argument which he offers is unacceptable for at least two
reasons. In the first place, it involves a form of argumentation
which if applied to structurally identical, and equally justified
premises, leads to contradictory conclusions. Secondly, the
crucial premise in Plantinga's argument can be seen to be
necessarily false, given an adequate account of the truth
conditions of modal statements."
David Kellogg Lewis (1941-2001)
Texts
1. Lewis, David. 1970. "Anselm and Actuality." Noûs no. 4:175-
188.
Reprinted in; Philosophical papers - vol. I Oxofrd, Oxford
University Press 1983 pp. 10-20 with Postscripts pp. 21-25.
"A version of Anselm's first ontological argument is symbolized
in non-modal logic with explicit reference to conceivable worlds
and beings that exist therein. An ambiguity appears: one
symbolization yields an invalid argument with credible
premises while another symbolization yields a valid argument
with premises we have no good, non-circular reason to accept.
The credibility of one premise of the second version turns on
the nature of actuality; I propose that "actual" is an indexical
term closely analogous to 'present'."
Studies
1. Spade, Paul Vincent. 1976. "Anselm and ambiguity."
International Journal for Philosophy of Religion no. 7:433-
445.
"David Lewis' analysis of Anselm's ontological argument shows
that something is wrong with it but not, despite his claim, what
is wrong with it. I offer a further analysis in the spirit of Lewis',
taking account of a four-fold ambiguity in the notion of
'greater'. When the ambiguity is resolved, it turns out that on
some readings the argument is valid but the premisses are not
each more plausible than the conclusion. On other readings the
argument is invalid but the premisses are trivially true. The
argument's illusion of plausibility trades on the ambiguity."
Robert Maydole (1941-
Texts
1. Maydole, Robert E. 1980. "A modal model for proving the
existence of God." American Philosophical Quarterly no.
17:135-142.
"In the first section of this paper I employ an ontological type
argument to show that the mere possibility of God's existence
implies, in a standard system of quantified modal logic, the
actual existence of God. I also show that there is at most one
God. In the second section I argue that the very idea of God is
meaningful. In the third section I use a cosmological argument
modeled on St Thomas' Third Way to prove that God exists.
The mediate conclusion is that God exists. In the final section
of the paper I discuss the plausibility of adopting the modal
logic previously employed."
2. ———. 2000. "The modal Third Way." International Journal of
Philosophy of Religion no. 47:1-28.
3. ———. 2003. "The modal perfection argument for the existence
of a Supreme Being." Philo.A Journal of Philosophy no. 6:299-
313.
"The 'modal perfection argument' (MPA) for the existence of a
Supreme Being is a new ontological argument that is rooted in
the insights of Anselm, Leibniz and Gödel. Something is
supreme if and only if nothing is possibly greater, and a
perfection is a property that it is better to have than not. The
premises of MPA are that supremity is a perfection, perfections
entail only perfections, and the negation of a perfection is not a
perfection. I do three things in this paper.
First, I prove that MPA is valid by construction a formal
deduction of it in second order modal logic. Second, I argue
that its premises are true. Third, I defend the argument of the
logic used against some likely objections."
4. ———. 2006. "On Oppy's objections to the modal perfection
argument." Philo.A Journal of Philosophy no. 8.
5. ———. 2006. "On Metcalf's objections to the modal perfection
argument." Philo.A Journal of Philosophy no. 8.
6. ———. 2009. "The Ontological Argument." In The Blackwell
Companion to Natural Theology, edited by Craig, William
Lane and Moreland, James Porter, 553-587. Malden: Wiley-
Blackwell.
Studies
1. Metcalf, Thomas. 2005. "Entailment and ontological
arguments: reply to Maydole." Philo.A Journal of Philosophy
no. 8:131-133.
"Robert Maydole has recently presented a sophisticated
ontological argument that he calls the modal perfection
argument for the existence of a Supreme Being. While this
ontological argument is probably better than most of its peers,
it is nonetheless open to at least one decisive objection. The
purpose of this brief comment is to develop that objection. I
claim that this objection indicates an important further point
about the concept of entailment and its role in ontological
arguments at large, the recognition of which helps to refute
other conceivable ontological arguments."
2. Oppy, Graham. 2004. "Maydole's 2QS5 argument." Philo.A
Journal of Philosophy no. 7:201-209.
3. ———. 2007. "Maydole's modal perfection argument (again)."
Philo.A Journal of Philosophy no. 10.
Graham Oppy (1960-
Texts
1. Oppy, Graham. 1991. "Makin on the ontological argument."
Philosophy no. 66:106-114.
"In "The Ontological Argument" (Philosophy 63, 1988, pp. 83-
91) Stephen Makin offers a defence of what he calls 'Anselm
Ontological Argument'. I am not much interested in the
question whether the argument which Makin defends can
properly be attributed to St. Anselm, though I suspect that
there is considerable room for disagreement on this score;
rather, I want to suggest that the argument which Makin offers
is quite clearly invalid (and hence unsound) and I also want to
suggest that it is very plausible to suppose that any version of
the ontological argument is vitiated by the same fallacy in
which Makin's argument is entrapped."
2. ———. 1993. "Makin's ontological argument (again)."
Philosophy no. 68:234-239.
"In 'The Ontological Argument Defended' (1), Stephen Makin
defends the following version of the ontological argument:
Makin's Argument
(Df) S is the concept: something than which nothing greater
can be conceived.
(A) If F is, and G is not, a selectively and intrinsically
necessarily exemplified concept, then, ceteris paribus, F's are
greater than G's.
Suppose:
(B) S is not (selectively and intrinsically) necessarily
exemplified.
Then:
(C) One could conceive of what is greater than S.
But that is absurd. So the supposition (B) must be rejected:
(D) S is (selectively and intrinsically) necessarily exemplified.
(2)
I have two criticisms to make of this argument. First, it can be
paralleled to its discredit. And second, it can be shown
independently that the argument fails to establish the
conclusion that there actually exists a being than which none
greater can be conceived. I shall argue for each of these
contentions in turn."
(1) Stephen Makin, "The Ontological Argument Defended",
Philosophy 67 (1992), 247-255.
(2) Ibid., 248. I have changed the labelling of the sentences; I
shall use my own labelling of sentences throughout. Makin
explains the meanign of, and the need for, the qualification that
S be selectively and intrinsically necessarily exemplified at
250-252.
3. ———. 1995. Ontological arguments and belief in God.
Cambridge: Cambridge University Press.
4. ———. 1996. "Gödelian ontological arguments." Analysis no.
56:226-230.
"There is now a considerable secondary literature on Gödel's
ontological arguments; in particular, interested readers should
consult Sobel 1987, Anderson 1990 and Adams 1995. In this
note, I wish to draw attention to an objection to these
arguments which has hitherto gone unnoticed. This objection
does not depend upon fine details of the formulation of the
arguments; I arbitrarily choose to develop the objection in
connection with the formulation provided by Anderson.
In brief, the argument I shall consider may be summarized
thus:
Definition 1: x is God-like iff x has as essential properties those
and only those properties which are positive.
Definition 2: A is an essence of x iff for every property B, x has
B necessarily iff A entails B.
Definition 3: x necessarily exists iff every essence of x is
necessarily exemplified.
Axiom 1: If a property is positive, then its negation is not
positive.
Axiom 2: Any property entailed by [= strictly implied by] a
positive property is positive.
Axiom 3: The property of being God-like is positive.
Axiom 4: If a property is positive, then it is necessarily positive.
Axiom 5: Necessary existence is positive.
Theorem 1: If a property is positive, then it is consistent [=
possibly exemplified].
Corollary 1: The property of being God-like is consistent.
Theorem 2: If something is God-like, then the property of being
God-like is an essence of that thing.
Theorem 3: Necessarily, the property of being God-like is
exemplified.
Given a sufficiently generous conception of properties, and
granted the acceptability of the underlying modal logic, the
theorems listed do follow from the axioms. (So say Gödel, Dana
Scott, Sobel, Anderson, and Adams. Who am I to disagree?)
Perhaps one might object to the conception of properties
and/or the modal logic. But one doesn't need to: the proof is
demonstrably no good even if these things are accepted.
The problem - as with virtually all ontological arguments
known to me - lies in the fact that there are parallel arguments
which can be constructed, which seem no less acceptable to
atheists and agnostics, but whose acceptance leads to absurd
results. (1)" p. 226.
(1) In Oppy (1995, p. 225), I write: 'It may be possible to
reinterpret the (Gödelian) proof in a damaging way, though I
have not been able to see how to do this.' I think that my vision
has now improved a little: hence the present paper.
5. ———. 2000. "Response to Gettings." Analysis no. 60:363-367.
In "Gödelian Ontological Arguments" (Analysis 56, 1996), I
argue that Gödel's ontological argument is subject to a Gaunilo-
style parody. In the present paper, I provide an emended
version of the argument that avoids objections raised by Mike
Gettings in his "Gödel's Ontological Argument: A Reply to
Oppy" (Analysis 59, 1999)."
6. ———. 2006. Arguing about Gods. Cambridge: Cambridge
University Press.
Chapter 2: Ontological arguments, pp. 49-96.
Studies
1. Gettings, Michael. 1999. "Gödel's ontological argument: a reply
to Oppy." Analysis no. 59:309-313.
"Graham Oppy has contributed recently to the discussion of
Gödel's ontological argument with an attempted refutation
(Oppy 1996). Although seemingly promising, I will show here
that this attempt fails to undermine Gödel's argument.
Very briefly, Gödel's argument proceeds in the following way.
(1) One begins with the primitive notion of a positive property.
A positive property is a 'great-making' property which entails
no defect. The property of Godlikeness (G) is defined in this
way: One is God-like iff one has as essential properties all and
only positive properties. Given a number of axioms concerning
positive properties, one can prove that a unique possible
individual instantiates God-likeness, i.e. that there is (at least)
one possible world inhabited by this unique God-like being.
Furthermore, necessary existence is a positive property. Thus,
in some possible world this unique God-like being necessarily
exists, and so, in SS modal logic, this being exists in the actual
world.
Oppy's strategy is the strategy which the monk Gaunilo used to
try to refute Anselm's ontological argument. This strategy
attempts to show that if the theist purports to have proven the
existence of God, the same reasoning may be used to prove the
existence of many theologically repugnant entities, e.g. demi-
gods, perfect islands, etc. Oppy's particular objection is
motivated in the following way: since the theist defines God-
likeness, the atheist may define a similar property, call it
`God*-likeness' ('G*'). Let God*-likeness be the property one
has iff one has as essential properties only and almost all of the
positive properties, including necessary existence (e.g., all
positive properties except omniscience, and only positive
properties). Since two things are identical only if they share the
same essential properties, the definition of God*-likeness
ensures that the atheist's being is distinct from God.
Furthermore, a God*-like being must also be necessarily
existent, since necessary existence is a property entailed by
God*likeness.
Oppy cannot draw the conclusion that such a being exists,
however. There is a crucial disanalogy between his argument
and the theist's. This disanalogy becomes evident when we look
at Oppy's argument, which he presents in two formulations.
These two formulations are similar, and I will show that the
first is defective, and argue that the second fails for similar
reasons." pp. 309-310.
(1) See Anderson 1990 for details of a strengthened formulation
of Gödel's argument. This is the formulation which both Oppy
and I address, although I will also consider a revision to this
argument. For now, 'Gödel's argument' and 'the theist's
argument' will refer to the formulation found in Anderson
1990.
Alexander Pruss (1973-
Texts
1. Pruss, Alexander. 2001. "Samkara's principle and two
ontomystical arguments." International Journal of Philosophy
of Religion no. 49:111-120.
"The S5-based ontological argument assumes (1) possibly there
is a maximally great being (MGB) and (2) that any MGB must
be essentially such and have necessary existence, so that by S5
there is a MGB. The weakest point is (1). Samkara (788-820
AD) argued that if something is impossible, then one cannot
have a seeming of it. Therefore, by modus tollens, if a mystic
has a (quasi-perceptual) seeming of a MGB, then possibly there
is a MGB, and hence (1) is true, and there is a MGB. A variant
based on a radical dependence ontological argument is also
discussed."
2. ———. 2008. "A Gödelian ontological argument improved."
Religious Studies no. 45:347-353.
Studies
Bibliography on the Contemporary Period
1. Adams, Robert Merrihew. 1969. The Modal Argument for the
Existence of God, Cornell University.
class="styel9">Available at ProQuest Dissertation Express.
Order number: 6913015.
2. ———. 1988. "Presumption and the Necessary Existence of
God." Noûs no. 22:19-32.
3. Alston, William. 1960. "The ontological argument revisited."
Philosophical Review no. 69:452-474.
class="styel9">Reprinted in: A. Plantinga (ed.) - The
ontological argument from St. Anselm to contemporary
philosophers - London, Macmillan, 1968 pp. 86-110.
"The ontological argument has often been criticized on the
grounds that it mistakenly supposes "exists" to be a predicate. I
am going to argue (1) that the way in which this criticism is
usually presented is faulty, (2) that these faults result from
overlooking certain basic features of the concept of existence,
and (3) that when these features are fully taken into account,
new and sounder reasons can be given for denying that "exists"
is a predicate and for rejecting the ontological argument. In the
first section I shall present the traditional kind of criticism in
what I take to be its strongest form; in the second, I shall try to
show that it does not hold up; in the third I shall attempt to
enrich it so as to avoid those defects.(*)" p. 452
(*) It may be helpful to relate this essay to Professor Norman
Malcolm's very interesting article, "Anselm's Ontological
Arguments," which recently appeared in the [Philosophical]
Review (LXIX, 1960, 41-62). There Malcolm distinguishes two
different arguments in Anselm's Proslogion. My treatment of
Anselm is restricted to what Malcolm calls the first argument,
and is concerned with the sort of considerations which are
commonly used in rejecting it. About what Malcolm calls the
second argument, I have nothing to say in this essay. My
opinion is that the second argument is ultimately dependent on
the first, but that is a long story."
4. Balaban, Oded, and Avshalom, Asnat. 1990. "The ontological
argument reconsidered." Journal of Philosophical Research no.
15:279-310.
5. Bausola, Adriano. 2000. "Per una ripresa dell'argomento
ontologico." Rivista di Filosofia Neo-Scolastica no. 92:349-
362.
6. Brown, Charles D. 1978. "The ontological theorem." Notre
Dame Journal of Formal Logic no. 19:591-592.
7. Duncan, Roger. 1980. "Analogy and the ontological argument."
New Scholasticism no. 54:25-33.
class="styel9">"St Thomas rejects the ontological argument but
does not deny that the concept of God entails his essence.
Instead, he relies on the distinction between a proposition's
being necessary and its being known "a priori", which is related
to the problem of knowing God's possibility "a priori", the
Achilles heel of contemporary modal arguments. Why can we
not know God's possibility "a priori"? The doctrine of analogy
claims that God-language is too obscure to authorize such
deductions. The rejection of irreducibly analogous language
leads to rationalism, which accepts the ontological argument,
or to fideism/agnosticism, which reject it. Modern philosophers
were in tacit agreement in ignoring the distinction between "a
priority" and necessity, and on the irrelevance of analogy.
Hence they oscillated between acceptance of the ontological
argument, and the total rejection of significant God-talk.
Recent trends are favorable to a reconsideration of both points,
and to an appreciation of their adumbration in the writings of
Aquinas."
8. Forgie, J.William. 2008. "How is the question 'is existence a
predicate?' relevant to the ontological argument?"
International Journal for Philosophy of Religion no. 64:117-
133.
9. Forgie, William J. 1991. "The modal ontological argument and
the necessary a posteriori." International Journal for
Philosophy of Religion no. 29:129-141.
class="styel9">"I consider modal ontological arguments of the
form, 'God is possible; therefore, God actually exists', which
conceive of God in terms of properties"indexed to the actual
world. The use of such indexed properties can ensure the
validity of these arguments but it also transforms their
possibility premisses into a posteriori claims. Because of this, a
typical inquirer is not going to be able to get into some desired
epistemic position toward the possibility premise (e.g., knowing
it, or determining that it is rationally acceptable) without first
having to get into that same position toward the conclusion of
the argument. Thus it is not clear for whom these arguments
could establish even the rationality of their conclusions."
10. Garcia de la Sienra, Adolfo. 2000. "The Ontological Argument."
In The Rationality of Theism, edited by Garcia de la Sienra,
Adolfo and Araujo, Alfredo, 127-142. Atlanta: Rodopi.
class="styel9">"Abstract. This paper presents a reconstruction
of Anselm's ontological argument within the framework of
Meinong's Gegenstandstheorie. It is shown that, within this
framework and assuming a certain basic theological view, the
argument has some force. Unlike many replies to the argument,
the paper concludes undermining the theological view rather
than the premise that existence is a predicate.
The ontological argument is an old piece of theological
reasoning that has a long and interesting history in the course
of Western philosophy. The main author of this argument was
the Eleventh-century English friar Anselm of Canterbury,
according to Koyré "one of the profoundest and most exalted of
spirits," but Descartes' formulation (which he produced without
being aware of Anselm's work) is deemed also as one of the
standard presentations of the argument.
I shall devote the first part of this chapter to present Anselm's
argument. I have found convenient and natural to present the
ontological argument within the framework of Meinong's
theory of objects, and that is why I shall devote the first section
of the first part to present Meinong's doctrine. In the second
and last part I will provide a Reformed assessment of the
ontological argument."
11. Goodwin, George L. 1990. "De re modality and the ontological
argument." Archivio di Filosofia:607-629.
12. Gracia, Jorge J.E. 1974. "'A supremely great Being'." New
Scholasticism no. 48:371-377.
13. Hájek, Petr. 2008. "Ontological Proofs of Existence and Non-
Existence." Studia Logica no. 90:257-262.
14. Henle, Paul. 1961. "Uses of the ontological argument."
Philosophical Review no. 70:102-109.
class="styel9">"That anyone should uphold the ontological
argument as demonstrative of the existence of God is
surprising, yet Professor Norman Malcolm seems perfectly
serious in his recent defense of one form of it. (1) He maintains
that the argument has two variants, one, which he rejects,
concludes that God exists and the other, which he accepts,
maintains that God has necessary existence. This acceptance is
the more remarkable because Malcolm does not base his
contention on any Neoplatonic identification of existence with
reality and fullness of being. Granted such a metaphysics, the
argument would, seem to follow, but Malcolm does not take
this approach and indeed professes to have difficulty in
comprehending the doctrine of negation and privation
characteristic, of it (p. 59). Without such metaphysical
buttressing, the argument is quite weak, but it may be well first
to show that something is wrong with it before going on to
consider what is wrong."
(1) "Anselm's ontological arguments" Philosophical Review, 69,
1960, pp. 41-62.
15. Herrschaft, Lutz. 1993. ""Das was ich mir vorstelle, ist darum
doch noch nicht": Der ontologische Gottesbeweis in der
neueren Diskussion." Zeitschrift für Philosophische Forschung
no. 47:461-476.
16. Inwagen, Peter van. 1998. "Ontological Arguments." Noûs:375-
395.
class="styel9">"This chapter gives a very compressed history of
the ontological argument from Anselm to Kant, and discusses
briefly a modern, modal version of the argument. It is argued
that Anselm's and Descartes's versions of the argument are
flawed, and that one cannot know the main premise of the
modal argument -- 'It is possible for there to be a perfect being
(a being that has all perfections essentially)' -- to be true
otherwise than by knowing, on some ground independent of the
modal argument, that a perfect being actually exists."
17. ———. 2007. "Some Remarks on the Modal Ontological
Argument." In Metaphysik heute -- Probleme und Perspektiven
der Ontologie / Metaphysics Today -- Problems and Prospects
of Ontology, edited by Lutz-Bachmann, Matthias and Schmidt,
Thomas M., 132-145. Freiburg: Verlag Karl Alber.
18. Jacquette, Dale. 1994. "Meinongian logic and Anselm's
ontological proof for the existence of God." Philosophical
Forum no. 25:231-240.
class="styel9">"The logic of existent and nonexistent objects
provides a formal theory of reference and true predication for
ordinary discourse, the semantics of ontological commitment,
and logic of fiction. The intensional logic proposed in what
follows offers a rigorous object theory semantics with
nonstandard propositional and predicate inference machinery.
The system is distinguished from previous formalizations of
object theory by formal criteria for nuclear (constitutive) and
extranuclear (nonconstitutive) properties, three-valued
propositional semantics for predications of nuclear properties
to incomplete nonexistent objects for which the objects
ostensibly are undetermined, nonstandard set theory semantics
with unrestricted comprehension for object theory predicate
semantics (licensed by existence restrictions on abstraction
equivalence), demonstrations of internal determinacy,
consistency, and Henkin completeness, nonstandard deduction
theorem, and consistency considerations in light of free
assumption and unrestricted comprehension."
19. Leftow, Brian. 1990. "Is God an abstract object?" Noûs no.
24:581-598.
20. Meixner, Uwe. 1992. "Der ontologische Gottesbeweis in der
Perspektive der Analytischen Philosophie." Theologie und
Philosophie no. 67:246-262.
21. Oakes, Robert. 1977. "A prolegomenon to future exploration of
the ontological argument." The Personalist no. 58:344-351.
class="styel9">"The objection which appears to bedevil modal
"as well as" non-modal versions of the ontological argument is
that no modality of 'real' (i.e., denotational) existence can be
contained in any concept whatever, and, consequently, that
'God exists' cannot constitute a conceptual truth. I attempt to
establish the rationality of maintaining that whether or not this
is so is irrelevant to the integrity of the modal version of the
ontological argument, since the falsity of the 'containment-
objection' is not a necessary condition of its being a conceptual
truth that God exists. In sum, I show that it is perfectly rational
to believe "both" that 'God exists' constitutes a truth-of-
meaning and that no modality of existence can be "contained"
in the concept of God."
22. Oppenheimer, Paul, and Zalta, Edward. 1991. "On the Logic of
the Ontological Argument." Philosophical Perspectives no.
5:509-530.
class="styel9">"In this paper, the authors show that there is a
reading of St. Anselm's ontological argument in Proslogium II
that is logically valid (the premises entail the conclusion). This
reading takes Anselm's use of the definite description "that
than which nothing greater can be conceived" seriously.
Consider a first-order language and logic in which definite
descriptions are genuine terms, and in which the quantified
sentence "there is an x such that..." does not imply "x exists".
Then, using an ordinary logic of descriptions and a connected
greater-than relation, God's existence logically follows from the
claims: (a) there is a conceivable thing than which nothing
greater is conceivable, and (b) if x doesn't exist, something
greater than x can be conceived. To deny the conclusion, one
must deny one of the premises. However, the argument
involves no modal inferences and, interestingly, Descartes'
ontological argument can be derived from it."
23. ———. 2007. "Reflections on the logic of the ontological
argument." Studia Neoaristotelica no. 4:28-37.
class="styel9">"In this paper, the authors evaluate the
ontological argument they developed in their 1991 paper as to
soundness. They focus on Anselm's first premise, which asserts:
there is a conceivable thing than which nothing greater is
conceivable. After suggesting reasons why this premise is false,
the authors show that there is a reading of this premise on
which it is true. Such a premise can be used in a valid and
sound reconstruction of the ontological argument. This
argument is developed in precise detail, but the authors show
that the conclusion, the formal version of which is a reading of
the claim that "God exists", doesn't quite achieve the end
Anselm desired."
24. Rescher, Nicholas. 1959. "The ontological proof revisited."
Australasian Journal of Philosophy no. 37:138-148.
class="styel9">Reprinted in: N. Rescher, Issues in
thePhilosophy of Religion, Frankfurt: Ontos Verlag 2007, pp.
13-24.
25. Shaffer, Jerome. 1962. "Existence, Predication, and the
Ontological Argument
" Mind no. 71:307-325.
class="styel9">"This is an examination of the ontological
argument and its consistency with existential propositions.
Clarification of the ontological argument is made in light of
Hume, Kant, and Carnap with regard to its empirical,
predicative, a priori, a posteriori and linguistic proofs and
refutations. A further refinement of the presentation is the
establishment of the intensional and extensional character of
the ontological argument."
26. Steinitz, Yuval. 1994. "Necessary Beings." American
Philosophical Quarterly no. 31:177-182.
class="styel9">"Anselm, Descartes and Leibniz held that there
are "necessary beings" whose existence is necessitated by the
very concept; Hume, Kant and Wittgenstein denied this.
Whether or not necessary beings exist cannot have a contingent
answer: this is the article's elementary premise. And this,
together with the law of the excluded middle, tells us that either
existence or non-existence must be derivable from the concept
of necessary beings; nonexistence, if the concept is self-
contradictory, and existence if the concept is not self-
contradictory. Also, if there is a positive ontological argument
concerning necessary beings, this could be constructed by
either of the following strategies: [a] by arguing that the
expression, "necessary beings do not exist," is self-
contradictory -- the classical strategy of Anselm, Descartes and
Leibniz; or [b] by claiming the coherence of necessary beings,
based on the fact that necessary beings either exist out of
necessity or are absent out of necessity. This is the view of
Hartshorne, Malcolm, and Plantinga, utilized in their respective
attempts to prove God's existence. Steinitz argues that their
ontological arguments are unsatisfactory, but that if we apply
the Hartshorne-Malcolm-Plantinga basic strategy to the sheer
concept of necessary beings -- rather than to more complicated
concepts, such as God or a most perfect being or an
unsurpassable greatness -- this helps to avoid some of the
difficulties. Swinburne, van Inwagen and others argue
convincingly that one can find a conclusive argument for the
coherence of any concept of any kind whatsoever. Yet, replacing
the concept of God with that of necessary beings can help
defend the possibility of an ontological argument, resulting in
an inconclusive yet reasonable justification for its coherence."
27. Stephanou, Yannis. 2000. "Necessary Beings." Analysis no.
60:188-193.
28. Szatkowski, Miroslaw. 2005. "Semantic analysis of some
variant of Anderson-like ontological proofs." Studia Logica no.
79:353-355.
29. Wainwright, William. 1988. "Is Necessary Existence a
Perfection?" Noûs no. 22:33-34.
class="styel9">"If God exists, he exists necessarily is a premise
in modal versions of the ontological argument. I argue that the
proposition isn't clearly entailed by theism. Appeals to intuition
aren't conclusive, and alleged proofs place controversial
constructions on divine attributes or employ controversial
philosophical theses. The proposition is, however, plausible."
30. Young, Michael J. 1974. "The ontological argument and the
concept of substance." American Philosophical Quarterly no.
11:181-191.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
History of the Ontological
Argument for the Existence of God.
A Selection of Primary Sources
Immanuel Kant (1724-1804)
The first critique of the ontological argument is formulated in the
Latin Dissertation "Nova Dilucidatio" (1755).
"Proposition VI. To say that something has the ground of its
existence within itself is absurd.
For whatever contains within itself the ground of the existence of
some thing is the cause of that thing. Suppose, therefore, that there is
something which has within itself the ground of its own existence,
then it will be the cause of itself. Since, however, the concept of a
cause is by nature prior to the concept of that which is caused, the
latter being later than the former, it would follow that the same thing
would be simultaneously both earlier and later than itself, which is
absurd.
COROLLARY. If anything, therefore, is said to exist absolutely
necessarily, that thing does not exist because of some ground; it
exists because the opposite cannot be thought at all. This
impossibility of the opposite is the ground of the knowledge of
existence, but an antecedently determining ground is completely
absent. It exists; and in respect of the thing in question, to have said
and to have conceived this of it is sufficient.
SCHOLIUM. I find, indeed, the view repeatedly expressed in the
teachings of modem philosophers [Baumgartner and Wolff] that God
has the ground of His existence posited in Himself. For my part, I
find myself unable to support this view. To these good men it seems,
namely, somehow rather hard to deny that God, the ultimate and
most complete principle both of grounds and of causes, should
contain within Himself the ground of Himself. Thus they maintain
that, since one may not assert that there is a ground of God which is
external to Him, it follows that He contains concealed within Himself
the ground of Himself. But there could scarcely be anything more
remote from sound reason than this. For when, in a chain of
grounds, one has arrived at the beginning, it is self-evident that one
comes to a stop and that the questioning is brought to an end by the
completeness of the answer. Of course, I know that appeal is made to
the concept itself of God; and the claim is made that the existence of
God is determined by that concept. It can, however, easily be seen
that this happens ideally, not really. Form for yourself the concept of
some being or other in which there is a totality of reality. It must be
conceded that, given this concept, existence also has to be attributed
to this being. And, accordingly, the argument proceeds as follows: if
all realities, without distinction of degree, are united together in a
certain being, then that being exists. But if all those realities are only
conceived as united together, then the existence of that being is also
only an existence in ideas. The view we are discussing ought,
therefore, rather to be formulated as follows: in framing the concept
of a certain Being, which we call God, we have determined that
concept in such a fashion that existence is included in it. If, then, the
concept which we have conceived in advance is true, then it is also
true that God exists. I have said these things, indeed, for the sake of
those who support the Cartesian argument." (pp. 14-15).
Kant gives a proof of the existence of God in the Proposition VII:
"There is a Being, the existence of which is prior to the very
possibility both of Itself and of all things. This Being is, therefore,
said to exist absolutely necessarily. This Being is called God" (cfr. pp.
15-17).
This proof was abandoned in the other writings by Kant.
From: Immanuel Kant, A new elucidation of the first principles of
metaphysical cognition (1755), In: Theoretical Philosophy, 1755-
1770, Translated and edited by David Walford in collaboration with
Ralf Meerbote, Cambridge: Cambridge University Press, 1992.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliography of the Sociology of
Religion
The Sociology of Early Christianity
Charisma and Its Routinization in Early Christianity
Messianism
Millenarism
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliographical study guides
Study guides to Western Philosophy
Introductory Works, Dictionaries, Encyclopedias
Bibliography of Philosophy and Manuals of Style
General Works on the History of Philosophy
Formal and Descriptive Metaphysics
Formal and Descriptive Ontology
Philosophical Logic and Philosophy of Logic
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Philosophy Study Guide:
Introductory Works, Dictionaries,
Encyclopedias
Introductory Works
The purpose of the section "Study Guides to Western Philosophy" is
to give both the beginner and the more experienced reader a brief
guide to the introductory literature on general philosophy,
Bibliography of Philosophy and Manuals of Style, history of
philosophy, metaphysics, ontology, Philosophical Logic and
Philosophy of Logic.
In its initial form the pages will contain a selection of introductory
readings, with brief annotations on the content (for the most
important books, also the index will be included); subsequently these
will be expanded to include more specific essays on selected
problems; in the sections for beginners, preference will be given to
those books more readily available.
With the exception of the section " Philosophical Bibliographies"
only works in English will be cited (for the studies in French, Italian
and German, separated pages are in preparation).
If you want a first Introduction to philosophy you will find useful:
1. Craig, Edward. 2002. Philosophy. A Very Short Introduction.
New York: Oxford University Press.
Contents: List of illustrations IX; 1. Philosophy 1; 2. What
should I do? 11; 3. How do we know? 24; 4. What am I? 35; 5.
Some themes 45 6. Of 'isms' 6; 7. Some more high spots 74; 8.
What's in it for whom? 100; Bibliography 119; Index 127.
"We may be standing in the water, but why try to swim? In
other words, what is philosophy for? There is far too much
philosophy, composed under far too wide a range of conditions,
for there to be a general answer to that question. But it can
certainly be said that a great deal of philosophy has been
intended as (understanding the words very broadly) a means to
salvation, though what we are to understand by salvation, and
salvation from what, has varied as widely as the philosophies
themselves. A Buddhist will tell you that the purpose of
philosophy is the relief of human suffering and the attainment
of 'enlightenment'; a Hindu will say something similar, if in
slightly different terminology; both will speak of escape from a
supposed cycle of death and rebirth in which one's moral
deserts determine one's future forms. An Epicurean (if you can
find one nowadays) will pooh-pooh all the stuff about rebirth,
but offer you a recipe for maximizing pleasure and minimizing
suffering in this your one and only life.
(...)
The reader will notice that I haven't made any attempt to define
philosophy, but have just implied that it is an extremely broad
term covering a very wide range of intellectual activities. Some
think that nothing is to be gained from trying to define it. I can
sympathize with that thought, since most attempts strike me as
much too restrictive, and therefore harmful rather than helpful
in so far as they have any effect at all. But I will at least have a
shot at saying what philosophy is; whether what I have to offer
counts as a definition or not is something about which we
needn't, indeed positively shouldn't, bother too much." (pp. 4-
5).
2. Margolis, Joseph. 2006. Introduction to Philosophical
Problems. London: Continuum.
Second edition with a new Preface (First edition with the title
Knowledge and Existence: An Introduction to Philosophical
Problems, New York: Oxford University Press, 1973).
Contents: Preface (2006) IX; Preface to the First Edition XIII-
XX; I. Knowledge and Belief 1; II. Perception and Sensation 33;
III. Doubt and Certainty 66; IV. Existence and Reality 84; V.
Identity and Individuation 110; VI. Actions and Events 137; VII.
Language and Truth 169; VIII. Mind and Body 203; IX. Facts
and Values 240; Epilogue 262-288.
"Finally, I must say again that I have been very forcefully
impressed, in preparing this account, with the way in which an
unfolding problem simply drives one to explore topics that had
not initially seemed so sensitively linked with one's opening
concern. I have, in fact, deliberately tried to convey a clear
sense of this developing linkage. I begin with an analysis of
knowledge, that forces us at once to anticipate the need to
admit a public world, our principal access to it, the nature of
creatures capable of knowledge, and their primary way of
expressing what they know. Hence, it seemed fair to proceed
from a general account of knowledge (contrasted with belief) to
perception (contrasted with other forms of sentience) to the
boundaries of doubt and certainty regarding what we may
know. In the interests of an enlarging coherence, I found myself
obliged to distinguish between what is linguistically expressed
and what we may convey by way of linguistic models without
supposing an ability to use language (as in speaking of animal
beliefs and expectations) or an actual use of language (as when
beliefs are implied by one's actions); to distinguish between
determining what is true (against the backdrop of a public
world) and determining that there is a public world (given
which, questions of truth and falsity arise); and to coordinate
our analysis of perception (our principal access to the external
world) with the admission of such a world, as by the use of the
critical term 'exists'.
Hence, the first three chapters afford a provisional sense of
closure respecting knowledge - on the condition, that is, that
the essential features of the world of which, presumably, we
have knowledge would be disclosed. Accordingly, the fourth
and fifth chapters explore the difference between what we can
talk about and what, within that range, we say exists. There, we
are forced to notice a threatening gap between what we admit
exists (in accord with our principal means of access to the
external world) and what we judge to be the nature of whatever
there is in the world (the vexed question of the nature of
metaphysics); and, since whatever there is is identical with
itself, we are obliged to sort out the large variety of senses in
which the verb 'to be' is used (including, now, the 'is' of
existence and the 'is' of reference) in order to facilitate
whatever we may say about whatever exists (distinguishing,
say, the 'is' of identity, of spatiotemporal continuity, of present
time, of composition, and of predication).
These distinctions raise further problems, oblige us for instance
to decide whether we can refer to what does not exist and why it
is that we cannot always say the same thing, under given
linguistic circumstances, of what is self-identical. Here, we
come to see the respect in which questions of identity,
particularly where discontinuity and decomposition obtain, are
resolved in informal ways and the sense in which the very
meaning of identity is made difficult to explicate.
Also, recognizing that the enterprise of pursuing knowledge is
essentially the activity of men, chiefly by means of language, the
next three chapters provide a natural sequel. There, we are
drawn to examine the general nature of actions (contrasted
with physical events), the nature of language (with emphasis on
meaning and truth), and the nature of persons and creatures
that have minds (contrasted with physical bodies)." (from the
Preface to the First Edition).
3. Honer, Stanley M., Hunt, Thomas C., and Okholm, Dennis L.
2005. Invitation to Philosophy. Issues and Options. Belmont:
Wadsworth/Thomson Learning.
Tenth Edition (First edition: 1973).
Contents: Preface; Prologue; 1. What is Philosophy?; 2.
Philosophical Thinking; 3. Perception and Truth; 4.
Epistemology: How We Know; 5. Metaphysics: What is Real?;
6. Freedom and Determinism; 7.Philosophy and Religion;
8.Philosophy and Ethics; 9.Philosophy and Esthetics;
10.Philosophy and Human Nature; 11.Philosophy in Politics;
Epilogue; Appendix: Writing Philosophy Papers; Glossary;
Index.
"Honer (philosophy emeritus, Mt. San Antonio College) and his
co- authors provide an Introduction to the basic questions of
philosophy for undergraduates and lay readers. The authors
have substantially updated several chapters, including their
case studies, and have also added significantly to their glossary.
General topics include definitions of "philosophy" and
philosophical thinking. Other topics include perception and
truth, epistemology, metaphysics, freedom and determinism,
and philosophy's relationships with religion, ethics, aesthetics,
human nature, and politics. Chapters include study and
discussion questions, and online and print resources."
4. Creel, Richard E. 2001. Thinking Philosophically. An
Introduction to Critical Reflection and Rational Dialogue.
Malden: Blackwell.
" Thinking Philosophically consists primarily of the lectures I
used to give in my Introduction to Philosophy course - though
now they are considerably expanded and polished. By putting
into written form a great deal of obligatory, foundational
material that I used to deliver by lecture, I have freed in-class
time to engage students in discussions of that material and to
introduce them to primary sources by way of short handouts
that we read, interpret, and discuss in class. I frequently
present students with opposed primary source handouts on the
topic of the day - for example, Aristotle versus Schopenhauer
on happiness, Gorgias versus Hegel on human knowledge,
Clifford versus James on the ethics of belief, Bertrand Russell
versus Carl Jung on religious experience, Socrates versus
Thomas Hobbes on conscience. Sometimes a single handout
includes opposed ideas, such as Plato's treatment of The Ring
of Gyges or the short debate between Socrates and
Thrasymachus on justice. On other occasions a single handout
from one point of view can be provocative and illuminating,
such as Plato's Allegory of the Cave, with which I always begin
my Intro course, and to which I then refer at relevant points as
the course goes along. The short dialogues of Plato and some of
Descartes' Meditations also work well as in-class supplements
to Thinking Philosophically." (From the Preface).
5. Shand, John, ed. 2003. Fundamentals of Philosophy. New
York: Routledge.
Contents: List of contributors IX; Preface XI; Introduction 1; 1.
Alan Goldman: Epistemology 11; 2. Michael Jubien;
Metaphysics 36; 3. Greg Restall: Logic 64; 4. Piers Benn: Ethics
94; 5. Suzanne Stern-Gillet: Ancient philosophy: from Thales to
Aristotle 122; 6. Dermot Moran: Medieval philosophy: from
Augustine to Nicholas of Cusa 155; 7. Richard Franks: Modern
philosophy: the seventeenth and eighteenth centuries 204; 8.
Stephen Burwood: Philosophy of mind 234; 9. Alexander
Miller: Philosophy of language 262; 10. Alexander Bird:
Philosophy of science; 11: Dudley Knowles: Political philosophy
326; 12. Colin Lyas: Aesthetics 351; 13: W. Jay Wood:
Philosophy of religion 377; 14. Simon Glendinning: Continental
philosophy 408; Index: 443.
"This book is an accessible stimulating gateway to the central
areas of philosophy. The chapters are carefully arranged to
begin with what are usually regarded as the core areas of the
subject and then extend out to other important subjects of less
generality, not, one should emphasise, of less importance. The
prime purpose of the chapters is not to give comprehensive
coverage of each subject, but rather to open the door on the
subject for the reader and encourage thought about all the ideas
within. Someone once said to me that studying philosophy had
'opened doors'; if this book does that, it will have succeeded."
(from the Introduction).
6. Rescher, Nicholas. 2001. Philosophical Reasoning. A Study in
the Methodology of Philosophizing. Malden: Blackwell.
"This is a study in the methodology of philosophical inquiry. It
is, accordingly, a venture in metaphilosophy, that rather
neglected and nevertheless perhaps most controversial of
philosophical disciplines. The aim of the book is to expound
and defend the thesis that systematization is the proper
instrument of philosophical inquiry and that the effective
pursuit of philosophy's mission calls for constructing a
doctrinal system that answers our questions in a coherent and
comprehensive way. Both of these factors - comprehensiveness
and coherence - are indispensable with the adequacy of our
philosophizing, since the discipline is concerned with the big
picture that emerges from the harmonious coordination of the
essential details. Accordingly, philosophy does not reject or
other wise conflict with the cognitive materials obtained on
other fronts - science and everyday-life experience. Rather, it
exploits and coordinates them. Its coherentist methodology
requires it to accomplish its question resolving work with a
maximum utilization of, and a minimum disruption to, the
materials that our other cognitive resources provide.
Philosophy is caught up in something of a dilemma. On the one
hand, its admission as a legitimate and appropriate venture in
rational inquiry requires its looking to "the big picture" and
striving to counteract the fragmentation that accompanies the
specialization that pervades other cognitive domains. On the
other hand, it does not and cannot avert division of labor. It
remains committed to the quest for unity and coherence in our
understanding of the nature of things. But this task is
unquestionably difficult in a world where our knowledge is
exploding in scope and in complexity, and this has profound
implications for how we can pursue philosophy. In the end,
however, the fact remains that with this difficult task, as
elsewhere, we must and should endeavor to do the best we
can." (pp. 1-2).
7. Daly, Chris. 2010. An Introduction to Philosophical Methods.
Buffalo: Broadview Press.
Contents: Preface; Introduction; 1. Common sense; 2. Analysis;
3. Thought experiment; 4. Simplicity; 5. Explanation; 6.
Science; Conclusion; References; Index.
""Contemporary analytic philosophers are becoming more and
more explicit about methodological issues, from the relevance
of intuitions and thought experiments to talk about inference to
the best philosophical explanation and the 'cost and benefits' of
accepting their philosophical views. This is the first book to
survey the discussion of these methods. Daly has separate
chapters on common sense, analysis, thought experiments,
simplicity, explanations and naturalism. While aimed at upper
level undergraduates, this book can be profitably studied by
graduate students and researchers in philosophy who will learn
about their own perhaps unconscious methodological
preferences. Case studies illustrating each method also serve as
an overview of the latest trends in philosophy of mind,
metaphysics, epistemology, and early analytic philosophy."
Bernard Linsky, University of Alberta.
8. Grayling, Anthony C., ed. 1995. Philosophy 1: A Guide through
the Subject. New York: Oxford University Press.
Reprinted 1999.
Contents: List of Contributors VIII; Editor's Introduction 1; 1.
Epistemology by Scott Sturgeon, M. G. F. Martin, A. C. Grayling
7; 2. Philosophical logic by Mark Sainsbury 61; 3. Methodology
the elements of the philosophy of science by David Papineau
123; 4. Metaphysics by Tim Crane and David Wiggins 181; 5.
The philosophy of mind by Martin Davies 250; 6. Ancient
Greek philosophy I: The Pre-Socratics and Plato by Christopher
Janaway 336; 7. Ancient Greek philosophy II: Aristotle by
Hugh Lawson-Tancred 398. 8. Modern philosophy I: The
rationalists and Kant by Roger Scruton 440; 9. Modern
philosophy II: The empiricists by A. C. Grayling 484; 10. Ethics
by Bernard Williams 525; 11. Aesthetics by Sebastian Gardner
583; Index 629.
"Each of the chapters that follow is devoted to a major area of
philosophical endeavour. They are their own Introductions to
the questions they discuss, and therefore need little
supplementary Introduction here. But a preliminary note about
what each chapter contains will help with orientation, as
follows.
Chapter 1: Epistemology. Epistemology - sometimes called
'theory of knowledge' - concerns the nature and sources of
knowledge. The questions asked by epistemologists are, What is
knowledge? How do we get it? Are all our means of seeking it
equally good? To answer these questions we need to define
knowledge if we can, examine the means we employ in seeking
it, and confront sceptical challenges to our claims to have it.
Each of the three parts of Chapter 1 takes up one of these tasks.
The first considers the problem of giving an adequate
definition. The second examines one major means to
knowledge - sensory perception - and the third surveys
sceptical arguments and efforts to counter them.
Chapter 2: Philosophical Logic. Philosophical logic is in many
respects the workshop of philosophy, where a set of related and
highly important concepts come in for scrutiny, among them
reference, truth, existence, identity, necessity, and
quantification. These concepts are fundamental not just to
philosophical inquiry but to thought in general. This chapter
examines these concepts by focusing upon the question of
reference. The first two sections look at what seem to be the
most obvious examples of referring devices, names and
descriptions. The third concerns a problem about existence; the
fourth examines identity statements and the fifth considers the
question whether, when true, such statements are 'necessarily'
true. The final section examines some views about truth.
Chapter 3: Methodology. Epistemological discussions of the
kind pursued in Chapter 1 concern the concept of knowledge in
general. A more particular application of it concerns science,
one of the major fields of knowledge acquiring endeavour.
Philosophical investigation into the assumptions, claims,
concepts, and methods of science raises questions of great
philosophical importance. The elementary part of this inquiry,
here called Methodology, focuses largely on questions about the
concepts and methods used in and its problems; the concept of
laws of nature; realism, instrumentalism, and under-
determination of theory by evidence; confirmation and
probability; and the concept of explanation.
Chapter 4: Metaphysics. All the foregoing branches of
philosophy share certain problems about what ultimately exists
in the universe. These problems are the province of
Metaphysics. Its primary questions are, What is where, and
what is its nature? These questions immediately prompt others,
so many indeed - and so important - that some of them have
now come to constitute branches of philosophy in their own
right, for example, philosophy of mind and philosophical
theology. In addressing questions about the nature of reality,
the metaphysician has to examine concepts of time, free will,
appearance and reality, causality, universals, substance, and a
number of others besides. Here four of these topics are
considered: causation, time, universals, and substance. Note
that questions about causality also come up in the chapters on
Methodology and Mind, and the discussion of substance
connects with the discussion of Aristotle in the chapter on
Greek philosophy (see below) - thus exemplifying the
interconnectedness of philosophical inquiry.
Chapter 5: The Philosophy of Mind. Questions about the nature
of mind were once usually included in metaphysics, but their
great importance has led to so much debate, and to such
significant use of materials from the neighbouring fields of
psychology and brain physiology, that the philosophy of mind is
now treated separately. Chief among the points requiring
discussion are the relation of mind and brain, the nature of
phenomena have casual powers or are merely in some sense by-
products of brain activity. The sections in this chapter take up
each point in turn.
Chapter 6-9: The History of Philosophy. Because the problems
of philosophy are ancient and persistent, studying the history of
philosophy is an important part of a philosophical education. It
is not simply, or even very largely, that this study is interesting
for its own sake - although it certainly is - but rather, it is that
the outstanding philosophers of the past made contributions to
philosophy which we must grasp in the interests of our current
work. To study the history of philosophy is to study philosophy,
for almost all the great questions were formulated and explored
by our predecessors. Two main periods of the history of
Western thought are discussed in this volume: Greek
philosophy from about 600 BC until 322 BC (the date of
Aristotle's death), and Modern philosophy from Descartes to
Kant (the seventeenth and eighteenth centuries AD). The
Greeks initiated all of philosophy's major fields, and identified
their basic questions. Two of them, Plato and Aristotle, are
especially important. They and their forerunners, known as the
Pre-Socratics, are the subject of Chapters 6 and 7. The
philosophers of the Modern period who have done so much to
shape philosophical discussion since their day are Descartes,
Spinoza, Leibniz, and Kant (discussed in Chapter 8) and Locke,
Berkeley, and Hume (discussed in Chapter 9). They are
grouped in this way because the first three are usually
described as 'Rationalists' and the last three 'Empiricists' (Kant
occupies a position apart), some important differences between
rationalism and empiricism being at stake. But perhaps the best
order in which to read them, and to read about them, is:
Descartes, Locke, Berkeley, Hume, Spinoza, Leibniz, Kant.
Chapter 10: Ethics. The supreme importance of critical
reflection on the values by which we live is unquestionable. Our
values are the basis of our judgements about others, and of our
decisions about how to act and live. Ethics is the study of
theories about moral values, and of the concepts we use in
identifying and asserting them. An important distinction is
required here: a theory which prescribes how we should live is
called a 'first-order' or 'normative' morality. Reflective enquiry
into the assumptions, concepts, and claims of such first-order
moralities is often called 'metaethics'. Both are of crucial
interest in the study of ethics, as this chapter shows. It
discusses theories of ethics, examines some of the most
important ethical concepts, and investigates aspects of 'moral
psychology'.
Chapter 11: Aesthetics. Aesthetics in contemporary philosophy
concentrates upon discussion of the experience of appreciating
artistic and natural beauty, and investigates whether there is an
underlying unity in the nature of such experience. In this
chapter the three sections successively examine aesthetic
experience and judgement. fundamental concepts of the
philosophy of art, and theories about the nature of art." (from
the Editor's Introduction).
9. ———, ed. 1998. Philosophy 2: Further through the Subject.
New York: Oxford University Press.
Contents: Notes on the Contributors VII; Editor's Introduction
1; 1. The philosophy of psychology by Ned Block 4; 2. The
philosophy of language by Christopher Peacocke 72; 3. The
philosophy of mathematics by Michael Dummett 122; 4.
Philosophy and natural sciences by John Worrall 197; 5. The
philosophy of religion by M. W. F. Stone 267; 6. Political
philosophy by Alan Ryan 351; 7. The philosophy of social
sciences by David-Hillel Ruben 420; 8. Later ancient
philosophy by David Mitchell 470; 9. Medieval philosophy by
Christopher Hughes 517; 10. Kant by Sebastian Gardner 574;
11. Continental philosophy from Hegel by Michael Rosen 663;
12. Frege, Russell, and Wittgenstein by A. C. Grayling and
Bernhard Weiss 705; 13. Indian philosophy by Paul Williams
793; Index 849.
"The subjects introduced in this volume are various, and each
of the chapters is independent of the others. The only unifying
theme throughout is the approach: each chapter assumes that
its readers have some grounding in the basics of philosophy,
and (without attempting to be exhaustive: the bibliographies
point the way to further study) offers an account of some of the
key questions in the field under discussion. No area of
philosophy is entirely free of connections to and overlaps with
other areas, however, so it will be found that debate in one
chapter throws light on debate in others in a variety of ways - as
to which, more below.
Six chapters have as their titles 'The Philosophy of.....'. In its
more advanced regions philosophy often consists in reflection
on the assumptions, methods, and claims of an important area
of intellectual endeavour. The 'philosophy of' chapters focus on
crucial subjects: science mathematics, social science in general
and psychology in particular, language, and religion.
Two chapters extend the study of Philosophy's history into
periods often neglected in undergraduate study, the 'post-
Aristotelian' period of later ancient philosophy, and medieval
philosophy. Each is rich in intrinsic interest, and in importance
for developments in later philosophy.
The high importance of political philosophy demands that it
have a chapter to itself, which it gets here.
I have already mentioned the chapters that respectively survey
Indian philosophy and Continental philosophy; as with the
others in this volume, they are intended to be prefaces to the
further study invited by their bibliographies, but this is a point
worth iterating in their case because of their range.
The remaining two chapters discuss the work of individuals.
One is devoted to a single individual, Immanuel Kant; the other
introduces themes in the thought of three of the principal
founders of twentieth-century analytic philosophy: Gottlob
Frege, Bertrand Russell, and Ludwig Wittgenstein. The Kant
chapter surveys the work of a seminal modern thinker whose
views have been influential in epistemology, metaphysics,
ethics, and aesthetics across several traditions of philosophical
debate. The chapter on Frege, Russell, and Wittgenstein
introduces a number of the most central questions of
contemporary philosophy." (from the Editor's Introduction).
10. Cahn, Steven M. 2002. Philosophy for the 21st Century. A
Comprehensive Reader. New York: Oxford University Press.
"Introductory anthologies typically reflect the philosophical
viewpoints of one or more senior scholars, each of whom makes
editorial decisions in a variety of fields. This collection draws
on the judgments of a new generation of scholars, each of
whom has chosen the selections and provided Introductions in
one area of expertise: David Sosa (epistemology), L. A. Paul
(philosophy of science), Delia Graff (metaphysics). Jesse J.
Prinz (philosophy of mind), Robin Jeshion (philosophy of
language), Stuart Rachels (ethics), Cynthia A. Stark (political
philosophy), and Gabriela Sakamoto (philosophy of art). While
the choice of associate editors, the structure of the book, and
the contents of the first section are the responsibility of the
editor, the rest of the work has been done by the associate
editors. These philosophers are in the vanguard of 21 st-century
philosophy, and the choices they have made reflect their views
of the most important materials that should be mastered by
21st-century students.
Those who wish to learn more about a particular philosopher or
a specific philosophical issue are urged to consult the
Encyclopedia of Philosophy (Routledge, 1999), ed. Edward
Craig. It contains detailed entries with bibliographies on every
significant topic in the field.
Shorter entries, but informative and reliable, are to be found in
The Oxford Dictionary of Philosophy (Oxford and New York,
1994). ed. Simon Blackburn and The Cambridge Dictionary of
Philosophy. Second Edition (Cambridge and New York. 1999),
ed. Robert Audi." (from the Preface).
11. Cottingham, John, ed. 2008. Western Philosophy. An
Anthology. Malden: Blackwell.
Second edition (First edition 1996).
"There are many ways into Philosophy, and no good reason why
one particular branch of the subject should always form the
chosen route. One of the objects of this book is to provide,
within the compass of a single volume, a set of key introductory
materials for the widest possible range of courses, covering all
the main branches of the subject (or at least all those suitable
for teaching at a basic undergraduate level). Fundamental
issues in epistemology are dealt with in Part I ('Knowledge and
Certainty'). Part II ('Being and Reality') is concerned with
general metaphysics and ontology, while the philosophy of
mind is covered in Part III ('Mind and Body'). The important
issues of personal identity and the freedom of the will receive
separate treatment in Part IV ('The Self and Freedom'). The
philosophy of religion and the philosophy of science are dealt
with in Pan V ('God and Religion') and Part VI ('Science and
Method') respectively. The next two parts deal with moral
philosophy: Part VII ('Morality and the Good Life') tackles
theoretical and systematic issues in normative ethics, while Pan
VIII ('Problems in Ethics') covers a selection of key issues in
applied moral philosophy. Finally, Pan IX ('Authority and the
State') and Pan X ('Beauty and Art') deal respectively with
political philosophy and aesthetics.
Although the first two parts of the volume are devoted to
epistemology and metaphysics, traditionally considered as
having a 'foundational' role in philosophy, the issues raised
here are among the most demanding in the book, and there is
no compelling reason why any given introductory course should
have to begin with them. Each pan of the volume is intended to
be self-contained, and students and teachers are invited to
work on the various parts of the book in any order they see fit,
or indeed to concentrate on any particular part or parts in
isolation. That said, given the nature of philosophy there is
inevitably a fair amount of overlap between the topics raised in
various parts; where this happens footnotes are provided to
draw attention to connections with relevant texts or
commentary in other parts of the volume." (from the Preface,
XIV-XV).
12. Perry, John R., Bratman, Michael E., and Fischer, John Martin.
2010. Introduction to Philosophy. Classical and Contemporary
Readings. New York: Oxford University Press.
Fifth edition (First edition 1986).
"In this anthology we have collected a variety of readings for
use in a course or sequence of counts designed to introduce
students to philosophy. We have based the selection on two
courses we have taught numerous times at Stanford University:
"God, Self, and World" and "Value and Obligation." The first is
an Introduction to metaphysics and epistemology, the second
to ethics. These are one-quarter courses, usually taught in
sequence, with a fair number of students taking both.
These courses are built around classic texts supplemented by
shorter selections from the past and present. We have included
in this anthology not only texts that we have found successful
but also others that a survey of colleagues at Stanford and other
institutions have identified as suitable. Thus, the total number
of selections is larger than can be reasonably covered in even a
two-quarter sequence, and instructors will want to pick those
that fit their approach. We have included some footnotes from
the original selections but have eliminated others. In some
cases footnotes were eliminated because they could not be
understood in the context of the selection; in other cases this
was done simply to save space. The remaining footnotes have
been renumbered." (from the Preface to the First edition).
13. Solomon, Robert C. 2009. Introducing Philosophy: A Text with
Integrated Readings. New York: Oxford University Press.
Ninth edition (First edition 1989).
"This book derives from thirty years of teaching in very
different schools in various cities and states. It is based on the
belief that philosophy is a genuinely exciting subject, accessible
not only to specialists and a few gifted undergraduate majors
but to everyone. Everyone is a philosopher, whether enrolled in
a philosophy course or not. Most of us are concerned with the
same basic problems and use the same essential arguments.
The difference is that someone who has studied philosophy has
the advantage of having encountered stronger and more varied
arguments than might have been available otherwise. In this
book, the views of the major philosophers of the past twenty-
five hundred years are used to give students these various
arguments.
This approach offers introductory students direct contact with
substantial readings from significant works in the history of
philosophy, but removes the unreasonable demand that they
confront these often difficult works in full and without
commentary or editing, as they would in the originals or in
most anthologies. This book is not, however, a historical
Introduction but rather an Introduction to the problems of
philosophy and the various ways in which they have been
answered. The history of philosophy thus serves to illuminate
these problems and replies, not the other way around." (from
the Preface).
Dictionaries
1. Audi, Robert, ed. 1999. The Cambridge Dictionary of
Philosophy. Cambridge: Cambridge University Press.
Second expanded edition; the first edition was published in
1995.
"In the first half of this century, the major philosophical
dictionary published in English was James Mark Baldwin's
Dictionary of Philosophy and Psychology, a multi-author work
published by Peter Smith of Gloucester, Massachusetts; it
appeared in 1901 in two volumes (followed by a bibliography in
1905) and was reprinted with revisions in 1925. In the second
half of the century, dictionaries of philosophy in English have
been much smaller than Baldwin's and either written by a
single author or, occasionally, prepared by a group of writers
rarely much larger than a dozen working within the confines of
a small space. Few of the entries in these books are longer than
500 words; the most typical have been sketches of 150 words or
less. This dictionary by contrast, is the work of an international
team that includes 381 carefully selected contributors
representing the major subfields of philosophy and many
philosophical traditions. It contains substantial treatments of
major philosophers, many of these entries running to several
thousand words. It has hundreds of entries, often of 500 to
1,000 words, on other significant thinkers, and thousands of
brief definitions of philosophically important terms. In
addition, it provides detailed overviews, some more than 6,000
words, of the subfields of philosophy, such as epistemology,
ethics, metaphysics, philosophy of mind, and philosophy of
science. It supplies numerous cross-references to help readers
in comprehending philosophical ideas, in understanding the
terminology of the discipline, and in appreciating philosophers
themselves. There are hundreds of entries on important terms
and thinkers from non-Western philosophy, for instance from
the Chinese, Indian, Japanese, and Korean traditions. The
dictionary also covers a number of philosophically significant
thinkers and terms from fields closely related to philosophy,
including computer science, economics, law, linguistics,
literature, mathematics, psychology and other behavioral
sciences, and religion. The Appendix defines logical symbols
and identifies other special symbols used in philosophy." (from
the Preface to the Firs Edition, XXVII-XXVIII).
"The widespread positive reception of the First Edition has
been gratifying, and a number of translations are proceeding,
into Chinese, Italian, Korean, Russian, and Spanish at this
writing. The field of philosophy has expanded, however, and
even apart from that I have become aware of several respects in
which the Dictionary can better serve its readers. The result is a
multitude of expansions in standing entries and the addition of
some four hundred new entries. This extended coverage
required sixty new authors, nearly half of them from outside
North America.
The new entries range across the entire field of philosophy. We
have made a special effort to increase our coverage of
Continental philosophy and of subfields where growth is
exceptionally rapid, such as ethics, philosophy of mind, and
political philosophy. We have also added numerous cross-
references. The cross-references are an element in the volume
that many readers have said they found not only valuable in
enhancing their initial understanding of an entry, but also
welcome as a source of intriguing connections and as an
invitation to browse.
In addition to citations of many living philosophers in the
Index of Names, there is now selective coverage of a number of
living philosophers in separate entries. With very few
exceptions, this (quite small) group includes only thinkers in
their mid-sixties or older. This constraint on inclusion is in part
dictated by the difficulty of providing an adequate portrait of
philosophers still actively advancing their positions, and it has
required omitting a number of distinguished younger
philosophers still making major changes in their views. Even
with much older thinkers we do presuppose that there will be
no significant developments, but only a greater likelihood of
discerning a rounded position that is unlikely to be abandoned.
In the difficult -- and in a sense impossible -- task of
determining entries on living thinkers, advice was sought from
both the Board and many other sources. We were also guided in
part by the extent to which contributors to the First Edition
relied on references to certain living thinkers. Given the
Dictionary's overall purposes and its wide audience, which
includes many readers outside philosophy, selection was
weighted toward writers whom many non-philosophers may
want to look up, and some weight was also given to
considerations of diversity. In keeping with the overall
purposes of the volume and the diversity of its readers, we have
also decided not to undertake the large task of covering either
living contributors to highly specialized subfields -- such as
logic or computer theory or much of philosophy of science -- or
philosophers whose main contributions are to the history
philosophy. There are, however, many important philosophers
in these fields.
A number are cited in the Index, which also lists many of the
thinkers who are mentioned by one or more contributors but
are not subjects of separate entries." (from the Preface to the
Second Edition, XXXIII).
2. Honderich, Ted, ed. 2005. The Oxford Companion to
Philosophy. New Edition. New York: Oxford University Press.
Second edition (First edition 1993).
"The brave, large aim of this book is to bring philosophy
together between two covers better than ever before. That is not
a job for one man, or one woman, or a few, or a team, although
it is tried often enough. So 249 of us have joined forces. The
philosophy brought together includes, first of all, the work of
the great philosophers. As that term is commonly used, there
are perhaps twenty of them. By anyone's reckoning, this
pantheon of philosophy includes Plato, Aristotle, Aquinas,
Hobbes, Descartes, Spinoza, Leibniz, Locke, Berkeley, the
blessed Hume, Kant, Hegel, and Nietzsche. These, together
with others who stand a bit less solidly in the pantheon, are the
subjects of long essays in this book. Philosophy as this book
conceives it, secondly, includes all of its history in the English
language, a history mainly of British and American thinkers. In
this history there are many figures not so monumental as
Locke, Berkeley, and Hume. Among them, if they are not
admitted to the pantheon, are John Stuart Mill, Charles
Sanders Peirce, Bertrand Russell, and, if an Austrian can be
counted in this particular history, Ludwig Wittgenstein. They
also include Jonathan Edwards, Thomas Reid, William James,
and F. H. Bradley. Thirdly, if the book cannot include all of the
histories of philosophy in other languages than English, it does
attend to them. It attends to more than the great leaders of the
philosophies in these languages. Thus Descartes is joined by
such of his countrymen and countrywomen as Simone de
Beauvoir, Henri Bergson, and Auguste Comte. Kant and Hegel
are joined by J. G. Fichte, Jurgen Habermas, and Karl Jaspers.
There are also general entries on each of the national
philosophies, from Australian to Croat to Japanese to Russian.
A fourth part of the book, not an insignificant one, consists in
about 150 entries on contemporary philosophers, the largest
groups being American and British. It would have been an
omission to leave out contemporaries, and faint-hearted.
Philosophy thrives. Its past must not be allowed to exclude its
present. It is true, too, that one of these contemporaries may
one day stand in the pantheon. What has now been said of four
subject-matters within philosophy as the book conceives it can
be said differently. These subject-matters can be regarded less
in terms of individual thinkers and more in terms of ideas,
arguments, theories, doctrines, world-views, schools,
movements, and traditions. This contributes to another
characterization of the book, more complete and at least as
enlightening, perhaps more enlightening. In particular, it
brings out more of the great extent to which the book is about
contemporary philosophy rather than the subject's history.
There are perhaps a dozen established parts of philosophy:
epistemology, metaphysics, moral philosophy, political
philosophy, philosophical logic, logic, the philosophy of mind,
aesthetics, and so on. In the case of each of these, the book
contains a long essay on its history and another on its problems
as they now are, by contributors not at all new to them. In the
case of each of these established parts of philosophy, more light
is shed by very many additional entries -- for a start, by the
aforementioned entries on the great philosophers, on their
lesser companions in English-language history and other-
language histories, and on contemporaries now carrying on the
struggle. In the case of each of the established parts of
philosophy, there are also very many subordinate entries not
about individual philosophers." (from the Preface to the First
edition).
"In one way there is little need for an entry in this book to
contain cross-references to other entries. This is so since the
reader can safely assume that almost every philosophical term
which is used for an idea or doctrine or whatever also has an
entry to itself. The same is true of almost every philosopher
who is mentioned. That is not all. Entries can be counted on for
very many subjects which fall under such common terms as
'beauty', 'causation', 'democracy', 'guilt', 'knowledge', 'mind',
and 'time'-all such subjects which get philosophical attention.
Still, it seems a good idea to provide occasional reminders of
the general possibility of having more lights shed on something
by turning elsewhere. And there is often a good reason for
prompting or directing a reader to look elsewhere, a reason of
which a reader may be unaware.
So occasionally a term in an entry is preceded by an asterisk,
indicating that it is the heading or the first word of the heading
of another entry. For the same reason an asterisked term or
terms may appear on a line at the end of an entry. In some
cases the latter references are to related or opposed ideas or the
like. In order not to have the book littered with asterisks, they
have very rarely been put on the names of philosophers. But it
is always a good idea to turn to the entries on the mentioned
philosophers.
The cross-references are more intended for the browsing reader
than the reader at work. For the reader at work, there is an
Index and List of Entries at the back of the book. The Index and
List of Entries usually gives references to more related entries
than are given by cross-references in and at the end of an entry.
It is also possible to look up all the entries on, say, aesthetics or
American philosophy or applied ethics.
The book is alphabetized by the whole headings of entries, as
distinct from the first word of a heading. Hence, for example,
abandonment comes before a priori and a posteriori. It is wise
to look elsewhere if something seems to be missing." ( On
Using the Book).
At the end of the book there is also a useful appendix on
Logical Symbols as well as the appendices A Chronological
Table of Philosophy and Maps of Philosophy."
3. Bunnin, Nicholas, and Yu, Jiyuan, eds. 2004. The Blackwell
Dictionary of Western Philosophy. Malden: Blackwell.
"Although the Dictionary covers a wide historical range and
explores many subject areas, it focuses on terms and
individuals at the center of current philosophical discussion.
Many readers will consult the Dictionary for help in
understanding individual terms and the contributions of
individual philosophers, but others will explore a given
philosophical issue or area by reading a range of related entries.
A philosopher browsing through the text will learn much about
the history and structure of Western philosophy and its sources
of creative dispute. We hope that the Dictionary will be an
invitation to further thought and that it will not be taken as the
last word on any topic.
Entries for philosophical terms are intended to provide clear
and challenging expositions that give access to major
philosophical issues. Queries and objections are often included
to capture the perplexity arising from philosophical questions
and to encourage readers to be active and critical in their
response to the Dictionary as a whole.
Many entries give the derivations from Greek, Latin, French, or
German. Entries for terms state the areas of philosophy in
which the terms have their main use, provide cross-references
to entries on philosophers and other terms, and conclude with
illustrative quotations from a classical or modern source. The
reference section at the end of the book gives details of the
works cited in these quotations. Biographical entries discuss
the philosophical contributions and list at least some of the
major works of their subjects." (from the Preface).
4. Blackburn, Simon, ed. 2008. Oxford Dictionary of Philosophy.
New York: Oxford University Press.
Second revised edition (First edition 1994).
"It is now eleven years since the first edition of this Dictionary
was published, and time moves on. When I was writing the
original edition there were few comparable works to help the
job of compilation and selection. In the intervening years, a
great many have appeared, some of admirable weight and
authority. Now, as well, the resources of the web are
everywhere, and bring both a blessing and a curse: the blessing
of instant access to information which, only little more than a
decade ago, required ferreting out of patchy libraries and
archives, but the corresponding curse of overload. A good
curator, it is said, knows what to destroy, but it is hard for a
dictionary writer to opt out of the arms race of adding the
obscure and the marginal, the exotic and the antiquarian, when
there is so little cost to doing so. My own criteria remain
roughly as they did for the first edition, although I have allowed
myself a fair amount of expansion where I became persuaded
that the original was a little too sparse. But I have tried to keep
the likely needs of the user in mind, and at least some of those
needs are better met with reasonable brevity than massive
prolixity. The historian Macaulay says of some unfortunate that
the great weight of his learning had quite extinguished his
slender faculties, but as before I have been more concerned to
light up the faculties than to add to the learning. And, as before,
this is my excuse for refracting so much through my own
interests and judgments, rather than packaging the entries of
others." (from the Preface to the Second Edition).
5. Ayer, Alfred Julius, and O'Grady, Jane, eds. 1992. A Dictionary
of Philosophical Quotations. Malden: Blackwell.
"A. J. Ayer's suggestion that he should compile a dictionary of
philosophical quotations was one of those ideas the excellence
of which is attested by puzzlement that it has never been
thought of before. In this case, however, there is some reason
why, if it had been previously conceived, the idea had not been
put into practice. The sort of thing readers expect from a book
of quotations is a set of aphoristic utterances which trigger an
immediate response of pleasure, agreement, amusement or
awe, and which seem 'deep' without requiring to be sounded.
But, though incidentally full of stylishness and wit,
philosophical thought is not essentially aphoristic, and cannot
easily be boiled down into resonant sayings. It consists mainly
in intricate, often lengthy, argument, which usually invokes or
assumes understanding of the philosophical positions it
opposes.
The compiler of philosophical quotations is therefore in a
difficult position. To reproduce too many long closely argued
passages runs the risk of boring the reader; to produce only the
conclusions to such arguments would be baffling and
frustrating; and it is often misleading, distorting, or impossible
to convey an argument in small chunks or in passages full of
ellipses. Or where this can be done, there is the danger of
imposing a certain homogeneousness of quotability, and of
replacing ponderousness with pithiness at the cost of losing
philosophers' distinctiveness and style. Merely to reproduce
their peripheral witticisms would not do justice to them either.
I have used a combination of these various risk-involving
methods of quotation, trying to avoid the pitfalls of each.
Where possible, in order to supply the necessary presupposed
background to the arguments, I have selected quotations which
effectively cross-refer to, and complement, one another (Reid
attempting to refute Hume, Condillac appreciatively criticizing
Locke). This also, 1 hope, conveys a sense of philosophy as
shared and cumulative dispute, rather than just the solitary
musing it is often taken to be, and of how philosophers
constantly both build on and demolish one another. For readers
unused to philosophy there is a Glossary, in which I have aimed
not merely to define the philosophical terms used in the book,
but, given the limited space, to set them in the context of the
disputes in which they feature, and thus make clear their
significance." (from the Introduction).
General Encyclopedias
1. Edwards, Paul, ed. 1967. The Encyclopedia of Philosophy. New
York: Macmillan.
Eight volumes, plus a supplement edited by D. M. Borchert in
1996. This edition is now superseded by the new edition
published in 2005, but some articles are still of valuable
interest.
"The last and, in fact, the only previous major philosophical
reference work in the English language, J. M. Baldwin's
Dictionary of Psychology and Philosophy, appeared in 1901.
While it was in many ways an admirable work (it numbered
among its contributors men of such caliber as Charles Peirce
and C. E. Moore), the scope of Baldwin's Dictionary was quite
limited. The great majority of articles were exceedingly brief,
providing concise definitions of technical terms sometimes
accompanied by additional information of a historical nature.
Since then, especially in the light of the revolutionary
developments in philosophy and related fields, the need for a
truly encyclopedic presentation of philosophical theories and
concepts has become increasingly acute. The present
encyclopedia is intended to fill this need. It has been our aim to
cover the whole of philosophy as well as many of the points of
contact between philosophy and other disciplines. The
Encyclopedia treats Eastern and Western philosophy; it deals
with ancient, medieval, and modern philosophy; and it
discusses the theories of mathematicians, physicists, biologists,
sociologists, psychologists, moral reformers, and religious
thinkers where these have had an impact on philosophy. The
Encyclopedia contains nearly 1,500 articles of ample length
which can be of value to the specialist, while most of them are
sufficiently explicit to be read with pleasure and profit by the
intelligent nonspecialist. Some of the longer articles, such as
those dealing with the history of the various fields of
philosophical investigation or the work of the most influential
philosophers, are in effect small books, and even the shorter
articles are usually long enough to allow a reasonably
comprehensive treatment of the subject under discussion. We
believe that there is no philosophical concept or theory of any
importance that is not identified and discussed in the
Encyclopedia, although not every concept or theory has a
separate article devoted to it. In apportioning the space at our
disposal, we were guided by the thought that the majority of
readers would derive more benefit from, a smaller number of
long and integrated articles than from a multitude of shorter
entries. Throughout we have aimed at presentations which are
authoritative, clear, comprehensive, and interesting." (from the
Introduction).
2. Borchert, Donald M., ed. 2006. The Encyclopedia of
Philosophy. Second Edition. New York: Thomson Gale.
"Our strategy of building the Second Edition on the foundation
of the First Edition and the Supplement requires a few
additional comments.
Carefully and judiciously our editorial team selected those
entries from the First Edition and the Supplement that were so
well done that they merited retention. To virtually all of these
entries we added bibliographical updates and to many of them
we added substantive addenda. We prized these entries
because, appearing together with the new entries, they enabled
the reader to view high quality philosophizing over the course
of almost a half century thereby adding a measure of historical
gravitas to our project.
Notwithstanding our respect for the First Edition and the
Supplement, we added 450 entries on new topics, and nearly
300 completely fresh and newly authored treatments of
important topics that were originally covered within the First
Edition or Supplement. The presence of all of this new material
is a clear indication of the vigorous and innovative
philosophical activity that has occurred within the discipline
since the Encyclopedia made its debut almost four decades ago.
Entirely new subfields have appeared such as feminist
philosophy, the philosophy of sex and love, and applied ethics.
New
important topics in virtually every subfield have been explored
ranging from artificial intelligence to animal rights. New
scholars, whose distinctive contributions to the discipline
needed description in substantive personal entries, have
appeared on the philosophical landscape.
Among such individuals are Karl-Otto Apel, Mohammed
Arkoun, Nancy Cartwright, Daniel Dennett, Fred Dretske,
Ronald Dworkin, John Earman, Hassan Hanafi, Virginia Held,
Julia Kristeva, Jacques Lacan, John McDowell, Ruth Millikan,
Richard Montague, Thomas Nagel, Seyyed Hossein Nasr,
Martha Nussbaum, Derek Parfit, Hilary Putnam, Peter Singer,
Gregory Vlastos, Richard Wollheim, and many, many more.
We also added updates to 90 articles, with those updates
provided by their original authors. Additionally, 150 scholarly
updates to existing articles have been included by means of
"addenda," with each addendum compiled by an author other
than the original writer, thus allowing for a fresh perspective
that augments discussion of the topic at hand. Approximately
430 of the almost 1,200 classic First Edition or Supplement
articles that appear in the Second Edition have been
strengthened further by the inclusion of new bibliographic
citations. Classic articles from the First Edition and
Supplement are
clearly identifiable via specific dates in the author bylines that
follow each article. Author bylines followed by "(1967)" indicate
that the article originally appeared in the First Edition, while
bylines followed by "(1996)" indicate first publication within
the Supplement. The designation "(2005)" denotes first
publication within the Second Edition.
We have modified and expanded the philosophical
inclusiveness of the First Edition in several ways. Both the
analytic and continental philosophical traditions are well
represented in the new topics and new personal entries, as well
as in the style of presentation offered by our authors.
In addition, enhanced cultural diversity is evident in the major
space we have provided for topics relating to Buddhist
philosophy, Chinese philosophy, Islamic philosophy, and
Indian philosophy. Because of space limitations a number of
First Edition entries devoted to national philosophies (such as
American, British, and German) were not retained. The major
figures from those countries and their contributions to
philosophy have, however, been included in the Second Edition
via personal and topical entries. Importantly, we have retained
and expanded the entries on Japanese philosophy, Latin
American philosophy, and Russian philosophy, and have added
entries on African philosophy and Korean philosophy.
To preserve and enhance the detailed record of philosophical
bibliographies, dictionaries, encyclopedias, and journals
contained in the First Edition entries devoted exclusively to
these topics, we moved these articles to the last volume of the
Second Edition and increased substantially the space that had
been allocated to them in the First Edition. The very large
number of new philosophical bibliographies, dictionaries,
encyclopedias, and journals that have been published in a
multitude of languages during the last half century testifies not
only to the vitality of philosophy but also to the increasing
cultural diversity on its landscape." (from the Preface to the
Second Edition, pp. XII-XIII).
3. Craig, Edward, ed. 1998. Routledge Encyclopedia of
Philosophy. London, New York: Routledge.
"Planning of the Routledge Encyclopedia of Philosophy began
against the background of a single constraint: the project was to
be completable, with available means, within a reasonable
time-span. The grounds for this were partly economic, but only
partly. Since there was no other reason to offer a successor to
the justly famous Encyclopedia of Philosophy, edited by Paul
Edwards for Macmillan and The Free Press, other than the fact
that it had become in a number of respects out of date, it would
have made little sense to replace it by a project of such
proportions as to go out of date itself during the period of
production. We allowed ourselves a maximum of eight years,
later reduced to seven-and-a-half, from appointment of the
General Editor to publication. This of course suggested
advisable constraints on size. It was the firm intention that
within these limits our Encyclopedia should be as inclusive as
possible.
The first thing to be included was full and detailed coverage of
philosophy as understood by the Anglo-American academic
mainstream. One commercial and one intellectual
consideration made this mandatory. First, any project of this
size must aim to satisfy its principal market; and second, so
much of what belongs to the English-speaking philosophical
mainstream belongs to it by well-established right - no
encyclopedia of philosophy worthy of the name could possibly
fail to cover it extensively. But here the inclusivist policy got off
to a good start, for by the 1990s the mainstream itself had
become a much broader river than it had been twenty or thirty
years before, when a narrowly focused jet might have been a
more appropriate image. It was also far less clear where the
banks were, and we were glad not to have to concern ourselves
with that question. In the 1960s philosophy felt fairly sure of its
business and its boundaries; in the 1990s it does not have the
same confidence (though it does not lack individual confident
voices), and a clear mark of this is a greater tendency to look
around, historically and geographically, to see what the others
are doing. An editorial policy that was unwilling to reflect the
growing pluralism would be widely held to have imposed far
too much of itself on the material.
The clearest beneficiary of this policy has been what is
increasingly called 'world' philosophy. Chinese, Japanese and
Korean, Indian and Tibetan, Jewish, Arabic and Islamic,
Russian, Latin American and African philosophy have between
them 400 entries. We believe that the user of the Encyclopedia
can gain a thorough grounding in the philosophy of any of these
regions. Someone seeking a firm foothold in Buddhist
philosophy will find themselves as well served as those looking
for philosophical logic. Readers with an interest in Western
metaphysics are invited to pursue their interests to India. Back
in Europe, but equally suspect to many mainstreamers: the
devotee of later twentieth-century French thought will find
their interests well catered for. In all these cases, we believe, we
have provided more topics, more detail, and more
bibliographical information than any previous general
encyclopedia of philosophy.
It is one thing to be inclusive, another to ensure proper
treatment for everything one includes. Our strategy was that
Subject Editors should provide a perspective on their own area
that practitioners within it could at least recognize, and
preferably identify with, and therefore that they should have
the space, the words and the number of entries to do so. A
number of these areas are ones to which the Anglo-American
mainstream has assigned little importance. We wanted to
minimize the effect of this on the coverage of the outlying areas:
the periphery was not to be kept peripheral by being presented
as it appears from the centre. By far the main influence on the
shaping of each area was to be someone for whom that area was
the centre of their academic life. This was one of our reasons for
adopting the more complex editorial structure, with a layer of
specialist Subject Editors taking decisions about headwords,
word-counts and commissioning, though keeping in touch with
a General Editor while doing so, rather than having a Chief
Editor acting with the help of specialist advisers. Another
reason, of course, was the thought that one makes better use of
the available expertise by bringing it to bear directly, than by
applying it via a less expert intermediary." (from the General
Editor's Preface, VI).
4. ———, ed. 1999. Concise Routledge Encyclopedia of
Philosophy. London, New York: Routledge.
An abridged edition in one volume.
"The Concise Routledge Encyclopedia of Philosophy is a
complete Introduction to world philosophy. Its 2,000 plus
entries range from the Presocratics, Ancient Egypt and early
Chinese philosophy up to the present day, and across the world
to include the philosophies of the West, the Arab world, India,
East Asia, Latin America and Africa. Subject matter is broad
ranging, from aesthetics to mathematics, from philosophy of
religion to philosophy of science. Entries fall into three broad
types. First, lengthy entries provide Introductions to major
disciplines within philosophy (epistemology, ethics,
metaphysics and so on) and major time periods and regions
(ancient philosophy, medieval philosophy, Indian and Tibetan
philosophy and so on), defining the concepts, movements and
topics and summing up the major positions and debates within
each. Shorter entries, ranging from a few dozen words to
several hundred, then describe more specific concepts in
greater detail. Finally, biographical entries provide information
on the life, work and thought of hundreds of the world's
philosophers, from household names like Plato and Confucius
to others who, almost forgotten, none the less made important
contributions." (from the Introduction).
5. ———, ed. 2005. The Shorter Routledge Encyclopedia of
Philosophy. London, New York: Routledge.
" The Shorter REP has emerged out of our experience with
Concise REP, the first one-volume distillation of the original
ten-volume Routledge Encyclopedia of Philosophy published in
1998. Concise REP appearing in 2000, was composed of the
initial. introductory or summary sections of each of the 2.054
entries contained in the parent work, which it therefore
matched everywhere for breadth, but hardly anywhere for
depth. By virtue of its sheer range Concise REP fulfilled a need,
but we have heard from users and reviewers who would
evidently have preferred more depth -- and would have been
willing, we must presume, to sacrifice some breadth to get it.
Thinking about this valuable feedback quickly led to a different
conception of a single-volume reduction of the encyclopedia
that now embodied in Shorter REP. By excising much of the
more recondite material we have made it possible for a
considerable number of entries on the more central and
sought-after topics to be included in their entirety, even though
in some cases that meant as much as 15,000 words or more.
The Shorter REP accordingly contains just 957 entries, but of
these 119 are republished here in their full original length. and
marked out by hold typeface in the headwords at the top of the
page. The reader will find substantial essays on all the major
figures of the Western philosophical trait likewise on all major
topics and those we judged to be of most help to a student
readership. Further, we have reprinted in full all the 'Signpost'
entries. in which members of the original team of specialist
subject editors surveyed in brief, usually in about 2.000 words,
their specialist field. There are twenty-four of these. instantly
recognisable from their light-grey background: taken together
they offer the reader a highly informative outline sketch of
pretty much the whole of philosophy. Latin American. African.
Jewish, Arabic, Russian, Indian and East-Asian thought all
included. The Shorter REP is unashamedly 'Western' in its
emphasis. being designed to suit the needs of undergraduate
philosophy students and the courses they are most likely to
encounter. But so far as the stringencies of a single volume
allow it retains the spirit of inclusivity and comprehensiveness
that was such a feature of its ten-volume ancestor. Nowhere is
the 'Signpost' the only entry allotted to its area -- in every case
there are at least two others.
The inclusion of so many complete entries has had another
welcome effect, that of allowing us to do a little more justice to
at least some of the encyclopedia's most eminent authors:
Richard Rorty, Bernard Williams, Dagfinn Follesdal, Tim
Scanlon. Philip Kitcher, Timothy Williamson, Onora O'Neill,
Gary Gutting, Anthony Appiah, Frank Jackson, Michael
Friedman, Dan Garber, Malcolm Budd, Terry Irwin and the list
runs on, though I have to stop, apologetically. somewhere.
Entries by all these and many others appear in their original
shape, unabridged.
The Shorter REP is not just a selective rearrangement of the old
material. Admittedly hardly anything has been rewritten
specifically for The Shorter REP, just two very short entries in
fact. but it nevertheless contains a good deal that is new when
compared with the original 1998 publication. Any slight
suggestion of paradox is easily dispelled: since October 2000
the Routledge Encyclopedia has been available on the Internet
as REP Online, in which form it has seen additions (at present
towards 100 new entries) and a number (now approaching
thirty) of updates and revisions, concentrating on entries near
the top of our list of user-statistics. Some of the revised entries
embody only minor changes. perhaps the retention of a recent
book or article, others differ much more from their first
versions, as for Wittgenstein (by Jane Heal), which as well as
various smaller adjustments now has a whole new section on
recent interpretative controversy about Wittgenstein's
Tractatus. In one absolutely central case, of obvious prime
interest to students, we have a completely rewritten
replacement entry: this is David Hume. by Don Garrett. All this
new material in REP Online was available to us as we made our
selections for The Shorter REP and a good deal of it is now to
be found here." (from the Introduction, VII).
6. Parkinson, George Henry Radcliffe, ed. 1988. An Encyclopedia
of Philosophy. London: Routledge.
American edition titled: The Handbook of Western Philosophy,
New York, Macmillan, 1989.
"This encyclopaedia of philosophy is intended for a very wide
audience. It is intended for the general reader, who wants to
know what philosophy is; for the sixth-former, who may have
experienced for the first time the fascination of the problems of
philosophy and who may be thinking about studying the subject
at a university; and for university students of philosophy who
want a general map of the various regions of philosophy that
picks out the important features and relates them to each other.
Finally, although this encyclopaedia is not a reference work for
the specialist, it is hoped that it may be of some use to teachers
of philosophy, who may find it helpful from time to time to see
how their own special area of interest is related to other areas.
An encyclopaedia, by its nature, should aim at being
comprehensive; but comprehensiveness has to be weighed
against two other factors-size (which also means expense) and
intelligibility. A one-volume encyclopaedia, such as this is,
could achieve a fair measure of comprehensiveness, but the
material that it contained would have to be compressed. Such
an encyclopaedia would be useful only to someone who already
has some knowledge of the subject, or who wants to pick up bits
of information-the exact title of a book, perhaps, or a date. The
present encyclopaedia, however, is meant to give its readers
some understanding of philosophy, and this means that limits
have had to be placed on its scope. It has been decided that it
should be an encyclopaedia of contemporary philosophical
thought, an account of die current state of philosophical
thinking. This does not mean that the history of the subject will
be neglected. It is my belief that current philosophical problems
have their roots in the past, and can best be understood by
tracing them back to those roots. But there will be no
discussion of issues that belong wholly to the past.
There is another restriction on the scope of this encyclopaedia.
One of the most striking features of recent Western
philosophical thought is the existence within it of two broad
traditions, which arc commonly called the continental and the
Anglo-Saxon traditions. The continental tradition is by no
means confined to the continent of Europe, but has ninny
adherents in America; it descends from a method of inquiry
known as phenomenology, expounded in the first instance by
Brentano and Husserl, and developed by (among others)
Heidegger and Merleau-Ponty. More recently, some continental
philosophers have found inspiration in 'structuralist' methods
of inquiry drawn from linguistics; others have moved on from
structuralism, though in what direction is not wholly clear. The
Anglo-Saxon tradition goes back to the British empiricists of
the seventeenth and eighteenth centuries-to Locke. Berkeley
and Hume-but it is not restricted to philosophers of the
English-speaking world; it has also taken root in continental
Europe, particularly in West Germany and in the Scandinavian
countries. Now, there is nothing new in the coexistence of
different philosophical traditions; what is new and disturbing is
the fact that, in the main, the attitude of these two traditions
towards one another is one of mutual incomprehension.
Attempts have been made,and are being made, to end this state
of affairs, but it cannot be said that they have had much
success. Most of the contributors to this book are firmly within
the Anglo-Saxon tradition, and it seemed to me that an attempt
to deal adequately with the continental tradition would add
considerably to the length and difficulty of the encyclopaedia. I
have therefore decided, with regret, to omit those parts of the
continental tradition that have made little or no impact on the
Anglo-Saxon tradition. For similar reasons, no attempt will be
made to give an account of oriental philosophy." (from the
Preface, IX-X).
7. Bunnin, Nicholas, and Tsui-James, E.P., eds. 2003. The
Blackwell Companion to Philosophy. Malden: Blackwell.
Second edition (First edition 1996).
"This Companion complements the Blackwell Companions to
Philosophy series by presenting a new overview of philosophy
prepared by thirty-five leading British and American
philosophers. Introductory essays by John Searle and Bernard
Williams, which assess the changes that have shaped the
subject in recent decades, are followed by chapters exploring
central problems and debates in the principal subdisciplines of
philosophy and in specialized fields, chapters concerning the
work of great historical figures and chapters discussing newly
developing fields within philosophy. Throughout
the course of its chapters, the Companion examines the views
of many of the most widely influential figures of contemporary
philosophy.
Although wide-ranging, the Companion is not exhaustive, and
emphasis is placed on developments in Anglo-American
philosophy in the latter part of the twentieth century. A premise
underlying the Companion is that major participants in
philosophical debate can provide accounts of their own fields
that are stimulating, accessible, stylish and authoritative.
In its primary use, the Companion is an innovative textbook for
introductory courses in philosophy. Teachers can use the broad
coverage to select chapters in a flexible way to support a variety
of courses based on contemporary problems or the historical
development of the subject. Specialist chapters can be used
selectively to augment standard introductory topics or to
prepare students individually for term papers or essays.
Chapters include initial summaries, boxed features, cross-
references, suggestions for further reading, references and
discussion questions. In addition, terms are marked for a
common glossary. These features and the problem-setting
nature of the discussions encourage students to see the subject
as a whole and to gain confidence that explorations within
philosophy can lead to unexpected and rewarding insights. In
this aspect, the Companion reflects the contributors' experience
of small group teaching, in which arguments and perspectives
are rigorously tested and in which no solution is imposed.
In its secondary use, the Companion will accompany students
throughout their undergraduate careers and will also serve the
general reader wishing to understand the central concepts and
debates within philosophy or its constituent disciplines.
Students are unlikely to read the whole volume in their first
year of study, but those continuing with philosophy will find
their appreciation of the work deepening over time as they gain
insight into the topics of the more advanced chapters. The
Companion will help them to formulate questions and to see
connections between what they have already studied and new
terrain.
In its final use, the Companion bears a special relationship to
the Blackwell Companions to Philosophy series. Many readers
will wish to read the integrated discussions of the chapters of
the present Companion for orientation before turning to the
detailed, alphabetically arranged articles of the volumes in the
Companion series. Although conceived as a separate volume,
the Companion to Philosophy will serve as a useful guide to the
other excellent Companions in what amounts to a
comprehensive encyclopedia of philosophy.
The general reader might begin with the introductory essays
and turn to chapters on Epistemology, Metaphysics, Ethics and
Political and Social Philosophy, or to historical chapters from
Ancient Greek Philosophy to Hume. Cross-references and
special interests will lead readers to other chapters." (from the
Preface to the First Edition).
"We thank readers for their gratifying response to the first
edition of the Companion.
The second edition provides new chapters on Philosophy of
Biology; Bioethics, Genetics and Medical Ethics;
Environmental Ethics; Business Ethics; Ethnicity, Culture and
Philosophy; Plato and Aristotle; Francis Bacon; Nietzsche;
Husserl and Heidegger; and Sartre, Foucault and Derrida.
There are significant revisions or extensions to chapters on
Metaphysics, Philosophy of Language, Philosophy of Mind,
Political and Social Philosophy, Philosophy of Religion,
Philosophy and Feminism, and Hobbes. The discussion of
Descartes, Spinoza and Leibniz is now divided between two
chapters, and in a new section Malebranche is considered along
with Descartes in the first of these.
A longer chapter on Medieval Philosophy replaces the chapter
by C. F. J. Martin, who was unavailable to extend his work. We
welcome our new contributors and hope that readers will
continue to be challenged and delighted by the Companion as a
whole." (Preface to the Second edition).
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Study Guide for the History of
Philosophy (General Works)
General Histories of Philosophy
1. Laerke, Mogens;, Smith, Justin E. H.;, and Schliesser, Eric, eds.
2013. Philosophy and Its History. Aims and Methods in the
Study of Early Modern Philosophy. New York: Oxford
University Press.
2. Verene, Donald Phillip. 2008. The History of Philosophy. A
Reader's Guide. Evanston: Northwestern University Press.
"Despite the aversion to the Western canon within the world of
letters generally and the aversion to the study of the history of
philosophy in particular, interest in the canon has prevailed.
There are those who will not give it up and who still desire the
education that the great works can provide. I am one of those
who would wish to sail between the Scylla of analysis and the
Charybdis of suspicion, with the desire to return to the Ithaca
of the canon. To understand what I intend by the list of 100
great philosophical works in chapter 2, I refer the reader to my
comments on the nature of a canon in the introductory chapter.
The list of 100 great philosophical works is not intended as a
perfect or a hard-and-fast list, and the overview or outline of
the history of philosophy that follows the list, in chapter 3, is
intended as an indication of the periods, figures, and major and
minor works to be kept in mind in the study of the history of
philosophy. I have presented this in schematic form. It does not
purport to be a history of philosophy. For that one must go to
the histories of philosophy listed at the end of the outline.
The outline is an interpretation of the history of philosophy.
Because the canon has disappeared so much from our
consciousness, the outline provides an overview, a reminder of
what is there in the history of philosophy. The reader may wish
first to look at the outline, then move on to the essays of part 2,
and from them to come back to the outline as a guide to think
through and absorb its order. The method of this book is not
that of a linear argument. It is set up dialectically, with
interplay between the two rhetorical forms of presentation,
narratio and ratio, the narration (the essays) versus the list
and outline. It may thus serve the reader as a touchstone and a
guide to return to at various times-to enter the reading of works
in the history of philosophy or to discover those works and
movements of which perhaps the reader was not well aware.
The list of 100 great works and those works in the outline as
well as the commentaries on them which are interspersed
throughout the outline are drawn from the resources of my
personal library. The commentaries are selected from ones I
have used. Very likely there are glaring omissions. I have
generally not included commentaries on individual thinkers,
only works on periods or movements. It has not been my
intention to write a textbook, taking a neutral position on the
subject. This book is directed toward anyone who may have an
interest in the history of philosophy and who may find what it
presents useful.
This personal approach is evident in the three essays that
follow in part 2. The first offers a view of philosophical reading
and the philosophical use of language; the second a view of the
origin of philosophy and the philosopher developed through the
speculative use of the history of philosophy, moving from
ancient to Renaissance to modern; and the third an exposition
of how the philosophy of history affects the conception of the
history of philosophy, using Vico and Hegel as holders of two
views. These essays present rhetorical, humanist, and historical
perspectives on the study and nature of philosophy and the
history of philosophy. They are intended as suggestive rather
than definitive accounts, with which the reader should feel free
to disagree. As with the particular canon that each reader must
develop from the larger, more general canon of the history of
philosophy, each reader must come to some conclusions about
the meaning of this history, about what aspects of it make it
agile and alive.
Because some may wish not only to read the history of
philosophy but also to write about it, I have included some
practical advice on this topic in part 3, as well as a chapter on
philosophical literacy containing 700 terms, names, and works
that should be known or become known to those who study the
history of philosophy and the field of philosophy generally.
These are all taken from standard encyclopedias and reference
works in philosophy. To my knowledge no one has as yet
advanced such a literacy list in philosophy. It may interest the
reader as a simple gauge of what should be philosophical
common knowledge." (pp. XIII-XV).
3. Parkinson, George Henry Radcliffe, and Shanker, Stuart, eds.
1993. Routledge History of Philosophy. London, New York:
Routledge.
Contents: Volume I: From the Beginning to Plato, Editor:
C.C.W. Taylor; Volume II: Aristotle to Augustine, Editor: David
Furley; Volume III: Medieval Philosophy, Editor: John
Marenbon; Volume IV: The Renaissance and Seventeenth
Century Rationalism, Editor G.H.R. Parkinson; Volume V:
British Empiricism and the Enlightenment, Editor: Stuart
Brown; Volume VI: The Age of German Idealism, Editor Robert
C. Solomon and Kathleen M. Higgins; Volume VII: Metaphysics
Under Attack: The Nineteenth Century, Editor: C.L. Ten;
Volume VIII: Continental Philosophy in the Twentieth Century,
Editor: Richard Kearney; Volume IX: Philosophy of the English
Speaking World in the Twentieth Century 1: Logic,
Mathematics and Science, Editor S.G. Shanker; Volume X:
Philosophy of the English Speaking World in the Twentieth
Century 2: Meaning, Knowledge and Value, Editor: John
Canfield.
"The Routledge History of Philosophy provides a chronological
survey of the history of Western philosophy, from its
beginnings up to the present time. Its aim is to discuss all major
philosophical developments in depth, and with this in mind,
most space has been allocated to those individuals who, by
common consent, are regarded as great philosophers. But
lesser figures have not been neglected, and it is hoped that the
reader will be able to find, in the ten volumes of the History, at
least basic information about any significant philosopher of the
past or present. (...) In speaking of 'What is now regarded as
philosophy', we may have given the impression that there now
exists a single view of what philosophy is. This is certainly not
the case; on the contrary, there exist serious differences of
opinion, among those who call themselves philosophers, about
the nature of their subject. These differences are reflected in the
existence at the present time of two main schools of thought,
usually described as ''analytic' and 'continental' philosophy. It
is not our intention, as general editors of this History, to take
sides in this dispute. Our attitude is one of tolerance, and our
hope is that these volumes will contribute to an understanding
of how philosophers have reached the positions which they now
occupy. One final comment. Philosophy has long been a highly
technical subject, with its own specialized vocabulary. This
History is intended not only for the specialist but also for the
general reader. To this end, we have tried to ensure that each
chapter is written in an accessible style; and since technicalities
are unavoidable, a glossary of technical terms is provided in
each volume. In this way these volumes will, we hope,
contribute to a wider understanding of a subject which is of the
highest importance to all thinking people." (from the General
Editors' Preface).
4. Copleston, Frederick. 2003. A History of Philosophy. London /
New York: Continuum.
Contents: 1. Greece and Rome; 2. Medieval Philosophy; 3. Late
Medieval and Early Renaissance Philosophy; 4. The
Rationalists; 5. British Philosophy; 6. The Enlightenment; 7.
German Philosophy; 8. Utilitarianisim to Early Analytic
Philosophy; 9. French Philosophy; 10. Russian Philosophy; 11.
Logical Positivism and Existentialism.
The original edition (first nine volumes) was published between
1946 and 1974; the tenth volume was added in 1986, and the
eleventh is a collection of essays, already published with the
title: Contemporary Philosophy Studies of Logical Positivism
and Existentialism, New York, Continuum, 1956.
" How to Study the History of Philosophy.
1. The first point to be stressed is the need for seeing any
philosophical system in its historical setting and connections.
This point has already been mentioned and does not require
further elaboration: it should be obvious that we can only grasp
adequately the state of mind of a given philosopher and the
raison d'être of his philosophy if we have first apprehended its
historical point de depart. The example of Kant has already
been given; we can understand his state of mind in developing
his theory of the a priori only if we see him in his historical
situation vis-à-vis the critical philosophy of Hume, the
apparent bank ruptcy of Continental Rationalism and the
apparent certainty of mathematics and the Newtonian physics.
Similarly, we are better enabled to understand the biological
philosophy of Henri Bergson
if we see it, for example, in its relation to preceding mechanistic
theories and to preceding French "spiritualism."
2. For a profitable study of the history of philosophy there is
also need for a certain "sympathy," almost the psychological
approach. It is desirable that the historian should know some
thing of the philosopher as a man (this is not possible in the
case of all philosophers, of course), since this will help him to
feel his way into the system in question, to view it, as it were,
from inside, and to grasp its peculiar flavour and
characteristics. We have to endeavour to put ourselves into the
place of the philosopher, to try to see his thoughts from within.
Moreover, this sympathy or imaginative insight is essential for
the Scholastic philosopher who wishes to understand modern
philosophy. If a man, for example, has the background of the
Catholic Faith, the modern systems, or some of them at least,
readily appear to him as mere bizarre monstrosities unworthy
of serious attention, but if he succeeds, as far as he can
(without, of course, surrendering his own principles), in seeing
the systems from within, he stands much more chance of
understanding what the philosopher meant.
We must not, however, become so preoccupied with the
psychology of the philosopher as to disregard the truth or
falsity of his ideas taken in themselves, or the logical
connection of his system with preceding thought. A
psychologist may justly confine himself to the first viewpoint,
but not an historian of philosophy." (pp. 8-9).
5. Popkin, Richard Henry, ed. 1999. The Columbia History of
Western Philosophy. New York: Columbia University Press.
"There have been many histories of philosophies, but few
presented in one large volume for the educated layman. Two
such ventures that have endured for many decades, The Story
of Philosophy by Will Durant and Bertrand Russell's A History
of Western Philosophy, are eminently readable, but cover only
the high spots of the field.
Durant, who was a very popular lecturer on philosophy at
Columbia University, primarily discusses only a few of the great
men. Nevertheless, his popularization has been a gateway into
philosophy for a great many readers during much of this
century.
Russell wrote his book hastily out of financial desperation while
jobless in New York City at the beginning of World War II.
Since Russell was a scholar of very few of the topics he covered,
and uninterested or hostile to others, his opus is most engaging
as Russelliana but hardly as history of philosophy. Both
Durant's and Russell's works are still in print and are widely
available in paperback editions.
This work is not intended to compete with these classics.
During the last half century the number of new serious
scholarly findings and interpretations concerning various
portions of the history of philosophy has increased enormously.
Previously unknown materials by and about various major
figures in the history of philosophy have been discovered. The
manuscripts of important figures from ancient times to the
present have been or are being edited, increasing our
understanding of the authors.
For example, an edition of John Locke's writings based on
previously unknown manuscripts has begun to see print; the
edition of G. W. Leibniz's unpublished writings started in the
1920s continues to produce new volumes. New historical
perspectives are being cast upon the materials, so that they can
now be seen in their full intellectual and social contexts instead
of as just isolated systems of ideas.
All of this has led to many multivolume histories of different
portions of the history of philosophy. The enormous German
Überweg history of philosophy, long the standard one for
detail, is now in the process of being redone with a substantial
increase in depth of coverage and amount of material; when
completed, it will finally consist of dozens of highly specialized
volumes. Large histories of various periods in the history of
philosophy have also been issued, as well as countless volumes
about individual philosophers.
In the light of all that has been discovered, edited, and
reinterpreted, it seems appropriate to attempt to put together
much of the new material and many of the new interpretations,
as well as updated explanations and analyses of the accepted
history of philosophy, in a form in which nonprofessional
readers can appreciate the riches now available in the field. I
have been concerned to give due attention to certain portions of
the history of philosophy that much too often have been
overlooked." (from the Introduction by R. H. Popkin, pp. XV-
XVI).
6. Kenny, Anthony P. 2004. A New History of Western
Philosophy. New York: Oxford University Press.
Contents: 1. Ancient Philosophy (2004); 2. Medieval
Philosophy (2005); 3. The Rise of Modern Philosophy (2006);
4. Philosophy in the Modern World (2007).
"Why should one study the history of philosophy? There are
many reasons, but they fall into two groups: philosophical and
historical.
We may study the great dead philosophers in order to seek
illumination upon themes of present-day philosophical inquiry.
Or we may wish to understand the people and societies of the
past, and read their philosophy to grasp the conceptual climate
in which they thought and acted. We may
read the philosophers of other ages to help to resolve
philosophical problems of abiding concern, or to enter more
fully into the intellectual world of a bygone era.
In this history of philosophy, from the beginnings to the
present day, I hope to further both purposes, but in different
ways in different parts of the work, as I shall try to make clear
in this Introduction. But before outlining a strategy for writing
the history of philosophy, one must pause to reflect on the
nature of philosophy itself. The word 'philosophy' means
different things in divergent mouths, and correspondingly 'the
history of philosophy' can be interpreted in many ways. What it
signifies depends on what the particular historian regards as
being essential to philosophy.
This was true of Aristotle, who was philosophy's first historian,
and of Hegel, who hoped he would be its last, since he was
bringing philosophy to perfection. The two of them had very
different views of the nature of philosophy. Nonetheless, they
had in common a view of philosophical progress: philosophical
problems in the course of history became ever more clearly
defined, and they could be answered with ever greater accuracy.
Aristotle in the first book of his Metaphysics and Hegel in his
Lectures on the History of Philosophy saw the teachings of the
earlier philosophers they recorded as halting steps in the
direction of a vision they were themselves to expound." (p. XI)
(...)
"Most histories of philosophy, in this age of specialization, are
the work of many hands, specialists in different Welds and
periods. In inviting me to write, single-handed, a history of
philosophy from Thales to Derrida, Oxford University Press
gave expression to the belief that there is something to be
gained by presenting the development of philosophy from a
single viewpoint, linking ancient, medieval, early modern, and
contemporary philosophy into a single narrative concerned
with connected themes. The work will appear in four volumes:
the first will cover the centuries from the beginning of
philosophy up to the conversion of St Augustine in ad 387. The
second will take the story from Augustine up to the Lateran
Council of 1512. The third will end with the death of Hegel in
1831. The fourth and final volume will bring the narrative up to
the end of the second millennium."(p. XVIII)
(...)
"I shall attempt in these volumes to be both a philosophical
historian and a historical philosopher. Multi-authored histories
are sometimes structured chronologically and sometimes
structured thematically. I shall try to combine both approaches,
covering in each volume first a chronological survey, and then a
thematic treatment of particular philosophical topics of abiding
importance. The reader whose primary interest is historical will
focus on the chronological survey, referring where necessary to
the thematic sections for implication. The reader who is more
concerned with the philosophical issues will concentrate rather
on the thematic sections of the volumes, referring back to the
chronological surveys to place particular issues in context." (p.
XX - from the Introduction to the first volume).
7. Schrift, Alan D., ed. 2011. The History of Continental
Philosophy. Chicago: University of Chicago Press.
Volume 1: Kant, Kantianism, and Idealism: The Origins of
Continental Philosophy, Edited by Thomas Nenon.
Introduction, Thomas Nenon; 1. Immanuel Kant's Turn to
Transcendental Philosophy, Thomas Nenon; 2. Kant's Early
Critics: Jacobi, Reinhold, Maimon, Richard Fincham; 3.
Johann Gottfried Herder, Sonia Sikka; 4. Play and Irony:
Schiller and Schlegel on the Liberating Prospects of Aesthetics,
Daniel Dahlstrom; 5. Fichte and Husserl: Life-world, the Other,
and Philosophical Reflection, Robert R. Williams; 6. Schelling:
Philosopher of Tragic Dissonance, Joseph P. Lawrence; 7.
Schopenhauer on Empirical and Aesthetic Perception and
Cognition, Bart Vandenabeele; 8. G.W.F. Hegel, Terry Pinkard;
9. From Hegelian Reason to the Marxian Revolution, 1831-48,
Lawrence S. Stepelevich; 10. Saint-Simon, Fourier, and
Proudhon: "Utopian," French Socialism, Diane Morgan.
Volume 2: Nineteenth-Century Philosophy: Revolutionary
Responses to the Existing Order, Edited by Alan D. Schrift and
Daniel Conway.
Introduction, Daniel Conway; 1. Feuerbach and the Left and
Right Hegelians, William Clare Roberts; 2. Marx and Marxism,
Terrell Carver; 3. Søren Kierkegaard, Alastair Hannay; 4.
Dostoevsky and Russian Philosophy, Evgenia Cherkasova; 5.
Life after the Death of God: Thus Spoke Nietzsche, Daniel
Conway; 6. Hermeneutics: Schleiermacher and Dilthey, Eric
Sean Nelson; 7. French Spiritualish Philosophy, F.C.T. Moore;
8. The Emergence of Sociology and its Theories: From Comte to
Weber, Alan Sica; 9. Developments in Philosophy of Science
and Mathematics, Dale Jacquette; 10. Peirce: Pragmatism and
Nature after Hegel, Douglas R. Anderson; 11. Aesthetics and the
Philosophy of Art, 1840-1900, Gary Shapiro.
Volume 3: The New Century: Bergsonism, Phenomenology
and Responses to Modern Science, Edited by Keith Ansell-
Pearson and Alan D. Schrift.
Introduction, Keith Ansell-Pearson; 1. Henri Bergson, John
Mullarkey; 2. Neo-Kantianism in Germany and France,
Sebastian Luft and Fabien Capeillères; 3. The Emergence of
French Sociology: Émile Durkheim and Marcel Mauss, Mike
Gane; 4. Analytic and Continental Traditions: Frege, Husserl,
Carnap, and Heidegger, Michael Friedman and Thomas
Ryckman; 5. Edmund Husserl, Thomas Nenon; 6. Max Scheler,
Dan Zahavi; 7. The Early Heidegger, Miguel de Beistegui; 8.
Karl Jaspers, Leonard H. Ehrlich; 9. Phenomenology at Home
and Abroad, Diane Perpich; 10. Early Continental Philosophy of
Science, Babette Babich; 11. Ludwig Wittgenstein, John Fennell
and Bob Plant; 12. Freud and Continental Philosophy, Adrian
Johnston; 13. Responses to Evolution: Spencer's Evolutionism,
Bergsonism, and Contemporary Biology, Keith Ansell-Pearson,
Paul-Antoine Miquel and Michael Vaughan.
Volume 4: Phenomenology: Responses and Developments,
Edited by Leonard Lawlor.
Introduction, Leonard Lawlor; 1. Dialectic, Difference and the
Other: The Hegelianizing of French Phenomenology, John
Russon; 2. Existentialism, S. K. Keltner and Samuel J. Julian;
3. Sartre and Phenomenology, William L. McBride; 4.
Continental Aesthetics: Phenomenology and
Antiphenomenology, Galen A. Johnson; 5. Merleau-Ponty at
the Limits of Phenomenology, Mauro Carbone; 6. The
Hermeneutic Transformation of Phenomenology, Daniel L.
Tate; 7. The Later Heidegger, Dennis Schmidt; 8. Existential
Theology, Andreas Grossmann; 9. Religion and Ethics, Felix Ó
Murchadha; 10. The Philosophy of the Concept, Pierre Cassou-
Noguès; 11. Analytic Philosophy and Continental Philosophy:
Four Confrontations, Dermot Moran.
Volume 5: Critical Theory to Structuralism: Philosophy,
Politics and the Human Sciences, Edited by David Ingram.
Introduction, David Ingram; 1. Carl Schmitt and Early Western
Marxism, Christopher Thornhill; 2. The Origins and
Development of the Model of Early Critical Theory in the Work
of Max Horkheimer, Erich Fromm, and Herbert Marcuse, John
Abromeit; 3. Theodor Adorno, Deborah Cook; 4. Walter
Benjamin, James McFarland; 5. Hannah Arendt: Rethinking
the Political, Peg Birmingham; 6. Georges Bataille, Peter Tracey
Connor; 7. French Marxism in its Heyday, William McBride; 8.
Black Existentialism, Lewis R. Gordon; 9. Ferdinand de
Saussure and Linguistic Structuralism, Thomas F. Broden; 10.
Claude Lévi-Strauss, Brian C. J. Singer; 11. Jacques Lacan, Ed
Pluth; 12. Late Pragmatism, Logical Positivism, and their
Aftermath, David Ingram.
Volume 6: Poststructuralism and Critical Theory's Second
Generation Edited by Alan D. Schrift.
Introduction, Alan D. Schrift; 1. French Nietzscheanism, Alan
D. Schrift; 2. Louis Althusser, Warren Montag; 3. Michel
Foucault, Timothy O'Leary; 4. Gilles Deleuze, Daniel W. Smith;
5. Jacques Derrida, Samir Haddad; 6. Jean-François Lyotard,
James Williams; 7. Pierre Bourdieu and the Practice of
Philosophy, Derek Robbins; 8. Michel Serres, David F. Bell; 9.
Jürgen Habermas, Christopher F. Zurn; 10. Second Generation
Critical Theory, James Swindal; 11. Gadamer, Ricoeur, and the
Legacy of Phenomenology, Wayne J. Froman; 12. The
Linguistic Turn in Continental Philosophy, Claire Colebrook;
13. Psychoanalysis and Desire, Rosi Braidotti and Alan D.
Schrift; 14. Luce Irigaray, Mary Beth Mader; 15. Cixous,
Kristeva, and Le Doeuff: Three "French Feminists," Sara
Heinämaa; 16. Deconstruction and the Yale School of Literary
Theory, Jeffrey T. Nealon; 17. Rorty Among the Continentals,
David R. Hiley.
Volume 7: After Poststructuralism: Transitions and
Transformations, Edited by Rosi Braidotti.
Introduction, Rosi Braidotti; 1. Postmodernism, Simon Malpas;
2. German Philosophy after 1980: Themes Out of School, Dieter
Thomä; 3. The Structuralist Legacy, Patrice Maniglier; 4.
Italian Philosophy Between 1980 and 1995, Silvia Benso and
Brian Schroeder; 5. Continental Philosophy in the Czech
Republic, Josef Fulka, Jr.; 6. Third Generation Critical Theory:
Benhabib, Fraser, and Honneth, Amy Allen; 7. French and
Italian Spinozism, Simon Duffy; 8. Radical Democracy, Lasse
Thomassen; 9. Cultural and Postcolonial Studies, Iain
Chambers; 10. The "Ethical Turn" in Continental Philosophy in
the 1980s, Robert Eaglestone; 11. Feminist Philosophy: Coming
of Age, Rosi Braidotti; 12. Continental Philosophy of Religion,
Bruce Ellis Benson; 13. The Performative Turn and the
Emergence of Post-Analytic Philosophy, José Medina; 14. Out
of Bounds: Philosophy in an Age of Transition, Judith Butler
and Rosi Braidotti.
Volume 8: Emerging Trends in Continental Philosophy, Edited
by Todd May.
Introduction, Todd May; 1. Rethinking Gender: Judith Butler
and Feminist Philosophy, Gayle Salamon; 2. Recent
Developments in Aesthetics: Badiou, Rancière, and Their
Interlocutors, Gabriel Rockhill; 3. Rethinking Marxism, Emily
Zakin; 4. Thinking the Event: Alain Badiou's Philosophy and
the Task of Critical Theory, Bruno Bosteels; 5. Rethinking
Anglo-American Philosophy: The Neo-Kantianism of Davidson,
McDowell, and Brandom, John Fennell; 6. Rethinking Science
as Science Studies: Latour, Stengers, Prigogine, Dorothea
Olkowski; 7. European Citizenship: A Post-Nationalist
Perspective, Rosi Braidotti; 8. Postcolonialism,
Postorientalism, Postoccidentalism: The Past That Never Went
Away and the Future That Never Arrived, Eduardo Mendieta; 9.
Continental Philosophy and the Environment, Jonathan
Maskit; 10. Rethinking the New World Order: Responses to
Globalization/American Hegemony, Todd May; Chronology;
Bibliography; Index.
Some Advanced Readings
1. Schürmann, Reiner. 2003. Broken Hegemonies. Bloomington:
Indiana University Press.
Translated by Reginald Lilly from the French Des hégémonies
brisées, Mauvezin, T.E.R. Trans Europ Repress, 1993.
"These analyses are first of all historical. They take up a debate,
more than a century old, concerning epochs and the thresholds
that separate them. But rather than constructing the ages and
their transitions-moments of objective Spirit, constellations of
the veiling and unveiling of being, epistemological apparatuses
of knowledge/ power-I thought it useful to read the languages
that Western philosophy has spoken since its birth. At their
best, philosophers have made an effort not to be carried away
by the fad of the day that passes for common sense; no thought,
however, has ever resisted being carried away by its own
language. Far from mastering a language, concepts live on it;
they are born of words. Hasn't each of our historical idioms
always instituted its own fantasmic reality? I have asked myself
which have been, concretely, those human additions of which
Nietzsche speaks. Might they always come down to a certain
organization of nouns linked in one way or another to the
predominant languages? Would "reality" then exist in a Greek,
a Latin, a modern vernacular? And might it be this by giving
birth to the centuries that spoke those languages and relied
upon common nouns as if upon courts of ultimate authority
that are essentially self-evident? It will be necessary, if such
questions merit consideration, to define epochs by means of the
fantasmic organization instituted by a language." (p. 4)
"The history I will attempt to retrace is the one in which the
Aristotelian hoson was maximized: the history of norms. I
understand this term in its strongest sense, the sense in which
it names the authoritative representation that serves, during a
given linguistic era, to constitute the phenomenality of
phenomena and thereby to legitimize all theoretical and
practical rules. In the normative sense, a fantasm cannot be
exhausted in regulatory representations. It designates the
sovereign principle to which the professional philosopher refers
all laws of knowledge and acting, but which in turn cannot be
referred to anything else,' the principle that serves as the
ultimate reason for all generic principles, the trans-regional
canon for all regional canons. This principle makes, absolutely
though fantasmically, e pluribus unum-from many, one-not as
does a major premise from which other propositions would
follow, but rather as a burgeoning production center. Fantasms
rule by authorizing not the deduction of a finite corpus of
conclusions, but the indefinite association of representations
that require that one follow them. Well, such representations
are called laws. Hence if laws are measured against the
fantasmic authority, then this fantasmic authority will be
normative in the sense that one refers to it as to the law of laws.
Is it not the basics of the trade to secure a foundation, not one
that is grounded but one nevertheless capable of anchoring the
premises which instruct me in what I may know and what I
should do? Understood in this way, a norm is not justified, and
in this respect it is fantasmic. But it justifies all that may
become a phenomenon during the linguistic epoch that bears
its hallmark; in this respect it is hegemonic. If it may be proven
that such a referent, non-referable to some superior authority,
remains for as long as a language preponderates, then the
history to be traced will be that of the Greek, Latin, and modern
hegemonic fantasms." (pp. 7-8)
"Because beginnings are compact but ends are revealing, I will
read only the opening and closing documents of each linguistic
epoch. I intend to analyze the inaugural discourses that
institute a law, as well as those that destitute it. When a
fantasm attains hegemony, everything proceeds as if
philosophy had no other strategy to follow than natalit j–6Ý™
C–Ý™y alone, maximization, tragic denial. But all this is so
only as if for the strategy of mortality is never obliterated-
singularization is not obliterated, neither is the tragic double
bind. The instituting discourses already express the double
bind, and the destituting discourses will draw their final
consequences from it.
I shall not stop to read instituted discourses that repeat the law
for long periods. Therefore, I will say very little about the "one"
as manifested in fourth century Attic thought, nor will I
hesitate, furthermore, to skip over the thirteenth century
scholastic apex of the Latin fantasm, nor, with the German
fantasm, to take a shortcut in the trajectory from idealism to
materialism and nihilism in the nineteenth century. If these
philosophical summits inspire awe it is because they closely
resemble the knowledge a neurotic patient imputes to his
therapist. And by presuming that each hegemonic fantasm
opens onto a non-fortuitous conjunction of legislation and
transgression that are equally normative, the therapy effectively
takes on the public function given to those who are at the
summits: ideal Platonic pacification, the Thomist "grand
system" (if that is the summum of Latin thought), the Hegelian
dialectic reconciling all oppositions. But in a retrospective
reading these cures prove deceptive. Neoplatonists, medieval
nominalists, and phenomenologists of occurrent being are
there to remind us that there is no recovery from the tragic
glimpsed at the beginnings.
Hence a warning about the relative volume of the synopses: In
the following pages we shall read less about the moments of
fantasmic destitution than about those of institution, for at the
commencement of each of the periods examined I will seek to
isolate the fissure that ends up by shattering an epochal
symbolic order. The ends will prove to be, if not foreseeable, at
least expected.
Through centuries of usage, a language deploys the full range of
resources contained in its words. As a closing document for the
Greek regime, I will read a treatise by Plotinus describing the
one as the event of unification which gathers the singular
givens together. Here we will see a return of the middle voice in
which I will discern a law of impurity, a principle of
contamination, an a priori of a counter-law which, by virtue of
our mortality, always disperses nomotheses among the
singulars and time. Our limiting of the Greek one to its
instituting and destituting moments should not be construed to
suggest that the language of Plotinus and Parmenides were the
same. But what could that mean, the same language? We do not
inhabit a language the way a fossil is embedded in a monolith.
Nevertheless, the semantic displacements from Parmenides to
Plotinus were just shifts. By contrast, with the passage to Latin,
an abrupt deployment of contiguous territories took place, a
rupture. As we shall see, these contiguities will require that we
diachronically stretch out the guiding thread, which is what our
topology is. If we come upon thresholds of incommensurability
in our history, these can only be the fractures left behind by
translations. The transition into a new linguistic epoch casts an
aura of irreality on fantasmic "reality." Here my interest in
languages is above all aimed at rescuing the discussion of
historical periodization from arbitrariness, which is why I shall
pay attention to the great translators, to those who shatter
historical continuity-Cicero and Luther." (pp. 39-40).
2. Deely, John. 2001. Four Ages of Understanding. The First
Postmodern Survey of Philosophy from Ancient Times to the
Turn of the Twenty-First Century. Toronto London Buffalo:
University of Toronto Press.
"It is not enough to distinguish the history of philosophy from
philosophy, philosophical from exegetic problems, if we do not
at the same time realize that the history of philosophy is
philosophy itself as so far actually realized in civilization. An
exclusively synchronic development of philosophical problems
generates mainly a blindness to one's own presuppositions and
to the manner in which historical context shapes in essential
ways contemporary consciousness - and unconsciousness - of
basic philosophical problems. To see that there is more to be
done is quite a different matter than proceeding as if nothing
had been done before us. Only an inclusive historical approach
has even a ghost's chance of restoring perspective and balance,
of forcing the needed reassessment to a successful outcome.
My hope is that this book will help make it unconscionable for
professors to continue to teach philosophy in the manner that
has long become customary - as though the history counted for
nothing, or provided only a side-show, especially that part of its
history I make known in this book as the Latin Age, to which
age, especially in its closing centuries (the period between
Ockham and Poinsot or Descartes), we owe the general notion
of sign taken for granted today insofar as it is a warranted
notion and not a mere nominalism. Besides, the history of
philosophy is not only philosophy itself as realized in
civilization, but also a story, and a good one. Mates has
suggested that to tell a story or even to criticize what others
have said or done is incompatible with the search for truth in
history. I couldn't disagree more, for it is on narrative that we
live as distinctively human animals, and every good narrative
has to have a beginning, a middle, and an end, however
provisional. My aim has been to tell a 'story of philosophy'
somewhere near as well as it deserves to be told in order for
something of the many truths at stake to come alive for those
who happen to hear the tale - not the only one to be told, to be
sure, but still a story of philosophy in the grand manner such a
story requires to match its destiny. I have tried to equip the
reader, as it were, with seven-league boots, making it possible
to traverse twenty-four centuries in such a way as to obtain a
vantage opening as far into the future of philosophy, I dare say,
as at least the lifetime of anyone born by the time of publication
of this book. The last word in any history is never spoken till the
race itself is extinct, and not even then. So this is not a history
for all time, but only for the first quarter or so, with luck the
first half, of the twenty-first century; after which the
postmodernism of which it speaks as harbinger will be spoken
of rather with words of hindsight and Minerva, according to the
saying of Hegel, that the owl of wisdom only flies toward
evening." (from the Preface).
3. Weitz, Morris. 1988. Theories of Concepts. A History of the
Major Philosophical Tradition. New York: Routledge.
"Having already canvassed open concepts, both contemporary
formulations of them and some of their variety, most recently
in The Opening Mind: a philosophical study of humanistic
concepts (1977), it seems to me that absolutely basic to further
exploration in the area of conceptualization is a thorough
inquiry into the history of traditional theories of concepts. Such
an inquiry would be valuable if only to test the accuracy of
contemporary criticisms of these theories as a series of
mistaken views about concepts as entities, or concepts as
erroneous readings of the meanings of words, or concepts as
unintelligible abstractions, or - my own view - concepts as
closed in their definitive properties, conditions or criteria.
Many contemporary philosophers, whether they subscribe to
open concepts or to concepts as dispositions, not entities, have
offered one or other wholesale doctrine about traditional
theories of concepts. The doctrine, as attribution and as
condemnation, in this regard, much resembles recent attempts
to foist mistaken naming theories of words or denotative
theories of meaning and language on traditional philosophy, to
be contrasted with some modern, correct theory of naming and
meaning, put forth by the particular philosopher-historian in
question. Because much evidence by way of historical Analysis
of traditional theories of language and meaning has it
companied and supported this contemporary critique of them,
one would naturally suppose that similar evidence is available
to indicate the wholesale condemnation of traditional theories
of concepts.
To my amazement and incredulity, I could find no book on the
history of philosophical theories of concepts. There are, of
course, encyclopedia articles on CONCEPTS; however, these
are, without exception, either too brief, too general or
delinquent, contain too many inaccuracies and, on the whole,
simply repeat the historical cliches of their predecessors.
Dictionaries, too, are unhelpful, as are the more detailed
Etymologies and Lexicons. What, then, of independently
written essays or chapters of books on the different
philosophers? Here, one finds a great deal on Kant's or Frege's
theory of concepts, and much on Aquinas' or Leibniz'. But there
is nothing, except paragraphs in chapters of books or in essays,
on Plato's theory of concepts and, even more surprising, on
Descartes', since he is preoccupied with what he refers to as
'concepts' when he turns from Meditation to Reply, for
example. And the little that there is on these two philosophers -
that, for example, Plato's theory of concepts is that concepts are
forms among the forms; or that Descartes means by a concept a
variant of an idea - it soon became apparent to me is incorrect.
To one, like myself, who is not a specialist in the history of
philosophy, this whole business of an individual philosopher's
theory of concepts and of the history of theories of concepts,
from Plato on, became confusing. The hope persisted that
somewhere, someone -surely some German scholar, whose
colleagues had devoted their lives to Plato's theory of justice or
to the etymology of arete - had written a long, accurate history
of philosophical theories of concepts.
That I could find no such survey dictated the writing of this
book, entirely concerned with the history of philosophical
theories of concepts. If I am right in claiming that such a survey
does not exist, then this history of philosophical theories of
concepts is the first. And in this regard, it will have realized one
of its aims even if, disagreed with, in its parts or as a whole, it
only provokes others to do the history better or differently.
But, it may be asked, is this history needed ? Obviously, it
seems so to me, first, because any important idea and related
set of doctrines about it that have a history enjoin and invite
meticulous delineation of them. Second, no contemporary
criticism of traditional theories of concepts nor, I think, any
putatively original and true theory of concepts and the having
of them can long ignore the competing theories of the past.
Recent claims about the modernity of the dispositional theory
of concepts are falsified and the truth of many variants of this
theory are challenged by Plato's theory which, if my
interpretation of it is correct, is not only the first dispositional
theory of concepts as abilities to move about intellectually and
morally in the world, but also the first to imply that concepts
are such abilities only on the condition that these are closed,
ultimately beholden to the forms or definitions of the forms or
of certain classes of things. However, the basic reason why a
survey of theories is required -certainly the reason why I have
devoted this book to it - is that a philosopher's theory of
concepts is not simply incidental to his work but fundamental
in his philosophy in that it determines the overall condition or
criterion of what he takes to be the correct statements and
solutions of his problems.
Why such a theory is needed perhaps also suggests why it has
not yet been done: because such a survey, at least as I have
conceived it, as a history of the nature and role of concepts, not
simply of their ontology, depends on the recent shift in
philosophy itself from analysis to the elucidation of concepts.
For it is only when elucidation replaces analysis that one can
generalize from the elucidation of particular concepts to the
overall elucidation of theories of concepts, both past and
present. Thus, I have tried to understand the different theories
of concepts, not to analyze or to recast the concepts dealt with
in the history of philosophy. What do philosophers say or imply
concepts are in the concepts they employ? Do they subscribe to
the doctrine that all concepts, hence their conveying words, are
governed by necessary and sufficient conditions or criteria?
How do their theories play the roles they do in their
philosophies? These are the questions I have set myself.
But, it may also be asked: Is there a history of theories of
concepts? Negative answers range from the denial that there
are concepts and therefore any theory of them, let alone a
history of such theories, to the acceptance of at least concept-
talk in the history of philosophy, some articulate theories of
concepts, but the rejection of anything as pi and as a history of
theories of concepts.
If we distinguish, as we must, between Are there concepts? and
What are concepts? the affirmative answer to the first, that
concepts are neutral intermediaries between words and things,
irreducible to anything else, commits us to no affirmative
answer to the second, as to what they are, whether sensible,
supersensible or neutral entities or dispositions. However, my
answer and argument for it (given in chapter 1 of The Opening
Mind) are not relevant to the argument of this book: that there
is a history of theories of concepts; that this history
encompasses both explicit and implicit theories; and that these
theories, different as they are in their ontological answers to
Introduction
what concepts are, concur in the major doctrine that all
concepts are and must be governed by definitive sets of
properties or criteria.
That there have been explicit theories of concepts cannot be
denied, however these theories are assessed, as fabrications or
as ontological truths. Surely, Aquinas, Kant, Frege, and Moore,
among many others, both affirmed concepts and theorized
about their status and roles. What can be questioned and
denied is that these articulated theories point to a history of a
single subject rather than, say, to the ambiguity of a 'concept,'
in one language or another.
If this objection to a history of philosophical theories stands, it
rules out not only my proposed history but all the Encyclopedia
articles as well that attempt to trace the history of the words for
concept and explicit theories of them, which I question on
grounds of inadequacy, not of dubiety. What these articles show
is that though 'concept' is ambiguous, theories of concepts are
more multiple than ambiguous.
Indeed, this query about the history of philosophical theories of
concepts as a single subject much resembles similar worries
expressed by those who question the very possibility of a
history of (philosophical) theories of tragedy or morality. Here,
too, the argument has been that there can be no such history
because there is no single subject. Tragedies differ and
moralities are too diverse to yield any univocal meaning of
'tragedy' or 'morality.' All the historian can do is to trace the
diversity. It is therefore a conceptual illusion to suppose, for
example, that Greek tragedy or Aristotle's theory of tragedy
and, say, modern tragedy or Schopenhauer's or Nietzsche's
theory of tragedy, are historical points in the same continuum,
that can then serve as a single subject for the philosophical
elucidation of tragedy. So, too with, say, Plato's theory of
morality as against, say, Kant's. Here, too, critics of any
putative history of philosophical theories of morality stress that
since Plato meant by 'moral' something entirely different from
what Kant meant by 'moral,' there cannot be any univocal
history of the subject of philosophical theories of morality." (pp.
XIII-XVI).
4. Arrington, Robert L., ed. 2001. A Companion to the
Philosophers. Malden: Blackwell.
"The goal of this book is to present the thoughts and theories of
the major figures in the dominant philosophical traditions
throughout history. To be sure, most of the essays are on
"Western" thinkers, which label encompasses European,
American and other English-speaking philosophers. But the
rich history of philosophical thought in India and China is well
represented, by no means comprehensively so but in such a way
as to convey a picture of major trends of thought. Moreover, a
representative sample of Japanese thinkers is included and
philosophical thought in Africa is also represented. The
concluding section deals with some major Jewish and Islamic
thinkers. Inevitably, such a project as this can only proceed
selectively and an editorial task that must be faced at the
beginning is to choose figures that loom large in the editor's
view of the history of philosophy. Obviously, not everyone will
agree with this selection.
I hope these essays will provide stimulating reading for those
who sample them. They are written at a level that is appropriate
for a reader who is approaching these figures for the first time.
But some philosophy is difficult and although an effort has
been made to keep technical terminology and mind-boggling
argumentation to a minimum, some of the essays will stretch
the minds of many readers. Stretching the mind, however. Is a
major part of what philosophy is supposed to do -- the results,
one hopes, are deeper insights into the human condition.
A bibliography Is appended at the end of each essay. It gives a
list of the major works of the philosopher under discussion in
the essay and it also indicates works written about the
philosopher which will provide additional information and a
deeper understanding of the figure.
The authors of the essays are authorities on the thinkers about
whom they write. In most instances, they have written other
essays or books about the philosophers in question.
The essays in the book are grouped together in accordance with
the philosophical traditions within which the thinkers are
usually placed. Sometimes, to be sure, the placement is a bit
arbitrary. Spinoza, for instance, is included among the
European and American thinkers, although he was a Jewish
philosopher. Similarly, Averroes and Avicenna are to be found
in the section on Jewish and Islamic thinkers, although they are
frequently studied as part of Western philosophy. The location
of an essay is largely determined by the distinctive tradition
with which the thinker discussed primarily engaged. Spinoza,
for instance, was concerned first and foremost about the
problems inherited from Descartes and the history of European
philosophy: Averroes and Avicenna engaged with a distinctive
Islamic set of issues, although their philosophies were heavily
influenced by earlier Western thinkers.
To assist the reader in tracing the lines of connection (historical
and Intellectual) among the various philosophers, the names of
other thinkers whose work bears some significant relationship
to the thought of the philosopher being discussed are given In
small capitals. In the case of some of the essays. peculiarities of
style are indicated in the "guide to the entries" on the title page
of the section." (from the Preface).
5. Waithe, Mary Ellen, ed. 1987. A History of Women
Philosophers. Dordrecht: Springer.
Vol. 1: Ancient Women Philosophers, 600 B.C.-500 A.D (1987);
Vol. 2: Medieval, Renaissance and Enlightenment Women
Philosophers, 500-1600 (1989); Vol. 3: Modern Women
Philosophers, 1600-1900 (1991); Vol. 4: Contemporary Women
Philosophers, 1900-Today (1994).
"Two events led to the creation of our four-volume series on the
history of women philosophers. The first occurred on a
sweltering October afternoon in 1980 when I sought comfort in
the basement library of City University of New York's Graduate
Center. I came upon a reference to a work by Aegidius
Menagius, Historia Mulierum Philosopharum, published in
1690 and 1692. I had never heard of any women philosophers
prior to the 20th century with the exceptions of Queen
Christina of Sweden, known as Descartes' student, and
Hildegard von Bingen, who lived in the 12th century. Two
months later, the second event occurred. I went to the Brooklyn
Museum to see Judy Chicago's Dinner Party, a sculptural
history of the achievements of women. Part of the exhibit
consisted of posters listing the names, nationalities and dates of
birth of accomplished women, together with brief descriptions
of their accomplishments. Some of those listed were identified
as "philosophers."
It took sixteen months to obtain a copy of Menagius' book. (A
modern English translation of Mulierum by Beatrice Zedler (*),
a participant in the Project on the History of Women in
Philosophy, is available through University Press of America.)
Although Menage footnoted his sources, the abbreviation
conventions used by him made it difficult to duplicate his
research. Little did I know then about the existence of reference
works giving commonly used abbreviations for early scholarly
materials. My problem was compounded by the need to locate
editions of the source materials that would have been available
to Menage. As it turns out, many of the women he listed as
philosophers were astronomers, astrologers, gynecologists. or
simply relatives of male philosophers. Nevertheless, the list of
women alleged to have been philosophers was impressive." (pp.
IX-X).
"Research about the history of women philosophers has
proceeded in several stages: first, creating a compendium of
names, nationalities, and dates of birth of women alleged to
have been philosophers. Second, confirming or disconfirming
the allegations. In the first stage of research, names appearing
in Menage's and Chicago's lists were checked in general
encyclopedias, history books, encyclopedias and histories of
philosophy, religion, astronomy, mathematics. science, etc.
Some of these entries would name other women alleged to be
philosophers; names which would then be added to the list.
Books about "famous ladies" and "notable females" were read
in full, yielding more new names, and frequently, biographical
sketches and bibliographical information. As word of the
Project spread, new information about previously unknown
women philosophers was received. Some of the information
came from scholars who were later to become collaborators in
the Project; some came from well-wishers impressed by the
scope and significance of our work. The same basic method of
research was used for the compendium-creating stage for all
four volumes. But the methods of research for the second stage
- confirming that the woman actually was a philosopher -
varied somewhat with each volume's research. Verifying
information about pre-17th century women was much more
difficult than verifying information about modern and
contemporary women philosophers. In order to locate reliable
sources about the ancient and pre-modern philosophers, we
frequently relied on "free association" of the names with names
of male colleagues, male relatives, subject headings for topics
the women wrote about, or with names of schools of philosophy
and locations with which the women were associated." (pp.
XIII-XIV).
(*) Gilles Méenage, The History of Women Philosophers,
translated from the Latin with an Introduction by Beatrice H.
Zedler, Lanham, University Press of America, 1984.
6. Warren, Karen J. 2009. An Unconventional History of
Western Philosophy. Conversations between Men and Women
Philosophers. Lanham: Rowman & Littlefield.
"This book is an outgrowth of what has come to be known as
"the recovery project" in philosophy.
"The recovery project" refers primarily to those efforts to
rediscover the names, identities, and philosophical
contributions of women philosophers whose existence has been
virtually overlooked, neglected, ignored, or lost in the
traditional or canonical account of the history of Western
philosophy, especially from 600 B.C.E. to 1600 C.E. It was
initiated by philosophers who raised a simple but basic
question that, at the time, had mostly not been asked (despite
how obvious the question seems now): "Could there really have
been no women philosophers throughout the history of
Western philosophy?" They knew there had to have been
women philosophers, but who were they?
Rediscovering these women philosophers has been a labor-
intensive effort, undertaken by a handful of dedicated people.
Mary Ellen Waithe's pioneering work in the already classic four
volume set, A History of Women Philosophers, was a decisive
turning point in the generation of the names, lives, and writings
of many forgotten women philosophers (1) (see Introduction to
chapter 4). Many of the commentators in this textbook
provided early translations or commentaries on texts in
Waithe's series; others published articles and books on
individual women philosophers as part of the recovery project.
(2)
Their recovery work has generated an ever-burgeoning
scholarly literature on women philosophers who currently are
absent in the history of Western philosophy (see appendix A).
This recovery work in philosophy also continues to be
important and actively engaged in by scholars. That this book
focuses on filling a critical gender omission in the history of
Western philosophy by including women alongside their
historical male philosopher contemporaries neither diminishes
the significance of the on-going recovery project work nor
overrides the gratitude and admiration due those scholars who
are continuing the work, especially in this historically gender-
exclusive field, philosophy, to which all contributors to this
book have dedicated our professional lives.
This book builds on the success of the recovery project by
extending it to the inclusion of women philosophers with their
historical male philosopher contemporaries in each of the four
main historical periods in the history of Western philosophy:
ancient, medieval, modern, and contemporary philosophy.
With the publication of this book it is no longer scholarly
accurate, appropriate, acceptable, or necessary to describe,
conceptualize, or teach the history of Western philosophy
without women." (from the Preface by K. J. Warren, XIII-XIV).
(1) See references to Mary Ellen Waithe in lead essay, note 3.
(2) See resources in lead essay, note 3.
Note 3. Four types of source materials were used or consulted
for those portions of the book I wrote:
(1) Lecture notes from more than thirty years of teaching,
primarily for the lead essay, on almost all the men and women
philosopher pairs in each chapter and for background
philosophical content of the chapter Introductions; (2)
"recovery project" texts, primarily to learn about the women
philosophers in each chapter (and others in the history of
Western philosophy), to write the biographies of the women
philosophers and to generate the list of women philosophers in
appendix A; (3) Internet Websites, primarily for biographical
information for the chapter Introductions and the glossary; and
(4) some
secondary source material on or in the history of Western
philosophy, primarily for those philosophers whom I have not
taught.
(2) The "recovery project "material includes the following:
Alic, Margaret. Hypatia's Heritage: A History of Women in
Science From Antiquity Through the Nineteenth Century
(Boston: Beacon Press, 1986).
Allen, Sister Prudence RSM. The Concept of Woman: The
Aristotelian Revolution, 750 B.C.-A.D. 1250 (Grand Rapids,
MI: William B. Freedman Publishing Co., 1985).
Allen, Sister Prudence RSM. The Concept of Woman, vol. 2,
The Early Humanist Revolution, 1250-1500 (Grand Rapids,
MI: William B. Freedman Publishing Co., 2002).
Atherton, Margaret, ed. Women Philosophers of the Early
Modern Period (Indianapolis, IN: Hackett Publishing Co.,
1994).
Barth, Else M. Women Philosophers: A Bibliography of Books
Through 1990 (Bowling Green, OH:Philosophy Documentation
Center, 1992).
Broad, Jacqueline. Women Philosophers of the Seventeenth
Century (New York: Cambridge UniversityPress, 2002).
Dykeman, Therese Boos, ed. American Women Philosophers,
1650-1930: Six Exemplary Thinkers (Lewiston, NY: Edwin
Mellen Press, 1993).
Dykeman, Therese Boos, ed. The Neglected Canon: Nine
Women Philosophers (Boston: Kluwer Academic Publishers,
1999).
Gardner, Catherine Villanueva. Rediscovering Women
Philosophers: Philosophical Genre and the Boundaries of
Philosophy (Boulder, CO: Westview, 2000).
Gould, Vivian. Daughters of Time, 2000 Notable Women:
Antiquity to 1800 (North Charleston, SC: Book Surge, 2005).
Kersey, Ethel M. Women Philosophers: A Bio-Critical Source
Book (New York: Greenwood Press, 1989).
McAlister, Linda Lopez, ed. Hypatia: A Journal of Feminist
Philosophy, Special Issue on the History of Women in
Philosophy 4, no. 1 (Spring 1989).
Ménage, Gilles. The History of Women Philosophers trans.
Beatrice H. Zedler (Lanham, MD: University Press of America,
1984).
Rogers, Dorothy, and Therese Boos Dykeman , eds. Hypatia: A
Journal of Feminist Philosophy, Special Issue on Women in the
American Philosophical Tradition, 1800-1930 19, no. 2 (Spring
2004).
Simons, Margaret A., ed. Hypatia: A Journal of Feminist
Philosophy, Special Issue on the Philosophy of Simone de
Beauvoir 14, no. 2 (Fall 1999).
Tougas, Cecile T., and Sara Ebenreck, eds. Presenting Women
Philosophers (Philadelphia, PA: Temple University Press,
2000).
Waithe, Mary Ellen, ed. A History of Women Philosophers, vol.
1, Ancient Women Philosophers 600 Bc-500 AD (Dordrecht,
The Netherlands: Martinus Nijholf Publishers, 1987). Excerpts
are published with kind permission of Springer Science and
Business Media.
Waithe, Mary Ellen, ed. A History of Women Philosophers, vol.
2, Medieval, Renaissance and Enlightenment Women
Philosophers 500-1600 AD (Dordrecht, The Netherlands:
Kluwer Academic Publisher, 1989). Excerpts are published with
kind permission of Springer Science and Business Media.
Waithe, Mary Ellen, ed., A History of Women Philosophers,
vol. 3, Modern Women Philosophers 1600-1900 (Dordrecht,
The Netherlands: Kluwer Academic Publisher, 1991). Excerpts
are published with kind permission of Springer Science and
Business Media.
Waithe, Mary Ellen, ed., A History of Women Philosophers,
vol. 4, Contemporary Women Philosophers 1900-Present
(Dordrecht, The Netherlands: Kluwer Academic Publisher,
1995). Excerpts are published with kind permission of Springer
Science and Business Media.
Warnock, Mary, ed. Women Philosophers (London: Orion
Publishing Group, 1997).
(3) The Internet sites I consulted were: [omitted: the list is now
obsolete]
(4) The secondary sources included:
Ayer, A. J., and Raymond Winch, eds. British Empirical
Philosophers: Locke, Berkeley, Hume, Reid and J. S. Mill (New
York: Simon & Schuster, 1968).
Baird, Forrest E., and Walter Kaufmann. Twentieth-Century
Philosophy, vol. 5 (Upper Saddle River, NJ: Prentice Hall,
1997).
Copleston, Frederick, SJ. A History of Philosophy, vols. 1-9
(New York: Doubleday, 1993).
Edwards, Paul, ed. The Encyclopedia of Philosophy, vols. 1-8
(New York: Macmillan Publishing Co., 1967).
Hornblower, Simon, and Anthony Spawforth, eds. Oxford
Classical Dictionary, 3rd ed. (Cambridge, UK: Cambridge
University Press, 1996).
Lloyd, Genevieve, ed. Feminism & History of Philosophy (New
York: Oxford University Press, 2002).
Popkin, Richard H., ed. This Philosophy of the Sixteenth and
Seventeenth Centuries (New York: Free Press, 1966).
Russell, Bertrand. A History of Western Philosophy (New York:
Simon & Schuster, 1972).
Solomon, Robert C. Introducing Philosophy: A Text with
Integrated Readings, 8th ed. (New York: Oxford University
Press, 2005).
Ward, Julie K. ed. Feminism and Ancient Philosophy (New
York: Routledge, 1996).
Weitz, Morris, ed. Twentieth-Century Philosophy: The
Analytic Tradition (New York: Free Press, 1966)." (pp. 23-25)
(from: Lead Essay: 2,600 Years of the History of Western
Philosophy Without Women. THIS BOOK AS A UNIQUE,
GENDER-INCLUSIVE ALTERNATIVE by Karen J. Warren
(pp. 1-26).
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Study Guide for Formal and
Descriptive Metaphysics
Introductory Readings
1. Carroll, John W., and Markosian, Ned. 2010. An Introduction
to Metaphysics. Cambridge: Cambridge University Press.
2. Aune, Bruce. 1985. Metaphysics. The Elements. Minneapolis:
University of Minnesota Press.
Content: Preface. Chapter 1. What is metaphysics?. Chapter 2.
Existence. Chapter 3. Universals and Particulars. Chapter 4.
Linguistic arguments for abstracta. Chapter 5. Changing things.
Chapter 6. Worlds, objects, and structure. Chapter 7. Meaning,
truth and metaphysics. Chapter 8. Appearance and reality.
Chapter 9. Metaphysical freedom. Notes. References. Index.
"I had two principal aims in writing this book. The first was
somewhat personal: I wanted to work out my views on the main
problems of metaphysics. (...)
My other aim was pedagogical: I wanted to produce a
systematic book on metaphysics that would be understandable
by the general reader and that would be useful for students in
the sort of middle-level course on metaphysics that I teach,
from time to time, at the University of Massachusetts at
Amherst. (...)
The students attending my course are advanced
undergraduates and beginning graduate students, and I wanted
to have available for them a text that deals with the basic issues
of metaphysics in a systematic way and that prepares them for
advanced work on specialized topics. A systematic text is
important, in my view, because many subjects of general
interest in metaphysics, such as the mind-body problem or the
perplexities about freedom and determinism, can be adequately
discussed only if various issues in basic ontology are already
settled, or at least understood. Of course, careful thought about
complex or derivative issues often requires one to back up and
reconsider one's position on fundamentals. Still, an orderly
presentation of issues is, as I see it, particularly desirable in a
subject like metaphysics. The difficulty I had in writing the
book is at least partly owing to the difficulty of presenting
issues in an appropriate order.
Metaphysics is an ancient subject on which an enormous
amount has been written. To make up one's mind about such
subjects as the nature of particulars, the reality of attributes
and facts, the possibility of alternative ontologies, and the
nature of time, truth, and change (to name just a few), one
should be familiar with the jungle of considerations that bear
upon them. I have tried to help the reader gain this familiarity
by discussing arguments and claims of numerous philosophers,
past and present. Having lived through more than one
"revolution" in philosophy, I am well aware of the attractions of
finding some method that will sweep away all the problems. I
now regard such methods as illusory, but the first step in
applying them is, in any case, to discover what the problems
are. I have done my best to describe these problems, and I offer
my solutions for what they are worth.
Although I am far from doctrinaire on matters of philosophical
method, I cannot deny that my approach to metaphysics
belongs to the tradition of analytic philosophy. The reader will
quickly see, for example, that my approach to ontology owes a
great deal to Bertrand Russell, but I have tried to show that
Russell's approach grows naturally out of Aristotle, the
philosopher who wrote the first systematic treatise on
metaphysics. Since analytic philosophers influenced by Russell
have relied heavily on such technical devices as the so-called
existential quantifier, I have made a special effort to come to
terms with those devices early in my discussion. The elements
of mathematical logic should be as familiar to undergraduates
as high school algebra, but they are not -- and I have therefore
offered clear explanations of the few logical symbols that I
introduce." (from the Preface).
3. Benardete, José A. 1989. Metaphysics. The Logical Approach.
New York: Oxford University Press.
4. Körner, Stephan. 1984. Metaphysics. Its Structure and
Function. Cambridge: Cambridge University Press.
Contents: Preface XI; Introduction 1; Part I. On the
organization of beliefs and attitudes. 1. On the cognitive
organization of experience 7; 2. On the organization of practical
attitudes 20; 3. On aesthetic attitudes 31; 4. Immanent and
transcendent philosophy 42; Part II. On immanent and
transcendental metaphysics. 5. The principles of logic as
supreme cognitive principles 53; 6. On mathematical thinking
as possible source of immanent metaphysics 63; 7. On
predictive and instrumental thinking about nature as a possible
source of immanent metaphysics 76; 7. On thinking about
persons and mental phenomena as a possible source of
immanent metaphysics 89; 9. On thinking about social
phenomena and history as a possible source of immanent
metaphysics 103; 10. On delimiting a person's immanent
metaphysics 114; 11. Transcendent metaphysics and the
applications of concepts 125; 12. Transcendent metaphysics and
the limits of conceptual thinking 137; 13 On antimetaphysical
errors and illusions 149; Part III. Stability and change in
metaphysics. 14. On internal strains 165; 15. On external
pressures exerted by methodological and other arguments 180;
16. On metaphysical pluralism, intrametaphysical and
metaphysical progress 194; 17. Some speculations about
transcendent reality 208; Summary of these 222; Index 234.
"It is not the purpose of this essay to expound and to defend a
particular system of immanent or transcendent metaphysics,
but to inquire into the common structure and function of such
systems, whether explicitly formulated, e.g., by philosophers,
philosophically minded theologians or scientists, or only
implicitly accepted. Such an inquiry appears no less worthwhile
than are more familiar inquiries into the common structure and
function of, say, geometries, scientific theories or legal systems.
It resembles them in method and should, if properly executed,
counteract the tendency towards an intolerant metaphysical
dogmatism without supporting a boundless pluralism. For it is
intended not only to exhibit the possible variety of
metaphysical systems, but also the strong constraints on it.
The essay falls into three parts. The first examines the
organization - whether imposed or found - of a person's beliefs
about the public world of his experience. It also considers the
organization of his practical, including his moral, attitudes
towards this world, as well as the nature of aesthetic attitudes
and of aesthetic representation.(...)
The second part of the essay begins by illustrating the variety
and function of categorial frameworks. The function of
categorial frameworks consists chiefly in providing their
acceptors with criteria of "meaningfulness", as opposed to mere
linguistic intelligibility, of "coherence", as opposed to mere
logical consistency, of "explanatory power", as opposed to mere
descriptive or prognostic effectiveness. Loyalty to these criteria,
which may be combined with ignorance or confusion about
their origin in their acceptor's immanent metaphysics, plays an
important part in the choice of theories or the direction of
research. The procedure of exhibiting the actual and potential
variety of categorial frameworks is endowed with some
orderliness by showing that, and how, principles of immanent
metaphysics may have their origin in special disciplines or
regions of thought: logic; mathematics; predictive and
instrumental thinking within and outside the sciences; thinking
about persons and mental phenomena; thinking about social
phenomena and history. (...)
Whereas the first two parts of the essay are mainly devoted to
an inquiry into the static structure of systems of metaphysical
beliefs, the third part inquires into their changes as a result of
internal strains and external pressures. The latter are exerted
by appeals to philosophical methods which are claimed to yield
absolutely valid premises for the derivation of the one and only
true system of metaphysics, as well as by more modest
arguments which try to transfer the convictions felt by their
proponents to those to whom they are addressed. An
examination of these arguments, which results in rejecting
arguments of the first type and in accepting arguments of the
second, leads to a critique of various concepts of progress, be it
progress within a system of metaphysical beliefs or progress of
metaphysics itself.
Although this critique might well have concluded the essay, I
thought it appropriate to add a chapter indicating in the barest
outline my own categorial framework and transcendent
metaphysics. It is meant to enable readers to judge how far I
have avoided the danger of confusing my metaphysics with
metaphysics in general." (pp. 1-4).
5. Martin, Gottfried. 1968. General Metaphysics. Its Problems
and Method. London: George Allen and Unwin.
Original edition: Allgemeine Metaphysik, Berlin, Walter de
Gruyter, 1966; translated by Daniel O'Connor.
6. Hamlyn, David W. 1984. Metaphysics. Cambridge: Cambridge
University Press.
Contents: Preface VII; 1. Introduction 1; 2. Appearance and
reality 11; 3. Ontology 34; 4. Substance; 5. Particular and
general; 6. Simples substances: monism and pluralism; 7.
Space and time; 8: Minds; 9. Persons and personal identity 187;
10. Epilogue: man and nature 219; Bibliography 221; Index
226.
"My own approach to the subject might be put as follows: one
way of construing metaphysics is to say that it is concerned to
set out in the most general and abstract terms what must hold
good of conscious beings and the world in which they live if that
world is to constitute reality for them. For this purpose the
metaphysician has to set out in the most intelligible form what
that reality consists of, given an adequate framework of
representation of what it is for something to constitute reality
for someone. That will certainly entail saying something about
things, their spatio-temporal framework and the persons, or at
any rate selves, for whom they are things. I shall try to work out
in subsequent chapters what that means.
Chapter 2 will discuss in greater detail the metaphysics of
appearance and reality, and Chapter 3 the general nature of a
philosophical ontology. Chapter 4 investigates the notion of
substance - the kind of thing that has often been claimed as
basic for ontology. I shall be concerned with the necessary
features of substances and how they affect other matters such
as their individuation. One commonly recognized characteristic
of substances is particularity, and that will lead me in Chapter 5
to discuss the distinction between the particular and the
general and also the general problem of universals. A
characteristic that is sometimes thought, although mistakenly,
to belong necessarily to substance is simplicity of an absolute
kind, and on that idea whole systems have been erected,
particularly those of monism and pluralism (when the latter
constitutes a reaction to the former). I shall illustrate that fact
in Chapter 6 by reference to the monism of absolute idealism as
found in Bradley and the pluralism of the logical atomism of
Russell and the early Wittgenstein. I shall do that because apart
from the relative unfamiliarity of these systems to some readers
they afford a comparatively recent example of the opposition
between monism and pluralism. They also illustrate one
particular working-out of metaphysics in the style of Hegel
together with a reaction to it.
I shall then proceed in Chapter 7 to an examination of the
frameworks in which substances are generally taken to exist;
the frameworks provided by space and time. I shall not there
consider all questions that might be asked about space and
time, since some such questions belong more appropriately to
philosophy of science. The questions raised will be those that fit
in with the conceptions of metaphysics expounded in the
chapters leading up to Chapter 7. In Chapters 8 and 9 I turn to
ourselves, discussing first the notion of mind and the place that
the mind has in the scheme presented, and second the
conception of selves or persons for whom the reality outlined is
what it is. A final epilogue will put the issues in perspective and
explain why certain questions sometimes discussed under the
heading of metaphysics are not discussed here (which is not to
say that they should not be discussed)" pp. 8-9.
7. Inwagen, Peter van. 2009. Metaphysics. Boulder: Westview
Press.
Third edition. (First edition 1993, second edition 2002).
Contents: Preface to the Third Edition IX-X; 1. Introduction 1;
Part One: The Way the World Is 23; Introduction 23; 2.
Individuality 27; 3. Externality 53; 4. Temporality 71; 5.
Objectivity 93; Part Two: Why the World Is 109; Introduction
109; 6. Necessary Being: The Ontological Argument 115; 7.
Necessary Being: The Cosmological Argument 145; Part Three:
The Inhabitants of the World 169; Introduction 169; 8. What
Rational Beings Are There? 175; 9. The Place of Rational Beings
in the World: Design and Purpose 187; 10. The Nature of
Rational Beings: Dualism and Physicalism 209; 11 The Nature
of Rational Beings: Dualism and Personal Identity 235; 12 The
Powers of Rational Beings: Freedom of the Will 253; 13
Concluding Meditation 273; Coda: Being 277; Bibliography 315;
Index 319-329.
8. Gracia, Jorge J.E. 1999. Metaphysics and Its Task. The Search
for the Categorial Foundation of Knowledge. Albany: State
University of New York Press.
9. Jubien, Michael. 1997. Contemporary Metaphysics. An
Introduction. Malden, Massachusetts: Blackwell Publishers.
Contents: Preface IX; 1. Metaphysics 1; 2. Numbers 24; 3.
Platonism 36; 4. Identity 63; 5. Is truth 'relative'? 77; 6. Color
92; 7. Determinism, freedom and fatalism 107; 8. Modality 130;
9. Things and their parts 154; 10. Is there truth in fiction? 175;
11. Cosmology 188; Index 203.
"This book treats several topics that happen to be very
prominent in recent metaphysics. I hope the treatments are not
only interesting in their own right, but also serve as good
preparation for understanding contemporary discussions. I
have tried to present a range of positions on issues, often
advocating a particular view, but other times simply presenting
alternatives and mentioning strengths and weaknesses. (In
some cases the positions I advocate are well known and widely
accepted, in others they are not.)
There is an underlying ontological and methodological theme
that unites the various discussions in the book: Platonism
concerning properties, relations, and propositions. I introduce
the theme in chapter 1, where philosophy itself is characterized
as the study (and especially the analysis) of certain general
concepts, and these concepts in turn are seen as objective
entities, typically Platonic properties. In chapter 3, Platonism is
defended as a theoretical hypothesis that helps explain a variety
of related everyday phenomena, including our ability to have
beliefs about our surroundings, the capacity of our language to
refer to external entities, and our ability to communicate with
each other. (The postulation of these Platonic entities is likened
to the postulation of quarks in physics.)
The Platonist theme appears in the remaining chapters as a
methodological tool, as when we insist on knowing just what
proposition is being expressed or asserted, what possessing
such and such a property entails, and the like. I hope it emerges
from the book that the acceptance of this Platonist ontology
promotes a sharpness of focus on philosophical material in
general that is not otherwise so easily obtained." (from the
Preface).
10. Loux, Michael J. 2006. Metaphysics. A Contemporary
Introduction. New York: Routledge.
Contents: Preface; Introduction; Chapter One: The problem of
universals I - Metaphysical realism; Chapter Two: The problem
of universals II - Nominalism; Chapter Three: Concrete
particulars I - Substrata, bundles, and substances; Chapter
Four: Propositions and their neighbours; Chapter Five: The
necessary and the possible; Chapter Six: Causation Chapter
Seven: The nature of time Chapter Eighth: Concrete particulars
2: Persistence through time Chapter Nine: The challenge of
Anti-Realism; Bibliography; Index.
Third edition (first edition 1998, second edition 2002). From
the Preface: "Metaphysics is a discipline with a long history;
and over the course of that history, the discipline has been
conceived in different ways. These different conceptions
associate different methodologies and even different subject
matters with the discipline; and anyone seeking to write an
introductory text on metaphysics must choose from among
these different conceptions. For reasons I try to make clear in
the Introduction, I have chosen to follow a very old tradition
(one that can be traced back to Aristotle) that interprets
metaphysics as the attempt to provide an account of being qua
being. On this conception, metaphysics is the most general of
all the disciplines; its aim is to identify the nature and structure
of all that there is. Central to this project is the delineation of
the categories of being. Categories are the most general or
highest kinds under which anything that exists falls. On this
conception of metaphysics, what the metaphysician is supposed
to do is to identify the relevant kinds, to specify the
characteristics or categorial features peculiar to each, and to
indicate the ways those very general kinds are related to each
other. It turns out, however, that metaphysicians have
disagreed about the categorial structure of reality. They have
disagreed about the categories the metaphysician ought to
recognize; and even where they have agreed about the
categories to be included in our metaphysical theory, they have
disagreed about the characteristics associated with those
categories and about the relations of priority that tie the various
categories together. These disagreements have given rise to
debates that lie at the very core of the philosophical enterprise;
those debates are the focus of this book."
11. Lowe, Ernest Jonathan. 2002. A Survey of Metaphysics. New
York: Oxford University Press.
Contents: 1. Introduction: the nature of metaphysics 1; Part I:
Identity and change. 2. Identity over time and change of
composition 23; 3. Qualitative change and the doctrine of
temporal parts 41; 4. Substantial change and spatiotemporal
coincidence 59; Part II: Necessity, essence, and possible worlds.
5. Necessity and identity 79; 6. Essentialism 96; 7. Possible
worlds 115; Part III: Causation and conditionals. 8.
Counterfactual conditionals 137; 9. Causes and conditions 155;
10. Counterfactuals and event causations 174; Part IV: Agents,
actions, and events. 11. Event causation and agent causation
195; 12. Actions and events 214; 13. Events, things and space-
time 23; Part V: Space and time 14. Absolutism versus
relationalism 255; 15. Incongruent counterparts and the nature
of space 271; 16. The paradoxes of motion and the possibility of
change 288; 17. Tense and the reality of time 307; 18. Causation
and the direction of time 325; Part VI: Universals and
particulars 19. Realism versus nominalism 347; 20. The
abstract and the concrete 366; Bibliography 386; Index 396.
"The conception of metaphysics that informs A Survey of
Metaphysics is, however, a fairly traditional and still very
widely shared one-namely, that metaphysics deals with the
most profound questions that can be raised concerning the
fundamental structure of reality. According to this conception,
metaphysics goes deeper than any merely empirical science,
even physics, because it provides the very framework within
which such sciences are conceived and related to one another.
A core text in metaphysics written from this point of view must
aim, first and foremost, to elucidate certain universally
applicable concepts -- for example, those of identity, necessity,
causation, space, and time -- and then go on to examine some
important doctrines which involve these concepts, such as the
thesis that truths of identity are necessary and the claim that
temporally backward causation is impossible. In addition, it
must endeavour to provide a systematic account of the ways in
which entities belonging to different ontological categories-for
example, things, events, and properties-are interrelated.
These, accordingly, are the main objectives of A Survey of
Metaphysics. A subsidiary objective is to explain and defend
the conception of metaphysics which informs the book: for
students need to be aware of the many and varied opponents of
metaphysics and how they may be countered.
I should emphasize that my aim in this book is to provide a
survey of major themes and problems in modern metaphysics,
not a comprehensive survey and critique of the views of major
contemporary metaphysicians, much less a systematic history
of the subject. Consequently, I tend not to engage in direct
debate with the published work of other philosophers, past or
present -- although I do refer to it very frequently and have
included an extensive bibliography of mostly recent
publications. Such direct engagement would have made the
book considerably longer and more complex than it already is
and, I think, less useful to its intended audience, who need to
understand the issues before engaging in current debate or
historical investigation for themselves. It should also be
stressed, however, that the book is by no means narrowly
partisan, in the sense of promoting my own opinions on
particular issues whilst excluding mention of others. At the
same time, I try to avoid bland neutrality in matters of
controversy." (from the Preface).
12. ———. 1998. The Possibility of Metaphysics. Substance,
Identity, and Time. New York: Oxford University Press.
Contents: 1. The possibility of metaphysics 1; 2. Objects and
identity 28; 3. Identity and unity 58; 4. Time and persistence
84; 5. Persistence and substance 106; 6. Substance and
dependence 136; 7. Primitive substances 154; 8. Categories and
kinds 174; 9. Matter and form 190; 10. Abstract entities 210; 11.
Facts and world 228; 12. The puzzle of existence 248;
Bibliography 261; Index 269.
From the Preface: "My overall objective in this book is to help
to restore metaphysics to a central position in philosophy as the
most fundamental form of rational inquiry, with its own
distinctive methods and criteria of validation. In my view, all
other forms of inquiry rest upon metaphysical presuppositions
thus making metaphysics unavoidable-so that we should at
least endeavour to do metaphysics with our eyes open, rather
than allowing it to exercise its influence upon us at the level of
uncritical assumption. I believe that this is beginning to be
acknowledged more widely by philosophers as various research
programmes for instance, in the philosophy of mind and in the
philosophy of quantum physics-are being seen to flounder
through inadequacies in their metaphysical underpinnings. For
that reason, I hope that a book like this will prove to be a timely
one.
Because Chapters 1 and 2 partly serve to introduce themes
explored in greater detail later in the book, I have not written
an Introduction as such. Doing so would have involved
unnecessary repetition. However, it may help the reader if I
supply here a brief synopsis of the book's contents. In Chapter
1, I attempt to characterize the distinctive nature of
metaphysics as an autonomous intellectual discipline and
defend a positive answer to Kant's famous question, 'How is
metaphysics possible?', distinguishing my own answer from
that of various other schools of thought, including some latter-
day heirs of Kantianism. A key ingredient in my defence of
metaphysics is the articulation of a distinctive and, in my view,
indispensable notion of metaphysical possibility-conceived of
as a kind of possibility which is not to be identified with
physical, logical, or epistemic possibility.
Chapter 2 is devoted to an examination of two of the most
fundamental and all-pervasive notions in metaphysics-the
notion of an object and the notion of identity and explores their
interrelationships. In the course of this exercise a central
ontological distinction-that between concrete and abstract
objects is brought to the fore, my contention being that this is
at bottom a distinction between those objects that do, and those
that do not, exist in time." (from the Preface).
13. Macdonald, Cynthia. 2005. Varieties of Things. Foundations of
Contemporary Metaphysics. Malden: Blackwell.
14. DeAngelis, William James. 1997. "Metaphysics I (1900-1945)."
In Routledge History of Philosophy. Volume X: Philosophy of
Meaning, Knowledge and Value in the Twentieth Century,
edited by Canfield, John V., 76-107. New York: Routledge.
15. Linsky, Bernard. 1997. "Mataphysics Ii (1945 to the Present)."
In Routledge History of Philosophy. Volume X: Philosophy of
Meaning, Knowledge and Value in the Twentieth Century,
edited by Canfield, John V., 108-133. New York: Routledge.
16. Ando, Takatura. 1963. Metaphysics. A Critical Survey of Its
Meaning. The Hague: Martinus Nijhoff.
Contents: Introduction 1; I. The Origin of the Concept of
Metaphysics 3; II. The Tradition of the Concept of Metaphysics
17; III. Kant and Metaphysics 40; Iv. Metaphysics and Dialectic
71; V. Metaphysics in Recent Philosophy 95; Vi. Conclusion
124-125.
"No science is subject to such contrary evaluations as
metaphysics. Sometimes it is called the queen of all the
sciences, sometimes it is outcast and forsaken like Hecuba. (1)
The evaluation has changed several times even since Kant. In
the present situation, the number of its admirers is matched by
the number of its denigrators, and the final outcome hardly
seems to be predictable. Such instability is admittedly natural
to a position of great honour. But the problem is not, as Kant
considered it, just a matter of the ability of metaphysics to
perform its task. What is most perplexing is that we cannot find
any single definition of metaphysics common to both its
admirers and its denigrators. This, I think, is the most
important reason why there has been no correct evaluation of
metaphysics. The neglect of definition which, as Socrates
maintained, should be the primary subject of philosophy, has
resulted in many of the disputes of contemporary philosophy.
So as to shed some light on this confusion, the present inquiry
aims at a concise survey of the usage of the term metaphysics.
Metaphysics must not be defined a priori; we must reach a
definition inductively from the history of metaphysics. For we
have without doubt a history of thought which is called
metaphysics. An a priori concept, which ignores this history,
cannot claim universal validity. Even when one wishes to
express a completely original thought, one is not allowed to
neglect the history of the concepts one employs.
The history of metaphysics either covers the whole history of
philosophy or at least forms more than half of it. But a History
of Metaphysics cannot explain the concept of metaphysics
itself. In order to make a History of Metaphysics out of the
whole of philosophy, one must implicitly presuppose a
definition of metaphysics. Therefore, a classification of what
philosophers meant by the term must precede a History of
Metaphysics. This is just what this inquiry aims at. A
comprehensive enumeration of historical usages would not
necessarily be effective. Such a task should be entrusted to a
lexicon of philosophy.
Our scope must be limited to the most important usages. It is
not certain whether the various usages may be reduced to a
single meaning or whether they form a continuous series of
development. Any metaphysical presupposition must be strictly
prohibited. The attempt to arrive at a systematic explanation is
of course of extreme importance. But it must be preceded by
plain observation of historical facts." (Introduction, 1-2).
(1) Kant, Kritik der reinen Vernunft, Vorrede.
Handbooks and Dictionaries
1. Beebee, Helen, Effingham, Nikk, and Goff, Philip, eds. 2011.
Metaphysics. The Key Concepts. New York: Routledge.
2. Kim, Jaegwon, Sosa, Ernest, and Rosenkrantz, Gary S., eds.
2009. A Companion to Metaphysics. Malden: Blackwell.
Second revised edition (First edition 1995).
"The 264 alphabetically-arranged entries include contributions
from many of the world's most distinguished metaphysicians.
From the Introduction: "Because it is the most central and
general subdivision of philosophy, and because it is among the
oldest and most persistently cultivated parts of the field,
metaphysics raises special difficulties of selection for a
companion such as this. The difficulties are compounded,
moreover, by two further facts. First, metaphysics is not only
particularly old among fields of philosophy; it is also
particularly widespread among cultures and regions of the
world. And, second, metaphysics has provoked levels of
scepticism unmatched elsewhere in philosophy; including
scepticism as to whether the whole subject is nothing but a
welter of pseudo-questions and pseudo-problems. In light of
this a project such as ours needs to delimit its approach. In
accomplishing this, we had to bear in mind the space
limitations established by the series, and also the fact that other
volumes in the series would be sure to cover some questions
traditionally viewed as metaphysical. These considerations led
to our including some such questions, which we thought would
be covered more extensively in Samuel Guttenplan's A
Companion to the Philosophy of Mind, for example, or in Peter
Singer's A Companion to Ethics, but which should be treated in
this Companion, if only briefly and for the sake of a more
complete and self-contained Companion to Metaphysics. In
addition, we tried to give a good sense of the sorts of sceptical
objections that have been raised to our field as a whole. As for
the spread of metaphysics across cultures, traditions, and
regions of the world, we opted again to include some coverage
of the non-western, while at the same time keeping our focus
firmly on the western tradition from the Greeks to the present.
What is more, even within the western tradition we needed to
be selective, especially once we came to the present century."
3. Burkhardt, Hans, and Smith, Barry, eds. 1991. Handbook of
Metaphysics and Ontology. Munich: Philosophia Verlag.
"The present work seeks to document the most important
traditional and contemporary streams in the two overlapping
fields of metaphysics and ontology. Both disciplines were, even
just a few years ago, seen by many of negligible contemporary
interest.
The editors, neither of whom had shared this general opinion,
were none the less surprised to see how much valuable work
had been achieved in these areas not only in the past but also in
our own century. The intensity of contemporary work in
metaphysics and ontology points indeed to a healthy renewal of
these disciplines, the like of which has not been seen, perhaps,
since the 13th century".(...)
Of the two editors of this Handbook -- who bear equal
responsibility for all its parts and moments -- one is and
admirer of Leibniz and the 17th-century rationalists and thus
finds himself strongly allied to certain modern deductive
trends. The other feels more at home in the 13th or 14th
centuries and is accordingly critical of the over-enthusiastic and
often over-simplistic use of formal logical techniques in
contemporary metaphysics. The editors are however equally
convinced that it is precisely the tension between the deductive
and descriptive approaches to the problems of metaphysics and
ontology which will be responsible for the future creative
advances in these fields. And they are convinced also that such
advances can be furthered by an understanding of the history of
metaphysics and ontology., an understanding -- guided by the
most sophisticated modern research and by the use of the most
sophisticated modern techniques -- of the sort this Handbook
has been designed to facilitate." (from the Introduction).
4. Loux, Michael J., and Zimmermann, Dean W., eds. 2003. The
Oxford Handbook of Metaphysics. New York: Oxford
University Press.
Contents: Notes on the contributors X; Introduction by Michael
J. Loux & Dean W. Zimmerman 1; Part I. Universals and
particulars 1. Nominalism by Zoltán Gendler Szabó 11; 2.
Platonistic theories of universals 46; 3. Individuation by E. J.
Lowe 75; Part II. Existence and identity 4. Identity by John
Hawthorne 99; 5. Existence, ontological commitment, and
fictional entities by Peter van Inwagen 131; Part III. Modality
and possible worlds 6. The problem of possibilia by Kit Fine
161; 7. Reductive theories of modality by Theodore Sider 180;
Part IV. Time, space-time, and persistence 8. Presentism by
Thomas M. Crisp 211; 9. Four-dimensionalism by Michael C.
Rea 246; 10. Space-time substantivalism 281; 11. Persistence
through time by Sally Haslanger 315; Part V. Events, causation,
and physics 12. Events by Peter Simons 357; 13. Causation and
supervenience by Michael Tooley 386; 14. Causation in a
physical world by Hartry Field 435; 15. Distilling metaphysics
from quantum physics by Tim Maudlin 461; Part VI. Persons
and the nature of mind 16. Material people by Dean W.
Zimmerman 491; 17. The ontology of the mental by Howard
Robinson 527; 18. Supervenience, emergence, realization,
reduction by Jaegwon Kim 556; Part VII. Freedom of the will
19. Libertarianism by Carl Ginet 587; 20. Compatibilism and
incompatibilism: some arguments by Ted Warfield 613; Part
VIII. Anti-realism and vagueness 21. Realism and anti-.realism:
Dummett's challenge by Michael J. Loux 633; 22. Ontological
and conceptual relativity and the Self by Ernest Sosa 665; 23.
Vagueness in reality by Timothy Williamson 690; Index 717-
724.
"Most philosophers today who identify themselves as
metaphysicians are in basic agreement with the Quinean
approach to systematic metaphysics exemplified in the work of
Chisholm and Lewis. Indeed, it is probably not much of an
exaggeration to say that today's crop of metaphysicians can be
divided fairly exhaustively into those most influenced by the
one or the other. That division is reflected in the debates
discussed in the chapters that follow. Those chapters approach
the field topically. Each focuses on a fundamental metaphysical
issue; the aim is to provide an account of the nature and
structure of the debate over the issue. But the chapters are not
merely about metaphysics; they are also exercises in
metaphysics with authors attempting to advance the debate
over the relevant issues. The first three focus on the traditional
dichotomy of universal and particular. Zoltán Szabó discusses
nominalistic accounts of the phenomena central to the debate
over universals; whereas Joshua Hoffman and Gary
Rosenkrantz focus on Platonistic accounts of universals. E. J.
Lowe closes Part I by discussing problems surrounding the
individuation of particulars. Next, there follows a pair of
chapters on very general ontological issues. John Hawthorne
deals with the concept of identity, and Peter van Inwagen
discusses the phenomenon of ontological commitment and
attempts to show how the case of fictional discourse is to be
accommodated.
Modal issues have been pivotal in recent analytic metaphysics.
Here, the central debate has been between those endorsing
non-reductive theories of modality and those insisting on
reductive accounts of modal phenomena. In his contribution
Kit Fine deals with approaches of the first sort; whereas Ted
Sider examines approaches of the second sort. In addition,
discussion of non-reductive theories can be found in Hoffman
and Rosenkrantz's chapter on Platonistic theories of universals.
Part IV focuses on issues bearing on the metaphysics of time
and space. One important debate on the nature of time pits
what are called presentists against those who construe time as a
fourth dimension on a par with the three spatial dimensions.
Thomas Crisp examines presentist theorists; whereas Michael
Rea discusses fourdimensionalism. In his chapter, Graham
Nerlich discusses issues bearing on the debate over the status of
space-time. Finally, Sally Haslanger discusses the different
approaches to questions about persistence through time and
their theoretical roots in the metaphysics of time.
Part V deals with a series of interrelated issues about events,
causation, and physical theory. In the first chapter Peter
Simons discusses recent debates about the existence and nature
of events. Michael Tooley and Hartry Field each contribute a
chapter on causation. Tooley focuses on broader issues about
the analysis of our concept of causation; whereas Field
examines the more particular case of causation in physical
theory. Finally, we have a chapter by Tim Maudlin on the
metaphysical implications of quantum mechanics.
The next three chapters focus on questions about the
metaphysics of persons and the mental. Dean Zimmerman
examines materialist accounts of persons. His chapter is
followed by two more general discussions of the metaphysical
status of the mental. The first, by Howard Robinson, focuses on
general ontological questions about the nature and structure of
perceptual and conceptual episodes. The second, by Jaegwon
Kim, considers the way questions about supervenience and
reduction have come together in recent attempts at providing
materialist accounts of intentional phenomena. Then we have
two chapters on the problem of freedom of the will. Carl Ginet
examines libertarian approaches; whereas Ted Warfield
discusses compatibilist accounts of freedom.
Part VII bears broadly on realism and attempts to delineate
alternatives to realism. Michael Loux discusses the very
influential debates over realism and anti-realism that
originated with Michael Dummett and dominated the British
philosophical scene in the 1970s, 1980s, and early 1990s.
Ernest Sosa considers approaches to questions about realism
that have their origin in facts bearing on ontological relativity.
Finally, Timothy Williamson attempts to lay out the central
features of metaphysical debates over the nature of vagueness"
pp. 6-7.
5. Rosenkrantz, Gary S., and Hoffman, Joshua. 2011. Historical
Dictionary of Metaphysics. Lanham: Scarecrow Press.
Collections of Essays
1. Le Poidevin, Robin, Simons, Peter M., McGonigal, Andrew, and
Cameron, Ross P., eds. 2009. The Routledge Companion to
Metaphysics. New York: Routledge.
Table of Contents: General Introduction Robin Le Poidevin
Part 1: History of Metaphysics Peter Simons 1. Pre-Socratic
Themes: Being, Not-being and Mind David Sedley 2. Plato:
Arguments for Forms Richard Patterson 3. Aristotle: Form,
Matter and Substance Stephen Makin 4. Aristotle: Time and
Change Ursula Coope 5. Medieval Metaphysics 1: The Problem
of Universals Claude Panaccio 6. Medieval Metaphysics 2:
Things, Non-things, God and Time John Marenbon 7.
Descartes: The Real Distinction Dugald Murdoch 8. Hobbes:
Matter, Cause and Motion George MacDonald Ross 9. Spinoza:
Substance, Attribute and Mode Richard Glauser 10. Locke: The
Primary and Secondary Quality Distinction Lisa Downing 11.
Leibniz: Mind-body Causation and Pre-established Harmony
Gonzalo RodriguePereyra 12. Berkeley: Arguments for Idealism
Tom Stoneham 13. Hume: Necessary Connections and Distinct
Existences Alexander Miller 14. Kant: The Possibility of
Metaphysics Lucy Allais 15. Hegel and Schopenhauer: Reason
and Will Rolf-Peter Horstmann 16. Anti-Metaphysics I:
Nietzsche Maudemarie Clark 17. Bradley: the Supra-relational
Absolute William Mander 18. Whitehead: Process and
Cosmology Peter Simons 19. Heidegger: The Question of Being
Herman Philipse 20. Anti-Metaphysics II: verificationism and
kindred views Cheryl Misak 21. Metaphysics revivified Avrum
Stroll Part 2: Ontology: On What Exists Ross P. Cameron 22.
To Be Christopher Daly 23. Not to Be Graham Priest 24. Razor
Arguments Peter Forrest 25. Substance David Robb 26.
Intrinsic and Extrinsic Properties Ross P. Cameron 27.
Universals: The Contemporary Debate Fraser McBride 28.
Particulars Herbert Hochberg 29. Persistence, Composition
and Identity Nikk Effingham 30. Relations John Heil 31. Facts,
Events and States of Affairs Julian Dodd 32. Possible Worlds
and Possibilia John Divers 33. Mathematical Entities Peter
Clark 34. Fictional Objects Richard Hanley 35. Vagueness
Elizabeth Barnes 36. Minor Entities: Surfaces, Holes and
Shadows Roberto Casati 37. Truth-Makers and Truth-Bearers
John Bigelow 38. Values Kevin Mulligan Part 3: Metaphysics
and Science Robin Le Poidevin 39. Space, Absolute and
Relational Tim Maudlin 40. The Infinite Daniel Nolan 41. The
Passage of Time Eric Olsen 42. The Direction of Time D. H.
Mellor 43. Causation Michael Tooley 44. Laws and Dispositions
Stephen Mumford 45. Probability and Determinism Philip
Percival 46. Essences and Natural Kinds Alexander Bird 47.
Metaphysics and Relativity Katherine Hawley 48. Metaphysics
and Quantum Physics Peter J. Lewis 49. Supervenience,
Reductionism and Emergence Howard Robinson 50.
Biometaphysics Barry Smith 51. Social Entities Amie L.
Thomasson 52. The Mental and the Physical Louise Antony 53.
The Self John Campbell A Short Glossary of Metaphysics Peter
Simons and Ross P. Cameron.
2. Gale, Richard M., ed. 2002. The Blackwell Guide to
Metaphysics. Malden: Blackwell.
3. Crane, Tim, and Farkas, Katalin, eds. 2004. Metaphysics. A
Guide and Anthology. New York: Oxford University Press.
4. Hoy, Ronald C., and Oaklander, Nathan, eds. 2004.
Metaphysics. Classic and Contemporary Readings. Belmont:
Thomson/Wadsworth.
Table of Contents: Part I: TIME. 1. Parmenides: Being Is Not
Temporal. 2. Wesley C. Salmon: A Contemporary Exposition of
Zeno's Paradoxes. 3. Aristotle: Time Is a Measure of Change. 4.
St. Augustine: What Is Time? 5. Isaac Newton: Time Is
Absolute. 6. Henri Bergson: Time Is the Flux of Duration. 7.
John M. E. McTaggart: Time Is Not Real. 8. Donald C.
Williams: The Myth of Passage. 9. D. H. Mellor: McTaggart,
Fixity and Coming True. 10. John Perry: Time, Consciousness
and the Knowledge Argument. Further Reading. Part II:
IDENTITY. 11. Plato: Phaedo. 12. Aristotle: On Substance. 13.
Thomas Hobbes: Of Identity and Diversity. 14. John Locke: Of
Identity and Diversity.15. Thomas Reid: Of Identity and on Mr.
Locke's Theory of Personal Identity. 16. David Hume: Of
Identity and Personal Identity. 17. Roderick M. Chisholm:
Problems of Identity. 18. David Armstrong: Identity Through
Time. 19. John Perry: The Bodily Theory of Personal Identity,
The Third Night from A Dialogue on Personal Identity and
Immortality. 20. Derek Parfit: Personal Identity. 21. Jennifer
Whiting: Friends and Future Selves. 22. Thomas Nagel. The
Self as Private Object. Further Reading. Part III: MIND. 23.
Aristotle: On the Soul. 24. René Descartes: Meditations on First
Philosophy. 25. Franz Brentano: The Distinction Between
Mental and Physical Phenomena. 26. Daniel C. Dennett:
Intentional Systems. 27. Ruth Garrett Millikan: Biosemantics.
28. David M. Armstrong: The Nature of Mind. 29. Hilary
Putnam: Philosophy and Our Mental Life. 30. Thomas Nagel:
What Is It Like to Be a Bat? 31. Frank Jackson: Epiphenomenal
Qualia. 32. Paul Churchland: Reduction, Qualia, and the Direct
Inspection of the Brain. 33. John Searle: Reductionism and the
Irreducibility of Consciousness. 34. Patricia Smith Churchland:
Dualism and the Arguments against Neuroscientific Progress.
Further Reading. Part IV: FREEDOM. 35. Aristotle: Fatalism,
Voluntary Action, and Choice. 36. L. Nathan Oaklander:
Freedom and the New Theory of Time. 37. Thomas Aquinas:
Whether There Is Anything Voluntary In Human Acts? 38. St.
Augustine: God's Foreknowledge and Human Freedom. 39.
William L. Rowe: Predestination, Divine Foreknowledge, and
Human Freedom. 40. David Hume: On Liberty and Necessity.
41. Thomas Reid: Of the Liberty of Moral Agents. 42. George E.
Moore: Free Will. 43. Roderick M. Chisholm: Human Freedom
and the Self. 44. Harry Frankfurt: Alternative Possibilities and
Moral Responsibility. 45. Robert Kane: Responsibility, Luck,
and Chance: Reflections on Free Will and Indeterminism. 46.
Daniel C. Dennett: A Hearing for Libertarianism. 47. Robert
Brandom: Freedom and Constraint by Norms. Further
Reading. Part V: GOD. 48. Aquinas: Five Ways. 49. Rene
Descartes: Meditations on First Philosophy, Meditations III, IV
and V. 50. William Rowe: The Cosmological Argument. 51.
Bruce Russell and Stephen Wykstra: The "Inductive" Argument
From Evil: A Dialogue. 52. Phillip Quinn: Creation,
Conservation and the Big Bang. 53. Adolf Grünbaum:
Theological Misinterpretations of Current Physical Cosmology.
Further Reading. Part VI: KNOWING REALITY. 54. Berkeley:
A Treatise Concerning the Principles of Human Understanding.
55. Hume: An Enquiry Concerning Human Understanding. 56.
Charles Sanders Peirce: The Fixation of Belief and How to
Make our Ideas Clear. 57. Wilfrid Sellars: Philosophy and the
Scientific Image of Man. 58. Willard V. O. Quine: Ontological
Relativity. 59. Richard Rorty: The World Well Lost. 60. William
Alston: Yes, Virginia, There is a Real World. Further Reading.
5. Schoedinger, Andrew, ed. 1990. Introduction to Metaphysics.
The Fundamental Questions. Buffalo, New York: Prometheus
Books.
Contents: Introduction; Part One: The Question of Universals;
Introduction; 1. Aristotle: The Categories (Chapters 1-5); 2.
Peter Abelard: On Universals; 3. John Locke: Of the
signification of words, and general terms; 4. George Berkeley:
First principles of human knowledge; 5. D. F. Pears: Universals;
6. Renford Bambrough: Universals and family resemblances; 7.
Rudolf Carnap: Empiricism, semantics, and ontology; Select
Bibliography; Part Two: The question of causation;
Introduction; 8. David Hume: of the idea of necessary
connection; 9. John Stuart Mill: Of the law of universal
causation; 10. Bertrand Russell: On the notion of cause; 11. C. J.
Ducasse: On the nature and the observability of the causal
relation; 12. R. G. Collingwood: On the so-called idea of
causation; 13. Roderick M. Chisholm: Law statement and
counterfactual inference; 14. Richard Taylor: The metaphysics
of causation. Select Bibliography: Part Three: The question of
personal identity; Introduction; 15. René Descartes: On
Thinking things and the soul; 16. John Locke: The body, the
soul, and the person; 17. Joseph Butler: Of personal identity;
18. David Hume: On personal identity; 19. Sydney Shoemaker:
Personal identity and memory; 20. Anthony Quinton The soul;
21. P. F. Strawson: Persons; Select Bibliography;Part Four:
Introduction; 22. Alasdair MacIntyre: Determinism; 23. A. I.
Melden Willing; 24. Arthur C. Danto: Basic actions; 25. Richard
Taylor: Causal power and human agency; 26. Donald Davidson:
Actions, reasons, and causes; 27. Alvin I. Goldman: Intentional
action; 28. Andrew B. Schoedinger: Beliefs, wants, and
decisions; Select Bibliography; Part Five: Problems of Artificial
Intelligence; Introduction; 29. Allen Newell, J. C. Shaw, and
Herbert Simon: Elements of a theory of human problem
solving; 30. Michael Scriven: The complete robot: a
prolegomena to androidology; 31. Keith Gunderson: The
imitation game; 32: Arthur C. Danto: On consciousness in
machines; 33. Paul Ziff: The feelings of robots; 34. Hilary
Putnam: Minds and machines; 35. Paul Weiss: Love in a
machine age; Select Bibliography.
"The word 'metaphysics' is derived from the two Greek words
meta and physica, and literally means 'beyond physics.' The
Ancient Greeks were very much interested in understanding the
workings of the world around them. Hence, in the most general
of ways, they sought an understanding of physics. This is most
clearly evident in their preoccupation with the notion of
change. What happens, they wondered, when a log burns and
turns to ashes? How is it that the color of a tree's leaves
change? Answers to these and other questions led some to
conclude that the world must be composed of fundamental
elements, i.e., atoms (the cheek word for unbreakable units),
and that the world must function according to the law of
conservation of energy (though they didn't express it in this
formal way). Along with their quest for an understanding of
physics came the realization that an in-depth explanation of the
physical workings of the world required going beyond the
physical in order to explain it adequately. Concepts with no
physical referents are necessary in order to account for that
which is physical. Consequently, metaphysics constitutes the
foundation upon which the physics qua physical rests.
The notion of 'property' is a good case in point. If we were to
inquire of a scientist if physical things possessed properties, he
would undoubtedly respond in the affirmative. Such a response
would commit him to the existence of properties. But what is a
property? The concept of a property is that of something
nonphysical. A little reflection will determine that we cannot
account for anything physical without making reference to its
properties or characteristics. Yet when going beyond the
specific properties of a physical thing to analyze the concept of
a property, all reference to the particular (physical) thing
disappears. At that point, we have gone beyond physics and
enter the realm of metaphysics." (from the Introduction).
6. Cooper, David Edward, ed. 2000. Metaphysics. The Classic
Readings. Malden: Blackwell.
Table of ContentsSeries Preface. Introduction. 1. Tao Te Ching,
Selected Chapters. 2. Plato, Phaedrus 245-50: Plato. 3.
Metaphysics Books VII-VIII (Selected Chapters): Aristotle. 4.
(A) Sayings On 'Conditioned Genesis'. (B) Lalitavistara, XIII
95-117. (C) Nagarjuna, Madhyamaka-Karika, Dedication and
Chapter 25: Gotama (The Buddha). 5. Brahmasutrabhasya
(Selections): Samkara. 6. Principles of Philosophy Part I: René:
Descartes. 7. Ethics Part I: Benedict De Spinoza. 8. An Essay
Concernin g Human Understanding Book II, Chapters 8 and
23 (1-11): John Locke. 9. Monadology: G. W. Liebnitz. 10. The
Principles of Human Knowledge, Part I: 1-37: George Berkeley.
11. Critique of Pure Reason Second Edition, Transcendental
Aesthetic, 1-3, 8: Immanuel Kant. 12. The World As Will and
Representation, Vol II, Chapter 18: Arthur Schopenhauer. 13.
An Examination of Sir William Hamilton's Philosophy,
Chapter 11: John Stuart Mill. 14. Appearance and Reality,
Chapters 13 and 14: F. H. Bradley. 15. 'The One and The Many':
William James. 16. The Philosophy of Logical Atomism,
Lecture VIII: Bertrand Russell. 17. A. N. Whitehead, Process
and Reality, Part I, Chapters 1 and 2 (Selected Sections): A. N.
Whitehead. 18. Being and Time, 14-15, 19, 21: Martin
Heidegger. Index.
7. Beebee, Helen, and Dodd, Julian, eds. 2007. Reading
Metaphysics. Selected Texts with Interactive Commentary.
Malden: Blackwell.
Contents: Sources and Acknowledgements; Introduction;
Introduction; Derek Parfit: 'Personal Identity'; Commentary on
Parfit; Marya Schechtman: 'Personhood and Personal Identity';
Commentary on Schechtman; Further Reading; Essay
Questions: Introduction; Peter van Inwagen: 'The
Incompatibility of Free Will and Determinism'; Commentary
on van Inwagen; Daniel Dennett: 'Could Have Done Otherwise'
(extract from Elbow Room); Commentary on Dennett; Further
Reading; Essay Questions; Appendix; Introduction; Donald
Davidson: 'On the Very Idea of a Conceptual Scheme';
Commentary on Davidson; Thomas Nagel: 'Thought and
Reality' (extract from The View from Nowhere); Commentary
on Nagel; Further reading; Essay questions; Introduction;
Michael Devitt: '"Ostrich Nominalism" or "Mirage Realism"?';
Commentary on Devitt; D. M. Armstrong: 'Against "Ostrich"
Nominalism: A Reply to Michael Devitt'; Commentary on
Armstrong; Further reading; Essay questions; Introduction;
David Lewis: extract from Counterfactuals; Commentary on
Lewis; Saul Kripke: extract from Naming and Necessity;
Commentary on Kripke; Further reading; Essay questions;
Introduction; David Lewis: extract from On the Plurality of
Worlds; Commentary on Lewis; Sally Haslanger: 'Endurance
and Temporary Intrinsics'; Commentary on Haslanger; David
Lewis: 'Tensing the Copula'; Commentary on Lewis; Further
reading; Essay questions; Bibliography; Index.
8. Rea, Michael C., ed. 2009. Arguing About Metaphysics. New
York: Routledge.
9. Kim, Jaegwon, Korman, Daniel Z., and Sosa, Ernest, eds. 2011.
Metaphysics. An Anthology. Oxford: Blackwell.
Second revised edition (First edition 1999).
Part I: Ontology 1; 1. "On What There Is" (W. V. Quine) 7; 2.
"Empiricism, Semantics, and Ontology" (Rudolf Carnap) 16; 3.
"Holes" (David and Stephanie Lewis) 27; 4. "Beyond Being and
Nonbeing" (Roderick M. Chisholm) 32; 5. "Does Ontology Rest
on a Mistake?" (Stephen Yablo) 40; 6. "Fictional Objects"
(Amie L. Thomasson) 59; 7. "On What Grounds What"
(Jonathan Schaffer) 73; Part II: Identity 97; 8. "The Identity of
Indiscernibles" (Max Black) 103; 9. "Primitive Thisness and
Primitive Identity" (Robert M. Adams) 109; 10. "Identity and
Necessity" (Saul Kripke) 122; 11. "Contingent Identity" (Allan
Gibbard) 141 12. "Can There Be Vague Objects?" (Gareth Evans)
158 13. "Vague Identity" (Robert C. Stalnaker) 159 Part III:
Modality 167; 14. "Modalities: Basic Concepts and Distinctions"
(Alvin Plantinga) 173; 15. "Actualism and Thisness" (Robert M.
Adams) 187; 16. "A Philosopher's Paradise: The Plurality of
Worlds" (David Lewis) 208; 17. "Possible Worlds" (Robert C.
Stalnaker) 230; 18. "Modal Fictionalism" (Gideon Rosen) 236;
19. "Essence and Modality" (Kit Fine) 255; Part IV: Properties
267; 20. "Natural Kinds" (W. V. Quine) 271; 21. "Causality and
Properties" (Sydney Shoemaker) 281; 22. "The Metaphysic of
Abstract Particulars" (Keith Campbell) 298; 23. "New Work for
a Theory of Universals" (David Lewis) 307; 24. "Universals as
Attributes" (D. M. Armstrong) 332; Part V: Causation 345; 25.
"On the Notion of Cause" (Bertrand Russell) 351; 26. "Causes
and Conditions" (J.L. Mackie) 362; 27. "Causal Relations"
(Donald Davidson) 378; 28. "Causality and Determination"
(G.E.M. Anscombe) 386; 29. "Causation" (David Lewis) 397;
30. "Causal connections" (Wesley C. Salmon) 405; 31.
"Causation: Reductionism Versus Realism" (Michael Tooley)
419 32. "Two Concepts of Causation" (Ned Hall) 432; Part VI:
Persistence 455; 33. "Identity Through Time" (Roderick M.
Chisholm) 461; 34. "Identity, Ostension, and Hypostasis" (W.
V. Quine) 472; 35. "Parthood and Identity Across Time" (Judith
Jarvis Thomson) 480; 36. "Temporal Parts of Four-
Dimensional Objects" (Mark Heller) 492; 37. "The Problem of
Temporary Intrinsics" (David Lewis) 504; 38. "Endurance and
Temporary Intrinsics" (Sally Haslanger) 506; 39. "All the
World's a Stage" (Theodore Sider) 511; Part VII: Persons 527;
40. "Persons and Their Pasts" (Sydney Shoemaker) 533; 41.
"The Self and the Future" (Bernard Williams) 552; 42.
"Personal Identity" (Derek Parfit) 562; 43. "Survival and
Identity" (David Lewis) 575; 44. "Lonely Souls: Causality and
Substance Dualism" (Jaegwon Kim) 588; 45. "The Ontological
Status of Persons" (Lynne Rudder Baker) 597; 46. "An
Argument for Animalism" (Eric T. Olson) 610; Part VIII:
Objects 621; 47. "When are Objects Parts?" (Peter van Inwagen)
627; 48. "Many But Almost One" (David Lewis) 642; 49.
"Existential Relativity" (Ernest Sosa) 652; 50. "The Argument
from Vagueness" (Theodore Sider) 661; 51.
"Epiphenomenalism and Eliminativism" (Trenton Merricks)
673; 52. "Against Revisionary Ontology" (Eli Hirsch) 686; 53.
"Strange Kinds, Familiar Kinds, and the Charge of
Arbitrariness" (Daniel Z. Korman) 703.
"This Anthology, intended to accompany A Companion to
Metaphysics (Blackwell, 1995), brings together 53 selections
which represent the best and most important works in
metaphysics during this century. The selections are grouped
under ten major metaphysical problems and each section is
preceded by an Introduction by the editors. Some of the
problems covered are existence, identity, essence and essential
properties, "possible worlds", things and their identity over
time, emergence and supervenience, causality, and
realism/antirealism. The coverage is comprehensive and
should be accessible to those without a background in technical
philosophy."
10. Blackman, Larry Lee, ed. 1984. Classics of Analytical
Metaphysics. New York: University Press of America.
Table of Contents: Preface. Introduction. PART I. Philosophical
background. 1. Gottlob Frege: On concept and objet 2. Gottlob
Frege: On sense and meaning 3. F. H. Bradley: Substantive and
adjective 4. F. H. Bradley: Relation and quality 5. Alexius
Meinong: The theory of objects PART II. Philosophical analysis
1. F. H. Bradley: On appearance, error, and contradiction 2.
Bertrand Russell: Some explanations in reply to Mr. Bradley 3.
F. H: Bradley: Reply to Mr. Russell's explanations 4. Bertrand
Russell: The philosophy of Logical Atomism DISCUSSION: 1.
Gustav Bergmann: Facts and things 2. Gustav Bergmann:
Sketch of ontological analysis 3. Panayot Butchvarov: The
limits of ontological analysis PART III: Universals and
Particulars 1. Bertrand Russell: On the relations of universals
and particulars 2. G. F. Stout: The nature of universals and
propositions 3. G. E. Moore and G. F. Stout: Are the
characteristics of particular things universal or particular? 4.
DISCUSSION: 1. H. H. Price: Universals and resemblances 2.
Panayot Butchvarov: The identity and resemblance theories
PART IV. Identity and Individuation. 1. G. E. Moore: Identity
DISCUSSION: Max Black: The identity of indiscernibles 2.
Edwin B. Allaire: Bare particulars 3. V. C. Chappell: Particulars
re-clothed 4. Edwin B. Allaire: Another look to bare particulars
5. Panayot Butchvarov: Identity PART V. Names and
descriptions: Bertrand Russell: On denoting DISCUSSION: 1.
P. F. Strawson: On referring 2. Bertrand Russell: Mr. Strawson
on referring 3. Herbert Hochberg: Strawson, Russell, and the
King of France PART VI. Intentionality 1. G. E. Moore: The
refutation of Idealism 2. G. E. Moore: Beliefs and propositions
3. Bertrand Russell: Propositions and facts with more than one
verb DISCUSSION: 1. Gustav Bergmann: Intentionality 2.
Herbert Hochberg: Intentions, facts and propositions.
"The purposes of this book are: (1) to make available in a single
volume many of the "classics" of analytical metaphysics, works
by GottIob Frege, Bertrand Russell, G. E. Moore, and others
roughly in the years 1890-1925, (2) to bring together a similar
number of recent "discussions" of issues raised in the earlier
papers, and (3) to provide an Introduction both to metaphysics
and to twentieth-century analytical philosophy. In selecting the
"classics" my guiding principle has been to include works which
have been most influential and which exhibit the most
important themes of the movement. The papers by Frege,
Russell, Moore, and G. F. Stout have these characteristics.
Alexius Meinong's 'The Theory of Objects" merits inclusion not
only because Russell found the admission of "nonexistent
objects" so repugnant, but, also, because in trying to grasp the
relation between thought and reality, a number of thinkers in
the analytical tradition, such as Gustav Bergmann and Panayot
Butchvarov, have been so strongly attracted to Meinongian
positions. The selections by F. H. Bradley are important, not
because they are pieces of analytical philosophy (which they are
not), but because they represent the kind of thinking against
which Russell and the others reacted. All of the "discussion"
articles have appeared since 1950. My aim has been to include
those which are most closely allied to the "Classics" in style and
in substance and which therefore show the continuity of the
earlier and more recent thought. Of necessity, some excellent
papers, which in every way qualify as works of analytical
metaphysics, were excluded. The ones that remain seem to lend
themselves most strikingly to the thematic unity of the book. As
the reader will discover, certain topics, such as the nature of
identity, the existence of universals, the status of nonexistent
objects, the viability of artificial languages, and the very
possibility of analysis, are almost constantly the focus of
concern." (from the Preface).
11. Sider, Theodor, Hawthorne, John, and Zimmermann, Dean W.,
eds. 2008. Contemporary Debates in Metaphysics. Malden:
Blackwell.
Notes on contributors Introduction1.1 Abstract entities: Chris
Swoyer (University of Oklahoma) 1.2 There are no abstract
objects: Cian Dorr (University of Pittsburgh) 2.1 Nailed to
Hume's cross?: John W. Carroll (North Carolina State
University) 2.2 Causation and laws of nature: Reductionism:
Jonathan Schaffer (University of Massachusetts-Amherst) 3.1
Concrete possible worlds: Phillip Bricker(University of
Massachusetts- Amherst) 3.2 Ersatz possible worlds: Joseph
Melia (University of Leeds) 4.1 People and their bodies: Judith
Jarvis Thomson (MIT) 4.2 Persons, bodies, and human beings:
Derek Parfit (All Souls College, Oxford) 5.1 The privileged
present: defending an "A-theory" of time: Dean Zimmerman
(Rutgers University) 5.2 The tenseless theory of time: J. J. C.
Smart (Australian National University) 6.1 Temporal parts:
Theodore Sider (Rutgers University) 6.2 Three-dimensionalism
vs. four-dimensionalism: John Hawthorne (Rutgers University)
7.1 Incompatibilism: Robert Kane (University of Texas at
Austin) 7.2 Compatibilism, incompatibilism, and
impossibilism: Kadri Vihvelin (University of Southern
California) 8.1 The moon and sixpence: a defense of
mereological universalism: James van Cleve (University of
Southern California) 8.2 Restricted composition: Ned
Markosian (Western Washington University) 9.1 Ontological
arguments: interpretive charity and quantifier variance: Eli
Hirsch (Brandeis University) 9.2 The picture of reality as an
amorphous lump: Matti Eklund (Cornell University) Index.
12. Hales, Steven, ed. 1999. Metaphysics. Contemporary
Readings. Belmont, California: Wadsworth/Thomson
Learning.
TABLE OF CONTENTS: Editor's Preface. I. EXISTENCE.
Michael Burke, Introduction to Existence. Nicholas Rescher,
On Explaining Existence. Derek Parfit, Why is Reality as It Is?
Robert Nozick, Why Is There Something Rather Than Nothing?
Bibliography of Further Readings. II. REALISM/ANTI-
REALISM. Simon Blackburn, Introduction to the Realism
Debates. Michael Dummett, Realism and Anti-Realism. Hilary
Putnam, Why There Isn't a Ready-Made World. Ernest Sosa,
Putnam's Pragmatic Realism. Michael Devitt, A Naturalistic
Defense of Realism. Michael Devitt, Postscript to A Naturalistic
Defense of Realism. Bibliography of Further Readings. III.
TRUTH. Frederick Schmitt, Introduction to Truth. Alfred
Tarski, The Semantic Conception of Truth. Susan Haack, The
Pragmatist Theory of Truth. Nicholas Rescher, Truth as Ideal
Coherence. Paul Horwich, The Disquotational Conception of
Truth. Marian David, Truth as Correspondence. Bibliography of
Further Readings. IV. ABSTRACTA: PROPERTIES,
NUMBERS, PROPOSITIONS. Bob Hale, Introduction to
Abstracta. W.V. Quine, On What There Is. Rudolf Carnap,
Empiricism, Semanitcs, and Ontology. Alonzo Church, On
Carnap's Analysis of Statements of Assertion and Belief. W.V.
Quine, Meaning and Truth. Paul Benacerraf, What Numbers
Could Not Be. David M. Armstrong, Universals as Attributes.
Bibliography of Further Readings. V. SECONDARY
QUALITIES. Edward Averill, Introduction to Secondary
Qualities. David M. Armstrong, The Secondary Qualities. Paul
A. Boghossian and David Velleman, Colour as a Secondary
Quality. C.L. Hardin, Color and Illusion. Bibliography of
Further Readings. VI. CONCRETA: EVENTS. Jonathan
Bennett, Introduction to Events. Donald Davidson, The
Individuation of Events. JaegwonKim, Events as Property
Exemplifications. Lawrence Lombard, Events. Bibliography of
Further Readings. VII. CONCRETA: SUBSTANCE. Ernest
Jonathan Lowe, Introduction to Substance. James Van Cleve,
Three Versions of the Bundle Theory. Gary Rosenkrantz and
Joshua Hoffman, The Independence Criterion of Substance.
Peter Simons, Particulars in Particular Clothing: Three Trope
Theories of Substance. Bibliography of Further Readings. VIII.
DEPENDENT PARTICULARS: HOLES, BOUNDARIES, AND
SURFACES. Scott H. Hestevold, Introduction to Dependent
Particulars. David Lewis and Stephanie Lewis, Holes. Roberto
Casati and Achille C. Varzi. Immaterial Bodies. Roderick
Chisholm, Boundaries as Dependent Particulars. Avrum Stroll,
Two Conceptions of Surfaces. Bibliography of Further
Readings. IX. MEREOLOGY. Peter Simons, Introduction to
Mereology. W.V. Quine, Identity, Ostension, and Hypostasis.
Mark Heller, Temporal Parts of Four-Dimensioned Objects.
Peter Van Inwagen, Four-Dimensional Objects. James Van
Cleve, Mereological Essentialism, Mereological Conjunctivism,
and Identity Through Time. BIBLIOGRAPHY OF FURTHER
READINGS.
"Metaphysics is one of the oldest and most central divisions of
philosophy, an its study is found in full flower among the
Greeks of the fifth century B.C.E. The word metaphysics itself
comes from a first-century B.C.E. edition of certain collected
writings of Aristotle, assembled under the title Ta Meta ta
Phusika, which means no more than 'what comes after the
writings on nature' (ta phusika). The topics treated by Aristotle
in posthumous edition became the focus of the specialty of
metaphysics. Aristotle set out three main tasks in Ta Meta ta
Phusika. The first was the study of first principles of logic and
causation. The second chore was the reasoned investigation of
the nature of divinity. The third was ontology: the exploration
of being qua being, or intrinsic nature of existence. In the past
two thousand years, the first assignment has been divided
variously among logicians, philosophers of science, and
scientists. The second task has become the specialized subject
of the philosophy of religion. It is the third task, that of
ontology, which remains to metaphysics proper today.
Ontology has three primary objectives. The first is to establish
the basic categories of what there is, or the taxonomy of the
ultimate furniture of reality. In one respect, a kind of taxonomy
is implied by the very divisions of this book, in which, for
example, an entire part is devoted to one kind of thing (such as
truth) and another whole part is devoted to another kind of
thing (such as events). (...) The second task of ontology is to
investigate the relations that hold among different types of
things. (...) The third objective of ontology is to delineate the
relations that obtain among things in the same category. (...)
Though no single book could cover every issue in metaphysics,
the volume you are holding surveys some of the most
prominent topics in contemporary metaphysics. Each of the
nine parts of the book is introduced by a leading scholar on the
topic of that part, and each of the articles is accompanied by
study questions to help you quickly grasp the key points of the
article. In addition, extensive further readings at the end of
each part allow you to delve more deeply. (from the Preface for
the Students).
13. Laurence, Stephen, and Macdonald, Cynthia, eds. 1998.
Contemporary Readings in the Foundations of Metaphysics.
Oxford: Blackwell.
Contents: List of Contributors for State of the Art Essays.
Acknowledgements. Introduction: Metaphysics and Ontology:
Stephen Laurence and Cynthia MacDonald. Part I:
Methodology and Ontological Commitment: State of the Art
Essay. 1. The Nature of Metaphysics: Peter van Inwagen.
Readings. 2. Descriptive and Revisionary Metaphysics: Susan
Haack. 3. On What There Is: W. V. O. Quine. 4. Ontological
Commitments: William P. Alston. 5. Quantifiers: Susan Haack.
6. Identity and Substitutivity: Richard Cartwright. Part II:
Possible Worlds and Possibilia: State of the Art Essay.
7. Possible Worlds and Possibilia: William G. Lycan. Readings.
8. Possible Worlds: David Lewis. 9. Possible Worlds: Robert
Stalnaker. 10. Ways Worlds Could Be: Peter Forrest. Part III:
Universals and Properties: State of the Art Essay. 11. Universals
and Properties: George Bealer. Readings.
12. On Properties: Hilary Putnam. 13. New Work for a Theory
of Universals: David Lewis. 15. A Theory of Structural
Universals: John Bigelow and Robert Pargetter. Part IV:
Substances: State of the Art Essay. 16. Beyond Substrata and
Bundles: A Prolegomenon to a Substance Ontology: Michael J.
Loux. Readings. 17. Bare Particulars: Edwin B. Allaire. 18.
Particulars Re-Clothed: V. C. Chappell. 19. Another Look at
Bare Particulars: Edwin B. Allaire. 20. Three Versions of the
Bundle Theory: James Van Cleve. Part V: Events: State of the
Art Essay. 21. Ontologies of Events: Lawrence Brian Lombard.
Readings. 22. The Individuation of Events: Donald Devidson.
23. Events as Property Exemplifications: Jaegwon Kim.
Part VI: Tropes: State of the Art Essay. 24. Tropes and Other
Things: Cynthia Macdonald. Readings. 25. The Metaphysic of
Abstract Particulars: Keith Campbell. 26. Particulars in
Particular Clothing: Three Trope Theories of Substance: Peter
Simmons. Part VII: Mathematical Objects:
State of the Art Essay. 27. Mathematical Objectivity and
Mathematical objects: Hartry Field. Readings. 28. Philosophy
of Logic: Hilary Putnam.
29. What Numbers Could Not Be: Paul Benacerraf. Index.
From the Introduction: "One of the most fundamental
questions in metaphysics is which (...) metaphysical categories
of entities exist.
Philosophers have differed markedly over which categories they
believe to exist. In David Lewis's suggestive phrase, they have
varied widely from 'All-ists' to None-ists', with None-ists
accepting only the existence of actual ordinary physical objects,
and All-ists accepting all manner of further category of
existents (David Lewis 'Noneism or Allism?' Mind vol. 99: 393,
January 1990, pp. 23-31). As Lewis remarks, most philosophers
fall somewhat in between. Even among philosophers who
accept a given category of existents, there is still room for
disagreement, however. One might accept the existence of a
certain kind of entity without believing that that category of
entities is basic. For example, one might think that there are
such things as states of affairs, but hold that they are nothing
over and above the particular objects and properties and
relations involved in them. A theorist who took this view would
insist that although states of affairs form a metaphysical
category, they do not form a basic metaphysical category.
Taking another example, one might hold that although there
are particular objects, these objects are nothing more than
'bundIes' of properties, and do not constitute a category of
entities in addition to the category of properties. A theorist who
took this view would likewise insist that although particular
objects form a metaphysical category, they do not form a basic
metaphysical category. As these examples illustrate, disputes
over whether or not a given category is basic are closely
connected to questions about the natures of such entities.
Together, these two sorts of questions -- questions about which
metaphysical categories of entities there are and questions
about the natures of different kinds of entities -- constitute the
central questions in that part of metaphysics called 'ontology'.
Ontology is plausibly viewed as the very foundation of
metaphysics; and it is the focus of this Reader."
14. Inwagen, Peter van, and Zimmermann, Dean W., eds. 1998.
Metaphysics. The Big Questions. Oxford: Blackwell.
Contents: Preface. Introduction: What is Metaphysics? Part I:
What are the most General Features of the World?:
Introduction. A. What is the Relationship between an
Individual and its Characteristics? 1. Universals and
Resemblances: Chapter 1 of Thinking and Experience: H. H.
Price. 2. The Elements of Being: D. C. Williams. 3. The
Principle of Individuation: an Excerpt from Human
Knowledge, its Scope and Limits: Bertrand Russell. 4. Distinct
Indiscernibles and the Bundle Theory: Dean W. Zimmerman.
B. What is Time? What is Space? 5. Time: an Excerpt from The
Nature of Existence: J. McT. E. McTaggart. 6. McTaggart's
Arguments against the Reality of Time: an Excerpt from
Examination of McTaggart's Philosophy. 7. The Notion of the
Present: A. N. Prior. 8. The General Problem of Time and
Change: an Excerpt from Scientific Thought: C. D. Broad. 9.
The Space-Time World: An Excerpt from Philosophy and
Scientific Realism: J. J. C. Smart. 10. Topis, Soris, Noris: an
Excerpt from The Existence of Space and Time: Ian Hinckfuss.
11. Some Free Thinking about Time: A. N. Prior. 12. The Fourth
Dimension: an Excerpt from The Ambidextrous Universe:
Martin Gardner. 13. Incongruent Counterparts and Higher
Dimensions: James Van Cleve. 14. Achilles and the Tortoise:
Max Black. 15. A Contemporary Look at Zeno's Paradoxes: an
Excerpt from Space, Time and Motion: Wesley C. Salmon. 16.
Grasping the Infinite: José A. Bernadete. 17. The Paradoxes of
Time Travel: David Lewis. C. How do things Persist through
Changes of Parts and Properties? 18. Of Confused Subjects
which are Equivalent to Two Subjects: an Excerpt from The
Port-Royal Logic: Antoine Arnauld and Pierre Nicole. 19.
Identity Through Time: Roderick M. Chisholm. 20. Identity,
Ostension, and Hypostasis: W. V. O. Quine. 21. Identity: an
Excerpt From Quiddities: W. V. O. Quine. 22. In Defense of
Stages: Postscript B to 'Survival and identity': David Lewis. 23.
Some Problems About Time: Peter Geach. 24. The Problem of
Temporary Intrinsics: an Excerpt from On the Plurality of
Worlds: David Lewis. 25. Temporary Intrinsics and
Presentism: Dean W. Zimmerman. D. How do Causes Bring
about their Effects? 26. Constant Conjunction: an excerpt from
A Treatise of Human Nature: David Hume. 27. Efficient Cause
and Active Power: an excerpt from Essays on the Active Powers
of the Human Mind: Thomas Reid. 28. Psychological and
Physical Causal Laws: an Excerpt from The Analysis of Mind:
Bertrand Russell. 29. Causality: an Excerpt from A Modern
Introduction to Logic: L. Susan Stebbing. 30. Causality and
Determination: G. E. M. Anscombe. Part II: What is our Place
in the World?: Introduction. A. How is the Appearance of a
Thing Related to the Thing that Appears? 31. The Theory of
Sensa: an Excerpt from Scientific Thought: C. D. Broad. 32.
Qualities: an Excerpt from Consciousness and Causality: D. M.
Armstrong. 33. The Status of Appearances: an Excerpt from
Theory of Knowledge, 1st edition: Roderick M. Chisholm. B.
What is the Relation Between Mind and Body? 34. Which
Physical Thing am I?: an Excerpt From 'Is There a Mind Body
Problem?': Roderick M. Chisholm. 35. Personal Identity: a
Materialist Account: Sydney Shoemaker. 36. Dividend Minds
and the Nature of Persons: Derek Parfit. 37. Body and Soul: an
Excerpt from The Evolution of the Soul: Richard Swinburne.
38. The Puzzle of Conscious Experience: David Chalmers. C. Is
it Possible for us to Act Freely?
39. Free Will as Involving Determination and Inconceivable
Without it: R. E. Hobart. 40. Human Freedom and the Self:
Richard M. Chisholm. 41. The Mystery of Metaphysical
Freedom: Peter van Inwagen. 42. The Agent as Cause: Timothy
O'Connor. Part III: Is There Just One World?: Introduction. 43.
Speaking of Objects: W. V. O. Quine. 44. After Metaphysics,
What?: Hilary Putnam. 45. Truth and Convention: Hilary
Putnam. 46. Nonabsolute Existence and Conceptual Relativity:
an Excerpt from 'Putnam's Pragmatic Realism': Ernest Sosa.
47. Addendum to 'Nonabsolute Existence and Conceptual
Relativity': Objections and Replies: Ernest Sosa. Part IV: Why
is There a World?: Introduction. A. Is There an Answer? 48.
The Problem of Being: Chapter 3 of Some Problems of
Philosophy: William James. 49. The Puzzle of Reality: Derek
Parfit. 50. Reply to Parfit: Richard Swinburne. B. Does the
Answer Involve a Necessary Being? 51. The Cosmological
Argument and the Principle of Sufficient Reason: William L.
Rowe. 52. The Ontological Argument: Chapters II-IV of the
Proslogion: St. Anselm. 53. Anselm's Ontological Arguments:
Norman Malcolm. Part V: Is Metaphysics Possible?:
Introduction. 54. The Rejection of Metaphysics: Chapter 1 of
Philosophy and Logical Syntax: Rudolf Carnap. 55.
Postmodernism, Feminism, and Metaphysics: an excerpt from
Thinking Fragments: Jane Flax. 56. Metaphysics and Feminist
Theory: Excerpts from 'Feminist Metaphysics' and 'Anti-
Essentialism in Feminist Theory': Charlotte Witt. 57.
Nonabsolute Existence and Conceptual Relativity: An Excerpt
From "Putnam's Pragmatic Realism": Ernest Sosa 58.
Addendum to "Nonabsolute Existence and Conceptual
Relativity": Objections and Replies: Ernest Sosa 59. The
Problem of Being: Chapter 3 of Some Problems of Philosophy:
William James 60. Why Anything? Why This? Derek Parfit 61.
Reply to Parfit: Richard Swinburne 62. The Cosmological
Argument: An Excerpt from A Demonstration of the Being and
Attributes of God: Samuel Clarke 63. The Cosmological
Argument and the Principle of Sufficient Reason: William L.
Rowe 64. The Ontological Argument: Chapters II-IV of the
Proslogion: St. Anselm 65. Anselm's Ontological Arguments:
Norman Malcolm Index.
"With the exception of the final group of essays, all the readings
are made to fall under a series of questions about 'the world'.
We assume that the world includes everything that there is --
that is, all that exists. The first and largest part 'What are the
most general features of the world,?' includes readings on the
problem of universals, the nature of particular things and the
manner of their persistence through time, rival theories of the
passage of time, absolute space and incongruent counterparts,
causation, and a budget of paradoxes: McTaggart's paradox,
paradoxes of motion, of the infinite, of time travel, and of
intrinsic change. The second, and second largest, part asks,
'What is our place in the world?'. Here are questions about the
relation between the way things appear to us and the way they
are (sense data, secondary qualities), personal identity (two
forms of materialism, a version of Cartesian dualism, and
Derek Parfit's 'Buddhism'), the nature of phenomenal
experience, and free will. Part Three raises the question of 'anti-
realism': Is there just one world, one complete inventory of
what there is? Or does what there is vary from community to
community or person to person? Part Four begins with
reflection on whether there could be an answer to the question,
'Why is there a world?' -- that is, why is there something, rather
than nothing? The part ends with two attempts to answer the
question by appeal to a necessary being (the Deity of the
cosmological and ontological arguments). The final part
includes challenges to the very possibility of metaphysics from
both positivist and postmodern perspectives". (from the
Preface).
15. Loux, Michael J., ed. 2001. Metaphysics. Contemporary
Readings. New York: Routledge.
Contents: Introduction; Part One: Universals; 1. The Problem
of Universals, Michael J. Loux; 2. The World of Universals,
Bertrand Russell; 3. Universals and Resemblance, H. H. Price;
4. On What There Is, W. V. Quine; 5. The Elements of Being,
David Armstrong; 6. Properties and States of Affair
Intentionally Considered, Roderick Chisholm; Part Two:
Particulars; 1. The Ontological Structure of Concrete
Particulars, Michael j. Loux; 2. The Identity of Indiscernibles,
Max Black; 3. The Identity of Indiscernibles, A. J. Ayer; 4. Bare
Particulars, Edwin Allaire; 5. Three Versions of Bundle Theory,
James Van Cleve, 6. A Fourth Version of Bundle Theory, Albert
Casullo; 7. Bodies, P. F. Strawson; Part Three: Possible Worlds;
1. Modality and Possible Worlds, Michael J. Loux; 2. Possible
Worlds, David Lewis; 3. Actualism and Possible Worlds, Alvin
Plantinga; 4. Counterparts or Double Lives, David Lewis; 5.
Two Concepts of Possible Worlds, Peter van Inwagen; 6.
Identity and Necessity, Saul Kripke; Part Four: Causation; 1.
Cause and Effect, Michael J. Loux; 2. Causality in Everyday Life
and in Recent Science, Moritz Schlick; 3. Cause, A.C. Ewing; 4.
Causes and Conditions, John L. Mackie; 5. Causality and
Determination, G. E. M. Anscombe; 6. Causation, David Lewis;
Part Five: Time; 1. Time: The A-Theory and the B-Theory,
Michael J. Loux; 2. Time, J. M. E. McTaggart; 3. Ostensible
Temporality, C. D. Broad; 4. Time and Eternity, Richard Taylor;
5. The Notion of the Present, A. N. Prior; 6. The Space-Time
World, J. J. C. Smart; 7. The Need for Time, D. H. Mellor; 8.
How Fast Does Time Pass?, Ned Markosian; Part Six:
Persistence Through Time; 1. Endurantism and Perdurantism,
Michael J. Loux; 2. Temporal Parts of Four Dimensional
Objects, Mark Heller; 3. Identity Through Time, Roderick
Chisholm; 4. Endurance and Indiscernibility, Trenton
Merricks; 5. Personal Identity, Derek Parfit; 6. Survival and
Identity, David Lewis; 7. Personal Identity: The Dualist Theory,
Richard Swinburne; Part Seven: Realism and Anti-Realism; 1.
Realism and Anti-Realism, Michael J. Loux; 2. Realism,
Michael Dummett; 3. Ontological Relativity, W. V. Quine; 4. A
Problem About Reference, Hilary Putnam; 5. Objectivity, Peter
van Inwagen; 6. Yes, Virginia, There Is a Real World, William
Alston.
16. Hazlett, Allan. 2010. New Waves in Metaphysics. New York:
Palgrave Macmillan.
17. "Metaphysics." 2001. Philosophical Perspectives no. 15.
Edited by James E. Tomberlin.
18. Rockmore, Tom, ed. 2010. The Proceedings of the Twentieth
World Congress of Philosophy. Volume 2: Metaphysics.
Bowling Green: Philosophy Documentation Center.
19. Tooley, Michael, ed. 1999. Laws of Nature, Causation, and
Supervenience. New York: Garland.
Analytical Metaphysics. A Collection of Essays. Vol. 1.
20. ———, ed. 1999. Time and Causation. New York: Garland.
Analytical Metaphysics. A Collection of Essays. Vol. 2.
21. ———, ed. 1999. The Nature of Properties. New York: Garland.
Analytical Metaphysics. A Collection of Essays. Vol. 3.
22. ———, ed. 1999. Particulars, Actuality, and Identity over Time.
New York: Garland.
Analytical Metaphysics. A Collection of Essays. Vol. 4.
23. ———, ed. 1999. Necessity and Possibility. New York: Garland.
Analytical Metaphysics. A Collection of Essays. Vol. 5.
24. Rea, Michael C., ed. 2008. Foundations. New York: Routledge.
Critical Concepts in Philosophy: Metaphysics. Vol. 1.
25. ———, ed. 2011. Modality and Modal Structure I. New York:
Routledge.
Critical Concepts in Philosophy: Metaphysics. Vol. 2.
26. ———, ed. 2011. Modality and Modal Structure Ii. New York:
Routledge.
Critical Concepts in Philosophy: Metaphysics. Vol. 3.
27. ———. 2011. The Metaphysics of Material Objects I: Identity
and Individuation. New York: Routledge.
Critical Concepts in Philosophy: Metaphysics. Vol. 4.
28. ———, ed. 2011. The Metaphysics of Material Objects Ii:
Composition and Vagueness. New York: Routledge.
Critical Concepts in Philosophy: Metaphysics. Vol. 5.
29. Zimmermann, Dean W., ed. 2004. Oxford Studies in
Metaphysics. Volume 1. New York: Oxford University Press.
30. ———, ed. 2006. Oxford Studies in Metaphysics. Volume 2.
New York: Oxford University Press.
31. ———, ed. 2007. Oxford Studies in Metaphysics. Volume 3.
New York: Oxford University Press.
32. ———, ed. 2007. Oxford Studies in Metaphysics. Volume 4.
New York: Oxford University Press.
33. ———, ed. 2010. Oxford Studies in Metaphysics. Volume 5.
New York: Oxford University Press.
34. Zimmermann, Dean W., and Bennett, Karen, eds. 2011. Oxford
Studies in Metaphysics. Volume 6. New York: Oxford
University Press.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Study Guide for Formal and
Descriptive Ontology
Introduction
A few data about contemporary formal ontologists - by Roberto Poli
(Trento University).
"A small dictionary of philosophers who have explicitly dealt with
formal ontology would be useful. Two observations are important:
(1) in this section the expression "formal ontology" will be used in the
broad sense to refer to both the formal ontology and the formalized
ontology described in the previous section; (2) the qualification
"explicitly" is crucial. In effect, the range of formal ontology (in the
sense given sub (1) above) is so broad and so ramified that it is
difficult to say who has not dealt with it. But if we employ as our
criterion the use of the expression "formal ontology" (or something
similar) in a sense consistent with the one specified, we find that the
list of authors diminishes considerably.
The point of departure is obviously Husserl's Logical Investigations.
The author who more than anyone else has developed the categorial
analysis of ontology is Nicolai Hartmann. As regards
phenomenologists, the Husserlian who has paid closest attention to
the theme is Roman Ingarden, especially in his monumental work
Der Streit um die Existenz der Welt. Formal domain ontologies have
been developed by Ingarden himself (the domain of artistic
phenomena with particular regard to literary works and the domain
of values), Hartmann (natural world, social world, art, values),
Scheler (values), Reinach (law), Stein (the concept of person), and
Plessner (the social world).
Among analytic philosophers, we find a constant interest in the
relationships between the dimensions of the formal and of ontology
from Carnap onwards. Authors who warrant at least brief mention
are certainly Goodman, Prior and Quine. More difficult to classify for
various reasons are the theories of Bunge and Sommers.
Johansson has developed an innovative categorical approach which
reveals the influence of the Brentanian tradition (Husserl and Marty
in particular) as well as the Marxian tradition, especially in his
analysis of social action.
Nino Cocchiarella, Kit Fine and Jerzy Perzanowski are perhaps the
most notable of philosophers currently conducting explicitly formal
analysis. Cocchiarella has worked in particular on problems of
predication and nominalization (issues explicitly analyzed by
Husserl), systematically reconstructing so-called theories of
universals (nominalism, conceptualism and realism, the latter two
with important variants) in a formally homogeneous environment.
Of Fine' many works, particular mention should be made of those
which formally reconstruct various fundamental concepts of the
philosophical tradition (the concept of substance among others),
often starting from their Aristotelian bases. Perzanowski has
developed an innovative account of ontology within a Leibnizian
framework. From a formal point of view, a distinctive feature of his
position is the idea that there are formal structures which precede
the distinction between the propositional and the predicative levels
and require particular algebraic codification (Perzanowski, The Way
of Truth, in: Roberto Poli & Peter Simons (eds.) - Formal Ontology
Dordrecht, Kluwer, 1996). One aspect to be noted is that all three of
these philosophers work in explicitly formal terms while
simultaneously paying close attention to Husserlian matters
(Cocchiarella has analysed the already mentioned problems of
predication and nominalization; Fine has developed a sophisticated
algebraic reconstruction of the third Logical Investigation;
Perzanowski was one of Ingarden' pupils).
In the past twenty years, a group of mainly (but not exclusively)
analytic philosophers have drawn on the work of one of Brentano'
pupils to develop new formal tools. I am obviously referring to so-
called Meinongian semantics, the history of which divides into two
main periods. The first was during the mid-1980s and is particularly
closely associated with Lambert, Parsons, Rapaport, Sylvan and
Zalta.
These are authors whose names establish further connections with
free logics, relevant logics and paraconsistent logics. The second,
more recent, period is associated especially with the names of
Jacquette and Pasniczek.
One author who has engaged in dialogue with those just mentioned,
although he developed his own and original point of view, was
Hector-Neri Castañeda, whose guise theory proposes a wide series of
predicative structures both ontological and cognitive. Castañeda'
premature death prevented further development of his theory and it
remains incomplete.
Also to be mentioned is a minor, mainly American philosophical
tradition which although it lies outside the analytic tradition has
nevertheless made a major contribution to formal ontology. I refer to
the tradition of "dynamic ontology" developed by Peirce, Whitehead,
Buchler and Hartshorne and which a fine book by Rescher has
recently revitalized (cfr. Rescher, Process Metaphysics, Albany, State
University of New York Press, 1996). Also linked with this tradition is
the interesting school of "process theology".
Despite its apparent diversity, the "dynamic" tradition in the
English-speaking countries has taken up positions which come
significantly close to those developed by the German-speaking sister
tradition associated with the names of Brentano, Husserl, Meinong
and Hartmann. Thorough comparison between the two traditions
has yet to be made (worth mentioning among the few that I know is
Mohanty Nicolai Hartmann and Alfred Whitehead, A study in
recent Platonism, Calcutta, Progressive Publishers, 1957).
Other areas of inquiry are Perry and Barwise' situation semantics
and Suszko' non-Fregean logics. While the work of the former two
authors is so well known that it requires no Introduction, Suszko'
deserves closer analysis. This I shall provide below when discussing
the problem of the identity connective.
Lying midway between the analytic and phenomenological traditions
are the studies of Barry Smith and Peter Simons, who deal in
particular with the theory of parts and the development of a general
mereology which, according to Smith, constitutes the fundamental
instrument of ontology.
Studies which find inspiration in phenomenology and draw their
tools from algebraic topology has been developed by Jean Petitot,
who studied under René Thom and has continued his catastrophe
theory.
Finally, my own work seeks to overcome the limitations of the two
schools of dynamic philosophy (the German "camp" of Brentano and
his followers, and the American "camp" of Peirce and Whitehead) by
developing a dynamic theory of substances which comprises various
interacting sub-theories, principally those of particulars, of the levels
of reality, and of wholes (Poli Alwys. Ontology for knowledge
engineers, Ph. D. thesis, Utrecht, 2001).
These, therefore, are names of the philosophers currently at the
forefront of work in ontology." pp. 186-188.
From: Roberto Poli, Descriptive, Formal and Formalized Ontologies,
in: Denis Fisette (ed.), Husserl's Logical Investigations
Reconsidered, Dordrecht, Kluwer, 2003 pp. 183-210.
Suggested Introductory Works
1. Jacquette, Dale. 2002. Ontology. Montreal & Kingston: McGill-
Queen's University Press.
Content: Preface XI; Acknowledgements XV; Introduction:
Being as such 1; First Part: Pure philosophical ontology. 1.
What is to be (on Heidegger) 12; 2. Combinatorial ontology 42;
3. Why there is something rather than nothing 89; 4. Why there
is only one logically contingent actual world 109; 5. Concepts of
existence in philosophical logic and the analysis of being qua
being 134; Second Part: Applied ontology and the metaphysics
of science. 6. Ontological commitment (on Quine) 156; 7.
Appearance, reality, substance, transcendence 182; 8. Physical
entities: space, time, matter and causation, physical states of
affair and events, natural laws 193; 9. Abstract entities,
particular and universal: numbers, sets, properties, qualities,
relations, propositions, and possibilities, logical, mathematical
and metaphysical laws 206; 10. Subjectivity of mind in the
world of objective physical facts 233; 11. God, a divine
supernatural mind? 253; 12. Ontology of culture: language, arts
and artefacts 265; Conclusion: scientific-philosophical ontology
275; Notes 281; Bibliography 309; Index 329-348.
"This book investigates and proposes a theory to solve the most
fundamental problems of being. I know how that sounds. But
trying to understand the meaning, the undeniable but non-self-
explanatory fact and nature of existence, is indispensable to
philosophy. Accordingly, we must not shrink from the task,
whatever difficulties are entailed. I distinguish between pure
philosophical and applied scientific ontology. Pure
philosophical ontology deals with such questions as what is
meant by the concept of being, why there exists something
rather than nothing, and why there exists exactly one logically
contingent actual world. Applied scientific ontology advances a
preferred existence domain consisting of three categories of
existent entities, including existent (we can also say actual)
objects, existent states of affairs, and the actual world. The
actual world is itself an entity, one that contains all other
entities; it contains all and only actual states of affairs,
involving all and only existent objects. The entities included in
a theoretical ontology are those minimally required for an
adequate philosophical semantics, the things to which we must
be able to refer in order to make sense of meaningful thought
and discourse, especially in the sciences. These are the objects
that we say exist, to which we are ontologically committed.
(...)
Pure philosophical ontology, indispensable as groundwork, is
only the first major step toward a complete fully integrated
ontology. When we know what it means for something to exist,
we can then proceed to the details of applied scientific ontology,
defending the choice of a particular domain of existent entities.
It is in this branch of ontology that we explain the concepts and
clarify the existence conditions of physical entities and declare
ourselves in favour of or opposed to the existence of numbers,
sets, universals, relations, propositions, and abstract objects
generally, minds and persons, God as a divine supernatural
mind, language, art and other cultural artefacts. The traditional
controversies of descriptive and speculative metaphysics are
located here, where the stakes are higher than in pure
philosophical ontology, in arguments for the existence or
nonexistence of specific contested entities.
The two components, pure philosophical and applied scientific
ontology, complement one another. No metaphysics of being
can claim to be complete if it does not keep each separate and
in its proper place while providing satisfactory answers to both
specialized sets of problems. It is as much a mistake to
investigate only the more tractable problems of applied
scientific ontology, say, of whether or not numbers or
universals exist, while giving up on pure philosophical
ontology, as it would be to devote attention exclusively to the
fundamental problems of pure philosophical ontology to the
neglect of making substantive commitments to the existence of
real entities in applied scientific ontology. We should not try to
establish a domain of existent entities that is not guided by a
prior clarification of the concept of being; but having addressed
the problems of pure philosophical ontology, we must then
move on to fill in the details of a preferred existence domain as
a contribution to applied scientific ontology." (from the
Preface).
2. Campbell, Keith. 1976. Metaphysics. An Introduction. Encino:
Dickenson.
Contents: Preface: III-IV; Part I. Metaphysics. Its program and
problems. 1. A sketch of the background 1; 2. Metaphysics in
recent years 13; Part II. One branch of cosmology. The
philosophy of matter; 3. The framework of concrete
particularism 25; 4. Classical atomism 44; 5. Primary and
secondary qualities 59; 6. Alternative particularist systems 75;
7. Atomism and modern physics 95; Part III. A first survey of
ontology; 8. The tasks of ontology 107; 9. Quine's canonical
notation 125; 10. Regimentation or paraphrase 137; 11.
Constructions which have non paraphrase 162; 12. Ontic
commitment and reduction to a minimum domain 174; 13.
Events and sets 194; 14. Universals and Tropes 206; Glossary
220; Bibliography 235; Index 243-248.
"This book is a text, not a treatise; it is distinctive in its
selection and arrangement, rather than the novelty of its
material. It is designed for students taking their first courses in
metaphysics, and one year in philosophy together with some
acquaintance with logic should be sufficient preparation.
The work is in three parts. The first is an introductory section
in which the aims, methods, and vicissitudes of Western
metaphysics are briefly set forth. This part is included to give
students a grasp of what metaphysical thinking is, and more
confidence that they know where they are and where they can
expect to be going. I hope it will reduce the bewilderment which
philosophy so easily engenders in those who approach it. This
section is swift and summary. It is not an impartial review, but
a broad-stroke sketch of how one man sees the subject. I make
no effort to conceal my own opinions here or elsewhere, for in
my estimation a bland neutrality serves only to mask the
interest, conviction, and even passion in the real life of
metaphysics. Those with different views will be able to take
steps to correct my exaggerations, misrepresentations, and
omissions.
In part II, one branch of cosmology, the philosophy of matter,
is treated through a study of atomism as a specimen of theories
based on concrete particulars. My approach is quasi-historical;
the career of atomism from Newton's time to its contemporary
demise is used to illustrate the variety of ways in which
cosmologies are vulnerable and resilient. This example
provides opportunities for discussion of the relations between
science and metaphysics, problems of deduction, and doctrines
of primary and secondary qualities. The alternative cosmologies
of Spinoza, Leibniz, and Boscovich are introduced by way of
contrast. Although there is no attempt at a scholarly treatment,
this section does aim to provide some understanding, which
every educated person ought to have, of the development of one
set of ideas crucial in modern thought.
Part III concerns ontology and is contemporary in theme. It
deals with the problems of establishing an inventory of
categories of being-in the sense in which concrete particulars
constitute one category, and events, sets, or universals are other
candidates. Quine's doctrines of canonical notation and ontic
commitment are expounded and are then used in a discussion
of various candidate categories which introduces the work of
Davidson, Goodman, Putnam, and D.C. Williams. I have
endeavored to make this abstract material sufficiently
comprehensible to allow its inclusion in undergraduate courses
at an earlier stage than is at present possible. In the final
chapter I try to stimulate further investigation of Williams'
doctrine of tropes, or property instances, as a basic category.
Parts II and III are substantially independent, each containing
material for a course of about thirty lectures or their equivalent.
Although the ontology of part III comes earlier in the order of
reason and is more nearly a first philosophy, I recommend that
where both parts are being treated, they be tackled in the order
in which they are printed. Part II is less formidably abstract
and, being concerned with the character of the material world,
lies closer to people's natural concerns and curiosities.
For a course in which part II is given the chief place, the works
of Spinoza, Leibniz, and Boscovich, all available in paperback,
offer suitable further reading. R. Harré's Matter and Method
handles some of the same themes, and for a course with more
emphasis on philosophy of science, J. J. C. Smart's Between
Science and Philosophy or Philosophy and Scientific Realism
would be a suitable companion. Work centered on part III calls
for study of Quine's Word and Object or Ways of Paradox. The
Bibliography furnishes further suggestions and information.
Metaphysics abounds, to the confusion of the beginner, in
technical terms and jargon titles for doctrines. In keeping with
the book's purpose as a text, a Glossary has been appended,
giving explanations of all such expressions used.
Metaphysics has a rich and many-stranded history, and no one
book in this field can hope to be comprehensive. Of the several
traditions in formulating and addressing metaphysical issues,
this text stays most closely with that branch of empiricism
which takes metaphysical problems to rise from, and stand
under the judgment of, the more concrete knowledge of the
sciences. And within this manner of approach, there are further
limitations. The reader is warned that he will find no attempt at
even superficial treatment of the philosophy of necessity, or of
mind, or of philosophical theology. Nor is there any attack on
the metaphysical problems generated by epistemology-the
character of sense data, for example-or on those which arise in
moral philosophy, such as the reality of free will or the
ontological status of values." (from the Preface).
3. Grossmann, Reinhardt. 1992. The Existence of the World. An
Introduction to Ontology. London, New York: Routledge.
Contents: I. The Discovery of the World: Timeless Being 1; II.
The Battle Over the World: Universals 14; III. The Structure of
the World: The Categories 46; IV. The Substratum of the
World: Existence 91; V. The Enigma of the World: Negation
120: Bibliography 134; Index 137-139.
" The nature of classification.
Ontology asks and tries to answer two related questions. What
are the categories of the world? And what are the laws that
govern these categories? In chemistry, for comparison, we
search for the chemical elements and the laws of chemistry; in
physics, for elementary particles and their laws. Categories are
for ontology what these basic building blocks of the universe
are for the natural sciences. But ontology is not a science
among sciences. Its scope is vastly larger than that of any
science. And its point of view is totally different from that of the
sciences. To see how ontology differs from science, we must
first of all understand the notion of a category. Our first
question therefore is: what is a category?
(...)
The principle of the classification of the elements, however, is
the same as at Empedocles's time: Things are distinguished
from each other by means of the properties which they have.
Let us call this 'the principle of classification'.
(...)
Someone must have realized that the foundation of all
classifications of individual things, namely, the distinction
between these things and their properties, is itself a
classification. But it is a classification, not of individual things -
individual amounts of water or earth, or individual bits of gold
or iron, or individual whales or carps - but of entities in general.
It is a classification of any kind of existent. It divides up
everything there is into two large groups of existents, namely,
into individual things, on the one hand, and their properties, on
the other. Every 'ordinary' classification rests on this most
fundamental classification of things into individuals and their
properties. In order to distinguish this classification from all
others, we shall speak of a 'categorization'. Entities, we shall
say, are categorized. The kinds of thing which the
categorization distinguishes are then called 'categories'. We
know that there are at least two categories, that is, two kinds of
entity (existent), namely, individual things and properties of
individual things." (pp. 1-3).
4. Butchvarov, Panayot. 1979. Being Qua Being. A Theory of
Identity, Existence, and Predication. Bloomington: Indiana
University Press.
Contents: Ackowledgments IX; Introduction 1; 1. The apparent
distinctness of identicals 9; 2. Objects and entities 39; 3.
Indiscernibility 64; 4. Existence 82; 5. Essence 122; 6.
Substances 154; 7. Qualities 184; 8. Accidental connections 212;
Appendix A. Relations 239; Appendix B. Idealism 248; Notes
256; Index 267-274.
"The inquiry into being qua being has been identified with
metaphysics. But it would be better to use the term
'metaphysics' more broadly, namely, for the branch of
philosophy that has as its subject matter the nature of the
world, or of reality, rather than the nature of our knowledge, or
of our language, or of our sciences about the world. We may
then distinguish several levels of metaphysical inquiry. On the
least fundamental level metaphysics is concerned with the most
general description of the actual world, with the most general
kinds of things there are and with the way they fit together. It
asks such questions as whether God exists, whether there are
both minds and bodies or only minds or only bodies, and if
there are both minds and bodies, how they are related. On this
level it is closely connected with epistemology, since the main
philosophical difficulties such questions pose for us are
epistemological in character.
On a more fundamental level, presupposed by the first,
metaphysics inquires into the nature of all possible, or at least
all conceivable, comprehensible worlds, and thus only
indirectly into the nature of the actual world. Can there be a
world that consists only of individuals and not also of
properties and relations? Or a world that consists only of
properties and relations? Can there be nonidentical but
indiscernible things? Questions related to those on the previous
level can now be asked in complete independence from the
usual epistemological considerations. Can there be a world
unless there is God? Can there be a world without bodies?
Without minds? On this level metaphysics is closely connected
with logic. (Immediately following his Introduction of the
notion of a science of being qua being Aristotle offers a defense
of the laws of noncontradiction and excluded middle.) But this
connection is no more limited to formal logic than the notion of
necessary truth is limited to the truths of formal logic. The
criterion of possibility on which it would rely can hardly be
mere formal consistency; it must be conceivability or
comprehensibility (not of propositions, but of what
propositions purport to describe), for, whether we like it or not,
we have no other general and ultimate criterion of possibility.
This is why, on this level, metaphysics is also connected with
phenomenology, i.e., with the philosophical description of the
most general character of the objects of consciousness qua
objects of consciousness.
On the third and most fundamental level metaphysics is
concerned with the concepts and principles on the basis of
which the questions belonging to the other two levels, i.e., the
questions about what things there are or at least there can be,
must be answered. Instead of these questions, it asks, what is it
for something to be in a world, or for something to be a world?
It is on this level, I suggest, that metaphysics is best described
as the inquiry into being qua being, or, we might also say, as
protometaphysics. Any conception of a world presupposes the
conception of what it is for something to exist in that world.
Any conception of a thing presupposes the conception of what
it is for it to be the subject of predication, both accidental and
essential. Any conception of a thing presupposes the conception
of what it is for it to be identifiable, not in the sense of being
merely singled out but also in the sense of being singled out
again or in a different way, of being recognized, of being the
subject of a true informative identity judgment.
It follows that the concepts of existence, identity, essential
predication, and accidental predication cannot be understood
as standing for constituents of the world, presumably for
certain properties or relations. They are the concepts in terms
of which we must understand what it is for something to be in
the world, what it is for something to have a property or be
related to another thing, and what it is for something to be a
property or a relation. Yet they apply to any possible world;
indeed nothing would be a world were it not for their
applicability to it. We may call such concepts, which apply
without standing for anything, transcendental. The inquiry into
being qua being, or protometaphysics, may then be called a
transcendental inquiry." (from the Introduction).
5. Bar-On, Abraham Zvie. 1996. Ontological Analysis. The
Classical Model. Lanham: University Press of America.
Translated from the Hebrew by Lenn J. Schramm.
Contents: Preface XI; 1. The framework of the discussion 1; 2.
Ontological reasoning in ancient thought 35; The entity whose
existence is supposed to be necessary 83; 4. The ontological
status of the Self 129; 5. Necessity, possibility, and freedom in
human affairs 165; Notes 209; Bibliography 219; Index 227.
"The idea behind this volume is that the best way to study
ontology is through a close critical analysis of the major
ontological problems the 'historical' ones-that is, the problems
that gave birth to this field and continue to engage thinkers and
scholars to this very day. The totality of Being of Parmenides
and the principle of the oneness of being, thought, and
language; the debate between idealism and materialism, as
illuminated by Plato; the Aristotelian categories and the
relationship between the individuum and the collective, or the
species and the genus; Anselm's fascinating attempt to prove
necessary existence-and that of God, no less-through purely
conceptual means; the ontological status of the 'I'; the
antinomy of necessity and freedom: these are the issues
addressed in this volume. They also demarcate the horizon of
present-day ontological discussion." (from the Preface).
"The Subdivisions of Philosophy
By way of Introduction to this volume, which aims to explore
the classical model of ontological analysis, I shall try to
elucidate the concept of ontology that underlies the chapters to
follow. It is customary today to apply the term 'ontology' to one
of the main branches or subdivisions of philosophical inquiry,
alongside epistemology, logic, ethics, aesthetics, and so on.
Although this terminology of philosophical branches or
subdisciplines is common parlance, among philosophers and
laymen alike, it is not unambiguous. Its first and clearest use is
practical and methodological: the concept of subdisciplines
helps us organize the study of philosophy in schools and
universities and label the field of specialization of advanced
students, allows us to apply sophisticated analytical tools to one
phase or segment of philosophical inquiry and discussion, even
when other phases or segments are not yet ready for this
application, and the like.
On the other hand, the concept of subdisciplines, in the sense
alluded to above, harbors the danger of fragmenting
philosophy, whose broad overview-its synopsis-is, according to
many philosophers throughout the ages, part of its very
essence. This fragmentation might lead to philosophy's
disappearance from the world or from the map of man's
intellectual occupations.
One way to ward off the danger inherent in the division into
subdisciplines is to provide a systematic delineation of their
boundaries. The first step in such a demarcation is to discern
the unique elements of each subdiscipline, that is, to
differentiate among them. Yet we cannot get to the bottom of
these differences without comprehending -- in advance or as
part of this demarcation -- the common element that underlies
the various subdisciplines. In this way, drawing the boundaries
of the different branches of philosophical thought may lead us
to a new and more profound awareness of the common stem of
this field of intellectual endeavor.
One of the practical advantages of dividing philosophy into
subdisciplines is the fact, encouraging in and of itself, that
those who immerse themselves for a time in philosophy, with
the proper approach, find themselves at home with these
divisions. When they encounter some philosophical argument,
problem, or theory, they have no trouble allocating it to one of
the recognized subdisciplines (except for a small number of
borderline cases that belong simultaneously to more than one
subdiscipline). But even veteran philosophers would be hard
put to set forth clear reasons for their attribution in every case.
They would find it even more difficult to give a general
characterization of the subdiscipline to which they had
allocated the argument, problem, or theory. There is no royal
road to such characterizations. Every serious attempt to
provide them will inevitably turn into a complex and wearisome
intellectual exercise.
The attempt made below to give a general characterization of
ontology consists of two steps: (1) a description and analysis of
various approaches -- both historical and contemporary --
towards ontological questions, as regards their identification,
interpretation, and treatment; and (2) a clarification of several
basic ontological distinctions." (pp. 1-2).
6. Quinton, Anthony. 1973. The Nature of Things. London:
Routledge & Kegan Paul.
7. Peacocke, Christopher. 1992. A Study of Concepts. Cambridge:
MIT University Press.
8. Williams, Christopher J.F. 1992. Being, Identity, and Truth.
New York: Oxford University Press.
9. Loux, Michael J. 1978. Substance and Attribute. A Study in
Ontology. Dordrecht: Kluwer.
10. Hawley, Katherine. 2001. How Things Persist. New York:
Oxford University Press.
11. Peterson, Philip L. 1997. Fact Proposition Event. Dordrecht:
Kluwer.
12. Rundle, Bede. 2004. Why There Is Something Rather Than
Nothing. New York: Oxford University Press.
More Advanced Works
1. Bergmann, Gustav. 1992. New Foundations of Ontology.
Madison: University of Wisconsin Press.
Edited by William Heald.
Contents: Foreword by Edwin B. Allaire IX-XII; Editor's Note
XIII-XX; Editor's Introduction 3; 1. Simples and canons 43; 2.
Facts and modes 61; 3. Diversity and order 101; 4. Functions
and analiticity 134; 5. Thought and language 201; 6. Classes
239; 7. The Linguistic Turn contained 317; Glossary 357; Index
369-372.
"During the last two decades of his life-from the publication of
Realism in 1967 until his death in 1987 - Gustav Bergmann
published only five essays. One, 'Diversity,' his presidential
address to the Western Division of the American Philosophical
Association, appeared in 1968; the other four, between 1977
and 1981.
In those decades Bergmann worked as hard and as steadily as
he ever had; and he was a hard worker indeed. In the twenty-
five years prior to Realism, Bergmann published over a
hundred essays, many of which are contained in four essay
collections, and Philosophy of Science.
In his presidential address Bergmann made known his
dissatisfaction with certain aspects of his ontology, in particular
his assays of the facts expressed by universal and existential
statements. (See 'Generality and Existence,' Theoria, 28, 1962.)
He thus set about to rethink his system. New Foundations of
Ontology is the result.
The manuscript seems to have been begun sometime in 1974
and completed in late 1975. Bergmann decided to delay its
publication: he had reservations about the penultimate chapter,
which deals with classes and arithmetic. He never returned to
the manuscript per se. Instead, he led himself into the depths of
set theory, a subject he had once known well. (Bergmann
earned a PhD in mathematics and from 1928 to 1935 published
eight papers in mathematics proper.) " (from the Foreword).
2. Cocchiarella, Nino. 2007. Formal Ontology and Conceptual
Realism. New York: Springer.
"Theories about the ontological structure of the world have
generally been described in informal, intuitive terms, and the
arguments for and against them, including their consistency
and adequacy as explanatory frameworks, have generally been
given in even more informal terms. The goal of formal ontology
is to correct for these deficiencies. By formally reconstructing
an intuitive, informal ontological scheme as a formal ontology
we can better determine the consistency and adequacy of that
scheme; and then by comparing different reconstructed
schemes with one another we can better evaluate the
arguments for and against them and come to a decision as to
which system it is best to adopt.
This book is divided into two parts. The first part is on formal
ontology and how different informal ontological systems can be
formally developed and compared with one another. The main
point is that a formal ontology connects logical categories --
especially the categories involved in predication -- with
ontological categories.
The second part of this book is on the formal construction and
defense of a particular formal ontology called conceptual
realism, which is based on a unified account of general and
singular reference in a conceptualist theory of predication. An
intensional logic based on deactivated (nominalized) referential
and predicable concepts is part of this ontology as well as an
analysis of plural reference and predication in terms of a logic
of classes as many. A natural realism and an Aristotelian
essentialism based on a logic of natural kinds is also part of the
framework, which is put forward here as the best formal
ontology to adopt."
3. Correia, Fabrice. 2005. Existential Dependence and Cognate
Notions. München: Philosophia Verlag.
"This is a work in analytic metaphysics. Its main purpose is to
clarify a notion of central importance in metaphysics since
Aristotle, to wit the notion of existential dependence. All
currently available analyses of the notion are examined and
then rejected, and a new account is defended. This work is the
first comprehensive one on the topic. The first chapter is
devoted to introducing and explaining some notions which are
crucial for the central parts of the work, namely the notions of
existence, necessity, (individual and plural) quantification and
essence. In chapters 2 and 4 focus is made on the relation of "
simple" existential dependence, the relation which holds
between two objects when the first cannot exist without the
other. Three accounts of simple dependence - each endorsed by
some contemporary philosophers, among them Kit Fine, E.
Jonathan Lowe, Kevin Mulligan, Peter Simons and Barry Smith
- are presented and then rejected. A new account, inspired by
suggestions by Fine and Lowe, is defended. According to that
account - the " foundational" account - simple dependence is to
be defined in terms of a relation called grounding, which is
presented in chapter 3. Chapters 5 and 6 deal with relations
belonging to the family of simple dependence, among others (i)
generic dependence, (ii) various forms of temporal dependence,
and (iii) supervenience, a complex dependence relation largely
invoked in current debates on the philosophy of mind. It is
shown that foundationalist accounts of these notions - i.e.
accounts framed in terms of grounding - are superior to other
existing accounts. These chapters also contain some
applications of the foundational conception of dependence, in
particular a characterization of substances and a formulation of
the distinction between two well known conceptions of
universals, the Aristotelian and the Platonician conception. The
last part of the work is a technical appendix where one can find,
among other things, a system for the logic of essence, which is
proved to be sound and complete with respect to a possible
world semantics."
4. Hirsch, Eli. 2011. Quantifier Variance and Realism. Essays in
Metaontology. New York: Oxford University Press.
5. Horgan, Terence E., and Potrc, Matjaz. 2008. Austere Realism.
Contextual Semantics Meets Minimal Ontology. Cambridge:
MIT Press.
6. Inwagen, Peter Van. 1990. Material Beings. Ithaca: Cornell
University Press.
7. ———. 2001. Ontology, Identity, and Modality. Essays in
Metaphysics. Cambridge: Cambridge University Press.
8. Jubien, Michael. 1993. "Ontology, Modality, and the Fallacy of
Reference." In. Cambridge: Cambridge University Press.
9. Millikan, Ruth. 1984. Language, Thought and Other Biological
Categories. New Foundations for Realism. Cambridge: MIT
University Press.
10. Oderberg, David S. 2007. Real Essentialism. New York:
Routledge.
11. Simons, Peter. 1987. Parts. A Study in Ontology. New York:
Oxford University Press.
12. Vallicella, William. 2002. A Paradigm Theory of Existence.
Onto-Theology Vindicated. Dordrecht: Kluwer Academic
Publishers.
Contents: Preface XI-XII; 1. The idea of a paradigm theory of
existence 1; 2. Is existence a first-level property? 37; 3. The 'no
difference' theory 67; 4. Is existence a property of properties?
93; 5. Mondial attribute theories 127; 6. The ontology of the
contingent existent 159; 7. The ground of the contingent
existent 195; 8. The paradigm existent 249; References 273;
Index 279-281.
"The heart of philosophy is metaphysics, and at the heart of the
heart lie two questions about existence. What is it for any
contingent thing to exist? Why does any contingent thing exist?
Call these the nature question and the ground question,
respectively. The first concerns the nature of the existence of
the contingent existent; the second concerns the ground of the
contingent existent. Both questions are ancient, and yet
perennial in their appeal; both have presided over the burial of
so many of their would-be undertakers that it is a good
induction that they will continue to do so.
For some time now, the preferred style in addressing such
questions has been deflationary when it has not been
eliminativist. Ask Willard Quine what existence is, and you will
hear that 'Existence is what existential quantification
expresses.'(1) Ask Bertrand Russell what it is for an individual
to exist, and he will tell you that an individual can no more exist
than it can be numerous: there just is no such thing as the
existence of individuals.(2) And of course Russell's eliminativist
answer implies that one cannot even ask, on pain of
succumbing to the fallacy of complex question, why any
contingent individual exists: if no individual exists, there can be
no question why any individual exists. Not to mention Russell's
modal corollary: 'contingent' and 'necessary' can only be said de
dicto (of propositions) and not de re (of things). At the source
of the Russellian-Quinean stream stands the imposing figure of
Frege, perhaps the greatest of logicians, and certainly the
greatest since Aristotle. But logic is not metaphysics, and we
shall see that existence cannot come into focus through the
lenses of logic alone. It is, as Santayana once said, 'odious to the
logician.' (3) This is part of its charm, as the resolute reader will
no doubt come to appreciate.
The critical task of this book is to put paid to deflationary and
eliminativist accounts, thereby restoring existence to its rightful
place as one of the deep topics in philosophy, if not the deepest.
The constructive task is to defend the thesis that the nature and
ground questions admit of a unified answer, and that this
answer takes the form of what I call a paradigm theory of
existence. The central idea of the paradigm theory is that
existence itself is nothing abstract (hence not a property or a
concept or a quantifier or anything merely logical or linguistic
or representational) but is instead a paradigmatically existent
concrete individual. The idea is not merely that existence itself
exists -- which would be true if one said that existence is a
property and one held a realist theory of properties -- but that
existence exists in a plenary concrete sense that it cannot be the
business of a preface to explain. But the idea may be limned as
follows. Existence itself exists of absolute metaphysical
necessity and the contingent existent exists in virtue of its
dependence on self-existent existence. I submit that this robust
theory of existence can be as rigorously defended as any
deflationary theory." (from the Preface)
(1) W. V. Quine, "Existence and quantification" in Ontological
relativity and other essays New York: Columbia University
Press, 1969) p. 97
(2) Bertrand Russell, "The philosophy of Logical Atomism" in
Logic and knowledge, ed. R. C. Marsh (New York, G. P.
Putnam's Sons, 1956), pp. 232 ff.
(3) George Santayana, Scepticism and animal faith (New York:
Dover Publications, Inc. 1955) p. 48.
13. Wilson, Fred. 2007. Acquaintance, Ontology, and Knowledge.
Collected Essays in Ontology. Frankfurt: Ontos Verlag.
DICTIONARIES OF ONTOLOGY
1. Burkhardt, Hans, and Smith, Barry, eds. 1991. Handbook of
Metaphysics and Ontology. Munich: Philosophia Verlag.
"The present work seeks to document the most important
traditional and contemporary streams in the two overlapping
fields of metaphysics and ontology. Both disciplines were, even
just a few years ago, seen by many of negligible contemporary
interest.
The editors, neither of whom had shared this general opinion,
were none the less surprised to see how much valuable work
had been achieved in these areas not only in the past but also in
our own century. The intensity of contemporary work in
metaphysics and ontology points indeed to a healthy renewal of
these disciplines, the like of which has not been seen, perhaps,
since the 13th century".(...)
Of the two editors of this Handbook -- who bear equal
responsibility for all its parts and moments -- one is and
admirer of Leibniz and the 17th-century rationalists and thus
finds himself strongly allied to certain modern deductive
trends. The other feels more at home in the 13th or 14th
centuries and is accordingly critical of the over-enthusiastic and
often over-simplistic use of formal logical techniques in
contemporary metaphysics. The editors are however equally
convinced that it is precisely the tension between the deductive
and descriptive approaches to the problems of metaphysics and
ontology which will be responsible for the future creative
advances in these fields. And they are convinced also that such
advances can be furthered by an understanding of the history of
metaphysics and ontology., an understanding -- guided by the
most sophisticated modern research and by the use of the most
sophisticated modern techniques -- of the sort this Handbook
has been designed to facilitate." (from the Introduction).
Collections of Essays
1. Bogen, James, and McGuire, James E., eds. 1985. How Things
Are. Studies in Predication and the History of Philosophy and
Science. Dordrecht: Reidel.
Contents: Acknowledgements IX; James Bogen: Introduction 1;
Robert G. Turnbull: Zeno's Stricture and Predication in Plato,
Aristotle, and Plotinus 21; Frank A. Lewis: Form and
Predication in Aristotle's Metaphysics 59; Deborah K. Modrak:
Forms and Compounds 85; Alan Code: On the Origins of Some
Aristotelian Theses About Predication 101; Frank A. Lewis:
Plato's Third Man Argument and the 'Platonism' of Aristotle
133; Marilyn McCord Adams: Things versus 'flows', or Ockham
on Predication and Ontology 175; Calvin G. Normore: Buridan's
Ontology 189; James E. McGuire: Phenomenalism, Relations,
and Monadic Representation: Leibniz on Predicate Levels 205;
Robert M. Adams: Predication, Truth, and Transworld Identity
in Leibniz 235; Wilfrid Sellars: Towards a Theory of Predication
285; Alan Code: On the Origins of Some Aristotelian Theses
About Predication: Appendix on 'The Third Man Argument'
323; Notes on the Contributors 327; Bibliography 329; Index of
Labeled expressions 337; Name index 339; Subject Index 343-
345.
2. Coffa, Alberto J. 1991. The Semantic Tradition from Kant to
Carnap to the Vienna Station. New York: Cambridge
University Press.
3. Dejnozka, Jan. 1996. The Ontology of the Analytic Tradition
and Its Origins. Realism and Identity in Frege, Russell,
Wittgenstein, and Quine. Lanham: Littlefield Adams Books.
Paperback edition reprinted with corrections, 2002; reprinted
with further corrections, 2003.
Contents: Preface XI, 1. Introduction 1; 2. Is Frege a radical
relativist? 3. Frege: existence defined as identifiability 103; 4.
Russell's robust sense of reality 123; 5. Russell's forty-four 'No-
entity without identity theories 149; 6. The ancient realist basis
of conceptual relativity 215; 7. The ontology of the analytic
tradition 233; Notes 273; Bibliography 305;Index of names
327; Index of subjects 333; About the author 337.
"The recent renaissance in Frege-Russell studies, though
including some excellent work, has confined its quest for the
origins of analytic philosophy to the nineteenth century. My
book goes well beyond Frege-Husserl comparisons and
historical studies of Russell's idealistic upbringing to give a
philosophical evaluation of what the analytic movement really
amounts to. My thesis is that a single kind of ontology, 'no
entity without identity' ontology, is fundamental to all of
Russell's major works from 1900 to 1948, to the work of Frege,
Wittenstein, and Quine -- and also to substance metaphysics,
its origin over two thousand years ago. Thus my aim is to show
that the analysts, far from ending traditional ontology, at
bottom continued and even developed it. I cannot see how our
understanding of the pluralistic, diverse analytic movement,
not to mention the pluralistic, diverse history of Western
philosophy, could be more deeply transformed or unified, if I
am right.
My methodology was to read the major books of the analysts,
many of their lesser works, and a great deal of the secondary
literature, gleaning like Rachel in the field of wheat for
anything I could find on 'no entity without identity', then to
create from scratch new portraits of Frege and Russell as the
true analytic progenitors of this kind of ontology.
The specific thesis of my book is that there is a general kind of
ontology, modified realism, which the great analysts share not
only with each other, but with most great Western
philosophers. Modified realism is the view that in some sense
there are both real and rational (or linguistic) identities. In
more familiar language, it is roughly the view that there are
both real distinctions and distinctions in reason (or in
language). More precisely, it is the view that there is at least
one real being which is the basis for accommodating possibly
huge amounts of conceptual relativity, or objectual identities'
"shifting" as sortal concepts or sortal terms 'shift.' Therefore I
hold that on the fundamental level of ontology, the linguistic
turn was not a radical break from traditional substance
metaphysics. I also hold that the seeming conflict in the
analysts between private language arguments, which imply
various sorts of realism, and the conceptual 'shiftability' of
objects, which suggests a deep ontological relativity, is best
resolved by, and is in fact implicitly resolved by, their respective
kinds of modified realism. There are many different sorts of
modified realism, but all of them share a common general
form." (from the Preface).
4. Hill, Claire Ortiz. 1991. Word and Object in Husserl, Frege, and
Russell. The Roots of Twentieth-Century Philosophy. Athens,
Ohio: Ohio University Press.
Reprinted 2001.
Contents: Abbreviations IX; Preliminary terminological
comments XI; Glossary XIII; Acknowledgments XIV;
Introduction 1; Part One: Logic, realism and the foundations of
arithmetic; 1. The argument that Frege influenced Husserl 7; 2.
Husserl, Frege, and psychologism 13; 3. Sense, meaning, and
noema; 4. Husserl's 1891 critique of Frege 43; 5. Frege's review
and the development of Husserl's thought 57; Conclusion:
analiticity 91; Part Two: Conceptual clarity. Introduction 99; 6.
Intensions and extensions 103; 7. Presentation and ideas 125;
8. Function and concept 137; 9. On denoting 147; Conclusion:
The way things are 163; Notes 175; Bibliography 191; Index 215.
"As a book by the founder of phenomenology that examines
Frege's ideas from Brentano's empirical standpoint, Husserl's
Philosophy of Arithmetic is both an early work of
phenomenology and of logical empiricism. In it Husserl
predicted the failure of Frege's attempt to logicize arithmetic
and to mathematize logic two years before the publication of
the Basic Laws of Arithmetic in 1893. I hope to show that
Husserl did so in terms that would prefigure both the account
Frege would give of his error after Russell encountered the
paradoxes ten years later and the discussions of Principia
Mathematica. Moreover, in locating the source of Frege's
difficulties in the ambiguous theory of identity, meaning, and
denotation that forms the basis of Frege's logical project and
generates Russell's contradictions, Husserl's discussions
indicate that these contradictions may have as serious
consequences for twentieth century philosophy of language as
they have had for the philosophy of mathematics.
This book is about these Austro-German roots of twentieth
century philosophy. It is mainly about the origins of analytic
philosophy, about the transmission of Frege's thought to the
English speaking world, and about the relevance of Husserl's
early criticism of Frege's Foundations of Arithmetic to some
contemporary issues in philosophy. It is more about Husserl
the philosopher of logic and mathematics than it is about
Husserl the phenomenologist, and it is principally addressed to
those members of the philosophical community who, via
Russell, have been affected by Frege's logic.
This makes it very different from work on Husserl and Frege
that has focused on the importance of Frege's criticism of
Husserl's Philosophy of Arithmetic and attendant issues. The
goal of this book is quite the opposite. It studies the
shortcomings in Frege's thought that Husserl flagged and
Russell endeavored to overcome. One possible sequel to this
book would be a thorough study of Husserl's successes and
failures in remedying the philosophical ills he perceived all
about him, but that goes beyond the scope of this work, which
follows the issues discussed into the work of Russell and his
successors." (pp. 3-4).
5. ———. 1997. Rethinking Identity and Metaphysics. New
Haven, London: Yale University Press.
6. Hochberg, Herbert. 1978. Thought, Fact and Reference. The
Origins and Ontology of Logical Atomism. Minneapolis:
University of Minnesota Press.
Contents: Preface VII; Introduction IX; I. The analysis of
perception 3; II. Idealism, realism and common sense 30; III.
Thought and belief 53; IV. Moore and Bradley on particulars,
predicates and predication 87; V. Names, individual concepts,
and ontological reduction 122; VI. Frege's account of reference
and thought 147; VII: Russell's critique of Frege and the origins
of the theory of descriptions 170; VIII. Descriptions,
substitution, and intentional contexts 198; IX. Existence,
predicates and properties 231; X. Facts and possibilities 271;
XI: Russell's theory of judgment and Sellars' critique of it 309;
XII: The structure of thought: Part I 347; XIII: The structure of
thought: Part II 380; XIV. Logic fact and belief; XV. Difference,
existence and universality 444; Notes 457; Name index 485;
Subject index 487-489.
"As with the idealists Moore and Russell opposed, facts have
once again become unpopular. In defending the atomist's
correspondence theory of truth, I shall consider Frege's early
attack on that theory as well as recent criticisms that reproduce,
wittingly or unwittingly, the familiar idealistic patterns. In
returning to the idealist's arguments, some 'analytic'
philosophers echo themes revived by Sartre, without providing
the detailed argument of the latter. By contrast, Sellars attacks
atomism at a seemingly vulnerable point. He argues that the
atomists did not and cannot resolve Bradley's puzzles about
predication. This is a dominant theme behind his attempt to
defend the current revival of nominalism-a gambit he shares
with Quine. It also reveals a link between the new nominalism
and the revival of idealism. Bradley's views thus affect a
number of issues discussed, including the connection of
Russell's theory of descriptions with questions about concepts,
particulars, predication, and judgment. This theory, in turn,
provides an obvious link with Russell's critique of Frege, which
is explicated and defended. One of the surprising features of
recent philosophy has been the unfair, unfounded, and often
abusive commentary on Russell's early work and, in particular,
his criticism of Frege. Unfortunately, the prevalent assumption
that Russell both misunderstood Frege and was guilty of
elementary errors has prevented an adequate understanding of
the origin of his theory of descriptions and his analysis of
judgment. The early critique of Frege helps to clarify basic
features of Russell's philosophy and reveals further connections
with the views of Bradley and Moore. It is also crucial for the
comprehension of Russell's views about names, reference,
existence, and truth. These are important for the analysis of
intentional contexts presented in this book. The examination of
such fundamental aspects of Russell's philosophy naturally
involves a consideration of recent criticisms of Russellian
themes by Strawson, Sellars, Carnap, Quine, and others.
What is attempted is the resolution of some issues that
preoccupied Russell, Wittgenstein, Moore, and their
successors, as well as an explication of some links between
Logical Atomism and Moore's early assault on idealism. The
book is thus a partial study of the ontology and the history of
Logical Atomism." (from the Introduction).
7. Knuuttila, Simo, and Hintikka, Jaakko, eds. 1986. The Logic of
Being. Historical Studies. Dordrecht: Reidel.
Contents: Acknowledgments VII; Introduction by Knuuttila
and Hintikka: IX-XVI; Charles H. Kahn: Retrospect on the verb
'To Be? and the concept of Being 1; Benson Mates: identity and
predication in Plato 29; Russell M. Dancy: Aristotle and
existence 49; Jaakko Hintikka: The varieties of Being in
Aristotle 81; Sten Ebbesen: The Chimera's Diary 115; Klaus
Jacobi: Peter Abelard's investigations into the meaning and
functions of the speech sign 'Est' 145; Hermann Weidemann:
The logic of Being in Thomas Aquinas 181; Simo Knuuttila:
Being qua Being in Thomas Aquinas and John Duns Scotus
201; Lilli Alanen: On Descartes's argument for Dualism and the
distinction between different kinds of Beings 223; Jaakko
Hintikka: Kant on existence, predication, and the Ontological
Argument 249; Leila Haaparanta: On Frege's concept of Being
269; Index of names 291; Index of subjects 297-300.
"The last twenty years have seen remarkable developments in
our understanding of how the ancient Greek thinkers handled
the general concept of being and its several varieties. The most
general examination of the meaning of the Greek verb ' esti' '
einai' ' on ' both in common usage and in the philosophical
literature has been presented by Charles H. Kahn, most
extensively in his 1973 book The Verb 'Be' in Ancient Greek.
These discussions are summarized in Kahn's contribution to
this volume. By and large, they show that conceptual schemes
by means of which philosophers have recently approached
Greek thought have not been very well suited to the way the
concept of being was actually used by the ancients. For one
thing, being in the sense of existence played a very small role in
Greek thinking according to Kahn.
Even more importantly, Kahn has argued that Frege and
Russell's thesis that verbs for being, such as ' esti', are multiply
ambiguous is ill suited for the purpose of appreciating the
actual conceptual assumptions of the Greek thinkers. Frege and
Russell claimed that a verb like 'is' or ' esti' is ambiguous
between the 'is' of identity, the 'is' of existence, the copulative
'is', and the generic 'is' (the 'is' of class-inclusion). At least a
couple of generations of scholars have relied on this thesis and
frequently criticized sundry ancients for confusing these
different senses of ' esti' with each other. Others have found the
distinction between the different Fregean senses in this or that
major Greek philosopher, or otherwise used the distinction as
an integral part of their interpretative framework. Kahn's
results show that all these lines of argument are highly suspect.
Independently of Kahn, Michael Frede (in his
Habilitationsschrift published in 1967 under the title
Prädikation and Existenzaussage) reached the conclusion that
Plato did not - at least not in the Sophist - accept anything like
the Frege-Russell distinction, thus striking another blow
against the received views. We hoped to include excerpts of
Frede's little classic here. Unfortunately, for reasons beyond
our help this turned out to be impossible." p. IX
(...)
"All these different investigations naturally raise the question:
What is the origin of the Frege-Russell distinction? What is its
background? In her paper, 'On Frege's Concept of Being', Leila
Haaparanta discusses Frege's treatment of being in its
historical setting. One of the crucial ingredients in Frege's
treatment of being is his idea that existence is a second-level
concept (property of a concept). Haaparanta sees the
foundation of this assumption in Frege's ideas about the
identification (individuality) and existence of individuals
(objects), incorporated in Frege's treatment of the senses by
means of which we can grasp an individual object. These were
according to her inspired by Kant's ideas, especially by Kant's
distinction between the predicative and existential uses of 'is'.
Even though Kant did not subscribe to or even anticipate the
Frege-Russell distinction, he thus seems to have inspired it."
(pp. XV-XVI).
8. "Language, Mind, and Ontology." 1998. Philosophical
Perspectives no. 12.
Edited by James E. Tomberlin
Contents: Part I: The Sixth Philosophical Perspectives Lecture.
Tyler Burge: Computer Proof, Apriori Knowledge, and Other
Minds 1; Part II: Intensionality and Intentionality. Joseph
Almog: The Subject Verb Object Class I 39; Joseph Almog: The
Subject Verb Object Class II 77; Akeel Bilgrami: Why Holism is
Harmless and Necessary 105; Robert Brandom: Actions,
Norms, and Practical Reasoning 127; Kirk Ludwig and Greg
Ray: Semantics for Opaque Contexts 141; Matthew McGrath:
Proportionality and Mental Causation: A Fit? 167; Part III:
Language, Ontology and Truth. Harry Deutsch: Identity and
General Similarity 177; Frank Jackson: Reference and
Description Revisited 201; Mark Norris Lance: Some
Reflections on the Sport of Language 219; Huw Price: Three
Norms of Assertibility, or How the MOA Became Extinct 241;
Mark Richard: Commitment 255; Part IV: Rule-Following. C. B.
Martin and John Neil: Rule and Powers 283; Scott Soames:
Facts, Truth Conditions, and the Skeptical Solution to the Rule-
Following Paradox 313; Part V: The Nature of the Mental. John
O'Leary-Hawthorne and Jeffrey K. McDonough: Numbers,
Minds, and Bodies: A Fresh Look at Mind-Body Dualism 349;
David Papineau: Mind the Gap 373; Timothy Williamson: The
Broadness of the Mental: Some Logical Considerations 389;
Part VI: Consciousness and Qualia: A Symposium. Karen
Neander: The Division of Phenomenal Labor: A Problem for
Representational Theories of Consciousness 411; Georges Rey:
A Narrow Representationalist Account of Qualitative
Experience 435; Michael Tye: Inverted Earth, Swampman, and
Representationism 459; William G. Lycan: In Defense of the
Representational Theory of Qualia (Replies to Neander, Rey,
and Tye) 479; Part VII: Naturalism and Actualism: An
Exchange. James E. Tomberlin: Naturalism, Actualism, and
Ontology 489; Michael Devitt: Putting Metaphysics First: A
Response to James Tomberlin 499; Terence Horgan:
Actualism, Quantification, and Contextual Semantics 503-509.
9. Allaire, Edwin B., ed. 1963. Essays in Ontology. The Hague:
Martinus Nijhoff.
Contents: Editor's Preface V; Authors' Note IX; Introduction
XI; PROBLEMS. I. Edwin B. Allaire: Existence, Independence,
and Universals 3; II. Edwin B. Allaire: Bare Particulars 14; III.
Herbert Hochberg: Elementarism, Independence, and
Ontology 22; IV. Reinhardt Grossmann: Particulars and Time
30;
V. Reinhardt Grossmann: Conceptualism 40; VI. Reinhardt
Grossmann: Sensory Intuition and the Dogma of Localization
50; VII. Reinhardt Grossmann: Common Names 64; SYSTEMS.
VIII. Robert G. Turnbull: Ockham's Nominalistic Logic: Some
Twentieth Century Reflections 79; IX. Edwin B. Allaire:
Berkeley's Idealism 92; X. Reinhardt Grossmann: Frege's
Ontology 106; XI. Herbert Hochberg: Moore's Ontology and
Non-Natural Properties 121; XII. Edwin B. Allaire: The
"Tractatus": Nominalistic or Realistic? Allaire 148; XIII.
Herbert Hochberg: Of Mind and Myth 166; XIV. May
Brodbeck: The Philosophy of John Dewey 188; Index 216.
AUTHORS' NOTE. Essays IV, VII, XII have not been previously
published. The others appeared originally as follows: I.
"Existence, Independence, and Universals" in The
Philosophical Review, 69, 1960, 485-496; II. "Bare Particulars"
in Philosophical Studies, hi, 1963, 1-8; III. "Elementarism,
Independence, and Universals" in Philosophical Studies, 12,
1961, 36-43; V. "Conceptualism" in The Review of Metaphysics,
14, 1960, 243-254; VI. "Sensory Intuition and the Dogma of
Localization" in Inquiry, 5, 1962, 238-251; VIII. "Ockham's
Nominalistic Logic: Some Twentieth Century Reflections" in
The New Scholasticism, 36, 1962, 313-329; IX. "Berkeley's
Idealism" in Theoria, 29, 1963; X. "Frege's Ontology" in The
Philosophical Review, 70, 1961, 23-40; XI. "Moore's Ontology
and Non-Natural Properties" in The Review of Metaphysics, 15,
1962, 365-395; XIII. "Of Mind and Myth" in Methodos, 11,
1959, 123-145; XIV. "The Philosophy of John Dewey" in The
Indian Journal of Philosophy, 3, 1961, 69-101.
"Certain words are crucial in ontological discourse. 'Exist',
'individual', 'particular', 'universal', 'simple', and 'independent'
are obvious examples. These essays examine how philosophers
have used some of those words. The purpose of the
examination is to make sense out of the ontological doctrines in
which the crucial words occur as well as out of the arguments
that have been made for and against the doctrines. This
common purpose is one good reason for bringing the essays
together. Nor is it the only one. The several essays share an
awareness of the dialectical connections among the several
issues with which they deal. Also, the realism-nominalism issue
is the central one; and the essays are all realistic. That is
another good reason for bringing them together.
The authors believe that they share a method. If they are right,
then there is a third good reason for bringing them together.
But it seems pointless to attempt here a statement of the
method. A method is best judged by watching it in operation.
Even though the essays are all realistic, their defense of realism
is both varied and complex. For this there are three reasons.
First, none of the essays defends uncritically any traditional
position. Rather, each defends some proposition or
propositions which by the method may be shown to be
connected with some traditional position. Second, they all put
less weight on the proposition itself than on the intellectual
motives which have led philosophers to propound it and on the
arguments by which they support it. Third, they all make a
special point of exploring the dialectical ramifications of the
realism-nominalism issue. That is why the common purpose
will be best served by allowing each essay to speak for itself."
(Introduction).
10. Bottani, Andrea, Carrara, Massimiliano, and Giaretta,
Pierdaniele, eds. 2002. Individuals, Essence, and Identity.
Themes of Analytic Metaphysics. Dordrecht: Kluwer.
11. Bottani, Andrea, and Davies, Richard, eds. 2006. Modes of
Existence. Papers in Ontology and Philosophical Logic.
Frankfurt: Ontos Verlag.
12. Carrara, Massimiliano, and Sacchi, Elisabetta, eds. 2006.
Propositions. Semantic and Ontological Issues. Amsterdam:
Rodopi.
13. Centi, Beatrice, and Huemer, Wolfgang, eds. 2009. Values and
Ontology. Problems and Perspectives. Frankfurt: Ontos Verlag.
14. Chalmers, David, Manley, David, and Wasserman, Ryan, eds.
2009. Metametaphysics. New Essays on the Foundations of
Ontology. Oxford: Clarendon Press.
15. Faye, Jan, Scheffler, Uwe, and Urchs, Max, eds. 2000. Things,
Facts and Events. Amsterdam: Rodopi.
16. Hochberg, Herbert, and Mulligan, Kevin, eds. 2004. Relations
and Predicates. Frankfurt: Ontos Verlag.
17. Malinowski, Jacek, and Pietruszczak, Andrzej, eds. 2006.
Essays in Logic and Ontology. Amsterdam: Rodopi.
18. Morscher, Edgar, and Weingartner, Paul, eds. 1979. Ontology
and Logic / Ontologie Und Logik. Berlin: Duncker & Humblot.
Proceedings of an International Colloquium (Salzburg, 21-24
September 1976).
19. Mulligan, Kevin, ed. 1992. Language, Truth and Ontology.
Dordrecht: Kluwer.
20. Munitz, Milton K., ed. 1973. Logic and Ontology. New York:
New York University Press.
Contents: Milton K. Munitz: Foreword V; Charles H. Kahn: On
the theory of the verb 'To be' 1; Joseph Owens: The content of
existence 21; Jaakko Hintikka: Quantifiers, language-games
and transcendental arguments 37; Alex Orenstein: On
explicating existence in terms of quantification 59: Milton K.
Munitz: Existence and presupposition 85; Bas . Van Fraassen:
extension. intension, and comprehension 101; Nino B.
Cocchiarella: Whither Russell's paradox of predication? 133;
Fred Sommers: Existence and predication 159; Henry Hiz: On
assertions of existence 175; Alvin Plantinga: Transworld
identity or worldbound individuals? 193; Nicholas Rescher: The
ontology of the possible 213; Stephan Körner: Individuals in
possible worlds 229; Hugues Leblanc: On dispensing with
things and worlds 241; Richmond H. Thomason: Perception
and individuation 261; Peter T. Geach: ontological relativity
and relative identity 287-302.
"The following essays represent the contributions to a seminar
on ontology held under the auspices of the New York University
Institute of Philosophy for the year 1970-1971.
The possibility of establishing fruitful links between logic and
ontology had already been made evident in earlier work by
Frege, Lesniewski, Russell, Quine, and Goodman. More recent
investigations have sought to expand and deepen these studies,
although by no means always through adhering to paths
previously established. Developments in modal logic, model
theory, and presupposition-free logics have brought to the fore
the need to deal with such central concepts as 'existence,'
'possibility,' 'individuation,' 'identity,' and 'necessity,' among
others. The studies here included, by some of the leading
investigators in the field, are typical of the most promising and
exciting research of recent analytic philosophy. Along with
those papers whose orientation to ontology is derived primarily
from the preoccupations of logicians, a number of additional
studies are included that give testimony to the lively and
creative resurgence of interest in ontology in contemporary
philosophy." (Foreword).
21. Munn, Katherine, and Smith, Barry, eds. 2008. Applied
Ontology. An Introduction. Frankfurt: Ontos Verlag.
22. Poidevin, Robin Le, ed. 2008. Being. Developments in
Contemporary Metaphysics. Cambridge: Cambridge University
Press.
23. Poli, Roberto, and Seibt, Johanna, eds. 2010. Theory and
Applications of Ontology. Dordrecht: Springer.
Vol. 1: Philosophical Perspectives Vol. 2: Computer
Applications.
24. Poli, Roberto, and Simons, Peter, eds. 1996. Formal Ontology.
Dordrecht: Kluwer.
Contents: Foreword VII; Roberto Poli: Res, Ens and Aliquid 1;
Nino B. Cocchiarella - Conceptual Realism as a Formal
Ontology 27; Jerzy Perzanowski: The Way of Truth 61; Fred
Sommers: Existence and Correspondence-to-Fact 131; David M.
Armstrong: A World of States of Affairs 159; Mieczyslaw
Omyla: A Formal Ontology of Situations 173; Karel Lambert:
Attributives, their First Denotative Correlates, Complex
Predicates and Free Logics 189; Liliana Albertazzi: Formal and
Material Ontology 199; Jean Petitot and Barry Smith: Physics
and the Phenomenal World 233; Peter M. Simons and Charles
W. Dement: Aspects of the Mereology of Artifacts 255; Ingvar
Johansson - Physical Addition 277; Index of names 289.
25. Schalley, Andrea C., and Zaefferer, Dietmar, eds. 2007.
Ontolinguistics. How Ontological Status Shapes the Linguistic
Coding of Concepts. Berlin: Mouton de Gruyter.
26. Sen, Pranab Kumar, ed. 1983. Logical Form Predication and
Ontology. Delhi: Macmillan India.
27. Smith, Barry, ed. 1982. Parts and Moments. Studies in Logic
and Formal Ontology. Munich: Philosophia Verlag.
Reprinted 2001.
28. Valore, Paolo, ed. 2006. Topics on General and Formal
Ontology. Milano: Polimetrica.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Philosophical Logic and Philosophy
of Logic
Introductory Readings
1. Priest, Graham. 2000. Logic: A Very Short Introduction. New
York: Oxford University Press.
"This book is an Introduction to logic, as contemporary
logicians now understand the subject. It does not attempt to be
a textbook, however.
There are numerous such books currently available. The point
of this one is to explore the roots of logic, which sink deep into
philosophy.
Some formal logic will be explained along the way.
In each of the main chapters, I start by taking up some
particular philosophical problem or logical puzzle. I then
explain one approach to it. Often this is a fairly standard one;
but in some of the areas there is no standard answer: logicians
still disagree. In such cases, I have just chosen one that is
interesting. Nearly all the approaches, whether standard or not,
may be challenged. I finish each chapter with some problems
for the approach that I have explained. Sometimes these
problems are standard; sometimes they are not. Sometimes
they may have easy answers; sometimes they may not. The aim
is to challenge you to figure out what you make of the matter.
Modern logic is a highly mathematical subject. I have tried to
write the material in such a way as to avoid nearly all
mathematics. The most that is required is a little high-school
algebra in the last few chapters. It is true that you will need the
determination to master some symbolism that may be new to
you; but this is a lot less than is required to have a basic grasp
of any new language. And the perspicuity that the symbolism
gives to difficult questions makes any trouble one may have in
mastering it well worth it. One warning, though: reading a book
on logic or philosophy is not like reading a novel. There will be
times when you will have to read slowly and carefully.
Sometimes you may have to stop and think about things; and
you should be prepared to go back and reread a paragraph if
necessary.
The final chapter of the book is on the development of logic. In
this, I have tried to put some of the issues that the book deals
with in an historical perspective, to show that logic is a living
subject, which has always evolved, and which will continue to
do so. The chapter also contains suggestions for further
reading.
There are two appendices. The first contains a glossary of terms
and symbols. You may consult this if you forget the meaning of
a word or symbol. The second appendix contains a question
relevant to each chapter, with which you can test your
understanding of its main ideas." (from the Preface).
2. Hurley, Patrick J. 2008. A Concise Introduction to Logic.
Belmont: Thomson / Wadsworth.
Tenth revised edition (First edition 1982).
Brief Contents: Part I. Informal Logic. 1. Basic Concepts 1; 2.
Language: Meaning and Definition 74; 3. Informal Fallacies
113; Part II. Formal Logic. 4. Categorical Propositions 189; 5.
Categorical Syllogisms 244; 6. Propositional Logic 290; 7.
Natural Deduction in Propositional Logic 350; 8. Predicate
Logic 406; Part II. Inductive Logic. 9. Analogy and Legal and
Moral Reasoning 468; 10. Causality and Mill's Methods 487; 11.
Probability 510; 12. Statistical Reasoning 526; 13.
Hypothetical/Scientific Reasoning 546; 14. Science and
Superstition 568; Appendix Logic and Graduate-Level
Admissions tests 595; Answers to selected Exercises 605;
Glossary/index 672.
"The most immediate benefit derived from the study of logic is
the skill needed to construct sound arguments of one's own and
to evaluate the arguments of others. In accomplishing this goal,
logic instills a sensitivity for the formal component in language,
a thorough command of which is indispensable to clear,
effective, and meaningful communication. On a broader scale,
by focusing attention on the requirement for reasons or
evidence to support our views, logic provides a fundamental
defense against the prejudiced and uncivilized attitudes that
threaten the foundations of our democratic society. Finally,
through its attention to inconsistency as a fatal flaw in any
theory or point of view, logic proves a useful device in
disclosing ill-conceived policies in the political sphere and,
ultimately, in distinguishing the rational from the irrational,
the sane from the insane.
To realize the benefits offered by the study of logic, one must
thoroughly understand the central concepts of the subject and
be able to apply them in actual situations. To promote the
achievement of these goals, this text presents the central
concepts of logic clearly and simply. Examples arc used
extensively, key terms are introduced in boldface type and
defined in the glossary/index, and major points are illustrated
in graphic boxes. Furthermore, to ensure sufficient practice in
applying the basic principles, the book includes over 2,000
exercises selected to illustrate the main points and guard
against the most typical mistakes. In most cases, every third
exercise is answered in the back of the book.
New to This Edition.
In this Tenth Edition, the coverage of Inductive Logic in Part
III has been broken up into six separate chapters to allow for
greater flexibility in using the text in class. This change also
facilitates customization through our Custom program, which
lets you select course materials to create an affordable text that
matches your syllabus.
Also new in this edition, thirteen pages devoted to "Eminent
Logicians" highlight the contributions of key logicians in
history. The inclusion of these features should help to
humanize logic and make it more interesting by connecting it
with historical figures who devoted much of their lives to
advancing the science of logic.
A new method for testing sorites has been introduced into
Section 5.7. This method, which resembles the rules method for
syllogisms, is often simpler to apply because it does not require
that intermediate conclusions be drawn.
In Section 8.6 the restriction on universal generalization for
arguments involving relational predicates and overlapping
quantifiers has been replaced by a slightly stricter version. To
my considerable surprise, a very good logician came up with an
invalid argument that got past the earlier formulation of this
restriction.
Also, in Chapter 14 (formerly Section 9.6) more treatment is
accorded Ockham's razor in connection with explanations.
The "Logic and Graduate-Level Admissions Tests" appendix,
which draws a connection between logic and earning a good
score on tests such as the LSAT, GMAT, and MCAT, has been
completely rewritten and expanded, paying greater attention to
logical strategies." (pp. XVII-XVIII).
3. Govier, Trudy. 2010. A Practical Study of Argument. Belmont:
Wadsworth.
Seventh revised edition (First edition 1985).
Contents: Preface X-XIII; 1. What Is an Argument? (And What
Is Not) 1; 2. Pinning Down Argument Structure 22; 3. Looking
at Language 57; 4. Good Arguments: An Introduction 87; 5.
Premises: What to Accept and Why 116; 6. Working on
Relevance 148; 7. Deductive Arguments: Categorical Logic 178;
8. 8. Deductive Arguments: Propositional Logic 216; 9. An
Introduction to Inductive Arguments 255; 10. Causal Inductive
Arguments 286; 11. Analogies: Reasoning from Case to Case
318; 12. Conductive Arguments and Counter-considerations
352; Appendix: Summary of Fallacies 378; Answers to Selected
Exercises 386; Index 414.
"This book is written for all those interested in arguments and
arguing-and especially for students enrolled in courses
designed to improve their critical thinking abilities. My goal in
this work is to present enough theory to explain why certain
kinds of argument are good or bad and enough illustrations and
examples to show how that theory can be applied.
The book includes lively illustrations from contemporary
debates and issues and ample student exercises. Responses to
some exercises are provided within the book, while the
remainder are answered in a manual available to instructors. A
central new feature of the seventh edition is that for most of the
exercises in the text, on-line supplementations are available.
These developments have been made possible by the sustained
and energetic efforts of Dr. Jim Freeman of Hunter College,
New York. The on-line material includes fill-in-the-blank, true-
false, and multiple choice examples; all are machine gradable.
Students get immediate feedback on whether their answers are
correct, and instructors get reports of the percentage of correct
examples the students completed, for each exercise assigned.
I present an integrated treatment of cogent argument and
fallacies and of formal and informal strategics for analysis and
evaluation. In addition to the highly significant feature of Dr.
Freeman's exercise material, this seventh edition includes
updated examples; a reordering of some early material on
language, clarity and argument; compression of exposition at
some points; and a strengthened discussion of inductive
reasoning. In recognition of students' increased used of
Internet materials for personal and academic research, relevant
pointers on evaluating information from the Internet are
included.
My interest in the theory and practice of argument stems from
an occasion many years ago when I was asked to review a
manuscript on informal Slacks. At the time, I was teaching an
elementary course on banal logic to a large group of students
who were not too keen on the subject. The greater practicality
of the informal logic and the lively interest of the examples in
that manuscript led to my own fascination with practical
argumentation. I began to study texts in that field and
developed my own course on practical reasoning. From that
work, this text was generated. Along with many other people, I
have done further research on the philosophy of argument
since that time, and I have tried to take account of new
developments here. Some themes relatively unexplored in the
field of argument analysis when this book was first written
remain of great interest to theorists today. The topics of
conductive argument and analogical arguments are two
examples.
This book combines a detailed nonformal treatment of good
and bad arguments with a solid treatment of two central areas
of formal logic: categorical logic and propositional logic. In
addition to the interpretation and evaluation of arguments, the
book also explores issues relevant to their construction. The
first edition, written between 1982 and 1984, was novel in its
combination of discussions of cogent and fallacious arguments,
its synthesis of informal and formal approaches, and its
sustained effort to present a coherent general theory of
argument. Since the early 1980s other authors have adopted a
similar approach; thus the combination of topics is less unusual
than it was previously. The second edition of this text was
written in 1986, the third in 1990, the fourth in 1995, the fifth
in 1999, and the sixth in 2003. This current edition, the
seventh, was prepared in the summer of 2008.
The importance of cogent argumentation is a persistent theme
in this work. The types of arguments treated in this book are
integral to the development of many areas including law;
philosophy; physical, biological, and social science; literature;
and history." (pp. X-XI).
4. Gensler, Harry J. 2010. Introduction to Logic. New York:
Routledge.
Second revised edition (First edition 2002).
Contents: Preface IX-X; 1. Introduction 1; Part One: Syllogistic,
Informal, and Inductive Logic. 2. Syllogistic Logic 7; 3.
Meaning and definitions 34; 4. Fallacies and Argumentation
55; 5. Inductive Reasoning 80; Part Two: Classical Symbolic
Logic 6. Basic Propositional Logic 118; 7. Propositional Proofs
153; 8. Basic Quantificational Logic 182; 9. Relations and
Identity 205; Part Three: Advanced Symbolic Systems. 10.
Basic Modal Logic 228: 11. Further Modal Systems 248; 12.
Deontic and Imperative Systems 267: 13. Belief Logic 290; 14. A
Formalized Ethical Theory 313: Part Four: Further Vistas. 15.
Metalogic 336; 16 History of Logic 351; 17. Deviant Logics 363;
18. Philosophy of Logics 373; Appendix: For Further Reading
383; Answers to Selected Problems 384; index 415.
"This is a comprehensive Introduction to Logic. It covers:
syllogisms;
informal aspects of reasoning (like meaning and fallacies);
inductive reasoning;
propositional and quantificational logic;
modal, deontic, and belief logic;
the formalization of an ethical theory about the golden rule;
and metalogic, history of logic, deviant logic, and philosophy of
logic.
Because of its broad scope, this book can be used for basic logic
courses (where teachers can choose from a variety of topics) or
more advanced ones (including graduate courses). The teacher
manual and the end of Chapter 1 both talk about which
chapters are suitable for which type of course.
The first Routledge edition came out in 2002. Key features
included: (a) clear, direct, concise writing; (b) interesting
examples and arguments, often from everyday life or great
philosophers; (c) simpler ways to test arguments, including the
star test for syllogisms and an easier way to do proofs and
refutations; (d) wide scope of materials (likely the widest of any
logic text); (e) suitability for self-study and preparation for tests
like the LAST; (f) reasonable price (a third of the cost of some
competitors); and (g) the companion LogiCola instructional
program (which randomly generates problems, gives feedback
on answers, provides help and explanations, and records
progress). I'm happy with how the first edition has been
received, often with lavish praise.
I have made many improvements to this second edition. I have
arranged the chapters in a more logical way; so they now go,
roughly, from easier to harder material. I added new chapters
on history of logic, deviant logic, and philosophy of logic; so the
book is even broader in scope than before. I beefed up informal
fallacies, added inference to the best explanation, and corrected
some typos. I overhauled three difficult sections: on relational
translations, belief-logic proofs, and completeness. I did much
tweaking of explanations (for example, see the sections on the
star test, Venn diagrams, and proofs). I tweaked some
exercises. I added an appendix on suggested further readings. I
added a real index (previously there was only an index of
names); so now it's easier to research a topic. And I added a
convenient list of rules to the inside covers." (pp. IX-X).
5. Guttenplan, Samuel. 1997. The Languages of Logic. An
Introduction to Formal Logic. Malden: Blackwell.
Second edition (First edition 1986).
6. Kelley, David. 1998. The Art of Reasoning. New York: W. W.
Norton.
Third revised edition (first edition 1988; second expanded
edition 1994).
7. Smullyan, Raymond. 1968. First-Order Logic. New York:
Springer-Verlag.
Reprinted New York, Dover, 1995.
8. McCulloch, Gregory. 1989. The Game of the Name. Introducing
Logic, Language, and Mind. Oxford: Clarendon Press.
9. Kalish, Donald, Montague, Richard, and Mar, Gary. 1980.
Logic. Techniques of Formal Reasoning. New York: Hartcourt
Brace.
First edition 1964; Second revised edition 1980; from 1992
distributed by Oxford University Press.
Contents: Chapter I. 'NOT' and 'IF' p. 1; Chapter II. 'AND', 'OR',
'IF AND ONLY IF' p. 50; Chapter III: 'ALL' and 'SOME' p. 117;
Chpater IV. 'ALL' and 'SOME' continued p. 201; Chapter V. 'IS'
(in one sense) p. 263; Chapter VI. 'THE' 306; Chapter VII.
Additional derivational procedures p. 346; Chapter VIII. 'THE'
again: A Russellian theory of descriptions p. 392; Chapter IX.
Automatic procedures p. 411; Chapter X. Definitions: formal
theories p. 438; Chapter XI. Variable-bindings operators p.
475; Bibliography p. 509; Index of proper names p. 515; Index
of subjects p. 517.
"This edition, like the preceding one, is an Introduction to logic,
requiring no prior knowledge of philosophy or mathematics. It
does not aim at communicating or justifying results about
logical systems but instead at imparting a skill-the ability to
recognize and construct correct deductions and refutations.
Metamathematical results are sometimes mentioned, but only
incidentally and as an aid to understanding.
The subjects treated are the same as in the first edition; they
are the sentential calculus, the quantifier calculus, the identity
calculus, the description calculus, some automatic proof
procedures, and a detailed development of a familiar
mathematical theory. The treatment of the latter two subjects
remains unchanged, except for the placement of the chapter on
automatic procedures. In the present edition, as in the earlier
one, the four systems of logic are developed by the simple and
intuitive techniques of natural deduction; but here the
development is continuous and initially unsupplemented.
(...)
Symbolic rather than English arguments are the central subject
matter of our text, as its title suggests. But here as in the earlier
edition arguments of English play a motivating role. We say
that an English argument is valid (in a particular branch of
logic) if and only if it has (within that branch) a valid
symbolization. In the earlier edition, in sections titled
'Paradoxical inferences', some intuitively invalid English
arguments that appear to have valid symbolizations were
considered. Then it was claimed that these English arguments
cannot be symbolized and hence do not constitute fallacies, for
their symbolizations are blocked by subtle restrictions imposed
on the notion of a scheme of abbreviation. This attempt to
preserve the adequacy of the characterization of validity of
English arguments was a step beyond that taken by most, if not
all, Introductions to classical logic. And it was the point of
departure for the profound investigations of the structure of
ordinary language by our late colleague Professor Richard
Montague (see Montague Formal philosophy: selected papers
by Richard Montague, edited and with an Introduction by R.
H. Thomason, New Haven and London, 1974 and Barbara H.
Partee (editor), Montague grammar, New York, 1976)." (from
the preface to the Second Edition).
10. Hintikka, Jaakko, and Bachman, James. 1991. What If...?
Toward Excellence in Reasoning. London: Mayfield.
Contents: Preface XI-XIV; Part One: Introduction to the
interrogative model of reasoning p. 1; 1. Inquiry as inquiry p. 3;
2. Interrogative games: the structure of the reasoning process
p. 29; 3. Interrogative argument analysis p. 48; 4. Argument
construction and argumentative essays p. 68; Part Two: Logical
inference in detail p. 81; 5. Deductive logic and its role in
reasoning p. 83; 6. Representing statements p. 101; 7.
Statement logic and the table method p. 117; 8. Complex
conclusions in statement logic p. 134; 9. Statement logic in
everyday English p. 144; Part Three: Interrogative moves in
detail p. 159; 11. Three further aspects of interrogative moves p.
183; 12. Strategies for reasoning with uncertain answers p. 207;
13. Strategies for evaluating oracles p. 220; Part Four:
Advanced topics in interrogative reasoning p. 235; 15. First-
order predicate logic in English p. 267; 16. Presuppositions of
"Wh-" questions p. 277; 17. Advanced strategies in reasoning p.
285; 18. Strategic parallels between deduction and
interrogation p. 306; 19. Models of scientific reasoning p. 323;
20. Definition and identification p. 334; Conclusion: p. 359; 21.
Argument analysis and evaluation p. 361; Appendixes, Glossary
and Index. Appendix A: Argument sketches for exercises in
argument analysis, construction, and evaluation p. 375;
Appendix B: Recreational questioning games p. 407; Appendix
C: Puzzles, problems and mistakes in inquiry p. 411; Glossary p.
429; Clues and solutions for selected exercises p. 437; Index p.
460-465.
"Many college and university courses aim at improving
students' reasoning. The recorded history of recommendations
for achieving this goal stretches back to Aristotle. We venture
adding to this history because for several years Jaakko Hintikka
and various associates have been developing a comprehensive
theory for understanding the nature of reasoning that sheds
new light on how students may be encouraged and enabled to
achieve creatively disciplined reasoning skills. This theory, the
interrogative approach to inquiry, makes it possible to integrate
deductive logic and informal reasoning into a unified whole. Its
core is what is known as the interrogative model of reasoning.
The interrogative model, which is used consistently throughout
the book, offers a uniform framework for studying and teaching
both formal logic and argumentation theory, including the
analysis, evaluation, and construction of arguments in ordinary
English. As in the old Socratic method, reasoning is cast in the
form of a sequence of questions and answers, interspersed with
logical (i.e., deductive) inferences.
The interrogative model distinguishes definitory rules, which
are concerned with reasoning correctly, from strategic rules,
which tell how to reason effectively. The former define what is
admissible in reasoning, while the latter show students how to
make creative use of what is allowed by the definitory rules.
Strategic rules thus serve as signposts on the way to excellence
in reasoning. By stressing strategic rules this text stays focused
on the pursuit of excellence in reasoning.
In the interrogative model all inferences are required to be
deductive. This eliminates the problem that an inference might
introduce an element of uncertainty. Thus all inferences are
strictly truth preserving.
The effect is to locate problems with uncertainty in the process
of discovering and gathering information rather than in the
inference process. The interrogative model can then deploy
many different insights to develop strategies for coping with
uncertainty about the information available to the reasoner.
The Instructor's Manual directs interested readers to a
bibliography of the original research on the interrogative
model." (from the Preface).
11. Sommers, Fred, and Englebretsen, George. 2000. An Invitation
to Formal Reasoning. The Logic of Terms. Aldershot: Ashgate.
Contents: Preface p. X; Chapter 1. Reasoning 1; Chapter 2.
Picturing propositions 25; Chapter 3. The language of logic (I)
p. 49; Chapter 4. The language of logic (II) p. 77; Chapter 5.
Syllogistic 109; Chapter 6. Relational syllogisms p. 139; Chapter
7. Statement logic p. 163; Chapter 8. Modern predicate logic p.
213; Rules, laws and principles p. 253; A note of further reading
p. 259-260.
"It seems to be a fairly widely held belief among contemporary
teachers of logic that one must introduce logic via the
propositional, and then predicate, calculus. In particular, one
would not, even if he or she believed otherwise, properly or
fairly serve novice students by offering them instead something
like syllogistic logic. Nonetheless, we intend to do just that
here: introduce the subject of formal logic by way of a system
that is 'like syllogistic logic'. Our system, like old-fashioned,
traditional syllogistic, is a term logic. Our version of logic
('term-functor logic', TFL) shares with Aristotle's syllogistic the
insight that the logical forms of statements that are involved in
inferences as premises or conclusions can be construed as the
result of connecting pairs of terms by means of a logical copula
(functor). This insight contrasts markedly with that which
informs today's standard formal logic ('modem predicate logic',
MPL). That version of logic is due to the work of the great
nineteenth century innovator in logic, Gottlob Frege. (...) Today
the hegemony of MPL is almost complete. Still, there is a price
to be paid. MPL is indeed powerful, but it is not simple and the
logical forms which it ascribes to statements are remote from
their natural language forms. Traditional formal logic lacked
the scope enjoyed by MPL by not being able to analyze a
number of types of inference. Yet it did at least enjoy the double
advantage of (i) being simple to learn and use and (ii)
construing the logical forms of statements as close to their
natural language forms. Clearly a system of formal logic which
has the power of MPL and the simplicity and naturalness of
traditional logic would provide the best of both logical worlds.
Beginning in the late 1960s Fred Sommers set himself the task
of developing a system of formal logic (viz., TFL) that was
powerful natural and simple. The challenge faced by Sommers
in accomplishing this was threefold. The first was to extend the
power of term logic by incorporating into it the kinds of
inferences beyond the powers of traditional logic. Those
inferences were of three types: inferences involving statements
with relational expressions, inferences involving statements
with singular terms, and inferences involving unanalyzed
statements. The second challenge was to offer a theory of
logical form, or syntax, that was natural in the way that the
syntax of MPL was not. The third challenge was to provide a
symbolic algorithm (a system of symbols along with rules for
manipulating them) much simpler than the one employed by
MPL (viz., 'the first-order predicate calculus with identity').
During the past three decades Sommers has perfected just such
a system of formal logic. TFL is at least as powerful as MPL,
and it is far simpler and more natural." (from the Preface).
Philosophy of Logic and Philosophical Logic
1. Irvine, Andrew D. 1996. "Philosophy of Logic." In Routledge
History of Philosophy. Volume Ix: Philosophy of Science, Logic
and Mathematics in the Twentieth Century, edited by Kearney,
Richard, 9-49. New York: Routledge.
2. Putnam, Hilary. 1971. Philosophy of Logic. New York: Harper &
Row.
3. Quine, Willard van Orman. 1970. Philosophy of Logic.
Harvard: Harvard University Press.
4. Fisher, Jennifer. 2008. On the Philosophy of Logic. Belmont:
Thomson Wadsworth.
5. Haack, Susan. 1978. Philosophy of Logics. Cambridge:
Cambridge University Press.
Contents: Preface XI, Notation and abbreviations XV; 1.
'Philosophy of logics' 1; 2. Validity 11; 3. Sentence connectives
28; 4. Quantifiers 39; 5. Singular terms; 56; 6. Sentences,
statements, propositions 74; 7. Theories of truth 86; 8.
Paradoxes 135; 9. Logic and logics152; 10. Modal logic 170; 11.
Many-valued logic 204; 12. Some metaphysical and
epistemological questions about logic 221; Glossary 243; Advice
on reading 253, Bibliography 255; Index 267.
"My concern, in this book, is with the philosophy, rather than
the history, of logic. But my strategy has been devised with an
eye to the history of the interplay of formal and philosophical
issues which I have just sketched. I begin with a consideration
of some problems raised by the standard logical apparatus - the
interpretation of sentence connectives, sentence letters,
quantifiers, variables, individual constants, the concepts of
validity, truth, logical truth; I turn, from chapter 9 onwards, to
a consideration of the way some of these problems motivate
formal innovations, 'extended' and 'deviant' logics, and to the
ways in which these new formalisms lead, in turn, to a
reevaluation of the philosophical issues; and I conclude, in the
final chapter, with some questions - and rather fewer answers -
about the metaphysical and epistemological status of logic, the
relations between formal and natural languages, and the
relevance of logic to reasoning.
And two recurring themes of the book also reflect this historical
perspective. What seem to me to be the vital philosophical
issues in logic are focussed by consideration (i) of the plurality
of logical systems and (ii) of the ways in which formal calculi
bear on the assessment of informal argument. More
specifically, I shall be urging that, in view of the existence of
alternative logics, prudence demands a reasonably radical
stance on the question of the epistemological status of logic,
and that the interpretation of formal results is a delicate task in
which judicious attention to the purposes of formalisation is
highly desirable.
I have tried to produce a book which will be useful as an
Introduction to the philosophical problems which logic raises,
which will be intelligible to students with a grasp of elementary
formal logic and some acquaintance with philosophical issues,
but no previous knowledge of the philosophy of logic. But I
haven't offered simple answers, or even simple questions; for
the interesting issues in philosophy of logic are complex and
difficult. I have tried instead to begin at the beginning, to
explain technicalities, and to illustrate highly general problems
with specific case studies. To this end I have supplied, for those
new to the subject, a glossary of possibly unfamiliar terms used
in the text, and some advice on finding one's way about the
literature; while, for those anxious to go further, I have
included a generous (but I hope not intimidating)
bibliography." (from the Preface).
6. Grayling, Anthony. 1997. An Introduction to Philosophical
Logic. Oxford: Blackwell.
Third revised edition (First edition 1982; second edition 1990).
Contents: Preface V, 1. Philosophical logic, the philosophy of
logic, philosophy and logic 1; 2. The proposition 12; 3.
Necessity, analiticity, and the a priori 33; 4. Existence,
presuppositions and descriptions 88; 5. Truth: the pragmatic,
coherence and correspondence theories 122; 6. Truth:
semantics, deflation, indefinability and evaluation 147; 7.
Meaning, reference, verification and use 188; 8. Truth,
meaning, realism and anti-realism 234; 9. Realism, anti-
realism, idealism, relativism 285; Bibliography 324; Index 336.
"The topics to be discussed are: the proposition, analyticity,
necessity, existence, identity, truth, meaning and reference.
These, at least, are the topics mentioned in chapter headings. In
fact the list is more extensive, for in the course of these
chapters there are also discussions of possible worlds, realisms
of related sorts, anti-realism, and other questions. It is not
possible to give an overview of philosophical logic without
ranging widely in this way, but it will be clear that because each
topic invites, and indeed commands, whole volumes to itself,
the discussions I give do not pretend to be more than prefaces
to the detailed treatments found in the original literature.
These topics are collected under the unifying label
'philosophical logic' for three principal reasons. It marks their
interrelatedness, for a good understanding of any of them
requires an understanding of the others. It marks their central
importance in all serious philosophical discussion. And it
reflects the influence of developments in logic since the late
nineteenth century, which have afforded an access of power in
dealing with many philosophical problems afresh, not only
because we have become technically better equipped for the
task, but also because developments in logical machinery have
promoted and facilitated a certain methodological style which
has proved extraordinarily fruitful in philosophy. That
methodological style is analysis.
The invention of symbolic calculi would not have impelled
philosophical developments by itself had it not been for the
fact, quickly spotted by Frege and Russell, that they
immediately prompt a range of philosophical questions,
centrally among them questions about the nature of meaning
and truth - which is in short to say, language; and language
vitally interests philosophers because it provides our route to a
philosophical understanding of thought and the world. The
greatest single impetus to current preoccupations with
philosophical logic comes indeed from interest in language, to
understand which we need progress in this area. (pp. 1-2).
7. Hausman, Alan, Kahane, Howard, and Tidman, Paul. 2009.
Logic and Philosophy. A Modern Introduction. Boston:
Wadsworth.
Eleventh edition (First edition 1969).
8. Engel, Pascal. 1992. The Norm of Truth. An Introduction to the
Philosophy of Logic. Toronto: Toronto University Press.
Contents: Acknowledgements VIII; List of logical symbols XII;
Introduction 1;
Part 1. Elementary structures 13
1. Propositions 15; 2. The meaning of propositional connectives
35; 3. Subject and predicate 56; 4. Varieties of quantification
68;
Part 2. Truth and meaning 93
5. Theories of truth 95; 6. Truth, meaning and realism 118;
Part 3. Limits of extensionality 143
7. Modalities, possibles and essences 145; 8. Reference and
propositional attitudes 161; 9. Identity 183; 10. Vagueness 199;
Part 4. The domain of logic 217
11. The province of logic 219; 12. Logical necessity 254; 13.
Logic and rationality 291; Conclusion 321; Notes 324;
Bibliography 356; Glossary-Index 371; Name Index 379.
"This book is an Introduction to the philosophy of logic. But
'philosophy of logic' is an umbrella term which covers a variety
of different questions and styles of enquiry. I do not think that
there is a single, well established, conception of the subject, and
the one offered in this book does not pretend to represent them
all. Although I shall not attempt to give a precise definition, it
will be useful to indicate where my own treatment and choice of
topics differs from other approaches.
By 'logic' I shall mean, in the usual sense, the theory of
inferences that are valid in virtue of their form. It is in general
admitted that this definition applies only to deductive logic,
and that the theory of inductive inferences does not belong to
'formal logic' in the ordinary sense. (...)
Our present use of the term 'philosophical logic' is mostly post-
Fregean and post-Russellian. Frege called 'logic' not only his
own formal system, but also his reflections about the nature of
his formalism and about meaning and truth in general.
Although Frege himself does not use the term 'philosophical
logic', it is clear that these reflections are close to our
contemporary understanding of that term. His insistence on the
fact that 'logic' in the wide sense is concerned with language in
general and should be kept separate from both psychology and
the theory of knowledge justifies Dummett's claim that Frege's
inquiries belong also to the philosophy of language and that
this discipline holds for him the position of a primary
philosophy. Russell proposed explicitly the term philosophical
logic for a general enquiry into the nature of 'logical forms'. By
this he did not mean only a study of the structure of logical
languages, but also of the logical structures of natural
languages, which would have both epistemological and
ontological consequences.'
Our present conceptions of philosophical logic bear strongly
their Fregean and Russellian heritages. Philosophical logic is
taken to be continuous with the philosophy of language, and to
use logic as a tool for the analysis of thought. But there are two
main versions of what philosophical logic is, which differ in the
respective weight or authority that is granted to logical analysis.
One of them assigns precise limits to this authority, and can be
called informal philosophical logic, whereas the other aims at
contorting and extending this authority, and can be called
formal philosophical logic." (from the Introduction).
9. Wolfram, Sybil. 1989. Philosophical Logic. An Introduction.
London: Routledge.
Contents: Preface XIII; 1. Introduction 1. 2. Reference and truth
26; 3. Necessary truth and the analytic-synthetic distinction 80;
4. Aspects of truth 129; 5. Negation 162; 6. Existence and
identity 191; 7. Aspects of meaning 229; Appendix:
Examination questions 252; Bibliography of works referred to
263; Glossary 270; Index 278.
"Logic may be said to be the study of correct and incorrect
reasoning. This includes the study of what makes arguments
consistent or inconsistent, valid or invalid, sound or unsound
(on these terms see 1.2.1). It has two branches, known as
formal (or symbolic) logic and philosophical logic.
One of the branches of logic, formal logic, codifies arguments
and supplies tests of consistency and validity, starting from
axioms, that is, from definitions and rules for assessing the
consistency and validity of arguments.' At the present time
there are two main systems of formal logic, usually known as
the propositional calculus and the predicate calculus. The
propositional calculus concerns relations of what it terms
'propositions' to each other. The predicate calculus codifies
inferences which may be drawn on account of certain features
of the content of 'propositions'.
The other branch of logic, philosophical logic, which is my
concern here, is very much more difficult to delimit and define.
It can be said to study arguments, meaning, truth. Its subject
matter is closely related to that of formal logic but its objects
are different. Rather than setting out to codify valid arguments
and to supply axioms and notations allowing the assessment of
increasingly complex arguments, it examines the bricks and
mortar from which such systems are built. Although it aims,
among other things, to illuminate or sometimes question the
formalization of arguments into systems with axioms which
have been effected, it is not restricted to a study of arguments
which formal logic has codified." (pp. 1-2).
10. Lambert, Karel, and Fraasen, Bas C.van. 1972. Derivation and
Counterexample. An Introduction to Philosophical Logic.
Encino: Dickenson.
"Since there are already many elementary logic texts in
existence, and since logic is taught today at many levels, we
shall explain, first, the specific purposes to which we think this
text is suited, and second, how this text differs from other
similar texts.
In many philosophy departments today a distinction is drawn
between the following topics in undergraduate logic teaching:
(a) general Introduction,
(b) techniques of deductive logic,
(c) metalogic,
(d) philosophical uses of logic.
In addition there are texts and courses devoted to advanced
work in mathematical logic for students wishing to specialize.
We conceive the present text to be usable in the teaching of (b)-
(d), to students who either have had a general Introduction to
logic or who are allowed (and this is frequent enough) to begin
symbolic logic without such an Introduction. Topics that we
would normally expect to have been covered on the
introductory level include the nature of arguments and validity,
the use/mention distinction, the nature of definition, and
perhaps the use of Venn diagrams and truth-tables. A good
example of a book designed especially for this general
introductory level is Wesley Salmon's Logic (Prentice-Hall,
1963).
After the introductory level, the instructor generally has a
choice (or the student is offered a choice) whether to emphasize
the philosophical side or the mathematical side of logic. Here
our text is designed specifically for those whose interest is in
philosophical aspects and uses of logic.
With this aim in mind, we have introduced a number of
innovations into the exposition, but at the same time have
made sure that the standard body of elementary symbolic
logic is covered.
(...)
Our main innovations, however, are in the third part, which
covers the logic of singular terms. Here we extend the language
of classical logic by admitting singular terms, and extend our
rules so as to license inferences involving such terms. The
resulting extensions of classical logic are called free logic and
free description theory. We take care to discuss explicitly the
philosophical basis of such notions as possible worlds, domains
of discourse, existence, reference and description, utilized in
the first three parts, and to compare our approach with
historical precedents. This is done, to some extent, as these
notions are introduced, and also to some extent in Parts Four
and Five.
Although there are today many good treatments of metalogic
available, they are generally aimed at more advanced levels of
instruction. We have aimed to make our presentation of
metalogic more elementary than is usual. First of all, as soon as
the student is able to use deductive techniques, he is also in a
position to prove the admissibility of further deductive rules. By
placing such admissibility proofs in Parts One and Two, a
certain amount of proof theory is taught along with the
deductive techniques. Part Four is devoted to semantics, that is,
to a scrutiny of the adequacy of the logical system developed in
the first three parts. Since the book is aimed specifically at the
philosophy student, we treat only the finite cases; we believe
that in this way the student will be able to master the main
theoretical concepts and methods without the use of
sophisticated mathematical techniques. It must be noted that
here the previous parallel development of the tableau rules
greatly simplifies the presentation.
In Part Five, we discuss the philosophical basis of the logic of
existence and description theory, with special reference to the
question of extensionality. In addition, we discuss the
philosophical uses of free logic in connection with set theory,
intentional dosicourse, thought and perception, modal
concepts, and the concept of truth. The term "philosophical
logic" is used increasingly to designated a specific discipline
(indeed, the newly created Journal of Philosophical Logic will
be entirely devoted to it), and we hope that Part Five will
provide a useful Introduction to some of its main areas of
research." (from the Preface IX-XI).
11. Burgess, John P. 2009. Philosophical Logic. Princeton:
Princeton University Press.
12. Read, Stephen. 1995. Thinking About Logic. An Introduction to
the Philosophy of Logic. New York: Oxford University Press.
Contents: Introduction 1; 1. Truth, pure and simple: language
and the world 5; 2. The power of logic: logical consequence 35;
3. To think but of an If: theories of conditionals 64; 4. The
incredulous stare: possible worlds 96; 5. Plato's beard: on what
there is and what there isn't 121; 6. Well, I'll be hanged! The
semantic paradoxes 148; 7. Bald men forever: the sorites
paradoxes 173; 8. Whose line is it anyway? The constructivist
challenge 203; Select bibliography 241; Glossary 248; Index
253.
"This book is an Introduction to the philosophy of logic. We
often see an area of philosophy marked out as the philosophy of
logic and language; and there are indeed close connections
between logical themes and themes in the analysis of language.
But they are also quite distinct. In the philosophy of language
the focus is on meaning and reference, on what are known as
the semantic connections between language and the world.
In contrast, the central topic of the philosophy of logic is
inference, that is, logical consequence, or what follows correctly
from what. What conclusions may legitimately be inferred from
what sets of premisses? One answer to this question makes play
with the notion of truth-preservation: valid arguments are
those in which truth is preserved, where the truth of the
premisses guarantees the truth of the conclusion. Since truth
itself is arguably the third member of a closely knit trio
comprising meaning, reference, and truth, the connection with
philosophy of language is immediately secured. (...)
It is with these issues of truth and correct inference that we are
to engage in this book; and central to that engagement, we will
find, is paradox. Paradox is the philosophers' enchantment,
their fetish. It fascinates them, as a light does a moth. But at the
same time, it cannot be endured. Every force available must be
brought to bear to remove it. The philosopher is the shaman,
whose task is to save us and rid us of the evil demon.
Paradox can arise in many places, but here we concentrate on
two in particular, one set united by semantic issues, the other
by a fuzziness inherent in certain concepts. In both cases the
puzzle arises because natural, simple, and what seem clearly
reasonable assumptions lead one very quickly to contradiction,
confusion, and embarrassment. There is something awful and
fascinating about their transparency, there is an enjoyment in
surveying their variety, the rich diversity of examples.
But their real philosophical value lies in the purging of the
unfounded and uncritical assumptions which led to them. They
demand resolution, and in their resolution we learn more about
the nature of truth, the nature of consequence, and the nature
of reality, than any extended survey of basic principles can give.
Only when those seemingly innocent principles meet the
challenge of paradox and come under a gaze tutored by
realization of what will follow, do we really see the troubles that
lie latent within them.
We start, therefore, at the heart of philosophy of logic, with the
concept of truth, examining those basic principles which seem
compelling in how language measures up to the world. But I
eschew a simple catalogue of positions held by the great and the
good. That could be very dull, and perhaps not really instructive
either. Rather, I try to weave a narrative, to show how natural
conceptions arise, how they may be articulated, and how they
can come unstuck. I hope that the puzzles themselves will
capture the readers' imaginations, and tempt them onwards to
further, more detailed reading, as indicated in the summary to
each chapter. The idea is to paint a continuous picture of a
network of ideas treated in their own right and in their own
intimate relationships, largely divorced from historical or
technical detail." pp. 1-3 (from the Introduction).
13. Sainsbury, Mark. 2001. Logical Forms. An Introduction to
Philosophical Logic. Oxford: Blackwell.
Second revised edition (First edition 1991).
Contents: Preface to the first edition VI; Preface to the second
edition VII; Introduction 1; 1. Validity 5; 2. Truth functionality
54; 3. Conditionals and probabilities 122; 4. Quantification 153;
5. Necessity 257; 6. The project of formalization 339; Glossary
392; List of symbols 403; Bibliography 406; Index 419.
"This book is an Introduction to philosophical logic. It is
primarily intended for people who have some acquaintance
with deductive methods in elementary formal logic, but who
have yet to study associated philosophical problems. However,
I do not presuppose knowledge of deductive methods, so the
book could be used as a way of embarking on philosophical
logic from scratch.
Russell coined the phrase 'philosophical logic' to describe a
programme in philosophy: that of tackling philosophical
problems by formalizing problematic sentences in what
appeared to Russell to be the language of logic: the formal
language of Principia Mathematica. My use of the term
'philosophical logic' is close to Russell's. Most of this book is
devoted to discussions of problems of formalizing English in
formal logical languages.
I take validity to be the central concept in logic. In the first
chapter I raise the question of why logicians study this property
in connection with artificial languages, which no one speaks,
rather than in connection with some natural language like
English. In chapters 2-5 I indicate some of the possibilities and
problems for formalizing English in three artificial logical
languages: that of propositional logic (chapter 2), of first order
quantificational logic (chapter 4) and of modal logic (chapter
5). The final chapter takes up the purely philosophical
discussion, and, using what has been learned on the way,
addresses such questions as whether there was any point in
those efforts at formalizing, what can be meant by the logical
form of an English sentence, what is the domain of logic, and
what is a logical constant.
In this approach, one inevitably encounters not only questions
in the philosophy of logic, but also questions in the philosophy
of language, as when one considers how best to formalize
English sentences containing empty names, or definite
descriptions, or adverbs, or verbs of propositional attitude."
(pp. 1-2).
14. Englebretsen, George, and Sayward, Charles. 2011.
Philosophical Logic. An Introduction to Advanced Topics. New
York: Continuum.
Contents: List of Symbols X; 1. Introduction 1; 2. Sentential
Logic 13; 3. Quantificational Logic 52; 4. Sententia Modal Logic
74; 5. Quantification and Modality 93; 6. Set Theory 103; 7.
Incompleteness 130; 8. An Introduction to Term Logic 139; 9.
The Elements of a Modal term Logic 166; References 176;
Rules, Axioms, and Principles 177; Glossary 184; Index 195-198.
"Post-Fregean mathematical logic began with a concern for
foundational issues in mathematics. However, by the 1930s
philosophers had not only contributed to the building and
refinement of various formal systems, but they had also begun
an exploitation of them for primarily philosophical ends. While
many schools of philosophy today eschew any kind of technical,
logical work, an ability to use (or at least a familiarity with) the
tools provided by formal logic systems is still taken as essential
by most of those who consider themselves analytic
philosophers. Moreover, recent years have witnessed a growing
interest in formal logic among philosophers who stand on
friendly terms with computer theory, cognitive psychology,
game theory, linguistics, economics, law, and so on. At the
same time, techniques developed in formal logic continue to
shed light on both traditional and contemporary issues in
epistemology, metaphysics, philosophy of mind, philosophy of
science, philosophy of language, and so forth.
In what follows, students who have already learned something
of classical mathematical logic are introduced to some other
ways of doing formal logic: classical logic rests on the concepts
of truth and falsity, whereas constructivists logic accounts for
inference in terms of defense and refutation; classical logic
usually makes use of a semantic theory based on models,
whereas the alternative introduced here is based on the idea of
truth sets; classical logic tends to interpret quantification
objectually, whereas this alternative allows for a substitutional
interpretation of quantifiers. As well, a radically different
approach, fundamentally different from any version of
mathematical logic, is also introduced. It is one that harkens
back to the earliest stages in the history of formal logic but is
equipped with the resources demanded of any formal logic
today." (pp. 1-2).
Advanced Readings
1. Sher, Gila. 1991. The Bounds of Logic. A Generalized
Viewpoint. Cambridge: MIT Press.
2. Sider, Theodore. 2010. Logic for Philosophy. New York: Oxford
University Press.
3. Mason, Richard. 2000. Before Logic. Albany: State University
of New York Press.
4. Hanna, Robert. 2006. Rationality and Logic. Cambridge: MIT
Press.
5. Gibson, Martha I. 2004. From Naming to Saying. The Unity of
the Proposition. Malden: Blackwell.
6. McGinn, Colin. 2000. Logical Properties. Identity, Existence,
Predication, Necessity, Truth. Oxford: Clarendon Press.
7. Malatesta, Michele. 1997. The Primary Logic. Instruments for
a Dialogue between the Two Cultures. Leominster: Gracewing.
Contents: Foreword 13; Chapter I. Philosophy of language and
elements of semiotics 15; Chapter II. Elements of metalogic 31;
Chapter III. From formal logic to symbolic logic 51; Chapter IV.
Sentence logic or the logic of sentences. Truth tables 75;
Chapter V. Symbolic languages 103; Chapter Vi. Well-formed
and badly formed formulae evaluation 121; Chapter VII.
Tautologies, schemes and rules of inference 139; Chapter VIII.
Polyadic connectives 165; Bibliography 191-204.
"In our day there are excellent Introductions and first-class
manuals, compendia and treatises on mathematical logic, or
symbolic logic, or logistic, as it should be called with greater
precision.
The present work differs from more widely diffused and better-
known ones because of the generous space devoted to the
philosophical problems of language. Without an adequate
understanding of these problems, there is a risk of losing sight
of the value - and at the same time of the utility - of a technique
which, far from being an end in itself, has proved to be an
irreplaceable instrument for approaching the most difficult
philosophical questions. Anyone who follows any review of
analytical philosophy or indeed of philosophical logic, will be
well aware of this. For an initial orientation in the use of
logistical proceedings in extra-mathematical contexts, the
reader should refer to the excellent volumes: Logico-
philosophical Studies edited by Albert Menne - Reidel,
Dordrecht 1962 - and Intentionality, Mind and Language
edited by Ausonio Marras - University of Illinois Press, Urbana,
Chicago, London 1972 -where it is possible to see, de facto, how
the Platonists, empiricists, conventionalists, nominalists,
phenomenists, phenomenologists and neo-Scholastics all meet
around the same problems and use the same rigorous
instruments.
A second point in which the present work differs from others is
that it introduces the reader not only to standard symbology
and those of the Principia Mathematica and of Hilbert, but
also to the symbology of Jan Lukasiewicz, thus putting the
student in a position to tackle the reading of basic texts such as
those of Prior, or the Polish logicians on dialectics - texts which
are absolutely unintelligible to those who have not mastered
symbolic language, at first sight so strange and far removed, in
terms of grammatical rules, from natural languages.
A third and final point in which the present work differs from
others is in its rich documentation of logical sources, both
ancient and mediaeval. Problems which seem to have been
conceived in the 1970s to 1990s are found to have existed
already in the time of the ancients, or the men of mediaeval
times. The constant reference to the past not only constitutes
an indirect contribution to the history of logic, and hence to the
history of philosophy and culture in general, of which logic is an
essential part, but it also allows us to understand humanity
better today. From the comparison between the men of
yesterday and those of today, we can better understand the men
of all times, provided that the problems are not flattened out
and points of view are not superimposed or perspectives
confused."(from the Foreword).
8. Davies, Martin. 1981. Meaning, Quantification, Necessity:
Themes in Philosophical Logic. London: Routledge.
9. Rescher, Nicholas. 1969. Topics in Philosophical Logic.
Dordrecht: Reidel.
Dictionaries of Logic
1. Detlefsen, Michael, McCarty, David Charles, and Bacon, John
B., eds. 1999. Logic from a to Z. New York: Routledge.
Routledge Encyclopedia of Philosophy Glossary of Logical and
Mathematical Terms.
2. Williamson, Jon, and Russo, Federica, eds. 2010. Key Terms in
Logic. New York: Continuum.
"This volume sets out to provide a reference for students
starting out in philosophy, as well as those in other disciplines -
such as computing, mathematics, psychology and law - in
which logic features prominently.
Logic can be thought of in a variety of ways. It is sometimes
viewed as the study of consistency, concerned with asking when
statements are consistent and when they are inconsistent. But
logic is more often conceived of as the study of consequence -
what follows from what. Thus deductive logic studies valid
consequence (situations in which the truth of the premisses of
an argument forces the truth of its conclusion) while inductive
logic studies plausible or probable consequence (situations in
which the premisses render the conclusion more probable or
sufficiently probable). Important goals of logic include
characterizing interesting consequence relationships (e.g.,
deductive consequence, inductive consequence) and providing
practical methods for answering questions about these
consequence relationships (e.g., truth tables, semantic trees
and proof are three ways of determining whether a conclusion
follows from given premisses in deductive logic).
Logic is sometimes held to be the theory of reasoning. While it
certainly leaches us a lot about how we can and ought to
reason, logics are occasionally applied to tasks that do not
obviously concern reasoning, such as to the modelling of
hardware in computer science, and so some philosophers view
logic and reasoning as somewhat different. Logic is often also
distinguished from decision-making: logic is thought to be
about theoretical relationships between statements while
decision-making is apparently guided by pragmatic
considerations such as the utilities or values attached to
actions. On the other hand, logics (in particular inductive
logics) are sometimes justified by appealing to pragmatic goals
such as the goal of minimizing loss and it is clear that the
relationship between logic and decision-making is rather
subtle.
There is no need to decide these subtle questions in order to
study and enjoy logic -- at the very least, logic studies
consequence and this is enough to make logic crucial to
philosophy and to other disciplines concerned with cogent
argument. But bewildering terminology can delay the study and
enjoyment of logic; it is hoped that this volume will help the
reader to understand some of the key jargon. The volume is
organized in three parts: Key Terms, Key Thinkers and Key
Texts (divided into Textbooks and Classics). Entries are
arranged alphabetically in each part and a list of symbols used
in the book is in the front of the volume.
The volume is a collaborative effort, with entries provided by a
multitude of authors. Each entry is initialled and the authors
are listed in the front of the volume." (pp. 1-2).
3. Cook, Roy T. 2009. A Dictionary of Philosophical Logic.
Edinburgh: Edinburgh University Press.
4. Feys, Robert, and Fitch, Frederic Brenton. 1969. Dictionary of
Symbols of Mathematical Logic. Dordrecht: North-Holland.
5. Marciszewski, Witold, ed. 1981. Dictionary of Logic as Applied
in the Study of Language: Concepts, Methods, Theories. The
Hague: Martinus Nijhoff.
6. Gensler, Harry J. 2006. Historical Dictionary of Logic.
Lanham: Scarecow Press.
7. Gabbay, Dov M., and Woods, John, eds. 2009. The
International Directory of Logicians. Who's Who in Logic.
London: Kind's College Publications.
Collections of Essays
1. Heijenoort, Jean van, ed. 1967. From Frege to Gödel. A Source
Book in Mathematical Logic, 1879-1931. Cambridge: Harvard
University Press.
2. Strawson, Peter Frederick. 1967. Philosophical Logic. New
York: Oxford University Press.
Contents: Introduction 1; 1. The thought: a logical inquiry by
Gottlob Frege 17; 2. Meaning by H. P. Grice 59; 3. Truth by
Michael Dummett 49; 4. Singular terms and predication by P.
F. Strawson 69; 5. Proper names by John R. Searle 89; 6. Is
existence a predicate? (1) by D. F. Pears 97 (2) by James
Thomson 103; 7. The a priori and the analytic by Anthony
Quinton 107; 8. The meaning of logical connectives (1) The
runabout inference ticket by A. N. Prior 129 (2) Tonk, plonk
and plink by Nuel D. Belnap 132; 9. Types and ontology by Fred
Sommers 138; Notes on the contributors 170; Bibliography 171;
Index of names 176.
"Wittgenstein, in the Tractatus [5.49] , seems to suggest that
the whole of formal logic-or at least the calculus of truth-
functions and the predicate-calculus-is really implicit in the
single idea of a proposition in general, that it could in principle
be excogitated by pure reflection on this idea alone.'
Wittgenstein's suggestion does not itself belong to formal logic.
It belongs to philosophical logic. For it is, or may be, the
beginning of an answer to some typical questions asked in
philosophical logic: viz., What is really distinctive of the forms
and constants of logic? or, What general elucidatory account
can be given of the notion of a logical particle?
Each of the notions so far introduced forms the topic of a
similar question asked in philosophical logic. What, exactly, is a
proposition? What is meant by saying that a proposition is
true? What, in general, is the nature of that relation which
holds between propositions when one follows from, or is
deducible from, another? The attempt to find satisfying
answers to these questions forces the philosopher to ask many
others, about the nature and functioning of language and of
linguistic expressions of many types. For propositions cannot
be a subject of study unless they are expressed; and formal logic
would have none but a purely mathematical interest unless it
were related to actual discourse. So many questions concerning
modes of actual discourse, the theory of meaning, the nature
and conditions of linguistic communication, come within the
scope of the philosophical logician's inquiries." (from the
Introduction).
3. Philosophical Logic. 1967. The Hague: Martinus Nijhoff.
Tulane Studies in Philosophy. Vol. XVI.
4. Davis, J.W., Hockney, D.J., and Wilson, W.K., eds. 1969.
Philosophical Logic. Dordrecht: Reidel.
5. Lambert, Karel, ed. 1970. Philosophical Problems in Logic.
Some Recent Developments. Dordrecht: Reidel.
6. Körner, Stephan, ed. 1976. Philosophy of Logic. Papers and
Discussions. Berkely: University of California Press.
7. Copi, Irving, and Gould, James, eds. 1978. Contemporary
Philosophical Logic. New York: St. Martin's Press.
8. Agazzi, Evandro, ed. 1981. Modern Logic. A Survey. Dordrecht:
Reidel.
Historical, Philosophical, and Mathematical Aspects of Modern
Logic and its Applications.
9. Hughes, R.I.G., ed. 1993. A Philosophical Companion to First-
Order Logic. Indianapolis: Hackett.
10. Wolenski, Jan, ed. 1993. Philosophical Logic in Poland.
Dordrecht: Reidel.
11. Smiley, Timothy John, ed. 1998. Philosophical Logic. Oxford:
Oxford University Press for the British Academy.
12. Goble, Lou, ed. 2001. The Blackwell Guide to Philosophical
Logic. Oxford: Blackwell.
Contents: List of contributors VII; Preface IX; Introduction:
Lou Goble 1; 1. Classical logic I - First-order logic: Wilfrid
Hodges 9; 2. Classical logic II - Higher-order logic: Stewart
Shapiro 33; 3. Set theory: John P. Burgess 55; 4. Gödel's
incompleteness theorems: Raymond Smullyan 72; 5. Truth Anil
Gupta; 6. Logical consequence: Patricia A. Blanchette 115; 7.
Modal logic: M. J. Cresswell 136; 8. Deontic logic: Risto
Hilpinen 159; 9. Epistemic logic: J.-J. Ch. Meyer 183; 10.
Temporal logic: Yde Venema 203; 11. Intuitionistic logic: Dirk
Van Dalen 224; 12. Free logics: Karel Lambert 258; 13.
Relevant logics: Edwin D. Mares and Robert K. Meyer 280; 14.
Many valued logics: Grzegorz Malinowski 309; 15.
Nonmonotonic logic: John F. Horty 336; 16. Probability, logic,
and probability logic: Alan Hájek 362; 17. Conditionals:
Dorothy Edgington 385; 18. Negation: Heinrich Wansing 415;
19. Quantifiers: Dag Westertähl 437; 20. Logic and natural
language: Alice ter Meulen 461; Index 484.
"What is philosophical logic? Philosophical logic is philosophy
that is logic, and logic that is philosophy. It is where philosophy
and logic come together and become one. Philosophical logic is
not a special kind of logic, some species distinct from
mathematical logic, symbolic logic, formal logic, informal logic,
modern logic, ancient logic, or logic with any other familiar
modifier. There is only logic. Logic is the theory of consequence
relations, of valid inferences. As such, it can be investigated and
presented in many ways, although the mathematical methods
of modern formal or symbolic logic have proved extraordinarily
fruitful.
Within logic so construed, there are still, of course, many
different sorts - as witnessed by the variety of chapters of this
volume. Philosophical logic comprises the sorts of logic that
hold greatest interest for philosophers. Philosophical logic
develops formal systems and structures to be applied to the
analysis of concepts and arguments that are central to
philosophical inquiry. So, for example, such traditional
philosophical concepts as necessity, knowledge, obligation,
time and existence, not to mention reasoning itself, are usefully
investigated through modal logic, epistemic logic, deontic logic,
temporal logic, free logic, probability logic, nonmonotonic
logic, etc. Similarly, logical investigation has contributed
immeasurably to our understanding of the structure of
language, including the languages of our normal use as well as
the formal languages of logic itself, and this resounds
throughout philosophy. By the same token, many of the
developments within philosophical logic have been motivated
by broad philosophical concerns. Intuitionistic logic reflects a
particular perspective on the nature of judgment and truth.
Many-valued logic grew out of Lukasiewicz's effort to construct
a logic that could avoid the conclusions of fatalism or
determinism. Other developments within philosophical logic
were driven by philosophical concern regarding logic itself.
Relevant logic sprang from a critique of the classical
consequence relation; so did free logic." (from the
Introduction).
13. Jacquette, Dale, ed. 2002. A Companion to Philosophical
Logic. Oxford: Blackwell.
Preface; Acknowledgments; List of Contributors;
Introduction: Logic, philosophy, and philosophical logic: Dale
Jacquette
Part I: Historical development of logic.
1. Ancient Greek philosophical logic: Robin Smith; 2. History of
logic: medieval: B.G. Sundholm and E.P. Bos; 3. The rise of
modern logic: Rolf George and James Van Evra;
Part II: Symbolic logic and ordinary language
4. Language, logic, and form: Kent Bach; 5. Puzzles about
intensionality: Nathan Salmon; 6. Symbolic logic and natural
language: Emma Borg and Ernest Lepore;
Part III: Philosophical dimensions of logical paradoxes
7. Logical paradoxes: James Cargile; 8. Semantical and logical
paradox: Keith Simmons; 9. Philosophical implications of
logical paradoxes: Roy A. Sorensen;
Part IV: Truth and definite description in semantic analysis:
10. Truth, the Liar, and Tarski's semantics: Gila Sher; 11. Truth,
the Liar, and Tarskian truth definition: Greg Ray; 12.
Descriptions and logical form: Gary Ostertag; 13. Russell's
theory of definite descriptions as a paradigm for philosophy:
Gregory Landini;
Part V: Concepts of logical consequence
14. Necessity, meaning, and rationality: the notion of logical
consequence: Stewart Shapiro; 15. Varieties of consequence : B.
G. Sundholm 16. Modality of deductively valid inference : Dale
Jacquette;
Part VI Logic, existence, and ontology
17. Quantifiers, being and canonical notation: Paul Gochet; 18.
From logic to ontology: some problems of predication, negation
and possibility: Herbert Hochberg; 19. Putting language first:
the "liberation" of logic from ontology: Ermanno Bencivenga;
Part VII: Metatheory and the scope and limits of logic
20. Metatheory: Alasdair Urquhart; 21. Metatheory of logics
and the characterization problem: Jan Wolenski; 22. Logic in
finite structures: definability, complexity, and randomness:
Scott Weinstein;
Part VIII: Logical foundations of set theory and mathematics
23. Logic and ontology: numbers and sets: José Benardete; 24.
Logical foundations of set theory and mathematics: Mary Tiles;
25. Property-theoretic foundations of mathematics: Michael
Jubien;
Part IX: Modal logics and semantics
26. Modal logic: Johan van Benthem; 27. First order alethic
modal logic: Melvin Fitting; 28. Proofs and expressiveness in
alethic modal logic: Maarten de Rijke and Heinrich Wansing;
29. Alethic modal logics and semantics: Gerhard Schurz; 30.
Epistemic logic: Nicholas Rescher; 31. Deontic, epistemic, and
temporal modal Logics: Risto Hilpinen;
Part X: Intuitionistic, free, and many-valued logics
32. Intuitionism: Dirk van Dalen and Mark van Atten; 33.
Many-valued, free, and intuitionistic logics: Richard Grandy;
34. Many-valued logic: Grzegorz Malinowski;
Part XI: Inductive, fuzzy, and quantum probability logics
35. Inductive logic : Stephen Glaister; 36. Heterodox
probability theory: Peter Forrest; 37. Why fuzzy logic?: Petr
Hájek;
Part XII: Relevance and paraconsistent logics
38. Relevance logic: Edwin Mares; 39. Paraconsistency: Bryson
Brown; 40. Logicians setting together contradictories: a
perspective on relevance, paraconsistency, and dialetheism:
Graham Priest;
Part XIII: Logic, machine theory, and cognitive science
41. The logical and the physical: Andrew W. Hodges; 42.
Modern logic and its role in the study of knowledge: Peter A.
Flach; 43. Actions and normative positions: A modal-mogical
approach: Robert Demolombe and Andrew J.I. Jones;
Part XIV: Mechanization of logical inference and proof
discovery
44. The automation of sound reasoning and successful proof
finding: Larry Wos and Branden Fitelson; 45. A computational
logic for applicative Common LISP: J. Strother Moore and Matt
Kaufmann; 46. Sampling labelled deductive systems: D.M.
Gabbay.
Resources for further study; Index.
14. ———, ed. 2002. Philosophy of Logic. An Anthology. Oxford:
Blackwell.
Contents: Preface IX; Acknowledgments X; Introduction: Logic
and philosophy of logic: Dale Jacquette 1
Part I. Classical logic
Introduction to Part I: 9
1. The laws of logic: Arthur Pap 13; 2, Russell's mathematical
logic: Kurt Gödel 21; 3. Which logic is the right logic?: Leslie H.
Tharp 35; 4. What can logic do for philosophy?: Karl Popper 46
Part II. Truth, propositions, and meaning
Introduction to Part II: 55
5. Truth and meaning: Donald Davidson 59; 6. Outline of a
theory of truth: Saul A. Kripke 70; 7. Tarski's theory of truth:
Hartry Field 86; 8. Types and ontology: Fred Sommers 103; 9.
Propositions: George Bealer 120
Part III. Quantifiers and quantificational theory
Introduction to Part III: 143
10. Logic and existence: Czeslaw Lejewski 147; 11. A plea for
substitutional quantification: Charles Parsons 156; 12.
Nominalism and the substitutional quantifier: Ruth Barcan
Marcus 161; 13. Interpretations of quantifiers: Thomas Baldwin
169; 14. Language-games for quantifiers: Jaakko Hintikka 183
Part IV: Validity, inference, and entailment
Introduction to Part IV: 201
15. Bolzano's concept of consequence: Rolf George 205; 16. On
the concept of logical consequence: Alfred Tarski 210; 17. The
pure calculus of entailment: Alan Ross Anderson and Nuel
Belnap, Jr. 216; 18. Formal and material consequence: Stephen
Read 237; 19. Tarski on truth and logical consequence: John
Etchemendy 247
Part V: Modality, Intensionality, and propositional attitude
Introduction to Part V: 271
20. What are possible worlds?: John E. Nolt 275; 21.
Quantifiers and propositional attitudes: W. V. Quine 285; 22.
Counterpart theory and quantified modal logic: David Lewis
292; 23. Interpretation of quantifiers: Dagfin Follesdal 301; 24.
A backward look at Quine's animadversions of modalities: Ruth
Barcan Marcus 308; 25. Quantifying in: David Kaplan 318; 26.
Substitutivity and the quantifying in: Graeme Forbes 338; 27.
The intensionality of ontological commitment: Michael Jubien
356
Index 362.
"The essays in this anthology include some of the most
important recent scholarship in philosophy of logic. I have
deliberately avoided republishing papers that are readily
available in other anthologies, or that are more closely related
to philosophy of language or philosophy of mathematics,
regardless of their influence in contemporary work in logic. My
intention has been to make this volume a more unique
distinctive resource that will complement rather than duplicate
other selections of readings currently available. Although some
of the papers are more technical than others, all are intended
for and can be read with good understanding by beginning
students in philosophy who have completed a first course in
symbolic logic.
My choice of papers has been guided by a sense of major issues
in philosophy of logic that have shaped recent discussion and
contributed to ongoing research programs in theoretical and
applied philosophical logic. To this end, I have organized the
papers thematically rather than chronologically, to give the best
overview of philosophical issues connected with logical analysis
and the development of formal systems of symbolic logic. The
papers range from general topics in classical logic to specialized
investigations of the concept of meaning and truth, the
interpretation of quantifiers in predicate logic, the theory of
valid inference and logical entailment, and problems of alethic
modality, intensionality, and propositional attitude. These are
undoubtedly among the central problems of philosophical logic
reflecting some of the most intriguing new directions in the
field, but they by no means exhaust the possibilities." (from the
Preface).
15. Bottani, Andrea, and Davies, Richard, eds. 2006. Modes of
Existence. Papers in Ontology and Philosophical Logic.
Frankfurt: Ontos Verlag.
16. Jacquette, Dale, ed. 2007. Philosophy of Logic. Amsterdam:
North-Holland.
17. Shapiro, Stewart. 2007. The Oxford Handbook of Philosophy of
Mathematics and Logic. New York: Oxford University Press.
18. Gabbay, Dov M., and Guenthner, Franz, eds. 1983. Handbook
of Philosophical Logic. Dordrecht: Kluwer.
First edition in 4 volumes (1983-1989).
Second edition in 16 volumes (2001a-2010).
Natural Language and Logic
1. Lepore, Ernest. 2001. Meaning and Argument. An
Introduction to Logic through Language. Malden: Blackwell.
2. McCawley, Jamed D. 1981. Everything That Linguists Have
Always Wanted to Know About Logic*
*but Were Ashamed to Ask. Oxford: Basil Blackwell.
3. Cannon, Douglas. 2003. Deductive Logic in Natural Language.
California Road: Broadview Press.
4. Sommers, Fred. 1982. The Logic of Natural Language. Oxford:
Oxford University Press.
5. Gardies, Jean-Louis. 1985. Rational Grammar. München:
Philosophia Verlag.
Translation of: Esquisse d'une Grammaire Pure, Paris, Vrin,
1975, by Kevin Mulligan.
Philosophy of Modalities
1. Garson, James W. 2006. Modal Logic for Philosophers.
Cambridge: Cambridge University Press.
2. Girle, Rod. 2009. Modal Logics and Philosophy. Montreal:
McGill-Queen's University Press.
Second edition (First edition 2001).
3. Forbes, Graeme. 1985. The Metaphysics of Modality. Oxford:
Clarendon Press.
4. ———. 1989. Languages of Possibility. An Essay in
Philosophical Logic. Oxford: Blackwell.
Non-Classical Logics
1. Priest, Graham. 2008. An Introduction to Non-Classical Logic.
From If to Is. Cambridge: Cambridge University Press.
Second edition (First edition 2004).
Contents: Preface to the First Edition XVII; Preface to the
Second Edition XXI; Mathematical Prolegomenon p. XXVII-
XXXII; Part I. Propositional Logic. 1. Classical Logic and the
Material Conditional p. 1; 2. Basic Modal Logic p. 20; 3. Normal
Modal Logics p. 36; 4. Non-normal Modal Logics; Strict
Conditionals p. 60; 5. Conditional Logics 82; 6. Intuitionistic
Logic p. 103, 7. Many-valued Logics p. 120; 8. First Degree
Entailment p. 142; 9. Logic with Gaps, Gluts and Worlds p. 163;
10. Relevant Logics p. 188; 11. Fuzzy Logics p. 221; 11a.
Appendix: Many-valued Modal Logics 241; PostScript: An
Historical Perspective on Conditionals 259; Part II.
Quantification and Identity 261; 12. Classical First-order Logic
263; 13. Free Logics 290; 14. Constant Domain Modal Logics
309; 15. Variable Domain Modal Logics 329; 16. Necessary
Identity in Modal Logic 349; 17. Contingent Identity in Modal
Logic 367; 18. Non-normal Modal Logics 384; 19. Conditional
Logics 399; 20. Intuitionist Logic 421; 21. . Many-valued Logics
p. 456; 22. First Degree Entailment p. 476; 23. Logic with Gaps,
Gluts and Worlds p. 504; 24. Relevant Logics 535; 26. Fuzzy
Logics 564; Postscript: A Methodological Coda 584; References
p. 587; Index of Names p. 603; Index of Subjects p. 607-613..
"Around the turn of the twentieth century, a major revolution
occurred in logic. Mathematical techniques of a quite novel
kind were applied to the subject, and a new theory of what is
logically correct was developed by Gottlob Frege, Bertrand
Russell and others. This theory has now come to be called
'classical logic'. (...)
Despite this, many of the most interesting developments in
logic in the last forty years, especially in philosophy, have
occurred in quite different areas: intuitionism, conditional
logics, relevant logics, paraconsistent logics, free logics,
quantum logics, fuzzy logics, and so on. These are all logics
which are intended either to supplement classical logic, or else
to replace it where it goes wrong. The logics are now usually
grouped under the title 'non-classical logics'; and this book is
an Introduction to them.
The subject of non-classical logic is now far too big to permit
the writing of a comprehensive textbook, so I have had to place
some restrictions on what is covered. For a start, the book is
restricted to propositional logic. This is not because there are
no non-classical logics that are essentially first-order (there are:
free logic), but because the major interest in non-classical logics
is usually at the propositional level. (Often, the quantifier
extensions of these logics are relatively straightforward.)
Within propositional logics, I have also restricted the logics
considered here to ones which are relevant to the debate about
conditionals ('if ... then ...' sentences). Again, this is not because
this exhausts non-classical propositional logics (there is
quantum logic, for example), but because taking the topic of
conditionals as a leitmotiv gives the material a coherence that it
might otherwise lack. And, of course, conditionals are about as
central to logic as one can get.
The major semantical technique in non-classical logics is
possible-world semantics. Most non-classical logics have such
semantics. This is therefore the major semantical technique
that I use in the book. In many ways, the book could be thought
of as a set of variations on the theme of possible-world
semantics. It should be mentioned that many of the systems
discussed in the book have semantics other than possible-world
semantics - notably, algebraic semantics of some form or other.
Those, however, are an appropriate topic for a different book."
(from the Preface to the First Edition, XVII-XVIII)
"The first edition of Introduction to Non-Classical Logic deals
with just propositional logics. In 2004, Cambridge University
Press and I decided to produce a second volume dealing with
quantification and identity in non- classical logics. Late in the
piece, it was decided to put the old and the new
volumes together, and simply bring out one omnibus volume.
The practical decision caused a theoretical problem. Was it the
same book as the old Introduction or a different one? The
answer -- as befits a book on non-classical logic -- was, of
course, both. So the name of the book had to be the same and
different. We decided to achieve this seeming impossibility by
adding an appropriate sub-title to the book, 'From If to Is'.
Though there are many propositional operators and
connectives, the conditional, 'if', is perhaps the most vexed. It
is, at any rate, the focus around which the old Introduction
moves. Whether or not 'if' is univocal is a contentious matter;
but 'is' is certainly said in many ways. There is the 'is' of
predication (Ponting is Australian'), the 'is' of existence ('There
is a spider in the bathtub', 'Socrates no longer is'), and the 'is' of
identity ('2 plus 2 is 4'). All of these are in play in first-order
logic; they provide the focus around which the new part of the
book moves." (from the Preface to the Second Edition, XXI).
2. Bremer, Manuel. 2005. An Introduction to Paraconsistent
Logics. Bern: Peter Lang.
3. Haack, Susan. 1996. Deviant Logic, Fuzzy Logic. Beyond the
Formalism. Chicago: University of Chicago Press.
First edition with the title Deviant Logic, 1974.
4. Mares, Edwin D. 2004. Relevant Logic. A Philosophical
Interpretation. Cambridge: Cambridge University Press.
5. Restall, Greg. 2000. An Introduction to Substructurals Logics.
New York: Routledge.
6. Benthem, Johann van. 1987. A Manual of Intensional Logic.
Stanford: CSLI.
Second edition revised and expanded (first edition 1984).
7. Schurz, Gerhard. 1997. The Is-Ought Problem. An
Investigation in Philosophical Logic. Dordrecht: Kluwer.
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Study Guide for Bibliographies of
Philosophy and Manuals of Style
General Bibliographies of Philosophy
1. Guerry, Herbert. 1977. A Bibliography of Philosophical
Bibliographies. Westport, Connecticut: Greenwood Press.
Contents: Acknowledgments VII; Introduction IX-XIII; I.
Bibliographies of individual philosophers 1; II. Subect
bibliographies 179; Index 313-332.
"The present work attempts to list philosophical bibliographies
published in all countries since about 1450, when printing was
invented, through the year 1974. Non-specialists and
undergraduates will find references to the standard
bibliographical aids appropriate to their interests and courses.
Advanced scholars are directed to the more specialized and
abstruse bibliographies. My aim has been to include only
bibliographies that have been published separately or appeared
as contributions to journals, though I have included a few
significant bibliographies which were published as appendixes
to monographs or as parts of larger bibliographies. This
restriction was necessary in order to make the task of compiling
the bibliography manageable. Bibliographies are always
incomplete, and all subject bibliographies are slightly out of
date from the time of publication. The present volume is no
exception. Like Mozart's Don Giovanni, I have tried to make my
collection as extensive as possible, knowing all the while that
true completeness is a daydream. Moreover, when I began my
work, I had intended to describe each work cited. As the
number of entries grew, it became clear, given my present
circumstances, that the annotation of each item would be
impossible. I therefore elected to write as many annotations as
I could for the present edition and complete them in a
subsequent larger work. The bibliographies in this volume are
divided into two alphabetically arranged lists, numbered
consecutively. The first list (1-1395) contains bibliographies on
the works of, and literature about, individual philosophers. The
second list (1396-2353) contains bibliographies on
philosophical topics. Bibliographies that cover more than one
topic are cross-indexed; thus a bibliography on the doctrine of
Platonic ideas appears under the subject heading "Ideas
(Platonic)," but is also referred to by number in the entries
under the author heading 'Plato." Bibliographies of works on or
within a school of philosophy bearing the name of an individual
(for example, "Cartesianism," "Cartesians," "Marxism,"
"Marxism-Leninism") are listed among the bibliographies on
that individual (for example, under "Descartes, René," or
"Marx, Karl").
(...)
The definition of "philosophy" is complicated by the fact that
much of what used to count as philosophy no longer does. The
Bibliotheca Philosophica by Paulus Bolduanus in 1616 and the
work of the same name by Burkhard GoIthelf Struve in 1804
contain much that we would not call philosophy today.
Some of what Europeans in the last hundred years have called
philosophy, Americans now term psychology or sociology or
educational theory. Some of what has passed for philosophy in
Britain and America in the last fifty years would not be
recognized as such in other countries.
The implication is that one must define "philosophy" broadly.
The meanings of words change not only from time to time but
also from place to place. Words are in some respects like
natural species, neither being static. In some organisms that
reproduce asexually (some bacteria, for example), the
differentiation of one species from another is somewhat
subjective. Similar problems arise in differentiating the more
complex forms of life that reproduce sexually. The ability to
cross usually is taken as the identity mark of species, yet there
exist "distinct species" of plants and animals that cannot cross
with one another, but can both cross with a third "species."
Problems concerning the delimitation or specification of
concepts are analogous.
My criteria for the philosophical, therefore, have been rather
broad. If a bibliography covers a thinker or a topic that might
be considered in a philosophy course or in a work on the history
of philosophy, or if the bibliogr€@ê[aphy has been published in
a journal that appears in any of the lists of philosophical
journals, then I have tended to include it. Nevertheless, I have
eliminated some bibliographies that seemed to me to be purely
in the field of religion, which comprises its own distinct area of
scholarship. I have not restricted myself solely to Western
philosophy. If Western thinkers preponderate here, it is
because the materials available to me dealt almost exclusively
with Western works and because non-Western patterns of
scholarship have not produced much in the way of
bibliographies. If there is a disproportionately large number of
bibliographies on semi-philosophical figures and problems, this
is a reflection of the work previously done by compilers of
bibliographies: the large number of people interested in belles-
lettres, for example, insures that the number of Voltaire
bibliographies will be large; the zeal that so often accompanies
faith in an idea (Christianity, Marxism, occultism) guarantees
that the number of bibliographies of works related to these
faiths will be large.
Four centuries ago Montaigne, lamenting an affliction endemic
to scholarship, wrote: "There is more ado to interpret
interpretations than to interpret the things, and more books
upon books than upon all other subjects; we do nothing but
comment upon one another."8 Nevertheless, I offer the reader
not only another book about books, but in effect, a book about
books about books. My purpose, of course, is to make the vast
literature of philosophy more open to philosophers and
students of philosophy, many of whom probably would write
better in the end if they would read a little more and write a
little less." (from the Introduction).
2. Totok, Wilhelm, ed. 1964. Handbuch der Geschichte der
Philosophie. Frankfurt: Klostermann.
This work, conceived as a supplement to Friedrich Ueberweg'
Grundriss der Geschichte der Philosophie (twelfth edition
1923-1928), is the most complete bibliography on the history of
philosophy for the publications from 1920 up to 1980, with an
Introduction listing works on the methodology of research in
philosophy and on the general history of philosophy,
dictionaries, introdutions and works on the philosophical
disciplines; articles from over 400 periodicals are cited.
Six volumes (1964-1990): 1. Altertum: indische, chinesische,
griechisch-römische Philosophie; 2. Mittelalter; 3. Renaissance;
4. Frühe Neuzeit: 17. Jahrhundert; 5. Bibliographie 18. und 19.
Jahrhundert; 6. Bibliographie 20. Jahrhundert.
A second expanded and updated edition of the first volume was
published in 1997.
3. Bynagle, Hans Edward. 2006. Philosophy. A Guide to the
Reference Literature. Westport: Libraries Unlimited.
Third edition (first edition 1986; second edition 1997).
Contents: Preface; Chapter 1: Introduction; Part I. General
sources. Chapter 2: General Bibliographic and Research
Guides; Chapter 3: Chapter 3: General Bibliographies; Chapter
4: General Indexes, Abstract and Review Sources, and Serial
Bibliographies; Chapter 5: National and Regional
Bibliographies and Indexes; Chapter 6: General Internet
Resources and Gateways; Chapter 7: General Encyclopedias,
Dictionaries and Handbooks; Part II. History of Philosophy.
Chapter 8: Comprehensive History Sources; Chapter 9: Non-
Western Philosophy; Chapter 10: Western Philosophy: General,
National, and Regional; Chapter 11: Western Philosophy:
Ancient; Chapter 12: Western Philosophy: Medieval and
Renaissance; Chapter 13: Western Philosophy: Modern through
Nineteenth Century; Chapter 14: Western Philosophy:
Twentieth and Twenty-first Century; Part III. Branches of
Philosophy. Chapter 15: Aesthetics, Philosophy of Art, and Art
Criticism; Chapter 16: Epistemology, Metaphysics, and
Philosophy of Mind; Chapter 17: Ethics; Chapter 18: Logic and
the Philosophies of Mathematics, Science, and Social Sciences;
Chapter 19: Philosophy of Education; Chapter 20: Philosophy
of religion; Chapter 21; Social, Political, and Legal Philosophy;
Chapter 22: Other Branches and Special Topics; Part IV.
Miscellanea. Chapter 23: Sundry Currents, Schools, and
Movements; Chapter 24: Directories and Miscellaneous
Reference Sources; Appendix 1: Core Academic Titles;
Appendix 2: Titles especially Suited for Public and School
Libraries; Author Index; Title Index; Subject Index.
"This guide to reference sources in philosophy has been
compiled and written with a diversity of users in mind. It is
intended for professional philosophers and teachers of
philosophy; for students of philosophy at both undergraduate
and graduate levels; for librarians, as an aid in reference service
and collection development; and, to a lesser extent, for the
general reader or inquirer who may come to philosophy with
little of no background. Not everyone, needless to say, will be
equally well served by every part of this guide, and that is
undoubtedly true also of the work as a whole. Nonetheless, I
have tried to keep all of these potential audiences in mind
throughout, and have tried in particular to gear the level of
information provided in the annotations to the audience(s)
most likely to take an interest in them and to use and benefit
from the work in question. That same principle applies to the
Introduction (ch. 1), which is addressed primarily to those
without a close acquaintance with the field of philosophy,
though readers who are not in that position may find parts of it
helpful as well.
The present guide succeeds two previous editions of
Philosophy: A Guide to the Reference Literature, also
published by Libraries Unlimited (1st ed., 1986, 2nd ed., 1997).
The most radical departure from its predecessors is represented
by its organization. It employs what is predominantly a subject
arrangement classifying sources first of all in relation to the
various divisions of philosophy and its history, in contrast to
the primary arrangement by types of reference sources
(bibliographies, indexes, dictionaries and encyclopedias, etc.)
employed previously." (from the Preface).
4. Follon, Jacques. 1993. Guide bibliographique des études de
philosophie. Paris: Vrin.
From the English Preface: "In the course of their studies, most
students of philosophy at university or even in secondary
education will sooner or later be called upon to produce a piece
of original work. Whether this be an M.A. thesis, a doctoral
dissertation, or simply a paper to be presented in some course,
seminar or exam, such work always requires active research.
However, faced with this requirement, many find themselves
completely disheartened by the scope and complexity of the
task. There are as well many young teachers of philosophy who
experience serious difficulties in compiling the material
necessary to prepare their lectures, which are meant to
introduce to the discipline which they themselves are teaching.
It is precisely to these two categories of "apprentice
philosophers" that the present work is addressed: not, of
course, in order to teach them the art of composition or
pedagogics (in these two fields, innumerable and excellent
manuals already exist), but rather to furnish them with a choice
of bibliographical references which should prove useful in
carrying out philosophical research or in preparing a course in
philosophy. With this end in mind, the present short work does
not whatsoever pretend to be exhaustive. On the contrary:
instead of overwhelming the reader with a mass of information
that might easily have discouraged him (or her), I have simply
had the intention to provide an accessible guide, which points
out the most important and most interesting tools for research
or for the preparation of a course. There are a number of
previous publications some aspects of which have served as a
model for my own project; above all, I must mention the book
by L. De Raeymaeker, Introduction à la philosophie, 6th ed.,
Louvain, Publications universitaires, 1967, especially pages 231
to 304 ("Renseignements bibliographiques"); but also R. T. De
George, A Guide to Philosophical Bibliography and Research,
New York, Meredith, 1971; and H. J. Koren, Research in
Philosophy. A Bibliographical Introduction to Philosophy and
a few Suggestions for Dissertations, Pittsburgh (Pa.),
Duquesne University Press, 1966; and finally, the unpublished
lecture notes of the late Canon C. Wenin, who used to teach the
"Introduction to philosophy" course at the Institut Supérieur de
Philosophie at Louvain-la-Neuve. For the updating of
bibliographical data, I have extensively drawn on the appendix
to vol. I (L'univers philosophique) of the Encyclopédie
philosophique universelle, edited under the direction of A.
Jacob, Paris, P.U.F., 1989 (pp. 1741-1908)."
5. Gerber, William, and Farmer, Michael J. 2006.
"Bibliographies." In Encyclopedia of Philosophy. Second
Edition. Volume 10, edited by Borchert, Donald M., 67-177.
New York: Thomson Gale.
"The First Edition of the Encyclopedia of Philosophy included
bibliographical essays dealing with philosophy dictionaries and
encyclopedias, philosophy journals, and philosophy
bibliographies. To preserve and enhance these essays, they
have been reproduced in this Second Edition along with
detailed updates. The updates to the bibliographies cover
material published between 1965 and mid-2005. All of the
references appear in OCLC's WorldCat bibliographic database
and are thus available either in mid- to large-size academic
libraries, or through interlibrary loan. While the bibliographies
are extensive, they are not exhaustive. This is especially true in
the case of the journal bibliography, where less readily available
non-English-language journals have been excluded, as have
journals published for short periods of time. Accessibility was
deemed to be more important than exhaustive coverage. The
subject coverage includes both general philosophical works and
works from the major sub-domains of philosophy. The
bibliographic lists show that philosophy is a vital, worldwide
discipline.
A perusal of the journal bibliography will show that new
journals are appearing every year, and the dictionary and
encyclopedia bibliography identifies publications in fifty
different languages. The constant stream of new journals and
the accumulation of philosophical resources in so many
languages are indicators of a truly vibrant discipline."
W. Gerber is the author of the articles in the First Edition
(1967); the updates in the Second Edition (2005) are by M. J.
Farmer.
6. The Philosopher's Index. An International Index to
Philosophical Periodicals. 1940.
"The Philosopher's Index is the world's most current and
comprehensive bibliography of scholarly research in
philosophy, serving the philosophical community worldwide.
Today, The Index contains more than 450,000 records drawn
from over 680 journals, originating from more than 50
countries. The literature coverage dates back to 1940 and
includes print and electronic journals, books, anthologies,
contributions to anthologies, and book reviews. Covering
scholarly research in all major areas of philosophy, The Index
features informative, author-written abstracts. The extensive
indexing, which includes proper names along with subject
terms, enhances the search capability. The Philosopher's Index
is owned and published by the Philosopher's Information
Center."
7. Bibliographie de la Philosophie / Bibliography of Philosophy.
1954. Paris: Vrin.
"The present publication is not only international in scope but
also polylingual, providing abstracts in the language of origin
for books in English, French, German, Italian, and Spanish, and
in either English or French for books in other languages. In a
typical year, well over a thousand books are covered in the
Bibliographie. The signed abstracts are intended to be factual
and not critical. They vary in length from a few to sometimes
more than 30 lines. Entries and abstracts are contributed via
"centers of philosophical bibliography" in over 50 countries
represented in the Institut International de Philosophie, the
Paris-based organization responsible for the Bibliographie and
one of several international bodies (UNESCO is another)
associated with its publication.
The Bibliographie employs a systematic arrangement with 10
broad and rather standard divisions (philosophy in general;
logic and philosophy of science; ethics and values; etc.).
Indexes are not provided in each quarterly issue -- only
cumulated annual indexes in the final issue of each volume.
One index formerly combined authors, titles, and title
catchwords, but has been reduced since volume 34 (1987) to
just an author index, except for anonymous works or others
listed by title only. A second, labeled "Index of Names,"
combines publishers, translators, authors of prefaces, and
individuals mentioned in titles or in abstracts. Volume 41
(1994) brought the addition of a subject index, divided into
three distinct parts: (I) periods; (2) doctrines, disciplines, and
trends of thought; and (3) concepts and categories.
A Glossaire / Glossary, published as a supplement in 1995, lists
translation equivalents for frequently occurring terms and
expressions across the five languages used in the
Bibliographie." (from H. E. Bynagle - A Guide to the Reference
Literature, pp. 33-34).
8. Répertoire bibliographique de la philosophie / International
Philosophical Bibliography. 1991. Louvain: Institut supérieuer
de Philosophie.
From the Introduction: "The aim of the bibliography is to list
philosophical literature as such; the adjective is understood
rather strictly, with the result that scientific disciplines which
are related to philosophy, and even the auxiliary sciences of
philosophy, are not treated of in their own right; the increasing
volume of this literature, plus the availability of specialized
bibliographical guides to it, preclude the possibility of
incorporating it into the bibliography. Only publications
relating to the methods or the philosophy of the sciences,
together with publications of a general nature relative to the
objects treated of by these disciplines, are referred to. This rule
applies particularly to the following disciplines: symbolic logic,
linguistics, psychology, aesthetics and theology.
In principle, the bibliography is confined to philosophical
literature published in the following languages: Dutch, English,
French, German, Italian, Latin, Portuguese, Spanish and
Catalan. The published works in other languages are only
indicated in the cases where they are accompanied by a
summary in one of the languages mentioned above."
9. Philosophie. Liste mondiale des périodiques spécialisés /
Philosophy. World list of specialized periodicals. 1967. Paris:
Mouton.
A bilingual (French and English) work that lists philosophical
periodicals by country and indexes them by subject, by
publishing bodies, and by titles.
"One of the main tasks of the Service for the Exchange of
Scientific Information of the Maison des Sciences de l'Homme
is to describe for researchers the most useful tools of
documentation in their different fields.
It is obvious that amongst these tools scientific periodicals
occupy an important place. Articles, more often than books,
keep up to date with research trends and provide information
on the current scientific scene. Although the periodicals
containing these articles are a relatively adaptable and rapid
means of providing information, they are often difficult to
trace. This is mostly due to their vast and ever-increasing
number; also to a confusing duplication of titles, uncertainties
about which periodicals are connected to which others,
irregular intervals of publication, sudden disappearances and
reappearances of titles -- in short, to the particularly unstable
existence of these periodicals.
In 1964, in order to introduce a little clarity into this apparent
disorder, and thus facilitate specialised research, the Service for
the Exchange of Scientific Information drew up for the
International Committee for Social Sciences Documentation
the third edition of the World List of Social Science Periodicals,
published by UNESCO in 1966. The present list provides an
inventory of the principal periodicals in the field of philosophy
and though complete in itself, is a continuation of the first list.
Soon lists of periodicals in other subjects will appear:
psychology, linguistics, African studies.
The SELECTION of periodicals has been made according to the
criteria already established for social science journals. Only
periodicals of a scientific character have been listed, i.e. those
publishing original studies and articles by university or other
specialists. This implies, a priori, the exclusion of all
publications whose contents consist of translations, reprints or
unsigned articles, and of doctrinal or propagandist periodicals
designed to publicise or disseminate an ideology - of whatever
kind - rather than to advance knowledge.
In the specialised branches of the subject it is difficult to know
where to draw the line, as the distinction between philosophy in
the strict sense of the word, and the history of ideas or some
ideological si and is not always clear. On the whole we have
attempted to distinguish between periodicals devoted to
philosophical research and those whose principal purpose is to
propagate a specific ideology. We have, however, taken it into
account that in some countries this latter category also prints
pure philosophical studies, and in these cases the titles have
been included in the list." (from the Preface).
10. Hogrebre, Wolfram, Konig, Gert, and Kamp, Rudolf. 1972.
Periodica philosophica. Eine internationale Bibliographie
philosophischer Zeitschriften von den Anfangen bis zur
Gegenwart. Düsseldorf: Philosophia Verlag.
"This is an international listing of some 5,000 journals, both
extant and defunct, in the field of philosophy broadly defined
(broadly enough to include borderline journals in religion,
psychology, general humanistic studies, etc.). Data provided
typically include country and dates of publication, first and (if
applicable) last issue numbers, sponsoring organization(s), and
previous and subsequent titles. A special section, labeled
Kettenregister ("chain index"), diagrams complex series of title
changes, splits, mergers, and so forth. There is also a classified
subject index and a country index." (from H. E. Bynagle - A
Guide to the Reference Literature, p. 28).
11. Ruben, Douglas H. 1985. Philosophy Journals and Serials: An
Analytical Guide. Westport, Connecticut: Greenwood.
"Traditionally, philosophy comprises five general fields of
study: logic, aesthetics, ethics, politics, and metaphysics. In all
five fields is represented the continuum from historical to
modern contemporary evolutions in philosophical criticism.
This book surveys mainly the twentieth-century evolutions of
philosophy in an analytic review of English-language serials
published all over the world. (...) The bibliography of 335
entries that follows includes newsletters, bulletins, and serials.
Three basic criteria determined their selection. First, did the
serial have a regular frequency of publication? Irregularity of
distribution poses a problem because readers want a
continuous flow of information. Second, did the serial contain
articles, summaries, reviews, or some section in the English-
language? Publications in Poland, France, Italy, and Israel, for
instance, may circulate to English-speaking subscribers without
ever or only rarely printing English articles or translations. But
these were excluded from the survey. Finally, did the serial
serve as a critical forum for discussion within the five
traditional field of philosophy? Ideally, the content of journals
determines the appropriate field. But in practice even the most
specialized journal in, say, aesthetics, may accept articles
outside of the field proper, thereby creating an overlap. One
alternative to reduce overlap was to expand beyond the five
sub-fields to the following list: aesthetics, epistemology, ethics,
morality, philosophy of religion, metaphysics (cosmology),
philosophy of anthropology, philosophy of education,
philosophy of history, philosophy of politics (law), philosophy
of social sciences, semantics (language), logic, and general
issues. Further divisions of philosophy covered in the journals
may be found through the Subject Index." (from the Preface).
12. Plott, John C., and Mays, Paul D. 1969. Sarva-Darsana-
Sangraha. A Bibliographical Guide to the Global History of
Philosophy. Leiden: Brill.
"The purpose of this Bibliography and its annotations can be
stated in a very few but powerful words: To make some
contribution to the development of WORLD COMMUNITY by
facilitating the study of, or at least Introduction to, the major
philosophers in World History (or global or globalizing history,
if one prefers that new terminology); and to so arrange them in
historical order that this Bibliography will make possible in
American Philosophy Departments the teaching of the Global
History of Philosophy instead of, or in addition to, the present
courses in the History of (only) Western Philosophy.
Heretofore most of the Materials covered in this survey have
been dealt with primarily by those working in the field of
"Comparative" Philosophy, or in the "Asia Studies" field, or the
"East-West" nexus. This has been necessary for a preparation
for what is yet to be realized, but it is not sufficient. It is hoped
that the historical approach to the field will vindicate itself from
the Materials here presented.
(...)
As to mechanics of the apparatus, the following remarks are in
order: Cross-references have been kept to a basic minimum,
although some will be found, where that has been considered
necessary. Needless to say, very few books indeed fit into one
single category or even, for that matter, into any single system
of classification. In an historical survey in particular, the 'lines'
between Intellectual or Cultural History and the (global)
History of Philosophy very often become blurred or -- to use
another metaphor - sometimes the 'lines' even get crossed and
even tangled up, so that one very often gets the wrong number,
no matter how many times he dials! Oversights and
underestimations, of course, are almost unavoid able in
constituting what is virtually a New Field. Estimations of
importance are necessary in order to give coherency, even
though of course, others of many camps, and often for
diametrically opposed reasons, will disagree. It seems that
among philosophers even more than in matters political, you
can please some of the people some of the time ... but to please
all of the people all the time - not even God seems able to do
that!
The single starred (•) entries are those considered as most
essential for the continuation of the basic themes or else those
which commend themselves for some particular reason or other
usually mentioned in the Annotation.
Those double starred (**) are the "sine qua non" books, or
books otherwise recommended for special attention. In a few
cases, publishers or dates are not listed. In almost all of these, it
is because references thus far available have been incomplete,
or because of private printings or customs differing from
modern western custom in matters of publication." (pp. XI and
XV).
13. Risse, Wilhelm. 1998. Bibliographia Philosophica Vetus.
Repertorium generale systematicum operum philosophicorum
usque ad annum MDCCC typis impressorum. Hildesheim:
Georg Olms.
"In something of a tour de force, Risse has compiled a
comprehensive short-title bibliography that attempts to include
all independently published works of Western philosophy from
the invention of printing, ca. 1455, up to 1800, in (he carefully
qualifies) all Western languages accessible to him. This
includes not only works of philosophers who lived and wrote
within the specified timeframe, but also editions of
philosophers from the ancient, medieval, and early Renaissance
periods. They amount to an estimated 76,400 titles. These are
divided over eight volumes of varying length, defined by a
combination of subject-field and genre categories (...)
Parts 1-7 are uniformly arranged chronologically by year of
publication, within each year alphabeticalfy by author. Each
part includes an author index, index of titles of anonymous
works, index of authors who are the subjects of others'
commentaries, and a topical index. Part 8, which lists printed
academic theses in volumes 1-2, is arranged alphabetically by
author of the originaf thesis (disputatio), regardless of
publication year.
Under each thesis entry it lists, where applicable, published
responses to it by other writers. The latter are also indexed in
volume 3 of Part 8 with references hack to the relevant entries
in volumes 1 and 2.
The ninth volume, titled Syllabus auctorum, contains a
complete author index, with birth and death dates, places of
birth and activity, and profession (as available); a concordance
of Latin and vernacular place names; and a short list of
abbreviations of monastic orders.
For nearly every entry in this bibliography Risse provides,
besides the customary bibliographic data, one or more location
codes for holding libraries where exemplars are available.
These included numerical codes for major German research
libraries, alphabetical codes for some 350 additional libraries in
Europe and America. As Risse notes, many of the works listed
are rare, and some were found only in "smaller" libraries
(preface). Those he has personally inspected are marked by an
asterisk."
From: Hans E. Bynagle - Philosophy. A guide to the reference
literature. Third edition - Westport, Libraries Unlimited, 2006,
pp. 127-128.
14. Redmond, Walter Bernard. 1972. Bibliography of the
Philosophy in the Iberian Colonies of America. The Hague:
Martinus Nijhoff.
"CONTENT
The first part of this bibliography is a catalogue of philosophical
writings from colonial Latin America which, on the basis of the
secondary literature, are presumed to be extant. It is followed
by a short appendix listing some colonial authors whose
philosophical works are lost, but which perhaps still exist. The
second part of the bibliography contains the secondary
literature: studies on the philosophy of colonial Latin America
as well as subsequently published texts and translations of the
works of the colonial authors. It also contains non-
philosophical works to which reference is made in the first
section. A brief digest of the content of each philosophical work
follows the entry.
SCOPE
The colonial material belongs to two philosophical currents
which are discernible in the period: "pure" scholasticism, an
extension of the Iberian scholastic renaissance of the 16th
century and lasting well into the 19th century, and "modern"
scholasticism, which was influenced by the newer ideas from
Europe and usually attempted to reconcile them to the
traditional philosophy. This modern scholasticism, already
present in the 17th century, becomes a strong force in the
second half of the 18th century. Both the "pure" and the
"modern" scholasticism tend to be supplemented after 1810 by
non-scholastic philosophies. Hence works written after this
date have generally not been registered in this bibliography,
except for a few important works continuing the modern
scholastic tendency.
Most of the primary documents are the traditional philosophy
(and theology) cursus (classroom treatises on logic, physics,
psychology, metaphysics, ethics, and the various theology
courses) and conclusions (or theses, asserta, etc.; lists of
opinions defended in scholastic functions), but some other
material has also been included (articles in periodicals, "study
plans", etc.)." (p. VIII).
Bibliographies on Women Philosophers
1. Barth, Else M. 1992. Women Philosophers. A Bibliography of
Books through 1990. Bowling Green: Bowling Green State
University.
"Philosophical books written or edited by women are included
whatever their subject matter or point of view. Judgments of
quality, too, do not come into play, and the only bounds are
certain limitations of language and geography dictated by
practical considerations: Eastern Europe and non-English-
speaking countries outside Europe are not covered. Doctoral
dissertations, even those not published. are included "wherever
possible" (p. 3), that is, if the information was somewhat
readily available. More than 2,800 items are listed, and more
than 1,900 names appear in the author index. Entries are not
annotated." (from H. E. Bynagle, A Guide to the Reference
Literature, p. 31).
2. Hutchings, Noël, and Rumsey, William D., eds. 1997.
Collaborative Bibliography of Women in Philosophy. Bowling
Green: Bowling Green State University.
"Lists and often annotates more than 11.000 philosophical
works produced by more than 3,500 women, from the pre-
Socratics to near the close of the twentieth century. It is not
restricted to "philosophers" in a narrow sense, including for
instance such figures as Theosophist Helena Blavatzky and
writer Virginia Woolf. The "collaborative" description
incorporated in the title reflects the fact that this print volume
derived from an online bibliography that invited contributions,
corrections, and suggestions from anyone-and provided a
mechanism for submitting them-while maintaining editorial
control to assure acceptable levels of authenticity and scholarly
quality. Lamentably, this online project, known as Noema:
Collaborative Bibliography of Women in Philosophy despite
holding up an intriguing model for the future of Web-based
bibliography, went off-line in July 2003. With it have vanished,
at least for now, additions entered subsequent to this print
version, which even by mid-2001 (my latest figures) had
expanded the bibliography to more than 16,000 records
representing over 5,000 women.
Entries are arranged alphabetically by authors' last names.
Books and (occasionally) works in nonprint media are listed
first, then articles, as applicable, by date of publication within
each category. There is an index of named persons and
subjects. Topical entries in this index tend to be overly broad:
an article on adultery, for instance, can't be found under that
subject entry (there isn't one) or even under "sex, philosophy
of," but only under "ethics, applied." As for indexed names,
their most distinctly valuable aspect would seem to be the
references to women philosophers writing about other women
philosophers. These render this in some measure a secondary
bibliography on women philosophers, though not in a full-
fledged sense: a work about a woman philosopher written by a
male would find no place here." (from H. E. Bynagle - A Guide
to the Reference Literature, pp. 31-32).
Bibliographies on the History and
Historiography of Philosophy
1. Schneider, Ulrich Johannes. 1992. "A Bibliography of
Nineteenth-Century Histories of Philosophy in German,
English, and French (1810-1899)." Storia della Storiografia no.
21:141-169.
Revised reprint in: U. J. Schneider, Philosophie und
Universität. Historisierung der Vernunft im 19. Jahrhundert,
Hamburg, Felix Meiner, 2000, pp. 317-355.
"Until the eighteenth century, the history of philosophy,
understood as the 'lives and opinions' of philosophers, was
mainly the work of scholars; Johann Jakob Brucker's Historia
critica philosophiae in 1766-1767, when it was printed for the
last time in six enormous quarto volumes, is an example of this
kind of work (2). At the end of the eighteenth century, a new
generation of historians (mainly German) transformed the
scholarly tradition by making it the place for a general
problematization of philosophical thought, past and present; in
addition, they presented the history of philosophy as a
narrative. The first document of this new historical interest in
philosophy's past is the Geschichte der Philosophie by Wilhelm
Gottlieb Tennemann, which appeared in eleven volumes
between 1798 and 1819 (3). Ever since, this historical interest
has remained very productive, and the nineteenth century
already witnessed a rapid increase in books on the history of
philosophy.
The following bibliography documents this increase in the
number of books presenting and (re)presenting the historical
knowledge about philosophy. Their sheer number is
astonishing and makes it almost impossible to highlight
individual historians, as one can for earlier centuries (4). In the
nineteenth century, this interest in the history of philosophy
evidently became more general. There are reasons other than
literary or intellectual ones which may explain this increase in
the number of works similar in title and in form. Most of the
authors of these histories of philosophy were school or
university teachers of philosophy, that is to say pedagogical
mediators of philosophical knowledge, including the historical
knowledge of philosophy.
The bibliography presented here is not, and cannot be,
complete. Apart from all the usual bibliographical
uncertainties, the very category of the history of philosophy
resists precise definition. All the titles listed make the history of
philosophy the subject of a narrative. The variations are
nonetheless considerable. Some of the books are of several
hundred pages, some of less than one hundred. The inclusion of
small books is undoubtedly problematic. There are other works
which do not make the history of philosophy their explicit
subject (and which therefore are not listed here), which
nevertheless treat it at greater length than some of those
included. With regard to the manifold forms of
historiographical work within the area of philosophy, the
following list shows not much more than the tip of the iceberg.
The bibliography presented here should serve as a basis for
further investigation, into the ways of making past events
present, the practice of reading old texts and the technique of
presenting historical knowledge about philosophy. As in
previous centuries, nineteenth-century historical work on
philosophy was not autonomous; in ways which have not been
sufficiently recognized, it fulfilled pedagogical and institutional
needs, and complied with numerous interests which have not
yet been analyzed; it dealt with issues which the quantity of
titles proves to be urgent, but which are still far from being
understood." (pp. 141-142)
(2) Brucker is made an essential figure in Lucien Braun's
history of the history of philosophy -- the only complete history
of its kind (from the beginnings up to Hegel); cfr. L. Braun,
Histoire de l'histoire de la philosophie (Paris, 1974; German
transl. Geschichte der Philosophiegeschichte, Darmstadt,
1990).
(3) Tennemann's work is central in my essay on the origins of
the modem, narrative historiography of philosophy; cfr. U. J.
Schneider, Die Vergangenheit des Geistes. Eine Archäologie
der Philosophiegeschichte (Frankfurt am Main, 1990).
(4) Giovanni Santinello has established an Italian research
group offering interpretations of modem European philosophy
historians and their work; cfr. Storia delle storie generali della
filosofia, ed. G. Santinello (Brescia, 1979 sqq.). Already
published vol. I, Dalle origini rinascimentali alla historia
philosophica (Brescia, 1981); vol. II, Dall'età cartesiana a
Brucker (Brescia, 1979); vol. III (in two parts). Il secondo
illuminismo e l'età kantiana (Padova, 1988). Still to come vol.
IV, L'età hegeliana and vol. V. Il secondo Ottocento [the two
last volumes was published in 1995-2004 (Vol. IV, in two parts)
and in 2005].
Style Manuals and Student Guides
General Manual of Style:
1. The Chicago Manual of Style: The Essential Guide for Writers,
Editors and Publishers. 2010. Chicago: University of Chicago
Press.
Sixteeenth edition.
"This, the sixteenth edition of The Chicago Manual of Style,
marks the first edition to be prepared and published
simultaneously in print and online. As opportunities for
publishing have grown dramatically in an era of electronic
publication and distribution, the guiding principles for this
edition have been twofold: to recognize the continuing
evolution in the way authors, editors, and publishers do their
work, on the one hand, and to maintain a focus on those
aspects of the process that are independent of the medium of
publication, on the other.
(...)
This edition marks an evolution of more than forty years,
starting with the landmark twelfth edition, published in 1969.
As part of this evolution, and as with the fifteenth edition,
Chicago consulted a broad range of scholars and professionals
in the fields of publishing and academics throughout the
revision process. We also continued to benefit from the many
helpful comments and suggestions sent to us by our readers,
many of whom come from fields outside of scholarly
publishing. Their input, in particular, helped us to keep in mind
those principles of writing and editing that remain true
regardless of the medium or field of publication." (From the
Preface).
2. Turabian, Kate L. 2007. A Manual for Writers of Research
Papers, Theses, and Dissertations. Chicago: University of
Chicago Press.
Seventh edition.
"For this seventh edition, Wayne C. Booth, Gregory G. Colomb,
and Joseph M. Williams have expanded the focus of the book.
The new part 1, "Research and Writing: From Planning to
Production," is adapted from their Craft of Research (Chicago:
University of Chicago Press, 2003). This part offers a step-by-
step guide to the process of research and its reporting, a topic
not previously covered in this manual but inseparable from
source citation, writing style, and the mechanics of paper
preparation. Among the topics covered are the nature of
research, finding and engaging sources, taking notes,
developing an argument, drafting and revising, and presenting
evidence in tables and figures. Also included is a discussion of
presenting research in alternative forums. In this part, the
authors write in a familiar, collegial voice to engage readers in a
complex topic. Students undertaking research projects at all
levels will benefit from reading this part, though advanced
researchers may wish to skim chapters 1-4.
The rest of the book covers the same topics as past editions, but
has been extensively revised to follow the recommendations in
The Chicago Manual of Style, 15th edition (2003), to
incorporate current technology as it affects all aspects of
student writing, to provide updated examples, and to be easier
to read and use." (from the Preface).
3. MLA Handbook for Writers of Research Papers. 2009. New
York: Modern Language Association of America.
Seventh edition.
"The seventh edition of the MLA Handbook is accompanied for
the first time by a Web-based component that helps users learn
MLA style and understand better the activities of researching
and writing a paper. Students, instructors, and librarians have
shown great interest in gaining access to the MLA Handbook
on the Web, and we responded by developing a site that
contains the full text of the book with complementary
materials. The site includes sample papers with step-by-step
narratives showing how the papers were prepared, and each
narrative can be explored from a number of perspectives. For
example, if you are having trouble defining a topic. you can look
at the ways the authors of the sample papers did it. If you are
unsure how to evaluate sources for inclusion in your project,
you can follow the steps outlined in the narratives. We hope
that the new electronic component will help students in every
stage of their work. Scholarly research is increasingly
conducted in a digital environment, and we are pleased to
usher the MLA Handbook into that world." (from the
Foreword).
4. Booth, Wayne C., Colomb, Gregory G., and Williams, Joseph M.
2008. The Craft of Research. Chicago: University of Chicago
Press.
Third edition (First edition 1995).
"The aim of the third edition of The Craft of Research is the
same as the first two: to meet the needs of all researchers, not
just first-year undergraduates and advanced graduate students,
but even those in business and government who do and report
research on any topic, academic, political, or commercial. We
wrote it to
* guide you through the complexities of turning a topic or
question into a research problem whose significance matches
the effort that you put into solving it
* help you organize and draft a report that justifies the effort
* show you how to read your report as your readers will so that
you can revise it into one that they will read with the
understanding and respect it deserves
Other handbooks touch on these matters, but this one, we
think, is different. Most current guides acknowledge that
researchers rarely move in a straight line from finding a topic to
stating a thesis to filling in note cards to drafting and revision.
Experienced researchers loop back and forth, move forward a
step or two before going back in order to move ahead again,
change directions, all the while anticipating stages not yet
begun. But so far as we know, no other guide tries to explain
how each part of the process influences all the others -- how
asking questions about a topic prepares the researcher for
drafting, how drafting can reveal problems in an argument,
how writing an Introduction can send you back to a search for
more sources." (from the Preface).
5. Harvey, Gordon. 2008. Writing with Sources. A Guide for
Harvard Students. Indianapolis: Hackett.
Second revised edition (First edition 1998).
"Acknowledging your sources is therefore at once an obligation,
a service, and an advantage. With a primary source (like the ant
statistics), although you go on to give your own interpretation
of its data, you're obliged first to tell your reader in a citation
exactly what data you are interpreting, who assembled it, and
where to find it -- so they can gauge, as you have done, its
reliability. But your citation also alerts others who may want to
use the data; and by allowing others to test and verify your
conclusions, it enhances your credibility. Likewise with a
secondary source (...), you're obliged to credit other people for
work they have done and you have built upon; it's dishonest
and ungenerous not to credit them. But citing the secondary
source also alerts other readers to its existence, and has distinct
advantages for you. Where you accept and build upon an idea,
citing saves you from having to demonstrate the truth of the
idea all over again, and it enlists the source's authority on your
behalf. Where you instead challenge or qualify an idea, citing its
source makes your argument interesting as a challenge or
qualification to a published position.
In both cases, careful citing suggests to your reader that you are
a trustworthy analyst, strong enough in your own reading and
thinking to acknowledge other opinions in your pursuit of the
truth. The fear some students have, initially, that citations will
make their paper appear less thoughtful could not be less
warranted.
Although procedures for using and citing sources differ some
what from discipline to discipline, and the best authority for
questions about using sources in a particular course is always
its instructor, there is considerable common ground among the
disciplines. This book summarizes that common ground. It
describes the main methods of integrating sources into your
paper and for citing them, the basic standards for
acknowledging them, and the ways in which they are most
commonly misused-along with some steps you can take to
avoid misuses in your own writing." (from the Introduction).
6. Lipson, Charles. 2006. Cite Right. A Quick Guide to Citation
Styles - MLA, APA, Chicago, the Sciences, Professions, and
more. Chicago: University of Chicago Press.
Second revised edition May 2011.
"There are three reasons to cite the materials you use:
* To give credit to others' work and ideas, whether you agree
with them or not. When you use their words, you must give
them credit by using both quotation marks and citations.
* To show readers the materials on which you base your
analysis, your narrative, or your conclusions.
* To guide readers to the materials you have used so they can
examine it for themselves. Their interest might be to confirm
your work, to challenge it, or simply to explore it further.
Taken together, these citations fully disclose your sources.
That's important for academic integrity in several ways.
First, good citations parcel out credit. Some belongs to you for
the original work you did; you need to take full responsibility
for it. Some belongs to others for their words, ideas, data,
drawings, or other work. You need to acknowledge it, openly
and explicitly.
Second, if you relied on others' work in order to tell your story,
explain your topic, or document your conclusions, you need to
say exactly what you used. Take a simple paper about World
War I. No one writing today learned about it firsthand. What
we know, we learned by reading books and articles, by
examining original documents and news reports, by listening to
oral histories, by reviewing data compiled by military
historians, and perhaps by viewing photographs or movies.
When we write about the war, then, we should say how we
acquired our information. The only exception is "commonly
known information," something that everyone in the field
clearly understands and that does not require any
substantiation.(1) There's no need for a footnote to prove
Woodrow Wilson was actually president of the United States.
But if you referred to his speech declaring war, you would need
a proper citation. If you used his words, you'd need quotation
marks, too.
Third, your readers may want to pursue a particular issue you
cover. Citations should lead them to the right sources, whether
those are books, interviews, archival documents, Web sites,
poems, or paintings. That guidance serves several purposes.
Skeptical readers may doubt the basis for your work or your
conclusions. Others may simply want to double-check them or
do more research on the topic. Your citations should point the
way.
What citations should not do is prance about, showing off your
howl-edge without adding to the reader's. That's just bragging.
Beyond this question of style (and good manners), there is the
basic issue of honesty. Citations should never mislead your
readers. There are lots of ways to mislead or misdirect your
readers; accurate citations avoid them. For example, they
should not imply you read books or articles when you really
didn't. They should not imply you spent days in the archives
deciphering original documents when you actually read them in
an edited book or, worse, when you "borrowed" the citation
from a scholar who did study the originals. Of course, it's fine to
cite that author or an edited collection. That's accurate. It's fine
to burrow into the archives and read the original yourself. It's
dishonest, though, to write citations that only pretend you did.
Good citations should reveal your sources, not conceal them.
They should honestly show the research you conducted. That
means they should give credit where credit is due, disclose the
materials on which you base your work, and guide readers to
that material so they can explore it further. Citations like these
accurately reflect your work and that of others. They show the
ground on which you stand." (Chapter 1).
(1). What counts as common knowledge depends on your
audience.
7. Spatt, Brenda. 2011. Writing from Sources. Boston:
Bedford/St. Martin's.
Eighth Edition (First edition 2003).
"The big news about the sixth edition of Writing from Sources
is its intensive focus on the Internet. For many students, the
Web now serves as more than just an effective means of gaining
and distributing information-it has become a way of life, a
source of instant knowledge, a shortcut to research.
Unfortunately, the Web is at once the friend and the enemy of
serious research. As instructors increasingly realize, in
comparison with print sources Web material remains
unreliable, its quality often abysmal. Whether or not you use a
trustworthy search engine or consult a respected database, you
are likely to encounter far more dross than gold. And too often
our students, seduced by the abundance of online sources and
the speed of surfing, lack the knowledge to make the crucial
distinctions between a good Web site, a bad one, and one that
falls somewhere in between." (p. V)
(...)
Here is a summary of the changes in and additions to the sixth
edition of Writing from Sources that enhance its usefulness as
a text, a reader, an exercise book, and a research-essay guide:
An entirely new guide to locating print and Web sources using
databases, directories, and search engines
A revised and expanded guide to evaluating print and Web
sources, explaining-with copious illustrations-how to avoid the
pitfalls inherent in Web research
· A realistic methodology for using computers to take notes
from sources and organize them on the screen
A new sample research essay using endnotes in Chapter 9,
incorporating a fairly sophisticated level of documentation in
exploring the topic of cannibalism from a historical and
anthropological perspective
A revised selection of reference sources, emphasizing electronic
databases across the disciplines, contained in Appendix A
Expanded and updated guidelines for documenting sources in
MLA and APA styles, contained in Appendix B
An entirely new casebook of readings on "Genetic Engineering
and Cloning," contained in Appendix E, that can provide the
basis for a complete research essay or, alternatively, can be
supplemented by student research
A new model for synthesizing sources, in Chapter 4, built
around the topic of promotion in elementary school." (from To
the Instructor VI-VII).
8. Blanshard, Brand. 2004. On Philosophical Style. South Bend:
St. Augustine Press.
Original edition: Manchester, Manchester University Press,
1954.
"The more perfectly one's style fits the inner man and reveals
its strength and effect, the clearer it becomes that the problem
of style is not a problem of word and sentences merely, but of
being the right kind of mind. "He who would not be frustrated
in his hope to write well in laudable things," said Milton, "ought
himself to be a true poem." Does that make the problem of style
insoluble? Yes, I am afraid it does. But it shows also that the
problem we have been discussing is no petty or merely
technical one, but very far-reaching indeed. We may have to
agree with Professor Raleigh that "to write perfect prose is
neither more nor less difficult than to lead a perfect life."
(Conclusion).
9. Baggini, Julian, and Fosl, Peter S. 2010. The Philosopher's
Toolkit. A Compendium of Philosophical Concepts and
Methods. Malden: Wiley-Blackwell.
Second revised edition (First edition 2003).
"Philosophy can be an extremely technical and complex affair,
one whose terminology and procedures are often intimidating
to the beginner and demanding even for the professional. Like
that of surgery, the art of philosophy requires mastering a body
of knowledge, but it also requires acquiring precision and skill
with a set of instruments or tools. The Philosopher's Toolkit
may be thought of as a collection of just such tools. Unlike
those of a surgeon or a master woodworker, however, the
instruments presented by this text are conceptual - tools that
can be used to analyse, manipulate and evaluate philosophical
concepts, arguments and theories.
The Toolkit can be used in a variety of ways. It can be read
cover to cover by those looking for instruction on the essentials
of philosophical reflection. It can be used as a course book on
basic philosophical method or critical thinking. It can also be
used as a reference book to which general readers and more
advanced philosophers can turn in order to find quick and clear
accounts of the key concepts and methods of philosophy. The
aim of the book, in other words, is to act as a conceptual
toolbox from which all those from neophytes to master artisans
can draw instruments that would otherwise be distributed over
a diverse set of texts and require long periods of study to
acquire.
For this second edition, we have expanded the book from six to
seven sections, and reviewed and revised every single entry.
These sections progress from the basic tools of argumentation
to sophisticated philosophical concepts and principles. The text
passes through instruments for assessing arguments to
essential laws, principles and conceptual distinctions. It
concludes with a discussion of the limits of philosophical
thinking.
Each of the seven sections contains a number of compact
entries comprising an explanation of the tool it addresses,
examples of the tool in use and guidance about the tool's scope
and limits. Each entry is cross-referenced to other related
entries. Suggestions for further reading are included, and those
particularly suitable for novices are marked with an asterisk.
There is also a list of Internet resources at the back of the book.
Becoming a master sculptor requires more than the ability to
pick up and use the tools of the trade: it requires flair, talent,
imagination and practice. In the same way, leaning how to use
these philosophical tools will not turn you into a master of the
art of philosophy overnight. What it will do is equip you with
many skills and techniques that will help you philosophize
better." (Preface).
10. Martinich, Aloysius. 2005. Philosophical Writing. An
Introduction. Oxford: Blackwell Publishers.
Third edition (First edition 1989; Second edition 1996).
Contents: Notes to the Second Edition. Introduction. Part I:
Author and Audience. Part II: Logic and Argument for Writing.
Part III: The Structure of a Philosophical Essay. Part IV:
Composing. Part V: Tactics for Analytic Writing. Part VI: Some
Constraints on Content. Part VII: Some Goals of Form.
Part VIII: Problems with Introductions. Appendix A: "It's
Sunday Night and I have an Essay Due Monday Morning."
Appendix B: Glossary of Philosophical Terms. Index."
"It is often advisable to preview a book. That advice holds here.
Skim the entire book before reading it more carefully.
Depending on your philosophical background, some parts will
be more informative than others. Chapter 1 discusses the
concepts of author and audience as they apply to a student's
philosophical prose. Both students and their professors are in
an artificial literary situation. Unlike typical authors, students
know less about their subject than their audience, although
they are not supposed to let on that they do. Chapter 2 is a
crash course on the basic concepts of logic. It contains
background information required for understanding
subsequent chapters. Those who are familiar with logic will
breeze through it, while those with no familiarity with it will
need to read slowly and carefully. Chapter 3 discusses the
structure of a philosophical essay and forms the heart of the
book. The well-worn but sound advice that an essay should
have a beginning, a middle, and an end applies to philosophical
essays too. Chapter 4 deals with a number of matters related to
composing drafts of an essay. Various techniques for
composing are discussed. Anyone who knows how to outline,
take notes, revise, do research and so on might be able to skip
this chapter. Chapter 5 explains several types of arguments
used in philosophical reasoning, such as dilemmas,
counterexamples and reductio ad absurdum arguments.
Chapter 6 discusses some basic requirements that the content
of an essay must satisfy. Chapter 7 discusses goals for the form
of your writing: coherence, clarity, conciseness, and rigor.
Chapter 8 discusses some standard problems students have
with the first few pages of an essay.
Like essays, most books have conclusions that either
summarize or tie together the main strands of the work. It
would have been artificial to do so in this case, however, since
the book as a whole does not develop one main argument but
consists of a number of different topics that should be helpful
to the student. Appendix A, "It's Sunday Night and I Have an
Essay Due Monday Morning," is included for those who bought
this book but never got around to reading much of it, and can
serve as a conclusion. Many of my students who used one of the
first two editions let me know that this was the first part of the
book they read, on a Sunday night about six weeks into the
semester.
In order to serve the needs of a wide range of students, the level
of difficulty varies from elementary to moderately advanced.
Even within individual chapters, the level of difficulty can vary
significantly, although each section begins with the simplest
material and progresses to the most difficult. Thus, a chapter
on a new topic might revert from complex material in the
previous chapter to a simple level. I believe that intelligent,
hardworking students can move rather quickly from
philosophical innocence to moderate sophistication.
At various points, I have presented fragments of essays to
illustrate a stylistic point. The topics of these essay fragments
are sometimes controversial and the argumentation
provocative. These passages are meant to keep the reader's
interest and do not always represent my view. It would be a
mistake to focus on the content of these essay fragments when
it is their style that is important. Also, it is quite likely that the
reader will disagree with a few or even many of the stylistic
claims I make. If this leads readers to at least think about why
they disagree, and to discover what they prefer and why, then a
large part of my goal will have been achieved.
In the following pages, I often contrast rhetorical elements with
logical elements. Going back as far as Socrates, rhetoric has
often had a bad name in philosophy. No negative attitude
toward rhetoric is implied in this book. "Rhetoric," as I use it,
refers to style, that is, to those elements of writing that facilitate
communication; and it is a presupposition of this book that
these elements are extremely important. After all, like any
essay, a philosophical essay that fails to communicate fails in
one of its central purposes.
Philosophical Writing is intended to be practical. It is supposed
to help you write better and thereby improve your ability to
present Philosophical Writing is intended to be practical. It is
supposed to help you write better and thereby improve your
ability to present your thoughts. Since almost any class may
require you to write an essay that analyzes some kind of
concept, the skills gained in learning to write about
philosophical concepts may prove useful in writing other types
of essays." (from the Introduction 5-7).
11. Holowchak, M.Andrew. 2004. Critical Reasoning and
Philosophy. A Concise Guide to Reading, Evaluating, and
Writing Philosophical Works. Lanham: Rowman & Littlefield.
"Critical Reasoning and Philosophy: A Concise Guide to
Reading, Evaluating, and Writing Philosophical Works is the
culmination of several years of thinking about an integrative,
cooperative, and critical approach to teaching introductory
courses in philosophy. Philosophers are wedded to a specific
type of analytic methodology that requires the honing and use
of critical-reasoning skills at different levels: on the one hand,
recognizing, reconstructing, and evaluating arguments (usually,
those of other philosophers); on the other hand, being able to
express themselves philosophically in coherent and tightly
argued essays that move philosophical debate forward, however
slowly. Students being introduced to philosophy need exposure
to these skills and cannot fully appreciate the need for
philosophical analysis without them.
Thus, I have created this text to complement most
introductory-level philosophy courses. Its aims, as the title
suggests, are to teach students how to read, evaluate, and write
philosophy. The book begins analytically by giving students the
tools and skills to recognize, break down, and analyze
arguments before formally responding to them in writing. It
ends synthetically in that, by a book's end, students will have
learned how to advance and defend a philosophical position of
their own in a critical essay.
The text comprises six sections, each of which contains a
number of modules (nineteen in all). These modules are short,
self-teaching units that are designed to make critical evaluation
of philosophy user-friendly. The large number of modules and
small size of each make, I hope, for ready and easy assimilation
of the material. Section One looks at introductory issues
through three modules (one on philosophy, one on critical
reasoning, and one on how to read philosophy). Section Two
concerns recognition and reconstruction of arguments in two
modules. Section Three comprises two modules on
diagramming arguments. The fourth section, on argument
evaluation, has five modules that concern principles and
components of evaluation, common deductive and inductive
arguments, and common fallacies. Section Five, which is mostly
non-philosophical in scope, looks at tips for proper writing in
four modules. There are three modules in the final section: one
on evaluative essays (focusing on evaluating a philosophical
view), one on critical essays (focusing on defending a thesis of
one's own), and one on a much neglected topic in philosophy
classes-revising and rewriting essays.
The nineteen modules are complemented by five appendices.
Appendix A offers some practice exercises for argument
diagramming from famous philosophers. Appendices B and C
give, respectively, a sample evaluative essay and a sample
critical essay in an attempt to illustrate the principles and
suggestions in the final section. These samples are taken from
actual essays from students. Appendices D and E complement
the final module on revising and rewriting essays. Appendix D
is a sample comment sheet that offers guidelines for students to
critically analyze each other's papers. Appendix E is a plan-for-
revision sheet that offers guidelines for revising an essay that
protects students from beginning a hasty revision.
Overall, I have used drafts of these modules in my introductory
courses and have found them to be very helpful tools. I am
confident that, even if students cannot distinguish Aristotle
from aerosol years after one of my introductory courses, they'll
remember many things about what makes an argument good
(or bad) and they'll be capable of using these in their everyday-
life decisions. I am sure that other philosophers, especially
those who find content-based-only approaches to introductory
courses on philosophy too limited, will discover that Critical
Reasoning and Philosophy is a valuable and effective
complement to their courses.
There are a number of other books on the market with similar
aims. Many of these are fine books (I list some in my
bibliography), yet I have found none that balances concern for
reading, evaluating, and writing philosophy in a compendious,
user-friendly format-hence, the motivation for writing my own
book. In addition, I have chosen a module-based approach to
this book so as to introduce students to critical-reasoning skills
in short, digestible units that can be learned piecemeal and
spread out over the course of a term." (from the Preface, X-XI).
12. Mogck, Brian David. 2008. Writing To Reason. A Companion
for Philosophy Students and Instructors. Malden: Wiley-
Blackwell.
"I began to compose this companion after grading a stack of
midterm papers two feet tall. I noticed that I was making
mostly the same comments on each student's paper. It seemed
more economical to write the comments once, and refer the
students to the master copy of comments as needed.
If an instructor is grading hundreds of papers, it is often
impossible to continue writing detailed criticisms and
explanations of mistakes pertaining to the composition of an
essay, while remaining engaged with its philosophical content.
Consequently, instructors' comments might tend to become
less detailed or thorough by the hundredth paper. And the
comments that are made can become impatient in tone and
cryptic in content. Neither is constructive. Using this
companion to address the most common problems students
have with philosophical composition will facilitate more
substantive, philosophical engagement between instructors and
their students.
(...)
This is a relatively short companion. But it contains a number
of instructions that you will not be able to internalize
immediately. After all, writing is a craft that improves only with
disciplined practice. And, even if this companion is successful,
it only covers some of the most common characteristics of good
writing in philosophy.
Students sometimes find that they arc asked to write a
philosophy paper without first having an idea of what it means
to do philosophy or how philosophical writing differs from
writing in other disciplines. Part H explains one view of what it
means to do philosophy, how to succeed in a philosophy course,
how to approach a philosophy paper, and the requirements of
academic integrity. Chapter 8 is the most difficult and
controversial chapter of this companion, because it is an
account of what philosophers are doing when they are doing
philosophy. This is neither easy to explain nor likely to elicit
much agreement among philosophers. For this reason, your
instructor may or may not recommend that you read it,
depending on his or her judgment as to whether that view fits
well with his or her goals for the course. That is just fine, as
Part I is the practical part of the companion.
In order to use Part I effectively, I would recommend that you
first look it over to identify those points that you are
encountering for the first time and those points that you
suspect are problematic in your own writing. Later, as you
compose your paper and work through the drafting process,
you can refer back to those points and check them off to make
sure that you have addressed them. (Other checklists can be
found in sections 1.1, 1.4, and 14).
Your instructor will also refer you in either of two ways to
specific parts of the companion. First, he or she might write a
numeral in the margin of your paper -- for example, "5" --
indicating that there is a problem in your paper that is
addressed in § 5 of this book. Second, he or she might highlight
a theme that is problematic in the essay -- for example, the
thesis is unclear -- by writing the keyword "Thesis" on your
paper. You may then look up the keyword in the Keywords
Cross-referenced table (see Appendix I) to find the sections of
this companion that contain specific commentary and advice
addressing that issue." (from the Preface).
13. Seech, Zachary. 2009. Writing Philosophy Papers. Belmont:
Wadsworth.
Fifth revised edition (First edition 1993).
"Writing Philosophy Papers goes beyond general instructions
on paper writing. The whole book focuses on how to write
philosophy papers. The kinds of
papers most often assigned in philosophy classes are explained,
and a whole chapter is devoted to writing the traditional
philosophy paper: the thesis defense paper. Chapter 7 explains
how to use specific philosophical resources, with a strong
emphasis on Internet research.
Whether it's a question about organization, documentation,
research, or writing style, the student will now have the answer
before submitting a paper to the professor. This should be a
relief both to the professor who reads and grades the papers
and to the student who can hardly do a good job of writing a
paper if the task itself is unclear. Professors assign different
types of papers. Writing Philosophy Papers shows students
that many paper assignments are hybrids of the basic kinds. In
this book the students learn the basic skills, although the actual
instructions for their specific classroom assignments will vary.
Professors may also specify a preferred style of documentation.
Footnotes and endnotes are illustrated in this book. So is the
MLA parenthetical documentation. Both methods are clearly
displayed in a sample paper in Appendix B. In-text citation and
the number system of documentation are also explained.
Documentation of Internet sources is illustrated also.
The focus is on philosophy. The many examples throughout
Writing Philosophy Papers are from philosophical concepts or
primary and secondary sources in philosophy. In addition,
there is a discussion of philosophy courses, philosophical
topics, philosophical reasoning, philosophy journals and
research books, as well as the Internet and other research
sources." (from the Preface).
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
Bibliographies on various religions
Bibliography
This page is under construction
Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
About this project
Four websites:
The first website, Theory and History of Ontology, created April
13th, 2000 at the address www.formalontology.it, moved August
13th 2010 to a new address: www.ontology.co.
The second, History of Logic from Aristotle to Gödel, created
January 5th, 2016, contains also the pages previously published
under the section "History of Logic" in Theory and History of
Ontology.
The third, Theory and History of Rhetoric created March 25th 2025,
will be devoted to the historical development of rhetoric and theory
of argumentation.
The fourth and last, Bibliographia. Annotated bibliographies
created December 5th, 2016, contains bibliographical resources on
philosophy and religion.
About this website
The site "Bibliographia. Annotated bibliographies" was created
March 13th 2017; this mobile version is available when the screen
resolution is less than 480 x 500 pixels.
The site is best viewed with a recent version of one of the following
browsers: Brave, Chrome, Edge, Firefox, Maxthon, Opera, Safari, UC
Browser.
Please note that Internet Explorer is no longer supported by
Microsoft as of June 15, 2022.
How to Cite This Website
If you want to cite or link a page of my site please use the main
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Bibliographia. Annotated bibliographies
Raul Corazzon || rc@ontology.co || Info
General Index
Bibliography on Philosophy
Bibliographies of Biblical studies
Bibliography on the Early Christian
Literature (I-II Centuries)
Bibliography on the Religious Literature of
the Early Judaism
Bibliography on the Philosophy and
Phenomenology of Religion
Bibliography of the Sociology of Religion
Bibliographical study guides